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Income and expense are whole-filing amounts associated with this lobbyist, not personal compensation or an allocated share.
No topic inference: each bill number appears in source LDA issue text assigned to this lobbyist.
Responsible Consumer Financial Protection Regulations Act of 2011
Client: CHARLES SCHWAB CORPORATION · Firm: THE CHARLES SCHWAB CORPORATION
Legislation related to interchange fees, including S 575, the Debit Interchange Fee Study Act. HR 1121, the Responsible Consumer Financial Protection Regulations Act. Regulatory proposals related to implementation of the Dodd-Frank Wall Street Reform and Consumer Protection Act, including proposals related to investor protection; harmonizing broker-dealers and investment advisers under similar standards fo care; consumer protection; systemic risk; orderly liquidation authority; deposit insurance fees; data collection; corporate governance; references to credit ratings in various securities laws; and bank regulation. Other regulatory proposals related to money-market mutual fund reforms, the Labor Department's proposal to modify the definition of "fiduciary," and other securities issues.
Specific issues are shown only where the LDA source assigned them to this lobbyist. Targets apply to the associated filing.
CHARLES SCHWAB CORPORATION via THE CHARLES SCHWAB CORPORATION
2011 · second_quarter · Q2
Issues related to comprehensive tax reform and corporate tax reform. HR 4, the Comprehensive 1099 Taxpayer Protection and Repayment of Exchange Subsidy Overpayments Act of 2011.
Legislation related to interchange fees, including S 575, the Debit Interchange Fee Study Act. HR 1121, the Responsible Consumer Financial Protection Regulations Act. Regulatory proposals related to implementation of the Dodd-Frank Wall Street Reform and Consumer Protection Act, including proposals related to investor protection; harmonizing broker-dealers and investment advisers under similar standards fo care; consumer protection; systemic risk; orderly liquidation authority; deposit insurance fees; data collection; corporate governance; references to credit ratings in various securities laws; and bank regulation. Other regulatory proposals related to money-market mutual fund reforms, the Labor Department's proposal to modify the definition of "fiduciary," and other securities issues.
Source: Senate LDA
Legislation related to interchange fees, including S 575, the Debit Interchange Fee Study Act. HR 1121, the Responsible Consumer Financial Protection Regulations Act. Regulatory proposals related to implementation of the Dodd-Frank Wall Street Reform and Consumer Protection Act, including proposals related to investor protection; harmonizing broker-dealers and investment advisers under similar standards of care; consumer protection; systemic risk; orderly liquidation authority; deposit insurance fees; data collection; corporate governance; and bank regulation. Other regulatory proposals related to money-market mutual fund reforms, the Labor Department's proposal to modify the definition of "fiduciary," and other securities issues.
Consumer Privacy Protection Act of 2011
Client: CHARLES SCHWAB CORPORATION · Firm: THE CHARLES SCHWAB CORPORATION
Legislation related to cybersecutity, including S. 413 and HR 174; draft legislation related to online privacy, including S 799, the Commercial Privacy Bill of Rights Act; HR 1528, the Consumer Privacy Protection Act; S 913, the Do-Not-Track Online Act: HR 1895, the Do Not Track Kids Act; and the draft "Bono Mack" data breach/privacy legislation.
Homeland Security Cyber and Physical Infrastructure Protection Act of 2011
Client: CHARLES SCHWAB CORPORATION · Firm: THE CHARLES SCHWAB CORPORATION
Legislation related to cybersecurity, including S. 413 and HR 174; draft legislation related to online privacy, including the draft "Kerry-McCain" bill.
Homeland Security Cyber and Physical Infrastructure Protection Act of 2011
Client: CHARLES SCHWAB CORPORATION · Firm: THE CHARLES SCHWAB CORPORATION
Legislation related to cybersecutity, including S. 413 and HR 174; draft legislation related to online privacy, including S 799, the Commercial Privacy Bill of Rights Act; HR 1528, the Consumer Privacy Protection Act; S 913, the Do-Not-Track Online Act: HR 1895, the Do Not Track Kids Act; and the draft "Bono Mack" data breach/privacy legislation.
Do Not Track Kids Act of 2011
Client: CHARLES SCHWAB CORPORATION · Firm: THE CHARLES SCHWAB CORPORATION
Legislation related to cybersecutity, including S. 413 and HR 174; draft legislation related to online privacy, including S 799, the Commercial Privacy Bill of Rights Act; HR 1528, the Consumer Privacy Protection Act; S 913, the Do-Not-Track Online Act: HR 1895, the Do Not Track Kids Act; and the draft "Bono Mack" data breach/privacy legislation.
Lifetime Income Disclosure Act
Client: CHARLES SCHWAB CORPORATION · Firm: THE CHARLES SCHWAB CORPORATION
Legislation and regulatory proposals related to target-date funds; retirement savings (including S 557, the Public Good IRA Rollover Act, and S 267/HR 677, the Lifetime Income Disclosure Act); the Department of Labor's Request for Information Regarding Electronic Disclosure by Employee Benefit Plans (RIN 1210 - AB50); and the Department of Labor's proposed definition of "fiduciary" (RIN 1210-AB32).
Lifetime Income Disclosure Act
Client: CHARLES SCHWAB CORPORATION · Firm: THE CHARLES SCHWAB CORPORATION
Legislation and regulatory proposals related to target-date funds; retirement savings (including S 557, the Public Good IRA rollover Act, and S 267/HR 677, the Lifetime Income Disclosure Act); and the impact of the Department of Labor's proposed definition of "fiduciary" (RIN 1210-AB32) on individual retirement accounts.
Let Wall Street Pay for Wall Street's Bailout Act of 2009
Client: CHARLES SCHWAB CORPORATION · Firm: THE CHARLES SCHWAB CORPORATION
Legislation related to a securities transaction tax, including HR 1068, HR 4191, and S 2997; bills related to the extension of expired tax provisions, including HR 4213; proposals related to the imposition of a bank tax; and proposals related to extension of the expiring Bush tax cuts, with a specific focus on the estate tax and the capital gains/dividend tax rate.
Let Wall Street Pay for Wall Street's Bailout Act of 2009
Client: CHARLES SCHWAB CORPORATION · Firm: THE CHARLES SCHWAB CORPORATION
Legislation related to a securities transaction tax, including HR 1068, HR 4191 and S 2997; bills related to the extension of expired and expiring tax provisions, including HR 4213 (Tax Extenders Act); bills related to the estate tax, including HR 436 and HR 4154; and legislation related to new taxes on unearned income, inclduing HR 4872 (Health Care and Education Reconciliation Act).
To require financial literacy counseling for borrowers, and for other purposes.
Client: CHARLES SCHWAB CORPORATION · Firm: THE CHARLES SCHWAB CORPORATION
Legislation related to the financial regulatory overhaul, including HR 4173 (Wall Street Reform and Consumer Protection Act) and discussion drafts of the Restoring American Financial Stability Act. Legislation affecting the capital markets, including HR 302 and S 605, bills related to short selling; S 1074, the Shareholder's Bill of Rights; HR 2622, the Compliance Examinations and Inspections Act. Bills related to financial literacy, including S 638, S 1339, HR 1325 and HR 3037. Regulatory proposals related to cost-basis rules, money-market mutual fund reforms, and other securities issues.
Savings for American Families' Future Act of 2009
Client: CHARLES SCHWAB CORPORATION · Firm: THE CHARLES SCHWAB CORPORATION
Legislation related to retirement security, including S 401 (Defined Contribution Plan Fee Disclosure Act), HR 1961 (Savings for American Families' Future Act), HR 1988 (Conflicted Investment Advice Prohibition Act), HR 1984/HR 2989 (401(k) Fair Disclosure for Retirement Security Act), HR 2779 (Defined Contribution Plan Fee Transparency Act) and HR 4126 (Retirement Fairness Act).
401(k) Fair Disclosure for Retirement Security Act of 2009
Client: CHARLES SCHWAB CORPORATION · Firm: THE CHARLES SCHWAB CORPORATION
Legislation related to retirement security, including S 401 (Defined Contribution Plan Fee Disclosure Act), HR 1961 (Savings for American Families' Future Act), HR 1988 (Conflicted Investment Advice Prohibition Act), HR 1984/HR 2989 (401(k) Fair Disclosure for Retirement Security Act), HR 2779 (Defined Contribution Plan Fee Transparency Act) and HR 4126 (Retirement Fairness Act).
Conflicted Investment Advice Prohibition Act of 2009
Client: CHARLES SCHWAB CORPORATION · Firm: THE CHARLES SCHWAB CORPORATION
Legislation and regulatory proposals related to target-date funds, retirement savings (including the retirement savings provisions in HR 5297), HR 6099 and S 3760 (the Automatic IRA Act), fee disclosure in 401(k) plans (including HR 2989 and HR 2779, as well as the fee disclosure provisions included in HR 4213), investment advice for 401(k) plans (including HR 1988), lifetime income options for retirees (including S 2832 and Labor Department RIN 1210-AB33).
Conflicted Investment Advice Prohibition Act of 2009
Client: CHARLES SCHWAB CORPORATION · Firm: THE CHARLES SCHWAB CORPORATION
Legislation related to retirement security, including S 401 (Defined Contribution Plan Fee Disclosure Act), HR 1961 (Savings for American Families' Future Act), HR 1988 (Conflicted Investment Advice Prohibition Act), HR 1984/HR 2989 (401(k) Fair Disclosure for Retirement Security Act), HR 2779 (Defined Contribution Plan Fee Transparency Act) and HR 4126 (Retirement Fairness Act).
Conflicted Investment Advice Prohibition Act of 2009
Client: CHARLES SCHWAB CORPORATION · Firm: THE CHARLES SCHWAB CORPORATION
Legislation and regulatory proposals related to target-date funds, retirement savings, fee disclosure in 401(k) plans (including HR 2989 and HR 2779, as well as the fee disclosure provisions included in HR 4213), investment advice for 401(k) plans (including HR 1988), and legislation related to lifetime income options for retirees, including S 2832.
Conflicted Investment Advice Prohibition Act of 2009
Client: CHARLES SCHWAB CORPORATION · Firm: THE CHARLES SCHWAB CORPORATION
Legislation and regulatory proposals related to target-date funds, retirement savings (including the retirement savings provisions in HR 5297, and HR 6099 and S 3760, the Automatic IRA Act), fee disclosure in 401(k) plans (including HR 2989 and HR 2779, as well as the fee disclosure provisions included in HR 4213), investment advice for 401(k) plans (including HR 1988), and lifetime income options for retirees (including S 2832 and Labor Department RIN 1210-AB33).
Data Accountability and Trust Act
Client: CHARLES SCHWAB CORPORATION · Firm: THE CHARLES SCHWAB CORPORATION
Legislation related to cybersecurity, including S. 3480 and S. 773; draft legislation related to online privacy (including the yet-to-be-introduced "Boucher Bill"); HR 2221, Data Accountability and Trust Act.
Data Accountability and Trust Act
Client: CHARLES SCHWAB CORPORATION · Firm: THE CHARLES SCHWAB CORPORATION
S 773, the Cybersecurity Act; bills related to data protection and privacy, including S 139, Data Breach Notification Act; S 141, Protecting the Privacy of Social Security Numbers Act; S 1490, Personal Data Privacy and Security Act; HR 2221, DATA Act.
Data Accountability and Trust Act
Client: CHARLES SCHWAB CORPORATION · Firm: THE CHARLES SCHWAB CORPORATION
Legislation related to cybersecurity, including S. 3480 and S. 773; legislation and propsed legislation related to online privacy including HR 5777, the Best Practices Act, and the draft "Boucher Bill"; HR 2221, Data Accountability and Trust Act.
Compliance, Examinations, and Inspections Restructuring Act of 2009
Client: CHARLES SCHWAB CORPORATION · Firm: THE CHARLES SCHWAB CORPORATION
Legislation related to the financial regulatory overhaul, including HR 4173 (Wall Street Reform and Consumer Protection Act) and discussion drafts of the Restoring American Financial Stability Act. Legislation affecting the capital markets, including HR 302 and S 605, bills related to short selling; S 1074, the Shareholder's Bill of Rights; HR 2622, the Compliance Examinations and Inspections Act. Bills related to financial literacy, including S 638, S 1339, HR 1325 and HR 3037. Regulatory proposals related to cost-basis rules, money-market mutual fund reforms, and other securities issues.
Defined Contribution Plan Fee Transparency Act of 2009
Client: CHARLES SCHWAB CORPORATION · Firm: THE CHARLES SCHWAB CORPORATION
Legislation and regulatory proposals related to target-date funds, retirement savings, fee disclosure in 401(k) plans (including HR 2989 and HR 2779, as well as the fee disclosure provisions included in HR 4213), investment advice for 401(k) plans (including HR 1988), and legislation related to lifetime income options for retirees, including S 2832.
Defined Contribution Plan Fee Transparency Act of 2009
Client: CHARLES SCHWAB CORPORATION · Firm: THE CHARLES SCHWAB CORPORATION
Legislation and regulatory proposals related to target-date funds, retirement savings (including the retirement savings provisions in HR 5297), HR 6099 and S 3760 (the Automatic IRA Act), fee disclosure in 401(k) plans (including HR 2989 and HR 2779, as well as the fee disclosure provisions included in HR 4213), investment advice for 401(k) plans (including HR 1988), lifetime income options for retirees (including S 2832 and Labor Department RIN 1210-AB33).
Defined Contribution Plan Fee Transparency Act of 2009
Client: CHARLES SCHWAB CORPORATION · Firm: THE CHARLES SCHWAB CORPORATION
Legislation related to retirement security, including S 401 (Defined Contribution Plan Fee Disclosure Act), HR 1961 (Savings for American Families' Future Act), HR 1988 (Conflicted Investment Advice Prohibition Act), HR 1984/HR 2989 (401(k) Fair Disclosure for Retirement Security Act), HR 2779 (Defined Contribution Plan Fee Transparency Act) and HR 4126 (Retirement Fairness Act).
Defined Contribution Plan Fee Transparency Act of 2009
Client: CHARLES SCHWAB CORPORATION · Firm: THE CHARLES SCHWAB CORPORATION
Legislation and regulatory proposals related to target-date funds, retirement savings (including the retirement savings provisions in HR 5297, and HR 6099 and S 3760, the Automatic IRA Act), fee disclosure in 401(k) plans (including HR 2989 and HR 2779, as well as the fee disclosure provisions included in HR 4213), investment advice for 401(k) plans (including HR 1988), and lifetime income options for retirees (including S 2832 and Labor Department RIN 1210-AB33).
401(k) Fair Disclosure and Pension Security Act of 2009
Client: CHARLES SCHWAB CORPORATION · Firm: THE CHARLES SCHWAB CORPORATION
Legislation and regulatory proposals related to target-date funds, retirement savings (including the retirement savings provisions in HR 5297), HR 6099 and S 3760 (the Automatic IRA Act), fee disclosure in 401(k) plans (including HR 2989 and HR 2779, as well as the fee disclosure provisions included in HR 4213), investment advice for 401(k) plans (including HR 1988), lifetime income options for retirees (including S 2832 and Labor Department RIN 1210-AB33).
401(k) Fair Disclosure and Pension Security Act of 2009
Client: CHARLES SCHWAB CORPORATION · Firm: THE CHARLES SCHWAB CORPORATION
Legislation and regulatory proposals related to target-date funds, retirement savings (including the retirement savings provisions in HR 5297, and HR 6099 and S 3760, the Automatic IRA Act), fee disclosure in 401(k) plans (including HR 2989 and HR 2779, as well as the fee disclosure provisions included in HR 4213), investment advice for 401(k) plans (including HR 1988), and lifetime income options for retirees (including S 2832 and Labor Department RIN 1210-AB33).
401(k) Fair Disclosure and Pension Security Act of 2009
Client: CHARLES SCHWAB CORPORATION · Firm: THE CHARLES SCHWAB CORPORATION
Legislation and regulatory proposals related to target-date funds, retirement savings, fee disclosure in 401(k) plans (including HR 2989 and HR 2779, as well as the fee disclosure provisions included in HR 4213), investment advice for 401(k) plans (including HR 1988), and legislation related to lifetime income options for retirees, including S 2832.
401(k) Fair Disclosure and Pension Security Act of 2009
Client: CHARLES SCHWAB CORPORATION · Firm: THE CHARLES SCHWAB CORPORATION
Legislation related to retirement security, including S 401 (Defined Contribution Plan Fee Disclosure Act), HR 1961 (Savings for American Families' Future Act), HR 1988 (Conflicted Investment Advice Prohibition Act), HR 1984/HR 2989 (401(k) Fair Disclosure for Retirement Security Act), HR 2779 (Defined Contribution Plan Fee Transparency Act) and HR 4126 (Retirement Fairness Act).
To require the Securities and Exchange Commission to reinstate the uptick rule on short sales of securities.
Client: CHARLES SCHWAB CORPORATION · Firm: THE CHARLES SCHWAB CORPORATION
Legislation related to financial regulatory overhaul, including HR 4173 (Dodd-Frank Act), S. 3217 (Restoring American Financial Stability Act), with a particular focus on provisions related to investor protection, consumer protection, systemic risk, resolution authority, stable-value funds, and bank regulation. Legislation (including HR 302 and S 605) and regulation related to short-selling. Regulatory proposals related to money-market mutual fund reforms, target-date funds, market structure, and other securities issues.
To require the Securities and Exchange Commission to reinstate the uptick rule on short sales of securities.
Client: CHARLES SCHWAB CORPORATION · Firm: THE CHARLES SCHWAB CORPORATION
Legislation related to the financial regulatory overhaul, including HR 4173 (Wall Street Reform and Consumer Protection Act) and discussion drafts of the Restoring American Financial Stability Act. Legislation affecting the capital markets, including HR 302 and S 605, bills related to short selling; S 1074, the Shareholder's Bill of Rights; HR 2622, the Compliance Examinations and Inspections Act. Bills related to financial literacy, including S 638, S 1339, HR 1325 and HR 3037. Regulatory proposals related to cost-basis rules, money-market mutual fund reforms, and other securities issues.
Financial Literacy for Youth Act of 2009
Client: CHARLES SCHWAB CORPORATION · Firm: THE CHARLES SCHWAB CORPORATION
Legislation related to the financial regulatory overhaul, including HR 4173 (Wall Street Reform and Consumer Protection Act) and discussion drafts of the Restoring American Financial Stability Act. Legislation affecting the capital markets, including HR 302 and S 605, bills related to short selling; S 1074, the Shareholder's Bill of Rights; HR 2622, the Compliance Examinations and Inspections Act. Bills related to financial literacy, including S 638, S 1339, HR 1325 and HR 3037. Regulatory proposals related to cost-basis rules, money-market mutual fund reforms, and other securities issues.
Retirement Fairness Act of 2009
Client: CHARLES SCHWAB CORPORATION · Firm: THE CHARLES SCHWAB CORPORATION
Legislation related to retirement security, including S 401 (Defined Contribution Plan Fee Disclosure Act), HR 1961 (Savings for American Families' Future Act), HR 1988 (Conflicted Investment Advice Prohibition Act), HR 1984/HR 2989 (401(k) Fair Disclosure for Retirement Security Act), HR 2779 (Defined Contribution Plan Fee Transparency Act) and HR 4126 (Retirement Fairness Act).
To amend the Internal Revenue Code of 1986 to repeal the new carryover basis rules in order to prevent tax increases and the imposition of compliance burdens on many more estates than would benefit from repeal, to retain the estate tax with a $3,500,000 exemption, to reinstitute and update the Pay-As-You-Go requirement of budget neutrality on new tax and mandatory spending legislation, enforced by the threat of annual, automatic sequestration, and for other purposes.
Client: CHARLES SCHWAB CORPORATION · Firm: THE CHARLES SCHWAB CORPORATION
Legislation related to a securities transaction tax, including HR 1068, HR 4191 and S 2997; bills related to the extension of expired and expiring tax provisions, including HR 4213 (Tax Extenders Act); bills related to the estate tax, including HR 436 and HR 4154; and legislation related to new taxes on unearned income, inclduing HR 4872 (Health Care and Education Reconciliation Act).
Let Wall Street Pay for the Restoration of Main Street Act of 2009
Client: CHARLES SCHWAB CORPORATION · Firm: THE CHARLES SCHWAB CORPORATION
Legislation related to a securities transaction tax, including HR 1068, HR 4191 and S 2997; bills related to the extension of expired and expiring tax provisions, including HR 4213 (Tax Extenders Act); bills related to the estate tax, including HR 436 and HR 4154; and legislation related to new taxes on unearned income, inclduing HR 4872 (Health Care and Education Reconciliation Act).
Let Wall Street Pay for the Restoration of Main Street Act of 2009
Client: CHARLES SCHWAB CORPORATION · Firm: THE CHARLES SCHWAB CORPORATION
Legislation related to a securities transaction tax, including HR 1068, HR 4191, and S 2997; bills related to the extension of expired tax provisions, including HR 4213; proposals related to the imposition of a bank tax; and proposals related to extension of the expiring Bush tax cuts, with a specific focus on the estate tax and the capital gains/dividend tax rate.
Certain Estate Tax Relief Act of 2009
Client: CHARLES SCHWAB CORPORATION · Firm: THE CHARLES SCHWAB CORPORATION
Legislation related to a securities transaction tax, including HR 1068, HR 4191 and S 2997; bills related to the extension of expired and expiring tax provisions, including HR 4213 (Tax Extenders Act); bills related to the estate tax, including HR 436 and HR 4154; and legislation related to new taxes on unearned income, inclduing HR 4872 (Health Care and Education Reconciliation Act).
BEST PRACTICES Act
Client: CHARLES SCHWAB CORPORATION · Firm: THE CHARLES SCHWAB CORPORATION
Legislation related to cybersecurity, including S. 3480 and S. 773; legislation and propsed legislation related to online privacy including HR 5777, the Best Practices Act, and the draft "Boucher Bill"; HR 2221, Data Accountability and Trust Act.
Automatic IRA Act of 2010
Client: CHARLES SCHWAB CORPORATION · Firm: THE CHARLES SCHWAB CORPORATION
Legislation and regulatory proposals related to target-date funds, retirement savings (including the retirement savings provisions in HR 5297), HR 6099 and S 3760 (the Automatic IRA Act), fee disclosure in 401(k) plans (including HR 2989 and HR 2779, as well as the fee disclosure provisions included in HR 4213), investment advice for 401(k) plans (including HR 1988), lifetime income options for retirees (including S 2832 and Labor Department RIN 1210-AB33).
Automatic IRA Act of 2010
Client: CHARLES SCHWAB CORPORATION · Firm: THE CHARLES SCHWAB CORPORATION
Legislation and regulatory proposals related to target-date funds, retirement savings (including the retirement savings provisions in HR 5297, and HR 6099 and S 3760, the Automatic IRA Act), fee disclosure in 401(k) plans (including HR 2989 and HR 2779, as well as the fee disclosure provisions included in HR 4213), investment advice for 401(k) plans (including HR 1988), and lifetime income options for retirees (including S 2832 and Labor Department RIN 1210-AB33).
Shareholder Bill of Rights Act of 2009
Client: CHARLES SCHWAB CORPORATION · Firm: THE CHARLES SCHWAB CORPORATION
Legislation related to the financial regulatory overhaul, including HR 4173 (Wall Street Reform and Consumer Protection Act) and discussion drafts of the Restoring American Financial Stability Act. Legislation affecting the capital markets, including HR 302 and S 605, bills related to short selling; S 1074, the Shareholder's Bill of Rights; HR 2622, the Compliance Examinations and Inspections Act. Bills related to financial literacy, including S 638, S 1339, HR 1325 and HR 3037. Regulatory proposals related to cost-basis rules, money-market mutual fund reforms, and other securities issues.
Financial Literacy for Students Act of 2009
Client: CHARLES SCHWAB CORPORATION · Firm: THE CHARLES SCHWAB CORPORATION
Legislation related to the financial regulatory overhaul, including HR 4173 (Wall Street Reform and Consumer Protection Act) and discussion drafts of the Restoring American Financial Stability Act. Legislation affecting the capital markets, including HR 302 and S 605, bills related to short selling; S 1074, the Shareholder's Bill of Rights; HR 2622, the Compliance Examinations and Inspections Act. Bills related to financial literacy, including S 638, S 1339, HR 1325 and HR 3037. Regulatory proposals related to cost-basis rules, money-market mutual fund reforms, and other securities issues.
Data Breach Notification Act
Client: CHARLES SCHWAB CORPORATION · Firm: THE CHARLES SCHWAB CORPORATION
S 773, the Cybersecurity Act; bills related to data protection and privacy, including S 139, Data Breach Notification Act; S 141, Protecting the Privacy of Social Security Numbers Act; S 1490, Personal Data Privacy and Security Act; HR 2221, DATA Act.
Protecting the Privacy of Social Security Numbers Act
Client: CHARLES SCHWAB CORPORATION · Firm: THE CHARLES SCHWAB CORPORATION
S 773, the Cybersecurity Act; bills related to data protection and privacy, including S 139, Data Breach Notification Act; S 141, Protecting the Privacy of Social Security Numbers Act; S 1490, Personal Data Privacy and Security Act; HR 2221, DATA Act.
Personal Data Privacy and Security Act of 2009
Client: CHARLES SCHWAB CORPORATION · Firm: THE CHARLES SCHWAB CORPORATION
S 773, the Cybersecurity Act; bills related to data protection and privacy, including S 139, Data Breach Notification Act; S 141, Protecting the Privacy of Social Security Numbers Act; S 1490, Personal Data Privacy and Security Act; HR 2221, DATA Act.
Lifetime Income Disclosure Act
Client: CHARLES SCHWAB CORPORATION · Firm: THE CHARLES SCHWAB CORPORATION
Legislation and regulatory proposals related to target-date funds, retirement savings (including the retirement savings provisions in HR 5297, and HR 6099 and S 3760, the Automatic IRA Act), fee disclosure in 401(k) plans (including HR 2989 and HR 2779, as well as the fee disclosure provisions included in HR 4213), investment advice for 401(k) plans (including HR 1988), and lifetime income options for retirees (including S 2832 and Labor Department RIN 1210-AB33).
Lifetime Income Disclosure Act
Client: CHARLES SCHWAB CORPORATION · Firm: THE CHARLES SCHWAB CORPORATION
Legislation and regulatory proposals related to target-date funds, retirement savings (including the retirement savings provisions in HR 5297), HR 6099 and S 3760 (the Automatic IRA Act), fee disclosure in 401(k) plans (including HR 2989 and HR 2779, as well as the fee disclosure provisions included in HR 4213), investment advice for 401(k) plans (including HR 1988), lifetime income options for retirees (including S 2832 and Labor Department RIN 1210-AB33).
Lifetime Income Disclosure Act
Client: CHARLES SCHWAB CORPORATION · Firm: THE CHARLES SCHWAB CORPORATION
Legislation and regulatory proposals related to target-date funds, retirement savings, fee disclosure in 401(k) plans (including HR 2989 and HR 2779, as well as the fee disclosure provisions included in HR 4213), investment advice for 401(k) plans (including HR 1988), and legislation related to lifetime income options for retirees, including S 2832.
A bill to amend title XVIII of the Social Security Act to provide for the update under the Medicare physician fee schedule for years beginning with 2010 and to sunset the application of the sustainable growth rate formula, and for other purposes.
Client: CHARLES SCHWAB CORPORATION · Firm: THE CHARLES SCHWAB CORPORATION
Legislation related to a securities transaction tax, including HR 1068, HR 4191 and S 2997; bills related to the extension of expired and expiring tax provisions, including HR 4213 (Tax Extenders Act); bills related to the estate tax, including HR 436 and HR 4154; and legislation related to new taxes on unearned income, inclduing HR 4872 (Health Care and Education Reconciliation Act).
A bill to amend title XVIII of the Social Security Act to provide for the update under the Medicare physician fee schedule for years beginning with 2010 and to sunset the application of the sustainable growth rate formula, and for other purposes.
Client: CHARLES SCHWAB CORPORATION · Firm: THE CHARLES SCHWAB CORPORATION
Legislation related to a securities transaction tax, including HR 1068, HR 4191, and S 2997; bills related to the extension of expired tax provisions, including HR 4213; proposals related to the imposition of a bank tax; and proposals related to extension of the expiring Bush tax cuts, with a specific focus on the estate tax and the capital gains/dividend tax rate.
Protecting Cyberspace as a National Asset Act of 2010
Client: CHARLES SCHWAB CORPORATION · Firm: THE CHARLES SCHWAB CORPORATION
Legislation related to cybersecurity, including S. 3480 and S. 773; draft legislation related to online privacy (including the yet-to-be-introduced "Boucher Bill"); HR 2221, Data Accountability and Trust Act.
Protecting Cyberspace as a National Asset Act of 2010
Client: CHARLES SCHWAB CORPORATION · Firm: THE CHARLES SCHWAB CORPORATION
Legislation related to cybersecurity, including S. 3480 and S. 773; draft legislation related to online privacy (including the yet-to-be-introduced Boucher Bill).
Protecting Cyberspace as a National Asset Act of 2010
Client: CHARLES SCHWAB CORPORATION · Firm: THE CHARLES SCHWAB CORPORATION
Legislation related to cybersecurity, including S. 3480 and S. 773; legislation and propsed legislation related to online privacy including HR 5777, the Best Practices Act, and the draft "Boucher Bill"; HR 2221, Data Accountability and Trust Act.
Automatic IRA Act of 2010
Client: CHARLES SCHWAB CORPORATION · Firm: THE CHARLES SCHWAB CORPORATION
Legislation and regulatory proposals related to target-date funds, retirement savings (including the retirement savings provisions in HR 5297, and HR 6099 and S 3760, the Automatic IRA Act), fee disclosure in 401(k) plans (including HR 2989 and HR 2779, as well as the fee disclosure provisions included in HR 4213), investment advice for 401(k) plans (including HR 1988), and lifetime income options for retirees (including S 2832 and Labor Department RIN 1210-AB33).
Automatic IRA Act of 2010
Client: CHARLES SCHWAB CORPORATION · Firm: THE CHARLES SCHWAB CORPORATION
Legislation and regulatory proposals related to target-date funds, retirement savings (including the retirement savings provisions in HR 5297), HR 6099 and S 3760 (the Automatic IRA Act), fee disclosure in 401(k) plans (including HR 2989 and HR 2779, as well as the fee disclosure provisions included in HR 4213), investment advice for 401(k) plans (including HR 1988), lifetime income options for retirees (including S 2832 and Labor Department RIN 1210-AB33).
Job Creation and Tax Cuts Act of 2010
Client: CHARLES SCHWAB CORPORATION · Firm: THE CHARLES SCHWAB CORPORATION
Bills related to extension of the expiring Bush tax cuts (including S 3793, the Job Creation and Tax Cuts Act of 2010, and HR 4853, the Tax Relief, Unemployment Insurance Reauthorization and Job Creation Act of 2010); bills related to the extension of expired tax provisions, including HR 4213; and proposals related to the imposition of a "bank tax."
Job Creation and Tax Cuts Act of 2010
Client: CHARLES SCHWAB CORPORATION · Firm: THE CHARLES SCHWAB CORPORATION
Bills related to the extension of expired tax provisions, including HR 4213; proposals related to the imposition of a "bank tax"; and proposals related to extension of the expiring Bush tax cuts (including S 3793, the Job Creation and Tax Cuts Act of 2010).
Defined Contribution Fee Disclosure Act of 2009
Client: CHARLES SCHWAB CORPORATION · Firm: THE CHARLES SCHWAB CORPORATION
Legislation related to retirement security, including S 401 (Defined Contribution Plan Fee Disclosure Act), HR 1961 (Savings for American Families' Future Act), HR 1988 (Conflicted Investment Advice Prohibition Act), HR 1984/HR 2989 (401(k) Fair Disclosure for Retirement Security Act), HR 2779 (Defined Contribution Plan Fee Transparency Act) and HR 4126 (Retirement Fairness Act).
A bill to require the Securities and Exchange Commission to reinstate the uptick rule and effectively regulate abusive short selling activities.
Client: CHARLES SCHWAB CORPORATION · Firm: THE CHARLES SCHWAB CORPORATION
Legislation related to financial regulatory overhaul, including HR 4173 (Dodd-Frank Act), S. 3217 (Restoring American Financial Stability Act), with a particular focus on provisions related to investor protection, consumer protection, systemic risk, resolution authority, stable-value funds, and bank regulation. Legislation (including HR 302 and S 605) and regulation related to short-selling. Regulatory proposals related to money-market mutual fund reforms, target-date funds, market structure, and other securities issues.
A bill to require the Securities and Exchange Commission to reinstate the uptick rule and effectively regulate abusive short selling activities.
Client: CHARLES SCHWAB CORPORATION · Firm: THE CHARLES SCHWAB CORPORATION
Legislation related to the financial regulatory overhaul, including HR 4173 (Wall Street Reform and Consumer Protection Act) and discussion drafts of the Restoring American Financial Stability Act. Legislation affecting the capital markets, including HR 302 and S 605, bills related to short selling; S 1074, the Shareholder's Bill of Rights; HR 2622, the Compliance Examinations and Inspections Act. Bills related to financial literacy, including S 638, S 1339, HR 1325 and HR 3037. Regulatory proposals related to cost-basis rules, money-market mutual fund reforms, and other securities issues.
Financial and Economic Literacy Improvement Act of 2009
Client: CHARLES SCHWAB CORPORATION · Firm: THE CHARLES SCHWAB CORPORATION
Legislation related to the financial regulatory overhaul, including HR 4173 (Wall Street Reform and Consumer Protection Act) and discussion drafts of the Restoring American Financial Stability Act. Legislation affecting the capital markets, including HR 302 and S 605, bills related to short selling; S 1074, the Shareholder's Bill of Rights; HR 2622, the Compliance Examinations and Inspections Act. Bills related to financial literacy, including S 638, S 1339, HR 1325 and HR 3037. Regulatory proposals related to cost-basis rules, money-market mutual fund reforms, and other securities issues.
Cybersecurity Act of 2010
Client: CHARLES SCHWAB CORPORATION · Firm: THE CHARLES SCHWAB CORPORATION
Legislation related to cybersecurity, including S. 3480 and S. 773; legislation and propsed legislation related to online privacy including HR 5777, the Best Practices Act, and the draft "Boucher Bill"; HR 2221, Data Accountability and Trust Act.
Cybersecurity Act of 2010
Client: CHARLES SCHWAB CORPORATION · Firm: THE CHARLES SCHWAB CORPORATION
Legislation related to cybersecurity, including S. 3480 and S. 773; draft legislation related to online privacy (including the yet-to-be-introduced Boucher Bill).
Cybersecurity Act of 2010
Client: CHARLES SCHWAB CORPORATION · Firm: THE CHARLES SCHWAB CORPORATION
Legislation related to cybersecurity, including S. 3480 and S. 773; draft legislation related to online privacy (including the yet-to-be-introduced "Boucher Bill"); HR 2221, Data Accountability and Trust Act.
Cybersecurity Act of 2010
Client: CHARLES SCHWAB CORPORATION · Firm: THE CHARLES SCHWAB CORPORATION
S 773, the Cybersecurity Act; bills related to data protection and privacy, including S 139, Data Breach Notification Act; S 141, Protecting the Privacy of Social Security Numbers Act; S 1490, Personal Data Privacy and Security Act; HR 2221, DATA Act.
Overseas Voting Education and Reform, Safeguarding Every American's Vote Act
Client: CHARLES SCHWAB CORPORATION · Firm: THE CHARLES SCHWAB CORPORATION
Legislation related to financial regulatory overhaul, including HR 4173 (Dodd-Frank Act), S. 3217 (Restoring American Financial Stability Act), with a particular focus on provisions related to investor protection, consumer protection, systemic risk, resolution authority, stable-value funds, and bank regulation. Legislation (including HR 302 and S 605) and regulation related to short-selling. Regulatory proposals related to money-market mutual fund reforms, target-date funds, market structure, and other securities issues.
Overseas Voting Education and Reform, Safeguarding Every American's Vote Act
Client: CHARLES SCHWAB CORPORATION · Firm: THE CHARLES SCHWAB CORPORATION
Legislation related to financial regulatory overhaul, incl. HR 4173 (Dodd-Frank Act), S. 3217 (Restoring American Financial Stability Act), with a particular focus on provisions related to investor protection, consumer protection, systemic risk, resolution authority, stable-value funds, and bank reg. Regulatory proposals related to money-market mutual fund reforms, mutual funds fees, target-date funds, market structure, proxy access, municipal securities, implementation of the Dodd-Frank Act, and other SEC issues.
Overseas Voting Education and Reform, Safeguarding Every American's Vote Act
Client: CHARLES SCHWAB CORPORATION · Firm: THE CHARLES SCHWAB CORPORATION
Legislation related to the financial regulatory overhaul, including HR 4173 (Wall Street Reform and Consumer Protection Act) and discussion drafts of the Restoring American Financial Stability Act. Legislation affecting the capital markets, including HR 302 and S 605, bills related to short selling; S 1074, the Shareholder's Bill of Rights; HR 2622, the Compliance Examinations and Inspections Act. Bills related to financial literacy, including S 638, S 1339, HR 1325 and HR 3037. Regulatory proposals related to cost-basis rules, money-market mutual fund reforms, and other securities issues.
To amend the Small Business Act to provide for an increase in the amount of awards under the first and second phases of the Small Business Innovation Research program.
Client: CHARLES SCHWAB CORPORATION · Firm: THE CHARLES SCHWAB CORPORATION
Legislation and regulatory proposals related to target-date funds, retirement savings, fee disclosure in 401(k) plans (including HR 2989 and HR 2779, as well as the fee disclosure provisions included in HR 4213), investment advice for 401(k) plans (including HR 1988), and legislation related to lifetime income options for retirees, including S 2832.
To amend the Small Business Act to provide for an increase in the amount of awards under the first and second phases of the Small Business Innovation Research program.
Client: CHARLES SCHWAB CORPORATION · Firm: THE CHARLES SCHWAB CORPORATION
Legislation related to a securities transaction tax, including HR 1068, HR 4191, and S 2997; bills related to the extension of expired tax provisions, including HR 4213; proposals related to the imposition of a bank tax; and proposals related to extension of the expiring Bush tax cuts, with a specific focus on the estate tax and the capital gains/dividend tax rate.
To amend the Small Business Act to provide for an increase in the amount of awards under the first and second phases of the Small Business Innovation Research program.
Client: CHARLES SCHWAB CORPORATION · Firm: THE CHARLES SCHWAB CORPORATION
Legislation and regulatory proposals related to target-date funds, retirement savings (including the retirement savings provisions in HR 5297, and HR 6099 and S 3760, the Automatic IRA Act), fee disclosure in 401(k) plans (including HR 2989 and HR 2779, as well as the fee disclosure provisions included in HR 4213), investment advice for 401(k) plans (including HR 1988), and lifetime income options for retirees (including S 2832 and Labor Department RIN 1210-AB33).
To amend the Small Business Act to provide for an increase in the amount of awards under the first and second phases of the Small Business Innovation Research program.
Client: CHARLES SCHWAB CORPORATION · Firm: THE CHARLES SCHWAB CORPORATION
Legislation related to a securities transaction tax, including HR 1068, HR 4191 and S 2997; bills related to the extension of expired and expiring tax provisions, including HR 4213 (Tax Extenders Act); bills related to the estate tax, including HR 436 and HR 4154; and legislation related to new taxes on unearned income, inclduing HR 4872 (Health Care and Education Reconciliation Act).
To amend the Small Business Act to provide for an increase in the amount of awards under the first and second phases of the Small Business Innovation Research program.
Client: CHARLES SCHWAB CORPORATION · Firm: THE CHARLES SCHWAB CORPORATION
Bills related to extension of the expiring Bush tax cuts (including S 3793, the Job Creation and Tax Cuts Act of 2010, and HR 4853, the Tax Relief, Unemployment Insurance Reauthorization and Job Creation Act of 2010); bills related to the extension of expired tax provisions, including HR 4213; and proposals related to the imposition of a "bank tax."
To amend the Small Business Act to provide for an increase in the amount of awards under the first and second phases of the Small Business Innovation Research program.
Client: CHARLES SCHWAB CORPORATION · Firm: THE CHARLES SCHWAB CORPORATION
Legislation and regulatory proposals related to target-date funds, retirement savings (including the retirement savings provisions in HR 5297), HR 6099 and S 3760 (the Automatic IRA Act), fee disclosure in 401(k) plans (including HR 2989 and HR 2779, as well as the fee disclosure provisions included in HR 4213), investment advice for 401(k) plans (including HR 1988), lifetime income options for retirees (including S 2832 and Labor Department RIN 1210-AB33).
To amend the Small Business Act to provide for an increase in the amount of awards under the first and second phases of the Small Business Innovation Research program.
Client: CHARLES SCHWAB CORPORATION · Firm: THE CHARLES SCHWAB CORPORATION
Bills related to the extension of expired tax provisions, including HR 4213; proposals related to the imposition of a "bank tax"; and proposals related to extension of the expiring Bush tax cuts (including S 3793, the Job Creation and Tax Cuts Act of 2010).
To suspend temporarily the duty on 1-Amino-2,6-dimethylbenzene.
Client: CHARLES SCHWAB CORPORATION · Firm: THE CHARLES SCHWAB CORPORATION
Legislation related to a securities transaction tax, including HR 1068, HR 4191 and S 2997; bills related to the extension of expired and expiring tax provisions, including HR 4213 (Tax Extenders Act); bills related to the estate tax, including HR 436 and HR 4154; and legislation related to new taxes on unearned income, inclduing HR 4872 (Health Care and Education Reconciliation Act).
To suspend temporarily the duty on certain tirebuilding machines used in the manufacture of extra-wide pneumatic truck and automobile tires, and parts and accessories thereof.
Client: CHARLES SCHWAB CORPORATION · Firm: THE CHARLES SCHWAB CORPORATION
Legislation and regulatory proposals related to target-date funds, retirement savings (including the retirement savings provisions in HR 5297, and HR 6099 and S 3760, the Automatic IRA Act), fee disclosure in 401(k) plans (including HR 2989 and HR 2779, as well as the fee disclosure provisions included in HR 4213), investment advice for 401(k) plans (including HR 1988), and lifetime income options for retirees (including S 2832 and Labor Department RIN 1210-AB33).
To suspend temporarily the duty on certain tirebuilding machines used in the manufacture of extra-wide pneumatic truck and automobile tires, and parts and accessories thereof.
Client: CHARLES SCHWAB CORPORATION · Firm: THE CHARLES SCHWAB CORPORATION
Legislation and regulatory proposals related to target-date funds, retirement savings (including the retirement savings provisions in HR 5297), HR 6099 and S 3760 (the Automatic IRA Act), fee disclosure in 401(k) plans (including HR 2989 and HR 2779, as well as the fee disclosure provisions included in HR 4213), investment advice for 401(k) plans (including HR 1988), lifetime income options for retirees (including S 2832 and Labor Department RIN 1210-AB33).
Let Wall Street Pay for Wall Street's Bailout Act of 2009
Client: CHARLES SCHWAB CORPORATION · Firm: THE CHARLES SCHWAB CORPORATION
HR 302, To require the Securities and Exchange Commission to reinstate the uptick rule on short sales of securities. S 605, A bill to require the Securities and Exchange Commission to reinstate the uptick rule and effectively regulate abusive short selling activities. S 638/HR 1645, the Financial and Economic Literacy Improvement Act of 2009 H. Res. 65, Expressing the support of the House of Representatives for efforts to increase financial literacy in the United States. S. 331, Supplemental Anti-Fraud Enforcement for our Markets Act HR 703, To promote bank liquidity and lending through deposit insurance, the HOPE for Homeowners Program, and other enhancements. HR 1068, Let Wall Street Pay for Wall Street's Bailout Act of 2009 HR 2622, Compliance, Examinations, and Inspections Restructuring Act of 2009 S. 1074, Shareholder Bill of Rights Act of 2009 S.664/HR 1754, Financial System Stabilization and Reform Act ofd 2009
Let Wall Street Pay for Wall Street's Bailout Act of 2009
Client: CHARLES SCHWAB CORPORATION · Firm: THE CHARLES SCHWAB CORPORATION
Legislation related to a securites transaction tax, including HR 1068, HR 4191, and S 2997; bills related to the estate tax, including HR 436 and HR 4154; and bills related to extending expiring tax provisions, including HR 4121.
Let Wall Street Pay for Wall Street's Bailout Act of 2009
Client: CHARLES SCHWAB CORPORATION · Firm: THE CHARLES SCHWAB CORPORATION
HR 1068, Let Wall Street Pay for Wall Street's Bailout Act of 2009 HR 1586, To impose an additional tax on bonuses received from certain TARP recipients.
Helping Families Save Their Homes Act of 2009
Client: CHARLES SCHWAB CORPORATION · Firm: THE CHARLES SCHWAB CORPORATION
H.R. 1106 - Helping Families Save Their Houses Act of 2009 H.R. 1726 -- Mortgage Reform and Anti-Predatory Lending Act
To require financial literacy counseling for borrowers, and for other purposes.
Client: CHARLES SCHWAB CORPORATION · Firm: THE CHARLES SCHWAB CORPORATION
Legislation related to the capital markets, including HR 302 and S 605, bills related to short sales of securities; HR 3126, to create a Consumer Financial Protection Agency; S 1074, the Shareholder's Bill of Rights; HR 2622, the Compliance, Examinations and Inspections Act; bills related to financial literacy, including S. 638, S 1339, HR 1325, HR 1645, HR 2012 and HR 3037; and draft legislation related to harmonizing standards of broker-dealers and investment advisers.
To require financial literacy counseling for borrowers, and for other purposes.
Client: CHARLES SCHWAB CORPORATION · Firm: THE CHARLES SCHWAB CORPORATION
Legislation related to the financial regulatory overhaul, including HR 3817 (Investor Protection Act), HR 3996 (Financial Stability Improvement Act), HR 4173 (Wall Street Reform and Consumer Protection Act), HR 3818 (Private Fund Investment Advisers Registration Act), HR 3126 (Consumer Financial Protection Agency Act), and the discussion draft of the Senate bill, the Restoring American Financial Stability Act; other bills affecting the capital markets, including HR 302 and S 605, bills related to the short sales of securities; S. 1074, the Shareholder's Bill of Rights; HR 2622, the Compliance, Examinations and Inspections Act; and bills related to financial literacy, including S. 638, S 1339, HR 1325, HR 1645, HR 2012 and HR 3037.
Financial and Economic Literacy Improvement Act of 2009
Client: CHARLES SCHWAB CORPORATION · Firm: THE CHARLES SCHWAB CORPORATION
HR 302, To require the Securities and Exchange Commission to reinstate the uptick rule on short sales of securities. S 605, A bill to require the Securities and Exchange Commission to reinstate the uptick rule and effectively regulate abusive short selling activities. S 638/HR 1645, the Financial and Economic Literacy Improvement Act of 2009 H. Res. 65, Expressing the support of the House of Representatives for efforts to increase financial literacy in the United States. S. 331, Supplemental Anti-Fraud Enforcement for our Markets Act HR 703, To promote bank liquidity and lending through deposit insurance, the HOPE for Homeowners Program, and other enhancements.
Financial and Economic Literacy Improvement Act of 2009
Client: CHARLES SCHWAB CORPORATION · Firm: THE CHARLES SCHWAB CORPORATION
Legislation related to the capital markets, including HR 302 and S 605, bills related to short sales of securities; HR 3126, to create a Consumer Financial Protection Agency; S 1074, the Shareholder's Bill of Rights; HR 2622, the Compliance, Examinations and Inspections Act; bills related to financial literacy, including S. 638, S 1339, HR 1325, HR 1645, HR 2012 and HR 3037; and draft legislation related to harmonizing standards of broker-dealers and investment advisers.
Financial and Economic Literacy Improvement Act of 2009
Client: CHARLES SCHWAB CORPORATION · Firm: THE CHARLES SCHWAB CORPORATION
Legislation related to the financial regulatory overhaul, including HR 3817 (Investor Protection Act), HR 3996 (Financial Stability Improvement Act), HR 4173 (Wall Street Reform and Consumer Protection Act), HR 3818 (Private Fund Investment Advisers Registration Act), HR 3126 (Consumer Financial Protection Agency Act), and the discussion draft of the Senate bill, the Restoring American Financial Stability Act; other bills affecting the capital markets, including HR 302 and S 605, bills related to the short sales of securities; S. 1074, the Shareholder's Bill of Rights; HR 2622, the Compliance, Examinations and Inspections Act; and bills related to financial literacy, including S. 638, S 1339, HR 1325, HR 1645, HR 2012 and HR 3037.
Financial and Economic Literacy Improvement Act of 2009
Client: CHARLES SCHWAB CORPORATION · Firm: THE CHARLES SCHWAB CORPORATION
HR 302, To require the Securities and Exchange Commission to reinstate the uptick rule on short sales of securities. S 605, A bill to require the Securities and Exchange Commission to reinstate the uptick rule and effectively regulate abusive short selling activities. S 638/HR 1645, the Financial and Economic Literacy Improvement Act of 2009 H. Res. 65, Expressing the support of the House of Representatives for efforts to increase financial literacy in the United States. S. 331, Supplemental Anti-Fraud Enforcement for our Markets Act HR 703, To promote bank liquidity and lending through deposit insurance, the HOPE for Homeowners Program, and other enhancements. HR 1068, Let Wall Street Pay for Wall Street's Bailout Act of 2009 HR 2622, Compliance, Examinations, and Inspections Restructuring Act of 2009 S. 1074, Shareholder Bill of Rights Act of 2009 S.664/HR 1754, Financial System Stabilization and Reform Act ofd 2009
Border Security Search Accountability Act of 2009
Client: CHARLES SCHWAB CORPORATION · Firm: THE CHARLES SCHWAB CORPORATION
H.R. 1106 - Helping Families Save Their Houses Act of 2009 H.R. 1726 -- Mortgage Reform and Anti-Predatory Lending Act
Financial System Stabilization and Reform Act of 2009
Client: CHARLES SCHWAB CORPORATION · Firm: THE CHARLES SCHWAB CORPORATION
HR 302, To require the Securities and Exchange Commission to reinstate the uptick rule on short sales of securities. S 605, A bill to require the Securities and Exchange Commission to reinstate the uptick rule and effectively regulate abusive short selling activities. S 638/HR 1645, the Financial and Economic Literacy Improvement Act of 2009 H. Res. 65, Expressing the support of the House of Representatives for efforts to increase financial literacy in the United States. S. 331, Supplemental Anti-Fraud Enforcement for our Markets Act HR 703, To promote bank liquidity and lending through deposit insurance, the HOPE for Homeowners Program, and other enhancements. HR 1068, Let Wall Street Pay for Wall Street's Bailout Act of 2009 HR 2622, Compliance, Examinations, and Inspections Restructuring Act of 2009 S. 1074, Shareholder Bill of Rights Act of 2009 S.664/HR 1754, Financial System Stabilization and Reform Act ofd 2009
Savings for American Families' Future Act of 2009
Client: CHARLES SCHWAB CORPORATION · Firm: THE CHARLES SCHWAB CORPORATION
S. 401 - The Defined Contribution Plan Fee Disclosure Act H.R. 1961 - Savings for American Families' Future Act of 2009 H.R. 1988 - Conflicted Investment Advice Prohibition Act of 2009 H.R. 1984 - 401(k) Fair Disclosure for Retirement Security Act of 2009 H.R. 2989 - 401(k) Fair Disclosure and Pension Security Act of 2009
Savings for American Families' Future Act of 2009
Client: CHARLES SCHWAB CORPORATION · Firm: THE CHARLES SCHWAB CORPORATION
Legislation related to retirement security, including S 401 (Defined Contribution Plan Fee Disclosure Act); HR 1961 (Savings for American Families' Future Act); HR 1988 (Conflicted Investment Advice Prohibition Act); HR 1984/HR 2989 (401k Fair Disclosure for Retirement Security Act); and HR 2779 (Defined Contribution Plan Fee Transparency Act).
Savings for American Families' Future Act of 2009
Client: CHARLES SCHWAB CORPORATION · Firm: THE CHARLES SCHWAB CORPORATION
S. 401 - The Defined Contribution Plan Fee Disclosure Act H.R. 1961 - Savings for American Families' Future Act of 2009
Savings for American Families' Future Act of 2009
Client: CHARLES SCHWAB CORPORATION · Firm: THE CHARLES SCHWAB CORPORATION
Legislation related to retirement security, including S 401 (Defined Contribution Plan Fee Disclosure Act), HR 1961 (Savings for American Families' Future Act), HR 1988 (Conflicted Investment Advice Prohibition Act), HR 1984/HR 2989 (401(k) Fair Disclosure for Retirement Security Act), HR 2779 (Defined Contribution Plan Fee Transparency Act) and HR 4126 (Retirement Fairness Act).
401(k) Fair Disclosure for Retirement Security Act of 2009
Client: CHARLES SCHWAB CORPORATION · Firm: THE CHARLES SCHWAB CORPORATION
S. 401 - The Defined Contribution Plan Fee Disclosure Act H.R. 1961 - Savings for American Families' Future Act of 2009 H.R. 1988 - Conflicted Investment Advice Prohibition Act of 2009 H.R. 1984 - 401(k) Fair Disclosure for Retirement Security Act of 2009 H.R. 2989 - 401(k) Fair Disclosure and Pension Security Act of 2009
401(k) Fair Disclosure for Retirement Security Act of 2009
Client: CHARLES SCHWAB CORPORATION · Firm: THE CHARLES SCHWAB CORPORATION
Legislation related to retirement security, including S 401 (Defined Contribution Plan Fee Disclosure Act), HR 1961 (Savings for American Families' Future Act), HR 1988 (Conflicted Investment Advice Prohibition Act), HR 1984/HR 2989 (401(k) Fair Disclosure for Retirement Security Act), HR 2779 (Defined Contribution Plan Fee Transparency Act) and HR 4126 (Retirement Fairness Act).
401(k) Fair Disclosure for Retirement Security Act of 2009
Client: CHARLES SCHWAB CORPORATION · Firm: THE CHARLES SCHWAB CORPORATION
Legislation related to retirement security, including S 401 (Defined Contribution Plan Fee Disclosure Act); HR 1961 (Savings for American Families' Future Act); HR 1988 (Conflicted Investment Advice Prohibition Act); HR 1984/HR 2989 (401k Fair Disclosure for Retirement Security Act); and HR 2779 (Defined Contribution Plan Fee Transparency Act).
Conflicted Investment Advice Prohibition Act of 2009
Client: CHARLES SCHWAB CORPORATION · Firm: THE CHARLES SCHWAB CORPORATION
S. 401 - The Defined Contribution Plan Fee Disclosure Act H.R. 1961 - Savings for American Families' Future Act of 2009 H.R. 1988 - Conflicted Investment Advice Prohibition Act of 2009 H.R. 1984 - 401(k) Fair Disclosure for Retirement Security Act of 2009 H.R. 2989 - 401(k) Fair Disclosure and Pension Security Act of 2009
Conflicted Investment Advice Prohibition Act of 2009
Client: CHARLES SCHWAB CORPORATION · Firm: THE CHARLES SCHWAB CORPORATION
Legislation related to retirement security, including S 401 (Defined Contribution Plan Fee Disclosure Act), HR 1961 (Savings for American Families' Future Act), HR 1988 (Conflicted Investment Advice Prohibition Act), HR 1984/HR 2989 (401(k) Fair Disclosure for Retirement Security Act), HR 2779 (Defined Contribution Plan Fee Transparency Act) and HR 4126 (Retirement Fairness Act).
Conflicted Investment Advice Prohibition Act of 2009
Client: CHARLES SCHWAB CORPORATION · Firm: THE CHARLES SCHWAB CORPORATION
Legislation related to retirement security, including S 401 (Defined Contribution Plan Fee Disclosure Act); HR 1961 (Savings for American Families' Future Act); HR 1988 (Conflicted Investment Advice Prohibition Act); HR 1984/HR 2989 (401k Fair Disclosure for Retirement Security Act); and HR 2779 (Defined Contribution Plan Fee Transparency Act).
Legislation related to cybersecutity, including S. 413 and HR 174; draft legislation related to online privacy, including S 799, the Commercial Privacy Bill of Rights Act; HR 1528, the Consumer Privacy Protection Act; S 913, the Do-Not-Track Online Act: HR 1895, the Do Not Track Kids Act; and the draft "Bono Mack" data breach/privacy legislation.
Legislation and regulatory proposals related to target-date funds; retirement savings (including S 557, the Public Good IRA Rollover Act, and S 267/HR 677, the Lifetime Income Disclosure Act); the Department of Labor's Request for Information Regarding Electronic Disclosure by Employee Benefit Plans (RIN 1210 - AB50); and the Department of Labor's proposed definition of "fiduciary" (RIN 1210-AB32).
Filing targets: Commerce, Dept of (DOC), Federal Deposit Insurance Corporation (FDIC), Federal Reserve System, Federal Trade Commission (FTC), HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
CHARLES SCHWAB CORPORATION via THE CHARLES SCHWAB CORPORATION
2011 · first_quarter · Q1
Legislation related to cybersecurity, including S. 413 and HR 174; draft legislation related to online privacy, including the draft "Kerry-McCain" bill.
Legislation and regulatory proposals related to target-date funds; retirement savings (including S 557, the Public Good IRA rollover Act, and S 267/HR 677, the Lifetime Income Disclosure Act); and the impact of the Department of Labor's proposed definition of "fiduciary" (RIN 1210-AB32) on individual retirement accounts.
Legislation related to interchange fees, including S 575, the Debit Interchange Fee Study Act. HR 1121, the Responsible Consumer Financial Protection Regulations Act. Regulatory proposals related to implementation of the Dodd-Frank Wall Street Reform and Consumer Protection Act, including proposals related to investor protection; harmonizing broker-dealers and investment advisers under similar standards of care; consumer protection; systemic risk; orderly liquidation authority; deposit insurance fees; data collection; corporate governance; and bank regulation. Other regulatory proposals related to money-market mutual fund reforms, the Labor Department's proposal to modify the definition of "fiduciary," and other securities issues.
Issues related to comprehensive tax reform and corporate tax reform.
Filing targets: Commerce, Dept of (DOC), Federal Deposit Insurance Corporation (FDIC), Federal Reserve System, Federal Trade Commission (FTC), HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
CHARLES SCHWAB CORPORATION via THE CHARLES SCHWAB CORPORATION
2010 · fourth_quarter · Q4
Bills related to extension of the expiring Bush tax cuts (including S 3793, the Job Creation and Tax Cuts Act of 2010, and HR 4853, the Tax Relief, Unemployment Insurance Reauthorization and Job Creation Act of 2010); bills related to the extension of expired tax provisions, including HR 4213; and proposals related to the imposition of a "bank tax."
Regulatory proposals related to implementation of the Dodd-Frank Wall Street Reform and Consumer Protection Act, including proposals related to investor protection, harmonizing broker-dealer and investment advisers under similar standards of care, consumer protection, systemic risk, resolution authority, and bank regulation. Other regulatory proposals related to money-market mutual fund reforms, mutual funds fees, target-date funds, the Labor Dept's proposal to modify the definition of "fiduciary," Market sturcture, municipal securities, and other securities issues.
Legislation and regulatory proposals related to target-date funds, retirement savings (including the retirement savings provisions in HR 5297, and HR 6099 and S 3760, the Automatic IRA Act), fee disclosure in 401(k) plans (including HR 2989 and HR 2779, as well as the fee disclosure provisions included in HR 4213), investment advice for 401(k) plans (including HR 1988), and lifetime income options for retirees (including S 2832 and Labor Department RIN 1210-AB33).
Legislation related to cybersecurity, including S. 3480 and S. 773; legislation and propsed legislation related to online privacy including HR 5777, the Best Practices Act, and the draft "Boucher Bill"; HR 2221, Data Accountability and Trust Act.
Filing targets: Commerce, Dept of (DOC), Federal Deposit Insurance Corporation (FDIC), Federal Reserve System, Federal Trade Commission (FTC), HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
CHARLES SCHWAB CORPORATION via THE CHARLES SCHWAB CORPORATION
2010 · third_quarter · Q3
Legislation and regulatory proposals related to target-date funds, retirement savings (including the retirement savings provisions in HR 5297), HR 6099 and S 3760 (the Automatic IRA Act), fee disclosure in 401(k) plans (including HR 2989 and HR 2779, as well as the fee disclosure provisions included in HR 4213), investment advice for 401(k) plans (including HR 1988), lifetime income options for retirees (including S 2832 and Labor Department RIN 1210-AB33).
Legislation related to cybersecurity, including S. 3480 and S. 773; draft legislation related to online privacy (including the yet-to-be-introduced "Boucher Bill"); HR 2221, Data Accountability and Trust Act.
Legislation related to financial regulatory overhaul, incl. HR 4173 (Dodd-Frank Act), S. 3217 (Restoring American Financial Stability Act), with a particular focus on provisions related to investor protection, consumer protection, systemic risk, resolution authority, stable-value funds, and bank reg. Regulatory proposals related to money-market mutual fund reforms, mutual funds fees, target-date funds, market structure, proxy access, municipal securities, implementation of the Dodd-Frank Act, and other SEC issues.
Bills related to the extension of expired tax provisions, including HR 4213; proposals related to the imposition of a "bank tax"; and proposals related to extension of the expiring Bush tax cuts (including S 3793, the Job Creation and Tax Cuts Act of 2010).
FCC regulatory proposal related to autodialing (Rules and Regulations Implementing the Telephone Consumer Protection Act, CG Docket No. 02-278)
Filing targets: Commerce, Dept of (DOC), Commodity Futures Trading Commission (CFTC), Federal Communications Commission (FCC), Federal Deposit Insurance Corporation (FDIC), Federal Trade Commission (FTC), HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
CHARLES SCHWAB CORPORATION via THE CHARLES SCHWAB CORPORATION
2010 · second_quarter · Q2
Legislation related to a securities transaction tax, including HR 1068, HR 4191, and S 2997; bills related to the extension of expired tax provisions, including HR 4213; proposals related to the imposition of a bank tax; and proposals related to extension of the expiring Bush tax cuts, with a specific focus on the estate tax and the capital gains/dividend tax rate.
Legislation and regulatory proposals related to target-date funds, retirement savings, fee disclosure in 401(k) plans (including HR 2989 and HR 2779, as well as the fee disclosure provisions included in HR 4213), investment advice for 401(k) plans (including HR 1988), and legislation related to lifetime income options for retirees, including S 2832.
Legislation related to financial regulatory overhaul, including HR 4173 (Dodd-Frank Act), S. 3217 (Restoring American Financial Stability Act), with a particular focus on provisions related to investor protection, consumer protection, systemic risk, resolution authority, stable-value funds, and bank regulation. Legislation (including HR 302 and S 605) and regulation related to short-selling. Regulatory proposals related to money-market mutual fund reforms, target-date funds, market structure, and other securities issues.
Legislation related to cybersecurity, including S. 3480 and S. 773; draft legislation related to online privacy (including the yet-to-be-introduced Boucher Bill).
FCC regulatory proposal related to autodialing (Rules and Regulations Implementing the Telephone Consumer Protection Act, CG Docket No. 02-278)
Filing targets: Commerce, Dept of (DOC), Federal Communications Commission (FCC), Federal Trade Commission (FTC), HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
CHARLES SCHWAB CORPORATION via THE CHARLES SCHWAB CORPORATION
2010 · first_quarter · Q1
S 773, the Cybersecurity Act; bills related to data protection and privacy, including S 139, Data Breach Notification Act; S 141, Protecting the Privacy of Social Security Numbers Act; S 1490, Personal Data Privacy and Security Act; HR 2221, DATA Act.
Legislation related to a securities transaction tax, including HR 1068, HR 4191 and S 2997; bills related to the extension of expired and expiring tax provisions, including HR 4213 (Tax Extenders Act); bills related to the estate tax, including HR 436 and HR 4154; and legislation related to new taxes on unearned income, inclduing HR 4872 (Health Care and Education Reconciliation Act).
CHARLES SCHWAB CORPORATION via THE CHARLES SCHWAB CORPORATION
2009 · fourth_quarter · Q4
Legislation related to retirement security, including S 401 (Defined Contribution Plan Fee Disclosure Act), HR 1961 (Savings for American Families' Future Act), HR 1988 (Conflicted Investment Advice Prohibition Act), HR 1984/HR 2989 (401(k) Fair Disclosure for Retirement Security Act), HR 2779 (Defined Contribution Plan Fee Transparency Act) and HR 4126 (Retirement Fairness Act).
Bills related to data protection and privacy, including S. 139, Data Breach Notification Act; S. 141, Protecting the Privacy of Social Security Numbers Act; S. 1490, Personal Data Privacy and Security Act; HR 2221, DATA Act, and S. 773, the Cybersecurity Act.
CHARLES SCHWAB CORPORATION via THE CHARLES SCHWAB CORPORATION
2009 · third_quarter · Q3
Legislation related to data security and identity theft, including S 139 (Data Breach Notification Act); S 141 (Protecting the Privacy of Social Security Numbers Act); S 773 (Cybersecurity Act); and HR 2221 (DATA Act).
Legislation related to the capital markets, including HR 302 and S 605, bills related to short sales of securities; HR 3126, to create a Consumer Financial Protection Agency; S 1074, the Shareholder's Bill of Rights; HR 2622, the Compliance, Examinations and Inspections Act; bills related to financial literacy, including S. 638, S 1339, HR 1325, HR 1645, HR 2012 and HR 3037; and draft legislation related to harmonizing standards of broker-dealers and investment advisers.
CHARLES SCHWAB CORPORATION via THE CHARLES SCHWAB CORPORATION
2009 · second_quarter · Q2
HR 302, To require the Securities and Exchange Commission to reinstate the uptick rule on short sales of securities. S 605, A bill to require the Securities and Exchange Commission to reinstate the uptick rule and effectively regulate abusive short selling activities. S 638/HR 1645, the Financial and Economic Literacy Improvement Act of 2009 H. Res. 65, Expressing the support of the House of Representatives for efforts to increase financial literacy in the United States. S. 331, Supplemental Anti-Fraud Enforcement for our Markets Act HR 703, To promote bank liquidity and lending through deposit insurance, the HOPE for Homeowners Program, and other enhancements. HR 1068, Let Wall Street Pay for Wall Street's Bailout Act of 2009 HR 2622, Compliance, Examinations, and Inspections Restructuring Act of 2009 S. 1074, Shareholder Bill of Rights Act of 2009 S.664/HR 1754, Financial System Stabilization and Reform Act ofd 2009
S. 401 - The Defined Contribution Plan Fee Disclosure Act H.R. 1961 - Savings for American Families' Future Act of 2009 H.R. 1988 - Conflicted Investment Advice Prohibition Act of 2009 H.R. 1984 - 401(k) Fair Disclosure for Retirement Security Act of 2009 H.R. 2989 - 401(k) Fair Disclosure and Pension Security Act of 2009
CHARLES SCHWAB CORPORATION via THE CHARLES SCHWAB CORPORATION
2009 · first_quarter · Q1
H.R. 1106 - Helping Families Save Their Houses Act of 2009 H.R. 1726 -- Mortgage Reform and Anti-Predatory Lending Act
S. 401 - The Defined Contribution Plan Fee Disclosure Act H.R. 1961 - Savings for American Families' Future Act of 2009
HR 1068, Let Wall Street Pay for Wall Street's Bailout Act of 2009 HR 1586, To impose an additional tax on bonuses received from certain TARP recipients.
CHARLES SCHWAB CORPORATION via THE CHARLES SCHWAB CORPORATION
2008 · fourth_quarter · Q4
H.R. 1424 -- Emergency Economic Stabilization Act
H.R. 7327 -- Worker, Retiree and Employer Recovery Act H.R. 3185 -- Fair Disclosure for Retirement Security Act S. 2473 -- Defined Contribution Fee Disclosure Act H.R. 3765 -- Defined Contribution Plan Fee Transparency Act S. 1141/H.R. 2167 -- Automatic IRA Act H.R. 5160 -- The Small Business Add Value for Employees Act
H.R. 7201 -- Energy Improvement and Extension Act H.R. 7202 -- Temporary Tax Relief Act H.R. 7060 -- Renewable Energy and Job Creation Act
CHARLES SCHWAB CORPORATION via THE CHARLES SCHWAB CORPORATION
2008 · third_quarter · Q3
H.R. 1525, the Internet Spyware Prevention Act. H.R. 964, the Securely Protect Yourself Against Cyber Trespass Act H.R. 1685/S. 1260, the Data Security Act S. 1202, the Personal Data Protection Act S. 495, the Personal Data Privacy and Security Act S. 239, the Notification of Risk to Personal Data Act S. 1178, the Identity Tehft Protection Act S. 806, Consumer ID Protection and Security Act S. 1625, the Counter Spy Act H.R. 3046, the Social Security Number Privacy and Identity Theft Prevention Act H.R. 948, the Social Security Number Protection Act. H.R. 1967, Financial Privacy Notice Relief Act H.R. 958, the Data Accountability and Trust Act H.R. 3010/S. 1782, the Fair Arbitration Act S. 2168, the Identity Theft Enforcement and Restitution Act H.R. 4175, the Privacy and Cybercrome Enforcement Act. H.R. 5244, the Credit Cardholders Bill of Rights Act
H.R. 1424/H.R. 3997 -- Emergency Ecomomic Stablization Act
CHARLES SCHWAB CORPORATION via THE CHARLES SCHWAB CORPORATION
2008 · second_quarter · Q2
H.R. 878/ S. 601 Simplification through Additional Tax Reporting Tax (START) Act H.R.6513 To amend the Federal securities laws to enhance the effectiveness of the Securities and Exchange Commission's enforcement, corporation finance, trading and markets, investment management, and examination programs, and for other purposes.
H.R 2312/ S.502 to repeal the sunset date on the current tax rates for capital gains and dividends. H.R. 4351 The AMT Relief Act H.R. 3996 Temporary Tax Relief Act of 2007 H.R. 3056 Tax Collection Responsibility Act of 2007
CHARLES SCHWAB CORPORATION via THE CHARLES SCHWAB CORPORATION
2008 · first_quarter · Q1
H.R 2312/ S.502 to repeal the sunset date on the current tax rates for capital gains and dividends. H.R. 4351 The AMT Relief Act H.R. 3996 Temporary Tax Relief Act of 2007 H.R. 3056 Tax Collection Responsibility Act of 2007
H.R. 3185 Fair Disclosure for Retirement Security Act S. 2473 Defined Contribution Fee Disclosure Act of 2007 H.R. 3765 The Defined Contribution Plan Fee Transparency Act S 819/HR 1419 The Public Good IRA Rollover Act S. 1141 Automatic IRA Act of 2007 S. 1288 Women's Retirement Security Act of 2007
H.R. 878/ S. 601 Simplification through Additional Tax Reporting Tax (START) Act
CHARLES SCHWAB CORPORATION via THE CHARLES SCHWAB CORPORATION
2007 · year_end · YY
H.R 2312/ S.502 to repeal the sunset date on the current tax rates for capital gains and dividends. H.R. 4351 The AMT Relief Act H.R. 3996 Temporary Tax Relief Act of 2007 H.R. 3056 Tax Collection Responsibility Act of 2007
H.R. 3185 Fair Disclosure for Retirement Security Act S. 2473 Defined Contribution Fee Disclosure Act of 2007 H.R. 3765 The Defined Contribution Plan Fee Transparency Act S 819/HR 1419 The Public Good IRA Rollover Act
H.R. 1525 Internet Spyware (I-SPY) Prevention Act of 2007 H.R. 964 Securely Protect Yourself against Cyber Trespass H.R. 1685/ S. 1260 Data Security Act of 2007 S. 1202 Personal Data Protection Act of 2007
CHARLES SCHWAB CORPORATION via THE CHARLES SCHWAB CORPORATION
2007 · mid_year · MM
Filing targets: Commerce, Dept of (DOC), Federal Trade Commission (FTC), HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), SENATE, Treasury, Dept of, White House Office
CHARLES SCHWAB CORPORATION via THE CHARLES SCHWAB CORPORATION
2006 · mid_year · MM
Filing targets: Commerce, Dept of (DOC), Federal Trade Commission (FTC), HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), SENATE, Treasury, Dept of, White House Office
CHARLES SCHWAB CORPORATION via THE CHARLES SCHWAB CORPORATION
2005 · year_end · YY
Filing targets: Commerce, Dept of (DOC), Federal Trade Commission (FTC), HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), SENATE, Treasury, Dept of, White House Office
CHARLES SCHWAB CORPORATION via THE CHARLES SCHWAB CORPORATION
2005 · mid_year · MM
Filing targets: Commerce, Dept of (DOC), Federal Trade Commission (FTC), HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), SENATE, Treasury, Dept of, White House Office
CHARLES SCHWAB CORPORATION via THE CHARLES SCHWAB CORPORATION
2004 · year_end · YY
Filing targets: Federal Trade Commission (FTC), HOUSE OF REPRESENTATIVES, Natl Economic Council (NEC), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of, White House Office
CHARLES SCHWAB CORPORATION via THE CHARLES SCHWAB CORPORATION
2004 · mid_year · MA
Filing targets: Federal Reserve System, Federal Trade Commission (FTC), HOUSE OF REPRESENTATIVES, Natl Economic Council (NEC), Office of the Comptroller of the Currency (OCC), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of, White House Office
CHARLES SCHWAB CORPORATION via THE CHARLES SCHWAB CORPORATION
2004 · mid_year · MM
Filing targets: Federal Reserve System, Federal Trade Commission (FTC), HOUSE OF REPRESENTATIVES, Natl Economic Council (NEC), Office of the Comptroller of the Currency (OCC), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of, White House Office
Legislation related to the financial regulatory overhaul, including HR 4173 (Wall Street Reform and Consumer Protection Act) and discussion drafts of the Restoring American Financial Stability Act. Legislation affecting the capital markets, including HR 302 and S 605, bills related to short selling; S 1074, the Shareholder's Bill of Rights; HR 2622, the Compliance Examinations and Inspections Act. Bills related to financial literacy, including S 638, S 1339, HR 1325 and HR 3037. Regulatory proposals related to cost-basis rules, money-market mutual fund reforms, and other securities issues.
Legislation related to retirement security, including S 401 (Defined Contribution Plan Fee Disclosure Act), HR 1961 (Savings for American Families' Future Act), HR 1988 (Conflicted Investment Advice Prohibition Act), HR 1984/HR 2989 (401(k) Fair Disclosure for Retirement Security Act), HR 2779 (Defined Contribution Plan Fee Transparency Act) and HR 4126 (Retirement Fairness Act).
Filing targets: Commerce, Dept of (DOC), Federal Trade Commission (FTC), HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
Legislation related to a securites transaction tax, including HR 1068, HR 4191, and S 2997; bills related to the estate tax, including HR 436 and HR 4154; and bills related to extending expiring tax provisions, including HR 4121.
Legislation related to the financial regulatory overhaul, including HR 3817 (Investor Protection Act), HR 3996 (Financial Stability Improvement Act), HR 4173 (Wall Street Reform and Consumer Protection Act), HR 3818 (Private Fund Investment Advisers Registration Act), HR 3126 (Consumer Financial Protection Agency Act), and the discussion draft of the Senate bill, the Restoring American Financial Stability Act; other bills affecting the capital markets, including HR 302 and S 605, bills related to the short sales of securities; S. 1074, the Shareholder's Bill of Rights; HR 2622, the Compliance, Examinations and Inspections Act; and bills related to financial literacy, including S. 638, S 1339, HR 1325, HR 1645, HR 2012 and HR 3037.
Filing targets: Commerce, Dept of (DOC), HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
Legislation related to retirement security, including S 401 (Defined Contribution Plan Fee Disclosure Act); HR 1961 (Savings for American Families' Future Act); HR 1988 (Conflicted Investment Advice Prohibition Act); HR 1984/HR 2989 (401k Fair Disclosure for Retirement Security Act); and HR 2779 (Defined Contribution Plan Fee Transparency Act).
Filing targets: Commerce, Dept of (DOC), Federal Trade Commission (FTC), HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
S. 139 - Data Breach Notification Act S. 141 - Protecting the Privacy of Social Security Numbers Act H.R. 2221 - The DATA Act of 2009 S. 773 - Cybersecurity Act of 2009
Filing targets: Commerce, Dept of (DOC), Federal Trade Commission (FTC), HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of, White House Office
S. 139 - Data Breach Notification Act S. 141 - Protecting the Privacy of Social Security Numbers Act
HR 1/S 350, American Recovery and Reinvestment Act of 2009
HR 302, To require the Securities and Exchange Commission to reinstate the uptick rule on short sales of securities. S 605, A bill to require the Securities and Exchange Commission to reinstate the uptick rule and effectively regulate abusive short selling activities. S 638/HR 1645, the Financial and Economic Literacy Improvement Act of 2009 H. Res. 65, Expressing the support of the House of Representatives for efforts to increase financial literacy in the United States. S. 331, Supplemental Anti-Fraud Enforcement for our Markets Act HR 703, To promote bank liquidity and lending through deposit insurance, the HOPE for Homeowners Program, and other enhancements.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
S. 1202 -- Personal Data Protection Act S. 495 -- Personal Data Privacy and Security Act S. 1625 -- Counter Spy Act H.R. 3010/S. 1782 -- Fair Arbitration Act S. 2168 -- Identity Theft Enforcement and Restitution Act H.R. 4175 -- Privacy and Cybercrime Enforcement Act
Filing targets: Commerce, Dept of (DOC), Federal Trade Commission (FTC), HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), SENATE, Treasury, Dept of
H.R. 3185, Fair Disclosure for Retirement Security Act S. 2473, Defined Contribution Fee Disclosure Act H.R. 3765, the Defined Contribution Plan Fee Transparency Act S 819/H.R. 1419, the Public Good IRA Rollover Act S. 1411/H.R. 2167, Automatic IRA Act S. 1288, Women's Retirement Security Act H.R. 5160, the Small Businesses Add Value for Employees Act
H.R. 6513, Securities Act of 2008.
H.R. 2312/S. 502 to repeal the sunset date on the current tax rates for capital gains and dividends. H.R. 7201, the Energy Improvement and Extension Act. H.R. 7005, the AMT Relief Act. S. 3335, the Jobs, Energy, Families, and Disaster Relief Act. S. 3125, the Energy Independence and Tax Relief Act H.R. 7060, the Renewable Energy and Job Creation Tax Act H.R. 7202, the Temporary Tax Relief Act H.R. 6275, the Alternative Minimum Tax Relief Act.
Filing targets: Commerce, Dept of (DOC), Federal Trade Commission (FTC), HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of, White House Office
H.R. 3185 Fair Disclosure for Retirement Security Act S. 2473 Defined Contribution Fee Disclosure Act of 2007 H.R. 3765 The Defined Contribution Plan Fee Transparency Act S 819/HR 1419 The Public Good IRA Rollover Act S. 1141 Automatic IRA Act of 2007 S. 1288 Women's Retirement Security Act of 2007
H.R. 1525 Internet Spyware (I-SPY) Prevention Act of 2007 H.R. 964 Securely Protect Yourself against Cyber Trespass H.R. 1685/ S. 1260 Data Security Act of 2007 S. 1202 Personal Data Protection Act of 2007 S. 495 Personal Data Privacy and Security Act of 2007 S. 239 The Notification of Risk to Personal Data Act S.1178 Identity Theft Protection Act S.806 Consumer ID Protection and Security Act S. 1625 Counter Spy Act H.R.3046 Social Security Number Privacy and Identity Theft Prevention Act H.R.948 Social Security Number Protection Act H.R. 1967 Financial Privacy Notice Relief Act of 2007 H.R. 958 Data Accountability and Trust Act H.R. 3010/ S. 1782 Arbitration Fairness Act of 2007 S. 1135 Fair Arbitration Act of 2007 S. 2168 The Identity Theft Enforcement and Restitution Act of 2007 H.R. 4175 The Privacy and Cybercrime Enforcement Act of 2007
Filing targets: Commerce, Dept of (DOC), Federal Trade Commission (FTC), HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), SENATE, Treasury, Dept of, White House Office
H.R. 1525 Internet Spyware (I-SPY) Prevention Act of 2007 H.R. 964 Securely Protect Yourself against Cyber Trespass H.R. 1685/ S. 1260 Data Security Act of 2007 S. 1202 Personal Data Protection Act of 2007 S. 495 Personal Data Privacy and Security Act of 2007 S. 239 The Notification of Risk to Personal Data Act S.1178 Identity Theft Protection Act S.806 Consumer ID Protection and Security Act S. 1625 Counter Spy Act H.R.3046 Social Security Number Privacy and Identity Theft Prevention Act H.R.948 Social Security Number Protection Act H.R. 1967 Financial Privacy Notice Relief Act of 2007 H.R. 958 Data Accountability and Trust Act H.R. 3010/ S. 1782 Arbitration Fairness Act of 2007 S. 1135 Fair Arbitration Act of 2007 S. 2168 The Identity Theft Enforcement and Restitution Act of 2007 H.R. 4175 The Privacy and Cybercrime Enforcement Act of 2007
Filing targets: Commerce, Dept of (DOC), Federal Trade Commission (FTC), HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), SENATE, Treasury, Dept of, White House Office
H.R.1908/ S. 1145 Patent Reform Act
H.R. 878/ S. 601 Simplification through Additional Tax Reporting Tax (START) Act
Filing targets: Commerce, Dept of (DOC), Federal Trade Commission (FTC), HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), SENATE, Treasury, Dept of, White House Office