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Income and expense are whole-filing amounts associated with this lobbyist, not personal compensation or an allocated share.
No topic inference: each bill number appears in source LDA issue text assigned to this lobbyist.
Terminating the Expansion of Too-Big-To-Fail Act of 2012
Client: OPTIONS CLEARING CORPORATION · Firm: THE OPTIONS CLEARING CORPORATION
Clearing and Risk Management for Over-The-Counter Derivatives; Futures and Securities Regulatory Restructuring; Implementation of Dodd-Frank Wall Street Reform and Consumer Protection Act; Governance and Risk Management Requirements for Derivatives Clearing Organizations and Clearing Agencies; S. 3497 and H.R. 6317, the Terminating the Expansion of Too-Big-To-Fail Act of 2012.
Terminating the Expansion of Too-Big-To-Fail Act of 2012
Client: OPTIONS CLEARING CORPORATION · Firm: THE OPTIONS CLEARING CORPORATION
Specific issues are shown only where the LDA source assigned them to this lobbyist. Targets apply to the associated filing.
OPTIONS CLEARING CORPORATION via THE OPTIONS CLEARING CORPORATION
2014 · first_quarter · Q1
Clearing and Risk Management for Over-The-Counter Derivatives; Implementation of Dodd-Frank Wall Street Reform and Consumer Protection Act; General Cybersecurity Issues
CFTC Reauthorization
Source: Senate LDA
Clearing and Risk Management for Over-The-Counter Derivatives; Futures and Securities Regulatory Restructuring; Implementation of Dodd-Frank Wall Street Reform and Consumer Protection Act; Governance and Risk Management Requirements for Derivatives Clearing Organizations and Clearing Agencies; S. 3497 and H.R. 6317, the Terminating the Expansion of Too-Big-To-Fail Act of 2012.
Let Wall Street Pay for Wall Street's Bailout Act of 2009
Client: OPTIONS CLEARING CORPORATION · Firm: THE OPTIONS CLEARING CORPORATION
P.L. 91-598, Securities Investor Protection Act of 1970, seeking an amendment to portfolio margining; Clearing and risk management for over-the-counter derivatives; Futures and securities regulatory restructuring; H.R. 1068, Let Wall Street Pay for Wall Street's Bailout Act of 2009; H.R. 977, Derivatives Markets Transparency and Accountability Act of 2009.
Derivatives Markets Transparency and Accountability Act of 2009
Client: OPTIONS CLEARING CORPORATION · Firm: THE OPTIONS CLEARING CORPORATION
P.L. 91-598, Securities Investor Protection Act of 1970, seeking an amendment to portfolio margining; Clearing and risk management for over-the-counter derivatives; Futures and securities regulatory restructuring; H.R. 1068, Let Wall Street Pay for Wall Street's Bailout Act of 2009; H.R. 977, Derivatives Markets Transparency and Accountability Act of 2009.
A bill to require the Securities and Exchange Commission to reinstate the uptick rule and effectively regulate abusive short selling activities.
Client: OPTIONS CLEARING CORPORATION · Firm: THE OPTIONS CLEARING CORPORATION
Clearing and risk management for over-the-counter derivatives; Futures and securities regulatory restructuring; S. 605, A bill to require the Securities and Exchange Commission to reinstate the uptick rule and effectively regulate abusive short selling activities.
A bill to require the Securities and Exchange Commission to reinstate the uptick rule and effectively regulate abusive short selling activities.
Client: OPTIONS CLEARING CORPORATION · Firm: THE OPTIONS CLEARING CORPORATION
Clearing and risk management for over-the-counter derivatives; Futures and securities regulatory restructuring; S. 605, A bill to require the Securities and Exchange Commission to reinstate the uptick rule and effectively regulate abusive short selling activities.
A bill to require the Securities and Exchange Commission to reinstate the uptick rule and effectively regulate abusive short selling activities.
Client: OPTIONS CLEARING CORPORATION · Firm: THE OPTIONS CLEARING CORPORATION
Clearing and risk management for over-the-counter derivatives; Regulation of clearing agencies and derivatives clearing organizations; Futures and securities regulatory restructuring; S. 605, a bill to require the Securities and Exchange Commission to reinstate the uptick rule and effectively regulate abusive short selling activities
Impact of House Ways and Means Committee Draft Financial Products Tax Reform Legislation on the Listed Options Industry.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
OPTIONS CLEARING CORPORATION via THE OPTIONS CLEARING CORPORATION
2013 · fourth_quarter · Q4
Clearing and Risk Management for Over-The-Counter Derivatives; Implementation of Dodd-Frank Wall Street Reform and Consumer Protection Act; General Cybersecurity issues.
Impact of House Ways and Means Committee Draft Financial Products Tax Reform Legislation on the Listed Options Industry.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
OPTIONS CLEARING CORPORATION via THE OPTIONS CLEARING CORPORATION
2013 · third_quarter · Q3
Impact of House Ways and Means Committee Draft Financial Products Tax Reform Legislation on the Listed Options Industry.
Clearing and Risk Management for Over-The-Counter Derivatives; Implementation of Dodd-Frank Wall Street Reform and Consumer Protection Act; General Cybersecurity issues.
Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
OPTIONS CLEARING CORPORATION via THE OPTIONS CLEARING CORPORATION
2013 · second_quarter · Q2
Clearing and Risk Management for Over-The-Counter Derivatives; Implementation of Dodd-Frank Wall Street Reform and Consumer Protection Act.
Impact of House Ways and Means Committee Draft Financial Products Tax Reform Legislation on the Listed Options Industry.
Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
OPTIONS CLEARING CORPORATION via THE OPTIONS CLEARING CORPORATION
2013 · first_quarter · Q1
Clearing and Risk Management for Over-The-Counter Derivatives; Futures and Securities Regulatory Restructuring; Implementation of Dodd-Frank Wall Street Reform and Consumer Protection Act; Governance and Risk Management Requirements for Derivatives Clearing Organizations and Clearing Agencies.
Proposed IRS Regulations that would impose U.S. Withholding Tax on Certain Options Transactions Enter into by Non-U.S. Persons; "60-40" Tax Treatment for Options Market-Makers and Customers; House Ways and Means Committee Draft Financial Products Tax Reform Legislation.
Filing targets: Commodity Futures Trading Commission (CFTC), Federal Reserve System, HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
OPTIONS CLEARING CORPORATION via THE OPTIONS CLEARING CORPORATION
2012 · fourth_quarter · Q4
Proposed IRS Regulations that would impose U.S. Withholding Tax on Certain Options Transactions Enter into by Non-U.S. Persons; "60-40" Tax Treatment for Options Market-Makers and Professional Futures Traders
Clearing and Risk Management for Over-The-Counter Derivatives; Futures and Securities Regulatory Restructuring; Implementation of Dodd-Frank Wall Street Reform and Consumer Protection Act; Governance and Risk Management Requirements for Derivatives Clearing Organizations and Clearing Agencies; S. 3497 and H.R. 6317, the Terminating the Expansion of Too-Big-To-Fail Act of 2012.
Filing targets: Commodity Futures Trading Commission (CFTC), Federal Reserve System, HOUSE OF REPRESENTATIVES, Internal Revenue Service (IRS), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
OPTIONS CLEARING CORPORATION via THE OPTIONS CLEARING CORPORATION
2012 · third_quarter · 3A
Proposed IRS Regulations that would impose U.S. Withholding Tax on Certain Options Transactions Enter into by Non-U.S. Persons; "60-40" Tax Treatment for Options Market-Makers and Professional Futures Traders
Clearing and Risk Management for Over-The-Counter Derivatives; Futures and Securities Regulatory Restructuring; Implementation of Dodd-Frank Wall Street Reform and Consumer Protection Act; Governance and Risk Management Requirements for Derivatives Clearing Organizations and Clearing Agencies; S. 3497 and H.R. 6317, the Terminating the Expansion of Too-Big-To-Fail Act of 2012.
Filing targets: Commodity Futures Trading Commission (CFTC), Federal Reserve System, HOUSE OF REPRESENTATIVES, Internal Revenue Service (IRS), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
OPTIONS CLEARING CORPORATION via THE OPTIONS CLEARING CORPORATION
2012 · third_quarter · Q3
Proposed IRS Regulations that would impose U.S. Withholding Tax on Certain Options Transactions Enter into by Non-U.S. Persons; "60-40" Tax Treatment for Options Market-Makers and Professional Futures Traders
Clearing and Risk Management for Over-The-Counter Derivatives; Futures and Securities Regulatory Restructuring; Implementation of Dodd-Frank Wall Street Reform and Consumer Protection Act; Governance and Risk Management Requirements for Derivatives Clearing Organizations and Clearing Agencies
Filing targets: Commodity Futures Trading Commission (CFTC), Federal Reserve System, HOUSE OF REPRESENTATIVES, Internal Revenue Service (IRS), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
OPTIONS CLEARING CORPORATION via THE OPTIONS CLEARING CORPORATION
2012 · second_quarter · Q2
Clearing and Risk Management for Over-The-Counter Derivatives; Futures and Securities Regulatory Restructuring; Implementation of Dodd-Frank Wall Street Reform and Consumer Protection Act; Governance Requirements and Risk Management Requirements for Derivatives Clearing Organizations and Clearing Agencies
Proposed IRS Regulations that would impose U.S. Withholding Tax on Certain Options Transactions Entered into by Non-U.S. Persons; "60/40" Tax Treatment for Options Market-Makers and Professional Futures Traders
Filing targets: Commodity Futures Trading Commission (CFTC), Federal Reserve System, HOUSE OF REPRESENTATIVES, Internal Revenue Service (IRS), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
OPTIONS CLEARING CORPORATION via THE OPTIONS CLEARING CORPORATION
2012 · first_quarter · Q1
Proposed IRS Regulations that would impose U.S. Withholding Tax on Certain Options Transactions Entered into by Non-U.S. Persons; "60/40" Tax Treatment for Options Market-Makers and Professional Futures Traders
Clearing and Risk Management for Over-The-Counter Derivatives; Futures and Securities Regulatory Restructuring; Implementation of Dodd-Frank Wall Street Reform and Consumer Protection Act; Governance Requirements and Risk Management Requirements for Derivatives Clearing Organizations and Clearing Agencies
Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, Internal Revenue Service (IRS), SENATE, Securities & Exchange Commission (SEC)
OPTIONS CLEARING CORPORATION via THE OPTIONS CLEARING CORPORATION
2011 · fourth_quarter · Q4
Clearing and Risk Management for Over-The-Counter Derivatives; Futures and Securities Regulatory Restructuring; Implementation of Dodd-Frank Wall Street Reform and Consumer Protection Act; Governance Requirements and Risk Management Requirements for Derivatives Clearing Organizations and Clearing Agencies
Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
OPTIONS CLEARING CORPORATION via THE OPTIONS CLEARING CORPORATION
2011 · third_quarter · Q3
Clearing and Risk Management for Over-The-Counter Derivatives; Futures and Securities Regulatory Restructuring; Implementation of Dodd-Frank Wall Street Reform and Consumer Protection Act; Governance Requirements and Risk Management Requirements for Derivatives Clearing Organizations and Clearing Agencies
Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
OPTIONS CLEARING CORPORATION via THE OPTIONS CLEARING CORPORATION
2011 · second_quarter · 2A
Clearing and Risk Management for Over-The-Counter Derivatives; Futures and Securities Regulatory Restructuring; Implementation of Dodd-Frank Wall Street Reform and Consumer Protection Act; Governance Requirements and Risk Management Requirements for Derivatives Clearing Organizations and Clearing Agencies
Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
OPTIONS CLEARING CORPORATION via THE OPTIONS CLEARING CORPORATION
2011 · second_quarter · Q2
Clearing and Risk Management for Over-The-Counter Derivatives; Futures and Securities Regulatory Restructuring; Implementation of Dodd-Frank Wall Street Reform and Consumer Protection Act; Governance Requirements and Risk Management Requirements for Derivatives Clearing Organizations and Clearing Agencies
Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
OPTIONS CLEARING CORPORATION via THE OPTIONS CLEARING CORPORATION
2011 · first_quarter · Q1
Clearing and Risk Management for Over-The-Counter Derivatives; Futures and Securities Regulatory Restructuring; Implementation of Dodd-Frank Wall Street Reform and Consumer Protection Act; Governance Requirements and Risk Management Requirements for Derivatives Clearing Organizations and Clearing Agencies
Filing targets: Commodity Futures Trading Commission (CFTC), Federal Reserve System, HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
OPTIONS CLEARING CORPORATION via THE OPTIONS CLEARING CORPORATION
2010 · fourth_quarter · Q4
Clearing and Risk Management for Over-The-Counter Derivatives; Futures and Securities Regulatory Restructuring; Implementation of Dodd-Frank Wall Street Reform and Consumer Protection Act.
Filing targets: Commodity Futures Trading Commission (CFTC), Federal Reserve System, HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
OPTIONS CLEARING CORPORATION via THE OPTIONS CLEARING CORPORATION
2010 · third_quarter · Q3
Administration Proposal to Amend Tax Treatment for Options Market Makers
Clearing and Risk Management for Over-The-Counter Derivatives; Futures and Securities Regulatory Restructuring; Implementation of Dodd-Frank Wall Street Reform and Consumer Protection Act.
Filing targets: Commodity Futures Trading Commission (CFTC), Federal Reserve System, HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
OPTIONS CLEARING CORPORATION via THE OPTIONS CLEARING CORPORATION
2010 · second_quarter · Q2
Clearing and Risk Management for Over-The-Counter Derivatives; Futures and Securities Regulatory Restructuring; H.R. 4173, the Restoring American Financial Stability Act of 2010
Filing targets: Commodity Futures Trading Commission (CFTC), Federal Reserve System, HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
OPTIONS CLEARING CORPORATION via THE OPTIONS CLEARING CORPORATION
2010 · first_quarter · Q1
Clearing and risk management for over-the-counter derivatives; Futures and securities regulatory restructuring; H.R. 4173, the Wall Street Reform and Consumer Protection Act of 2009
Filing targets: Commodity Futures Trading Commission (CFTC), Federal Reserve System, HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
OPTIONS CLEARING CORPORATION via THE OPTIONS CLEARING CORPORATION
2009 · fourth_quarter · Q4
Clearing and risk management for over-the-counter derivatives; Futures and securities regulatory restructuring; H.R. 4173, the Wall Street Reform and Consumer Protection Act of 2009;
President's budget recommendation to amend tax treatment for options market makers.
Filing targets: Commodity Futures Trading Commission (CFTC), Federal Reserve System, HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
OPTIONS CLEARING CORPORATION via THE OPTIONS CLEARING CORPORATION
2009 · third_quarter · Q3
President's Budget recommendation to amend tax treatment for options market makers
Clearing and risk management for over-the-counter derivatives; Regulation of clearing agencies and derivatives clearing organizations; Futures and securities regulatory restructuring; S. 605, a bill to require the Securities and Exchange Commission to reinstate the uptick rule and effectively regulate abusive short selling activities
Filing targets: Commodity Futures Trading Commission (CFTC), Federal Reserve System, HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
OPTIONS CLEARING CORPORATION via THE OPTIONS CLEARING CORPORATION
2009 · second_quarter · Q2
President's Budget recommendation to amend tax treatment for options market makers
Clearing and risk management for over-the-counter derivatives; Futures and securities regulatory restructuring; S. 605, A bill to require the Securities and Exchange Commission to reinstate the uptick rule and effectively regulate abusive short selling activities.
Filing targets: Commodity Futures Trading Commission (CFTC), Federal Reserve System, HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
OPTIONS CLEARING CORPORATION via THE OPTIONS CLEARING CORPORATION
2009 · first_quarter · Q1
Clearing and risk management for over-the-counter derivatives; Futures and securities regulatory restructuring; S. 605, A bill to require the Securities and Exchange Commission to reinstate the uptick rule and effectively regulate abusive short selling activities.
President's Budget recommendation to amend tax treatment for options market makers
Filing targets: Commodity Futures Trading Commission (CFTC), Federal Reserve System, HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
OPTIONS CLEARING CORPORATION via THE OPTIONS CLEARING CORPORATION
2009 · first_quarter · Q1
P.L. 91-598, Securities Investor Protection Act of 1970, seeking an amendment to portfolio margining; Clearing and risk management for over-the-counter derivatives; Futures and securities regulatory restructuring; H.R. 1068, Let Wall Street Pay for Wall Street's Bailout Act of 2009; H.R. 977, Derivatives Markets Transparency and Accountability Act of 2009.
Filing targets: Commodity Futures Trading Commission (CFTC), Federal Reserve System, HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of