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Reported covered position: N/A
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Income and expense are whole-filing amounts associated with this lobbyist, not personal compensation or an allocated share.
No topic inference: each bill number appears in source LDA issue text assigned to this lobbyist.
Derivatives Markets Transparency and Accountability Act of 2009
Client: NYSE GROUP INC · Firm: NYSE GROUP, INC.
U.S. competitiveness position in capital markets; US financial services regulatory structure; Commodities regulation, including HR 977 To amend the Commodity Exchange Act to bring greater transparency and accountability to commodity markets; SEC regulatory process; Credit default swap regulation; SEC regulation of short sales
To amend the Internal Revenue Code of 1986 with respect to the treatment of prepaid derivative contracts.
Client: NYSE GROUP INC · Firm: NYSE GROUP, INC.
Specific issues are shown only where the LDA source assigned them to this lobbyist. Targets apply to the associated filing.
NYSE GROUP INC via NYSE GROUP, INC.
2009 · first_quarter · Q1
U.S. competitiveness position in capital markets; US financial services regulatory structure; Commodities regulation, including HR 977 To amend the Commodity Exchange Act to bring greater transparency and accountability to commodity markets; SEC regulatory process; Credit default swap regulation; SEC regulation of short sales
Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
Source: Senate LDA
U.S. competitiveness position in capital markets, Exchange consolidation, Exchange Traded Funds (ETFs), Exchange Traded Notes (ETNs) - H.R. 4912, Market data regulation, US financial services regulatory structure.
To amend the Internal Revenue Code of 1986 with respect to the treatment of prepaid derivative contracts.
Client: NYSE GROUP INC · Firm: NYSE GROUP, INC.
U.S. competitiveness position in capital markets; Exchange Traded Funds (ETFs); H.R. 4912 To amend Internal Revenue code of 1986 with respect to the treatment of prepaid derivative contracts - ETN taxation; Market data regulation; US financial services regulatory structure; Commodities regulation; SEC regulatory process; Credit default swap trading; Regulation of short sales.
To amend the Internal Revenue Code of 1986 with respect to the treatment of prepaid derivative contracts.
Client: NYSE GROUP INC · Firm: NYSE GROUP, INC.
U.S. competitiveness position in capital markets; Exchange Traded Funds (ETFs); H.R. 4912 To amend Internal Revenue code of 1986 with respect to the treatment of prepaid derivative contracts - ETN taxation; Market data regulation; US financial services regulatory structure; Commodities regulation; SEC regulatory process; Credit default swap trading; Regulation of short sales.
To amend the Internal Revenue Code of 1986 with respect to the treatment of prepaid derivative contracts.
Client: NYSE GROUP INC · Firm: NYSE GROUP, INC.
U.S. competitiveness position in capital markets, Exchange consolidation, Exchange Traded Funds (ETFs), Exchange Traded Notes (ETNs), - H.R. 4912, Market data regulation, US financial services regulatory structure, Commodities regulation, SEC regulatory process, Credit default swap trading.
To amend the Internal Revenue Code of 1986 with respect to the treatment of prepaid derivative contracts.
Client: NYSE GROUP INC · Firm: NYSE GROUP, INC.
U.S. competitiveness position in capital markets, Exchange consolidation, Exchange Traded Funds (ETFs), Exchange Traded Notes (ETNs) - H.R. 4912, Market data regulation, US financial services regulatory structure, Commodities regulation, SEC regulatory process, Credit default swap trading.
Commodity Exchange Reauthorization Act of 2005
Client: NYSE GROUP INC · Firm: NYSE GROUP, INC.
Securities Market Structure issues: SEC Regulation NMS implementation NASD Trade Reporting Facility (TRF) Portfolio Margining for securities Commodity Futures Trade Commission (CFTC) reauthorization: H.R. 4473, "CFTC Reauthorization Act of 2005," sections relating to portfolio margining S. 1566, "Commodity Exchange Reauthorization Act of 2005," sections relating to portfolio margining U.S. competitive position in capital markets Exchange consolidation (Euronext transaction) Bond Market transparency ETF's Exchange Traded Funds Shareholder Proxy rules Market Data Regulation NASD-NYSE Regulation merger NYSE Hybrid Market NYSE Corporate Governance (current and post-merger) NYSE Listed Company corporate governance NYSE Regulation and governance of self-regulatory organizations
2008 · second_quarter · 2A
U.S. competitiveness position in capital markets, Exchange consolidation, Exchange Traded Funds (ETFs), Exchange Traded Notes (ETNs), - H.R. 4912, Market data regulation, US financial services regulatory structure, Commodities regulation, SEC regulatory process, Credit default swap trading.
Filing targets: Commodity Futures Trading Commission (CFTC), Federal Reserve System, HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
NYSE GROUP INC via NYSE GROUP, INC.
2008 · fourth_quarter · Q4
U.S. competitiveness position in capital markets; Exchange Traded Funds (ETFs); H.R. 4912 To amend Internal Revenue code of 1986 with respect to the treatment of prepaid derivative contracts - ETN taxation; Market data regulation; US financial services regulatory structure; Commodities regulation; SEC regulatory process; Credit default swap trading; Regulation of short sales.
Filing targets: Commodity Futures Trading Commission (CFTC), Federal Reserve System, HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
NYSE GROUP INC via NYSE GROUP, INC.
2008 · third_quarter · Q3
U.S. competitiveness position in capital markets; Exchange Traded Funds (ETFs); H.R. 4912 To amend Internal Revenue code of 1986 with respect to the treatment of prepaid derivative contracts - ETN taxation; Market data regulation; US financial services regulatory structure; Commodities regulation; SEC regulatory process; Credit default swap trading; Regulation of short sales.
Filing targets: Commodity Futures Trading Commission (CFTC), Federal Reserve System, HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
NYSE GROUP INC via NYSE GROUP, INC.
2008 · second_quarter · Q2
U.S. competitiveness position in capital markets, Exchange consolidation, Exchange Traded Funds (ETFs), Exchange Traded Notes (ETNs) - H.R. 4912, Market data regulation, US financial services regulatory structure, Commodities regulation, SEC regulatory process, Credit default swap trading.
Filing targets: Commodity Futures Trading Commission (CFTC), Federal Reserve System, HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
NYSE GROUP INC via NYSE GROUP, INC.
2008 · first_quarter · Q1
U.S. competitiveness position in capital markets, Exchange consolidation, Exchange Traded Funds (ETFs), Exchange Traded Notes (ETNs) - H.R. 4912, Market data regulation, US financial services regulatory structure.
Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
NYSE GROUP INC via NYSE GROUP, INC.
2007 · year_end · YY
U.S. competitiveness position in capital markets, Exchange consolidation, Exchange Traded Funds (ETFs), Market data regulation, NASD-NYSE Regulation merger, Bond market transparency, US financial services regulatory structure.
Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
NYSE GROUP INC via NYSE GROUP, INC.
2007 · mid_year · MM
U.S. competitiveness position in capital markets, Exchange consolidation (Euronext transaction), Exchange Traded Funds (ETFs), Market data regulation, NASD-NYSE Regulation merger.
Filing targets: Commodity Futures Trading Commission (CFTC), Government Accountability Office (GAO), HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
NYSE GROUP INC via NYSE GROUP, INC.
2006 · year_end · YY
Securities Market Structure issues: SEC Regulation NMS implementation NASD Trade Reporting Facility (TRF) Portfolio Margining for securities Commodity Futures Trade Commission (CFTC) reauthorization: H.R. 4473, "CFTC Reauthorization Act of 2005," sections relating to portfolio margining S. 1566, "Commodity Exchange Reauthorization Act of 2005," sections relating to portfolio margining U.S. competitive position in capital markets Exchange consolidation (Euronext transaction) Bond Market transparency ETF's Exchange Traded Funds Shareholder Proxy rules Market Data Regulation NASD-NYSE Regulation merger NYSE Hybrid Market NYSE Corporate Governance (current and post-merger) NYSE Listed Company corporate governance NYSE Regulation and governance of self-regulatory organizations
Filing targets: Commodity Futures Trading Commission (CFTC), Government Accountability Office (GAO), HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
NYSE GROUP INC via NYSE GROUP, INC.
2005 · year_end · YY
Filing targets: Commodity Futures Trading Commission (CFTC), Government Accountability Office (GAO), HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
NYSE GROUP INC via NYSE GROUP, INC.
2005 · mid_year · MM
Filing targets: Commodity Futures Trading Commission (CFTC), Executive Office of the President (EOP), Federal Reserve System, HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
NYSE GROUP INC via NYSE GROUP, INC.
2004 · year_end · YY
Filing targets: Commerce, Dept of (DOC), Executive Office of the President (EOP), HOUSE OF REPRESENTATIVES, Homeland Security, Dept of (DHS), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
NYSE GROUP INC via NYSE GROUP, INC.
2003 · year_end · YY
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
NYSE GROUP INC via NYSE GROUP, INC.
2003 · mid_year · MM
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
NYSE GROUP INC via NYSE GROUP, INC.
2002 · year_end · RA