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Reported covered position: Director, Legislative Affairs, SEC
How to read the money
Income and expense are whole-filing amounts associated with this lobbyist, not personal compensation or an allocated share.
No topic inference: each bill number appears in source LDA issue text assigned to this lobbyist.
Women in Criminal Justice Reform Act
Client: BLACKROCK FUNDS SERVICES GROUP LLC · Firm: BLACKROCK FUNDS SERVICES GROUP, LLC
Financial Stability Issues Hart Scott Rodino Rule Proposals Exchange Traded Products Increasing Investor Opportunities Act, HR 4262 Climate Risk ESG Disclosure Rule 15c2-11 Money Market Fund Reform Reg ATS U.S. Treasury Market Structure Form PF Private Fund Disclosure Short Sale Proposal Definition of Dealer S. 4241/HR 8521, INDEX Act S. 5064 Secure 2.0/EARN Act HR 2954 Secure 2.0 Digital Assets Equity Market Structure Investment Company Names Rule CCP Risk Swap Block Sizes Uncleared Margin Relief SEC Outsourcing Proposal SEC Open-End Fund Liquidity Risk Management and Swing Pricing Proposal SEC Safeguarding Rule
Protecting Investments in Our Ports Act
Client: BLACKROCK FUNDS SERVICES GROUP LLC · Firm: BLACKROCK FUNDS SERVICES GROUP, LLC
Specific issues are shown only where the LDA source assigned them to this lobbyist. Targets apply to the associated filing.
BLACKROCK FUNDS SERVICES GROUP LLC via BLACKROCK FUNDS SERVICES GROUP, LLC
2025 · first_quarter · Q1
Financial Stability Issues Outbound Investment Investment manager passivity requirements Fed/FDIC/OCC long-term debt proposal Regulation O
Infrastructure Investment Financial Stability Issues Stewardship Investment manager passivity requirements Exchange Traded Products Sustainability Disclosure Rule 15c2-11 Money Market Fund Reform U.S. Treasury Market Structure Proxy Process Secure 2.0 Digital Assets Equity Market Structure Central Counter Party Risk Swap Block Sizes Uncleared Margin Rules SEC Outsourcing Proposal SEC Open-End Fund Liquidity Risk Management and Swing Pricing Proposal SEC Safeguarding/Custody Rule SEC Predictive Data Analytics Outbound Investments General briefings on compliance with applicable federal law Accredited Investor Status for IRA investments SEC Rule 3b-16, Reg ATS/Definition of Exchange SEC Treasury Clearing Rule SEC Dealer Definition Rule Private Credit Regulation FERC blanket authorization AI Basel III/GSIB Capital Rules CFTC Proposed Guidance on Listing VCC Derivatives CFTC 1.25 Proposal Closed-end funds DOL Fiduciary Rule QPAM Fed/FDIC/OCC long-term debt proposal FDIC - Change in Bank Control Act proposal Common ownership Regulation O ETF share class Stablecoin legislation Crypto regulation Tokenization
Source: Senate LDA
Financial Stability Issues Hart Scott Rodino Rule Proposals Exchange Traded Products Increasing Investor Opportunities Act, HR 4262 Climate Risk ESG Disclosure Rule 15c2-11 Money Market Fund Reform Reg ATS U.S. Treasury Market Structure Form PF Private Fund Disclosure Short Sale Proposal Definition of Dealer S. 4241/HR 8521, INDEX Act S. 5064 Secure 2.0/EARN Act HR 2954 Secure 2.0 Digital Assets Equity Market Structure Investment Company Names Rule CCP Risk Swap Block Sizes Uncleared Margin Relief SEC Outsourcing Proposal SEC Open-End Fund Liquidity Risk Management and Swing Pricing Proposal SEC Safeguarding Rule
Securing a Strong Retirement Act of 2021
Client: BLACKROCK FUNDS SERVICES GROUP LLC · Firm: BLACKROCK FUNDS SERVICES GROUP, LLC
ESG Rule/DOL Proxy Rule/DOL HR 2954, "Securing a Strong Retirement Act of 2021" S 5064, "Improving Access to Retirement Savings Act" QPAM Exemption/DOL
Increasing Investor Opportunities Act
Client: BLACKROCK FUNDS SERVICES GROUP LLC · Firm: BLACKROCK FUNDS SERVICES GROUP, LLC
Financial Stability Issues Hart Scott Rodino Rule Proposals Exchange Traded Products Increasing Investor Opportunities Act, HR 4262 Climate Risk ESG Disclosure Rule 15c2-11 Money Market Fund Reform Reg ATS U.S. Treasury Market Structure Form PF Private Fund Disclosure Short Sale Proposal Definition of Dealer S. 4241/HR 8521, INDEX Act S. 5064 Secure 2.0/EARN Act HR 2954 Secure 2.0 Digital Assets Equity Market Structure Investment Company Names Rule CCP Risk Swap Block Sizes Uncleared Margin Relief SEC Outsourcing Proposal SEC Open-End Fund Liquidity Risk Management and Swing Pricing Proposal SEC Safeguarding Rule
INDEX Act
Client: BLACKROCK FUNDS SERVICES GROUP LLC · Firm: BLACKROCK FUNDS SERVICES GROUP, LLC
Financial Stability Issues Hart Scott Rodino Rule Proposals Exchange Traded Products Increasing Investor Opportunities Act, HR 4262 Climate Risk ESG Disclosure Rule 15c2-11 Money Market Fund Reform Reg ATS U.S. Treasury Market Structure Form PF Private Fund Disclosure Short Sale Proposal Definition of Dealer S. 4241/HR 8521, INDEX Act S. 5064 Secure 2.0/EARN Act HR 2954 Secure 2.0 Digital Assets Equity Market Structure Investment Company Names Rule CCP Risk Swap Block Sizes Uncleared Margin Relief SEC Outsourcing Proposal SEC Open-End Fund Liquidity Risk Management and Swing Pricing Proposal SEC Safeguarding Rule
INDEX Act
Client: BLACKROCK FUNDS SERVICES GROUP LLC · Firm: BLACKROCK FUNDS SERVICES GROUP, LLC
Financial Stability Issues Hart Scott Rodino Rule Proposals Exchange Traded Products Increasing Investor Opportunities Act, HR 4262 Climate Risk ESG Disclosure Rule 15c2-11 Money Market Fund Reform Reg ATS U.S. Treasury Market Structure Form PF Private Fund Disclosure Short Sale Proposal Definition of Dealer S. 4241/HR 8521, INDEX Act S. 5064 Secure 2.0/EARN Act HR 2954 Secure 2.0 Digital Assets Equity Market Structure Investment Company Names Rule CCP Risk Swap Block Sizes Uncleared Margin Relief SEC Outsourcing Proposal SEC Open-End Fund Liquidity Risk Management and Swing Pricing Proposal SEC Safeguarding Rule
Right to Read Act of 2022
Client: BLACKROCK FUNDS SERVICES GROUP LLC · Firm: BLACKROCK FUNDS SERVICES GROUP, LLC
ESG Rule/DOL Proxy Rule/DOL HR 2954, "Securing a Strong Retirement Act of 2021" S 5064, "Improving Access to Retirement Savings Act" QPAM Exemption/DOL
Securing a Strong Retirement Act of 2021
Client: BLACKROCK FUNDS SERVICES GROUP LLC · Firm: BLACKROCK FUNDS SERVICES GROUP, LLC
Financial Stability Issues Hart Scott Rodino Rule Proposals Exchange Traded Products Increasing Investor Opportunities Act, HR 4262 Climate Risk ESG Disclosure Rule 15c2-11 Money Market Fund Reform Reg ATS U.S. Treasury Market Structure Form PF Private Fund Disclosure Short Sale Proposal Definition of Dealer S. 4241/HR 8521, INDEX Act S. 5064 Secure 2.0/EARN Act HR 2954 Secure 2.0 Digital Assets Equity Market Structure Investment Company Names Rule CCP Risk Swap Block Sizes Uncleared Margin Relief SEC Outsourcing Proposal SEC Open-End Fund Liquidity Risk Management and Swing Pricing Proposal
Securing a Strong Retirement Act of 2021
Client: BLACKROCK FUNDS SERVICES GROUP LLC · Firm: BLACKROCK FUNDS SERVICES GROUP, LLC
Financial Stability Issues Hart Scott Rodino Rule Proposals Exchange Traded Products Increasing Investor Opportunities Act, HR 4262 Climate Risk ESG Disclosure Rule 15c2-11 Securities Lending Money Market Fund Reform Reg ATS U.S. Treasury Market Structure Form PF Private Fund Disclosure Short Sale Proposal Definition of Dealer S. 4241, INDEX Act S. 5064 Secure 2.0/EARN Act HR 2954 Secure 2.0
Securing a Strong Retirement Act of 2021
Client: BLACKROCK FUNDS SERVICES GROUP LLC · Firm: BLACKROCK FUNDS SERVICES GROUP, LLC
ESG Rule/DOL Proxy Rule/DOL HR 2954, "Securing a Strong Retirement Act of 2021" S 5064, "Improving Access to Retirement Savings Act" HR 5376, "Build Back Better Act"
Securing a Strong Retirement Act of 2021
Client: BLACKROCK FUNDS SERVICES GROUP LLC · Firm: BLACKROCK FUNDS SERVICES GROUP, LLC
ESG Rule/DOL Proxy Rule/DOL HR 2954, "Securing a Strong Retirement Act of 2021" S 5064, "Improving Access to Retirement Savings Act" QPAM Exemption/DOL
Securing a Strong Retirement Act of 2021
Client: BLACKROCK FUNDS SERVICES GROUP LLC · Firm: BLACKROCK FUNDS SERVICES GROUP, LLC
ESG Rule/DOL Proxy Rule/DOL HR 2954, "Securing a Strong Retirement Act of 2021" S 5064, "Improving Access to Retirement Savings Act" QPAM Exemption/DOL
Securing a Strong Retirement Act of 2021
Client: BLACKROCK FUNDS SERVICES GROUP LLC · Firm: BLACKROCK FUNDS SERVICES GROUP, LLC
ESG Rule/DOL Proxy Rule/DOL HR 2954, "Securing a Strong Retirement Act of 2021" S 5064, "Improving Access to Retirement Savings Act" HR 5376, "Build Back Better Act"
Securing a Strong Retirement Act of 2021
Client: BLACKROCK FUNDS SERVICES GROUP LLC · Firm: BLACKROCK FUNDS SERVICES GROUP, LLC
Financial Stability Issues Hart Scott Rodino Rule Proposals Exchange Traded Products Increasing Investor Opportunities Act, HR 4262 Climate Risk ESG Disclosure Rule 15c2-11 Securities Lending Money Market Fund Reform Reg ATS U.S. Treasury Market Structure Form PF Private Fund Disclosure Short Sale Proposal Definition of Dealer S. 4241/HR 8521, INDEX Act S. 5064 Secure 2.0/EARN Act HR 2954 Secure 2.0 Digital Assets Equity Market Structure Investment Company Names Rule CCP Risk Swap Block Sizes Uncleared Margin Relief
Increasing Investor Opportunities Act
Client: BLACKROCK FUNDS SERVICES GROUP LLC · Firm: BLACKROCK FUNDS SERVICES GROUP, LLC
Financial Stability Issues Hart Scott Rodino Rule Proposals Exchange Traded Products Increasing Investor Opportunities Act, HR 4262 Climate Risk ESG Disclosure Rule 15c2-11 Money Market Fund Reform Reg ATS U.S. Treasury Market Structure Form PF Private Fund Disclosure Short Sale Proposal Definition of Dealer S. 4241/HR 8521, INDEX Act S. 5064 Secure 2.0/EARN Act HR 2954 Secure 2.0 Digital Assets Equity Market Structure Investment Company Names Rule CCP Risk Swap Block Sizes Uncleared Margin Relief SEC Outsourcing Proposal SEC Open-End Fund Liquidity Risk Management and Swing Pricing Proposal
Increasing Investor Opportunities Act
Client: BLACKROCK FUNDS SERVICES GROUP LLC · Firm: BLACKROCK FUNDS SERVICES GROUP, LLC
Financial Stability Issues Hart Scott Rodino Rule Proposals Exchange Traded Products Increasing Investor Opportunities Act, HR 4262 Climate Risk ESG Disclosure Rule 15c2-11 Securities Lending Money Market Fund Reform Reg ATS U.S. Treasury Market Structure Form PF Private Fund Disclosure Short Sale Proposal Definition of Dealer S. 4241/HR 8521, INDEX Act S. 5064 Secure 2.0/EARN Act HR 2954 Secure 2.0 Digital Assets Equity Market Structure Investment Company Names Rule CCP Risk Swap Block Sizes Uncleared Margin Relief
Increasing Investor Opportunities Act
Client: BLACKROCK FUNDS SERVICES GROUP LLC · Firm: BLACKROCK FUNDS SERVICES GROUP, LLC
Financial Stability Issues Hart Scott Rodino Rule Proposals Exchange Traded Products Increasing Investor Opportunities Act, HR 4262 Climate Risk ESG Disclosure Rule 15c2-11 Securities Lending Money Market Fund Reform Reg ATS U.S. Treasury Market Structure Form PF Private Fund Disclosure Short Sale Proposal Definition of Dealer
Increasing Investor Opportunities Act
Client: BLACKROCK FUNDS SERVICES GROUP LLC · Firm: BLACKROCK FUNDS SERVICES GROUP, LLC
Financial Stability Issues Hart Scott Rodino Rule Proposals Exchange Traded Products Increasing Investor Opportunities Act, HR 4262 Climate Risk ESG Disclosure Rule 15c2-11 Securities Lending Money Market Fund Reform Reg ATS U.S. Treasury Market Structure Form PF Private Fund Disclosure Short Sale Proposal Definition of Dealer S. 4241, INDEX Act S. 5064 Secure 2.0/EARN Act HR 2954 Secure 2.0
Inflation Reduction Act of 2022
Client: BLACKROCK FUNDS SERVICES GROUP LLC · Firm: BLACKROCK FUNDS SERVICES GROUP, LLC
Financial Transactions Tax HR 5376 "Build Back Better Act" Repeal of 852b6 Accredited Investor Status for IRA investments
Inflation Reduction Act of 2022
Client: BLACKROCK FUNDS SERVICES GROUP LLC · Firm: BLACKROCK FUNDS SERVICES GROUP, LLC
ESG Rule/DOL Proxy Rule/DOL HR 2954, "Securing a Strong Retirement Act of 2021" S 5064, "Improving Access to Retirement Savings Act" HR 5376, "Build Back Better Act"
Inflation Reduction Act of 2022
Client: BLACKROCK FUNDS SERVICES GROUP LLC · Firm: BLACKROCK FUNDS SERVICES GROUP, LLC
ESG Rule/DOL Proxy Rule/DOL HR 2954, "Securing a Strong Retirement Act of 2021" S 5064, "Improving Access to Retirement Savings Act" HR 5376, "Build Back Better Act"
Inflation Reduction Act of 2022
Client: BLACKROCK FUNDS SERVICES GROUP LLC · Firm: BLACKROCK FUNDS SERVICES GROUP, LLC
Financial Transactions Tax HR 5376 "Build Back Better Act" Repeal of 852b6 Accredited Investor Status for IRA investments
INDEX Act
Client: BLACKROCK FUNDS SERVICES GROUP LLC · Firm: BLACKROCK FUNDS SERVICES GROUP, LLC
Financial Stability Issues Hart Scott Rodino Rule Proposals Exchange Traded Products Increasing Investor Opportunities Act, HR 4262 Climate Risk ESG Disclosure Rule 15c2-11 Money Market Fund Reform Reg ATS U.S. Treasury Market Structure Form PF Private Fund Disclosure Short Sale Proposal Definition of Dealer S. 4241/HR 8521, INDEX Act S. 5064 Secure 2.0/EARN Act HR 2954 Secure 2.0 Digital Assets Equity Market Structure Investment Company Names Rule CCP Risk Swap Block Sizes Uncleared Margin Relief SEC Outsourcing Proposal SEC Open-End Fund Liquidity Risk Management and Swing Pricing Proposal
INDEX Act
Client: BLACKROCK FUNDS SERVICES GROUP LLC · Firm: BLACKROCK FUNDS SERVICES GROUP, LLC
Financial Stability Issues Hart Scott Rodino Rule Proposals Exchange Traded Products Increasing Investor Opportunities Act, HR 4262 Climate Risk ESG Disclosure Rule 15c2-11 Securities Lending Money Market Fund Reform Reg ATS U.S. Treasury Market Structure Form PF Private Fund Disclosure Short Sale Proposal Definition of Dealer S. 4241/HR 8521, INDEX Act S. 5064 Secure 2.0/EARN Act HR 2954 Secure 2.0 Digital Assets Equity Market Structure Investment Company Names Rule CCP Risk Swap Block Sizes Uncleared Margin Relief
INDEX Act
Client: BLACKROCK FUNDS SERVICES GROUP LLC · Firm: BLACKROCK FUNDS SERVICES GROUP, LLC
Financial Stability Issues Hart Scott Rodino Rule Proposals Exchange Traded Products Increasing Investor Opportunities Act, HR 4262 Climate Risk ESG Disclosure Rule 15c2-11 Securities Lending Money Market Fund Reform Reg ATS U.S. Treasury Market Structure Form PF Private Fund Disclosure Short Sale Proposal Definition of Dealer S. 4241, INDEX Act S. 5064 Secure 2.0/EARN Act HR 2954 Secure 2.0
INDEX Act
Client: BLACKROCK FUNDS SERVICES GROUP LLC · Firm: BLACKROCK FUNDS SERVICES GROUP, LLC
Financial Stability Issues Hart Scott Rodino Rule Proposals Exchange Traded Products Increasing Investor Opportunities Act, HR 4262 Climate Risk ESG Disclosure Rule 15c2-11 Securities Lending Money Market Fund Reform Reg ATS U.S. Treasury Market Structure Form PF Private Fund Disclosure Short Sale Proposal Definition of Dealer S. 4241/HR 8521, INDEX Act S. 5064 Secure 2.0/EARN Act HR 2954 Secure 2.0 Digital Assets Equity Market Structure Investment Company Names Rule CCP Risk Swap Block Sizes Uncleared Margin Relief
INDEX Act
Client: BLACKROCK FUNDS SERVICES GROUP LLC · Firm: BLACKROCK FUNDS SERVICES GROUP, LLC
Financial Stability Issues Hart Scott Rodino Rule Proposals Exchange Traded Products Increasing Investor Opportunities Act, HR 4262 Climate Risk ESG Disclosure Rule 15c2-11 Money Market Fund Reform Reg ATS U.S. Treasury Market Structure Form PF Private Fund Disclosure Short Sale Proposal Definition of Dealer S. 4241/HR 8521, INDEX Act S. 5064 Secure 2.0/EARN Act HR 2954 Secure 2.0 Digital Assets Equity Market Structure Investment Company Names Rule CCP Risk Swap Block Sizes Uncleared Margin Relief SEC Outsourcing Proposal SEC Open-End Fund Liquidity Risk Management and Swing Pricing Proposal
Right to Read Act of 2022
Client: BLACKROCK FUNDS SERVICES GROUP LLC · Firm: BLACKROCK FUNDS SERVICES GROUP, LLC
ESG Rule/DOL Proxy Rule/DOL HR 2954, "Securing a Strong Retirement Act of 2021" S 5064, "Improving Access to Retirement Savings Act" HR 5376, "Build Back Better Act"
Right to Read Act of 2022
Client: BLACKROCK FUNDS SERVICES GROUP LLC · Firm: BLACKROCK FUNDS SERVICES GROUP, LLC
ESG Rule/DOL Proxy Rule/DOL HR 2954, "Securing a Strong Retirement Act of 2021" S 5064, "Improving Access to Retirement Savings Act" QPAM Exemption/DOL
Right to Read Act of 2022
Client: BLACKROCK FUNDS SERVICES GROUP LLC · Firm: BLACKROCK FUNDS SERVICES GROUP, LLC
ESG Rule/DOL Proxy Rule/DOL HR 2954, "Securing a Strong Retirement Act of 2021" S 5064, "Improving Access to Retirement Savings Act" QPAM Exemption/DOL
Right to Read Act of 2022
Client: BLACKROCK FUNDS SERVICES GROUP LLC · Firm: BLACKROCK FUNDS SERVICES GROUP, LLC
Financial Stability Issues Hart Scott Rodino Rule Proposals Exchange Traded Products Increasing Investor Opportunities Act, HR 4262 Climate Risk ESG Disclosure Rule 15c2-11 Securities Lending Money Market Fund Reform Reg ATS U.S. Treasury Market Structure Form PF Private Fund Disclosure Short Sale Proposal Definition of Dealer S. 4241, INDEX Act S. 5064 Secure 2.0/EARN Act HR 2954 Secure 2.0
Right to Read Act of 2022
Client: BLACKROCK FUNDS SERVICES GROUP LLC · Firm: BLACKROCK FUNDS SERVICES GROUP, LLC
Financial Stability Issues Hart Scott Rodino Rule Proposals Exchange Traded Products Increasing Investor Opportunities Act, HR 4262 Climate Risk ESG Disclosure Rule 15c2-11 Securities Lending Money Market Fund Reform Reg ATS U.S. Treasury Market Structure Form PF Private Fund Disclosure Short Sale Proposal Definition of Dealer S. 4241/HR 8521, INDEX Act S. 5064 Secure 2.0/EARN Act HR 2954 Secure 2.0 Digital Assets Equity Market Structure Investment Company Names Rule CCP Risk Swap Block Sizes Uncleared Margin Relief
Right to Read Act of 2022
Client: BLACKROCK FUNDS SERVICES GROUP LLC · Firm: BLACKROCK FUNDS SERVICES GROUP, LLC
Financial Stability Issues Hart Scott Rodino Rule Proposals Exchange Traded Products Increasing Investor Opportunities Act, HR 4262 Climate Risk ESG Disclosure Rule 15c2-11 Money Market Fund Reform Reg ATS U.S. Treasury Market Structure Form PF Private Fund Disclosure Short Sale Proposal Definition of Dealer S. 4241/HR 8521, INDEX Act S. 5064 Secure 2.0/EARN Act HR 2954 Secure 2.0 Digital Assets Equity Market Structure Investment Company Names Rule CCP Risk Swap Block Sizes Uncleared Margin Relief SEC Outsourcing Proposal SEC Open-End Fund Liquidity Risk Management and Swing Pricing Proposal
Right to Read Act of 2022
Client: BLACKROCK FUNDS SERVICES GROUP LLC · Firm: BLACKROCK FUNDS SERVICES GROUP, LLC
ESG Rule/DOL Proxy Rule/DOL HR 2954, "Securing a Strong Retirement Act of 2021" S 5064, "Improving Access to Retirement Savings Act" HR 5376, "Build Back Better Act"
Securing a Strong Retirement Act of 2021
Client: BLACKROCK FUNDS SERVICES GROUP LLC · Firm: BLACKROCK FUNDS SERVICES GROUP, LLC
ESG Rule/DOL Proxy Rule/DOL HR 2954, "Securing a Strong Retirement Act of 2021" S 5064, "Improving Access to Retirement Savings Act" HR 5376, "Build Back Better Act"
Securing a Strong Retirement Act of 2021
Client: BLACKROCK FUNDS SERVICES GROUP LLC · Firm: BLACKROCK FUNDS SERVICES GROUP, LLC
ESG Rule/DOL Proxy Rule/DOL HR 2954, "Securing a Strong Retirement Act of 2021" S 5064, "Improving Access to Retirement Savings Act"
Securing a Strong Retirement Act of 2021
Client: BLACKROCK FUNDS SERVICES GROUP LLC · Firm: BLACKROCK FUNDS SERVICES GROUP, LLC
ESG Rule/DOL Proxy Rule/DOL HR 2954, "Securing a Strong Retirement Act of 2021" S 5064, "Improving Access to Retirement Savings Act" HR 5376, "Build Back Better Act"
Securing a Strong Retirement Act of 2021
Client: BLACKROCK FUNDS SERVICES GROUP LLC · Firm: BLACKROCK FUNDS SERVICES GROUP, LLC
ESG Rule/DOL Proxy Rule/DOL HR 2954, "Securing a Strong Retirement Act of 2021" S 5064, "Improving Access to Retirement Savings Act" HR 5376, "Build Back Better Act"
Increasing Investor Opportunities Act
Client: BLACKROCK FUNDS SERVICES GROUP LLC · Firm: BLACKROCK FUNDS SERVICES GROUP, LLC
Financial Stability Issues Hart Scott Rodino Rule Proposals Exchange Traded Products Increasing Investor Opportunities Act, HR 4262 Climate Risk ESG Disclosure Rule 15c2-11
Increasing Investor Opportunities Act
Client: BLACKROCK FUNDS SERVICES GROUP LLC · Firm: BLACKROCK FUNDS SERVICES GROUP, LLC
Financial Stability Issues Hart Scott Rodino Rule Proposals Exchange Traded Products Increasing Investor Opportunities Act, HR 4262 Climate Risk ESG Disclosure Rule 15c2-11
Increasing Investor Opportunities Act
Client: BLACKROCK FUNDS SERVICES GROUP LLC · Firm: BLACKROCK FUNDS SERVICES GROUP, LLC
Financial Stability Issues Hart Scott Rodino Rule Proposals Exchange Traded Products Increasing Investor Opportunities Act, HR 4262 Climate Risk ESG Disclosure Rule 15c2-11
Inflation Reduction Act of 2022
Client: BLACKROCK FUNDS SERVICES GROUP LLC · Firm: BLACKROCK FUNDS SERVICES GROUP, LLC
ESG Rule/DOL Proxy Rule/DOL HR 2954, "Securing a Strong Retirement Act of 2021" S 5064, "Improving Access to Retirement Savings Act" HR 5376, "Build Back Better Act"
Inflation Reduction Act of 2022
Client: BLACKROCK FUNDS SERVICES GROUP LLC · Firm: BLACKROCK FUNDS SERVICES GROUP, LLC
Financial Transactions Tax HR 5376 "Build Back Better Act" Repeal of 852b6 Accredited Investor Status for IRA investments
Inflation Reduction Act of 2022
Client: BLACKROCK FUNDS SERVICES GROUP LLC · Firm: BLACKROCK FUNDS SERVICES GROUP, LLC
Financial Transactions Tax HR 5376 "Build Back Better Act" Repeal of 852b6 Accredited Investor Status for IRA investments
Inflation Reduction Act of 2022
Client: BLACKROCK FUNDS SERVICES GROUP LLC · Firm: BLACKROCK FUNDS SERVICES GROUP, LLC
ESG Rule/DOL Proxy Rule/DOL HR 2954, "Securing a Strong Retirement Act of 2021" S 5064, "Improving Access to Retirement Savings Act" HR 5376, "Build Back Better Act"
Inflation Reduction Act of 2022
Client: BLACKROCK FUNDS SERVICES GROUP LLC · Firm: BLACKROCK FUNDS SERVICES GROUP, LLC
ESG Rule/DOL Proxy Rule/DOL HR 2954, "Securing a Strong Retirement Act of 2021" S 5064, "Improving Access to Retirement Savings Act" HR 5376, "Build Back Better Act"
Inflation Reduction Act of 2022
Client: BLACKROCK FUNDS SERVICES GROUP LLC · Firm: BLACKROCK FUNDS SERVICES GROUP, LLC
Financial Transactions Tax HR 5376 "Build Back Better Act" Repeal of 852b6 Accredited Investor Status for IRA investments
Improving Access to Retirement Savings Act
Client: BLACKROCK FUNDS SERVICES GROUP LLC · Firm: BLACKROCK FUNDS SERVICES GROUP, LLC
ESG Rule/DOL Proxy Rule/DOL HR 2954, "Securing a Strong Retirement Act of 2021" S 5064, "Improving Access to Retirement Savings Act" HR 5376, "Build Back Better Act"
Improving Access to Retirement Savings Act
Client: BLACKROCK FUNDS SERVICES GROUP LLC · Firm: BLACKROCK FUNDS SERVICES GROUP, LLC
ESG Rule/DOL Proxy Rule/DOL HR 2954, "Securing a Strong Retirement Act of 2021" S 5064, "Improving Access to Retirement Savings Act"
Improving Access to Retirement Savings Act
Client: BLACKROCK FUNDS SERVICES GROUP LLC · Firm: BLACKROCK FUNDS SERVICES GROUP, LLC
ESG Rule/DOL Proxy Rule/DOL HR 2954, "Securing a Strong Retirement Act of 2021" S 5064, "Improving Access to Retirement Savings Act" HR 5376, "Build Back Better Act"
Improving Access to Retirement Savings Act
Client: BLACKROCK FUNDS SERVICES GROUP LLC · Firm: BLACKROCK FUNDS SERVICES GROUP, LLC
ESG Rule/DOL Proxy Rule/DOL HR 2954, "Securing a Strong Retirement Act of 2021" S 5064, "Improving Access to Retirement Savings Act" HR 5376, "Build Back Better Act"
An Act to provide for reconciliation pursuant to titles II and V of the concurrent resolution on the budget for fiscal year 2018.
Client: BLACKROCK FUNDS SERVICES GROUP LLC · Firm: BLACKROCK FUNDS SERVICES GROUP, LLC
Issues related to tax reform (including technical advice and corrections to H.R.1); tax issues relating to individual and corporate taxes,including retirement savings incentives, mutual funds, and financial products.
An Act to provide for reconciliation pursuant to titles II and V of the concurrent resolution on the budget for fiscal year 2018.
Client: BLACKROCK FUNDS SERVICES GROUP LLC · Firm: BLACKROCK FUNDS SERVICES GROUP, LLC
Issues related to tax reform (including technical advice and corrections to H.R.1); tax issues relating to individual and corporate taxes,including retirement savings incentives, mutual funds, and financial products.
An Act to provide for reconciliation pursuant to titles II and V of the concurrent resolution on the budget for fiscal year 2018.
Client: BLACKROCK FUNDS SERVICES GROUP LLC · Firm: BLACKROCK FUNDS SERVICES GROUP, LLC
Issues related to tax reform (including technical advice and corrections to H.R.1); tax issues relating to individual and corporate taxes,including retirement savings incentives, mutual funds, and financial products.
Economic Growth, Regulatory Relief, and Consumer Protection Act
Client: BLACKROCK FUNDS SERVICES GROUP LLC · Firm: BLACKROCK FUNDS SERVICES GROUP, LLC
Dodd-Frank implementation and related regulatory reform including S.2155; FSOC process enhancement and stress testing; housing finance, including securitization; infrastructure financing; GSE reform; US capital markets structure
Economic Growth, Regulatory Relief, and Consumer Protection Act
Client: BLACKROCK FUNDS SERVICES GROUP LLC · Firm: BLACKROCK FUNDS SERVICES GROUP, LLC
Dodd-Frank implementation and related regulatory reform including S.2155; FSOC process enhancement and stress testing; housing finance, including securitization; infrastructure financing; GSE reform; US capital markets structure
An Act to provide for reconciliation pursuant to titles II and V of the concurrent resolution on the budget for fiscal year 2018.
Client: BLACKROCK FUNDS SERVICES GROUP LLC · Firm: BLACKROCK FUNDS SERVICES GROUP, LLC
Issues related to tax reform (including H.R.1); tax issues relating to individual and corporate taxes, including retirement savings incentives, mutual funds, election of tax lots and financial products.
To delay the reimposition of the annual fee on health insurance providers until after 2020.
Client: BLACKROCK FUNDS SERVICES GROUP LLC · Firm: BLACKROCK FUNDS SERVICES GROUP, LLC
Dodd-Frank implementation including Volcker Rule; HR 5963,CHOICE Act;housing finance, including securitization; infrastructure financing, GSE reform, US capital market structure
To delay the reimposition of the annual fee on health insurance providers until after 2020.
Client: BLACKROCK FUNDS SERVICES GROUP LLC · Firm: BLACKROCK FUNDS SERVICES GROUP, LLC
Dodd-Frank implementation including Volcker Rule; HR 5963,CHOICE Act;housing finance, including securitization; infrastructure financing, GSE reform, US capital market structure
To delay the reimposition of the annual fee on health insurance providers until after 2020.
Client: BLACKROCK FUNDS SERVICES GROUP LLC · Firm: BLACKROCK FUNDS SERVICES GROUP, LLC
Dodd-Frank implementation including Volcker Rule; HR 5963,CHOICE Act;housing finance, including securitization; infrastructure financing, GSE reform, US capital market structure
Supporting Youth Opportunity and Preventing Delinquency Act of 2016
Client: BLACKROCK FUNDS SERVICES GROUP LLC · Firm: BLACKROCK FUNDS SERVICES GROUP, LLC
Dodd-Frank implementation including Volcker rule; HR 5963-- CHOICE Act, housing finance; mortgage securization other asset securitization; GSE reform; infrastructure financing; market structure
Housing Finance Reform and Taxpayer Protection Act of 2014
Client: BLACKROCK FUNDS SERVICES GROUP LLC · Firm: BLACKROCK FUNDS SERVICES GROUP, LLC
Issues realted to Dodd-Frank implementation; GSE reform and housing finance, S.1217; eminent domain; residential and commercial real estate securitizatin; other asset securitization
Housing Finance Reform and Taxpayer Protection Act of 2014
Client: BLACKROCK FUNDS SERVICES GROUP LLC · Firm: BLACKROCK FUNDS SERVICES GROUP, LLC
Issues related to Dodd-Frank implementation; GSE reform and housing finance, S. 1217; eminent domain; residential and commercial real estate securitization; other asset securitization
Dorothy I. Height and Whitney M. Young, Jr. Social Work Reinvestment Act
Client: BLACKROCK FUNDS SERVICES GROUP LLC · Firm: BLACKROCK FUNDS SERVICES GROUP, LLC
GSE Reform; housing finance, residential and commercial securitization; Dodd-Frank implementation; issues related to programs created by S986/HR 1106.
Dorothy I. Height and Whitney M. Young, Jr. Social Work Reinvestment Act
Client: BLACKROCK FUNDS SERVICES GROUP LLC · Firm: BLACKROCK FUNDS SERVICES GROUP, LLC
Housing Finance; GSE Reform; Residential and commercial loan securitization; Dodd-Frank implementation; issues related to programs created by S986/HR 1106
Dorothy I. Height and Whitney M. Young, Jr. Social Work Reinvestment Act
Client: BLACKROCK FUNDS SERVICES GROUP LLC · Firm: BLACKROCK FUNDS SERVICES GROUP, LLC
Issues related to GSE Reform, housing finance, residential and commercial real estate securitization; other asset securitizations; Dodd-Frank implementation; issues related to programs created by S986/HR1106
Swap Execution Facility Clarification Act
Client: BLACKROCK FUNDS SERVICES GROUP LLC · Firm: BLACKROCK FUNDS SERVICES GROUP, LLC
Financial regulatory reform/Dodd-Frank implementatoin; OTC derivatives; commodity position limits; resolution authority. Issues related to money market mutual funds regulation, systemic risk, market structure, exchange traded funds, fiduciary standard. H.R. 2586, Swap Execution Clarification Act; H.R. 2940, S. 1831 Access to Capital for Job Creators Act; Jumpstart Our Business Startups Act--HR 3606; S.1933.
Access to Capital for Job Creators Act
Client: BLACKROCK FUNDS SERVICES GROUP LLC · Firm: BLACKROCK FUNDS SERVICES GROUP, LLC
Financial regulatory reform/Dodd-Frank implementatoin; OTC derivatives; commodity position limits; resolution authority. Issues related to money market mutual funds regulation, systemic risk, market structure, exchange traded funds, fiduciary standard. H.R. 2586, Swap Execution Clarification Act; H.R. 2940, S. 1831 Access to Capital for Job Creators Act; Jumpstart Our Business Startups Act--HR 3606; S.1933.
Dorothy I. Height and Whitney M. Young, Jr. Social Work Reinvestment Act
Client: BLACKROCK FUNDS SERVICES GROUP LLC · Firm: BLACKROCK FUNDS SERVICES GROUP, LLC
GSE Reform (HR 31, HR 1182, HR 1224, HR 1225: HR 1226; HR 1227); housing finance, residential and commercial securitization; Dodd-Frank implementation; issues related to programs created by S 986/HR 1106.
Dorothy I. Height and Whitney M. Young, Jr. Social Work Reinvestment Act
Client: BLACKROCK FUNDS SERVICES GROUP LLC · Firm: BLACKROCK FUNDS SERVICES GROUP, LLC
GSE reform (HR 31, HR1182, HR 1224; HR 1225; HR 1226; HR 1227); housing finance; residential and commercial securitization; Issues related to programs created byS986/HR 1106; Dodd-Frank implementation
GSE Bailout Elimination and Taxpayer Protection Act
Client: BLACKROCK FUNDS SERVICES GROUP LLC · Firm: BLACKROCK FUNDS SERVICES GROUP, LLC
GSE reform; housing finance; residential and commercial securitization: HR 31 Fannie Mae and FreddieMac Accountability Act of 2011; HR 1HR 1182; SA211 Equity in Government Compensation Act; HR 1222 GSE Subsidy Elimination Act of 2011; HR 1223 GSE Credit Risk Equitable Treatment Act; HR 1224 Portfolio Risk Reduction Act; HR 1225 GSE Debt Issuance Approval Act; HR 1226, GSE Mission Improvement Act of 2011; HR 1227 The GSE Risk and Activities Limitation Act; HR 1182 GSE Bailout and Elimination and Taxpayer Protection Act; Issues related to programs created by S896/HR1106--Helping Families Save Their Home Act; Dodd-Frank implementation
GSE Bailout Elimination and Taxpayer Protection Act
Client: BLACKROCK FUNDS SERVICES GROUP LLC · Firm: BLACKROCK FUNDS SERVICES GROUP, LLC
GSE Reform (HR 31, HR 1182, HR 1224, HR 1225: HR 1226; HR 1227); housing finance, residential and commercial securitization; Dodd-Frank implementation; issues related to programs created by S 986/HR 1106.
GSE Bailout Elimination and Taxpayer Protection Act
Client: BLACKROCK FUNDS SERVICES GROUP LLC · Firm: BLACKROCK FUNDS SERVICES GROUP, LLC
GSE reform: HR 31 Fannie Mae and FreddieMac Accountability Act of 2011; HR 1221l Equity in Government Compensation Act; HR 1222 GSE Subsidy Elimination Act of 2011; HR1223 GSE Credit Risk Equitable Treatment Act; HR 1224 Portfolio Risk Reduction Act; HR 1225 GSE Debt Issueance Approval Act; HR 1226; GSE Mission Improvement Act of 2011: HR 1227 The GSE Risk and Activities Limitation Act; HR 1182; S. 178 Issues related to programs created by S896/HR1106--Helping Families Save Their Home Act; Issues related to residential and commercial mortgage securitization. Issues related to Dodd-Frank implementation
GSE Bailout Elimination and Taxpayer Protection Act
Client: BLACKROCK FUNDS SERVICES GROUP LLC · Firm: BLACKROCK FUNDS SERVICES GROUP, LLC
GSE reform (HR 31, HR1182, HR 1224; HR 1225; HR 1226; HR 1227); housing finance; residential and commercial securitization; Issues related to programs created byS986/HR 1106; Dodd-Frank implementation
GSE Subsidy Elimination Act of 2011
Client: BLACKROCK FUNDS SERVICES GROUP LLC · Firm: BLACKROCK FUNDS SERVICES GROUP, LLC
GSE reform: HR 31 Fannie Mae and FreddieMac Accountability Act of 2011; HR 1221l Equity in Government Compensation Act; HR 1222 GSE Subsidy Elimination Act of 2011; HR1223 GSE Credit Risk Equitable Treatment Act; HR 1224 Portfolio Risk Reduction Act; HR 1225 GSE Debt Issueance Approval Act; HR 1226; GSE Mission Improvement Act of 2011: HR 1227 The GSE Risk and Activities Limitation Act; HR 1182; S. 178 Issues related to programs created by S896/HR1106--Helping Families Save Their Home Act; Issues related to residential and commercial mortgage securitization. Issues related to Dodd-Frank implementation
GSE Subsidy Elimination Act of 2011
Client: BLACKROCK FUNDS SERVICES GROUP LLC · Firm: BLACKROCK FUNDS SERVICES GROUP, LLC
GSE reform; housing finance; residential and commercial securitization: HR 31 Fannie Mae and FreddieMac Accountability Act of 2011; HR 1HR 1182; SA211 Equity in Government Compensation Act; HR 1222 GSE Subsidy Elimination Act of 2011; HR 1223 GSE Credit Risk Equitable Treatment Act; HR 1224 Portfolio Risk Reduction Act; HR 1225 GSE Debt Issuance Approval Act; HR 1226, GSE Mission Improvement Act of 2011; HR 1227 The GSE Risk and Activities Limitation Act; HR 1182 GSE Bailout and Elimination and Taxpayer Protection Act; Issues related to programs created by S896/HR1106--Helping Families Save Their Home Act; Dodd-Frank implementation
GSE Credit Risk Equitable Treatment Act of 2011
Client: BLACKROCK FUNDS SERVICES GROUP LLC · Firm: BLACKROCK FUNDS SERVICES GROUP, LLC
GSE reform: HR 31 Fannie Mae and FreddieMac Accountability Act of 2011; HR 1221l Equity in Government Compensation Act; HR 1222 GSE Subsidy Elimination Act of 2011; HR1223 GSE Credit Risk Equitable Treatment Act; HR 1224 Portfolio Risk Reduction Act; HR 1225 GSE Debt Issueance Approval Act; HR 1226; GSE Mission Improvement Act of 2011: HR 1227 The GSE Risk and Activities Limitation Act; HR 1182; S. 178 Issues related to programs created by S896/HR1106--Helping Families Save Their Home Act; Issues related to residential and commercial mortgage securitization. Issues related to Dodd-Frank implementation
GSE Credit Risk Equitable Treatment Act of 2011
Client: BLACKROCK FUNDS SERVICES GROUP LLC · Firm: BLACKROCK FUNDS SERVICES GROUP, LLC
GSE reform; housing finance; residential and commercial securitization: HR 31 Fannie Mae and FreddieMac Accountability Act of 2011; HR 1HR 1182; SA211 Equity in Government Compensation Act; HR 1222 GSE Subsidy Elimination Act of 2011; HR 1223 GSE Credit Risk Equitable Treatment Act; HR 1224 Portfolio Risk Reduction Act; HR 1225 GSE Debt Issuance Approval Act; HR 1226, GSE Mission Improvement Act of 2011; HR 1227 The GSE Risk and Activities Limitation Act; HR 1182 GSE Bailout and Elimination and Taxpayer Protection Act; Issues related to programs created by S896/HR1106--Helping Families Save Their Home Act; Dodd-Frank implementation
GSE Portfolio Risk Reduction Act of 2011
Client: BLACKROCK FUNDS SERVICES GROUP LLC · Firm: BLACKROCK FUNDS SERVICES GROUP, LLC
GSE Reform (HR 31, HR 1182, HR 1224, HR 1225: HR 1226; HR 1227); housing finance, residential and commercial securitization; Dodd-Frank implementation; issues related to programs created by S 986/HR 1106.
GSE Portfolio Risk Reduction Act of 2011
Client: BLACKROCK FUNDS SERVICES GROUP LLC · Firm: BLACKROCK FUNDS SERVICES GROUP, LLC
GSE reform; housing finance; residential and commercial securitization: HR 31 Fannie Mae and FreddieMac Accountability Act of 2011; HR 1HR 1182; SA211 Equity in Government Compensation Act; HR 1222 GSE Subsidy Elimination Act of 2011; HR 1223 GSE Credit Risk Equitable Treatment Act; HR 1224 Portfolio Risk Reduction Act; HR 1225 GSE Debt Issuance Approval Act; HR 1226, GSE Mission Improvement Act of 2011; HR 1227 The GSE Risk and Activities Limitation Act; HR 1182 GSE Bailout and Elimination and Taxpayer Protection Act; Issues related to programs created by S896/HR1106--Helping Families Save Their Home Act; Dodd-Frank implementation
GSE Portfolio Risk Reduction Act of 2011
Client: BLACKROCK FUNDS SERVICES GROUP LLC · Firm: BLACKROCK FUNDS SERVICES GROUP, LLC
GSE reform: HR 31 Fannie Mae and FreddieMac Accountability Act of 2011; HR 1221l Equity in Government Compensation Act; HR 1222 GSE Subsidy Elimination Act of 2011; HR1223 GSE Credit Risk Equitable Treatment Act; HR 1224 Portfolio Risk Reduction Act; HR 1225 GSE Debt Issueance Approval Act; HR 1226; GSE Mission Improvement Act of 2011: HR 1227 The GSE Risk and Activities Limitation Act; HR 1182; S. 178 Issues related to programs created by S896/HR1106--Helping Families Save Their Home Act; Issues related to residential and commercial mortgage securitization. Issues related to Dodd-Frank implementation
GSE Portfolio Risk Reduction Act of 2011
Client: BLACKROCK FUNDS SERVICES GROUP LLC · Firm: BLACKROCK FUNDS SERVICES GROUP, LLC
GSE reform (HR 31, HR1182, HR 1224; HR 1225; HR 1226; HR 1227); housing finance; residential and commercial securitization; Issues related to programs created byS986/HR 1106; Dodd-Frank implementation
GSE Debt Issuance Approval Act of 2011
Client: BLACKROCK FUNDS SERVICES GROUP LLC · Firm: BLACKROCK FUNDS SERVICES GROUP, LLC
GSE reform; housing finance; residential and commercial securitization: HR 31 Fannie Mae and FreddieMac Accountability Act of 2011; HR 1HR 1182; SA211 Equity in Government Compensation Act; HR 1222 GSE Subsidy Elimination Act of 2011; HR 1223 GSE Credit Risk Equitable Treatment Act; HR 1224 Portfolio Risk Reduction Act; HR 1225 GSE Debt Issuance Approval Act; HR 1226, GSE Mission Improvement Act of 2011; HR 1227 The GSE Risk and Activities Limitation Act; HR 1182 GSE Bailout and Elimination and Taxpayer Protection Act; Issues related to programs created by S896/HR1106--Helping Families Save Their Home Act; Dodd-Frank implementation
GSE Debt Issuance Approval Act of 2011
Client: BLACKROCK FUNDS SERVICES GROUP LLC · Firm: BLACKROCK FUNDS SERVICES GROUP, LLC
GSE reform (HR 31, HR1182, HR 1224; HR 1225; HR 1226; HR 1227); housing finance; residential and commercial securitization; Issues related to programs created byS986/HR 1106; Dodd-Frank implementation
GSE Debt Issuance Approval Act of 2011
Client: BLACKROCK FUNDS SERVICES GROUP LLC · Firm: BLACKROCK FUNDS SERVICES GROUP, LLC
GSE reform: HR 31 Fannie Mae and FreddieMac Accountability Act of 2011; HR 1221l Equity in Government Compensation Act; HR 1222 GSE Subsidy Elimination Act of 2011; HR1223 GSE Credit Risk Equitable Treatment Act; HR 1224 Portfolio Risk Reduction Act; HR 1225 GSE Debt Issueance Approval Act; HR 1226; GSE Mission Improvement Act of 2011: HR 1227 The GSE Risk and Activities Limitation Act; HR 1182; S. 178 Issues related to programs created by S896/HR1106--Helping Families Save Their Home Act; Issues related to residential and commercial mortgage securitization. Issues related to Dodd-Frank implementation
GSE Debt Issuance Approval Act of 2011
Client: BLACKROCK FUNDS SERVICES GROUP LLC · Firm: BLACKROCK FUNDS SERVICES GROUP, LLC
GSE Reform (HR 31, HR 1182, HR 1224, HR 1225: HR 1226; HR 1227); housing finance, residential and commercial securitization; Dodd-Frank implementation; issues related to programs created by S 986/HR 1106.
GSE Mission Improvement Act of 2011
Client: BLACKROCK FUNDS SERVICES GROUP LLC · Firm: BLACKROCK FUNDS SERVICES GROUP, LLC
GSE reform: HR 31 Fannie Mae and FreddieMac Accountability Act of 2011; HR 1221l Equity in Government Compensation Act; HR 1222 GSE Subsidy Elimination Act of 2011; HR1223 GSE Credit Risk Equitable Treatment Act; HR 1224 Portfolio Risk Reduction Act; HR 1225 GSE Debt Issueance Approval Act; HR 1226; GSE Mission Improvement Act of 2011: HR 1227 The GSE Risk and Activities Limitation Act; HR 1182; S. 178 Issues related to programs created by S896/HR1106--Helping Families Save Their Home Act; Issues related to residential and commercial mortgage securitization. Issues related to Dodd-Frank implementation
GSE Mission Improvement Act of 2011
Client: BLACKROCK FUNDS SERVICES GROUP LLC · Firm: BLACKROCK FUNDS SERVICES GROUP, LLC
GSE reform; housing finance; residential and commercial securitization: HR 31 Fannie Mae and FreddieMac Accountability Act of 2011; HR 1HR 1182; SA211 Equity in Government Compensation Act; HR 1222 GSE Subsidy Elimination Act of 2011; HR 1223 GSE Credit Risk Equitable Treatment Act; HR 1224 Portfolio Risk Reduction Act; HR 1225 GSE Debt Issuance Approval Act; HR 1226, GSE Mission Improvement Act of 2011; HR 1227 The GSE Risk and Activities Limitation Act; HR 1182 GSE Bailout and Elimination and Taxpayer Protection Act; Issues related to programs created by S896/HR1106--Helping Families Save Their Home Act; Dodd-Frank implementation
GSE Mission Improvement Act of 2011
Client: BLACKROCK FUNDS SERVICES GROUP LLC · Firm: BLACKROCK FUNDS SERVICES GROUP, LLC
GSE Reform (HR 31, HR 1182, HR 1224, HR 1225: HR 1226; HR 1227); housing finance, residential and commercial securitization; Dodd-Frank implementation; issues related to programs created by S 986/HR 1106.
GSE Mission Improvement Act of 2011
Client: BLACKROCK FUNDS SERVICES GROUP LLC · Firm: BLACKROCK FUNDS SERVICES GROUP, LLC
GSE reform (HR 31, HR1182, HR 1224; HR 1225; HR 1226; HR 1227); housing finance; residential and commercial securitization; Issues related to programs created byS986/HR 1106; Dodd-Frank implementation
GSE Risk and Activities Limitation Act of 2011
Client: BLACKROCK FUNDS SERVICES GROUP LLC · Firm: BLACKROCK FUNDS SERVICES GROUP, LLC
GSE reform; housing finance; residential and commercial securitization: HR 31 Fannie Mae and FreddieMac Accountability Act of 2011; HR 1HR 1182; SA211 Equity in Government Compensation Act; HR 1222 GSE Subsidy Elimination Act of 2011; HR 1223 GSE Credit Risk Equitable Treatment Act; HR 1224 Portfolio Risk Reduction Act; HR 1225 GSE Debt Issuance Approval Act; HR 1226, GSE Mission Improvement Act of 2011; HR 1227 The GSE Risk and Activities Limitation Act; HR 1182 GSE Bailout and Elimination and Taxpayer Protection Act; Issues related to programs created by S896/HR1106--Helping Families Save Their Home Act; Dodd-Frank implementation
GSE Risk and Activities Limitation Act of 2011
Client: BLACKROCK FUNDS SERVICES GROUP LLC · Firm: BLACKROCK FUNDS SERVICES GROUP, LLC
GSE Reform (HR 31, HR 1182, HR 1224, HR 1225: HR 1226; HR 1227); housing finance, residential and commercial securitization; Dodd-Frank implementation; issues related to programs created by S 986/HR 1106.
GSE Risk and Activities Limitation Act of 2011
Client: BLACKROCK FUNDS SERVICES GROUP LLC · Firm: BLACKROCK FUNDS SERVICES GROUP, LLC
GSE reform (HR 31, HR1182, HR 1224; HR 1225; HR 1226; HR 1227); housing finance; residential and commercial securitization; Issues related to programs created byS986/HR 1106; Dodd-Frank implementation
GSE Risk and Activities Limitation Act of 2011
Client: BLACKROCK FUNDS SERVICES GROUP LLC · Firm: BLACKROCK FUNDS SERVICES GROUP, LLC
GSE reform: HR 31 Fannie Mae and FreddieMac Accountability Act of 2011; HR 1221l Equity in Government Compensation Act; HR 1222 GSE Subsidy Elimination Act of 2011; HR1223 GSE Credit Risk Equitable Treatment Act; HR 1224 Portfolio Risk Reduction Act; HR 1225 GSE Debt Issueance Approval Act; HR 1226; GSE Mission Improvement Act of 2011: HR 1227 The GSE Risk and Activities Limitation Act; HR 1182; S. 178 Issues related to programs created by S896/HR1106--Helping Families Save Their Home Act; Issues related to residential and commercial mortgage securitization. Issues related to Dodd-Frank implementation
To facilitate implementation of title VII of the Dodd-Frank Wall Street Reform and Consumer Protection Act, promote regulatory coordination, and avoid market disruption.
Client: BLACKROCK FUNDS SERVICES GROUP LLC · Firm: BLACKROCK FUNDS SERVICES GROUP, LLC
Financial regulatory reform/Dodd-Frank implementation: OTC derivatives; HR 1573 Facilitate Implementation of Dodd-Frank Act; commodity position limits; credit rating agencies; resolution authority. Issues related to money market mutual fund regulation, systemic risk, market structure, target date funds, exchange traded funds, fiduciary standards.
Swap Execution Facility Clarification Act
Client: BLACKROCK FUNDS SERVICES GROUP LLC · Firm: BLACKROCK FUNDS SERVICES GROUP, LLC
Financial regulatory reform/Dodd-Frank implementation; OTC derivatives; commodity position limits; resolution authority. Issues related to money market mutual funds regulation, systemic risk, market structure, exchange traded funds, fiduciary standards. H.R. 2586, Swap Execution Clarification Act
Swap Execution Facility Clarification Act
Client: BLACKROCK FUNDS SERVICES GROUP LLC · Firm: BLACKROCK FUNDS SERVICES GROUP, LLC
Financial regulatory reform/Dodd-Frank implementation; OTC derivatives; commodity position limits; resolution authority. Issues related to money market mutual funds regulation, systemic risk, market structure, exchange traded funds, fiduciary standards. H.R. 2586, Swap Execution Clarification Act; H.R. 2940, S. 1831 Access to Capital for Job Creators Act.
Access to Capital for Job Creators Act
Client: BLACKROCK FUNDS SERVICES GROUP LLC · Firm: BLACKROCK FUNDS SERVICES GROUP, LLC
Financial regulatory reform/Dodd-Frank implementation; OTC derivatives; commodity position limits; resolution authority. Issues related to money market mutual funds regulation, systemic risk, market structure, exchange traded funds, fiduciary standards. H.R. 2586, Swap Execution Clarification Act; H.R. 2940, S. 1831 Access to Capital for Job Creators Act.
Fannie Mae and Freddie Mac Accountability and Transparency for Taxpayers Act of 2011
Client: BLACKROCK FUNDS SERVICES GROUP LLC · Firm: BLACKROCK FUNDS SERVICES GROUP, LLC
GSE reform (HR 31, HR1182, HR 1224; HR 1225; HR 1226; HR 1227); housing finance; residential and commercial securitization; Issues related to programs created byS986/HR 1106; Dodd-Frank implementation
Fannie Mae and Freddie Mac Accountability and Transparency for Taxpayers Act of 2011
Client: BLACKROCK FUNDS SERVICES GROUP LLC · Firm: BLACKROCK FUNDS SERVICES GROUP, LLC
GSE reform: HR 31 Fannie Mae and FreddieMac Accountability Act of 2011; HR 1221l Equity in Government Compensation Act; HR 1222 GSE Subsidy Elimination Act of 2011; HR1223 GSE Credit Risk Equitable Treatment Act; HR 1224 Portfolio Risk Reduction Act; HR 1225 GSE Debt Issueance Approval Act; HR 1226; GSE Mission Improvement Act of 2011: HR 1227 The GSE Risk and Activities Limitation Act; HR 1182; S. 178 Issues related to programs created by S896/HR1106--Helping Families Save Their Home Act; Issues related to residential and commercial mortgage securitization. Issues related to Dodd-Frank implementation
DOL fiduciary proposal 403.b investment parity Secure 2.0 QPAM Child Savings Accounts Access Issues Emergency Savings Accounts Retirement Tax Advantage Private assets in 401ks
852b6 Accredited Investor Status for IRA investments Municipal Bond Tax Exemption Status Endowment Tax Status
Infrastructure Data Management Artificial Intelligence
Filing targets: Commerce, Dept of (DOC), Commodity Futures Trading Commission (CFTC), Energy, Dept of, Executive Office of the President (EOP), Federal Deposit Insurance Corporation (FDIC), Federal Energy Regulatory Commission (FERC), Federal Reserve System, Federal Trade Commission (FTC), HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), Office of the Comptroller of the Currency (OCC), SENATE, Securities & Exchange Commission (SEC), Transportation, Dept of (DOT), Treasury, Dept of
BLACKROCK FUNDS SERVICES GROUP LLC via BLACKROCK FUNDS SERVICES GROUP, LLC
2024 · fourth_quarter · Q4
Infrastructure Data Management Artificial Intelligence
Financial Stability Issues Outbound Investment Investment manager passivity requirements Fed/FDIC/OCC long-term debt proposal Regulation O
Infrastructure Investment Financial Stability Issues Stewardship Investment manager passivity requirements Exchange Traded Products Sustainability Disclosure Rule 15c2-11 Money Market Fund Reform U.S. Treasury Market Structure Proxy Process Secure 2.0 Digital Assets Equity Market Structure Central Counter Party Risk Swap Block Sizes Uncleared Margin Relief SEC Outsourcing Proposal SEC Open-End Fund Liquidity Risk Management and Swing Pricing Proposal SEC Safeguarding/Custody Rule SEC Predictive Data Analytics Outbound Investments General briefings on compliance with applicable federal law Accredited Investor Status for IRA investments SEC Rule 3b-16, Reg ATS/Definition of Exchange SEC Treasury Clearing Rule SEC Dealer Definition Rule Private Credit Regulation FERC blanket authorization CFTC RFI on AI Basel III/GSIB Capital Rules CFTC Proposed Guidance on Listing VCC Derivatives CFTC 1.25 Proposal Closed-end funds DOL Fiduciary Rule QPAM Fed/FDIC/OCC long-term debt proposal FDIC - Change in Bank Control Act proposal FERC NOI on Blanket Authorizations for Investment Companies Common ownership Regulation O
DOL fiduciary proposal 403(b) investment parity Secure 2.0 QPAM Child Savings Accounts Access Issues Emergency Savings Accounts Retirement Tax Advantage
Repeal of 852b6 Accredited Investor Status for IRA investments
Filing targets: Commerce, Dept of (DOC), Commodity Futures Trading Commission (CFTC), Energy, Dept of, Executive Office of the President (EOP), Federal Deposit Insurance Corporation (FDIC), Federal Energy Regulatory Commission (FERC), Federal Reserve System, Federal Trade Commission (FTC), HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), Office of the Comptroller of the Currency (OCC), SENATE, Securities & Exchange Commission (SEC), Transportation, Dept of (DOT), Treasury, Dept of
BLACKROCK FUNDS SERVICES GROUP LLC via BLACKROCK FUNDS SERVICES GROUP, LLC
2024 · third_quarter · Q3
Infrastructure Data Management AI
Financial Stability Issues Outbound Investment Investment manager passivity requirements (13DG) Fed/FDIC/OCC long-term debt proposal
Repeal of 852b6 Accredited Investor Status for IRA investments
DOL fiduciary proposal 403(b) investment parity Secure 2.0 QPAM Child Savings Accounts Access Issues Emergency Savings Accounts Student Loan Matching Retirement Tax Advantage Social Security Solvency
Infrastructure Investment Financial Stability Issues Stewardship Investment manager passivity requirements (13DG) Exchange Traded Products Sustainability Disclosure Rule 15c2-11 Money Market Fund Reform U.S. Treasury Market Structure Proxy Process Secure 2.0 Digital Assets Equity Market Structure Central Counter Party Risk Swap Block Sizes Uncleared Margin Relief SEC Outsourcing Proposal SEC Open-End Fund Liquidity Risk Management and Swing Pricing Proposal SEC Safeguarding/Custody Rule SEC Predictive Data Analytics Outbound Investments General briefings on compliance with applicable federal law Accredited Investor Status for IRA investments SEC Rule 3b-16, Reg ATS/Definition of Exchange SEC Treasury Clearing Rule SEC Dealer Definition Rule Private Credit Regulation FERC NOI on Blanket Authorization CFTC RFI on AI Basel III/GSIB Capital Rules CFTC Proposed Guidance on Listing VCC Derivatives CFTC 1.25 Proposal Closed-end funds DOL Fiduciary Rule QPAM Fed/FDIC/OCC long-term debt proposal FDIC - Change in Bank Control Act proposal FERC Notice of Inquiry Blanket Authorization for Investment Companies Common ownership
Filing targets: Commerce, Dept of (DOC), Commodity Futures Trading Commission (CFTC), Energy, Dept of, Executive Office of the President (EOP), Federal Deposit Insurance Corporation (FDIC), Federal Energy Regulatory Commission (FERC), Federal Reserve System, Federal Trade Commission (FTC), HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), Office of the Comptroller of the Currency (OCC), SENATE, Securities & Exchange Commission (SEC), Transportation, Dept of (DOT), Treasury, Dept of
BLACKROCK FUNDS SERVICES GROUP LLC via BLACKROCK FUNDS SERVICES GROUP, LLC
2024 · second_quarter · Q2
Financial Stability Issues Stewardship Investment manager passivity requirements (13DG) Exchange Traded Products Sustainability Disclosure Rule 15c2-11 Money Market Fund Reform U.S. Treasury Market Structure Proxy Process Secure 2.0 Digital Assets Equity Market Structure Central Counter Party Risk Swap Block Sizes Uncleared Margin Relief SEC Outsourcing Proposal SEC Open-End Fund Liquidity Risk Management and Swing Pricing Proposal SEC Safeguarding/Custody Rule SEC Predictive Data Analytics Outbound Investment General briefings on compliance with applicable federal law SEC Rule 3b-16, Reg ATS/Definition of Exchange SEC Treasury Clearing Rule SEC Dealer Definition Rule Private Credit Regulation FERC NOI on Blanket Authorization CFTC RFI on AI Basel III/GSIB Capital Rules CFTC Proposed Guidance on Listing VCC Derivatives Investment manager passivity requirements (13DG) Closed-end funds DOL Fiduciary Rule QPAM Accredited Investor Status for IRA investments Fed/FDIC/OCC long-term debt proposal Common ownership
Repeal of 852b6 Accredited Investor Status for IRA investments
DOL fiduciary proposal 403(b) investment parity Secure 2.0 QPAM Child Savings Accounts Access Issues Emergency Savings Accounts Student Loan Matching Retirement Tax Advantage Social Security Solvency
Financial Stability Issues Outbound Investment Investment manager passivity requirements (13DG) Fed/FDIC/OCC long-term debt proposal
Filing targets: Commodity Futures Trading Commission (CFTC), Executive Office of the President (EOP), Federal Deposit Insurance Corporation (FDIC), Federal Energy Regulatory Commission (FERC), Federal Reserve System, Federal Trade Commission (FTC), HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), Office of the Comptroller of the Currency (OCC), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
BLACKROCK FUNDS SERVICES GROUP LLC via BLACKROCK FUNDS SERVICES GROUP, LLC
2024 · first_quarter · Q1
DOL fiduciary proposal 403(b) investment parity Secure 2.0 QPAM Child Savings Accounts Access Issues Emergency Savings Accounts Student Loan Matching Retirement Tax Advantage Social Security Solvency
Financial Stability Issues Stewardship Investment manager passivity requirements (13DG) Exchange Traded Products Sustainability Disclosure Rule 15c2-11 Money Market Fund Reform U.S. Treasury Market Structure Proxy Process Secure 2.0 Digital Assets Equity Market Structure Central Counter Party Risk Swap Block Sizes Uncleared Margin Relief SEC Outsourcing Proposal SEC Open-End Fund Liquidity Risk Management and Swing Pricing Proposal SEC Safeguarding/Custody Rule SEC Predictive Data Analytics Outbound Investment General briefings on compliance with applicable federal law SEC Rule 3b-16, Reg ATS/Definition of Exchange SEC Treasury Clearing Rule SEC Dealer Definition Rule Private Credit Regulation FERC NOI on Blanket Authorization CFTC RFI on AI Basel III/GSIB Capital Rules CFTC Proposed Guidance on Listing VCC Derivatives Investment manager passivity requirements (13DG) Closed-end funds Fiduciary DOL Fiduiciary Rule QPAM Accredited Investor Status for IRA investments
Financial Stability Issues Outbound Investment Investment manager passivity requirements (13DG)
Repeal of 852b6 Accredited Investor Status for IRA investments
Filing targets: Commodity Futures Trading Commission (CFTC), Executive Office of the President (EOP), Federal Deposit Insurance Corporation (FDIC), Federal Energy Regulatory Commission (FERC), Federal Reserve System, HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
BLACKROCK FUNDS SERVICES GROUP LLC via BLACKROCK FUNDS SERVICES GROUP, LLC
2023 · fourth_quarter · Q4
Repeal of 852b6 Accredited Investor Status for IRA investments
Financial Stability Issues Outbound Investment
QPAM Exemption/DOL 403.b
BLACKROCK FUNDS SERVICES GROUP LLC via BLACKROCK FUNDS SERVICES GROUP, LLC
2023 · third_quarter · Q3
Financial Stability Issues Outbound Investment
Repeal of 852b6 Accredited Investor Status for IRA investments
QPAM Exemption/DOL 403.b
BLACKROCK FUNDS SERVICES GROUP LLC via BLACKROCK FUNDS SERVICES GROUP, LLC
2023 · second_quarter · Q2
Financial Stability Issues Hart Scott Rodino Rule Proposals Exchange Traded Products Increasing Investor Opportunities Act Climate Risk Sustainability Disclosure Rule 15c2-11 Money Market Fund Reform Reg ATS U.S. Treasury Market Structure Form PF Private Fund Disclosure Short Sale Proposal Definition of Dealer Proxy Process Secure 2.0/EARN Act Secure 2.0 Digital Assets Equity Market Structure Investment Company Names Rule Central Counter Party Risk Swap Block Sizes Uncleared Margin Relief SEC Outsourcing Proposal SEC Open-End Fund Liquidity Risk Management and Swing Pricing Proposal SEC Safeguarding Rule SEC Cybersecurity Rule/RedSC/Reg S-P FHFA Social Bond Proposal
Repeal of 852b6 Accredited Investor Status for IRA investments
BLACKROCK FUNDS SERVICES GROUP LLC via BLACKROCK FUNDS SERVICES GROUP, LLC
2023 · first_quarter · 1A
ESG Rule/DOL Proxy Rule/DOL QPAM Exemption/DOL
Repeal of 852b6 Accredited Investor Status for IRA investments
Financial Stability Issues Hart Scott Rodino Rule Proposals Exchange Traded Products Increasing Investor Opportunities Act Climate Risk ESG Disclosure Rule 15c2-11 Money Market Fund Reform Reg ATS U.S. Treasury Market Structure Form PF Private Fund Disclosure Short Sale Proposal Definition of Dealer INDEX Act Secure 2.0/EARN Act Secure 2.0 Digital Assets Equity Market Structure Investment Company Names Rule CCP Risk Swap Block Sizes Uncleared Margin Relief SEC Outsourcing Proposal SEC Open-End Fund Liquidity Risk Management and Swing Pricing Proposal
BLACKROCK FUNDS SERVICES GROUP LLC via BLACKROCK FUNDS SERVICES GROUP, LLC
2023 · first_quarter · Q1
Financial Stability Issues Hart Scott Rodino Rule Proposals Exchange Traded Products Increasing Investor Opportunities Act, HR 4262 Climate Risk ESG Disclosure Rule 15c2-11 Money Market Fund Reform Reg ATS U.S. Treasury Market Structure Form PF Private Fund Disclosure Short Sale Proposal Definition of Dealer S. 4241/HR 8521, INDEX Act S. 5064 Secure 2.0/EARN Act HR 2954 Secure 2.0 Digital Assets Equity Market Structure Investment Company Names Rule CCP Risk Swap Block Sizes Uncleared Margin Relief SEC Outsourcing Proposal SEC Open-End Fund Liquidity Risk Management and Swing Pricing Proposal SEC Safeguarding Rule
Repeal of 852b6 Accredited Investor Status for IRA investments
BLACKROCK FUNDS SERVICES GROUP LLC via BLACKROCK FUNDS SERVICES GROUP, LLC
2022 · fourth_quarter · Q4
Financial Stability Issues Hart Scott Rodino Rule Proposals Exchange Traded Products Increasing Investor Opportunities Act, HR 4262 Climate Risk ESG Disclosure Rule 15c2-11 Money Market Fund Reform Reg ATS U.S. Treasury Market Structure Form PF Private Fund Disclosure Short Sale Proposal Definition of Dealer S. 4241/HR 8521, INDEX Act S. 5064 Secure 2.0/EARN Act HR 2954 Secure 2.0 Digital Assets Equity Market Structure Investment Company Names Rule CCP Risk Swap Block Sizes Uncleared Margin Relief SEC Outsourcing Proposal SEC Open-End Fund Liquidity Risk Management and Swing Pricing Proposal
Repeal of 852b6 Accredited Investor Status for IRA investments
BLACKROCK FUNDS SERVICES GROUP LLC via BLACKROCK FUNDS SERVICES GROUP, LLC
2022 · third_quarter · Q3
Financial Stability Issues Hart Scott Rodino Rule Proposals Exchange Traded Products Increasing Investor Opportunities Act, HR 4262 Climate Risk ESG Disclosure Rule 15c2-11 Securities Lending Money Market Fund Reform Reg ATS U.S. Treasury Market Structure Form PF Private Fund Disclosure Short Sale Proposal Definition of Dealer S. 4241/HR 8521, INDEX Act S. 5064 Secure 2.0/EARN Act HR 2954 Secure 2.0 Digital Assets Equity Market Structure Investment Company Names Rule CCP Risk Swap Block Sizes Uncleared Margin Relief
Repeal of 852b6 Accredited Investor Status for IRA investments
BLACKROCK FUNDS SERVICES GROUP LLC via BLACKROCK FUNDS SERVICES GROUP, LLC
2022 · second_quarter · Q2
Financial Stability Issues
Financial Transactions Tax HR 5376 "Build Back Better Act" Repeal of 852b6 Accredited Investor Status for IRA investments
ESG Rule/DOL Proxy Rule/DOL HR 2954, "Securing a Strong Retirement Act of 2021" S 5064, "Improving Access to Retirement Savings Act" HR 5376, "Build Back Better Act"
BLACKROCK FUNDS SERVICES GROUP LLC via BLACKROCK FUNDS SERVICES GROUP, LLC
2022 · first_quarter · Q1
Financial Transactions Tax HR 5376 "Build Back Better Act" Repeal of 852b6 Accredited Investor Status for IRA investments
Financial Stability Issues
Financial Stability Issues Hart Scott Rodino Rule Proposals Exchange Traded Products Increasing Investor Opportunities Act, HR 4262 Climate Risk ESG Disclosure Rule 15c2-11 Securities Lending Money Market Fund Reform Reg ATS U.S. Treasury Market Structure Form PF Private Fund Disclosure Short Sale Proposal Definition of Dealer
BLACKROCK FUNDS SERVICES GROUP LLC via BLACKROCK FUNDS SERVICES GROUP, LLC
2021 · fourth_quarter · Q4
ESG Rule/DOL Proxy Rule/DOL HR 2954, "Securing a Strong Retirement Act of 2021" S 5064, "Improving Access to Retirement Savings Act" HR 5376, "Build Back Better Act"
Financial Transactions Tax HR 5376 "Build Back Better Act" Repeal of 852b6 Accredited Investor Status for IRA investments
Financial Stability Issues
BLACKROCK FUNDS SERVICES GROUP LLC via BLACKROCK FUNDS SERVICES GROUP, LLC
2021 · third_quarter · 3A
ESG Rule/DOL Proxy Rule/DOL HR 2954, "Securing a Strong Retirement Act of 2021" S 5064, "Improving Access to Retirement Savings Act" HR 5376, "Build Back Better Act"
Financial Stability Issues
Financial Stability Issues Hart Scott Rodino Rule Proposals Exchange Traded Products Increasing Investor Opportunities Act, HR 4262 Climate Risk ESG Disclosure Rule 15c2-11
BLACKROCK FUNDS SERVICES GROUP LLC via BLACKROCK FUNDS SERVICES GROUP, LLC
2021 · third_quarter · Q3
Financial Stability Issues Hart Scott Rodino Rule Proposals Exchange Traded Products Increasing Investor Opportunities Act, HR 4262 Climate Risk ESG Disclosure Rule 15c2-11
ESG Rule/DOL Proxy Rule/DOL HR 2954, "Securing a Strong Retirement Act of 2021" S 5064, "Improving Access to Retirement Savings Act" HR 5376, "Build Back Better Act"
Financial Transactions Tax HR 5376 "Build Back Better Act" Repeal of 852b6 Accredited Investor Status for IRA investments
BLACKROCK FUNDS SERVICES GROUP LLC via BLACKROCK FUNDS SERVICES GROUP, LLC
2021 · second_quarter · Q2
ESG Rule/DOL Proxy Rule/DOL HR 2954, "Securing a Strong Retirement Act of 2021" S 5064, "Improving Access to Retirement Savings Act"
Financial Stability Issues
Financial Stability Issues Hart Scott Rodino Rule Proposals Exchange Traded Products Climate Risk ESG Disclosure
BLACKROCK FUNDS SERVICES GROUP LLC via BLACKROCK FUNDS SERVICES GROUP, LLC
2021 · first_quarter · Q1
Financial Stability Issues Exchange Traded Products Climate Risk
Financial Transactions Tax
Financial Stability Issues
BLACKROCK FUNDS SERVICES GROUP LLC via BLACKROCK FUNDS SERVICES GROUP, LLC
2020 · fourth_quarter · Q4
Issues related to tax reform; tax issues relating to individual and corporate taxes,including retirement savings incentives, mutual funds, and financial products.
Dodd Frank implementation and reforms; FSOC process enhancement and stress testing; housing finance reform, including securitization; infrastructure financing; GSE reform; US capital markets structure; COVID-19 relief
Issues related to fiduciary standards, retirement security and savings, including related tax reforms, retirement income products and retirement income disclosures
BLACKROCK FUNDS SERVICES GROUP LLC via BLACKROCK FUNDS SERVICES GROUP, LLC
2020 · third_quarter · Q3
Financial regulatory reform/Dodd-Frank implementation including reviews mandated by Executive Order; OTC derivatives; CCPs (central clearing parties); data reporting harmonization, including international; liquidity risk management and stress testing, including role of international standard setting bodies. Issues related to "JOBS Act 3.0": including systemic risk (including designation process); US capital markets structure; exchange traded funds; money market mutual funds; implementation of e-delivery for mutual funds; corporate governance, including institutional investors and stewardship, and proxy reform proposals; foreign market access and foreign investment; fiduciary standards; COVID-19 relief
Dodd Frank implementation and reforms; FSOC process enhancement and stress testing; housing finance reform, including securitization; infrastructure financing; GSE reform; US capital markets structure; COVID-19 relief
BLACKROCK FUNDS SERVICES GROUP LLC via BLACKROCK FUNDS SERVICES GROUP, LLC
2020 · second_quarter · Q2
Dodd Frank implementation and reforms; FSOC process enhancement and stress testing; housing finance reform, including securitization; infrastructure financing; GSE reform; US capital markets structure; COVID-19 relief
Issues related to tax reform; tax issues relating to individual and corporate taxes,including retirement savings incentives, mutual funds, and financial products.
Issues related to fiduciary standards, retirement security and savings, including related tax reforms, retirement income products and retirement income disclosures
BLACKROCK FUNDS SERVICES GROUP LLC via BLACKROCK FUNDS SERVICES GROUP, LLC
2020 · first_quarter · Q1
Financial regulatory reform/Dodd-Frank implementation including reviews mandated by Executive Order; OTC derivatives; CCPs (central clearing parties); data reporting harmonization, including international; liquidity risk management and stress testing, including role of international standard setting bodies. Issues related to "JOBS Act 3.0": including systemic risk (including designation process); US capital markets structure; exchange traded funds; money market mutual funds; implementation of e-delivery for mutual funds; corporate governance, including institutional investors and stewardship, and proxy reform proposals; foreign market access and foreign investment; fiduciary standards; COVID-19 relief
Issues related to tax reform; tax issues relating to individual and corporate taxes,including retirement savings incentives, mutual funds, and financial products.
BLACKROCK FUNDS SERVICES GROUP LLC via BLACKROCK FUNDS SERVICES GROUP, LLC
2019 · fourth_quarter · Q4
Financial regulatory reform/Dodd-Frank implementation including reviews mandated by Executive Order; OTC derivatives; CCPs (central clearing parties); data reporting harmonization, including international; liquidity risk management and stress testing, including role of international standard setting bodies. Issues related to "JOBS Act 3.0": including systemic risk (including designation process); US capital markets structure; exchange traded funds; money market mutual funds; implementation of e-delivery for mutual funds; corporate governance, including institutional investors and stewardship, and proxy reform proposals; foreign market access and foreign investment; fiduciary standards.
Issues related to tax reform; tax issues relating to individual and corporate taxes,including retirement savings incentives, mutual funds, and financial products.
BLACKROCK FUNDS SERVICES GROUP LLC via BLACKROCK FUNDS SERVICES GROUP, LLC
2019 · third_quarter · Q3
Issues related to tax reform; tax issues relating to individual and corporate taxes,including retirement savings incentives, mutual funds, and financial products.
Dodd Frank implementation and reforms; FSOC process enhancement and stress testing; housing finance reform, including securitization; infrastructure financing; GSE reform; US capital markets structure
Financial regulatory reform/Dodd-Frank implementation including reviews mandated by Executive Order; OTC derivatives; CCPs (central clearing parties); data reporting harmonization, including international; liquidity risk management and stress testing, including role of international standard setting bodies. Issues related to "JOBS Act 3.0": including systemic risk (including designation process); US capital markets structure; exchange traded funds; money market mutual funds; implementation of e-delivery for mutual funds; corporate governance, including institutional investors and stewardship, and proxy reform proposals; foreign market access and foreign investment; fiduciary standards.
BLACKROCK FUNDS SERVICES GROUP LLC via BLACKROCK FUNDS SERVICES GROUP, LLC
2019 · second_quarter · Q2
Dodd Frank implementation and reforms; FSOC process enhancement and stress testing; housing finance reform, including securitization; infrastructure financing; GSE reform; US capital markets structure
Issues related to fiduciary standards, retirement security and savings, including related tax reforms, retirement income products and retirement income disclosures
Financial regulatory reform/Dodd-Frank implementation including reviews mandated by Executive Order; OTC derivatives; CCPs (central clearing parties); data reporting harmonization, including international; liquidity risk management and stress testing, including role of international standard setting bodies. Issues related to "JOBS Act 3.0": including systemic risk (including designation process); US capital markets structure; exchange traded funds; money market mutual funds; implementation of e-delivery for mutual funds; corporate governance, including institutional investors and stewardship, and proxy reform proposals; foreign market access; and fiduciary standards.
BLACKROCK FUNDS SERVICES GROUP LLC via BLACKROCK FUNDS SERVICES GROUP, LLC
2019 · first_quarter · Q1
Dodd Frank implementation and reforms; FSOC process enhancement and stress testing; housing finance reform, including securitization; infrastructure financing; GSE reform; US capital markets structure
Issues related to fiduciary standards, retirement security and savings, including related tax reforms, retirement income products and retirement income disclosures
Issues related to tax reform; tax issues relating to individual and corporate taxes,including retirement savings incentives, mutual funds, and financial products.
BLACKROCK FUNDS SERVICES GROUP LLC via BLACKROCK FUNDS SERVICES GROUP, LLC
2018 · fourth_quarter · Q4
Issues related to tax reform; tax issues relating to individual and corporate taxes,including retirement savings incentives, mutual funds, and financial products.
Issues related to fiduciary standards, retirement security and savings, including related tax reforms, retirement income products and retirement income disclosures
Financial regulatory reform/Dodd-Frank implementation including reviews mandated by Executive Order; OTC derivatives; CCPs (central clearing parties); data reporting harmonization, including international; liquidity risk management and stress testing, including role of international standard setting bodies. Issues related to "JOBS Act 3.0": including systemic risk (including designation process;US capital markets structure; exchange traded funds;money market mutual funds; implementation of e-delivery for mutual funds; corporate governance; foreign market access; and fiduciary standards.
BLACKROCK FUNDS SERVICES GROUP LLC via BLACKROCK FUNDS SERVICES GROUP, LLC
2018 · third_quarter · Q3
Dodd Frank implementation and reforms; FSOC process enhancement and stress testing; housing finance, including securitization; infrastructure financing; GSE reform; US capital markets structure
Financial regulatory reform/Dodd-Frank implementation including reviews mandated by Executive Order; OTC derivatives; CCPs (central clearing parties); data reporting harmonization, including international; liquidity risk management and stress testing, including role of international standard setting bodies. Issues related to "JOBS Act 3.0": including systemic risk (including designation process;US capital markets structure; exchange traded funds;money market mutual funds;e-delivery for mutual funds; corporate governance; foreign market access; and fiduciary standards.
BLACKROCK FUNDS SERVICES GROUP LLC via BLACKROCK FUNDS SERVICES GROUP, LLC
2018 · second_quarter · Q2
Financial regulatory reform/Dodd-Frank implementation including reviews mandated by Executive Order; OTC derivatives; CCPs (central clearing parties); data reporting harmonization, including international; liquidity risk management and stress testing, including role of international standard setting bodies. Issues related to "JOBS Act 3.0": including systemic risk (including designation process;US capital markets structure; exchange traded funds;money market mutual funds;e-delivery for mutual funds; corporate governance; foreign market access; and fiduciary standards.
Issues related to fiduciary standards, retirement security and savings, including related tax reforms, retirement income products and retirement income disclosures
BLACKROCK FUNDS SERVICES GROUP LLC via BLACKROCK FUNDS SERVICES GROUP, LLC
2018 · first_quarter · Q1
Issues related to fiduciary standards, retirement security and savings, including related tax reforms, retirement income products and retirement income disclosures
Financial regulatory reform/Dodd-Frank implementation including reviews mandated by Executive Order; OTC derivatives; CCPs (central clearing parties); data reporting harmonization, including international; liquidity risk management and stress testing, including role of international standard setting bodies. Issues related to systemic risk (including designation process), housing finance; US capital markets structure; exchange traded funds;money market mutual funds; e-delivery for mutual funds; foreign market access and fiduciary standards
BLACKROCK FUNDS SERVICES GROUP LLC via BLACKROCK FUNDS SERVICES GROUP, LLC
2017 · fourth_quarter · Q4
Issues related to tax reform (including H.R.1); tax issues relating to individual and corporate taxes, including retirement savings incentives, mutual funds, election of tax lots and financial products.
Dodd-Frank implementation and related regulatory reform including Volcker Rule, FSOC process enhancement and stress testing; housing finance, including securitization; infrastructure financing; GSE reform; US capital markets structure
Financial regulatory reform/Dodd-Frank implementation including reviews mandated by Executive Order; OTC derivatives; CCPs (central clearing parties); data reporting harmonization, including international; liquidity risk management and stress testing, including role of international standard setting bodies. Issues related to systemic risk (including designation process), housing finance; US capital markets structure; exchange traded funds;money market mutual funds; e-delivery for mutual funds; foreign market access and fiduciary standards
BLACKROCK FUNDS SERVICES GROUP LLC via BLACKROCK FUNDS SERVICES GROUP, LLC
2017 · third_quarter · Q3
Issues related to fiduciary standards, retirement security and savings, including related tax reforms, retirement income products and retirement income disclosures
Financial regulatory reform/Dodd-Frank implementation including reviews mandated by Executive Order; OTC derivatives; CCPs (central clearing parties); data reporting harmonization, including international; liquidity risk management and stress testing, including role of international standard setting bodies. Issues related to systemic risk (including designation process), housing finance; US capital markets structure; exchange traded funds; e-delivery for mutual funds, foreign market access and fiduciary standards
BLACKROCK FUNDS SERVICES GROUP LLC via BLACKROCK FUNDS SERVICES GROUP, LLC
2017 · second_quarter · Q2
Financial regulatory reform/Dodd-Frank implementation including reviews mandated by Executive Order; OTC derivatives; CCPs (central clearing parties); data reporting harmonization, including international; liquidity risk management and stress testing. Issues related to systemic risk (including designation process), housing finance; US capital markets structure; exchange traded funds; e-delivery for mutual funds and fiduciary standards
Issues related to tax reform, including retirement savings incentives, mutual funds, FTT, individual and corporate taxes
BLACKROCK FUNDS SERVICES GROUP LLC via BLACKROCK FUNDS SERVICES GROUP, LLC
2017 · first_quarter · Q1
Issues related to tax reform, including retirement savings incentives, mutual funds, FTT, individual and corporate taxes
Issues related to fiduciary standards, retirement security and savings, including related tax reforms, retirement income products and retirement income disclosures
Financial regulatory reform/Dodd-Frank implementation including reviews mandated by Executive Order; OTC derivatives; CCPs (central clearing parties); data reporting harmonization, including international; liquidity risk management and stress testing. Issues related to systemic risk (including designation process), housing finance; US capital markets structure; exchange traded funds; e-delivery for mutual funds and fiduciary standards
BLACKROCK FUNDS SERVICES GROUP LLC via BLACKROCK FUNDS SERVICES GROUP, LLC
2016 · fourth_quarter · Q4
Issues related to tax reform, including retirement savings incentives, mutual funds,FTT, corporate and individual income taxes, Section 385 regulations
Dodd-Frank implementation including Volcker rule; HR 5963-- CHOICE Act, housing finance; mortgage securization other asset securitization; GSE reform; infrastructure financing; market structure
Financial regulatory reform/Dodd-Frank implementation, OTC derivatives, central clearing parties (CCPs), data reporting harmonization, risk management, stress testing. Issues related to systemic risk (including designation process), housing finance, equity and fixed income market structure, exchange traded funds, and fiduciary standards.
BLACKROCK FUNDS SERVICES GROUP LLC via BLACKROCK FUNDS SERVICES GROUP, LLC
2016 · third_quarter · Q3
Issues related to tax reform, including retirement savings incentives, mutual funds,FTT, corporate and individual income taxes, Section 385 regulations
Dodd-Frank implementation including Volcker rule; housing finance; mortgage securization other asset securitization; GSE reform; infrastructure financing; market structure
Financial regulatory reform/Dodd-Frank implementation, OTC derivatives, central clearing parties (CCPs), data reporting harmonization, risk management, stress testing. Issues related to systemic risk (including designation process), housing finance, equity and fixed income market structure, exchange traded funds, and fiduciary standards.
BLACKROCK FUNDS SERVICES GROUP LLC via BLACKROCK FUNDS SERVICES GROUP, LLC
2016 · second_quarter · Q2
Issues related to fiduciary standards,retirement security and savings proposals, including related tax reforms, retirement income products and lifetime income disclosures.
Issues related to tax reform, including retirement savings incentives, mutual funds,FTT, corporate and individual income taxes, Section 385 regulations
Dodd-Frank implementation; housing finance; mortgage securization; other asset securitization; GSE reform; infrastructure financing; market structure
BLACKROCK FUNDS SERVICES GROUP LLC via BLACKROCK FUNDS SERVICES GROUP, LLC
2016 · first_quarter · Q1
Issues related to fiduciary standards,retirement security and savings proposals, including related tax reforms, retirement income products and lifetime income disclosures.
Dodd-Frank implementation; housing finance; mortgage securization; other asset securitization; GSE reform; infrastructure financing; market structure
Financial regulatory reform/Dodd-Frank implementation, OTC derivatives, central clearing parties (CCPs), data reporting harmonization, risk management, stress testing. Issues related to systemic risk (including designation process), housing finance, equity and fixed income market structure, exchange traded funds, and fiduciary standards.
BLACKROCK FUNDS SERVICES GROUP LLC via BLACKROCK FUNDS SERVICES GROUP, LLC
2015 · fourth_quarter · Q4
Dodd-Frank implementation; housing finance; mortgage securization; other asset securitization; GSE reform; infrastructure financing; market structure
Issues related to fiduciary standards,retirement security and savings proposals, including related tax reforms, retirement income products and lifetime income disclosures.
Financial regulatory reform/Dodd-Frank implementation, OTC derivatives, central clearing parties (CCPs), data reporting harmonization, risk management. Issues related to systemic risk (including designation process), housing finance, equity and fixed income market structure, exchange traded funds, fiduciary standards, institutional investor protections,.
BLACKROCK FUNDS SERVICES GROUP LLC via BLACKROCK FUNDS SERVICES GROUP, LLC
2015 · third_quarter · Q3
Issues related to fiduciary standards,retirement security and savings proposals, including related tax reforms, retirement income products and lifetime income disclosures.
Issues related to tax reform, including retirement savings incentives, FTT, FATCA implementation, corporate and individual income taxes.
Financial regulatory reform/Dodd-Frank implementation, OTC derivatives, central clearing parties (CCPs), data reporting harmonization. Issues related to systemic risk (including designation process), housing finance, equity and fixed income market structure, exchange traded funds, fiduciary standards
BLACKROCK FUNDS SERVICES GROUP LLC via BLACKROCK FUNDS SERVICES GROUP, LLC
2015 · second_quarter · Q2
Issues related to tax reform, including retirement savings incentives, FTT, FATCA implementation, corporate and individual income taxes.
Issues related to retirement security and savings proposals, including related tax reforms, retirement income products and lifetime income disclosures.
Dodd-Frank implementation; housing finance; mortgage securization; other asset securitization; GSE reform; infrastructure financing
BLACKROCK FUNDS SERVICES GROUP LLC via BLACKROCK FUNDS SERVICES GROUP, LLC
2015 · first_quarter · Q1
Issues related to retirement security and savings proposals, including related tax reforms, retirement income products and lifetime income disclosures.
Financial regulatory reform/Dodd-Frank implemetnations, OTC derivatives, central clearing parties (CCPs), reporting harmonization. Issues related to money market funds, systemic risk, housing finance, equity and fixed income market structure, exchange traded funds, fiduciary standards
Issues related to tax reform, including retirement savings incentives, FTT, FATCA implementation, corporate and individual income taxes
BLACKROCK FUNDS SERVICES GROUP LLC via BLACKROCK FUNDS SERVICES GROUP, LLC
2014 · fourth_quarter · Q4
Issues relating to tax reform, including retirement savings, FTT, FATCA implementation, corporate and individual income taxes.
Issues related to retirement security and savings proposals, including related tax reforms, retirement income products, fiduciary standards
Financial regulatory reform/Dodd-Frank implementation, OTC derivatives, central clearing parties (CCPs), reporting harmonization. Issues related to money market funds, systemic risk, housing finance, equity and fixed income market structure, exchange traded funds, fiduciary standards.
BLACKROCK FUNDS SERVICES GROUP LLC via BLACKROCK FUNDS SERVICES GROUP, LLC
2014 · third_quarter · Q3
Various issues relating to tax reform, including retirement savings and income products; FTT, FATCA and corporate and individual tax reform
Financial regulatory reform/Dodd-Frank implementation, OTC derivatives, central clearing parties (CCPs), CFTC reauthorization. Issues related to money market funds regulation, systemic risk, housing finance, equity and fixed income market structure, exchange traded funds, fiduciary standards.
Issues related to Dodd-Frank implementation, housing finance and GSE reform, residential housing securitization, other asset securitization, infrastructure financing
BLACKROCK FUNDS SERVICES GROUP LLC via BLACKROCK FUNDS SERVICES GROUP, LLC
2014 · second_quarter · Q2
Various issues relating to tax reform, including retirement and savings and income products; FTT, implementation of Foreign Account Tax Compliance Act (FATCA); corporate and individual tax reform
Issues related to Dodd-Frank implementation, housing finance and GSE reform, eminent domain, residential housing securitizations, other asset securitization, infrastructure financing
Financial regulatory reform/Dodd-Frank implementation; OTC derivatives, CFTC reauthorization. Issues related to money market mutual funds regulation, systemic risk, housing finance, central clearing parties (CCPs), equity and fixed income market structures, exchange traded funds, fiduciary standards
BLACKROCK FUNDS SERVICES GROUP LLC via BLACKROCK FUNDS SERVICES GROUP, LLC
2014 · first_quarter · Q1
Various issues relating to tax reform, including retirement savings and income products; FTT; implementation of Foreign Account Tax Compliance Act (FATCA)
Issues relared to Dodd-Frank implementation, housing finance and GSE reform, eminent domain, residential securitization, other asset securitization, infrastructure financing
Financial regulatory reform/Dodd-Frank implementation; OTC derivatives, CFTC reauthorization. Issues related to money market mutual fund regulations, systemic risk, housing finance, central clearing parties (CCPs), securities market structures, exchange traded funds, fiduciary standards
BLACKROCK FUNDS SERVICES GROUP LLC via BLACKROCK FUNDS SERVICES GROUP, LLC
2013 · third_quarter · 3A
Financial regulatory reform/Dodd-Frank implementation; OTC derivatives, CFTC reauthorization. Issues related to money market mutual funds regulations; systemic risk, housing finance,eminent domain, securities market structures, exchange-traded funds, fiduciary standards
Issues realted to Dodd-Frank implementation; GSE reform and housing finance, S.1217; eminent domain; residential and commercial real estate securitizatin; other asset securitization
Issues related to retirement security and savings proposals, retirement income products, fiduciary standards
BLACKROCK FUNDS SERVICES GROUP LLC via BLACKROCK FUNDS SERVICES GROUP, LLC
2013 · fourth_quarter · Q4
Financial regulatory reform/Dodd-Frank implementation; OTC derivatives, CFTC reauthorization. Issues related to money market mutual fund regulations, systemic risk, housing finance, eminent domain, credit rating agencies, securities market structures, exchange traded funds, fiduciary standards
Issues related to Dodd-Frank implementation; housing finance and GSE reform; eminent domain; residential and commections real estate securitization, other asset securitization
Issues related to tax reform; retirement savings and income products, FTT, implementation of Foreign Account Tax Compliance Act
BLACKROCK FUNDS SERVICES GROUP LLC via BLACKROCK FUNDS SERVICES GROUP, LLC
2013 · third_quarter · Q3
Financial regulatory reform/Dodd-Frank implementation; OTC derivatives, CFTC reauthorization. Issues related to money market mutual funds regulations; systemic risk, housing finance, eminent domain, securities market structures, exchange traded funds, fiduciary standards.
Issues related to Dodd-Frank implementation; GSE reform and housing finance, S. 1217; eminent domain; residential and commercial real estate securitization; other asset securitization
Issues related to retirement security and savings proposals, retirement income products, fiduciary standards
BLACKROCK FUNDS SERVICES GROUP LLC via BLACKROCK FUNDS SERVICES GROUP, LLC
2013 · second_quarter · Q2
Financial regulatory reform/Dodd-Frank implementation; OTC derivatives; CFTC reauthorization. Issuses related to money market mutual funds regulation, systemic risk, housing finance, market structure, exchange traded funds, fiduciary standards
Issues related to retirement security and savings proposals, stable value funds/book vlaue wrappers, lifetime income products, fiduciary standards
Issues related to implementation of the Foreign Account Tax Compliance Act; individual and corporate tax reform; retirement savings and income products, including savings incentives; FTT
BLACKROCK FUNDS SERVICES GROUP LLC via BLACKROCK FUNDS SERVICES GROUP, LLC
2013 · first_quarter · Q1
Issues related to Dodd-Frank implementation; GSE reform and housing finance; residential and commercial real estate securitization, other asset securitizations
Financial regulatory reform/Dodd-Frank implementation; OTC derivatives; CFTC reauthorization. Issues related to money market mutual funds regulations, systemic risk, housing finance, market structure, exchange traded funds, fiduciary standards
Issues related to retirement security and savings proposals, stable value funds/book value wrappers, retirement income products, fiduciary standards
BLACKROCK FUNDS SERVICES GROUP LLC via BLACKROCK FUNDS SERVICES GROUP, LLC
2012 · fourth_quarter · Q4
Issues related to retirement security and savings proposals, stable value funds/book value wrappers, retirement income products,fiduciary standards
Financial regulatory reform/Dodd-Frank implementation; OTC derivatives; JOBS Act. Issues related to money market mutual funds regulation, systemic risk, market structure, exchange traded funds, fiduciary standards
Issues related to implementation of Foreign Account Tax Compliance Act; tax reform; retirement savings and income products; FTT
BLACKROCK FUNDS SERVICES GROUP LLC via BLACKROCK FUNDS SERVICES GROUP, LLC
2012 · third_quarter · Q3
Issues related to retirement security and savings proposals, stable value funds/book value wrappers, retirement income products, fiduciary standards
Issues related to implementation of Foreign Account Tax Compliance Act; retirement savings and income products; tax reform
Financial regulatory reform/Dodd-Frank implementation; OTC derivatives. Issues related to HR 3606. Issues related to money market mutual funds regulation, systemic risk, market structure, exchange traded funds, fiduciary standards.
BLACKROCK FUNDS SERVICES GROUP LLC via BLACKROCK FUNDS SERVICES GROUP, LLC
2012 · second_quarter · Q2
Issues related to implementation of Foreign Account Tax Compliance Act; retirement savings and income products; tax reform
Issues related to retirement security and savings proposals,stable value funds/book value wrappers; retirement income products; fiduciary standards
GSE Reform; housing finance, residential and commercial securitization; Dodd-Frank implementation; issues related to programs created by S986/HR 1106.
BLACKROCK FUNDS SERVICES GROUP LLC via BLACKROCK FUNDS SERVICES GROUP, LLC
2012 · first_quarter · Q1
Issues relationg to implementation of Foreign Account Tax Compliance Act; retirement savings and retirement income products; deficit reduction and tax reform
Housing Finance; GSE Reform; Residential and commercial loan securitization; Dodd-Frank implementation; issues related to programs created by S986/HR 1106
Issues related to retirement security and saving proposals, stable value funds/book value wrappers; retirement income products, defined contribution disclosures; target date funds; fiduciary standards; pension plan Dodd-Frank implementation issues.
BLACKROCK FUNDS SERVICES GROUP LLC via BLACKROCK FUNDS SERVICES GROUP, LLC
2011 · fourth_quarter · Q4
Issues related to retirement security and savings proposals, stable value funds/book value wrappers; retirement income products, defined contribution disclosure, fiduciary standards
Issues related to implementation of Foreign Account Tax Compliance Act; retirement savings; corporate tax reform
Financial regulatory reform/Dodd-Frank implementation; OTC derivatives; commodity position limits; resolution authority. Issues related to money market mutual funds regulation, systemic risk, market structure, exchange traded funds, fiduciary standards. H.R. 2586, Swap Execution Clarification Act; H.R. 2940, S. 1831 Access to Capital for Job Creators Act.
BLACKROCK FUNDS SERVICES GROUP LLC via BLACKROCK FUNDS SERVICES GROUP, LLC
2011 · third_quarter · Q3
GSE reform (HR 31, HR1182, HR 1224; HR 1225; HR 1226; HR 1227); housing finance; residential and commercial securitization; Issues related to programs created byS986/HR 1106; Dodd-Frank implementation
Issues related to retirement security and savings proposals; stable value funds/book value wrappers; retirement income products, defined contribution disclosure, fiduciary standards
Financial regulatory reform/Dodd-Frank implementation; OTC derivatives; commodity position limits; resolution authority. Issues related to money market mutual funds regulation, systemic risk, market structure, exchange traded funds, fiduciary standards. H.R. 2586, Swap Execution Clarification Act
BLACKROCK FUNDS SERVICES GROUP LLC via BLACKROCK FUNDS SERVICES GROUP, LLC
2011 · second_quarter · Q2
Issues related to retirement security and savings proposals; HR 677 Lifetime Income Disclosure Act; S 267 Lifetime Income Disclosure Act; stable value funds/book value wrappers; retirement income products, securities lending, target date funds, defined contribution disclosure, fiduciary standards.
Issues related to implementation of the Foreign Account Tax Compliance Act
GSE reform; housing finance; residential and commercial securitization: HR 31 Fannie Mae and FreddieMac Accountability Act of 2011; HR 1HR 1182; SA211 Equity in Government Compensation Act; HR 1222 GSE Subsidy Elimination Act of 2011; HR 1223 GSE Credit Risk Equitable Treatment Act; HR 1224 Portfolio Risk Reduction Act; HR 1225 GSE Debt Issuance Approval Act; HR 1226, GSE Mission Improvement Act of 2011; HR 1227 The GSE Risk and Activities Limitation Act; HR 1182 GSE Bailout and Elimination and Taxpayer Protection Act; Issues related to programs created by S896/HR1106--Helping Families Save Their Home Act; Dodd-Frank implementation
BLACKROCK FUNDS SERVICES GROUP LLC via BLACKROCK FUNDS SERVICES GROUP, LLC
2011 · first_quarter · Q1
Issues related to retirement security and savings proposals; HR 677 Lifetime Income Disclosure Act, S. 267 Lifetime Income Disclosure Act; stable value funds/book value wrappers; retirement income products, securities lending, target date funds, defined contribution disclosure; fiduciary responsibilities
Financial regulatory reform/Dodd-Frank implementation; OTC derivatives, credit rating agencies, resolution authority Issues related to money market mutual fund regulation, systemic risk, market structure, target date funds, exchange traded funds, fiduciary standards
BLACKROCK FUNDS SERVICES GROUP LLC via BLACKROCK FUNDS SERVICES GROUP, LLC
2010 · first_quarter · RA
Dodd-Frank implementation, money market mutual funds, systemic risk, FACTA, housing finance
Dodd-Frank implementation, money market mutual funds, systemic risk, FACTA, housing finance
Dodd-Frank implementation, money market mutual funds, systemic risk, FACTA, housing finance
Financial Stability Issues Hart Scott Rodino Rule Proposals Exchange Traded Products Increasing Investor Opportunities Act Climate Risk Sustainability Disclosure Rule 15c2-11 Money Market Fund Reform Reg ATS U.S. Treasury Market Structure Form PF Private Fund Disclosure Short Sale Proposal Definition of Dealer Proxy Process Secure 2.0/EARN Act Secure 2.0 Digital Assets Equity Market Structure Investment Company Names Rule Central Counter Party Risk Swap Block Sizes Uncleared Margin Relief SEC Outsourcing Proposal SEC Open-End Fund Liquidity Risk Management and Swing Pricing Proposal SEC Safeguarding Rule SEC Cybersecurity Rule/RedSC/Reg S-P FHFA Social Bond Proposal Outbound Investments General briefings on compliance with applicable federal law
Filing targets: Commodity Futures Trading Commission (CFTC), Executive Office of the President (EOP), Federal Reserve System, Federal Trade Commission (FTC), HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
Financial Stability Issues Hart Scott Rodino Rule Proposals Exchange Traded Products Increasing Investor Opportunities Act Climate Risk Sustainability Disclosure Rule 15c2-11 Money Market Fund Reform Reg ATS U.S. Treasury Market Structure Form PF Private Fund Disclosure Short Sale Proposal Definition of Dealer Proxy Process Secure 2.0/EARN Act Secure 2.0 Digital Assets Equity Market Structure Investment Company Names Rule Central Counter Party Risk Swap Block Sizes Uncleared Margin Relief SEC Outsourcing Proposal SEC Open-End Fund Liquidity Risk Management and Swing Pricing Proposal SEC Safeguarding Rule SEC Cybersecurity Rule/RedSC/Reg S-P FHFA Social Bond Proposal Outbound Investments General briefings on compliance with applicable federal law
Filing targets: Commodity Futures Trading Commission (CFTC), Executive Office of the President (EOP), Federal Reserve System, Federal Trade Commission (FTC), HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
Financial Stability Issues
QPAM Exemption/DOL 403.b
Filing targets: Commodity Futures Trading Commission (CFTC), Executive Office of the President (EOP), Federal Reserve System, Federal Trade Commission (FTC), HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
Financial Stability Issues
Filing targets: Commodity Futures Trading Commission (CFTC), Executive Office of the President (EOP), Federal Reserve System, Federal Trade Commission (FTC), HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
Financial Stability Issues
ESG Rule/DOL Proxy Rule/DOL HR 2954, "Securing a Strong Retirement Act of 2021" S 5064, "Improving Access to Retirement Savings Act" QPAM Exemption/DOL
Filing targets: Commodity Futures Trading Commission (CFTC), Executive Office of the President (EOP), Federal Reserve System, Federal Trade Commission (FTC), HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
ESG Rule/DOL Proxy Rule/DOL HR 2954, "Securing a Strong Retirement Act of 2021" S 5064, "Improving Access to Retirement Savings Act" QPAM Exemption/DOL
Financial Stability Issues
Filing targets: Commodity Futures Trading Commission (CFTC), Executive Office of the President (EOP), Federal Reserve System, Federal Trade Commission (FTC), HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
Financial Stability Issues
ESG Rule/DOL Proxy Rule/DOL HR 2954, "Securing a Strong Retirement Act of 2021" S 5064, "Improving Access to Retirement Savings Act" QPAM Exemption/DOL
Filing targets: Commodity Futures Trading Commission (CFTC), Executive Office of the President (EOP), Federal Reserve System, Federal Trade Commission (FTC), HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
Financial Stability Issues Hart Scott Rodino Rule Proposals Exchange Traded Products Increasing Investor Opportunities Act, HR 4262 Climate Risk ESG Disclosure Rule 15c2-11 Securities Lending Money Market Fund Reform Reg ATS U.S. Treasury Market Structure Form PF Private Fund Disclosure Short Sale Proposal Definition of Dealer S. 4241, INDEX Act S. 5064 Secure 2.0/EARN Act HR 2954 Secure 2.0
Filing targets: Commodity Futures Trading Commission (CFTC), Executive Office of the President (EOP), Federal Reserve System, Federal Trade Commission (FTC), HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
ESG Rule/DOL Proxy Rule/DOL HR 2954, "Securing a Strong Retirement Act of 2021" S 5064, "Improving Access to Retirement Savings Act" HR 5376, "Build Back Better Act"
Filing targets: Commodity Futures Trading Commission (CFTC), Executive Office of the President (EOP), Federal Reserve System, Federal Trade Commission (FTC), HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
Financial Stability Issues Hart Scott Rodino Rule Proposals Exchange Traded Products Increasing Investor Opportunities Act, HR 4262 Climate Risk ESG Disclosure Rule 15c2-11
Filing targets: Commodity Futures Trading Commission (CFTC), Executive Office of the President (EOP), Federal Deposit Insurance Corporation (FDIC), Federal Reserve System, Federal Trade Commission (FTC), HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
Financial Transactions Tax HR 5376 "Build Back Better Act" Repeal of 852b6 Accredited Investor Status for IRA investments
Filing targets: Commodity Futures Trading Commission (CFTC), Executive Office of the President (EOP), Export-Import Bank of the United States (EXIM Bank), Federal Deposit Insurance Corporation (FDIC), Federal Reserve System, Federal Trade Commission (FTC), HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), Overseas Private Investment Corp (OPIC), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
Financial Stability Issues
Filing targets: Commodity Futures Trading Commission (CFTC), Executive Office of the President (EOP), Export-Import Bank of the United States (EXIM Bank), Federal Deposit Insurance Corporation (FDIC), Federal Reserve System, Federal Trade Commission (FTC), HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), Overseas Private Investment Corp (OPIC), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
Financial Transactions Tax
Filing targets: Commodity Futures Trading Commission (CFTC), Executive Office of the President (EOP), Export-Import Bank of the United States (EXIM Bank), Federal Deposit Insurance Corporation (FDIC), Federal Reserve System, Federal Trade Commission (FTC), HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), Overseas Private Investment Corp (OPIC), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
ESG Rule/DOL Proxy Rule/DOL
Filing targets: Commodity Futures Trading Commission (CFTC), Executive Office of the President (EOP), Export-Import Bank of the United States (EXIM Bank), Federal Deposit Insurance Corporation (FDIC), Federal Reserve System, Federal Trade Commission (FTC), HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), Overseas Private Investment Corp (OPIC), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
Financial regulatory reform/Dodd-Frank implementation including reviews mandated by Executive Order; OTC derivatives; CCPs (central clearing parties); data reporting harmonization, including international; liquidity risk management and stress testing, including role of international standard setting bodies. Issues related to "JOBS Act 3.0": including systemic risk (including designation process); US capital markets structure; exchange traded funds; money market mutual funds; implementation of e-delivery for mutual funds; corporate governance, including institutional investors and stewardship, and proxy reform proposals; foreign market access and foreign investment; fiduciary standards; COVID-19 relief
Filing targets: Commodity Futures Trading Commission (CFTC), Executive Office of the President (EOP), Export-Import Bank of the United States (EXIM Bank), Federal Deposit Insurance Corporation (FDIC), Federal Reserve System, Federal Trade Commission (FTC), HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), Overseas Private Investment Corp (OPIC), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
Issues related to fiduciary standards, retirement security and savings, including related tax reforms, retirement income products and retirement income disclosures
Issues related to tax reform; tax issues relating to individual and corporate taxes,including retirement savings incentives, mutual funds, and financial products.
Filing targets: Commodity Futures Trading Commission (CFTC), Executive Office of the President (EOP), Export-Import Bank of the United States (EXIM Bank), Federal Deposit Insurance Corporation (FDIC), Federal Reserve System, Federal Trade Commission (FTC), HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), Overseas Private Investment Corp (OPIC), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
Financial regulatory reform/Dodd-Frank implementation including reviews mandated by Executive Order; OTC derivatives; CCPs (central clearing parties); data reporting harmonization, including international; liquidity risk management and stress testing, including role of international standard setting bodies. Issues related to "JOBS Act 3.0": including systemic risk (including designation process); US capital markets structure; exchange traded funds; money market mutual funds; implementation of e-delivery for mutual funds; corporate governance, including institutional investors and stewardship, and proxy reform proposals; foreign market access and foreign investment; fiduciary standards; COVID-19 relief
Filing targets: Commodity Futures Trading Commission (CFTC), Executive Office of the President (EOP), Export-Import Bank of the United States (EXIM Bank), Federal Deposit Insurance Corporation (FDIC), Federal Reserve System, Federal Trade Commission (FTC), HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), Overseas Private Investment Corp (OPIC), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
Issues related to fiduciary standards, retirement security and savings, including related tax reforms, retirement income products and retirement income disclosures
Dodd Frank implementation and reforms; FSOC process enhancement and stress testing; housing finance reform, including securitization; infrastructure financing; GSE reform; US capital markets structure; COVID-19 relief
Filing targets: Commodity Futures Trading Commission (CFTC), Executive Office of the President (EOP), Export-Import Bank of the United States (EXIM Bank), Federal Deposit Insurance Corporation (FDIC), Federal Reserve System, Federal Trade Commission (FTC), HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), Overseas Private Investment Corp (OPIC), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
Dodd Frank implementation and reforms; FSOC process enhancement and stress testing; housing finance reform, including securitization; infrastructure financing; GSE reform; US capital markets structure
Issues related to fiduciary standards, retirement security and savings, including related tax reforms, retirement income products and retirement income disclosures
Filing targets: Commodity Futures Trading Commission (CFTC), Executive Office of the President (EOP), Export-Import Bank of the United States (EXIM Bank), Federal Deposit Insurance Corporation (FDIC), Federal Reserve System, Federal Trade Commission (FTC), HOUSE OF REPRESENTATIVES, Overseas Private Investment Corp (OPIC), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
Issues related to fiduciary standards, retirement security and savings, including related tax reforms, retirement income products and retirement income disclosures
Filing targets: Commodity Futures Trading Commission (CFTC), Executive Office of the President (EOP), Export-Import Bank of the United States (EXIM Bank), Federal Deposit Insurance Corporation (FDIC), Federal Reserve System, Federal Trade Commission (FTC), HOUSE OF REPRESENTATIVES, Overseas Private Investment Corp (OPIC), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
Issues related to tax reform; tax issues relating to individual and corporate taxes,including retirement savings incentives, mutual funds, and financial products.
Filing targets: Commodity Futures Trading Commission (CFTC), Executive Office of the President (EOP), Federal Deposit Insurance Corporation (FDIC), Federal Reserve System, Federal Trade Commission (FTC), HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
Financial regulatory reform/Dodd-Frank implementation including reviews mandated by Executive Order; OTC derivatives; CCPs (central clearing parties); data reporting harmonization, including international; liquidity risk management and stress testing, including role of international standard setting bodies. Issues related to "JOBS Act 3.0": including systemic risk (including designation process); US capital markets structure; exchange traded funds; money market mutual funds; implementation of e-delivery for mutual funds; corporate governance, including institutional investors and stewardship, and proxy reform proposals; foreign market access; and fiduciary standards.
Filing targets: Commodity Futures Trading Commission (CFTC), Executive Office of the President (EOP), Federal Deposit Insurance Corporation (FDIC), Federal Reserve System, Federal Trade Commission (FTC), HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
Dodd Frank implementation and reforms; FSOC process enhancement and stress testing; housing finance reform, including securitization; infrastructure financing; GSE reform; US capital markets structure
Filing targets: Commodity Futures Trading Commission (CFTC), Executive Office of the President (EOP), Federal Deposit Insurance Corporation (FDIC), Federal Reserve System, HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
Issues related to tax reform (including technical advice and corrections to H.R.1); tax issues relating to individual and corporate taxes,including retirement savings incentives, mutual funds, and financial products.
Issues related to fiduciary standards, retirement security and savings, including related tax reforms, retirement income products and retirement income disclosures
Filing targets: Commodity Futures Trading Commission (CFTC), Executive Office of the President (EOP), Federal Deposit Insurance Corporation (FDIC), Federal Reserve System, HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
Dodd-Frank implementation and related regulatory reform including S.2155; FSOC process enhancement and stress testing; housing finance, including securitization; infrastructure financing; GSE reform; US capital markets structure
Issues related to tax reform (including technical advice and corrections to H.R.1); tax issues relating to individual and corporate taxes,including retirement savings incentives, mutual funds, and financial products.
Filing targets: Commodity Futures Trading Commission (CFTC), Executive Office of the President (EOP), Federal Reserve System, HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
Issues related to tax reform (including technical advice and corrections to H.R.1); tax issues relating to individual and corporate taxes,including retirement savings incentives, mutual funds, and financial products.
Dodd-Frank implementation and related regulatory reform including S.2155; FSOC process enhancement and stress testing; housing finance, including securitization; infrastructure financing; GSE reform; US capital markets structure
Filing targets: Commodity Futures Trading Commission (CFTC), Executive Office of the President (EOP), Federal Reserve System, HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
Issues related to fiduciary standards, retirement security and savings, including related tax reforms, retirement income products and retirement income disclosures
Filing targets: Commodity Futures Trading Commission (CFTC), Executive Office of the President (EOP), Federal Housing Finance Agency (FHFA), Federal Reserve System, HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
Dodd-Frank implementation including Volcker Rule; HR 5963,CHOICE Act;housing finance, including securitization; infrastructure financing, GSE reform, US capital market structure
Issues related to tax reform relating to individual and corporate taxes, and including retirement savings incentives, mutual funds, and financial products.
Filing targets: Commodity Futures Trading Commission (CFTC), Executive Office of the President (EOP), Federal Housing Finance Agency (FHFA), Federal Reserve System, HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
Issues related to fiduciary standards, retirement security and savings, including related tax reforms, retirement income products and retirement income disclosures
Dodd-Frank implementation including Volcker Rule; HR 5963,CHOICE Act;housing finance, including securitization; infrastructure financing, GSE reform, US capital market structure
Filing targets: Commodity Futures Trading Commission (CFTC), Executive Office of the President (EOP), Federal Housing Finance Agency (FHFA), Federal Reserve System, HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
Dodd-Frank implementation including Volcker Rule; HR 5963,CHOICE Act;housing finance, including securitization; infrastructure financing, GSE reform, US capital market structure
Filing targets: Commodity Futures Trading Commission (CFTC), Executive Office of the President (EOP), Federal Housing Finance Agency (FHFA), Federal Reserve System, HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), Office of the Vice President of the United States, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
Issues related to fiduciary standards,retirement security and savings proposals, including related tax reforms, retirement income products and lifetime income disclosures.
Filing targets: Commodity Futures Trading Commission (CFTC), Federal Housing Finance Agency (FHFA), Federal Reserve System, HOUSE OF REPRESENTATIVES, Housing & Urban Development, Dept of (HUD), Labor, Dept of (DOL), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
Issues related to fiduciary standards,retirement security and savings proposals, including related tax reforms, retirement income products and lifetime income disclosures.
Filing targets: Commodity Futures Trading Commission (CFTC), Executive Office of the President (EOP), Federal Housing Finance Agency (FHFA), Federal Reserve System, HOUSE OF REPRESENTATIVES, Housing & Urban Development, Dept of (HUD), Labor, Dept of (DOL), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
Financial regulatory reform/Dodd-Frank implementation, OTC derivatives, central clearing parties (CCPs), data reporting harmonization, risk management, stress testing. Issues related to systemic risk (including designation process), housing finance, equity and fixed income market structure, exchange traded funds, and fiduciary standards.
Filing targets: Commodity Futures Trading Commission (CFTC), Executive Office of the President (EOP), Federal Housing Finance Agency (FHFA), Federal Reserve System, HOUSE OF REPRESENTATIVES, Housing & Urban Development, Dept of (HUD), Labor, Dept of (DOL), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
Issues related to tax reform, including retirement savings incentives, mutual funds, FTT, FATCA implementation, corporate and individual income taxes.
Filing targets: Commodity Futures Trading Commission (CFTC), Executive Office of the President (EOP), Federal Housing Finance Agency (FHFA), Federal Reserve System, HOUSE OF REPRESENTATIVES, Housing & Urban Development, Dept of (HUD), Labor, Dept of (DOL), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
Issues related to tax reform, including retirement savings incentives, mutual funds, FTT, FATCA implementation, corporate and individual income taxes.
Filing targets: Commodity Futures Trading Commission (CFTC), Executive Office of the President (EOP), Federal Housing Finance Agency (FHFA), Federal Reserve System, HOUSE OF REPRESENTATIVES, Housing & Urban Development, Dept of (HUD), Labor, Dept of (DOL), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
Dodd-Frank implementation; housing finance; mortgage securization; other asset securitization; GSE reform; infrastructure financing
Filing targets: Commodity Futures Trading Commission (CFTC), Executive Office of the President (EOP), Federal Housing Finance Agency (FHFA), Federal Reserve System, HOUSE OF REPRESENTATIVES, Housing & Urban Development, Dept of (HUD), Labor, Dept of (DOL), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
Financial regulatory reform/Dodd-Frank implementation, OTC derivatives, central clearing parties (CCPs), data reporting harmonization. Issues related to systemic risk, housing finance, equity and fixed income market structure, exchange traded funds, fiduciary standards
Filing targets: Commodity Futures Trading Commission (CFTC), Executive Office of the President (EOP), Federal Deposit Insurance Corporation (FDIC), Federal Housing Finance Agency (FHFA), Federal Reserve System, HOUSE OF REPRESENTATIVES, Housing & Urban Development, Dept of (HUD), Labor, Dept of (DOL), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
Dodd-Frank implementation; GSE Reform, housing finance, mortgage securization, other asset securitization;
Filing targets: Commodity Futures Trading Commission (CFTC), Federal Deposit Insurance Corporation (FDIC), Federal Housing Finance Agency (FHFA), Federal Reserve System, HOUSE OF REPRESENTATIVES, Housing & Urban Development, Dept of (HUD), Labor, Dept of (DOL), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
Issues related to Dodd-Frank implementation, housing finance and GSE reform, residential housing securitization, other asset securitization, infrastructure financing
Filing targets: Commodity Futures Trading Commission (CFTC), Federal Deposit Insurance Corporation (FDIC), Federal Housing Finance Agency (FHFA), Federal Reserve System, HOUSE OF REPRESENTATIVES, Housing & Urban Development, Dept of (HUD), Internal Revenue Service (IRS), Labor, Dept of (DOL), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
Issues related to retirement security and savings proposals, including related tax reforms, retirement income products,fiduciary standards
Filing targets: Commodity Futures Trading Commission (CFTC), Executive Office of the President (EOP), Federal Deposit Insurance Corporation (FDIC), Federal Housing Finance Agency (FHFA), Federal Reserve System, HOUSE OF REPRESENTATIVES, Housing & Urban Development, Dept of (HUD), Internal Revenue Service (IRS), Office of the Comptroller of the Currency (OCC), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
Issues related to retirement security and savings proposals, including related tax reforms, retirement income products, fiduciary standards
Filing targets: Commodity Futures Trading Commission (CFTC), Executive Office of the President (EOP), Federal Housing Finance Agency (FHFA), Federal Reserve System, HOUSE OF REPRESENTATIVES, Housing & Urban Development, Dept of (HUD), Internal Revenue Service (IRS), Office of the Comptroller of the Currency (OCC), Pension & Welfare Benefits Administration, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
Issues related to retirement security and savings proposals, including related tax reforms; retirement income products, fiduciary standards
Filing targets: Commodity Futures Trading Commission (CFTC), Federal Deposit Insurance Corporation (FDIC), Federal Housing Finance Agency (FHFA), Federal Reserve System, HOUSE OF REPRESENTATIVES, Housing & Urban Development, Dept of (HUD), Internal Revenue Service (IRS), Office of the Comptroller of the Currency (OCC), Pension & Welfare Benefits Administration, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
Issues related to implementation of the Foreign Account Tax Compliance Act; tax reform; retirement savings and income products, FTT
Filing targets: Commodity Futures Trading Commission (CFTC), Executive Office of the President (EOP), Federal Deposit Insurance Corporation (FDIC), Federal Housing Finance Agency (FHFA), HOUSE OF REPRESENTATIVES, Housing & Urban Development, Dept of (HUD), Internal Revenue Service (IRS), Pension & Welfare Benefits Administration, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
Issues related to retirement security and saving proposals, including related tax reforms; retirement income products, fiduciary standards,
Filing targets: Commodity Futures Trading Commission (CFTC), Federal Deposit Insurance Corporation (FDIC), Federal Housing Finance Agency (FHFA), Federal Reserve System, HOUSE OF REPRESENTATIVES, Housing & Urban Development, Dept of (HUD), Internal Revenue Service (IRS), Natl Credit Union Administration (NCUA), Office of the Comptroller of the Currency (OCC), Pension & Welfare Benefits Administration, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
Issues related to implementation of the Foreign Account Tax Compliance Act; tax reform; retirement savings and income products, FTT
Filing targets: Commodity Futures Trading Commission (CFTC), Executive Office of the President (EOP), Federal Deposit Insurance Corporation (FDIC), Federal Housing Finance Agency (FHFA), HOUSE OF REPRESENTATIVES, Housing & Urban Development, Dept of (HUD), Internal Revenue Service (IRS), Office of the Comptroller of the Currency (OCC), Pension & Welfare Benefits Administration, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
Issues related to Dodd-Frank implementation, GSE reform and housing finance, residential and commercial real estate securitization, other asset securization
Filing targets: Commodity Futures Trading Commission (CFTC), Federal Deposit Insurance Corporation (FDIC), Federal Reserve System, HOUSE OF REPRESENTATIVES, Housing & Urban Development, Dept of (HUD), Internal Revenue Service (IRS), Office of the Comptroller of the Currency (OCC), Pension & Welfare Benefits Administration, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
Issues related to implementation of the Foreign Account Tax Compliance Act; tax reform; retirement savings and income products, FTT
Filing targets: Commodity Futures Trading Commission (CFTC), Federal Deposit Insurance Corporation (FDIC), Federal Reserve System, HOUSE OF REPRESENTATIVES, Housing & Urban Development, Dept of (HUD), Internal Revenue Service (IRS), Office of the Comptroller of the Currency (OCC), Pension & Welfare Benefits Administration, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
Issues related to GSE reform and housing finance, residential and commercial real estate securitization; other asset securitizations; Dodd-Frank implementation.
Filing targets: Commodity Futures Trading Commission (CFTC), Federal Deposit Insurance Corporation (FDIC), Federal Reserve System, HOUSE OF REPRESENTATIVES, Housing & Urban Development, Dept of (HUD), Internal Revenue Service (IRS), Office of the Comptroller of the Currency (OCC), Pension & Welfare Benefits Administration, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
Issues related to GSE Reform, housing finance, residential and commercial real estate securitization; other asset securitizations; Dodd-Frank implementation; issues related to programs created by S986/HR1106
Filing targets: Commodity Futures Trading Commission (CFTC), Federal Deposit Insurance Corporation (FDIC), HOUSE OF REPRESENTATIVES, Housing & Urban Development, Dept of (HUD), Office of the Comptroller of the Currency (OCC), Pension & Welfare Benefits Administration, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
Financial regulatory reform/Dodd-Frank implementation; OTC derivatives. Issues related to money market mutual funds regulation, systemic risk, market structure, exchange traded funds, fiduciary standards.
Filing targets: Commodity Futures Trading Commission (CFTC), Executive Office of the President (EOP), Federal Deposit Insurance Corporation (FDIC), Federal Reserve System, HOUSE OF REPRESENTATIVES, Housing & Urban Development, Dept of (HUD), Office of the Comptroller of the Currency (OCC), Pension & Welfare Benefits Administration, SENATE, Treasury, Dept of
Financial regulatory reform/Dodd-Frank implementatoin; OTC derivatives; commodity position limits; resolution authority. Issues related to money market mutual funds regulation, systemic risk, market structure, exchange traded funds, fiduciary standard. H.R. 2586, Swap Execution Clarification Act; H.R. 2940, S. 1831 Access to Capital for Job Creators Act; Jumpstart Our Business Startups Act--HR 3606; S.1933.
Filing targets: Commodity Futures Trading Commission (CFTC), Federal Deposit Insurance Corporation (FDIC), Federal Housing Finance Agency (FHFA), Federal Reserve System, HOUSE OF REPRESENTATIVES, Office of the Comptroller of the Currency (OCC), Pension & Welfare Benefits Administration, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
GSE Reform (HR 31, HR 1182, HR 1224, HR 1225: HR 1226; HR 1227); housing finance, residential and commercial securitization; Dodd-Frank implementation; issues related to programs created by S 986/HR 1106.
Filing targets: Commodity Futures Trading Commission (CFTC), Executive Office of the President (EOP), Federal Deposit Insurance Corporation (FDIC), Federal Reserve System, HOUSE OF REPRESENTATIVES, Office of the Comptroller of the Currency (OCC), Pension & Welfare Benefits Administration, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of, White House Office
Issues related to implementation of the Foreign Account Tax Compliance Act; retirement savings and corporate tax reform
Filing targets: Commodity Futures Trading Commission (CFTC), Executive Office of the President (EOP), Federal Deposit Insurance Corporation (FDIC), Federal Reserve System, HOUSE OF REPRESENTATIVES, Office of the Comptroller of the Currency (OCC), Pension & Welfare Benefits Administration, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of, White House Office
Financial regulatory reform/Dodd-Frank implementation: OTC derivatives; HR 1573 Facilitate Implementation of Dodd-Frank Act; commodity position limits; credit rating agencies; resolution authority. Issues related to money market mutual fund regulation, systemic risk, market structure, target date funds, exchange traded funds, fiduciary standards.
Filing targets: Commodity Futures Trading Commission (CFTC), Executive Office of the President (EOP), Federal Deposit Insurance Corporation (FDIC), Federal Reserve System, HOUSE OF REPRESENTATIVES, Office of the Comptroller of the Currency (OCC), Pension & Welfare Benefits Administration, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
GSE reform: HR 31 Fannie Mae and FreddieMac Accountability Act of 2011; HR 1221l Equity in Government Compensation Act; HR 1222 GSE Subsidy Elimination Act of 2011; HR1223 GSE Credit Risk Equitable Treatment Act; HR 1224 Portfolio Risk Reduction Act; HR 1225 GSE Debt Issueance Approval Act; HR 1226; GSE Mission Improvement Act of 2011: HR 1227 The GSE Risk and Activities Limitation Act; HR 1182; S. 178 Issues related to programs created by S896/HR1106--Helping Families Save Their Home Act; Issues related to residential and commercial mortgage securitization. Issues related to Dodd-Frank implementation
Issues related to implementation of the Foreign Account Tax Compliance Act ( FATCA)
Filing targets: Commodity Futures Trading Commission (CFTC), Executive Office of the President (EOP), Federal Deposit Insurance Corporation (FDIC), Federal Reserve System, HOUSE OF REPRESENTATIVES, Internal Revenue Service (IRS), Office of the Comptroller of the Currency (OCC), Pension & Welfare Benefits Administration, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
Dodd-Frank implementation, money market mutual funds, systemic risk, FACTA, housing finance