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Reported covered position: leg. assistant, Reps. Shelley Berkley, LaFalce
How to read the money
Income and expense are whole-filing amounts associated with this lobbyist, not personal compensation or an allocated share.
No topic inference: each bill number appears in source LDA issue text assigned to this lobbyist.
Investor Protection Act of 2009
Client: FINANCIAL INDUSTRY REGULATORY AUTHORITY · Firm: NAPPI & HOPPE, LLC
Financial reform proposals to harmonize the regulation of investment advisors and broker dealers; self regulatory organizations; HR 3817, The Investor Protection Act of 2009, all provisions; HR 4173, The Wall Street Reform and Consumer Protection Act of 2009; Restoring American financial Stability Act of 2010.
Investor Protection Act of 2009
Client: FINANCIAL INDUSTRY REGULATORY AUTHORITY · Firm: NAPPI & HOPPE, LLC
Specific issues are shown only where the LDA source assigned them to this lobbyist. Targets apply to the associated filing.
CONSUMER BANKERS ASSOCIATION via NAPPI & HOPPE, LLC
2010 · second_quarter · 2@
interchange fees
The regulation of retail banking activities, including financial regulatory reform proposals; overdraft protection; interchange fees; S.3217 the "Restoring American Financial Stability Act of 2010"; HR 4179, the "Wall Street Reform and Consumer Protection Act."
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
Source: Senate LDA
| OPTIONS CLEARING CORPORATION | 3 | 2010 |
Financial regulatory reform proposals, including prop[oslas to harmonize the regulation of investment advisors and broker-dealers; self regulatory organizations, H.R. 3817 the "Investor Protection Act of 2009", all provisions, HR 4173 the "Wall Street Reform and consumer Protection Act of 2009", all provisions. S. 3217 the "Restoring American Financial Stability Act of 2010", all provisions
Investor Protection Act of 2009
Client: FINANCIAL INDUSTRY REGULATORY AUTHORITY · Firm: NAPPI & HOPPE, LLC
Financial reform proposals to harmonize the regulation of investment advisors and broker dealers; self regulatory organization; HR 3817, The Investor Protection Act of 2009, all provisions; HR 4173, The Wall Street Reform and Consumer Protection Act of 2009, all provisions; S.3217, Restoring American Financial Stability Act of 2010, all provisions;
Shortening Hours and Retaining Employees Credit Act of 2009
Client: CONSUMER BANKERS ASSOCIATION · Firm: NAPPI & HOPPE, LLC
The regulation of retail banking activities, including financial regulatory reform proposals; overdraft protection; interchange fees; S.3217 the "Restoring American Financial Stability Act of 2010"; HR 4179, the "Wall Street Reform and Consumer Protection Act."
Shortening Hours and Retaining Employees Credit Act of 2009
Client: MCGRAW-HILL FINANCIAL (FKA: MCGRAW-HILL CO (REG AS STANDARD AND POOR'S)) · Firm: NAPPI & HOPPE, LLC
Regulation of Credit Rating Agencies. Proposals regarding credit rating agencies in HR 4179, the "Wall Street Reform and Consumer Protection Act of 2009," and S. 3217 the "Restoring American Financial Stability Act of 2010."
Shortening Hours and Retaining Employees Credit Act of 2009
Client: LOAN SYNDICATION AND TRADING ASSOCIATION · Firm: NAPPI & HOPPE, LLC
Regulation of loan syndication and collateralized loan obligation markets. Proposals regarding retained interest in HR 4179, the Wall Street Reform and Consumer Protection Act of 2009, and S. 3217 the "Restoring American Financial Stability Act of 2010."
Shortening Hours and Retaining Employees Credit Act of 2009
Client: LOAN SYNDICATION AND TRADING ASSOCIATION · Firm: NAPPI & HOPPE, LLC
Regulation of loan syndication and collateralized loan obligation markets. Proposals regarding retained interest in HR 4179, the Wall Street Reform and Consumer Protection Act of 2009, and S. 3217 the "Restoring American Financial Stability Act of 2010."
Shortening Hours and Retaining Employees Credit Act of 2009
Client: CONSUMER BANKERS ASSOCIATION · Firm: NAPPI & HOPPE, LLC
The regulation of retail banking activities, including Financial regulatory reform proposals; overdraft protection and; interchange fees. S. 3217, the "Restoring American Financial Stability Act of 2010." HR 4179, the "Wall Street Reform and Consumer Protection Act of 2010."
Shortening Hours and Retaining Employees Credit Act of 2009
Client: CONSUMER BANKERS ASSOCIATION · Firm: NAPPI & HOPPE, LLC
The regulation of retail banking activities, including financial regulatory reform proposals; overdraft protection; interchange fees; S.3217 the "Restoring American Financial Stability Act of 2010"; HR 4179, the "Wall Street Reform and Consumer Protection Act."
Overseas Voting Education and Reform, Safeguarding Every American's Vote Act
Client: UNITED STATES CHAMBER OF COMMERCE/CENTER FOR CAPITAL MARKETS COMPETITIVENESS · Firm: NAPPI & HOPPE, LLC
Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act (H.R. 4173) including to the creation of the Bureau of Consumer Financial Protection and other provision contained in Title X of the Act
Overseas Voting Education and Reform, Safeguarding Every American's Vote Act
Client: CONSUMER BANKERS ASSOCIATION · Firm: NAPPI & HOPPE, LLC
Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act (H.R. 4173) including to the creation of the Bureau of Consumer Financial Protection, preemption of state law and the regulation of interchange fees
Overseas Voting Education and Reform, Safeguarding Every American's Vote Act
Client: LOAN SYNDICATION AND TRADING ASSOCIATION · Firm: NAPPI & HOPPE, LLC
H.R. 4173 and companion regulatory restructuring legislation in the Senate, specifically provisions relating to securitization; legislation that impacts the loan syndication industry or the operation of collateralized loan obligations.
Overseas Voting Education and Reform, Safeguarding Every American's Vote Act
Client: INDEPENDENT INSURANCE AGENTS AND BROKERS OF AMERICA · Firm: NAPPI & HOPPE, LLC
Proposals to create a federal insurance regulator or an insurance office within Treasury. Streamline the regulation of surplus lines and reinsurance, including the relevant provisions of HR 4173, the Wall Street Reform and Consumer Protections Axct of 2009, and to streamline and promote reciprocity in insurance producer licensing.
Overseas Voting Education and Reform, Safeguarding Every American's Vote Act
Client: INDEPENDENT INSURANCE AGENTS AND BROKERS OF AMERICA · Firm: NAPPI & HOPPE, LLC
Proposlas to create a federal insurance regulator or office within Treasury. Regulation of surplus lines and reinsurance. HR 4173; the Wall Street Reform and Consumer Protection Act, issues related to insurance. S 3217 Restoring American Financial Stability Act, issues related to an office within Treasury to regulate insurance
Overseas Voting Education and Reform, Safeguarding Every American's Vote Act
Client: CONSUMER BANKERS ASSOCIATION · Firm: NAPPI & HOPPE, LLC
Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act (H.R. 4173) including the regulation of interchange fees
Overseas Voting Education and Reform, Safeguarding Every American's Vote Act
Client: UNITED STATES CHAMBER OF COMMERCE/CENTER FOR CAPITAL MARKETS COMPETITIVENESS · Firm: NAPPI & HOPPE, LLC
Provisions of Dodd-Frank Wall Street Reform and Consumer Protection Act (HR 4173) including the creation of the Bureau of Consumer Financial Protection, and other provisions of Title X of that Act.
Overseas Voting Education and Reform, Safeguarding Every American's Vote Act
Client: INDEPENDENT INSURANCE AGENTS AND BROKERS OF AMERICA · Firm: NAPPI & HOPPE, LLC
Proposals to create a federal insurance regulator within the Treasury Department. Regulation of surplus lines and reinsurance. HR 4173, the Wall Street Reform and Consumer Protection Act, provisions relating to insurance. S. 3217, Restoring American Financial Stability Act, provisions relating to an office with Treasury to regulated insurance.
Overseas Voting Education and Reform, Safeguarding Every American's Vote Act
Client: OPTIONS CLEARING CORPORATION · Firm: NAPPI & HOPPE, LLC
Clearing and risk management reform for over-the-counter derivatives; HR 4173, the Wall Street Reform and Consumer Protection Act, provisions related to derivatives and clearing organizations; S. 3217, Restoring American Financial Stability Act of 2010, provisions relating to derivatives and clearing organizations.
Overseas Voting Education and Reform, Safeguarding Every American's Vote Act
Client: OPTIONS CLEARING CORPORATION · Firm: NAPPI & HOPPE, LLC
Clearing and risk management reform for over the counter derivatives, HR 4173; The Wall Street Reform and Consumer Protection Act, all provisions, S 3217; Restoring American Financial Sttability Act of 2010, all provisions.
Overseas Voting Education and Reform, Safeguarding Every American's Vote Act
Client: UNITED STATES CHAMBER OF COMMERCE/CENTER FOR CAPITAL MARKETS COMPETITIVENESS · Firm: NAPPI & HOPPE, LLC
The Dodd-Frank Wall Street Reform and Consumer Protection Act (H.R. 4173) including corporate governance provisions and Titles I (financial stability)and VII (OTC derivatives); proposals to amend the rules regarding securities offerings; Sarbanes Oxley Act; market structure issues.
Overseas Voting Education and Reform, Safeguarding Every American's Vote Act
Client: LOAN SYNDICATION AND TRADING ASSOCIATION · Firm: NAPPI & HOPPE, LLC
H.R. 4173 and companion regulatory restructuring legislation in the Senate, specifically provisions relating to securitization; legislation that impacts the loan syndication industry or the operation of collateralized loan obligations.
Overseas Voting Education and Reform, Safeguarding Every American's Vote Act
Client: MCGRAW-HILL FINANCIAL (FKA: MCGRAW-HILL CO (REG AS STANDARD AND POOR'S)) · Firm: NAPPI & HOPPE, LLC
Subtitle IX (C) f the Dodd-Frank Wall Street Reform and Consumer Protection Act (H.R. 4173); issues pertaining to credit ratings, credit rating agencies and nationally-recognized statistical rating organizations
Overseas Voting Education and Reform, Safeguarding Every American's Vote Act
Client: UNITED STATES CHAMBER OF COMMERCE/CENTER FOR CAPITAL MARKETS COMPETITIVENESS · Firm: NAPPI & HOPPE, LLC
The Dodd-Frank Wall Street Reform and Consumer Protection Act (HR 4173), including provisions regarding corporate governance, Title I (financial stability) and Title VII (OTC derivatives); proposals to amend the rules on securities offerings; Sarbaes Oxley Act; market structure issues.
UNITED STATES CHAMBER OF COMMERCE/CENTER FOR CAPITAL MARKETS COMPETITIVENESS via NAPPI & HOPPE, LLC
2010 · second_quarter · 2A
Proposals to impose a tax on certain banks and financial institutions
Provisions of Dodd-Frank Wall Street Reform and Consumer Protection Act (HR 4173) including the creation of the Bureau of Consumer Financial Protection, and other provisions of Title X of that Act.
The Dodd-Frank Wall Street Reform and Consumer Protection Act (HR 4173), including provisions regarding corporate governance, Title I (financial stability) and Title VII (OTC derivatives); proposals to amend the rules on securities offerings; Sarbaes Oxley Act; market structure issues.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
CONSUMER BANKERS ASSOCIATION via NAPPI & HOPPE, LLC
2010 · second_quarter · 2A
The regulation of retail banking activities, including financial regulatory reform proposals; overdraft protection; interchange fees; S.3217 the "Restoring American Financial Stability Act of 2010"; HR 4179, the "Wall Street Reform and Consumer Protection Act."
interchange fees
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
OPTIONS CLEARING CORPORATION via NAPPI & HOPPE, LLC
2010 · second_quarter · 2A
Clearing and risk management reform for over-the-counter derivatives; HR 4173, the Wall Street Reform and Consumer Protection Act, provisions related to derivatives and clearing organizations; S. 3217, Restoring American Financial Stability Act of 2010, provisions relating to derivatives and clearing organizations.
Tax treatment for options market makers
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
MCGRAW-HILL FINANCIAL (FKA: MCGRAW-HILL CO (REG AS STANDARD AND POOR'S)) via NAPPI & HOPPE, LLC
2010 · second_quarter · 2A
Subtitle 9 C of the Dodd Frank Wall Street Reform and Consumer Protection Act of 2010; issues pertaining to credit ratings, credit rating agencies and nationally-recognized statistical rating organizations.
Filing targets: Federal Deposit Insurance Corporation (FDIC), Federal Reserve System, HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
LOAN SYNDICATION AND TRADING ASSOCIATION via NAPPI & HOPPE, LLC
2010 · second_quarter · 2A
Subtitle 9 D of the Dodd Frank Wall Street Reform and Consumer Protection Act of 2010; the regulation of loan syndications and collateralized loan obligations.
Subtitle 9 D of the Dodd Frank Wall Street Reform and Consumer Protection Act of 2010; the regulation of loan syndications and collateralized loan obligations.
Filing targets: Federal Deposit Insurance Corporation (FDIC), Federal Reserve System, HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
INDEPENDENT INSURANCE AGENTS AND BROKERS OF AMERICA via NAPPI & HOPPE, LLC
2010 · second_quarter · 2A
Proposals to create a federal insurance regulator within the Treasury Department. Regulation of surplus lines and reinsurance. HR 4173, the Wall Street Reform and Consumer Protection Act, provisions relating to insurance. S. 3217, Restoring American Financial Stability Act, provisions relating to an office with Treasury to regulated insurance.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
FINANCIAL INDUSTRY REGULATORY AUTHORITY via NAPPI & HOPPE, LLC
2010 · second_quarter · 2A
Financial reform proposals to harmonize the regulation of investment advisors and broker dealers; self regulatory organizations; HR 3817, The Investor Protection Act of 2009, all provisions; HR 4173, The Wall Street Reform and Consumer Protection Act of 2009; Restoring American financial Stability Act of 2010.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
FINANCIAL INDUSTRY REGULATORY AUTHORITY via NAPPI & HOPPE, LLC
2010 · second_quarter · 2A
Financial reform proposals to harmonize the regulation of investment advisors and broker dealers; self regulatory organization; HR 3817, The Investor Protection Act of 2009, all provisions; HR 4173, The Wall Street Reform and Consumer Protection Act of 2009, all provisions; S.3217, Restoring American Financial Stability Act of 2010, all provisions;
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
INDEPENDENT INSURANCE AGENTS AND BROKERS OF AMERICA via NAPPI & HOPPE, LLC
2010 · second_quarter · Q2
Proposlas to create a federal insurance regulator or office within Treasury. Regulation of surplus lines and reinsurance. HR 4173; the Wall Street Reform and Consumer Protection Act, issues related to insurance. S 3217 Restoring American Financial Stability Act, issues related to an office within Treasury to regulate insurance
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
OPTIONS CLEARING CORPORATION via NAPPI & HOPPE, LLC
2010 · second_quarter · Q2
Clearing and risk management reform for over the counter derivatives, HR 4173; The Wall Street Reform and Consumer Protection Act, all provisions, S 3217; Restoring American Financial Sttability Act of 2010, all provisions.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
LOAN SYNDICATION AND TRADING ASSOCIATION via NAPPI & HOPPE, LLC
2010 · second_quarter · Q2
Subtitle 9(D) of the Dodd-Frank Wall Street Reform and Consumer Protection Act; the regulation of the loan syndications and collateralized loan obligations
Subtitle 9(D) of the Dodd-Frank Wall Street Reform and Consumer Protection Act; the regulation of the loan syndications and collateralized loan obligations
Filing targets: Federal Deposit Insurance Corporation (FDIC), Federal Reserve System, HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
UNITED STATES CHAMBER OF COMMERCE/CENTER FOR CAPITAL MARKETS COMPETITIVENESS via NAPPI & HOPPE, LLC
2010 · second_quarter · Q2
Proposals to impose a tax on certain banks or financial institutions
The Dodd-Frank Wall Street Reform and Consumer Protection Act (H.R. 4173) including corporate governance provisions and Titles I (financial stability)and VII (OTC derivatives); proposals to amend the rules regarding securities offerings; Sarbanes Oxley Act; market structure issues.
Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act (H.R. 4173) including to the creation of the Bureau of Consumer Financial Protection and other provision contained in Title X of the Act
CONSUMER BANKERS ASSOCIATION via NAPPI & HOPPE, LLC
2010 · second_quarter · 2T
Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act (H.R. 4173) including to the creation of the Bureau of Consumer Financial Protection, preemption of state law and the regulation of interchange fees
Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act (H.R. 4173) including the regulation of interchange fees
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Treasury, Dept of
MCGRAW-HILL FINANCIAL (FKA: MCGRAW-HILL CO (REG AS STANDARD AND POOR'S)) via NAPPI & HOPPE, LLC
2010 · second_quarter · Q2
Subtitle IX (C) f the Dodd-Frank Wall Street Reform and Consumer Protection Act (H.R. 4173); issues pertaining to credit ratings, credit rating agencies and nationally-recognized statistical rating organizations
Filing targets: Federal Deposit Insurance Corporation (FDIC), Federal Reserve System, HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
OPTIONS CLEARING CORPORATION via NAPPI & HOPPE, LLC
2010 · first_quarter · Q1
Clearing and Risk managem,entfor over-the-counter derivatives, futures and securities regulatory restructuring, HR 4173 the "Wall Street Reform and Consumer Protection Act of 2009, all provisions, S 3217, "Restoring American Financial Stability Act of 2010" all provisions.
Presidents budget recomendations and other proposals to amend tax treatment for options market makers
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
INDEPENDENT INSURANCE AGENTS AND BROKERS OF AMERICA via NAPPI & HOPPE, LLC
2010 · first_quarter · Q1
Proposals to create a federal insurance regulator or an insurance office within Treasury. Streamline the regulation of surplus lines and reinsurance, including the relevant provisions of HR 4173, the Wall Street Reform and Consumer Protections Axct of 2009, and to streamline and promote reciprocity in insurance producer licensing.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
FINANCIAL INDUSTRY REGULATORY AUTHORITY via NAPPI & HOPPE, LLC
2010 · first_quarter · Q1
Financial regulatory reform proposals, including prop[oslas to harmonize the regulation of investment advisors and broker-dealers; self regulatory organizations, H.R. 3817 the "Investor Protection Act of 2009", all provisions, HR 4173 the "Wall Street Reform and consumer Protection Act of 2009", all provisions. S. 3217 the "Restoring American Financial Stability Act of 2010", all provisions
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
UNITED STATES CHAMBER OF COMMERCE/CENTER FOR CAPITAL MARKETS COMPETITIVENESS via NAPPI & HOPPE, LLC
2010 · first_quarter · Q1
Proposals to create a consumer financial protection regulator; HR 4173, the "Wall Street Reform and Consumer Protection Act of 2009"; S. 3217, the "Restoring American Financial Stability Act of 2010"
Proposals to Federalize certain corporate governance laws; Proposals to regulate the over-the-counter (OTC) derivatives market; Sarbanes Oxley Act; proposals to amend the rules regarding securities offerings; market structure proposals; HR 4173, the "Wall Street Reform and Consumer Protection Act of 2009"; S. 3217, the "Restoring American Financial Stability Act of 2010"
LOAN SYNDICATION AND TRADING ASSOCIATION via NAPPI & HOPPE, LLC
2010 · first_quarter · Q1
Regulation of loan syndication and collateralized loan obligation markets. Proposals regarding retained interest in HR 4179, the Wall Street Reform and Consumer Protection Act of 2009, and S. 3217 the "Restoring American Financial Stability Act of 2010."
Regulation of loan syndication and collateralized loan obligation markets. Proposals regarding retained interest in HR 4179, the Wall Street Reform and Consumer Protection Act of 2009, and S. 3217 the "Restoring American Financial Stability Act of 2010."
Filing targets: Federal Deposit Insurance Corporation (FDIC), HOUSE OF REPRESENTATIVES, SENATE, Treasury, Dept of
MCGRAW-HILL FINANCIAL (FKA: MCGRAW-HILL CO (REG AS STANDARD AND POOR'S)) via NAPPI & HOPPE, LLC
2010 · first_quarter · Q1
Regulation of Credit Rating Agencies. Proposals regarding credit rating agencies in HR 4179, the "Wall Street Reform and Consumer Protection Act of 2009," and S. 3217 the "Restoring American Financial Stability Act of 2010."
Filing targets: Federal Deposit Insurance Corporation (FDIC), HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
CONSUMER BANKERS ASSOCIATION via NAPPI & HOPPE, LLC
2010 · first_quarter · Q1
Interchange fees
The regulation of retail banking activities, including Financial regulatory reform proposals; overdraft protection and; interchange fees. S. 3217, the "Restoring American Financial Stability Act of 2010." HR 4179, the "Wall Street Reform and Consumer Protection Act of 2010."
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
LOAN SYNDICATION AND TRADING ASSOCIATION via NAPPI & HOPPE, LLC
2010 · first_quarter · RR
H.R. 4173 and companion regulatory restructuring legislation in the Senate, specifically provisions relating to securitization; legislation that impacts the loan syndication industry or the operation of collateralized loan obligations.
H.R. 4173 and companion regulatory restructuring legislation in the Senate, specifically provisions relating to securitization; legislation that impacts the loan syndication industry or the operation of collateralized loan obligations.
UNITED STATES CHAMBER OF COMMERCE/CENTER FOR CAPITAL MARKETS COMPETITIVENESS via NAPPI & HOPPE, LLC
2010 · first_quarter · RR
HR 4173, the Wall Street Reform and Consumer Protection Act of 2009 (and companion legislation in the Senate), including provisions related to: the creation of a consumer agency for financial products; OTC derivatives; and corporate governance. Proposals to impose a tax on banks.
HR 4173, the Wall Street Reform and Consumer Protection Act of 2009 (and companion legislation in the Senate), including provisions related to: the creation of a consumer agency for financial products; OTC derivatives; and corporate governance. Proposals to impose a tax on banks.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
Proposals to impose a tax on the banking industry
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
HR 4173, the Wall Street Reform and Consumer Protection Act of 2009 (and companion legislation in the Senate), including provisions related to: the creation of a consumer agency for financial products; OTC derivatives; and corporate governance. Proposals to impose a tax on banks.
HR 4173, the Wall Street Reform and Consumer Protection Act of 2009 (and companion legislation in the Senate), including provisions related to: the creation of a consumer agency for financial products; OTC derivatives; and corporate governance. Proposals to impose a tax on banks.