UBS AG STAMFORD BRANCH

Lobbying Spend

—

Filings

Firms Hired

Active Period

2001–2004

Lobbying Spend by Year

Client-reported lobbying expenses on LDA filings

Year	Lobbying Spend	Filings	Firms
2004	—	2	1
2003	—	1	1
2002	—	1	1
2001	—	3	1

Lobbying firms retained by this client; amounts are client-reported expenses when available

Firm Name	Reported Spend	Filings
ALSTON & BIRD LLP	—	7

Government entities explicitly identified as targets in LDA filings

Most frequently reported lobbying issues

Issue Code	Description	Reports
Financial Institutions/Investments/Securities	Financial Institutions/Investments/Securities	7
Utilities	Utilities	1
Telecommunications	Telecommunications	1

UBS AG STAMFORD BRANCH — Lobbying Disclosure | Poliscope