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Income and expense are whole-filing amounts associated with this lobbyist, not personal compensation or an allocated share.
No topic inference: each bill number appears in source LDA issue text assigned to this lobbyist.
Corporate Governance Reform and Transparency Act of 2017
Client: NASDAQ, INC. · Firm: BAKER & HOSTETLER LLP
Policy issues relating to transparency and conflicts of interest in the financial services' proxy advisory industry, and capital markets structure H.R. 4015, Corporate Governance Reform and Transparency Act
Corporate Governance Reform and Transparency Act of 2017
Client: NASDAQ, INC. · Firm: BAKER & HOSTETLER LLP
Policy issues relating to transparency and conflicts of interest in the financial services' proxy advisory industry, and capital markets structure H.R. 4015, Corporate Governance Reform and Transparency Act
Specific issues are shown only where the LDA source assigned them to this lobbyist. Targets apply to the associated filing.
NASDAQ, INC. via BAKER & HOSTETLER LLP
2019 · second_quarter · Q2
Policy issues designed to revitalize the market for small public companies, promote initial public offerings and market transparency, and reduce conflicts of interest in the proxy advisory industry.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
AMERICAN SAFETY COUNCIL via BAKER & HOSTETLER LLP
2019 · second_quarter · Q2
Source: Senate LDA
| ALIBABA GROUP HOLDING LIMITED |
| 4 |
| 2016 |
| GATE TECHNOLOGIES, LLC | 4 | 2011 |
| THOMSON REUTERS | 4 | 2010–2011 |
Reforming Access for Investments in Startup Enterprises Act of 2015 or the RAISE Act of 2015
Client: NASDAQ, INC. · Firm: BAKER & HOSTETLER LLP
Policy issues relating to transparency and conflicts of interest in the financial services' proxy advisory industry, and capital markets structure. H.R. 1839, the Reforming Access for Investments in Startup Enterprises Act.
Reforming Access for Investments in Startup Enterprises Act of 2015 or the RAISE Act of 2015
Client: NASDAQ, INC. · Firm: BAKER & HOSTETLER LLP
Policy issues relating to transparency and conflicts of interest in the financial services' proxy advisory industry, and capital markets structure. H.R. 1839, the Reforming Access for Investments in Startup Enterprises Act. H.R. 5719/ S. 3152, the Empowering Employees Through Stock Ownership Act.
Reforming Access for Investments in Startup Enterprises Act of 2015 or the RAISE Act of 2015
Client: NASDAQ, INC. · Firm: BAKER & HOSTETLER LLP
Policy issues relating to transparency and conflicts of interest in the financial services' proxy advisory industry, and capital markets structure. H.R. 1839, the Reforming Access for Investments in Startup Enterprises Act. H.R. 5719/ S. 3152, the Empowering Employees Through Stock Ownership Act.
Empowering Employees through Stock Ownership Act
Client: NASDAQ, INC. · Firm: BAKER & HOSTETLER LLP
Policy issues relating to transparency and conflicts of interest in the financial services' proxy advisory industry, and capital markets structure. H.R. 1839, the Reforming Access for Investments in Startup Enterprises Act. H.R. 5719/ S. 3152, the Empowering Employees Through Stock Ownership Act.
Empowering Employees through Stock Ownership Act
Client: NASDAQ, INC. · Firm: BAKER & HOSTETLER LLP
Policy issues relating to transparency and conflicts of interest in the financial services' proxy advisory industry, and capital markets structure. H.R. 1839, the Reforming Access for Investments in Startup Enterprises Act. H.R. 5719/ S. 3152, the Empowering Employees Through Stock Ownership Act.
Empowering Employees through Stock Ownership Act
Client: NASDAQ, INC. · Firm: BAKER & HOSTETLER LLP
Policy issues relating to transparency and conflicts of interest in the financial services' proxy advisory industry, and capital markets structure. H.R. 1839, the Reforming Access for Investments in Startup Enterprises Act. H.R. 5719/ S. 3152, the Empowering Employees Through Stock Ownership Act.
Empowering Employees through Stock Ownership Act
Client: NASDAQ, INC. · Firm: BAKER & HOSTETLER LLP
Policy issues relating to transparency and conflicts of interest in the financial services' proxy advisory industry, and capital markets structure. H.R. 1839, the Reforming Access for Investments in Startup Enterprises Act. H.R. 5719/ S. 3152, the Empowering Employees Through Stock Ownership Act.
Investment Adviser Oversight Act of 2012
Client: FINRA FINANCIAL INDUSTRY REGULATORY AUTHORITY · Firm: BAKER & HOSTETLER LLP
Regulation of securities industry and markets; harmonization of regulation of broker-dealers and investment advisers; H.R. 4624
Investment Adviser Oversight Act of 2012
Client: FINRA FINANCIAL INDUSTRY REGULATORY AUTHORITY · Firm: BAKER & HOSTETLER LLP
Regulation of securities industry and markets; harmonization of regulation of broker-dealers and investment advisers; H.R. 4624
Investment Adviser Oversight Act of 2012
Client: FINRA FINANCIAL INDUSTRY REGULATORY AUTHORITY · Firm: BAKER & HOSTETLER LLP
Regulation of securities industry and markets; harmonization of regulation of broker-dealers and investment advisers; H.R. 4624
Small Company Capital Formation Act of 2011
Client: GATE TECHNOLOGIES, LLC · Firm: BAKER & HOSTETLER LLP
Capital formation issues: H.R. 1070/ S. 1544, Small Company Capital Formation Act; H.R. 2167/ S. 1824, Private Company Growth and Flexibility Act; H.R. 2930/ S. 1791, Entrepreneur Access to Capital Act; H.R. 2940/ S. 1831, Access to Capital for Job Creators Act; Small Company Job Growth and Regulatory Relief Act discussion draft; H.R. 1965/ S. 556 (no short title).
Small Company Capital Formation Act of 2011
Client: GATE TECHNOLOGIES, LLC · Firm: BAKER & HOSTETLER LLP
Capital formation issues: H.R. 1070/ S. 1544, Small Company Capital Formation Act; H.R. 2167, Private Company Growth and Flexibility Act; H.R. 2930, Entrepreneur Access to Capital Act; H.R. 2940, Access to Capital for Job Creators Act; Small Company Job Growth and Regulatory Relief Act discussion draft; H.R. 1965 (no short title).
Small Company Capital Formation Act of 2011
Client: GATE TECHNOLOGIES, LLC · Firm: BAKER & HOSTETLER LLP
H.R. 1070, Small Company Capital Formation Act
Small Company Capital Formation Act of 2011
Client: GATE TECHNOLOGIES, LLC · Firm: BAKER & HOSTETLER LLP
Issues related to capital formation for private companies; H.R. 1070, Small Company Capital Formation Act
To amend the securities laws to establish certain thresholds for shareholder registration, and for other purposes.
Client: GATE TECHNOLOGIES, LLC · Firm: BAKER & HOSTETLER LLP
Capital formation issues: H.R. 1070/ S. 1544, Small Company Capital Formation Act; H.R. 2167, Private Company Growth and Flexibility Act; H.R. 2930, Entrepreneur Access to Capital Act; H.R. 2940, Access to Capital for Job Creators Act; Small Company Job Growth and Regulatory Relief Act discussion draft; H.R. 1965 (no short title).
To amend the securities laws to establish certain thresholds for shareholder registration, and for other purposes.
Client: GATE TECHNOLOGIES, LLC · Firm: BAKER & HOSTETLER LLP
Capital formation issues: H.R. 1070/ S. 1544, Small Company Capital Formation Act; H.R. 2167/ S. 1824, Private Company Growth and Flexibility Act; H.R. 2930/ S. 1791, Entrepreneur Access to Capital Act; H.R. 2940/ S. 1831, Access to Capital for Job Creators Act; Small Company Job Growth and Regulatory Relief Act discussion draft; H.R. 1965/ S. 556 (no short title).
Private Company Flexibility and Growth Act
Client: GATE TECHNOLOGIES, LLC · Firm: BAKER & HOSTETLER LLP
Capital formation issues: H.R. 1070/ S. 1544, Small Company Capital Formation Act; H.R. 2167/ S. 1824, Private Company Growth and Flexibility Act; H.R. 2930/ S. 1791, Entrepreneur Access to Capital Act; H.R. 2940/ S. 1831, Access to Capital for Job Creators Act; Small Company Job Growth and Regulatory Relief Act discussion draft; H.R. 1965/ S. 556 (no short title).
Private Company Flexibility and Growth Act
Client: GATE TECHNOLOGIES, LLC · Firm: BAKER & HOSTETLER LLP
Capital formation issues: H.R. 1070/ S. 1544, Small Company Capital Formation Act; H.R. 2167, Private Company Growth and Flexibility Act; H.R. 2930, Entrepreneur Access to Capital Act; H.R. 2940, Access to Capital for Job Creators Act; Small Company Job Growth and Regulatory Relief Act discussion draft; H.R. 1965 (no short title).
Entrepreneur Access to Capital Act
Client: GATE TECHNOLOGIES, LLC · Firm: BAKER & HOSTETLER LLP
Capital formation issues: H.R. 1070/ S. 1544, Small Company Capital Formation Act; H.R. 2167/ S. 1824, Private Company Growth and Flexibility Act; H.R. 2930/ S. 1791, Entrepreneur Access to Capital Act; H.R. 2940/ S. 1831, Access to Capital for Job Creators Act; Small Company Job Growth and Regulatory Relief Act discussion draft; H.R. 1965/ S. 556 (no short title).
Entrepreneur Access to Capital Act
Client: GATE TECHNOLOGIES, LLC · Firm: BAKER & HOSTETLER LLP
Capital formation issues: H.R. 1070/ S. 1544, Small Company Capital Formation Act; H.R. 2167, Private Company Growth and Flexibility Act; H.R. 2930, Entrepreneur Access to Capital Act; H.R. 2940, Access to Capital for Job Creators Act; Small Company Job Growth and Regulatory Relief Act discussion draft; H.R. 1965 (no short title).
Access to Capital for Job Creators Act
Client: GATE TECHNOLOGIES, LLC · Firm: BAKER & HOSTETLER LLP
Capital formation issues: H.R. 1070/ S. 1544, Small Company Capital Formation Act; H.R. 2167/ S. 1824, Private Company Growth and Flexibility Act; H.R. 2930/ S. 1791, Entrepreneur Access to Capital Act; H.R. 2940/ S. 1831, Access to Capital for Job Creators Act; Small Company Job Growth and Regulatory Relief Act discussion draft; H.R. 1965/ S. 556 (no short title).
Access to Capital for Job Creators Act
Client: GATE TECHNOLOGIES, LLC · Firm: BAKER & HOSTETLER LLP
Capital formation issues: H.R. 1070/ S. 1544, Small Company Capital Formation Act; H.R. 2167, Private Company Growth and Flexibility Act; H.R. 2930, Entrepreneur Access to Capital Act; H.R. 2940, Access to Capital for Job Creators Act; Small Company Job Growth and Regulatory Relief Act discussion draft; H.R. 1965 (no short title).
Issues related to online worker training
Filing targets: HOUSE OF REPRESENTATIVES, Occupational Safety & Health Administration (OSHA), SENATE
NASDAQ, INC. via BAKER & HOSTETLER LLP
2019 · first_quarter · Q1
Policy issues designed to revitalize the market for small public companies, promote initial public offerings and market transparency, and reduce conflicts of interest in the proxy advisory industry.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
AMERICAN SAFETY COUNCIL via BAKER & HOSTETLER LLP
2019 · first_quarter · Q1
Issues related to online worker training
Filing targets: HOUSE OF REPRESENTATIVES, Occupational Safety & Health Administration (OSHA), SENATE
NASDAQ, INC. via BAKER & HOSTETLER LLP
2018 · fourth_quarter · Q4
Policy issues designed to revitalize the market for small public companies, promote initial public offerings and market transparency, and reduce conflicts of interest in the proxy advisory industry.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
AMERICAN SAFETY COUNCIL via BAKER & HOSTETLER LLP
2018 · fourth_quarter · Q4
Issues related to online worker training
Filing targets: HOUSE OF REPRESENTATIVES, Occupational Safety & Health Administration (OSHA), SENATE
AMERICAN MUNICIPAL POWER, INC. via BAKER & HOSTETLER LLP
2018 · fourth_quarter · 4T
Issues related to the financing of energy projects
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
RIPPLE LABS, INC. via BAKER & HOSTETLER LLP
2018 · third_quarter · 3T
Policy issues relating to digital currencies.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
NASDAQ, INC. via BAKER & HOSTETLER LLP
2018 · third_quarter · Q3
Policy issues designed to revitalize the market for small public companies, promote initial public offerings and market transparency, and reduce conflicts of interest in the proxy advisory industry.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
AMERICAN SAFETY COUNCIL via BAKER & HOSTETLER LLP
2018 · third_quarter · Q3
Issues related to online worker training
Filing targets: HOUSE OF REPRESENTATIVES, Occupational Safety & Health Administration (OSHA), SENATE
AMERICAN MUNICIPAL POWER, INC. via BAKER & HOSTETLER LLP
2018 · third_quarter · Q3
Issues related to the financing of energy projects
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Treasury, Dept of
RIPPLE LABS, INC. via BAKER & HOSTETLER LLP
2018 · second_quarter · Q2
Policy issues relating to digital currencies.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
NASDAQ, INC. via BAKER & HOSTETLER LLP
2018 · second_quarter · Q2
Policy issues designed to revitalize the market for small public companies, promote initial public offerings and market transparency, and reduce conflicts of interest in the proxy advisory industry.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
AMERICAN SAFETY COUNCIL via BAKER & HOSTETLER LLP
2018 · second_quarter · Q2
Issues related to online worker training
Filing targets: HOUSE OF REPRESENTATIVES, Occupational Safety & Health Administration (OSHA), SENATE
AMERICAN MUNICIPAL POWER, INC. via BAKER & HOSTETLER LLP
2018 · second_quarter · Q2
Issues related to the financing of energy projects
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Treasury, Dept of
RIPPLE LABS, INC. via BAKER & HOSTETLER LLP
2018 · first_quarter · Q1
Policy issues relating to digital currencies.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
NASDAQ, INC. via BAKER & HOSTETLER LLP
2018 · first_quarter · Q1
Policy issues relating to transparency and conflicts of interest in the financial services' proxy advisory industry, and capital markets structure H.R. 4015, Corporate Governance Reform and Transparency Act
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
AMERICAN SAFETY COUNCIL via BAKER & HOSTETLER LLP
2018 · first_quarter · Q1
Issues related to online worker training
Filing targets: HOUSE OF REPRESENTATIVES, Occupational Safety & Health Administration (OSHA), SENATE
AMERICAN MUNICIPAL POWER, INC. via BAKER & HOSTETLER LLP
2018 · first_quarter · Q1
Issues related to the financing of energy projects
Filing targets: HOUSE OF REPRESENTATIVES, Natl Economic Council (NEC), SENATE
RIPPLE LABS, INC. via BAKER & HOSTETLER LLP
2017 · fourth_quarter · Q4
Policy issues relating to digital currencies and blockchain technology.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
NASDAQ, INC. via BAKER & HOSTETLER LLP
2017 · fourth_quarter · Q4
Policy issues relating to transparency and conflicts of interest in the financial services' proxy advisory industry, and capital markets structure H.R. 4015, Corporate Governance Reform and Transparency Act
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
AMERICAN SAFETY COUNCIL via BAKER & HOSTETLER LLP
2017 · fourth_quarter · Q4
Issues related to online worker training
Filing targets: HOUSE OF REPRESENTATIVES, Occupational Safety & Health Administration (OSHA), SENATE
AMERICAN MUNICIPAL POWER, INC. via BAKER & HOSTETLER LLP
2017 · fourth_quarter · Q4
Issues related to the financing of energy projects
Filing targets: Executive Office of the President (EOP), HOUSE OF REPRESENTATIVES, SENATE
RIPPLE LABS, INC. via BAKER & HOSTETLER LLP
2017 · fourth_quarter · RR
Policy issues relating to digital currencies and blockchain technology.
Policy issues relating to digital currencies and blockchain technology.
PRUDENTIAL FINANCIAL INC. via BAKER & HOSTETLER LLP
2017 · third_quarter · Q3
Policy issues relating to corporate tax reform, including international tax rules
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
NASDAQ, INC. via BAKER & HOSTETLER LLP
2017 · third_quarter · Q3
Policy issues relating to transparency and conflicts of interest in the financial services' proxy advisory industry, and capital markets structure
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
AMERICAN SAFETY COUNCIL via BAKER & HOSTETLER LLP
2017 · third_quarter · Q3
Issues related to online worker training
Issues related to online worker training
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
AMERICAN MUNICIPAL POWER, INC. via BAKER & HOSTETLER LLP
2017 · third_quarter · Q3
Issues related to the financing of energy projects
Filing targets: Executive Office of the President (EOP)
PRUDENTIAL FINANCIAL INC. via BAKER & HOSTETLER LLP
2017 · second_quarter · Q2
Policy issues relating to corporate tax reform, including international tax rules
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
AMERICAN MUNICIPAL POWER, INC. via BAKER & HOSTETLER LLP
2017 · second_quarter · Q2
Issues related to the financing of energy projects
Filing targets: Executive Office of the President (EOP), HOUSE OF REPRESENTATIVES
NASDAQ, INC. via BAKER & HOSTETLER LLP
2017 · second_quarter · Q2
Policy issues relating to transparency and conflicts of interest in the financial services' proxy advisory industry, and capital markets structure
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
FINRA FINANCIAL INDUSTRY REGULATORY AUTHORITY via BAKER & HOSTETLER LLP
2017 · second_quarter · 2T
Regulation of securities industry and markets
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
AMERICAN SAFETY COUNCIL via BAKER & HOSTETLER LLP
2017 · second_quarter · Q2
Issues related to online worker training
Issues related to online worker training
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
FINRA FINANCIAL INDUSTRY REGULATORY AUTHORITY via BAKER & HOSTETLER LLP
2017 · first_quarter · Q1
Regulation of securities industry and markets
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
PRUDENTIAL FINANCIAL INC. via BAKER & HOSTETLER LLP
2017 · first_quarter · Q1
Policy issues relating to corporate tax reform, including international tax rules
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
NASDAQ, INC. via BAKER & HOSTETLER LLP
2017 · first_quarter · Q1
Policy issues relating to transparency and conflicts of interest in the financial services' proxy advisory industry, and capital markets structure
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
AMERICAN SAFETY COUNCIL via BAKER & HOSTETLER LLP
2017 · first_quarter · Q1
Issues related to online worker training
Issues related to online worker training
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
AMERICAN MUNICIPAL POWER, INC. via BAKER & HOSTETLER LLP
2017 · first_quarter · Q1
Issues related to the financing of energy projects
Filing targets: HOUSE OF REPRESENTATIVES
AMERICAN MUNICIPAL POWER, INC. via BAKER & HOSTETLER LLP
2017 · first_quarter · RR
Issues related to the financing of energy projects
PRUDENTIAL FINANCIAL INC. via BAKER & HOSTETLER LLP
2016 · fourth_quarter · Q4
Policy issues relating to corporate tax reform, including international tax rules
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
NASDAQ, INC. via BAKER & HOSTETLER LLP
2016 · fourth_quarter · Q4
Policy issues relating to transparency and conflicts of interest in the financial services' proxy advisory industry, and capital markets structure. H.R. 1839, the Reforming Access for Investments in Startup Enterprises Act. H.R. 5719/ S. 3152, the Empowering Employees Through Stock Ownership Act.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
FINRA FINANCIAL INDUSTRY REGULATORY AUTHORITY via BAKER & HOSTETLER LLP
2016 · fourth_quarter · Q4
Regulation of securities industry and markets
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
AMERICAN SAFETY COUNCIL via BAKER & HOSTETLER LLP
2016 · fourth_quarter · Q4
Issues related to online worker training
Issues related to online worker training
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
PRUDENTIAL FINANCIAL INC. via BAKER & HOSTETLER LLP
2016 · third_quarter · Q3
Policy issues relating to corporate tax reform, including international tax rules
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
NASDAQ, INC. via BAKER & HOSTETLER LLP
2016 · third_quarter · Q3
Policy issues relating to transparency and conflicts of interest in the financial services' proxy advisory industry, and capital markets structure. H.R. 1839, the Reforming Access for Investments in Startup Enterprises Act. H.R. 5719/ S. 3152, the Empowering Employees Through Stock Ownership Act.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
ALIBABA GROUP HOLDING LIMITED via BAKER & HOSTETLER LLP
2016 · third_quarter · Q3
Technology policy issues relating to e-commerce
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
FINRA FINANCIAL INDUSTRY REGULATORY AUTHORITY via BAKER & HOSTETLER LLP
2016 · third_quarter · Q3
Regulation of securities industry and markets
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
AMERICAN SAFETY COUNCIL via BAKER & HOSTETLER LLP
2016 · third_quarter · Q3
Issues related to online worker training
Issues related to online worker training
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
FINRA FINANCIAL INDUSTRY REGULATORY AUTHORITY via BAKER & HOSTETLER LLP
2016 · second_quarter · Q2
Regulation of securities industry and markets
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
PRUDENTIAL FINANCIAL INC. via BAKER & HOSTETLER LLP
2016 · second_quarter · Q2
Policy issues relating to corporate tax reform, including international tax rules
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
NASDAQ, INC. via BAKER & HOSTETLER LLP
2016 · second_quarter · Q2
Policy issues relating to transparency and conflicts of interest in the financial services' proxy advisory industry, and capital markets structure. H.R. 1839, the Reforming Access for Investments in Startup Enterprises Act.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
ALIBABA GROUP HOLDING LIMITED via BAKER & HOSTETLER LLP
2016 · second_quarter · Q2
Technology policy issues relating to e-commerce
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
ALIBABA GROUP HOLDING LIMITED via BAKER & HOSTETLER LLP
2016 · second_quarter · RA
Policy issues relating to intellectual property, international trade, e-commerce and technology
Policy issues relating to intellectual property, international trade, e-commerce and technology
Policy issues relating to intellectual property, international trade, e-commerce and technology
AMERICAN SAFETY COUNCIL via BAKER & HOSTETLER LLP
2016 · second_quarter · Q2
Issues related to online worker training
Issues related to online worker training
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
ALIBABA GROUP HOLDING LIMITED via BAKER & HOSTETLER LLP
2016 · second_quarter · RR
Policy issues relating to intellectual property, international trade, e-commerce and technology
Policy issues relating to intellectual property, international trade, e-commerce and technology
Policy issues relating to intellectual property, international trade, e-commerce and technology
PRUDENTIAL FINANCIAL INC. via BAKER & HOSTETLER LLP
2016 · second_quarter · RR
Policy issues relating to financial services and corporate and individual tax reform
Policy issues relating to financial services and corporate and individual tax reform
NASDAQ, INC. via BAKER & HOSTETLER LLP
2016 · second_quarter · RR
Financial services, including transparency and conflicts of interest in the proxy advisory industry, and market structure; immigration; cybersecurity; and tax reform
Financial services, including transparency and conflicts of interest in the proxy advisory industry, and market structure; immigration; cybersecurity; and tax reform
Financial services, including transparency and conflicts of interest in the proxy advisory industry, and market structure; immigration; cybersecurity; and tax reform
AMERICAN SAFETY COUNCIL via BAKER & HOSTETLER LLP
2016 · first_quarter · Q1
Issues related to online worker training
Issues related to online worker training
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
FINRA FINANCIAL INDUSTRY REGULATORY AUTHORITY via BAKER & HOSTETLER LLP
2016 · first_quarter · Q1
Regulation of securities industry and markets
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
FINRA FINANCIAL INDUSTRY REGULATORY AUTHORITY via BAKER & HOSTETLER LLP
2015 · fourth_quarter · Q4
Regulation of securities industry and markets
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
AMERICAN SAFETY COUNCIL via BAKER & HOSTETLER LLP
2015 · fourth_quarter · Q4
Issues related to online worker training
Issues related to online worker training
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
AMERICAN SAFETY COUNCIL via BAKER & HOSTETLER LLP
2015 · third_quarter · Q3
Issues related to online worker training
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
FINRA FINANCIAL INDUSTRY REGULATORY AUTHORITY via BAKER & HOSTETLER LLP
2015 · third_quarter · Q3
Regulation of securities industry and markets
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
AMERICAN SAFETY COUNCIL via BAKER & HOSTETLER LLP
2015 · second_quarter · Q2
Issues related to online worker training
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
FINRA FINANCIAL INDUSTRY REGULATORY AUTHORITY via BAKER & HOSTETLER LLP
2015 · second_quarter · Q2
Regulation of securities industry and markets
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
FINRA FINANCIAL INDUSTRY REGULATORY AUTHORITY via BAKER & HOSTETLER LLP
2015 · first_quarter · Q1
Regulation of securities industry and markets
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
FINRA FINANCIAL INDUSTRY REGULATORY AUTHORITY via BAKER & HOSTETLER LLP
2014 · fourth_quarter · Q4
Regulation of securities industry and markets
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
FINRA FINANCIAL INDUSTRY REGULATORY AUTHORITY via BAKER & HOSTETLER LLP
2014 · third_quarter · Q3
Regulation of securities industry and markets
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
FINRA FINANCIAL INDUSTRY REGULATORY AUTHORITY via BAKER & HOSTETLER LLP
2014 · second_quarter · Q2
Regulation of securities industry and markets
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
FINRA FINANCIAL INDUSTRY REGULATORY AUTHORITY via BAKER & HOSTETLER LLP
2014 · first_quarter · Q1
Regulation of securities industry and markets
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
FINRA FINANCIAL INDUSTRY REGULATORY AUTHORITY via BAKER & HOSTETLER LLP
2013 · fourth_quarter · Q4
Regulation of securities industry and markets
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
FINRA FINANCIAL INDUSTRY REGULATORY AUTHORITY via BAKER & HOSTETLER LLP
2013 · third_quarter · Q3
Regulation of securities industry and markets
FINRA FINANCIAL INDUSTRY REGULATORY AUTHORITY via BAKER & HOSTETLER LLP
2013 · second_quarter · Q2
Regulation of securities industry and markets
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
FINRA FINANCIAL INDUSTRY REGULATORY AUTHORITY via BAKER & HOSTETLER LLP
2013 · first_quarter · Q1
Regulation of securities industry and markets
FINRA FINANCIAL INDUSTRY REGULATORY AUTHORITY via BAKER & HOSTETLER LLP
2012 · fourth_quarter · Q4
Regulation of securities industry and markets; harmonization of regulation of broker-dealers and investment advisers; H.R. 4624
FINRA FINANCIAL INDUSTRY REGULATORY AUTHORITY via BAKER & HOSTETLER LLP
2012 · third_quarter · Q3
Regulation of securities industry and markets; harmonization of regulation of broker-dealers and investment advisers; H.R. 4624
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
FINRA FINANCIAL INDUSTRY REGULATORY AUTHORITY via BAKER & HOSTETLER LLP
2012 · second_quarter · Q2
Regulation of securities industry and markets; harmonization of regulation of broker-dealers and investment advisers; H.R. 4624
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
FINRA FINANCIAL INDUSTRY REGULATORY AUTHORITY via BAKER & HOSTETLER LLP
2012 · first_quarter · Q1
Regulation of securities industry and markets; harmonization of regulation of broker-dealers and investment advisers; Bachus discussion draft legislation
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
FINRA FINANCIAL INDUSTRY REGULATORY AUTHORITY via BAKER & HOSTETLER LLP
2011 · fourth_quarter · Q4
Regulation of securities industry and markets; harmonization of regulation of broker-dealers and investment advisers; Bachus discussion draft legislation
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
GATE TECHNOLOGIES, LLC via BAKER & HOSTETLER LLP
2011 · fourth_quarter · Q4
Capital formation issues: H.R. 1070/ S. 1544, Small Company Capital Formation Act; H.R. 2167/ S. 1824, Private Company Growth and Flexibility Act; H.R. 2930/ S. 1791, Entrepreneur Access to Capital Act; H.R. 2940/ S. 1831, Access to Capital for Job Creators Act; Small Company Job Growth and Regulatory Relief Act discussion draft; H.R. 1965/ S. 556 (no short title).
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
GATE TECHNOLOGIES, LLC via BAKER & HOSTETLER LLP
2011 · third_quarter · Q3
Capital formation issues: H.R. 1070/ S. 1544, Small Company Capital Formation Act; H.R. 2167, Private Company Growth and Flexibility Act; H.R. 2930, Entrepreneur Access to Capital Act; H.R. 2940, Access to Capital for Job Creators Act; Small Company Job Growth and Regulatory Relief Act discussion draft; H.R. 1965 (no short title).
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
FINRA FINANCIAL INDUSTRY REGULATORY AUTHORITY via BAKER & HOSTETLER LLP
2011 · third_quarter · Q3
Regulation of securities industry and markets; harmonization of regulation of broker-dealers and investment advisers; Bachus discussion draft legislation
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
GATE TECHNOLOGIES, LLC via BAKER & HOSTETLER LLP
2011 · second_quarter · Q2
H.R. 1070, Small Company Capital Formation Act
Filing targets: HOUSE OF REPRESENTATIVES
FINRA FINANCIAL INDUSTRY REGULATORY AUTHORITY via BAKER & HOSTETLER LLP
2011 · second_quarter · Q2
Regulation of securities industry and markets; harmonization of regulation of broker-dealers and investment advisers
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
GATE TECHNOLOGIES, LLC via BAKER & HOSTETLER LLP
2011 · second_quarter · RR
Issues related to capital formation for private companies; H.R. 1070, Small Company Capital Formation Act
THOMSON REUTERS via BAKER & HOSTETLER LLP
2011 · first_quarter · Q1
Legislative issues affecting the interests of Thomson Reuters; implementation of Dodd-Frank Wall Street Reform and Consumer Protection Act regarding derivatives issues
Filing targets: HOUSE OF REPRESENTATIVES
FINRA FINANCIAL INDUSTRY REGULATORY AUTHORITY via BAKER & HOSTETLER LLP
2011 · first_quarter · Q1
Regulation of securities industy and markets; harmonization of regulation of broker-dealers and investment advisers
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
FINRA FINANCIAL INDUSTRY REGULATORY AUTHORITY via BAKER & HOSTETLER LLP
2011 · first_quarter · RR
Regulation of securities industry and markets; harmonization of regulation of broker-dealers and investment advisers
THOMSON REUTERS via BAKER & HOSTETLER LLP
2010 · third_quarter · Q3
Legislative and regulatory issues affecting the interests of Thomson Reuters, implementation of Dodd-Frank Wall Street Reform and Consumer Protection Act
Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES
THOMSON REUTERS via BAKER & HOSTETLER LLP
2010 · second_quarter · Q2
Legislative and regulatory issues affecting the interests of Thomson Reuters, Dodd-Frank Wall Street Reform and Consumer Protection Act
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
THOMSON REUTERS via BAKER & HOSTETLER LLP
2010 · second_quarter · RR
Legislative and regulatory issues affecting the interests of Thomson Reuters, Dodd-Frank Wall Street Reform and Consumer Protection Act
Financial services, including transparency and conflicts of interest in the proxy advisory industry, and market structure; immigration; cybersecurity; and tax reform