NATIONAL ASSOCIATION OF SECURITIES PROFESSIONALS

Lobbying Spend

—

Filings

Firms Hired

Active Period

2013–2019

Lobbying Spend by Year

Client-reported lobbying expenses on LDA filings

Year	Lobbying Spend	Filings	Firms
2019	—	4	1
2018	—	4	1
2017	—	4	1
2016	—	4	1
2015	—	4	1
2014	—	4	1
2013	—	3	1

Lobbying firms retained by this client; amounts are client-reported expenses when available

Firm Name	Reported Spend	Filings
J.C. WATTS COMPANIES	—	27

Government entities explicitly identified as targets in LDA filings

Government Body	Filings
HOUSE OF REPRESENTATIVES	25
Labor, Dept of (DOL)	25
SENATE	25
Federal Retirement Thrift Investment Board	24
Consumer Financial Protection Bureau (CFPB)	20
Federal Housing Finance Agency (FHFA)	5
Treasury, Dept of	5
Defense, Dept of (DOD)	2
Federal Deposit Insurance Corporation (FDIC)	2
Pension & Welfare Benefits Administration	2
Pension Benefit Guaranty Corporation (PBGC)	2
Railroad Retirement Board	2
Federal Railroad Administration	1
Federal Reserve System	1
Maritime Administration (MARAD)	1
Office of the Comptroller of the Currency (OCC)	1

Most frequently reported lobbying issues

Issue Code	Description	Reports
Financial Institutions/Investments/Securities	Financial Institutions/Investments/Securities	26
Retirement	Retirement	2
Banking	Banking	2
Housing	Housing	1
Insurance	Insurance	1

NATIONAL ASSOCIATION OF SECURITIES PROFESSIONALS — Lobbying Disclosure | Poliscope