TD AMERITRADE HOLDING CORP

Lobbying Spend

—

Filings

Firms Hired

Active Period

2004–2007

Lobbying Spend by Year

Client-reported lobbying expenses on LDA filings

Year	Lobbying Spend	Filings	Firms
2007	—	1	1
2006	—	1	1
2005	—	2	1
2004	—	7	1

Lobbying firms retained by this client; amounts are client-reported expenses when available

Firm Name	Reported Spend	Filings
PROMONTORY FINANCIAL GROUP	—	11

Government entities explicitly identified as targets in LDA filings

Government Body	Filings
HOUSE OF REPRESENTATIVES	8
SENATE	8
Securities & Exchange Commission (SEC)	8
Treasury, Dept of	6

Most frequently reported lobbying issues

Issue Code	Description	Reports
Financial Institutions/Investments/Securities	Financial Institutions/Investments/Securities	9

TD AMERITRADE HOLDING CORP — Lobbying Disclosure | Poliscope