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Reported covered position: Sen. Shelby, Staff Assistant/LC/Press Assistant, 2012-2015 ; US Senate Banking Committee, PSM/S.PSM, 2015-2021, US Senate Finance Committee, S. PSM, Senior Counsel January 2021 - June 2021.
How to read the money
Income and expense are whole-filing amounts associated with this lobbyist, not personal compensation or an allocated share.
No topic inference: each bill number appears in source LDA issue text assigned to this lobbyist.
Inflation Reduction Act of 2022
Client: MANAGED FUNDS ASSOCIATION · Firm: MANAGED FUNDS ASSOCIATION
H.R. 5376, Build Back Better Act, including provisions relating to Carried Interest/ Enterprise Value; Taxation of pass-through entities; Mark-to-market of derivatives; Taxation of financial products; Limitations on private investments within IRAs Limitations on deductions including interest expense. 864(b) of the Internal Revenue Code - safe harbor for investment in U.S. securities and other assets by non-U.S. investors. Financial Transaction Tax.
Short Sale Transparency and Market Fairness Act
Client: MANAGED FUNDS ASSOCIATION · Firm: MANAGED FUNDS ASSOCIATION
Specific issues are shown only where the LDA source assigned them to this lobbyist. Targets apply to the associated filing.
MANAGED FUNDS ASSOCIATION via MANAGED FUNDS ASSOCIATION
2022 · first_quarter · Q1
H.R. 5376, Build Back Better Act, including provisions relating to Carried Interest/ Enterprise Value; Taxation of pass-through entities; Mark-to-market of derivatives; Taxation of financial products; Limitations on private investments within IRAs Limitations on deductions including interest expense. 864(b) of the Internal Revenue Code - safe harbor for investment in U.S. securities and other assets by non-U.S. investors. Financial Transaction Tax.
Legislative oversight of implementation of the Dodd-Frank Wall Street Reform and Consumer Protection Act.
Source: Senate LDA
H.R. 2655, to amend the Securities Exchange Act of 1934 to prohibit certain securities trading and related communications by those who possess material, nonpublic information H.R. 4618, Short Sale Transparency and Market Fairness Act Legislative oversight of implementation of Titles I, II, IV, VII, and IX of the Dodd-Frank Wall Street Reform and Consumer Protection Act. Regulation and oversight of investment advisers. Financial services regulatory reform in non-U.S. jurisdictions. Equity market structure issues including electronic trading and algorithmic trading. Protection for sensitive and proprietary data. Security-based swaps regulation. Environmental, social, and governance (ESG) and diversity, equity, and inclusion (DEI) initiatives. Impacts of Pandemic on Credit Markets. Activities-based rules for nonbank financial institutions.
Inflation Reduction Act of 2022
Client: MANAGED FUNDS ASSOCIATION · Firm: MANAGED FUNDS ASSOCIATION
H.R. 5376, Build Back Better Act, including provisions relating to Carried Interest/ Enterprise Value; Taxation of pass-through entities; Mark-to-market of derivatives; Taxation of financial products; Limitations on private investments within IRAs Limitations on deductions including interest expense. 864(b) of the Internal Revenue Code - safe harbor for investment in U.S. securities and other assets by non-U.S. investors. Financial Transaction Tax
H.R. 2655, to amend the Securities Exchange Act of 1934 to prohibit certain securities trading and related communications by those who possess material, nonpublic information H.R. 4618, Short Sale Transparency and Market Fairness Act Legislative oversight of implementation of Titles I, II, IV, VII, and IX of the Dodd-Frank Wall Street Reform and Consumer Protection Act. Regulation and oversight of investment advisers. Financial services regulatory reform in non-U.S. jurisdictions. Equity market structure issues including electronic trading and algorithmic trading. Protection for sensitive and proprietary data. Security-based swaps regulation. Environmental, social, and governance (ESG) and diversity, equity, and inclusion (DEI) initiatives. Impacts of Pandemic on Credit Markets. Activities-based rules for nonbank financial institutions. SEC proposed regulations on private fund advisers. Beneficial ownership. Investment limitations on foreign assets.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
MANAGED FUNDS ASSOCIATION via MANAGED FUNDS ASSOCIATION
2021 · fourth_quarter · Q4
Legislative oversight of implementation of the Dodd-Frank Wall Street Reform and Consumer Protection Act.
H.R. 2655, to amend the Securities Exchange Act of 1934 to prohibit certain securities trading and related communications by those who possess material, nonpublic information H.R. 4618, Short Sale Transparency and Market Fairness Act Legislative oversight of implementation of Titles I, II, IV, VII, and IX of the Dodd-Frank Wall Street Reform and Consumer Protection Act. Regulation and oversight of investment advisers. Financial services regulatory reform in non-U.S. jurisdictions. Equity market structure issues including electronic trading and algorithmic trading. Protection for sensitive and proprietary data. Security-based swaps regulation. Environmental, social, and governance (ESG) and diversity, equity, and inclusion (DEI) initiatives. Impacts of Pandemic on Credit Markets. Activities-based rules for nonbank financial institutions.
H.R. 5376, Build Back Better Act, including provisions relating to Carried Interest/ Enterprise Value; Taxation of pass-through entities; Mark-to-market of derivatives; Taxation of financial products; Limitations on private investments within IRAs Limitations on deductions including interest expense. 864(b) of the Internal Revenue Code - safe harbor for investment in U.S. securities and other assets by non-U.S. investors. Financial Transaction Tax
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
MANAGED FUNDS ASSOCIATION via MANAGED FUNDS ASSOCIATION
2021 · third_quarter · Q3
Legislative oversight of implementation of the Dodd-Frank Wall Street Reform and Consumer Protection Act.
Legislative oversight of implementation of Titles I, II, IV, VII, and IX of the Dodd-Frank Wall Street Reform and Consumer Protection Act. Regulation and oversight of investment advisers. Financial services regulatory reform in non-U.S. jurisdictions. Equity market structure issues including electronic trading and algorithmic trading. Protection for sensitive and proprietary data. Legislation and Regulation Concerning Short Sale Disclosure and Bans, including proposal to expand 13F reports Security-based swaps regulation SEC Climate risk disclosure initiatives H.R. 2655, to amend the Securities Exchange Act of 1934 to prohibit certain securities trading and related communications by those who possess material, nonpublic information Impacts of Pandemic on Credit Markets Activities-based rules for nonbank financial institutions
Carried Interest/Enterprise Value Taxation of pass-through entities. Taxation of financial products. Limitations on deductions including interest expense. 864(b) of the Internal Revenue Code - safe harbor for investment in U.S. securities and other assets by non-U.S. investors. Financial Transaction Tax
Filing targets: HOUSE OF REPRESENTATIVES, SENATE