GRESHAM INVESTMENT MANAGEMENT (A SUBSIDIARY OF THE FALCONWOOD CORPORATION)

Lobbying Spend

—

Filings

Firms Hired

Active Period

2009–2014

Lobbying Spend by Year

Client-reported lobbying expenses on LDA filings

Year	Lobbying Spend	Filings	Firms
2014	—	3	1
2013	—	4	1
2012	—	4	1
2011	—	4	1
2010	—	4	1
2009	—	3	1

Lobbying firms retained by this client; amounts are client-reported expenses when available

Firm Name	Reported Spend	Filings
SQUIRE PATTON BOGGS	—	22

Government entities explicitly identified as targets in LDA filings

Government Body	Filings
HOUSE OF REPRESENTATIVES	19
SENATE	19
Commodity Futures Trading Commission (CFTC)	4

Most frequently reported lobbying issues

Issue Code	Description	Reports
Financial Institutions/Investments/Securities	Financial Institutions/Investments/Securities	20
Agriculture	Agriculture	1
Energy/Nuclear	Energy/Nuclear	1
Commodities (big ticket)	Commodities (big ticket)	1

GRESHAM INVESTMENT MANAGEMENT (A SUBSIDIARY OF THE FALCONWOOD CORPORATION) — Lobbying Disclosure | Poliscope