INVESTMENT ADVISER ASSOCIATION

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Lobbying Income

—

Filings

Unique Clients

Active Period

2008–2026

Lobbying Income by Year

Registrant-reported income from clients on LDA filings

Year	Lobbying Income	Filings	Clients
2026	—	3	1
2025	—	4	1
2024	—	6	1
2023	—	4	1
2022	—	4	1
2021	—	4	1
2020	—	4	1
2019	—	4	1
2018	—	4	1
2017	—	5	1
2016	—	4	1
2015	—	4	1
2014	—	4	1
2013	—	4	1
2012	—	4	1
2011	—	4	1
2010	—	4	1
2009	—	4	1
2008	—	5	1

Top Clients

Largest clients by registrant-reported income

Client	Reported Income	Filings	Period
INVESTMENT ADVISER ASSOCIATION	—	79	2008–2026

Government Bodies Lobbied

Government entities explicitly identified as targets in LDA filings

Government Body	Filings
HOUSE OF REPRESENTATIVES	76
SENATE	76
Securities & Exchange Commission (SEC)	76
Treasury, Dept of	24
Internal Revenue Service (IRS)	11
Labor, Dept of (DOL)	6

Top Issues Lobbied

Most frequently reported lobbying issues

Issue Code	Description	Reports
Financial Institutions/Investments/Securities	Financial Institutions/Investments/Securities	79
Taxation/Internal Revenue Code	Taxation/Internal Revenue Code	36
Retirement	Retirement	6

Bills Explicitly Cited (25)

Bill numbers found in source-reported LDA specific issue text; broad topic matches are excluded

H.R. 2123117th Congress

Diversity and Inclusion Data Accountability and Transparency Act of 2021

2022 · fourth_quarter · Client: INVESTMENT ADVISER ASSOCIATION

Open original LDA filing ↗

Cited source text and reported amounts

H.R. 2123, Diversity and Inclusion Data Accountability and Transparency Act SECURE Act 2.0 retirement savings legislation ENABLERS Act/National Defense Authorization Act

Client expense: $75,000 · Firm income: —

Matched citations: H.R. 2123

H.R. 2123117th Congress

Diversity and Inclusion Data Accountability and Transparency Act of 2021

2022 · third_quarter · Client: INVESTMENT ADVISER ASSOCIATION

Open original LDA filing ↗

Cited source text and reported amounts

H.R. 2123, Diversity and Inclusion Data Accountability and Transparency Act SECURE Act 2.0 retirement savings legislation ENABLERS Act/National Defense Authorization Act

Client expense: $80,000 · Firm income: —

Matched citations: H.R. 2123

H.R. 2123117th Congress

Diversity and Inclusion Data Accountability and Transparency Act of 2021

2022 · second_quarter · Client: INVESTMENT ADVISER ASSOCIATION

Open original LDA filing ↗

Cited source text and reported amounts

H.R. 2123, Diversity and Inclusion Data Accountability and Transparency Act SECURE Act 2.0 retirement savings legislation

Client expense: $60,000 · Firm income: —

Matched citations: H.R. 2123

H.R. 2123117th Congress

Diversity and Inclusion Data Accountability and Transparency Act of 2021

2022 · first_quarter · Client: INVESTMENT ADVISER ASSOCIATION

Open original LDA filing ↗

Cited source text and reported amounts

H.R. 2123, Diversity and Inclusion Data Accountability and Transparency Act SECURE Act 2.0 retirement savings legislation

Client expense: $60,000 · Firm income: —

Matched citations: H.R. 2123

Show 21 more cited filings

H.R. 2123117th Congress

Diversity and Inclusion Data Accountability and Transparency Act of 2021

2021 · fourth_quarter · Client: INVESTMENT ADVISER ASSOCIATION

Open original LDA filing ↗

Cited source text and reported amounts

H.R. 2123, Diversity and Inclusion Data Accountability and Transparency Act Build Back Better Act Secure Act 2.0

Client expense: $65,000 · Firm income: —

Matched citations: H.R. 2123

H.R. 2123117th Congress

Diversity and Inclusion Data Accountability and Transparency Act of 2021

2021 · third_quarter · Client: INVESTMENT ADVISER ASSOCIATION

Open original LDA filing ↗

Cited source text and reported amounts

H.R. 2123, Diversity and Inclusion Data Accountability and Transparency Act Build Back Better Act Secure Act 2.0

Client expense: $65,000 · Firm income: —

Matched citations: H.R. 2123

H.R. 2123117th Congress

Diversity and Inclusion Data Accountability and Transparency Act of 2021

2021 · second_quarter · Client: INVESTMENT ADVISER ASSOCIATION

Open original LDA filing ↗

Cited source text and reported amounts

H.R. 2123, Diversity and Inclusion Data Accountability and Transparency Act S. 1762, Financial Factors in Selecting Retirement Plan Investment Act

Client expense: $90,000 · Firm income: —

Matched citations: H.R. 2123

S. 1762117th Congress

Financial Factors in Selecting Retirement Plan Investments Act

2021 · second_quarter · Client: INVESTMENT ADVISER ASSOCIATION

Open original LDA filing ↗

Cited source text and reported amounts

H.R. 2123, Diversity and Inclusion Data Accountability and Transparency Act S. 1762, Financial Factors in Selecting Retirement Plan Investment Act

Client expense: $90,000 · Firm income: —

Matched citations: S. 1762

H.R. 2123117th Congress

Diversity and Inclusion Data Accountability and Transparency Act of 2021

2021 · first_quarter · Client: INVESTMENT ADVISER ASSOCIATION

Open original LDA filing ↗

Cited source text and reported amounts

H.R. 2123, Diversity and Inclusion Data Accountability and Transparency Act

Client expense: $60,000 · Firm income: —

Matched citations: H.R. 2123

H.R. 1115th Congress

An Act to provide for reconciliation pursuant to titles II and V of the concurrent resolution on the budget for fiscal year 2018.

2018 · first_quarter · Client: INVESTMENT ADVISER ASSOCIATION

Open original LDA filing ↗

Cited source text and reported amounts

H.R. 1 -- Tax Cuts and Jobs Act

Client expense: $40,000 · Firm income: —

Matched citations: H.R. 1

H.R. 1115th Congress

An Act to provide for reconciliation pursuant to titles II and V of the concurrent resolution on the budget for fiscal year 2018.

2017 · fourth_quarter · Client: INVESTMENT ADVISER ASSOCIATION

Open original LDA filing ↗

Cited source text and reported amounts

H.R. 1 -- Tax Cuts and Jobs Act

Client expense: $50,000 · Firm income: —

Matched citations: H.R. 1

H.R. 5424114th Congress

Investment Advisers Modernization Act of 2016

2016 · fourth_quarter · Client: INVESTMENT ADVISER ASSOCIATION

Open original LDA filing ↗

Cited source text and reported amounts

Investment Adviser Act of 1940 financial services legislation H.R. 5424

Client expense: $55,000 · Firm income: —

Matched citations: H.R. 5424

H.R. 5424114th Congress

Investment Advisers Modernization Act of 2016

2016 · third_quarter · Client: INVESTMENT ADVISER ASSOCIATION

Open original LDA filing ↗

Cited source text and reported amounts

Investment Adviser Act of 1940 financial services legislation H.R. 5424

Client expense: $55,000 · Firm income: —

Matched citations: H.R. 5424

H.R. 5424114th Congress

Investment Advisers Modernization Act of 2016

2016 · second_quarter · Client: INVESTMENT ADVISER ASSOCIATION

Open original LDA filing ↗

Cited source text and reported amounts

Investment Adviser Act of 1940 financial services legislation H.R. 5424

Client expense: $40,000 · Firm income: —

Matched citations: H.R. 5424

H.R. 1627113th Congress

Investment Adviser Examination Improvement Act of 2013

2014 · fourth_quarter · Client: INVESTMENT ADVISER ASSOCIATION

Open original LDA filing ↗

Cited source text and reported amounts

H.R. 1627 Investment Adviser Act of 1940 financial services legislation

Client expense: $30,000 · Firm income: —

Matched citations: H.R. 1627

H.R. 1627113th Congress

Investment Adviser Examination Improvement Act of 2013

2014 · third_quarter · Client: INVESTMENT ADVISER ASSOCIATION

Open original LDA filing ↗

Cited source text and reported amounts

H.R. 1627 Investment Adviser Act of 1940 financial services legislation

Client expense: $30,000 · Firm income: —

Matched citations: H.R. 1627

H.R. 1627113th Congress

Investment Adviser Examination Improvement Act of 2013

2014 · second_quarter · Client: INVESTMENT ADVISER ASSOCIATION

Open original LDA filing ↗

Cited source text and reported amounts

H.R. 1627 Investment Adviser Act of 1940 financial services legislation

Client expense: $40,000 · Firm income: —

Matched citations: H.R. 1627

H.R. 2374113th Congress

Retail Investor Protection Act

2014 · first_quarter · Client: INVESTMENT ADVISER ASSOCIATION

Open original LDA filing ↗

Cited source text and reported amounts

Investment Adviser Act of 1940 H.R. 2374 financial services legislation

Client expense: $40,000 · Firm income: —

Matched citations: H.R. 2374

H.R. 2374113th Congress

Retail Investor Protection Act

2013 · fourth_quarter · Client: INVESTMENT ADVISER ASSOCIATION

Open original LDA filing ↗

Cited source text and reported amounts

Investment Adviser Act of 1940 H.R. 2374 financial services legislation

Client expense: $45,000 · Firm income: —

Matched citations: H.R. 2374

H.R. 2374113th Congress

Retail Investor Protection Act

2013 · third_quarter · Client: INVESTMENT ADVISER ASSOCIATION

Open original LDA filing ↗

Cited source text and reported amounts

Investment Adviser Act of 1940 H.R. 2374 financial services legislation

Client expense: $40,000 · Firm income: —

Matched citations: H.R. 2374

H.R. 4624112th Congress

Investment Adviser Oversight Act of 2012

2012 · fourth_quarter · Client: INVESTMENT ADVISER ASSOCIATION

Open original LDA filing ↗

Cited source text and reported amounts

H.R. 4624 H.R. 6204 Investment Adviser Act of 1940 financial services legislation

Client expense: $50,000 · Firm income: —

Matched citations: H.R. 4624

H.R. 6204112th Congress

Investment Adviser Examination Improvement Act of 2012

2012 · fourth_quarter · Client: INVESTMENT ADVISER ASSOCIATION

Open original LDA filing ↗

Cited source text and reported amounts

H.R. 4624 H.R. 6204 Investment Adviser Act of 1940 financial services legislation

Client expense: $50,000 · Firm income: —

Matched citations: H.R. 6204

H.R. 4624112th Congress

Investment Adviser Oversight Act of 2012

2012 · third_quarter · Client: INVESTMENT ADVISER ASSOCIATION

Open original LDA filing ↗

Cited source text and reported amounts

H.R. 4624 H.R. 6204 Investment Adviser Act of 1940 financial services legislation

Client expense: $50,000 · Firm income: —

Matched citations: H.R. 4624

H.R. 6204112th Congress

Investment Adviser Examination Improvement Act of 2012

2012 · third_quarter · Client: INVESTMENT ADVISER ASSOCIATION

Open original LDA filing ↗

Cited source text and reported amounts

H.R. 4624 H.R. 6204 Investment Adviser Act of 1940 financial services legislation

Client expense: $50,000 · Firm income: —

Matched citations: H.R. 6204

H.R. 4624112th Congress

Investment Adviser Oversight Act of 2012

2012 · second_quarter · Client: INVESTMENT ADVISER ASSOCIATION

Open original LDA filing ↗

Cited source text and reported amounts

H.R. 4624 Dodd-Frank Act Investment Adviser Act of 1940 financial services legislation

Client expense: $80,000 · Firm income: —

Matched citations: H.R. 4624

Source: Senate LDA

INVESTMENT ADVISER ASSOCIATION — Lobbying Disclosure | Poliscope