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Income and expense are whole-filing amounts associated with this lobbyist, not personal compensation or an allocated share.
No topic inference: each bill number appears in source LDA issue text assigned to this lobbyist.
Wall Street Tax Act of 2019
Client: OPTIONS CLEARING CORPORATION · Firm: THE OPTIONS CLEARING CORPORATION
Final IRS Regulations that would impose U.S. Withholding Tax on Certain Options Transactions Entered into by Non-U.S. Persons; H.R.1516 the Wall Street Tax Act of 2019; S.647 the Wall Street Tax Act of 2019; S.1587 Inclusive Prosperity Act of 2019; H.R. 2923 Inclusive Prosperity Act of 2019.
Inclusive Prosperity Act of 2019
Client: OPTIONS CLEARING CORPORATION · Firm: THE OPTIONS CLEARING CORPORATION
Specific issues are shown only where the LDA source assigned them to this lobbyist. Targets apply to the associated filing.
OPTIONS CLEARING CORPORATION via THE OPTIONS CLEARING CORPORATION
2020 · first_quarter · Q1
Implementation of Title VIII of Dodd-Frank Wall Street Reform and Consumer Protection Act; Impact of bank regulatory capital rules on listed options market; H.R. 4233, the Options Market Stability Act of 2019.
Final IRS Regulations that would impose U.S. Withholding Tax on Certain Options Transactions Entered into by Non-U.S. Persons; H.R.1516 the Wall Street Tax Act of 2019; S.647 the Wall Street Tax Act of 2019; S.1587 Inclusive Prosperity Act of 2019; H.R. 2923 Inclusive Prosperity Act of 2019.
Source: Senate LDA
Final IRS Regulations that would impose U.S. Withholding Tax on Certain Options Transactions Entered into by Non-U.S. Persons; H.R.1516 the Wall Street Tax Act of 2019; S.647 the Wall Street Tax Act of 2019; S.1587 Inclusive Prosperity Act of 2019; H.R. 2923 Inclusive Prosperity Act of 2019.
Options Market Stability Act of 2019
Client: OPTIONS CLEARING CORPORATION · Firm: THE OPTIONS CLEARING CORPORATION
Implementation of Title VIII of Dodd-Frank Wall Street Reform and Consumer Protection Act; Impact of bank regulatory capital rules on listed options market; H.R. 4233, the Options Market Stability Act of 2019.
Inclusive Prosperity Act of 2019
Client: OPTIONS CLEARING CORPORATION · Firm: THE OPTIONS CLEARING CORPORATION
Final IRS Regulations that would impose U.S. Withholding Tax on Certain Options Transactions Entered into by Non-U.S. Persons; H.R.1516 the Wall Street Tax Act of 2019; S.647 the Wall Street Tax Act of 2019; S.1587 Inclusive Prosperity Act of 2019; H.R. 2923 Inclusive Prosperity Act of 2019.
Wall Street Tax Act of 2019
Client: OPTIONS CLEARING CORPORATION · Firm: THE OPTIONS CLEARING CORPORATION
Final IRS Regulations that would impose U.S. Withholding Tax on Certain Options Transactions Entered into by Non-U.S. Persons; H.R.1516 the Wall Street Tax Act of 2019; S.647 the Wall Street Tax Act of 2019; S.1587 Inclusive Prosperity Act of 2019; H.R. 2923 Inclusive Prosperity Act of 2019.
Wall Street Tax Act of 2019
Client: OPTIONS CLEARING CORPORATION · Firm: THE OPTIONS CLEARING CORPORATION
Final IRS Regulations that would impose U.S. Withholding Tax on Certain Options Transactions Entered into by Non-U.S. Persons; H.R.1516 the Wall Street Tax Act of 2019; S.647 the Wall Street Tax Act of 2019; S.1587 Inclusive Prosperity Act of 2019; H.R. 2923 Inclusive Prosperity Act of 2019.
Wall Street Tax Act of 2019
Client: OPTIONS CLEARING CORPORATION · Firm: THE OPTIONS CLEARING CORPORATION
Final IRS Regulations that would impose U.S. Withholding Tax on Certain Options Transactions Entered into by Non-U.S. Persons; H.R.1516 the Wall Street Tax Act of 2019; S.647 the Wall Street Tax Act of 2019; S.1587 Inclusive Prosperity Act of 2019; H.R. 2923 Inclusive Prosperity Act of 2019.
Wall Street Tax Act of 2019
Client: OPTIONS CLEARING CORPORATION · Firm: THE OPTIONS CLEARING CORPORATION
Final IRS Regulations that would impose U.S. Withholding Tax on Certain Options Transactions Entered into by Non-U.S. Persons; H.R.1516 the Wall Street Tax Act of 2019; S.647 the Wall Street Tax Act of 2019; S.1587 Inclusive Prosperity Act of 2019; H.R. 2923 Inclusive Prosperity Act of 2019.
Wall Street Tax Act of 2019
Client: OPTIONS CLEARING CORPORATION · Firm: THE OPTIONS CLEARING CORPORATION
Final IRS Regulations that would impose U.S. Withholding Tax on Certain Options Transactions Entered into by Non-U.S. Persons; H.R.1516 the Wall Street Tax Act of 2019; S.647 the Wall Street Tax Act of 2019.
Inclusive Prosperity Act of 2019
Client: OPTIONS CLEARING CORPORATION · Firm: THE OPTIONS CLEARING CORPORATION
Final IRS Regulations that would impose U.S. Withholding Tax on Certain Options Transactions Entered into by Non-U.S. Persons; H.R.1516 the Wall Street Tax Act of 2019; S.647 the Wall Street Tax Act of 2019; S.1587 Inclusive Prosperity Act of 2019; H.R. 2923 Inclusive Prosperity Act of 2019.
Inclusive Prosperity Act of 2019
Client: OPTIONS CLEARING CORPORATION · Firm: THE OPTIONS CLEARING CORPORATION
Final IRS Regulations that would impose U.S. Withholding Tax on Certain Options Transactions Entered into by Non-U.S. Persons; H.R.1516 the Wall Street Tax Act of 2019; S.647 the Wall Street Tax Act of 2019; S.1587 Inclusive Prosperity Act of 2019; H.R. 2923 Inclusive Prosperity Act of 2019.
Inclusive Prosperity Act of 2019
Client: OPTIONS CLEARING CORPORATION · Firm: THE OPTIONS CLEARING CORPORATION
Final IRS Regulations that would impose U.S. Withholding Tax on Certain Options Transactions Entered into by Non-U.S. Persons; H.R.1516 the Wall Street Tax Act of 2019; S.647 the Wall Street Tax Act of 2019; S.1587 Inclusive Prosperity Act of 2019; H.R. 2923 Inclusive Prosperity Act of 2019.
Options Market Stability Act of 2019
Client: OPTIONS CLEARING CORPORATION · Firm: THE OPTIONS CLEARING CORPORATION
Implementation of Title VIII of Dodd-Frank Wall Street Reform and Consumer Protection Act; Impact of bank regulatory capital rules on listed options market; H.R. 4233, the Options Market Stability Act of 2019.
Options Market Stability Act of 2019
Client: OPTIONS CLEARING CORPORATION · Firm: THE OPTIONS CLEARING CORPORATION
Implementation of Title VIII of Dodd-Frank Wall Street Reform and Consumer Protection Act; Impact of bank regulatory capital rules on listed options market; H.R. 4233, the Options Market Stability Act of 2019.
Inclusive Prosperity Act of 2019
Client: OPTIONS CLEARING CORPORATION · Firm: THE OPTIONS CLEARING CORPORATION
Final IRS Regulations that would impose U.S. Withholding Tax on Certain Options Transactions Entered into by Non-U.S. Persons; H.R.1516 the Wall Street Tax Act of 2019; S.647 the Wall Street Tax Act of 2019; S.1587 Inclusive Prosperity Act of 2019; H.R. 2923 Inclusive Prosperity Act of 2019.
Inclusive Prosperity Act of 2019
Client: OPTIONS CLEARING CORPORATION · Firm: THE OPTIONS CLEARING CORPORATION
Final IRS Regulations that would impose U.S. Withholding Tax on Certain Options Transactions Entered into by Non-U.S. Persons; H.R.1516 the Wall Street Tax Act of 2019; S.647 the Wall Street Tax Act of 2019; S.1587 Inclusive Prosperity Act of 2019; H.R. 2923 Inclusive Prosperity Act of 2019.
Inclusive Prosperity Act of 2019
Client: OPTIONS CLEARING CORPORATION · Firm: THE OPTIONS CLEARING CORPORATION
Final IRS Regulations that would impose U.S. Withholding Tax on Certain Options Transactions Entered into by Non-U.S. Persons; H.R.1516 the Wall Street Tax Act of 2019; S.647 the Wall Street Tax Act of 2019; S.1587 Inclusive Prosperity Act of 2019; H.R. 2923 Inclusive Prosperity Act of 2019.
Wall Street Tax Act of 2019
Client: OPTIONS CLEARING CORPORATION · Firm: THE OPTIONS CLEARING CORPORATION
Final IRS Regulations that would impose U.S. Withholding Tax on Certain Options Transactions Entered into by Non-U.S. Persons; H.R.1516 the Wall Street Tax Act of 2019; S.647 the Wall Street Tax Act of 2019; S.1587 Inclusive Prosperity Act of 2019; H.R. 2923 Inclusive Prosperity Act of 2019.
Wall Street Tax Act of 2019
Client: OPTIONS CLEARING CORPORATION · Firm: THE OPTIONS CLEARING CORPORATION
Final IRS Regulations that would impose U.S. Withholding Tax on Certain Options Transactions Entered into by Non-U.S. Persons; H.R.1516 the Wall Street Tax Act of 2019; S.647 the Wall Street Tax Act of 2019; S.1587 Inclusive Prosperity Act of 2019; H.R. 2923 Inclusive Prosperity Act of 2019.
Wall Street Tax Act of 2019
Client: OPTIONS CLEARING CORPORATION · Firm: THE OPTIONS CLEARING CORPORATION
Final IRS Regulations that would impose U.S. Withholding Tax on Certain Options Transactions Entered into by Non-U.S. Persons; H.R.1516 the Wall Street Tax Act of 2019; S.647 the Wall Street Tax Act of 2019; S.1587 Inclusive Prosperity Act of 2019; H.R. 2923 Inclusive Prosperity Act of 2019.
Wall Street Tax Act of 2019
Client: OPTIONS CLEARING CORPORATION · Firm: THE OPTIONS CLEARING CORPORATION
Final IRS Regulations that would impose U.S. Withholding Tax on Certain Options Transactions Entered into by Non-U.S. Persons; H.R.1516 the Wall Street Tax Act of 2019; S.647 the Wall Street Tax Act of 2019.
Options Markets Stability Act
Client: OPTIONS CLEARING CORPORATION · Firm: THE OPTIONS CLEARING CORPORATION
Implementation of Title VIII of Dodd-Frank Wall Street Reform and Consumer Protection Act; Impact of bank regulatory capital rules on listed options market; H.R. 5749 the Options Markets Stability Act.
Options Markets Stability Act
Client: OPTIONS CLEARING CORPORATION · Firm: THE OPTIONS CLEARING CORPORATION
Implementation of Title VIII of Dodd-Frank Wall Street Reform and Consumer Protection Act; Impact of bank regulatory capital rules on listed options market; H.R. 5749 the Options Markets Stability Act; S. 3283 Options Markets Stability Act.
Options Markets Stability Act
Client: OPTIONS CLEARING CORPORATION · Firm: THE OPTIONS CLEARING CORPORATION
Implementation of Title VIII of Dodd-Frank Wall Street Reform and Consumer Protection Act; Impact of bank regulatory capital rules on listed options market; H.R. 5749 the Options Markets Stability Act; S. 3283 Options Markets Stability Act.
Options Markets Stability Act
Client: OPTIONS CLEARING CORPORATION · Firm: THE OPTIONS CLEARING CORPORATION
Implementation of Title VIII of Dodd-Frank Wall Street Reform and Consumer Protection Act; Impact of bank regulatory capital rules on listed options market; H.R. 5749 the Options Markets Stability Act; S. 3283 Options Markets Stability Act.
Options Markets Stability Act
Client: OPTIONS CLEARING CORPORATION · Firm: THE OPTIONS CLEARING CORPORATION
Implementation of Title VIII of Dodd-Frank Wall Street Reform and Consumer Protection Act; Impact of bank regulatory capital rules on listed options market; H.R. 5749 the Options Markets Stability Act; S. 3283 Options Markets Stability Act.
Restoring Financial Market Freedom Act of 2017
Client: OPTIONS CLEARING CORPORATION · Firm: THE OPTIONS CLEARING CORPORATION
Implementation of Dodd-Frank Wall Street Reform and Consumer Protection Act; Impact of bank regulatory capital rules on listed options market; Financial Choice Act; Impact of repealing Title VIII, H.R. 4247 Restoring Financial Market Freedom Act of 2017.
Terminating the Expansion of Too-Big-To-Fail Act of 2012
Client: OPTIONS CLEARING CORPORATION · Firm: THE OPTIONS CLEARING CORPORATION
Clearing and Risk Management for Over-The-Counter Derivatives; Futures and Securities Regulatory Restructuring; Implementation of Dodd-Frank Wall Street Reform and Consumer Protection Act; Governance and Risk Management Requirements for Derivatives Clearing Organizations and Clearing Agencies; S. 3497 and H.R. 6317, the Terminating the Expansion of Too-Big-To-Fail Act of 2012.
Terminating the Expansion of Too-Big-To-Fail Act of 2012
Client: OPTIONS CLEARING CORPORATION · Firm: THE OPTIONS CLEARING CORPORATION
Clearing and Risk Management for Over-The-Counter Derivatives; Futures and Securities Regulatory Restructuring; Implementation of Dodd-Frank Wall Street Reform and Consumer Protection Act; Governance and Risk Management Requirements for Derivatives Clearing Organizations and Clearing Agencies; S. 3497 and H.R. 6317, the Terminating the Expansion of Too-Big-To-Fail Act of 2012.
Filing targets: Commodity Futures Trading Commission (CFTC), Federal Reserve System, HOUSE OF REPRESENTATIVES, Internal Revenue Service (IRS), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
OPTIONS CLEARING CORPORATION via THE OPTIONS CLEARING CORPORATION
2019 · fourth_quarter · Q4
Implementation of Title VIII of Dodd-Frank Wall Street Reform and Consumer Protection Act; Impact of bank regulatory capital rules on listed options market; H.R. 4233, the Options Market Stability Act of 2019.
Final IRS Regulations that would impose U.S. Withholding Tax on Certain Options Transactions Entered into by Non-U.S. Persons; H.R.1516 the Wall Street Tax Act of 2019; S.647 the Wall Street Tax Act of 2019; S.1587 Inclusive Prosperity Act of 2019; H.R. 2923 Inclusive Prosperity Act of 2019.
Filing targets: Commodity Futures Trading Commission (CFTC), Federal Reserve System, HOUSE OF REPRESENTATIVES, Internal Revenue Service (IRS), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
OPTIONS CLEARING CORPORATION via THE OPTIONS CLEARING CORPORATION
2019 · third_quarter · Q3
Implementation of Title VIII of Dodd-Frank Wall Street Reform and Consumer Protection Act; Impact of bank regulatory capital rules on listed options market; H.R. 4233, the Options Market Stability Act of 2019.
Final IRS Regulations that would impose U.S. Withholding Tax on Certain Options Transactions Entered into by Non-U.S. Persons; H.R.1516 the Wall Street Tax Act of 2019; S.647 the Wall Street Tax Act of 2019; S.1587 Inclusive Prosperity Act of 2019; H.R. 2923 Inclusive Prosperity Act of 2019.
Filing targets: Commodity Futures Trading Commission (CFTC), Federal Reserve System, HOUSE OF REPRESENTATIVES, Internal Revenue Service (IRS), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
OPTIONS CLEARING CORPORATION via THE OPTIONS CLEARING CORPORATION
2019 · second_quarter · Q2
Final IRS Regulations that would impose U.S. Withholding Tax on Certain Options Transactions Entered into by Non-U.S. Persons; H.R.1516 the Wall Street Tax Act of 2019; S.647 the Wall Street Tax Act of 2019; S.1587 Inclusive Prosperity Act of 2019; H.R. 2923 Inclusive Prosperity Act of 2019.
Implementation of Title VIII of Dodd-Frank Wall Street Reform and Consumer Protection Act; Impact of bank regulatory capital rules on listed options market.
Filing targets: Commodity Futures Trading Commission (CFTC), Federal Reserve System, HOUSE OF REPRESENTATIVES, Internal Revenue Service (IRS), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
OPTIONS CLEARING CORPORATION via THE OPTIONS CLEARING CORPORATION
2019 · first_quarter · Q1
Final IRS Regulations that would impose U.S. Withholding Tax on Certain Options Transactions Entered into by Non-U.S. Persons; H.R.1516 the Wall Street Tax Act of 2019; S.647 the Wall Street Tax Act of 2019.
Implementation of Title VIII of Dodd-Frank Wall Street Reform and Consumer Protection Act; Impact of bank regulatory capital rules on listed options market.
Filing targets: Commodity Futures Trading Commission (CFTC), Federal Reserve System, HOUSE OF REPRESENTATIVES, Internal Revenue Service (IRS), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
OPTIONS CLEARING CORPORATION via THE OPTIONS CLEARING CORPORATION
2018 · fourth_quarter · Q4
Implementation of Title VIII of Dodd-Frank Wall Street Reform and Consumer Protection Act; Impact of bank regulatory capital rules on listed options market; H.R. 5749 the Options Markets Stability Act; S. 3283 Options Markets Stability Act.
Final IRS Regulations that would impose U.S. Withholding Tax on Certain Options Transactions Entered into by Non-U.S. Persons.
Filing targets: Federal Reserve System, HOUSE OF REPRESENTATIVES, Internal Revenue Service (IRS), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
OPTIONS CLEARING CORPORATION via THE OPTIONS CLEARING CORPORATION
2018 · third_quarter · Q3
Final IRS Regulations that would impose U.S. Withholding Tax on Certain Options Transactions Entered into by Non-U.S. Persons.
Implementation of Title VIII of Dodd-Frank Wall Street Reform and Consumer Protection Act; Impact of bank regulatory capital rules on listed options market; H.R. 5749 the Options Markets Stability Act; S. 3283 Options Markets Stability Act.
Filing targets: Federal Reserve System, HOUSE OF REPRESENTATIVES, Internal Revenue Service (IRS), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
OPTIONS CLEARING CORPORATION via THE OPTIONS CLEARING CORPORATION
2018 · second_quarter · Q2
Implementation of Title VIII of Dodd-Frank Wall Street Reform and Consumer Protection Act; Impact of bank regulatory capital rules on listed options market; H.R. 5749 the Options Markets Stability Act.
Final IRS Regulations that would impose U.S. Withholding Tax on Certain Options Transactions Entered into by Non-U.S. Persons.
Filing targets: Federal Reserve System, HOUSE OF REPRESENTATIVES, Internal Revenue Service (IRS), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
OPTIONS CLEARING CORPORATION via THE OPTIONS CLEARING CORPORATION
2018 · first_quarter · Q1
Final IRS Regulations that would impose U.S. Withholding Tax on Certain Options Transactions Entered into by Non-U.S. Persons.
Implementation of Title VIII of Dodd-Frank Wall Street Reform and Consumer Protection Act; Impact of bank regulatory capital rules on listed options market; Impact of repealing Title VIII.
Filing targets: Commodity Futures Trading Commission (CFTC), Federal Reserve System, HOUSE OF REPRESENTATIVES, Internal Revenue Service (IRS), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
OPTIONS CLEARING CORPORATION via THE OPTIONS CLEARING CORPORATION
2017 · fourth_quarter · Q4
Final IRS Regulations that would impose U.S. Withholding Tax on Certain Options Transactions Entered into by Non-U.S. Persons; Modernization of Derivatives Tax Act of 2017; Tax Cuts and Jobs Act.
Implementation of Dodd-Frank Wall Street Reform and Consumer Protection Act; Impact of bank regulatory capital rules on listed options market; Financial Choice Act; Impact of repealing Title VIII, H.R. 4247 Restoring Financial Market Freedom Act of 2017.
Filing targets: Commodity Futures Trading Commission (CFTC), Federal Reserve System, HOUSE OF REPRESENTATIVES, Internal Revenue Service (IRS), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
OPTIONS CLEARING CORPORATION via THE OPTIONS CLEARING CORPORATION
2017 · third_quarter · Q3
Implementation of Dodd-Frank Wall Street Reform and Consumer Protection Act; Impact of bank regulatory capital rules on listed options market; Financial Choice Act.
Final IRS Regulations that would impose U.S. Withholding Tax on Certain Options Transactions Entered into by Non-U.S. Persons; Modernization of Derivatives Tax Act of 2017.
Filing targets: Commodity Futures Trading Commission (CFTC), Federal Reserve System, HOUSE OF REPRESENTATIVES, Internal Revenue Service (IRS), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
OPTIONS CLEARING CORPORATION via THE OPTIONS CLEARING CORPORATION
2017 · second_quarter · Q2
Final IRS Regulations that would impose U.S. Withholding Tax on Certain Options Transactions Entered into by Non-U.S. Persons; House Ways and Means Committee Draft Financial Products Tax Reform Legislation; Modernization of Derivatives Tax Act of 2017.
Implementation of Dodd-Frank Wall Street Reform and Consumer Protection Act; Impact of bank regulatory capital rules on listed options market; Qualifying Central Counterparty Recognition; and Financial Choice Act.
Filing targets: Commodity Futures Trading Commission (CFTC), Federal Reserve System, HOUSE OF REPRESENTATIVES, Internal Revenue Service (IRS), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
OPTIONS CLEARING CORPORATION via THE OPTIONS CLEARING CORPORATION
2017 · first_quarter · Q1
Implementation of Dodd-Frank Wall Street Reform and Consumer Protection Act; Impact of bank regulatory capital rules on listed options market; Qualifying Central Counterparty Recognition; and Financial Choice Act.
Final IRS Regulations that would impose U.S. Withholding Tax on Certain Options Transactions Entered into by Non-U.S. Persons; House Ways and Means Committee Draft Financial Products Tax Reform Legislation; Senator Wyden Discussion Draft of the Modernization of Derivatives Tax Act of 2016.
Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, Internal Revenue Service (IRS), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
OPTIONS CLEARING CORPORATION via THE OPTIONS CLEARING CORPORATION
2016 · fourth_quarter · Q4
Implementation of Dodd-Frank Wall Street Reform and Consumer Protection Act; Impact of bank regulatory capital rules on listed options market; Qualifying Central Counterparty Recognition; and Financial Choice Act.
Final IRS Regulations that would impose U.S. Withholding Tax on Certain Options Transactions Entered into by Non-U.S. Persons; House Ways and Means Committee Draft Financial Products Tax Reform Legislation; Senator Wyden Discussion Draft of the Modernization of Derivatives Tax Act of 2016.
Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, Internal Revenue Service (IRS), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
OPTIONS CLEARING CORPORATION via THE OPTIONS CLEARING CORPORATION
2016 · third_quarter · Q3
Impact of DOL Fiduciary Proposal under ERISA
Final IRS Regulations that would impose U.S. Withholding Tax on Certain Options Transactions Entered into by Non-U.S. Persons; House Ways and Means Committee Draft Financial Products Tax Reform Legislation; Senator Wyden Discussion Draft of the Modernization of Derivatives Tax Act of 2016.
Implementation of Dodd-Frank Wall Street Reform and Consumer Protection Act; Impact of bank regulatory capital rules on listed options market; Impact of DOL Fiduciary Proposal under ERISA; CFTC Reauthorization; Qualifying Central Counterparty Recognition; and Financial Choice Act.
OPTIONS CLEARING CORPORATION via THE OPTIONS CLEARING CORPORATION
2016 · second_quarter · Q2
Implementation of Dodd-Frank Wall Street Reform and Consumer Protection Act; Impact of bank regulatory capital rules on listed options market; Impact of DOL Fiduciary Proposal under ERISA; CFTC Reauthorization; Qualified Central Counterparty Recognition; and possible amendment to Exchange Act regarding NMS plans.
Final IRS Regulations that would impose U.S. Withholding Tax on Certain Options Transactions Entered into by Non-U.S. Persons; House Ways and Means Committee Draft Financial Products Tax Reform Legislation.
OPTIONS CLEARING CORPORATION via THE OPTIONS CLEARING CORPORATION
2016 · first_quarter · Q1
Impact of DOL Fiduciary Proposal under ERISA
Implementation of Dodd-Frank Wall Street Reform and Consumer Protection Act; Impact of bank regulatory capital rules on listed options market; Plan to increase equity capital at OCC; Impact of DOL Fiduciary Proposal under ERISA; CFTC Reauthorization; Qualified Central Counterparty Recognition; and possible amendment to Exchange Act regarding NMS plans..
Final IRS Regulations that would impose U.S. Withholding Tax on Certain Options Transactions Entered into by Non-U.S. Persons; House Ways and Means Committee Draft Financial Products Tax Reform Legislation.
OPTIONS CLEARING CORPORATION via THE OPTIONS CLEARING CORPORATION
2015 · fourth_quarter · Q4
Final IRS Regulations that would impose U.S. Withholding Tax on Certain Options Transactions Entered into by Non-U.S. Persons; House Ways and Means Committee Draft Financial Products Tax Reform Legislation.
Impact of DOL Fiduciary Proposal under ERISA
Implementation of Dodd-Frank Wall Street Reform and Consumer Protection Act; Impact of bank regulatory capital rules on listed options market; Plan to increase equity capital at OCC; Impact of DOL Fiduciary Proposal under ERISA; CFTC Reauthorization; Qualified Central Counterparty Recognition;
OPTIONS CLEARING CORPORATION via THE OPTIONS CLEARING CORPORATION
2015 · third_quarter · Q3
Impact of DOL Fiduciary Proposal under ERISA
Final IRS Regulations that would impose U.S. Withholding Tax on Certain Options Transactions Entered into by Non-U.S. Persons; House Ways and Means Committee Draft Financial Products Tax Reform Legislation.
Implementation of Dodd-Frank Wall Street Reform and Consumer Protection Act; Impact of bank regulatory capital rules on listed options market; Plan to increase equity capital at OCC; Impact of DOL Fiduciary Proposal under ERISA; CFTC Reauthorization; Qualified Central Counterparty Recognition
OPTIONS CLEARING CORPORATION via THE OPTIONS CLEARING CORPORATION
2015 · second_quarter · Q2
Implementation of Dodd-Frank Wall Street Reform and Consumer Protection Act; Impact of bank regulatory capital rules on listed options market; Plan to increase equity capital at OCC; Impact of DOL Fiduciary Proposal under ERISA; CFTC Reauthorization; Qualified Central Counterparty Recognition.
Proposed IRS Regulations that would impose U.S. Withholding Tax on Certain Options Transactions Entered into by Non-U.S. Persons; House Ways and Means Committee Draft Financial Products Tax Reform Legislation.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
OPTIONS CLEARING CORPORATION via THE OPTIONS CLEARING CORPORATION
2015 · first_quarter · Q1
Implementation of Dodd-Frank Wall Street Reform and Consumer Protection Act; impact of bank regulatory capital rules on listed options market; Plan to increase equity capital at OCC.
Proposed IRS Regulations that would impose U.S. Withholding Tax on Certain Options Transactions Entered into by Non-U.S. Persons; House Ways and Means Committee Draft Financial Products Tax Reform Legislation.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
OPTIONS CLEARING CORPORATION via THE OPTIONS CLEARING CORPORATION
2014 · third_quarter · 3A
Futures and Securities Regulatory Restructuring; Implementation of Dodd-Frank Wall Street Reform and Consumer Protection Act.
Proposed IRS Regulations that would impose U.S. Withholding Tax on Certain Options Transactions Entered into by Non-U.S. Persons; House Ways and Means Committee Draft Financial Products Tax Reform Legislation.
Filing targets: HOUSE OF REPRESENTATIVES, Internal Revenue Service (IRS), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
OPTIONS CLEARING CORPORATION via THE OPTIONS CLEARING CORPORATION
2014 · fourth_quarter · 4A
Proposed IRS Regulations that would impose U.S. Withholding Tax on Certain Options Transactions Entered into by Non-U.S. Persons; House Ways and Means Committee Draft Financial Products Tax Reform Legislation.
Futures and Securities Regulatory Restructuring; Implementation of Dodd-Frank Wall Street Reform and Consumer Protection Act; impact of bank regulatory capital rules on listed options market.
Filing targets: HOUSE OF REPRESENTATIVES, Internal Revenue Service (IRS), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
OPTIONS CLEARING CORPORATION via THE OPTIONS CLEARING CORPORATION
2014 · fourth_quarter · Q4
Proposed IRS Regulations that would impose U.S. Withholding Tax on Certain Options Transactions Entered into by Non-U.S. Persons; House Ways and Means Committee Draft Financial Products Tax Reform Legislation.
Futures and Securities Regulatory Restructuring; Implementation of Dodd-Frank Wall Street Reform and Consumer Protection Act; impact of bank regulatory capital rules on listed options market.
Filing targets: HOUSE OF REPRESENTATIVES, Internal Revenue Service (IRS), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
OPTIONS CLEARING CORPORATION via THE OPTIONS CLEARING CORPORATION
2014 · third_quarter · Q3
Futures and Securities Regulatory Restructuring; Implementation of Dodd-Frank Wall Street Reform and Consumer Protection Act.
Proposed IRS Regulations that would impose U.S. Withholding Tax on Certain Options Transactions Entered into by Non-U.S. Persons; House Ways and Means Committee Draft Financial Products Tax Reform Legislation.
Filing targets: HOUSE OF REPRESENTATIVES, Internal Revenue Service (IRS), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
OPTIONS CLEARING CORPORATION via THE OPTIONS CLEARING CORPORATION
2014 · second_quarter · Q2
Implementation of Dodd-Frank Act; Implementaion of April 2012 CPSS/IOSCO Principles for Financial Market Infrastructures
House Ways and Means Financial Products Discussion Draft - Uniform Taxation of Derivatives Proposal
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
OPTIONS CLEARING CORPORATION via THE OPTIONS CLEARING CORPORATION
2014 · first_quarter · Q1
Clearing and Risk Management for Over-The-Counter Derivatives; Implementation of Dodd-Frank Wall Street Reform and Consumer Protection Act; General Cybersecurity Issues
CFTC Reauthorization
Impact of House Ways and Means Committee Draft Financial Products Tax Reform Legislation on the Listed Options Industry.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
OPTIONS CLEARING CORPORATION via THE OPTIONS CLEARING CORPORATION
2013 · fourth_quarter · Q4
Clearing and Risk Management for Over-The-Counter Derivatives; Implementation of Dodd-Frank Wall Street Reform and Consumer Protection Act; General Cybersecurity issues.
Impact of House Ways and Means Committee Draft Financial Products Tax Reform Legislation on the Listed Options Industry.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
OPTIONS CLEARING CORPORATION via THE OPTIONS CLEARING CORPORATION
2013 · third_quarter · Q3
Impact of House Ways and Means Committee Draft Financial Products Tax Reform Legislation on the Listed Options Industry.
Clearing and Risk Management for Over-The-Counter Derivatives; Implementation of Dodd-Frank Wall Street Reform and Consumer Protection Act; General Cybersecurity issues.
Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
OPTIONS CLEARING CORPORATION via THE OPTIONS CLEARING CORPORATION
2013 · second_quarter · Q2
Clearing and Risk Management for Over-The-Counter Derivatives; Implementation of Dodd-Frank Wall Street Reform and Consumer Protection Act.
Impact of House Ways and Means Committee Draft Financial Products Tax Reform Legislation on the Listed Options Industry.
Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
OPTIONS CLEARING CORPORATION via THE OPTIONS CLEARING CORPORATION
2013 · first_quarter · Q1
Clearing and Risk Management for Over-The-Counter Derivatives; Futures and Securities Regulatory Restructuring; Implementation of Dodd-Frank Wall Street Reform and Consumer Protection Act; Governance and Risk Management Requirements for Derivatives Clearing Organizations and Clearing Agencies.
Proposed IRS Regulations that would impose U.S. Withholding Tax on Certain Options Transactions Enter into by Non-U.S. Persons; "60-40" Tax Treatment for Options Market-Makers and Customers; House Ways and Means Committee Draft Financial Products Tax Reform Legislation.
Filing targets: Commodity Futures Trading Commission (CFTC), Federal Reserve System, HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
OPTIONS CLEARING CORPORATION via THE OPTIONS CLEARING CORPORATION
2012 · fourth_quarter · Q4
Proposed IRS Regulations that would impose U.S. Withholding Tax on Certain Options Transactions Enter into by Non-U.S. Persons; "60-40" Tax Treatment for Options Market-Makers and Professional Futures Traders
Clearing and Risk Management for Over-The-Counter Derivatives; Futures and Securities Regulatory Restructuring; Implementation of Dodd-Frank Wall Street Reform and Consumer Protection Act; Governance and Risk Management Requirements for Derivatives Clearing Organizations and Clearing Agencies; S. 3497 and H.R. 6317, the Terminating the Expansion of Too-Big-To-Fail Act of 2012.
Filing targets: Commodity Futures Trading Commission (CFTC), Federal Reserve System, HOUSE OF REPRESENTATIVES, Internal Revenue Service (IRS), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
OPTIONS CLEARING CORPORATION via THE OPTIONS CLEARING CORPORATION
2012 · third_quarter · 3A
Proposed IRS Regulations that would impose U.S. Withholding Tax on Certain Options Transactions Enter into by Non-U.S. Persons; "60-40" Tax Treatment for Options Market-Makers and Professional Futures Traders
Clearing and Risk Management for Over-The-Counter Derivatives; Futures and Securities Regulatory Restructuring; Implementation of Dodd-Frank Wall Street Reform and Consumer Protection Act; Governance and Risk Management Requirements for Derivatives Clearing Organizations and Clearing Agencies; S. 3497 and H.R. 6317, the Terminating the Expansion of Too-Big-To-Fail Act of 2012.
Filing targets: Commodity Futures Trading Commission (CFTC), Federal Reserve System, HOUSE OF REPRESENTATIVES, Internal Revenue Service (IRS), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
OPTIONS CLEARING CORPORATION via THE OPTIONS CLEARING CORPORATION
2012 · third_quarter · Q3
Proposed IRS Regulations that would impose U.S. Withholding Tax on Certain Options Transactions Enter into by Non-U.S. Persons; "60-40" Tax Treatment for Options Market-Makers and Professional Futures Traders
Clearing and Risk Management for Over-The-Counter Derivatives; Futures and Securities Regulatory Restructuring; Implementation of Dodd-Frank Wall Street Reform and Consumer Protection Act; Governance and Risk Management Requirements for Derivatives Clearing Organizations and Clearing Agencies
Filing targets: Commodity Futures Trading Commission (CFTC), Federal Reserve System, HOUSE OF REPRESENTATIVES, Internal Revenue Service (IRS), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
OPTIONS CLEARING CORPORATION via THE OPTIONS CLEARING CORPORATION
2012 · second_quarter · Q2
Clearing and Risk Management for Over-The-Counter Derivatives; Futures and Securities Regulatory Restructuring; Implementation of Dodd-Frank Wall Street Reform and Consumer Protection Act; Governance Requirements and Risk Management Requirements for Derivatives Clearing Organizations and Clearing Agencies
Proposed IRS Regulations that would impose U.S. Withholding Tax on Certain Options Transactions Entered into by Non-U.S. Persons; "60/40" Tax Treatment for Options Market-Makers and Professional Futures Traders
Filing targets: Commodity Futures Trading Commission (CFTC), Federal Reserve System, HOUSE OF REPRESENTATIVES, Internal Revenue Service (IRS), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
OPTIONS CLEARING CORPORATION via THE OPTIONS CLEARING CORPORATION
2012 · first_quarter · Q1
Clearing and Risk Management for Over-The-Counter Derivatives; Futures and Securities Regulatory Restructuring; Implementation of Dodd-Frank Wall Street Reform and Consumer Protection Act; Governance Requirements and Risk Management Requirements for Derivatives Clearing Organizations and Clearing Agencies
Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, Internal Revenue Service (IRS), SENATE, Securities & Exchange Commission (SEC)
Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, Internal Revenue Service (IRS), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
Impact of DOL Fiduciary Proposal under ERISA
Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, Internal Revenue Service (IRS), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, Internal Revenue Service (IRS), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, Internal Revenue Service (IRS), Labor, Dept of (DOL), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
Filing targets: HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), SENATE, Securities & Exchange Commission (SEC)