Reported covered position: Chief of Staff, U.S. Representative Harold Ford, Jr. 2001 - 2006
How to read the money
Income and expense are whole-filing amounts associated with this lobbyist, not personal compensation or an allocated share.
No topic inference: each bill number appears in source LDA issue text assigned to this lobbyist.
Digital Asset Market Clarity Act
Client: HSBC TECHNOLOGY AND SERVICES USA INC. · Firm: HSBC TECHNOLOGY AND SERVICES USA INC.
Digital Assets Policy Securities disclosure regulations Financial crime mitigation, anti-money laundering, know your customer, financial fraud prevention, and sanctions implementation Issues related to treasury market structure, functioning and resilience (FR 55846) provisions pertaining to U.S. investments in certain national security technologies and products in countries of concern. Directed rulemakings for S. 394, the Guiding and Establishing National Innovation for U.S. Stablecoins of 2025 Issues related to credit risk transfer H.R. 3633, CLARITY Act of 2025 and draft legislation on cryptocurrency market structure H.R. 3959, the Protecting Private Job Creators Act Issues related to Treasury Central Clearing
Digital Asset Market Clarity Act
Client: HSBC TECHNOLOGY AND SERVICES USA INC. · Firm: HSBC TECHNOLOGY AND SERVICES USA INC.
Specific issues are shown only where the LDA source assigned them to this lobbyist. Targets apply to the associated filing.
HSBC TECHNOLOGY AND SERVICES USA INC. via HSBC TECHNOLOGY AND SERVICES USA INC.
2026 · third_quarter · Q3
Digital Assets Policy Securities disclosure regulations Financial crime mitigation, anti-money laundering, know your customer, financial fraud prevention, and sanctions implementation Issues related to treasury market structure, functioning and resilience (FR 55846) provisions pertaining to U.S. investments in certain national security technologies and products in countries of concern. Directed rulemakings for S. 394, the Guiding and Establishing National Innovation for U.S. Stablecoins of 2025 H.R. 3633, the Digital Assets Market Clarity Act of 2025, and draft legislation on cryptocurrency market structure Issues related to Treasury Central Clearing
Source: Senate LDA
Digital Assets Policy Securities disclosure regulations Financial crime mitigation, anti-money laundering, know your customer, financial fraud prevention, and sanctions implementation Issues related to treasury market structure, functioning and resilience (FR 55846) provisions pertaining to U.S. investments in certain national security technologies and products in countries of concern. Directed rulemakings for S. 394, the Guiding and Establishing National Innovation for U.S. Stablecoins of 2025 H.R. 3633, the Digital Assets Market Clarity Act of 2025, and draft legislation on cryptocurrency market structure Issues related to Treasury Central Clearing
Digital Asset Market Clarity Act
Client: HSBC TECHNOLOGY AND SERVICES USA INC. · Firm: HSBC TECHNOLOGY AND SERVICES USA INC.
Digital Assets Policy Securities disclosure regulations Financial crime mitigation, anti-money laundering, know your customer, financial fraud prevention, and sanctions implementation Issues related to treasury market structure, functioning and resilience (FR 55846) provisions pertaining to U.S. investments in certain national security technologies and products in countries of concern. S. 394, the Guiding and Establishing National Innovation for U.S. Stablecoins of 2025 and directed rulemakings Issues related to credit risk transfer H.R. 3633, CLARITY Act of 2025 and draft legislation on cryptocurrency market structure H.R. 3959, the Protecting Private Job Creators Act
Protecting Private Job Creators Act
Client: HSBC TECHNOLOGY AND SERVICES USA INC. · Firm: HSBC TECHNOLOGY AND SERVICES USA INC.
Digital Assets Policy Securities disclosure regulations Financial crime mitigation, anti-money laundering, know your customer, financial fraud prevention, and sanctions implementation Issues related to treasury market structure, functioning and resilience (FR 55846) provisions pertaining to U.S. investments in certain national security technologies and products in countries of concern. S. 394, the Guiding and Establishing National Innovation for U.S. Stablecoins of 2025 and directed rulemakings Issues related to credit risk transfer H.R. 3633, CLARITY Act of 2025 and draft legislation on cryptocurrency market structure H.R. 3959, the Protecting Private Job Creators Act
Protecting Private Job Creators Act
Client: HSBC TECHNOLOGY AND SERVICES USA INC. · Firm: HSBC TECHNOLOGY AND SERVICES USA INC.
Digital Assets Policy Securities disclosure regulations Financial crime mitigation, anti-money laundering, know your customer, financial fraud prevention, and sanctions implementation Issues related to treasury market structure, functioning and resilience (FR 55846) provisions pertaining to U.S. investments in certain national security technologies and products in countries of concern. Directed rulemakings for S. 394, the Guiding and Establishing National Innovation for U.S. Stablecoins of 2025 Issues related to credit risk transfer H.R. 3633, CLARITY Act of 2025 and draft legislation on cryptocurrency market structure H.R. 3959, the Protecting Private Job Creators Act Issues related to Treasury Central Clearing
GENIUS Act of 2025
Client: HSBC TECHNOLOGY AND SERVICES USA INC. · Firm: HSBC TECHNOLOGY AND SERVICES USA INC.
Digital Assets Policy Securities disclosure regulations Financial crime mitigation, anti-money laundering, know your customer, financial fraud prevention, and sanctions implementation Issues related to treasury market structure, functioning and resilience (FR 55846) provisions pertaining to U.S. investments in certain national security technologies and products in countries of concern. Directed rulemakings for S. 394, the Guiding and Establishing National Innovation for U.S. Stablecoins of 2025 Issues related to credit risk transfer H.R. 3633, CLARITY Act of 2025 and draft legislation on cryptocurrency market structure H.R. 3959, the Protecting Private Job Creators Act Issues related to Treasury Central Clearing
GENIUS Act of 2025
Client: HSBC TECHNOLOGY AND SERVICES USA INC. · Firm: HSBC TECHNOLOGY AND SERVICES USA INC.
Digital Assets Policy Securities disclosure regulations Financial crime mitigation, anti-money laundering, know your customer, financial fraud prevention, and sanctions implementation Issues related to treasury market structure, functioning and resilience (FR 55846) provisions pertaining to U.S. investments in certain national security technologies and products in countries of concern. Directed rulemakings for S. 394, the Guiding and Establishing National Innovation for U.S. Stablecoins of 2025 H.R. 3633, the Digital Assets Market Clarity Act of 2025, and draft legislation on cryptocurrency market structure Issues related to Treasury Central Clearing
GENIUS Act of 2025
Client: HSBC TECHNOLOGY AND SERVICES USA INC. · Firm: HSBC TECHNOLOGY AND SERVICES USA INC.
Digital Assets Policy Securities disclosure regulations Financial crime mitigation, anti-money laundering, know your customer, financial fraud prevention, and sanctions implementation Issues related to treasury market structure, functioning and resilience (FR 55846) provisions pertaining to U.S. investments in certain national security technologies and products in countries of concern. S. 394, the Guiding and Establishing National Innovation for U.S. Stablecoins of 2025 and directed rulemakings Issues related to credit risk transfer H.R. 3633, CLARITY Act of 2025 and draft legislation on cryptocurrency market structure H.R. 3959, the Protecting Private Job Creators Act
Our Communities, Our Choices Act of 2018
Client: HSBC TECHNOLOGY AND SERVICES USA INC. · Firm: HSBC TECHNOLOGY AND SERVICES USA INC.
Implementation on Public Law 115-174, the Economic Growth, Regulatory Relief and Consumer Protection Act relating to prudential regulatory requirements such as capital, liquidity, and stress testing. Bank regulatory issues, including US implementation of Basel 3 reforms Financial regulatory reform issues Capital requirements H.R. 6553, the Tailoring and Indexing Enhanced Regulations (TIER) Act of 2025
An act to provide for reconciliation pursuant to title II of H. Con. Res. 14.
Client: HSBC TECHNOLOGY AND SERVICES USA INC. · Firm: HSBC TECHNOLOGY AND SERVICES USA INC.
Tax policy related to H.R. 1, One Big Beautiful Bill Act, Section 899
STABLE Act of 2025
Client: HSBC TECHNOLOGY AND SERVICES USA INC. · Firm: HSBC TECHNOLOGY AND SERVICES USA INC.
Digital Assets Policy Security-based swaps and securities disclosure regulations Financial crime mitigation, anti-money laundering, know your customer, financial fraud prevention, and sanctions implementation Issues related to treasury market structure, functioning and resilience NPRM (FR 55846) provisions pertaining to U.S. investments in certain national security technologies and products in countries of concern. H.R. 2392, the Stablecoin Transparency and Accountability for a Better Ledger Economy Act of 2025 S. 394, the Guiding and Establishing National Innovation for U.S. Stablecoins of 2025
Digital Asset Market Clarity Act
Client: HSBC TECHNOLOGY AND SERVICES USA INC. · Firm: HSBC TECHNOLOGY AND SERVICES USA INC.
Digital Assets Policy Securities disclosure regulations Financial crime mitigation, anti-money laundering, know your customer, financial fraud prevention, and sanctions implementation Issues related to treasury market structure, functioning and resilience (FR 55846) provisions pertaining to U.S. investments in certain national security technologies and products in countries of concern. S. 394, the Guiding and Establishing National Innovation for U.S. Stablecoins of 2025 and directed rulemakings Issues related to credit risk transfer H.R. 3633, CLARITY Act of 2025 and draft legislation on cryptocurrency market structure H.R. 3959, the Protecting Private Job Creators Act
Digital Asset Market Clarity Act
Client: HSBC TECHNOLOGY AND SERVICES USA INC. · Firm: HSBC TECHNOLOGY AND SERVICES USA INC.
Digital Assets Policy Securities disclosure regulations Financial crime mitigation, anti-money laundering, know your customer, financial fraud prevention, and sanctions implementation Issues related to treasury market structure, functioning and resilience (FR 55846) provisions pertaining to U.S. investments in certain national security technologies and products in countries of concern. S. 394, the Guiding and Establishing National Innovation for U.S. Stablecoins of 2025 and directed rulemakings Issues related to credit risk transfer H.R. 3633, CLARITY Act of 2025 and draft legislation on cryptocurrency market structure
Protecting Private Job Creators Act
Client: HSBC TECHNOLOGY AND SERVICES USA INC. · Firm: HSBC TECHNOLOGY AND SERVICES USA INC.
Digital Assets Policy Securities disclosure regulations Financial crime mitigation, anti-money laundering, know your customer, financial fraud prevention, and sanctions implementation Issues related to treasury market structure, functioning and resilience (FR 55846) provisions pertaining to U.S. investments in certain national security technologies and products in countries of concern. S. 394, the Guiding and Establishing National Innovation for U.S. Stablecoins of 2025 and directed rulemakings Issues related to credit risk transfer H.R. 3633, CLARITY Act of 2025 and draft legislation on cryptocurrency market structure H.R. 3959, the Protecting Private Job Creators Act
GENIUS Act of 2025
Client: HSBC TECHNOLOGY AND SERVICES USA INC. · Firm: HSBC TECHNOLOGY AND SERVICES USA INC.
Digital Assets Policy Securities disclosure regulations Financial crime mitigation, anti-money laundering, know your customer, financial fraud prevention, and sanctions implementation Issues related to treasury market structure, functioning and resilience (FR 55846) provisions pertaining to U.S. investments in certain national security technologies and products in countries of concern. S. 394, the Guiding and Establishing National Innovation for U.S. Stablecoins of 2025 and directed rulemakings Issues related to credit risk transfer H.R. 3633, CLARITY Act of 2025 and draft legislation on cryptocurrency market structure
GENIUS Act of 2025
Client: HSBC TECHNOLOGY AND SERVICES USA INC. · Firm: HSBC TECHNOLOGY AND SERVICES USA INC.
Digital Assets Policy Security-based swaps and securities disclosure regulations Financial crime mitigation, anti-money laundering, know your customer, financial fraud prevention, and sanctions implementation Issues related to treasury market structure, functioning and resilience NPRM (FR 55846) provisions pertaining to U.S. investments in certain national security technologies and products in countries of concern. H.R. 2392, the Stablecoin Transparency and Accountability for a Better Ledger Economy Act of 2025 S. 394, the Guiding and Establishing National Innovation for U.S. Stablecoins of 2025
GENIUS Act of 2025
Client: HSBC TECHNOLOGY AND SERVICES USA INC. · Firm: HSBC TECHNOLOGY AND SERVICES USA INC.
Digital Assets Policy Securities disclosure regulations Financial crime mitigation, anti-money laundering, know your customer, financial fraud prevention, and sanctions implementation Issues related to treasury market structure, functioning and resilience (FR 55846) provisions pertaining to U.S. investments in certain national security technologies and products in countries of concern. S. 394, the Guiding and Establishing National Innovation for U.S. Stablecoins of 2025 and directed rulemakings Issues related to credit risk transfer H.R. 3633, CLARITY Act of 2025 and draft legislation on cryptocurrency market structure H.R. 3959, the Protecting Private Job Creators Act
Our Communities, Our Choices Act of 2018
Client: HSBC TECHNOLOGY AND SERVICES USA INC. · Firm: HSBC TECHNOLOGY AND SERVICES USA INC.
Implementation on Public Law 115-174, the Economic Growth, Regulatory Relief and Consumer Protection Act relating to prudential regulatory requirements such as capital, liquidity, and stress testing. Bank regulatory issues, including US implementation of Basel 3 reforms Financial regulatory reform issues Capital requirements Federal Preemption H.R. 6553, the Tailoring and Indexing Enhanced Regulations (TIER) Act of 2025
SNAP Simplification for the Elderly Act
Client: HSBC TECHNOLOGY AND SERVICES USA INC. · Firm: HSBC TECHNOLOGY AND SERVICES USA INC.
H.R. 4521, The America COMPETES Act of 2022 Implementation on Public Law 115-174, the Economic Growth, Regulatory Relief and Consumer Protection Act relating to prudential regulatory requirements such as capital, liquidity and stress testing. Bank regulatory issues, including US implementation of Basel 3 reforms. Capital requirements
Regulatory cooperation through dialogues between governments in support of global trade and data flows across borders.
Implementation on Public Law 115-174, the Economic Growth, Regulatory Relief and Consumer Protection Act relating to prudential regulatory requirements such as capital, liquidity, and stress testing. Bank regulatory issues, including US implementation of Basel 3 reforms Financial regulatory reform issues Capital requirements Community Reinvestment Act Export Import Bank Reauthorization
Filing targets: Commerce, Dept of (DOC), Commodity Futures Trading Commission (CFTC), Federal Deposit Insurance Corporation (FDIC), Federal Reserve System, HOUSE OF REPRESENTATIVES, Office of the Comptroller of the Currency (OCC), SENATE, Securities & Exchange Commission (SEC), State, Dept of (DOS), Treasury, Dept of
HSBC TECHNOLOGY AND SERVICES USA INC. via HSBC TECHNOLOGY AND SERVICES USA INC.
2026 · second_quarter · Q2
Digital Assets Policy Securities disclosure regulations Financial crime mitigation, anti-money laundering, know your customer, financial fraud prevention, and sanctions implementation Issues related to treasury market structure, functioning and resilience (FR 55846) provisions pertaining to U.S. investments in certain national security technologies and products in countries of concern. Directed rulemakings for S. 394, the Guiding and Establishing National Innovation for U.S. Stablecoins of 2025 Issues related to credit risk transfer H.R. 3633, CLARITY Act of 2025 and draft legislation on cryptocurrency market structure H.R. 3959, the Protecting Private Job Creators Act Issues related to Treasury Central Clearing
Implementation on Public Law 115-174, the Economic Growth, Regulatory Relief and Consumer Protection Act relating to prudential regulatory requirements such as capital, liquidity, and stress testing. Bank regulatory issues, including US implementation of Basel 3 reforms Financial regulatory reform issues Capital requirements
Regulatory cooperation through dialogues between governments in support of global trade and data flows across borders.
Filing targets: Commerce, Dept of (DOC), Commodity Futures Trading Commission (CFTC), Energy, Dept of, Federal Deposit Insurance Corporation (FDIC), Federal Reserve System, HOUSE OF REPRESENTATIVES, Office of the Comptroller of the Currency (OCC), SENATE, Securities & Exchange Commission (SEC), State, Dept of (DOS), Treasury, Dept of
HSBC TECHNOLOGY AND SERVICES USA INC. via HSBC TECHNOLOGY AND SERVICES USA INC.
2026 · first_quarter · Q1
Regulatory cooperation through dialogues between governments in support of global trade and data flows across borders.
Implementation on Public Law 115-174, the Economic Growth, Regulatory Relief and Consumer Protection Act relating to prudential regulatory requirements such as capital, liquidity, and stress testing. Bank regulatory issues, including US implementation of Basel 3 reforms Financial regulatory reform issues Capital requirements H.R. 6553, the Tailoring and Indexing Enhanced Regulations (TIER) Act of 2025
Digital Assets Policy Securities disclosure regulations Financial crime mitigation, anti-money laundering, know your customer, financial fraud prevention, and sanctions implementation Issues related to treasury market structure, functioning and resilience (FR 55846) provisions pertaining to U.S. investments in certain national security technologies and products in countries of concern. S. 394, the Guiding and Establishing National Innovation for U.S. Stablecoins of 2025 and directed rulemakings Issues related to credit risk transfer H.R. 3633, CLARITY Act of 2025 and draft legislation on cryptocurrency market structure H.R. 3959, the Protecting Private Job Creators Act
Filing targets: Commerce, Dept of (DOC), Commodity Futures Trading Commission (CFTC), Energy, Dept of, Federal Deposit Insurance Corporation (FDIC), Federal Reserve System, HOUSE OF REPRESENTATIVES, Office of the Comptroller of the Currency (OCC), SENATE, State, Dept of (DOS), Treasury, Dept of
HSBC TECHNOLOGY AND SERVICES USA INC. via HSBC TECHNOLOGY AND SERVICES USA INC.
2025 · fourth_quarter · Q4
Implementation on Public Law 115-174, the Economic Growth, Regulatory Relief and Consumer Protection Act relating to prudential regulatory requirements such as capital, liquidity, and stress testing. Bank regulatory issues, including US implementation of Basel 3 reforms Financial regulatory reform issues Capital requirements Federal Preemption H.R. 6553, the Tailoring and Indexing Enhanced Regulations (TIER) Act of 2025
Digital Assets Policy Securities disclosure regulations Financial crime mitigation, anti-money laundering, know your customer, financial fraud prevention, and sanctions implementation Issues related to treasury market structure, functioning and resilience (FR 55846) provisions pertaining to U.S. investments in certain national security technologies and products in countries of concern. S. 394, the Guiding and Establishing National Innovation for U.S. Stablecoins of 2025 and directed rulemakings Issues related to credit risk transfer H.R. 3633, CLARITY Act of 2025 and draft legislation on cryptocurrency market structure H.R. 3959, the Protecting Private Job Creators Act
Regulatory cooperation through dialogues between governments in support of global trade and data flows across borders.
Filing targets: Commerce, Dept of (DOC), Commodity Futures Trading Commission (CFTC), Energy, Dept of, Federal Deposit Insurance Corporation (FDIC), Federal Reserve System, HOUSE OF REPRESENTATIVES, Office of the Comptroller of the Currency (OCC), SENATE, State, Dept of (DOS), Treasury, Dept of
HSBC TECHNOLOGY AND SERVICES USA INC. via HSBC TECHNOLOGY AND SERVICES USA INC.
2025 · third_quarter · Q3
Implementation on Public Law 115-174, the Economic Growth, Regulatory Relief and Consumer Protection Act relating to prudential regulatory requirements such as capital, liquidity, and stress testing. Bank regulatory issues, including US implementation of Basel 3 reforms Financial regulatory reform issues Capital requirements Federal Preemption
Digital Assets Policy Securities disclosure regulations Financial crime mitigation, anti-money laundering, know your customer, financial fraud prevention, and sanctions implementation Issues related to treasury market structure, functioning and resilience (FR 55846) provisions pertaining to U.S. investments in certain national security technologies and products in countries of concern. S. 394, the Guiding and Establishing National Innovation for U.S. Stablecoins of 2025 and directed rulemakings Issues related to credit risk transfer H.R. 3633, CLARITY Act of 2025 and draft legislation on cryptocurrency market structure
Regulatory cooperation through dialogues between governments in support of global trade and data flows across borders. US-UK Economic Prosperity Deal
Filing targets: Commerce, Dept of (DOC), Commodity Futures Trading Commission (CFTC), Energy, Dept of, Federal Deposit Insurance Corporation (FDIC), Federal Reserve System, HOUSE OF REPRESENTATIVES, Office of the Comptroller of the Currency (OCC), SENATE, State, Dept of (DOS), Treasury, Dept of
HSBC TECHNOLOGY AND SERVICES USA INC. via HSBC TECHNOLOGY AND SERVICES USA INC.
2025 · second_quarter · Q2
Implementation on Public Law 115-174, the Economic Growth, Regulatory Relief and Consumer Protection Act relating to prudential regulatory requirements such as capital, liquidity, and stress testing. Bank regulatory issues, including US implementation of Basel 3 reforms Financial regulatory reform issues Capital requirements Federal Preemption
Digital Assets Policy Security-based swaps and securities disclosure regulations Financial crime mitigation, anti-money laundering, know your customer, financial fraud prevention, and sanctions implementation Issues related to treasury market structure, functioning and resilience NPRM (FR 55846) provisions pertaining to U.S. investments in certain national security technologies and products in countries of concern. H.R. 2392, the Stablecoin Transparency and Accountability for a Better Ledger Economy Act of 2025 S. 394, the Guiding and Establishing National Innovation for U.S. Stablecoins of 2025
HSBC TECHNOLOGY AND SERVICES USA INC. via HSBC TECHNOLOGY AND SERVICES USA INC.
2025 · first_quarter · Q1
Implementation on Public Law 115-174, the Economic Growth, Regulatory Relief and Consumer Protection Act relating to prudential regulatory requirements such as capital, liquidity, and stress testing. Bank regulatory issues, including US implementation of Basel 3 reforms Financial regulatory reform issues Capital requirements Federal Preemption
Digital Assets Policy Security-based swaps and securities disclosure regulations Financial crime mitigation, anti-money laundering, know your customer, financial fraud prevention, and sanctions implementation Issues related to central clearing in the Treasury market NPRM (FR 55846) provisions pertaining to U.S. investments in certain national security technologies and products in countries of concern.
HSBC TECHNOLOGY AND SERVICES USA INC. via HSBC TECHNOLOGY AND SERVICES USA INC.
2024 · fourth_quarter · Q4
Digital Assets policy Security-based swaps and securities disclosure regulations Financial crime mitigation, anti-money laundering, financial fraud prevention, and sanctions implementation Sustainable finance Issues related to central clearing in the Treasury market Issues related to custody banking and relevant pending rulemaking proposals specifically the Safeguarding Advisory Client Assets proposed rule at the SEC. Issues related to structured finance and securitization NPRM (FR 55846) provisions pertaining to U.S. investments in certain national security technologies and products in countries of concern.
Implementation on Public Law 115-174, the Economic Growth, Regulatory Relief and Consumer Protection Act relating to prudential regulatory requirements such as capital, liquidity and stress testing. Bank regulatory issues, including US implementation of Basel 3 reforms and joint-agency proposal for long-term debt requirements. Capital requirements Implementation of Public Law No: 117-169, Inflation Reduction Act of 2022 Federal Preemption
HSBC TECHNOLOGY AND SERVICES USA INC. via HSBC TECHNOLOGY AND SERVICES USA INC.
2024 · third_quarter · Q3
Regulatory cooperation through dialogues between governments in support of global trade and data flows across borders.
Digital Assets policy Security-based swaps and securities disclosure regulations Financial crime mitigation, anti-money laundering, financial fraud prevention, and sanctions implementation Sustainable finance Treasury Market Structure Issues related to custody banking and relevant pending rulemaking proposals specifically the Safeguarding Advisory Client Assets proposed rule at the SEC. Issues related to structured finance and securitization NPRM (FR 55846) provisions pertaining to U.S. investments in certain national security technologies and products in countries of concern.
HSBC TECHNOLOGY AND SERVICES USA INC. via HSBC TECHNOLOGY AND SERVICES USA INC.
2024 · second_quarter · Q2
Implementation on Public Law 115-174, the Economic Growth, Regulatory Relief and Consumer Protection Act relating to prudential regulatory requirements such as capital, liquidity and stress testing. Bank regulatory issues, including US implementation of Basel 3 reforms and joint-agency proposal for long-term debt requirements. Capital requirements Implementation of Public Law No: 117-169, Inflation Reduction Act of 2022 Federal Preemption
Regulatory cooperation through dialogues between governments in support of global trade and data flows across borders.
HSBC TECHNOLOGY AND SERVICES USA INC. via HSBC TECHNOLOGY AND SERVICES USA INC.
2024 · first_quarter · Q1
Digital Assets policy Security-based swaps and securities disclosure regulations Financial crime mitigation, anti-money laundering, financial fraud prevention, and sanctions implementation Sustainable finance Treasury Market Structure Issues related to custody banking and relevant pending rulemaking proposals specifically the Safeguarding Advisory Client Assets proposed rule at the SEC. Draft legislation related to beneficial ownership.
Regulatory cooperation through dialogues between governments in support of global trade and data flows across borders.
HSBC TECHNOLOGY AND SERVICES USA INC. via HSBC TECHNOLOGY AND SERVICES USA INC.
2023 · fourth_quarter · Q4
Regulatory cooperation through dialogues between governments in support of global trade and data flows across borders.
Implementation on Public Law 115-174, the Economic Growth, Regulatory Relief and Consumer Protection Act relating to prudential regulatory requirements such as capital, liquidity and stress testing. Bank regulatory issues, including US implementation of Basel 3 reforms and joint-agency proposal for long-term debt requirements. Capital requirements Implementation of Public Law No: 117-169, Inflation Reduction Act of 2022
HSBC TECHNOLOGY AND SERVICES USA INC. via HSBC TECHNOLOGY AND SERVICES USA INC.
2023 · third_quarter · Q3
Digital Assets policy Security-based swaps and securities disclosure regulations Financial crime mitigation, anti-money laundering, financial fraud prevention, and sanctions implementation Sustainable finance Treasury Market Structure Issues related to custody banking and relevant pending rulemaking proposals specifically the Safeguarding Advisory Client Assets proposed rule at the SEC.
Regulatory cooperation through dialogues between governments in support of global trade and data flows across borders.
Implementation on Public Law 115-174, the Economic Growth, Regulatory Relief and Consumer Protection Act relating to prudential regulatory requirements such as capital, liquidity and stress testing. Bank regulatory issues, including US implementation of Basel 3 reforms and join-agency proposal for long-term debt requirements. Capital requirements Implementation of Public Law No: 117-169, Inflation Reduction Act of 2022
HSBC TECHNOLOGY AND SERVICES USA INC. via HSBC TECHNOLOGY AND SERVICES USA INC.
2023 · second_quarter · Q2
H.R. 2622: To amend the Investment Advisers Act of 1940 to codify certain Securities and Exchange Commission no-action letters that exclude brokers and dealers compensated for certain research services from the definition of investment adviser, and for other purposes Digital Assets policy Security-based SWAPs and securities disclosure regulations Financial crime mitigation, anti-money laundering, financial fraud prevention, and sanctions implementation Sustainable finance Treasury Market Structure
Regulatory cooperation through dialogues between governments in support of global trade and data flows across borders.
HSBC TECHNOLOGY AND SERVICES USA INC. via HSBC TECHNOLOGY AND SERVICES USA INC.
2023 · first_quarter · Q1
Digital Assets policy Security-based SWAPs and securities disclosure regulations Financial crime mitigation, anti-money laundering, financial fraud prevention, and sanctions implementation Sustainable finance Treasury Market Structure
Regulatory cooperation through dialogues between governments in support of global trade and data flows across borders.
Implementation on Public Law 115-174, the Economic Growth, Regulatory Relief and Consumer Protection Act relating to prudential regulatory requirements such as capital, liquidity and stress testing. Bank regulatory issues, including US implementation of Basel 3 reforms. Capital requirements Implementation of Public Law No: 117-169, Inflation Reduction Act of 2022
HSBC TECHNOLOGY AND SERVICES USA INC. via HSBC TECHNOLOGY AND SERVICES USA INC.
2022 · fourth_quarter · Q4
Implementation on Public Law 115-174, the Economic Growth, Regulatory Relief and Consumer Protection Act relating to prudential regulatory requirements such as capital, liquidity and stress testing. Bank regulatory issues, including US implementation of Basel 3 reforms. Capital requirements Implementation of Public Law No: 117-169, Inflation Reduction Act of 2022
Digital Assets policy Security-based SWAPs and securities disclosure regulations Financial crime mitigation, anti-money laundering, financial fraud prevention, and sanctions implementation Sustainable finance Treasury Market Structure
Filing targets: Commerce, Dept of (DOC), Commodity Futures Trading Commission (CFTC), Energy, Dept of, Federal Reserve System, HOUSE OF REPRESENTATIVES, Office of the Comptroller of the Currency (OCC), SENATE, Securities & Exchange Commission (SEC), State, Dept of (DOS), Treasury, Dept of
HSBC TECHNOLOGY AND SERVICES USA INC. via HSBC TECHNOLOGY AND SERVICES USA INC.
2022 · third_quarter · Q3
Digital Assets policy Security-based SWAPs and securities disclosure regulations Financial crime mitigation, anti-money laundering, financial fraud prevention, and sanctions implementation Sustainable finance
Implementation on Public Law 115-174, the Economic Growth, Regulatory Relief and Consumer Protection Act relating to prudential regulatory requirements such as capital, liquidity and stress testing. Bank regulatory issues, including US implementation of Basel 3 reforms. Capital requirements Implementation of Public Law No: 117-169, Inflation Reduction Act of 2022
Filing targets: Commodity Futures Trading Commission (CFTC), Federal Reserve System, HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
HSBC TECHNOLOGY AND SERVICES USA INC. via HSBC TECHNOLOGY AND SERVICES USA INC.
2022 · second_quarter · Q2
Sanctions implementation Sustainable finance
H.R. 4521, The America COMPETES Act of 2022 Implementation on Public Law 115-174, the Economic Growth, Regulatory Relief and Consumer Protection Act relating to prudential regulatory requirements such as capital, liquidity and stress testing. Bank regulatory issues, including US implementation of Basel 3 reforms. Capital requirements
Filing targets: Federal Deposit Insurance Corporation (FDIC), Federal Reserve System, HOUSE OF REPRESENTATIVES, Office of the Comptroller of the Currency (OCC), SENATE, Treasury, Dept of
Regulatory cooperation through dialogues between governments in support of global trade and data flows across borders. US-UK Economic Prosperity Deal
Tax policy related to H.R. 1, One Big Beautiful Bill Act, Section 899
Filing targets: Commerce, Dept of (DOC), Commodity Futures Trading Commission (CFTC), Energy, Dept of, Federal Deposit Insurance Corporation (FDIC), HOUSE OF REPRESENTATIVES, Office of the Comptroller of the Currency (OCC), SENATE, State, Dept of (DOS), Treasury, Dept of
Regulatory cooperation through dialogues between governments in support of global trade and data flows across borders. OECD business conduct guidelines
Tax policy related to the Tax Cut and Jobs Act
Filing targets: Commerce, Dept of (DOC), Commodity Futures Trading Commission (CFTC), Energy, Dept of, Federal Deposit Insurance Corporation (FDIC), HOUSE OF REPRESENTATIVES, Office of the Comptroller of the Currency (OCC), SENATE, State, Dept of (DOS), Treasury, Dept of
Regulatory cooperation through dialogues between governments in support of global trade and data flows across borders.
Filing targets: Commerce, Dept of (DOC), Commodity Futures Trading Commission (CFTC), Energy, Dept of, HOUSE OF REPRESENTATIVES, Office of the Comptroller of the Currency (OCC), SENATE, Securities & Exchange Commission (SEC), State, Dept of (DOS), Treasury, Dept of
Implementation on Public Law 115-174, the Economic Growth, Regulatory Relief and Consumer Protection Act relating to prudential regulatory requirements such as capital, liquidity and stress testing. Bank regulatory issues, including US implementation of Basel 3 reforms and joint-agency proposal for long-term debt requirements. Capital requirements Implementation of Public Law No: 117-169, Inflation Reduction Act of 2022 Federal Preemption
Filing targets: Commerce, Dept of (DOC), Commodity Futures Trading Commission (CFTC), Energy, Dept of, Federal Reserve System, HOUSE OF REPRESENTATIVES, Office of the Comptroller of the Currency (OCC), SENATE, Securities & Exchange Commission (SEC), State, Dept of (DOS), Treasury, Dept of
Digital Assets policy Security-based swaps and securities disclosure regulations Financial crime mitigation, anti-money laundering, financial fraud prevention, and sanctions implementation Sustainable finance Treasury Market Structure Issues related to custody banking and relevant pending rulemaking proposals specifically the Safeguarding Advisory Client Assets proposed rule at the SEC. Issues related to structured finance and securitization
Filing targets: Commerce, Dept of (DOC), Commodity Futures Trading Commission (CFTC), Energy, Dept of, Federal Reserve System, HOUSE OF REPRESENTATIVES, Office of the Comptroller of the Currency (OCC), SENATE, Securities & Exchange Commission (SEC), State, Dept of (DOS), Treasury, Dept of
Implementation on Public Law 115-174, the Economic Growth, Regulatory Relief and Consumer Protection Act relating to prudential regulatory requirements such as capital, liquidity and stress testing. Bank regulatory issues, including US implementation of Basel 3 reforms and joint-agency proposal for long-term debt requirements. Capital requirements Implementation of Public Law No: 117-169, Inflation Reduction Act of 2022
Filing targets: Commerce, Dept of (DOC), Commodity Futures Trading Commission (CFTC), Energy, Dept of, Federal Reserve System, HOUSE OF REPRESENTATIVES, Office of the Comptroller of the Currency (OCC), SENATE, Securities & Exchange Commission (SEC), State, Dept of (DOS), Treasury, Dept of
Digital Assets policy Security-based swaps and securities disclosure regulations Financial crime mitigation, anti-money laundering, financial fraud prevention, and sanctions implementation Sustainable finance Treasury Market Structure Issues related to custody banking and relevant pending rulemaking proposals specifically the Safeguarding Advisory Client Assets proposed rule at the SEC.
Filing targets: Commerce, Dept of (DOC), Commodity Futures Trading Commission (CFTC), Energy, Dept of, Federal Reserve System, HOUSE OF REPRESENTATIVES, Office of the Comptroller of the Currency (OCC), SENATE, Securities & Exchange Commission (SEC), State, Dept of (DOS), Treasury, Dept of
Filing targets: Commerce, Dept of (DOC), Commodity Futures Trading Commission (CFTC), Energy, Dept of, Federal Reserve System, HOUSE OF REPRESENTATIVES, Office of the Comptroller of the Currency (OCC), SENATE, Securities & Exchange Commission (SEC), State, Dept of (DOS), Treasury, Dept of
Implementation on Public Law 115-174, the Economic Growth, Regulatory Relief and Consumer Protection Act relating to prudential regulatory requirements such as capital, liquidity and stress testing. Bank regulatory issues, including US implementation of Basel 3 reforms. Capital requirements Implementation of Public Law No: 117-169, Inflation Reduction Act of 2022
Filing targets: Commerce, Dept of (DOC), Commodity Futures Trading Commission (CFTC), Energy, Dept of, Federal Reserve System, HOUSE OF REPRESENTATIVES, Office of the Comptroller of the Currency (OCC), SENATE, Securities & Exchange Commission (SEC), State, Dept of (DOS), Treasury, Dept of
Filing targets: Commerce, Dept of (DOC), Commodity Futures Trading Commission (CFTC), Energy, Dept of, Federal Reserve System, HOUSE OF REPRESENTATIVES, Office of the Comptroller of the Currency (OCC), SENATE, Securities & Exchange Commission (SEC), State, Dept of (DOS), Treasury, Dept of