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Income and expense are whole-filing amounts associated with this lobbyist, not personal compensation or an allocated share.
No topic inference: each bill number appears in source LDA issue text assigned to this lobbyist.
SECURE Data Act
Client: THE INSTITUTE OF INTERNAL AUDITORS · Firm: THE INSTITUTE OF INTERNAL AUDITORS
The IIA conducted meetings with members and staff on the U.S. House Energy and Commerce Committee as a follow-up to a June 2026 letter regarding the SECURE Data Act (H.R. 8413). In the letter, The IIA highlighted the importance of including independent assurance mechanisms in the proposed data privacy legislation to ensure the processes envisioned by the bill are operating appropriately.
SECURE Data Act
Client: THE INSTITUTE OF INTERNAL AUDITORS · Firm: THE INSTITUTE OF INTERNAL AUDITORS
Specific issues are shown only where the LDA source assigned them to this lobbyist. Targets apply to the associated filing.
THE INSTITUTE OF INTERNAL AUDITORS via THE INSTITUTE OF INTERNAL AUDITORS
2026 · third_quarter · Q3
The IIA conducted meetings with members and staff of the U.S. House Energy and Commerce Committee to discuss recommendations for strengthening the Frontier Risk Oversight, National Transparency, Independent Evaluation, and Reporting Act (FRONTIER ACT; H.R. 9925). These engagements highlighted the important role internal audit can play in providing ongoing assurance over internal controls and risk management pursuant to Section 4 of the proposal. In addition, The IIA held introductory meetings with the staff of members serving on the U.S. Senate Subcommittee on Consumer Protection, Technology, and Data Privacy. These engagements were an opportunity to provide an overview of the internal audit profession and discuss how internal auditors can be a technical resource on issues related to AI safety and security.
Source: Senate LDA
The IIA conducted introductory meetings with members of the U.S. House Energy and Commerce Committee to discuss the role of internal audit in providing independent assurance over artificial intelligence risk management and controls. Furthermore, The IIA submitted a letter to members of the U.S. House Energy and Commerce Committee and U.S. Senate Committee on Commerce, Science, and Transportation regarding the White House National AI Policy Framework. The letter emphasized the need to include independent assurance over AI systems and controls in any potential legislation emanating from the White House policy framework. In addition, The IIA sent a letter to members of the U.S. House Subcommittee on Commerce, Manufacturing, and Trade concerning the SECURE Data Act (H.R. 8413). The letter recommended the inclusion of independent assurance mechanisms in the legislation to ensure the processes envisioned by the legislation are operating appropriately.
FRONTIER Act
Client: THE INSTITUTE OF INTERNAL AUDITORS · Firm: THE INSTITUTE OF INTERNAL AUDITORS
The IIA conducted meetings with members and staff of the U.S. House Energy and Commerce Committee to discuss recommendations for strengthening the Frontier Risk Oversight, National Transparency, Independent Evaluation, and Reporting Act (FRONTIER ACT; H.R. 9925). These engagements highlighted the important role internal audit can play in providing ongoing assurance over internal controls and risk management pursuant to Section 4 of the proposal. In addition, The IIA held introductory meetings with the staff of members serving on the U.S. Senate Subcommittee on Consumer Protection, Technology, and Data Privacy. These engagements were an opportunity to provide an overview of the internal audit profession and discuss how internal auditors can be a technical resource on issues related to AI safety and security.
The IIA conducted meetings with members and staff of U.S. House Committee on Financial Services to offer perspective on emerging prediction market policies. These meetings were a follow-up to a letter sent to Congress by The IIA in April 2026 recommending the following three actions concerning prediction markets: 1) Require prediction market platforms to establish formal internal control frameworks 2) Ensure the operation of independent, properly structured internal audit functions at registered exchanges 3) Commission a GAO study focused on controls and audit infrastructure
The IIA conducted meetings with members and staff on the U.S. House Energy and Commerce Committee as a follow-up to a June 2026 letter regarding the SECURE Data Act (H.R. 8413). In the letter, The IIA highlighted the importance of including independent assurance mechanisms in the proposed data privacy legislation to ensure the processes envisioned by the bill are operating appropriately.
The IIA submitted letters to the U.S. Securities and Exchange Commission in response to the following requests for information: 1) On July 2, The IIA provided perspective on the SEC's Draft Strategic Plan for Fiscal Years 2026-2030 (File No. DSP-3) 2) On August 26, The IIA sent a letter to the SEC requesting a 90-day extension on the public comment period on a New York Stock Exchange proposal to amend Sections 303A.00 and 303A.07 of the Listed Company Manual (SEC Release No. 34-106128; File No. SR-NYSE-2026-37). 3) On September 8, The IIA submitted a letter to the SEC - and signed a joint letter with multiple coalition groups - in opposition to the New York Stock Exchange proposal to amend Sections 303A.00 and 303A.07 of the Listed Company Manual (SEC Release No. 34-106128; File No. SR-NYSE-2026-37). The IIA also sent two letters to the Public Company Accounting Oversight Board in Q3: 1) IIA Comments in Response to the Request for Public Comment on the PCAOB Standard Setting (August 7; PCAOB Release No. 2026-005) 2)IIA Comments in Response to the Request for Public Comment on the Draft 2026-2030 Strategic Plan Goals and Objectives (September 3; PCAOB Release No. 2026-006). The IIA conducted meetings with members and staff on the U.S. House Committee on Financial Services to discuss key recommendations from a recent IIA report regarding modernization of the U.S. Sarbanes-Oxley Act.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
THE INSTITUTE OF INTERNAL AUDITORS via THE INSTITUTE OF INTERNAL AUDITORS
2026 · second_quarter · Q2
The IIA submitted a letter to the leaders of the U.S. Senate and U.S. House of Representatives to offer perspective on emerging prediction market policies. The letter recommended that Congress take the following three actions concerning this novel policy topic: 1) Require prediction market platforms to establish formal internal control frameworks 2) Ensure the operation of independent, properly structured internal audit functions at registered exchanges 3) Commission a GAO study focused on controls and audit infrastructure In addition, The IIA submitted a letter to the Commodity Futures Exchange Commission in response to a request for comment on 91 FR 12516, RIN 3038-AF65 (Document No. 2026-05105). The letter recommended that the CFTC require prediction market registrants to possess an internal audit function in any forthcoming regulatory proposals.
The IIA conducted meetings with members of the Public Company Accounting Oversight Board, as well as members and staff from the U.S. House Committee on Financial Services and U.S. Senate Committee on Banking, Housing, and Urban Affairs. These meetings discussed key recommendations of an IIA report, published in March 2026, on modernizing the U.S. Sarbanes-Oxley Act. In addition, The IIA submitted letters to both the Federal Deposit Insurance Company (Fed. Reg. 18534 (Apr. 10, 2026)) and Office of the Comptroller of the Currency (Docket ID OCC-2025-0372; RIN 1557-AF41) regarding proposed regulations for implementing the GENIUS Act. In both cases, The IIA offered technical clarifications for strengthening the existing internal audit requirements in the proposed regulations. It highlighted the certifications, standards, and independence considerations that are fundamental to a properly structured internal audit function.
The IIA conducted introductory meetings with members of the U.S. House Energy and Commerce Committee to discuss the role of internal audit in providing independent assurance over artificial intelligence risk management and controls. Furthermore, The IIA submitted a letter to members of the U.S. House Energy and Commerce Committee and U.S. Senate Committee on Commerce, Science, and Transportation regarding the White House National AI Policy Framework. The letter emphasized the need to include independent assurance over AI systems and controls in any potential legislation emanating from the White House policy framework. In addition, The IIA sent a letter to members of the U.S. House Subcommittee on Commerce, Manufacturing, and Trade concerning the SECURE Data Act (H.R. 8413). The letter recommended the inclusion of independent assurance mechanisms in the legislation to ensure the processes envisioned by the legislation are operating appropriately.
Filing targets: Commodity Futures Trading Commission (CFTC), Federal Deposit Insurance Corporation (FDIC), HOUSE OF REPRESENTATIVES, Office of the Comptroller of the Currency (OCC), SENATE, Securities & Exchange Commission (SEC)