INDEPENDENT BROKER ACTION COMMITTEE INC

Lobbying Spend

—

Filings

Firms Hired

Active Period

2006–2007

Lobbying Spend by Year

Client-reported lobbying expenses on LDA filings

Year	Lobbying Spend	Filings	Firms
2007	—	1	1
2006	—	3	1

Lobbying firms retained by this client; amounts are client-reported expenses when available

Firm Name	Reported Spend	Filings
BAKER & HOSTETLER LLP	—	4

Government entities explicitly identified as targets in LDA filings

Government Body	Filings
HOUSE OF REPRESENTATIVES	1
SENATE	1

Most frequently reported lobbying issues

Issue Code	Description	Reports
Financial Institutions/Investments/Securities	Financial Institutions/Investments/Securities	2

INDEPENDENT BROKER ACTION COMMITTEE INC — Lobbying Disclosure | Poliscope