ICE GROUP (FORMERLY NYSE GROUP INC )

Lobbying Spend

—

Filings

Firms Hired

Active Period

2010–2014

Lobbying Spend by Year

Client-reported lobbying expenses on LDA filings

Year	Lobbying Spend	Filings	Firms
2014	—	3	1
2013	—	4	1
2012	—	4	1
2011	—	4	1
2010	—	3	1

Lobbying firms retained by this client; amounts are client-reported expenses when available

Firm Name	Reported Spend	Filings
NAPPI & HOPPE, LLC	—	18

Government entities explicitly identified as targets in LDA filings

Government Body	Filings
HOUSE OF REPRESENTATIVES	16
SENATE	16
Securities & Exchange Commission (SEC)	15

Most frequently reported lobbying issues

Issue Code	Description	Reports
Financial Institutions/Investments/Securities	Financial Institutions/Investments/Securities	17
Labor Issues/Antitrust/Workplace	Labor Issues/Antitrust/Workplace	4
Agriculture	Agriculture	1
Taxation/Internal Revenue Code	Taxation/Internal Revenue Code	1

ICE GROUP (FORMERLY NYSE GROUP INC ) — Lobbying Disclosure | Poliscope