NATL ASSN OF PERSONAL FINANCIAL ADVISORS

Lobbying Spend

—

Filings

Firms Hired

Active Period

1999–2007

Lobbying Spend by Year

Client-reported lobbying expenses on LDA filings

Year	Lobbying Spend	Filings	Firms
2007	—	1	1
2006	—	4	2
2004	—	2	1
2003	—	2	1
2002	—	1	1
2001	—	1	1
2000	—	2	1
1999	—	1	1

Lobbying firms retained by this client; amounts are client-reported expenses when available

Firm Name	Reported Spend	Filings
HOGAN LOVELLS US LLP	—	12
CAPITOL LINK, INC.	—	2

Government entities explicitly identified as targets in LDA filings

Government Body	Filings
HOUSE OF REPRESENTATIVES	11
SENATE	11
Securities & Exchange Commission (SEC)	10

Most frequently reported lobbying issues

Issue Code	Description	Reports
Financial Institutions/Investments/Securities	Financial Institutions/Investments/Securities	14
Taxation/Internal Revenue Code	Taxation/Internal Revenue Code	1

NATL ASSN OF PERSONAL FINANCIAL ADVISORS — Lobbying Disclosure | Poliscope