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Income and expense are whole-filing amounts associated with this lobbyist, not personal compensation or an allocated share.
Specific issues are shown only where the LDA source assigned them to this lobbyist. Targets apply to the associated filing.
NOMURA HOLDING AMERICA INC. via NOMURA HOLDING AMERICA INC.
2026 · third_quarter · Q3
General financial services issues General derivatives and securities issues Equity Market Structure issues Tax issues Housing Finance Reform
Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
NOMURA HOLDING AMERICA INC. via NOMURA HOLDING AMERICA INC.
2026 · second_quarter · Q2
Source: Senate LDA
General financial services issues General derivatives and securities issues Equity Market Structure issues Tax issues Housing Finance Reform
Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
NOMURA HOLDING AMERICA INC. via NOMURA HOLDING AMERICA INC.
2026 · first_quarter · 1A
General financial services issues General derivatives and securities issues Equity Market Structure issues Tax issues Housing Finance Reform
Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
NOMURA HOLDING AMERICA INC. via NOMURA HOLDING AMERICA INC.
2026 · first_quarter · Q1
General financial services issues General derivatives and securities issues Equity Market Structure issues Tax issues Housing Finance Reform
Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
NOMURA HOLDING AMERICA INC. via NOMURA HOLDING AMERICA INC.
2026 · first_quarter · Q1
General financial services issues General derivatives and securities issues Equity Market Structure issues Tax issues Housing Finance Reform
Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
NOMURA HOLDING AMERICA INC. via NOMURA HOLDING AMERICA INC.
2025 · fourth_quarter · Q4
General financial services issues General derivatives and securities issues Equity Market Structure issues Tax issues Housing Finance Reform
Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
NOMURA HOLDING AMERICA INC. via NOMURA HOLDING AMERICA INC.
2025 · third_quarter · Q3
General financial services issues General derivatives and securities issues Equity Market Structure Issues Housing Finance Reform Foreign Agent Registration Act Reform One Big Beautiful Bill (OBBB) Act
Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
NOMURA HOLDING AMERICA INC. via NOMURA HOLDING AMERICA INC.
2025 · second_quarter · Q2
General financial services issues General derivatives and securities issues Equity Market Structure Issues Housing Finance Reform Foreign Agent Registration Act Reform One Big Beautiful Bill (OBBB) Act
Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
NOMURA HOLDING AMERICA INC. via NOMURA HOLDING AMERICA INC.
2025 · first_quarter · Q1
General financial services issues General derivatives and securities issues Equity Market Structure Issues Housing Finance Reform Foreign Agent Registration Act Reform
Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
NOMURA HOLDING AMERICA INC. via NOMURA HOLDING AMERICA INC.
2024 · fourth_quarter · Q4
General financial services issues. General derivatives issues. General technology issues. On-going implementation of the Dodd-Frank Act. Equity market structure issues. Housing finance reform. Foreign Agent Registration Act reform. International tax provisions related to the Inflation Reduction Act legislation. Issues related to the transition from LIBOR to SOFR.
Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
NOMURA HOLDING AMERICA INC. via NOMURA HOLDING AMERICA INC.
2024 · third_quarter · Q3
General financial services issues. General derivatives issues. General technology issues. On-going implementation of the Dodd-Frank Act. Equity market structure issues. Housing finance reform. Foreign Agent Registration Act reform. International tax provisions related to the Inflation Reduction Act legislation. Issues related to the transition from LIBOR to SOFR.
Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
NOMURA HOLDING AMERICA INC. via NOMURA HOLDING AMERICA INC.
2024 · second_quarter · Q2
General financial services issues. General derivatives issues. General technology issues. On-going implementation of the Dodd-Frank Act. Equity market structure issues. Housing finance reform. Foreign Agent Registration Act reform. International tax provisions related to the Inflation Reduction Act legislation. Issues related to the transition from LIBOR to SOFR.
Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
NOMURA HOLDING AMERICA INC. via NOMURA HOLDING AMERICA INC.
2024 · first_quarter · Q1
General financial services issues. General derivatives issues. General technology issues. On-going implementation of the Dodd-Frank Act. Equity market structure issues. Housing finance reform. Foreign Agent Registration Act reform. International tax provisions related to the Inflation Reduction Act legislation. Issues related to the transition from LIBOR to SOFR.
Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
NOMURA HOLDING AMERICA INC. via NOMURA HOLDING AMERICA INC.
2023 · fourth_quarter · Q4
General financial services issues. General derivatives issues. General technology issues. On-going implementation of the Dodd-Frank Act. Equity market structure issues. Housing finance reform. Foreign Agent Registration Act reform. International tax provisions related to the Inflation Reduction Act legislation. Issues related to the transition from LIBOR to SOFR.
Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
NOMURA HOLDING AMERICA INC. via NOMURA HOLDING AMERICA INC.
2023 · third_quarter · Q3
General financial services issues. General derivatives issues. General technology issues. On-going implementation of the Dodd-Frank Act. Equity market structure issues. Housing finance Reform. Foreign Agent Registration Act Reform. International tax provisions related to the Inflation Reduction Act legislation. Issues related to the transition from LIBOR to SOFR.
Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
NOMURA HOLDING AMERICA INC. via NOMURA HOLDING AMERICA INC.
2023 · second_quarter · Q2
General financial services issues. General derivatives issues. General technology issues. On-going implementation of the Dodd-Frank Act. Equity market structure issues. Housing finance Reform. Foreign Agent Registration Act Reform. International tax provisions related to the Inflation Reduction Act legislation. Issues related to the transition from LIBOR to SOFR.
Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
NOMURA HOLDING AMERICA INC. via NOMURA HOLDING AMERICA INC.
2023 · first_quarter · Q1
General financial services issues. General derivatives issues. General technology issues. On-going implementation of the Dodd-Frank Act. Equity market structure issues. Housing finance Reform. Foreign Agent Registration Act Reform. International tax provisions related to the Inflation Reduction Act legislation. Issues related to the transition from LIBOR to SOFR.
Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
NOMURA HOLDING AMERICA INC. via NOMURA HOLDING AMERICA INC.
2022 · fourth_quarter · Q4
General financial services issues. General derivatives issues. General technology issues. On-going implementation of the Dodd-Frank Act. Financial Stability Oversight Council (FSOC) Reforms. Equity Market Structure Issues. Housing Finance Reform. Foreign Agent Registration Act Reform. International tax provisions related to the Build Back Better legislation. Financial Transaction Tax legislation. Cross-Border application of the Registration Thresholds and Certain Requirements applicable to Swap Dealers and Major Swap Participants. Issues related to the transition from LIBOR to SOFR.
Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
NOMURA HOLDING AMERICA INC. via NOMURA HOLDING AMERICA INC.
2022 · third_quarter · Q3
General financial services issues. General derivatives issues. General technology issues. On-going implementation of the Dodd-Frank Act. Financial Stability Oversight Council (FSOC) Reforms. Equity Market Structure Issues. Housing Finance Reform. Foreign Agent Registration Act Reform. International tax provisions related to the Build Back Better legislation. Financial Transaction Tax legislation. Cross-Border application of the Registration Thresholds and Certain Requirements applicable to Swap Dealers and Major Swap Participants. Issues related to the transition from LIBOR to SOFR.
Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
NOMURA HOLDING AMERICA INC. via NOMURA HOLDING AMERICA INC.
2022 · second_quarter · Q2
General financial services issues. General derivatives issues. General technology issues. On-going implementation of the Dodd-Frank Act. Financial Stability Oversight Council (FSOC) Reforms. Equity Market Structure Issues. Housing Finance Reform. Foreign Agent Registration Act Reform. International tax provisions related to the Build Back Better legislation. Financial Transaction Tax legislation. Cross-Border application of the Registration Thresholds and Certain Requirements applicable to Swap Dealers and Major Swap Participants. Issues related to the transition from LIBOR to SOFR.
Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
NOMURA HOLDING AMERICA INC. via NOMURA HOLDING AMERICA INC.
2022 · first_quarter · Q1
General financial services issues. General derivatives issues. General technology issues. On-going implementation of the Dodd-Frank Act. Financial Stability Oversight Council (FSOC) Reforms. Equity Market Structure Issues. Housing Finance Reform. Foreign Agent Registration Act Reform. International tax provisions related to the Build Back Better legislation. Financial Transaction Tax legislation. Cross-Border application of the Registration Thresholds and Certain Requirements applicable to Swap Dealers and Major Swap Participants. Issues related to the transition from LIBOR to SOFR.
Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
NOMURA HOLDING AMERICA INC. via NOMURA HOLDING AMERICA INC.
2021 · third_quarter · 3A
General financial services issues. General derivatives issues. General technology issues. On-going implementation of the Dodd-Frank Act. Financial Stability Oversight Council (FSOC) Reforms. Equity Market Structure Issues. Housing Finance Reform. Foreign Agent Registration Act Reform. International tax provisions related to the Build Back Better legislation. Financial Transaction Tax legislation. CFTC Capital Requirements of Swap Dealers and Major Swap Participants. Cross-Border application of the Registration Thresholds and Certain Requirements applicable to Swap Dealers and Major Swap Participants. COVID-19 Pandemic Response (Liquidity Facilities, Work From Home Compliance). Issues related to the transition from LIBOR to SOFR.
Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
NOMURA HOLDING AMERICA INC. via NOMURA HOLDING AMERICA INC.
2021 · fourth_quarter · Q4
General financial services issues. General derivatives issues. General technology issues. On-going implementation of the Dodd-Frank Act. Financial Stability Oversight Council (FSOC) Reforms. Equity Market Structure Issues. Housing Finance Reform. Foreign Agent Registration Act Reform. International tax provisions related to the Build Back Better legislation. Financial Transaction Tax legislation. Cross-Border application of the Registration Thresholds and Certain Requirements applicable to Swap Dealers and Major Swap Participants. Issues related to the transition from LIBOR to SOFR.
Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
NOMURA HOLDING AMERICA INC. via NOMURA HOLDING AMERICA INC.
2021 · third_quarter · Q3
General financial services issues. General derivatives issues. General technology issues. On-going implementation of the Dodd-Frank Act. Financial Stability Oversight Council (FSOC) Reforms. Equity Market Structure Issues. Housing Finance Reform. Foreign Agent Registration Act Reform. International tax provisions related to the Build Back Better legislation. Financial Transaction Tax legislation. CFTC Capital Requirements of Swap Dealers and Major Swap Participants. Cross-Border application of the Registration Thresholds and Certain Requirements applicable to Swap Dealers and Major Swap Participants. COVID-19 Pandemic Response (Liquidity Facilities, Work From Home Compliance). Issues related to the transition from LIBOR to SOFR.
Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
NOMURA HOLDING AMERICA INC. via NOMURA HOLDING AMERICA INC.
2021 · second_quarter · Q2
General financial services issues. General derivatives issues. General technology issues. On-going implementation of the Dodd-Frank Act. Financial Stability Oversight Council (FSOC) Reforms. Equity Market Structure Issues. Housing Finance Reform. Foreign Agent Registration Act Reform. Financial Transaction Tax legislation. CFTC Capital Requirements of Swap Dealers and Major Swap Participants. Cross-Border application of the Registration Thresholds and Certain Requirements applicable to Swap Dealers and Major Swap Participants. COVID-19 Pandemic Response (Liquidity Facilities, Work From Home Compliance). Issues related to the transition from LIBOR to SOFR.
Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
NOMURA HOLDING AMERICA INC. via NOMURA HOLDING AMERICA INC.
2021 · first_quarter · Q1
General financial services issues. General derivatives issues. General technology issues. On-going implementation of the Dodd-Frank Act. Financial Stability Oversight Council (FSOC) Reforms. Equity Market Structure Issues. Housing Finance Reform. Foreign Agent Registration Act Reform. Financial Transaction Tax legislation. CFTC Capital Requirements of Swap Dealers and Major Swap Participants. Cross-Border application of the Registration Thresholds and Certain Requirements applicable to Swap Dealers and Major Swap Participants. COVID-19 Pandemic Response (Liquidity Facilities, Work From Home Compliance).
Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
NOMURA HOLDING AMERICA INC. via NOMURA HOLDING AMERICA INC.
2020 · fourth_quarter · Q4
General financial services issues. General derivatives issues. General financial technology issues. On-going implementation of the Dodd-Frank Act. Financial Stability Oversight Council (FSOC) Reforms. Equity Market Structure Issues. Housing Finance Reform. Foreign Agent Registration Act reform. Financial Transaction Tax legislation. CFTC Capital Requirements of Swap Dealers and Major Swap Participants. Cross-Border Application of the Registration Thresholds and Certain Requirements Applicable to Swap Dealers and Major Swap Participants. COVID-19 Pandemic Response (Liquidity Facilities, Work From Home Compliance).
Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
NOMURA HOLDING AMERICA INC. via NOMURA HOLDING AMERICA INC.
2020 · third_quarter · Q3
General financial services issues. General derivatives issues. General financial technology issues. On-going implementation of the Dodd-Frank Act. Financial Stability Oversight Council (FSOC) Reforms. Equity Market Structure Issues. Housing Finance Reform. Foreign Agent Registration Act reform. Financial Transaction Tax legislation. CFTC Capital Requirements of Swap Dealers and Major Swap Participants. Cross-Border Application of the Registration Thresholds and Certain Requirements Applicable to Swap Dealers and Major Swap Participants. COVID-19 Pandemic Response (Liquidity Facilities, Work From Home Compliance).
Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
NOMURA HOLDING AMERICA INC. via NOMURA HOLDING AMERICA INC.
2020 · second_quarter · Q2
General financial services issues. General derivatives issues. General financial technology issues. On-going implementation of the Dodd-Frank Act. Financial Stability Oversight Council (FSOC) Reforms. Equity Market Structure Issues. Housing Finance Reform. Foreign Agent Registration Act reform. Financial Transaction Tax legislation. CFTC Capital Requirements of Swap Dealers and Major Swap Participants. Cross-Border Application of the Registration Thresholds and Certain Requirements Applicable to Swap Dealers and Major Swap Participants. COVID-19 Pandemic Response (Liquidity Facilities, Work From Home Compliance).
Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
NOMURA HOLDING AMERICA INC. via NOMURA HOLDING AMERICA INC.
2020 · first_quarter · Q1
General financial services issues. General derivatives issues. General financial technology issues. On-going implementation of the Dodd-Frank Act. Financial Stability Oversight Council (FSOC) Reforms. Equity Market Structure Issues. Housing Finance Reform. Base erosion and anti-abuse tax provisions. Foreign Agent Registration Act reform. Financial Transaction Tax legislation.
Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
NOMURA HOLDING AMERICA INC. via NOMURA HOLDING AMERICA INC.
2019 · fourth_quarter · Q4
General financial services issues. General derivatives issues. General financial technology issues. On-going implementation of the Dodd-Frank Act. Financial Stability Oversight Council (FSOC) Reforms. Equity Market Structure Issues. Housing Finance Reform. Base erosion and anti-abuse tax provisions. Foreign Agent Registration Act reform. Financial Transaction Tax legislation.
Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
NOMURA HOLDING AMERICA INC. via NOMURA HOLDING AMERICA INC.
2019 · third_quarter · Q3
General financial services issues. General derivatives issues. General financial technology issues. On-going implementation of the Dodd-Frank Act. Financial Stability Oversight Council (FSOC) Reforms. Equity Market Structure Issues. Housing Finance Reform. Base erosion and anti-abuse tax provisions. Foreign Agent Registration Act reform. Japan Tax treaty.
Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
NOMURA HOLDING AMERICA INC. via NOMURA HOLDING AMERICA INC.
2019 · second_quarter · Q2
General financial services issues. General derivatives issues. General financial technology issues. On-going implementation of the Dodd-Frank Act. Financial Stability Oversight Council (FSOC) Reforms. Equity Market Structure Issues. Housing Finance Reform. Base erosion and anti-abuse tax provisions. Foreign Agent Registration Act reform. Japan Tax treaty.
Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of