KELLI MCMORROW — Lobbyist Profile | Poliscope

KELLI MCMORROW

Reported covered position: former congressional staffer

Filings

Clients

Firms

Years active

2020–2026

Associated filing income

—

How to read the money

Income and expense are whole-filing amounts associated with this lobbyist, not personal compensation or an allocated share.

Clients represented

Client	Filings	Years
AMERICAN SECURITIES ASSOCIATION	26	2020–2026

Lobbying firms

Firm	Filings	Years
AMERICAN SECURITIES ASSOCIATION	26	2020–2026

Bills explicitly cited in this lobbyist’s assigned issues (100)

No topic inference: each bill number appears in source LDA issue text assigned to this lobbyist.

H.R. 1

An act to provide for reconciliation pursuant to title II of H. Con. Res. 14.

Client: AMERICAN SECURITIES ASSOCIATION · Firm: AMERICAN SECURITIES ASSOCIATION

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Cited source text

H.R. 1483

Protecting Investors’ Personally Identifiable Information Act

Client: AMERICAN SECURITIES ASSOCIATION · Firm: AMERICAN SECURITIES ASSOCIATION

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Original LDA source filings (26)

Specific issues are shown only where the LDA source assigned them to this lobbyist. Targets apply to the associated filing.

AMERICAN SECURITIES ASSOCIATION via AMERICAN SECURITIES ASSOCIATION

2026 · third_quarter · Q3

Firm income: —Client expense: $70,000Open original LDA filing ↗

Assigned issues and filing targets (5 issues)

LAW

Law Enforcement/Crime/Criminal Justice

- Issues relating to the Consolidated Audit Trail (CAT)

BUD

Budget/Appropriations

- Financial Services and General Government appropriations - HR 5166, Financial Services and General Government Appropriations Act, 2026 - Fiscal Year 2027 financial services and general government funding bills (House and Senate) - Issues relating to the funding model and privacy concerns of the Consolidated Audit Trail (CAT) - HR 6500, The Continuing Appropriations and Extensions Act, 2027

Source: Senate LDA

Show 96 more cited filings

H.R. 2089

Generating Retirement Ownership through Long-Term Holding

Client: AMERICAN SECURITIES ASSOCIATION · Firm: AMERICAN SECURITIES ASSOCIATION

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Cited source text

H.R. 2089

Generating Retirement Ownership through Long-Term Holding

Client: AMERICAN SECURITIES ASSOCIATION · Firm: AMERICAN SECURITIES ASSOCIATION

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Cited source text

H.R. 2246

Foreign Investment Guardrails to Help Thwart (FIGHT) China Act

Client: AMERICAN SECURITIES ASSOCIATION · Firm: AMERICAN SECURITIES ASSOCIATION

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Cited source text

H.R. 2246

Foreign Investment Guardrails to Help Thwart (FIGHT) China Act

Client: AMERICAN SECURITIES ASSOCIATION · Firm: AMERICAN SECURITIES ASSOCIATION

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Cited source text

H.R. 2246

Foreign Investment Guardrails to Help Thwart (FIGHT) China Act

Client: AMERICAN SECURITIES ASSOCIATION · Firm: AMERICAN SECURITIES ASSOCIATION

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Cited source text

H.R. 2441

Improving Disclosure for Investors Act of 2025

Client: AMERICAN SECURITIES ASSOCIATION · Firm: AMERICAN SECURITIES ASSOCIATION

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Cited source text

H.R. 2441

Improving Disclosure for Investors Act of 2025

Client: AMERICAN SECURITIES ASSOCIATION · Firm: AMERICAN SECURITIES ASSOCIATION

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Cited source text

H.R. 2441

Improving Disclosure for Investors Act of 2025

Client: AMERICAN SECURITIES ASSOCIATION · Firm: AMERICAN SECURITIES ASSOCIATION

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Cited source text

H.R. 3383

Incentivizing New Ventures and Economic Strength Through Capital Formation Act of 2025

Client: AMERICAN SECURITIES ASSOCIATION · Firm: AMERICAN SECURITIES ASSOCIATION

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Cited source text

H.R. 3383

Incentivizing New Ventures and Economic Strength Through Capital Formation Act of 2025

Client: AMERICAN SECURITIES ASSOCIATION · Firm: AMERICAN SECURITIES ASSOCIATION

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Cited source text

H.R. 3383

Incentivizing New Ventures and Economic Strength Through Capital Formation Act of 2025

Client: AMERICAN SECURITIES ASSOCIATION · Firm: AMERICAN SECURITIES ASSOCIATION

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Cited source text

H.R. 3395

Middle Market IPO Cost Act

Client: AMERICAN SECURITIES ASSOCIATION · Firm: AMERICAN SECURITIES ASSOCIATION

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Cited source text

H.R. 3395

Middle Market IPO Cost Act

Client: AMERICAN SECURITIES ASSOCIATION · Firm: AMERICAN SECURITIES ASSOCIATION

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Cited source text

H.R. 3395

Middle Market IPO Cost Act

Client: AMERICAN SECURITIES ASSOCIATION · Firm: AMERICAN SECURITIES ASSOCIATION

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Cited source text

H.R. 3633

Digital Asset Market Clarity Act

Client: AMERICAN SECURITIES ASSOCIATION · Firm: AMERICAN SECURITIES ASSOCIATION

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Cited source text

H.R. 3633

Digital Asset Market Clarity Act

Client: AMERICAN SECURITIES ASSOCIATION · Firm: AMERICAN SECURITIES ASSOCIATION

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Cited source text

H.R. 3633

Digital Asset Market Clarity Act

Client: AMERICAN SECURITIES ASSOCIATION · Firm: AMERICAN SECURITIES ASSOCIATION

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Cited source text

H.R. 3959

Protecting Private Job Creators Act

Client: AMERICAN SECURITIES ASSOCIATION · Firm: AMERICAN SECURITIES ASSOCIATION

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Cited source text

H.R. 3959

Protecting Private Job Creators Act

Client: AMERICAN SECURITIES ASSOCIATION · Firm: AMERICAN SECURITIES ASSOCIATION

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Cited source text

H.R. 3959

Protecting Private Job Creators Act

Client: AMERICAN SECURITIES ASSOCIATION · Firm: AMERICAN SECURITIES ASSOCIATION

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Cited source text

H.R. 5166

Financial Services and General Government Appropriations Act, 2026

Client: AMERICAN SECURITIES ASSOCIATION · Firm: AMERICAN SECURITIES ASSOCIATION

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Cited source text

H.R. 5166

Financial Services and General Government Appropriations Act, 2026

Client: AMERICAN SECURITIES ASSOCIATION · Firm: AMERICAN SECURITIES ASSOCIATION

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Cited source text

H.R. 5166

Financial Services and General Government Appropriations Act, 2026

Client: AMERICAN SECURITIES ASSOCIATION · Firm: AMERICAN SECURITIES ASSOCIATION

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Cited source text

H.R. 5748

Retirement Investment Choice Act

Client: AMERICAN SECURITIES ASSOCIATION · Firm: AMERICAN SECURITIES ASSOCIATION

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Cited source text

H.R. 5748

Retirement Investment Choice Act

Client: AMERICAN SECURITIES ASSOCIATION · Firm: AMERICAN SECURITIES ASSOCIATION

Open original LDA filing ↗

Cited source text

H.R. 5748

Retirement Investment Choice Act

Client: AMERICAN SECURITIES ASSOCIATION · Firm: AMERICAN SECURITIES ASSOCIATION

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Cited source text

H.R. 6500

Continuing Appropriations and Extensions Act, 2027

Client: AMERICAN SECURITIES ASSOCIATION · Firm: AMERICAN SECURITIES ASSOCIATION

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Cited source text

H.R. 8286

Protecting Americans’ Retirement Savings From Politics Act

Client: AMERICAN SECURITIES ASSOCIATION · Firm: AMERICAN SECURITIES ASSOCIATION

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Cited source text

H.R. 8286

Protecting Americans’ Retirement Savings From Politics Act

Client: AMERICAN SECURITIES ASSOCIATION · Firm: AMERICAN SECURITIES ASSOCIATION

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Cited source text

H.R. 8338

SAFER Act of 2026

Client: AMERICAN SECURITIES ASSOCIATION · Firm: AMERICAN SECURITIES ASSOCIATION

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Cited source text

H.R. 8338

SAFER Act of 2026

Client: AMERICAN SECURITIES ASSOCIATION · Firm: AMERICAN SECURITIES ASSOCIATION

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Cited source text

H.R. 8800

National Defense Authorization Act for Fiscal Year 2027

Client: AMERICAN SECURITIES ASSOCIATION · Firm: AMERICAN SECURITIES ASSOCIATION

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Cited source text

H.R. 8800

National Defense Authorization Act for Fiscal Year 2027

Client: AMERICAN SECURITIES ASSOCIATION · Firm: AMERICAN SECURITIES ASSOCIATION

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Cited source text

H.R. 9574

Informed Investor Access Act

Client: AMERICAN SECURITIES ASSOCIATION · Firm: AMERICAN SECURITIES ASSOCIATION

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Cited source text

S. 1053

FIGHT China Act of 2025

Client: AMERICAN SECURITIES ASSOCIATION · Firm: AMERICAN SECURITIES ASSOCIATION

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Cited source text

S. 1053

FIGHT China Act of 2025

Client: AMERICAN SECURITIES ASSOCIATION · Firm: AMERICAN SECURITIES ASSOCIATION

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Cited source text

S. 1053

FIGHT China Act of 2025

Client: AMERICAN SECURITIES ASSOCIATION · Firm: AMERICAN SECURITIES ASSOCIATION

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Cited source text

S. 1839

Generating Retirement Ownership through Long-Term Holding

Client: AMERICAN SECURITIES ASSOCIATION · Firm: AMERICAN SECURITIES ASSOCIATION

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Cited source text

S. 1839

Generating Retirement Ownership through Long-Term Holding

Client: AMERICAN SECURITIES ASSOCIATION · Firm: AMERICAN SECURITIES ASSOCIATION

Open original LDA filing ↗

Cited source text

S. 1877

Improving Disclosure for Investors Act of 2025

Client: AMERICAN SECURITIES ASSOCIATION · Firm: AMERICAN SECURITIES ASSOCIATION

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Cited source text

S. 1877

Improving Disclosure for Investors Act of 2025

Client: AMERICAN SECURITIES ASSOCIATION · Firm: AMERICAN SECURITIES ASSOCIATION

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Cited source text

S. 1877

Improving Disclosure for Investors Act of 2025

Client: AMERICAN SECURITIES ASSOCIATION · Firm: AMERICAN SECURITIES ASSOCIATION

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Cited source text

S. 3935

Municipal Securities Rulemaking Board Reform Act of 2026

Client: AMERICAN SECURITIES ASSOCIATION · Firm: AMERICAN SECURITIES ASSOCIATION

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Cited source text

S. 3935

Municipal Securities Rulemaking Board Reform Act of 2026

Client: AMERICAN SECURITIES ASSOCIATION · Firm: AMERICAN SECURITIES ASSOCIATION

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Cited source text

S. 3935

Municipal Securities Rulemaking Board Reform Act of 2026

Client: AMERICAN SECURITIES ASSOCIATION · Firm: AMERICAN SECURITIES ASSOCIATION

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Cited source text

S. 658

Protecting Investors’ Personally Identifiable Information Act

Client: AMERICAN SECURITIES ASSOCIATION · Firm: AMERICAN SECURITIES ASSOCIATION

Open original LDA filing ↗

Cited source text

S. 658

Protecting Investors’ Personally Identifiable Information Act

Client: AMERICAN SECURITIES ASSOCIATION · Firm: AMERICAN SECURITIES ASSOCIATION

Open original LDA filing ↗

Cited source text

S. 658

Protecting Investors’ Personally Identifiable Information Act

Client: AMERICAN SECURITIES ASSOCIATION · Firm: AMERICAN SECURITIES ASSOCIATION

Open original LDA filing ↗

Cited source text

S. 5642

CLEAR Path Act

Client: AMERICAN SECURITIES ASSOCIATION · Firm: AMERICAN SECURITIES ASSOCIATION

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Cited source text

S. 5643

Countering Turkish Aggression Act of 2024

Client: AMERICAN SECURITIES ASSOCIATION · Firm: AMERICAN SECURITIES ASSOCIATION

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Cited source text

H.R. 1

An act to provide for reconciliation pursuant to title II of H. Con. Res. 14.

Client: AMERICAN SECURITIES ASSOCIATION · Firm: AMERICAN SECURITIES ASSOCIATION

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Cited source text

H.R. 1

An act to provide for reconciliation pursuant to title II of H. Con. Res. 14.

Client: AMERICAN SECURITIES ASSOCIATION · Firm: AMERICAN SECURITIES ASSOCIATION

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Cited source text

H.R. 1

An act to provide for reconciliation pursuant to title II of H. Con. Res. 14.

Client: AMERICAN SECURITIES ASSOCIATION · Firm: AMERICAN SECURITIES ASSOCIATION

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Cited source text

H.R. 1483

Protecting Investors’ Personally Identifiable Information Act

Client: AMERICAN SECURITIES ASSOCIATION · Firm: AMERICAN SECURITIES ASSOCIATION

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Cited source text

H.R. 1483

Protecting Investors’ Personally Identifiable Information Act

Client: AMERICAN SECURITIES ASSOCIATION · Firm: AMERICAN SECURITIES ASSOCIATION

Open original LDA filing ↗

Cited source text

H.R. 1483

Protecting Investors’ Personally Identifiable Information Act

Client: AMERICAN SECURITIES ASSOCIATION · Firm: AMERICAN SECURITIES ASSOCIATION

Open original LDA filing ↗

Cited source text

H.R. 1483

Protecting Investors’ Personally Identifiable Information Act

Client: AMERICAN SECURITIES ASSOCIATION · Firm: AMERICAN SECURITIES ASSOCIATION

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Cited source text

H.R. 2246

Foreign Investment Guardrails to Help Thwart (FIGHT) China Act

Client: AMERICAN SECURITIES ASSOCIATION · Firm: AMERICAN SECURITIES ASSOCIATION

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Cited source text

H.R. 2246

Foreign Investment Guardrails to Help Thwart (FIGHT) China Act

Client: AMERICAN SECURITIES ASSOCIATION · Firm: AMERICAN SECURITIES ASSOCIATION

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Cited source text

H.R. 2246

Foreign Investment Guardrails to Help Thwart (FIGHT) China Act

Client: AMERICAN SECURITIES ASSOCIATION · Firm: AMERICAN SECURITIES ASSOCIATION

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Cited source text

H.R. 2246

Foreign Investment Guardrails to Help Thwart (FIGHT) China Act

Client: AMERICAN SECURITIES ASSOCIATION · Firm: AMERICAN SECURITIES ASSOCIATION

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Cited source text

H.R. 2441

Improving Disclosure for Investors Act of 2025

Client: AMERICAN SECURITIES ASSOCIATION · Firm: AMERICAN SECURITIES ASSOCIATION

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Cited source text

H.R. 2441

Improving Disclosure for Investors Act of 2025

Client: AMERICAN SECURITIES ASSOCIATION · Firm: AMERICAN SECURITIES ASSOCIATION

Open original LDA filing ↗

Cited source text

H.R. 2441

Improving Disclosure for Investors Act of 2025

Client: AMERICAN SECURITIES ASSOCIATION · Firm: AMERICAN SECURITIES ASSOCIATION

Open original LDA filing ↗

Cited source text

H.R. 2441

Improving Disclosure for Investors Act of 2025

Client: AMERICAN SECURITIES ASSOCIATION · Firm: AMERICAN SECURITIES ASSOCIATION

Open original LDA filing ↗

Cited source text

H.R. 3383

Incentivizing New Ventures and Economic Strength Through Capital Formation Act of 2025

Client: AMERICAN SECURITIES ASSOCIATION · Firm: AMERICAN SECURITIES ASSOCIATION

Open original LDA filing ↗

Cited source text

H.R. 3395

Middle Market IPO Cost Act

Client: AMERICAN SECURITIES ASSOCIATION · Firm: AMERICAN SECURITIES ASSOCIATION

Open original LDA filing ↗

Cited source text

H.R. 3395

Middle Market IPO Cost Act

Client: AMERICAN SECURITIES ASSOCIATION · Firm: AMERICAN SECURITIES ASSOCIATION

Open original LDA filing ↗

Cited source text

H.R. 3395

Middle Market IPO Cost Act

Client: AMERICAN SECURITIES ASSOCIATION · Firm: AMERICAN SECURITIES ASSOCIATION

Open original LDA filing ↗

Cited source text

H.R. 3633

Digital Asset Market Clarity Act

Client: AMERICAN SECURITIES ASSOCIATION · Firm: AMERICAN SECURITIES ASSOCIATION

Open original LDA filing ↗

Cited source text

H.R. 3959

Protecting Private Job Creators Act

Client: AMERICAN SECURITIES ASSOCIATION · Firm: AMERICAN SECURITIES ASSOCIATION

Open original LDA filing ↗

Cited source text

H.R. 3959

Protecting Private Job Creators Act

Client: AMERICAN SECURITIES ASSOCIATION · Firm: AMERICAN SECURITIES ASSOCIATION

Open original LDA filing ↗

Cited source text

H.R. 3959

Protecting Private Job Creators Act

Client: AMERICAN SECURITIES ASSOCIATION · Firm: AMERICAN SECURITIES ASSOCIATION

Open original LDA filing ↗

Cited source text

H.R. 5166

Financial Services and General Government Appropriations Act, 2026

Client: AMERICAN SECURITIES ASSOCIATION · Firm: AMERICAN SECURITIES ASSOCIATION

Open original LDA filing ↗

Cited source text

H.R. 5166

Financial Services and General Government Appropriations Act, 2026

Client: AMERICAN SECURITIES ASSOCIATION · Firm: AMERICAN SECURITIES ASSOCIATION

Open original LDA filing ↗

Cited source text

H.R. 5748

Retirement Investment Choice Act

Client: AMERICAN SECURITIES ASSOCIATION · Firm: AMERICAN SECURITIES ASSOCIATION

Open original LDA filing ↗

Cited source text

H.R. 5748

Retirement Investment Choice Act

Client: AMERICAN SECURITIES ASSOCIATION · Firm: AMERICAN SECURITIES ASSOCIATION

Open original LDA filing ↗

Cited source text

S. 1053

FIGHT China Act of 2025

Client: AMERICAN SECURITIES ASSOCIATION · Firm: AMERICAN SECURITIES ASSOCIATION

Open original LDA filing ↗

Cited source text

S. 1053

FIGHT China Act of 2025

Client: AMERICAN SECURITIES ASSOCIATION · Firm: AMERICAN SECURITIES ASSOCIATION

Open original LDA filing ↗

Cited source text

S. 1053

FIGHT China Act of 2025

Client: AMERICAN SECURITIES ASSOCIATION · Firm: AMERICAN SECURITIES ASSOCIATION

Open original LDA filing ↗

Cited source text

S. 1053

FIGHT China Act of 2025

Client: AMERICAN SECURITIES ASSOCIATION · Firm: AMERICAN SECURITIES ASSOCIATION

Open original LDA filing ↗

Cited source text

S. 1877

Improving Disclosure for Investors Act of 2025

Client: AMERICAN SECURITIES ASSOCIATION · Firm: AMERICAN SECURITIES ASSOCIATION

Open original LDA filing ↗

Cited source text

S. 1877

Improving Disclosure for Investors Act of 2025

Client: AMERICAN SECURITIES ASSOCIATION · Firm: AMERICAN SECURITIES ASSOCIATION

Open original LDA filing ↗

Cited source text

S. 1877

Improving Disclosure for Investors Act of 2025

Client: AMERICAN SECURITIES ASSOCIATION · Firm: AMERICAN SECURITIES ASSOCIATION

Open original LDA filing ↗

Cited source text

S. 658

Protecting Investors’ Personally Identifiable Information Act

Client: AMERICAN SECURITIES ASSOCIATION · Firm: AMERICAN SECURITIES ASSOCIATION

Open original LDA filing ↗

Cited source text

S. 658

Protecting Investors’ Personally Identifiable Information Act

Client: AMERICAN SECURITIES ASSOCIATION · Firm: AMERICAN SECURITIES ASSOCIATION

Open original LDA filing ↗

Cited source text

S. 658

Protecting Investors’ Personally Identifiable Information Act

Client: AMERICAN SECURITIES ASSOCIATION · Firm: AMERICAN SECURITIES ASSOCIATION

Open original LDA filing ↗

Cited source text

S. 658

Protecting Investors’ Personally Identifiable Information Act

Client: AMERICAN SECURITIES ASSOCIATION · Firm: AMERICAN SECURITIES ASSOCIATION

Open original LDA filing ↗

Cited source text

HJRES 30

Providing for congressional disapproval under chapter 8 of title 5, United States Code, of the rule submitted by the Department of Labor relating to "Prudence and Loyalty in Selecting Plan Investments and Exercising Shareholder Rights".

Client: AMERICAN SECURITIES ASSOCIATION · Firm: AMERICAN SECURITIES ASSOCIATION

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Cited source text

HJRES 30

Client: AMERICAN SECURITIES ASSOCIATION · Firm: AMERICAN SECURITIES ASSOCIATION

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Cited source text

HJRES 30

Client: AMERICAN SECURITIES ASSOCIATION · Firm: AMERICAN SECURITIES ASSOCIATION

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Cited source text

HJRES 30

Client: AMERICAN SECURITIES ASSOCIATION · Firm: AMERICAN SECURITIES ASSOCIATION

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Cited source text

H.R. 10545

American Relief Act, 2025

Client: AMERICAN SECURITIES ASSOCIATION · Firm: AMERICAN SECURITIES ASSOCIATION

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Cited source text

H.R. 1837

Investing in Our Communities Act

Client: AMERICAN SECURITIES ASSOCIATION · Firm: AMERICAN SECURITIES ASSOCIATION

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Cited source text

H.R. 1837

Investing in Our Communities Act

Client: AMERICAN SECURITIES ASSOCIATION · Firm: AMERICAN SECURITIES ASSOCIATION

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Cited source text

H.R. 1837

Investing in Our Communities Act

Client: AMERICAN SECURITIES ASSOCIATION · Firm: AMERICAN SECURITIES ASSOCIATION

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Cited source text

AMERICAN SECURITIES ASSOCIATION via AMERICAN SECURITIES ASSOCIATION

2026 · second_quarter · Q2

Firm income: —Client expense: $90,000Open original LDA filing ↗

Assigned issues and filing targets (5 issues)

LAW

Law Enforcement/Crime/Criminal Justice

- Issues relating to the Consolidated Audit Trail (CAT)

TAX

Taxation/Internal Revenue Code

- General tax reform - Issues related the the municipal bond tax exemption - Issues related to Section 199A deductions - Issues related to financial transaction tax - One Big Beautiful Bill Act - Issues relating to the expansion of 529 plans - H.R.2089 and S.1839, Generating Retirement Ownership Through Long-Term Holding Act of 2025 (GROWTH Act)

BAN

Banking

- H.R. 1483/S. 658, the Protecting Investors Personally Identifiable Information Act - Issues related to cryptocurrency market structure - H.R. 3633, Digital Asset Market Clarity Act of 2025, and related Senate legislation

BUD

Budget/Appropriations

FIN

Financial Institutions/Investments/Securities

- Issues related to capital formation - Issues related to SEC and SRO reform, SRO constitutionality concerns - H.R. 3395, Middle Market IPO Cost Act - Issues related to investor fraud and foreign state-sponsored scams targeting US citizens - S.1053/H.R. 2246, the Foreign Investment Guardrails to Help Thwart China Act - Issues related to inbound and outbound investments to/from China - S.1877, H.R.2441, Improving Disclosure for Investors Act of 2025 - H.R. 3959, legislation codifying SEC Rule 15c2-11 - Issues relating to proxy advisors - Issues related to shareholder proposals - Issues related to SEC recordkeeping rules - Issues related to registered investment advisor regulations - Issues related to Sarbanes Oxley - Issues related to arbitration - H.R. 5748 and issues relating to Executive Order 14330, expansion opportunities for retirement plans - H.R. 3383, Incentivizing New Ventures and Economic Strength Through Capital Formation Act of 2025, and related Senate legislation - S.3935, Municipal Securities Rulemaking Board Reform Act of 2026 and related House legislation - Issues relating to the funding model and privacy concerns of the Consolidated Audit Trail (CAT) - H.R.8338, SAFER Act of 2026 - H.R.8800, National Defense Authorization Act for Fiscal Year 2027 - H.R.8286, Protecting Americans' Retirement Savings From Politics Act - Issues relating to artificial intelligence in financial services

Filing targets: HOUSE OF REPRESENTATIVES, Justice, Dept of (DOJ), Labor, Dept of (DOL), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of

AMERICAN SECURITIES ASSOCIATION via AMERICAN SECURITIES ASSOCIATION

2026 · first_quarter · Q1

Firm income: —Client expense: $90,000Open original LDA filing ↗

Assigned issues and filing targets (4 issues)

TAX

Taxation/Internal Revenue Code

BUD

Budget/Appropriations

BAN

Banking

FIN

Financial Institutions/Investments/Securities

Filing targets: HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of

AMERICAN SECURITIES ASSOCIATION via AMERICAN SECURITIES ASSOCIATION

2025 · fourth_quarter · Q4

Firm income: —Client expense: $80,000Open original LDA filing ↗

Assigned issues and filing targets (4 issues)

BAN

Banking

TAX

Taxation/Internal Revenue Code

- General tax reform - Issues related the the municipal bond tax exemption - Issues related to Section 199A deductions - Issues related to financial transaction tax - H.R.1, One Big Beautiful Bill Act - Issues relating to the expansion of 529 plans

FIN

Financial Institutions/Investments/Securities

BUD

Budget/Appropriations

- Financial Services and General Government appropriations - HR 5166, Financial Services and General Government Appropriations Act, 2026

Filing targets: HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of

Show 22 more original filings

AMERICAN SECURITIES ASSOCIATION via AMERICAN SECURITIES ASSOCIATION

2025 · third_quarter · Q3

Firm income: —Client expense: $90,000Open original LDA filing ↗

Assigned issues and filing targets (4 issues)

BAN

Banking

- H.R. 1483/S. 658, the Protecting Investors Personally Identifiable Information Act - Issues related to cryptocurrency market structure

TAX

Taxation/Internal Revenue Code

FIN

Financial Institutions/Investments/Securities

BUD

Budget/Appropriations

- Financial Services and General Government appropriations - HR 5166, Financial Services and General Government Appropriations Act, 2026

Filing targets: HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of

AMERICAN SECURITIES ASSOCIATION via AMERICAN SECURITIES ASSOCIATION

2025 · second_quarter · Q2

Firm income: —Client expense: $100,000Open original LDA filing ↗

Assigned issues and filing targets (4 issues)

BAN

Banking

- H.R. 1483/S. 658, the Protecting Investors Personally Identifiable Information Act

TAX

Taxation/Internal Revenue Code

FIN

Financial Institutions/Investments/Securities

AMERICAN SECURITIES ASSOCIATION via AMERICAN SECURITIES ASSOCIATION

2025 · first_quarter · Q1

Firm income: —Client expense: $80,000Open original LDA filing ↗

Assigned issues and filing targets (4 issues)

BAN

Banking

- H.R. 1483/S. 658, the Protecting Investors Personally Identifiable Information Act

TAX

Taxation/Internal Revenue Code

- General tax reform - Issues related the the municipal bond tax exemption - Issues related to Section 199A deductions - Issues related to financial transaction tax

FIN

Financial Institutions/Investments/Securities

- Issues related to capital formation - Issues related to SEC and SRO reform, SRO constitutionality concerns - Issues related to IPO research - Issues related to investor fraud and foreign state-sponsored scams targeting US citizens - S.1053/H.R. 2246, the Foreign Investment Guardrails to Help Thwart China Act - Issues related to inbound and outbound investments to/from China - H.R. 2441, the Improving Disclosure for Investors Act

AMERICAN SECURITIES ASSOCIATION via AMERICAN SECURITIES ASSOCIATION

2024 · fourth_quarter · Q4

Firm income: —Client expense: $60,000Open original LDA filing ↗

Assigned issues and filing targets (5 issues)

BAN

Banking

- S. 2230/H.R. 4551, Protecting Investors Personally Identifiable Information Act - Issues related to blockchain and cryptocurrency regulation - Issues related to the Financial Data Transparency Act (included as part of Public Law 117-263)

LBR

Labor Issues/Antitrust/Workplace

- Issues related to Regulation Best Interest and fiduciary standards - Issues related to ESG investing in retirement plans (H.J. Res. 30; S.J. Res. 8)

TAX

Taxation/Internal Revenue Code

- Issues related to infrastructure investment - Issues related to public finance and municipal financing - H.R. 1837, Investing in Our Communities Act - H.R. 490, Federal Infrastructure Bank Act of 2023 - Issues related to expanding access to 529 plans - Issues related to anticipated 2025 tax reform

AMERICAN SECURITIES ASSOCIATION via AMERICAN SECURITIES ASSOCIATION

2024 · third_quarter · Q3

Firm income: —Client expense: $70,000Open original LDA filing ↗

Assigned issues and filing targets (5 issues)

BAN

Banking

BUD

Budget/Appropriations

- S. 2309/H.R. 4664,Financial Services and General Government Appropriations Act and related House legislation, 2024 - H.R. 2882, Further Consolidated Appropriations Act, 2024 - H.R. 8773, the Financial Services and General Government Appropriations Act, 2025, and related Senate legislation

FIN

Financial Institutions/Investments/Securities

- Issues related to capital formation; Issues related to private client business lines, H.R. 2622/S. 2141 (legislation relating to MiFid II); Issues related to financial recordkeeping; Issues related to equity market structure and disclosures; Issues related to fixed income market structure, disclosure, and reporting times (MSRB Rule G-14; FINRA Rule 6730; MSRB Rule G-47); Issues related to Chinas impact on U.S. capital markets; SEC Rule 15c2-11; SEC Rule 15c2-12; Issues related to the Consolidated Audit Trail (CAT) and Consolidated Audit Information System (CAIS); Issues related to FINRAs remote inspections proposal; FINRAs remote supervisory location proposal; Issues related to conflicts of interest in securitizations; Issues related to shortening of settlement cycles; Issues related to proxy voting process; FINRA Rule 4210; Issues related to investor choice and ESG investing; Issues related to SEC rule proposal process and costs of proposals; Issues related to IPOs; H.R. 2812, Middle Market IPO Underwriting Cost Act; Issues related to the SECs predictive data analytics proposal; Issues related to Hart-Scott-Rodino pre-merger notifications; Issues related to SEC oversight; H.R. 7758, No China in Index Funds Act; S. 4928, Financial Services and General Government Appropriations Act, 2025

AMERICAN SECURITIES ASSOCIATION via AMERICAN SECURITIES ASSOCIATION

2024 · second_quarter · Q2

Firm income: —Client expense: $90,000Open original LDA filing ↗

Assigned issues and filing targets (5 issues)

BAN

Banking

BUD

Budget/Appropriations

LBR

Labor Issues/Antitrust/Workplace

- Issues related to Regulation Best Interest and fiduciary standards - Issues related to ESG investing in retirement plans (H.J. Res. 30; S.J. Res. 8)

AMERICAN SECURITIES ASSOCIATION via AMERICAN SECURITIES ASSOCIATION

2024 · first_quarter · Q1

Firm income: —Client expense: $90,000Open original LDA filing ↗

Assigned issues and filing targets (5 issues)

BUD

Budget/Appropriations

- S. 2309/H.R. 4664,Financial Services and General Government Appropriations Act and related House legislation, 2024 - H.R. 2882, Further Consolidated Appropriations Act, 2024

FIN

Financial Institutions/Investments/Securities

AMERICAN SECURITIES ASSOCIATION via AMERICAN SECURITIES ASSOCIATION

2023 · fourth_quarter · Q4

Firm income: —Client expense: $80,000Open original LDA filing ↗

Assigned issues and filing targets (5 issues)

BUD

Budget/Appropriations

S. 2309/H.R. 4664,Financial Services and General Government Appropriations Act and related House legislation, 2024

BAN

Banking

TAX

Taxation/Internal Revenue Code

AMERICAN SECURITIES ASSOCIATION via AMERICAN SECURITIES ASSOCIATION

2023 · third_quarter · Q3

Firm income: —Client expense: $80,000Open original LDA filing ↗

Assigned issues and filing targets (5 issues)

TAX

Taxation/Internal Revenue Code

FIN

Financial Institutions/Investments/Securities

AMERICAN SECURITIES ASSOCIATION via AMERICAN SECURITIES ASSOCIATION

2023 · second_quarter · Q2

Firm income: —Client expense: $80,000Open original LDA filing ↗

Assigned issues and filing targets (5 issues)

FIN

Financial Institutions/Investments/Securities

BAN

Banking

AMERICAN SECURITIES ASSOCIATION via AMERICAN SECURITIES ASSOCIATION

2023 · first_quarter · Q1

Firm income: —Client expense: $80,000Open original LDA filing ↗

Assigned issues and filing targets (4 issues)

TAX

Taxation/Internal Revenue Code

LBR

Labor Issues/Antitrust/Workplace

- Issues related to Regulation Best Interest and fiduciary standards - Issues related to ESG investing in retirement plans (H.J. Res. 30; S.J. Res. 8)

BAN

Banking

- Protecting Investors Personally Identifiable Information Act (no bill numbers yet) - Issues related to blockchain and cryptocurrency regulation - Issues related to the Financial Data Transparency Act (included as part of Public Law 117-263)

AMERICAN SECURITIES ASSOCIATION via AMERICAN SECURITIES ASSOCIATION

2022 · fourth_quarter · Q4

Firm income: —Client expense: $100,000Open original LDA filing ↗

Assigned issues and filing targets (5 issues)

BUD

Budget/Appropriations

- H.R. 2617, the Consolidated Appropriations Act, 2023, provisions relating to the Accelerating Holding Foreign Companies Accountable Act, retirement security, and small business mergers and acquisitions provision.

BAN

Banking

Issues related to blockchain and cryptocurrency regulation; H.R.2039,S.1209, The Protecting Investors Personally Identifiable Information Act.

LBR

Labor Issues/Antitrust/Workplace

S.420/H.R. 842, Protecting the Right to Organize Act; Issues related to Regulation Best Interest and fiduciary duty to investors; Issues related to Unemployment Insurance.

AMERICAN SECURITIES ASSOCIATION via AMERICAN SECURITIES ASSOCIATION

2022 · third_quarter · Q3

Firm income: —Client expense: $100,000Open original LDA filing ↗

Assigned issues and filing targets (4 issues)

BAN

Banking

Issues related to blockchain and cryptocurrency regulation; H.R.2039,S.1209, The Protecting Investors Personally Identifiable Information Act.

LBR

Labor Issues/Antitrust/Workplace

S.420/H.R. 842, Protecting the Right to Organize Act; Issues related to Regulation Best Interest and fiduciary duty to investors; Issues related to Unemployment Insurance.

TAX

Taxation/Internal Revenue Code

S.479, LOCAL Infrastructure Act; Issues related to infrastructure; H.R.2288, To amend the Internal Revenue Code of 1986 to reinstate advance refunding bonds; H.R.5376, Build Back Better Act; Issues related to retirement enrollment policies; Issues related to municipal financing.

AMERICAN SECURITIES ASSOCIATION via AMERICAN SECURITIES ASSOCIATION

2022 · second_quarter · Q2

Firm income: —Client expense: $60,000Open original LDA filing ↗

Assigned issues and filing targets (4 issues)

BAN

Banking

Issues related to blockchain and cryptocurrency regulation; H.R.2039,S.1209, The Protecting Investors Personally Identifiable Information Act.

LBR

Labor Issues/Antitrust/Workplace

S.420/H.R. 842, Protecting the Right to Organize Act; Issues related to Regulation Best Interest and fiduciary duty to investors; Issues related to Unemployment Insurance.

TAX

Taxation/Internal Revenue Code

AMERICAN SECURITIES ASSOCIATION via AMERICAN SECURITIES ASSOCIATION

2022 · first_quarter · Q1

Firm income: —Client expense: $60,000Open original LDA filing ↗

Assigned issues and filing targets (4 issues)

BAN

Banking

Issues related to blockchain and cryptocurrency regulation; H.R.2039,S.1209, The Protecting Investors Personally Identifiable Information Act.

LBR

Labor Issues/Antitrust/Workplace

S.420/H.R. 842, Protecting the Right to Organize Act; Issues related to Regulation Best Interest and fiduciary duty to investors; Issues related to Unemployment Insurance.

FIN

Financial Institutions/Investments/Securities

S.570, American Financial Markets Integrity and Security Act; Issues related to small business capital formation; Issues related to equity market structure and corporate disclosures; Issues related to fixed income market structure, disclosure and compliance; SEC Rule 15c2-11; Issues related to stock market gamification; Issues related to proxy voting processes; FINRA Rule 4210; H.R. 6285, the Accelerating Holding Foreign Companies Accountable Act; Issues relating to environmental, social and governance ESG investing; H.R. 5913, the Protecting Investors for Excessive SPAC Fees Act; H.R. 2620/S. 1171, the Investor Choice Act; H.R. 5910, the Holding SPACs Accountable Act; Issues related to corporate disclosure; Issues related to SEC rule proposal process.

AMERICAN SECURITIES ASSOCIATION via AMERICAN SECURITIES ASSOCIATION

2021 · fourth_quarter · Q4

Firm income: —Client expense: $60,000Open original LDA filing ↗

Assigned issues and filing targets (4 issues)

TAX

Taxation/Internal Revenue Code

LBR

Labor Issues/Antitrust/Workplace

S.420/H.R. 842, Protecting the Right to Organize Act; Issues related to Regulation Best Interest and fiduciary duty to investors; Issues related to Unemployment Insurance.

FIN

Financial Institutions/Investments/Securities

AMERICAN SECURITIES ASSOCIATION via AMERICAN SECURITIES ASSOCIATION

2021 · third_quarter · Q3

Firm income: —Client expense: $20,000Open original LDA filing ↗

Assigned issues and filing targets (4 issues)

FIN

Financial Institutions/Investments/Securities

BAN

Banking

Issues related to blockchain and cryptocurrency regulation; H.R.2039,S.1209, The Protecting Investors Personally Identifiable Information Act.

LBR

Labor Issues/Antitrust/Workplace

S.420/H.R. 842, Protecting the Right to Organize Act; Issues related to Regulation Best Interest and fiduciary duty to investors; Issues related to Unemployment Insurance.

AMERICAN SECURITIES ASSOCIATION via AMERICAN SECURITIES ASSOCIATION

2021 · second_quarter · 2A

Firm income: —Client expense: $20,000Open original LDA filing ↗

Assigned issues and filing targets (4 issues)

TAX

Taxation/Internal Revenue Code

S.479, LOCAL Infrastructure Act; Issues related to infrastructure; H.R.2288, To amend the Internal Revenue Code of 1986 to reinstate advance refunding bonds.

FIN

Financial Institutions/Investments/Securities

LBR

Labor Issues/Antitrust/Workplace

S.420/H.R. 842, Protecting the Right to Organize Act.

AMERICAN SECURITIES ASSOCIATION via AMERICAN SECURITIES ASSOCIATION

2021 · second_quarter · Q2

Firm income: —Client expense: $20,000Open original LDA filing ↗

Assigned issues and filing targets (4 issues)

TAX

Taxation/Internal Revenue Code

S.479, LOCAL Infrastructure Act; Issues related to infrastructure; H.R.2288, To amend the Internal Revenue Code of 1986 to reinstate advance refunding bonds.

FIN

Financial Institutions/Investments/Securities

S.570, American Financial Markets Integrity and Security Act; Issues related to small business capital formation; Issues related to equity market structure and corporate disclosures.

LBR

Labor Issues/Antitrust/Workplace

S.420/H.R. 842, Protecting the Right to Organize Act.

AMERICAN SECURITIES ASSOCIATION via AMERICAN SECURITIES ASSOCIATION

2021 · first_quarter · Q1

Firm income: —Client expense: $20,000Open original LDA filing ↗

Assigned issues and filing targets (4 issues)

BAN

Banking

The Protecting Investors Personally Identifiable Information Act.

LBR

Labor Issues/Antitrust/Workplace

S.420/H.R. 842, Protecting the Right to Organize Act.

TAX

Taxation/Internal Revenue Code

S.479, LOCAL Infrastructure Act; Issues related to infrastructure; H.R.2288, To amend the Internal Revenue Code of 1986 to reinstate advance refunding bonds.

FIN

AMERICAN SECURITIES ASSOCIATION via AMERICAN SECURITIES ASSOCIATION

2020 · fourth_quarter · 4A

Firm income: —Client expense: —Open original LDA filing ↗

Assigned issues and filing targets (2 issues)

FIN

Financial Institutions/Investments/Securities

S.1236 - Municipal Securities Rulemaking Board Reform Act of 2019 Would alter the MSRB's governance and transparency, making MSRB activities more apparent to the public.

BAN

Banking

S.1236 - Municipal Securities Rulemaking Board Reform Act of 2019 Would alter the MSRB's governance and transparency, making MSBR activities more apparent to the public.

AMERICAN SECURITIES ASSOCIATION via AMERICAN SECURITIES ASSOCIATION

2020 · fourth_quarter · RR

Firm income: —Client expense: —Open original LDA filing ↗

Assigned issues and filing targets (9 issues)

HOU

Housing

No specific bills at this time but all general issues above and legislation that may arise such as: tax reforms, data security laws, financial regulations

TAX

Taxation/Internal Revenue Code

No specific bills at this time but all general issues above and legislation that may arise such as: tax reforms, data security laws, financial regulations

ACC

Accounting

No specific bills at this time but all general issues above and legislation that may arise such as: tax reforms, data security laws, financial regulations