CHICAGO STOCK EXCHANGE

Lobbying Spend

—

Filings

Firms Hired

Active Period

1999–2002

Lobbying Spend by Year

Client-reported lobbying expenses on LDA filings

Year	Lobbying Spend	Filings	Firms
2002	—	3	1
1999	—	2	1

Lobbying firms retained by this client; amounts are client-reported expenses when available

Firm Name	Reported Spend	Filings
MAYER BROWN LLP	—	2
MCAPITOL MANAGEMENT	—	3

Government entities explicitly identified as targets in LDA filings

Government Body	Filings
HOUSE OF REPRESENTATIVES	2
SENATE	2
Securities & Exchange Commission (SEC)	1

Most frequently reported lobbying issues

Issue Code	Description	Reports
Financial Institutions/Investments/Securities	Financial Institutions/Investments/Securities	2
Bankruptcy	Bankruptcy	1

CHICAGO STOCK EXCHANGE — Lobbying Disclosure | Poliscope