FINANCIAL INDUSTRY REGULATORY AUTHORITY, INC. (FINRA)

Lobbying Spend

—

Filings

Firms Hired

Active Period

2025–2026

Lobbying Spend by Year

Client-reported lobbying expenses on LDA filings

Year	Lobbying Spend	Filings	Firms
2026	—	4	1
2025	—	7	1

Lobbying firms retained by this client; amounts are client-reported expenses when available

Firm Name	Reported Spend	Filings
CHECKMATE GOVERNMENT RELATIONS	—	11

Government entities explicitly identified as targets in LDA filings

Most frequently reported lobbying issues

Issue Code	Description	Reports
Financial Institutions/Investments/Securities	Financial Institutions/Investments/Securities	11

FINANCIAL INDUSTRY REGULATORY AUTHORITY, INC. (FINRA) — Lobbying Disclosure | Poliscope