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Reported covered position: Deputy Asst Sec. for Leg. Aff., Treasury (Aug 2007 - June 2010) Sr. Adv. for Cong. Aff. FinCEN (Jan 2006 - Aug 2007) Prof. Staff House Fin. Serv. Cmte (Jan 2004 - Jan 2006) Leg Dir. Cong. Carolyn McCarthy (Feb 1998 - Jan 2004)
How to read the money
Income and expense are whole-filing amounts associated with this lobbyist, not personal compensation or an allocated share.
No topic inference: each bill number appears in source LDA issue text assigned to this lobbyist.
SNAP Simplification for the Elderly Act
Client: HSBC TECHNOLOGY AND SERVICES USA INC. · Firm: HSBC TECHNOLOGY AND SERVICES USA INC.
H.R. 4521, The America COMPETES Act of 2022 Implementation on Public Law 115-174, the Economic Growth, Regulatory Relief and Consumer Protection Act relating to prudential regulatory requirements such as capital, liquidity and stress testing. Bank regulatory issues, including US implementation of Basel 3 reforms. Capital requirements
SNAP Simplification for the Elderly Act
Client: HSBC TECHNOLOGY AND SERVICES USA INC. · Firm: HSBC TECHNOLOGY AND SERVICES USA INC.
Specific issues are shown only where the LDA source assigned them to this lobbyist. Targets apply to the associated filing.
HSBC TECHNOLOGY AND SERVICES USA INC. via HSBC TECHNOLOGY AND SERVICES USA INC.
2022 · second_quarter · Q2
H.R. 4521, The America COMPETES Act of 2022 Implementation on Public Law 115-174, the Economic Growth, Regulatory Relief and Consumer Protection Act relating to prudential regulatory requirements such as capital, liquidity and stress testing. Bank regulatory issues, including US implementation of Basel 3 reforms. Capital requirements
Filing targets: Federal Deposit Insurance Corporation (FDIC), Federal Reserve System, HOUSE OF REPRESENTATIVES, Office of the Comptroller of the Currency (OCC), SENATE, Treasury, Dept of
Source: Senate LDA
H.R. 4521, The America COMPETES Act of 2022 Implementation on Public Law 115-174, the Economic Growth, Regulatory Relief and Consumer Protection Act relating to prudential regulatory requirements such as capital, liquidity and stress testing. Bank regulatory issues, including US implementation of Basel 3 reforms.
Inflation Reduction Act of 2022
Client: HSBC TECHNOLOGY AND SERVICES USA INC. · Firm: HSBC TECHNOLOGY AND SERVICES USA INC.
H.R.5376 - Build Back Better Act relating to foreign bank taxes and regulatory/TLAC issues. Implementation on Public Law 115-174, the Economic Growth, Regulatory Relief and Consumer Protection Act relating to prudential regulatory requirements such as capital, liquidity and stress testing. Bank regulatory issues, including US implementation of Basel 3 reforms.
Inflation Reduction Act of 2022
Client: HSBC TECHNOLOGY AND SERVICES USA INC. · Firm: HSBC TECHNOLOGY AND SERVICES USA INC.
H.R.5376 - Build Back Better Act relating to foreign bank taxes and regulatory/TLAC issues. Implementation on Public Law 115-174, the Economic Growth, Regulatory Relief and Consumer Protection Act relating to prudential regulatory requirements such as capital, liquidity and stress testing. Ongoing issues related to implementation of the Small Business Administration Paycheck Protection Program arising from: Public Law No: 116-136 The Coronavirus Aid, Relief, and Economic Security Act (CARES ACT). Public Law No: 116-142 Paycheck Protection Program Flexibility Act of 2020. Public Law No: 116-260 The Consolidated Appropriations Act, 2021. Public Law No: 117-2 American Rescue Plan Act of 2021. Public Law No: 117-6 PPP Extension Act of 2021.
Uyghur Forced Labor Prevention Act
Client: HSBC TECHNOLOGY AND SERVICES USA INC. · Firm: HSBC TECHNOLOGY AND SERVICES USA INC.
Bank Secrecy Act reform and Beneficial Ownership reporting proposals, generally S.3798 Hong Kong Autonomy Act H.R. 7083 Hong Kong Autonomy Act H.R. 7440 Hong Kong Accountability Act Monitored S.945/H.R. 7000 Holding Foreign Companies Accountable Act Monitored S.3744 Uyghur Human Rights Policy Act of 2020 Monitored H.R. 6210 Uyghur Forced Labor Prevention Act Monitored S.3471 Uyghur Forced Labor Prevention Act Monitored H.R. 6270 Uyghur Forced Labor Disclosure Act of 2020 Monitored S.4049 National Defense Authorization Act for Fiscal Year 2021
Uyghur Forced Labor Disclosure Act of 2020
Client: HSBC TECHNOLOGY AND SERVICES USA INC. · Firm: HSBC TECHNOLOGY AND SERVICES USA INC.
Bank Secrecy Act reform and Beneficial Ownership reporting proposals, generally S.3798 Hong Kong Autonomy Act H.R. 7083 Hong Kong Autonomy Act H.R. 7440 Hong Kong Accountability Act Monitored S.945/H.R. 7000 Holding Foreign Companies Accountable Act Monitored S.3744 Uyghur Human Rights Policy Act of 2020 Monitored H.R. 6210 Uyghur Forced Labor Prevention Act Monitored S.3471 Uyghur Forced Labor Prevention Act Monitored H.R. 6270 Uyghur Forced Labor Disclosure Act of 2020 Monitored S.4049 National Defense Authorization Act for Fiscal Year 2021
Holding Foreign Companies Accountable Act
Client: HSBC TECHNOLOGY AND SERVICES USA INC. · Firm: HSBC TECHNOLOGY AND SERVICES USA INC.
Bank Secrecy Act reform and Beneficial Ownership reporting proposals, generally S.3798 Hong Kong Autonomy Act H.R. 7083 Hong Kong Autonomy Act H.R. 7440 Hong Kong Accountability Act Monitored S.945/H.R. 7000 Holding Foreign Companies Accountable Act Monitored S.3744 Uyghur Human Rights Policy Act of 2020 Monitored H.R. 6210 Uyghur Forced Labor Prevention Act Monitored S.3471 Uyghur Forced Labor Prevention Act Monitored H.R. 6270 Uyghur Forced Labor Disclosure Act of 2020 Monitored S.4049 National Defense Authorization Act for Fiscal Year 2021
Paycheck Protection Program Flexibility Act of 2020
Client: HSBC TECHNOLOGY AND SERVICES USA INC. · Firm: HSBC TECHNOLOGY AND SERVICES USA INC.
Issues related to the regulation of large financial institutions, the Volcker Rule, Inter-affiliate margin requirements, capital, stress testing and resolution. Monitored implementation of Public Law 115-174, the Economic Growth, Regulatory Relief and Consumer Protection Act specifically regulatory proposals to modify enhanced prudential standards for foreign banks. H.R. 748 the Coronavirus Aid, Relief, and Economic Security Act (CARES Act) including monitoring implementation. H.R. 7010 Paycheck Protection Program Flexibility Act of 2020 included monitoring implementation. OCC Final Rule Community Reinvestment Act (CRA), 12 CFR Parts 25 and 195.
Hong Kong Autonomy Act
Client: HSBC TECHNOLOGY AND SERVICES USA INC. · Firm: HSBC TECHNOLOGY AND SERVICES USA INC.
Bank Secrecy Act reform and Beneficial Ownership reporting proposals, generally S.3798 Hong Kong Autonomy Act H.R. 7083 Hong Kong Autonomy Act H.R. 7440 Hong Kong Accountability Act Monitored S.945/H.R. 7000 Holding Foreign Companies Accountable Act Monitored S.3744 Uyghur Human Rights Policy Act of 2020 Monitored H.R. 6210 Uyghur Forced Labor Prevention Act Monitored S.3471 Uyghur Forced Labor Prevention Act Monitored H.R. 6270 Uyghur Forced Labor Disclosure Act of 2020 Monitored S.4049 National Defense Authorization Act for Fiscal Year 2021
Hong Kong Autonomy Act
Client: HSBC TECHNOLOGY AND SERVICES USA INC. · Firm: HSBC TECHNOLOGY AND SERVICES USA INC.
Bank Secrecy Act reform and Beneficial Ownership reporting proposals, generally S.3798 Hong Kong Autonomy Act H.R. 7083 Hong Kong Autonomy Act H.R. 7440 Hong Kong Accountability Act Monitored S.945/H.R. 7000 Holding Foreign Companies Accountable Act Monitored S.3744 Uyghur Human Rights Policy Act of 2020 Monitored H.R. 6210 Uyghur Forced Labor Prevention Act Monitored S.3471 Uyghur Forced Labor Prevention Act Monitored H.R. 6270 Uyghur Forced Labor Disclosure Act of 2020 Monitored S.4049 National Defense Authorization Act for Fiscal Year 2021
CARES Act
Client: HSBC TECHNOLOGY AND SERVICES USA INC. · Firm: HSBC TECHNOLOGY AND SERVICES USA INC.
Issues related to the regulation of large financial institutions, the Volcker Rule, Inter-affiliate margin requirements, cross-border requirements, capital, stress testing and resolution; Monitored implementation of Public Law 115-174, the Economic Growth, Regulatory Relief and Consumer Protection Act specifically regulatory proposals to modify enhanced prudential standards for foreign banks. Monitored developments related to the Federal Reserves development of its own real-time gross settlement service. H.R. 748 the Coronavirus Aid, Relief, and Economic Security Act (CARES Act) including monitoring implementation.
CARES Act
Client: HSBC TECHNOLOGY AND SERVICES USA INC. · Firm: HSBC TECHNOLOGY AND SERVICES USA INC.
Issues related to the regulation of large financial institutions, the Volcker Rule, Inter-affiliate margin requirements, capital, stress testing and resolution. Monitored implementation of Public Law 115-174, the Economic Growth, Regulatory Relief and Consumer Protection Act specifically regulatory proposals to modify enhanced prudential standards for foreign banks. H.R. 748 the Coronavirus Aid, Relief, and Economic Security Act (CARES Act) including monitoring implementation. H.R. 7010 Paycheck Protection Program Flexibility Act of 2020 included monitoring implementation. OCC Final Rule Community Reinvestment Act (CRA), 12 CFR Parts 25 and 195.
Paycheck Protection Small Business Forgiveness Act
Client: HSBC TECHNOLOGY AND SERVICES USA INC. · Firm: HSBC TECHNOLOGY AND SERVICES USA INC.
Issues related to the regulation of large financial institutions, the Volcker Rule, Inter-affiliate margin requirements, capital, stress testing and resolution. Monitored implementation of Public Law 115-174, the Economic Growth, Regulatory Relief and Consumer Protection Act specifically regulatory proposals to modify enhanced prudential standards for foreign banks. Public Law No: 116-136 The Coronavirus Aid, Relief, and Economic Security Act (CARES Act) including monitoring implementation. Public Law No: 116-142 Paycheck Protection Program Flexibility Act of 2020 included monitoring implementation. S. 4117/ H.R.7777, Paycheck Protection Small Business Forgiveness Act H.R. 8265 To amend the Small Business Act and the CARES Act to establish a program for second draw loans and make other modifications to the paycheck protection program, and for other purposes. OCC Final Rule Community Reinvestment Act (CRA), 12 CFR Parts 25 and 195.
Paycheck Protection Small Business Forgiveness Act
Client: HSBC TECHNOLOGY AND SERVICES USA INC. · Firm: HSBC TECHNOLOGY AND SERVICES USA INC.
Issues related to the regulation of large financial institutions including, capital, liquidity, accounting, stress testing and resolution. Implementation of Public Law 115-174, the Economic Growth, Regulatory Relief and Consumer Protection Act specifically regulatory proposals to modify enhanced prudential standards for foreign banks. Implementation of Public Law No: 116-136 The Coronavirus Aid, Relief, and Economic Security Act (CARES ACT). Implementation of Public Law No: 116-142 Paycheck Protection Program Flexibility Act of 2020. Implementation of Public Law No: 116-260 The Consolidated Appropriations Act, 2021. S. 4117/ H.R.7777, Paycheck Protection Small Business Forgiveness Act H.R. 8265 To amend the Small Business Act and the CARES Act to establish a program for second draw loans and make other modifications to the paycheck protection program, and for other purposes. OCC Final Rule Community Reinvestment Act (CRA), 12 CFR Parts 25 and 195.
To amend the Small Business Act and the CARES Act to establish a program for second draw loans and make other modifications to the paycheck protection program, and for other purposes.
Client: HSBC TECHNOLOGY AND SERVICES USA INC. · Firm: HSBC TECHNOLOGY AND SERVICES USA INC.
Issues related to the regulation of large financial institutions including, capital, liquidity, accounting, stress testing and resolution. Implementation of Public Law 115-174, the Economic Growth, Regulatory Relief and Consumer Protection Act specifically regulatory proposals to modify enhanced prudential standards for foreign banks. Implementation of Public Law No: 116-136 The Coronavirus Aid, Relief, and Economic Security Act (CARES ACT). Implementation of Public Law No: 116-142 Paycheck Protection Program Flexibility Act of 2020. Implementation of Public Law No: 116-260 The Consolidated Appropriations Act, 2021. S. 4117/ H.R.7777, Paycheck Protection Small Business Forgiveness Act H.R. 8265 To amend the Small Business Act and the CARES Act to establish a program for second draw loans and make other modifications to the paycheck protection program, and for other purposes. OCC Final Rule Community Reinvestment Act (CRA), 12 CFR Parts 25 and 195.
To amend the Small Business Act and the CARES Act to establish a program for second draw loans and make other modifications to the paycheck protection program, and for other purposes.
Client: HSBC TECHNOLOGY AND SERVICES USA INC. · Firm: HSBC TECHNOLOGY AND SERVICES USA INC.
Issues related to the regulation of large financial institutions, the Volcker Rule, Inter-affiliate margin requirements, capital, stress testing and resolution. Monitored implementation of Public Law 115-174, the Economic Growth, Regulatory Relief and Consumer Protection Act specifically regulatory proposals to modify enhanced prudential standards for foreign banks. Public Law No: 116-136 The Coronavirus Aid, Relief, and Economic Security Act (CARES Act) including monitoring implementation. Public Law No: 116-142 Paycheck Protection Program Flexibility Act of 2020 included monitoring implementation. S. 4117/ H.R.7777, Paycheck Protection Small Business Forgiveness Act H.R. 8265 To amend the Small Business Act and the CARES Act to establish a program for second draw loans and make other modifications to the paycheck protection program, and for other purposes. OCC Final Rule Community Reinvestment Act (CRA), 12 CFR Parts 25 and 195.
Hong Kong People's Freedom and Choice Act of 2020
Client: HSBC TECHNOLOGY AND SERVICES USA INC. · Firm: HSBC TECHNOLOGY AND SERVICES USA INC.
S.4049 National Defense Authorization Act for Fiscal Year 2021 H.R.8428, Hong Kongs Peoples Freedom and Choice Act of 2020 Implementation of P.L. 116-76, Hong Kong Human Rights and Democracy Act of 2019 Implementation of P.L.116-149, Hong Kong Autonomy Act
Uyghur Forced Labor Prevention Act
Client: HSBC TECHNOLOGY AND SERVICES USA INC. · Firm: HSBC TECHNOLOGY AND SERVICES USA INC.
Bank Secrecy Act reform and Beneficial Ownership reporting proposals, generally S.3798 Hong Kong Autonomy Act H.R. 7083 Hong Kong Autonomy Act H.R. 7440 Hong Kong Accountability Act Monitored S.945/H.R. 7000 Holding Foreign Companies Accountable Act Monitored S.3744 Uyghur Human Rights Policy Act of 2020 Monitored H.R. 6210 Uyghur Forced Labor Prevention Act Monitored S.3471 Uyghur Forced Labor Prevention Act Monitored H.R. 6270 Uyghur Forced Labor Disclosure Act of 2020 Monitored S.4049 National Defense Authorization Act for Fiscal Year 2021
Uyghur Human Rights Policy Act of 2020
Client: HSBC TECHNOLOGY AND SERVICES USA INC. · Firm: HSBC TECHNOLOGY AND SERVICES USA INC.
Bank Secrecy Act reform and Beneficial Ownership reporting proposals, generally S.3798 Hong Kong Autonomy Act H.R. 7083 Hong Kong Autonomy Act H.R. 7440 Hong Kong Accountability Act Monitored S.945/H.R. 7000 Holding Foreign Companies Accountable Act Monitored S.3744 Uyghur Human Rights Policy Act of 2020 Monitored H.R. 6210 Uyghur Forced Labor Prevention Act Monitored S.3471 Uyghur Forced Labor Prevention Act Monitored H.R. 6270 Uyghur Forced Labor Disclosure Act of 2020 Monitored S.4049 National Defense Authorization Act for Fiscal Year 2021
Uyghur Human Rights Policy Act of 2020
Client: HSBC TECHNOLOGY AND SERVICES USA INC. · Firm: HSBC TECHNOLOGY AND SERVICES USA INC.
Bank Secrecy Act reform and Beneficial Ownership reporting proposals, generally S.3798 Hong Kong Accountability Act Monitored S.945 Holding Companies Accountable Act Monitored S.3744 should be Uyghur Human Rights Policy Act of 2020 Monitored S.945 Holding Foreign Companies Accountable Act
Hong Kong Autonomy Act
Client: HSBC TECHNOLOGY AND SERVICES USA INC. · Firm: HSBC TECHNOLOGY AND SERVICES USA INC.
Bank Secrecy Act reform and Beneficial Ownership reporting proposals, generally S.3798 Hong Kong Accountability Act Monitored S.945 Holding Companies Accountable Act Monitored S.3744 should be Uyghur Human Rights Policy Act of 2020 Monitored S.945 Holding Foreign Companies Accountable Act
Hong Kong Autonomy Act
Client: HSBC TECHNOLOGY AND SERVICES USA INC. · Firm: HSBC TECHNOLOGY AND SERVICES USA INC.
Bank Secrecy Act reform and Beneficial Ownership reporting proposals, generally S.3798 Hong Kong Autonomy Act H.R. 7083 Hong Kong Autonomy Act H.R. 7440 Hong Kong Accountability Act Monitored S.945/H.R. 7000 Holding Foreign Companies Accountable Act Monitored S.3744 Uyghur Human Rights Policy Act of 2020 Monitored H.R. 6210 Uyghur Forced Labor Prevention Act Monitored S.3471 Uyghur Forced Labor Prevention Act Monitored H.R. 6270 Uyghur Forced Labor Disclosure Act of 2020 Monitored S.4049 National Defense Authorization Act for Fiscal Year 2021
National Defense Authorization Act for Fiscal Year 2021
Client: HSBC TECHNOLOGY AND SERVICES USA INC. · Firm: HSBC TECHNOLOGY AND SERVICES USA INC.
S.4049 National Defense Authorization Act for Fiscal Year 2021 H.R.8428, Hong Kongs Peoples Freedom and Choice Act of 2020 Implementation of P.L. 116-76, Hong Kong Human Rights and Democracy Act of 2019 Implementation of P.L.116-149, Hong Kong Autonomy Act
National Defense Authorization Act for Fiscal Year 2021
Client: HSBC TECHNOLOGY AND SERVICES USA INC. · Firm: HSBC TECHNOLOGY AND SERVICES USA INC.
Bank Secrecy Act reform and Beneficial Ownership reporting proposals, generally S.3798 Hong Kong Autonomy Act H.R. 7083 Hong Kong Autonomy Act H.R. 7440 Hong Kong Accountability Act Monitored S.945/H.R. 7000 Holding Foreign Companies Accountable Act Monitored S.3744 Uyghur Human Rights Policy Act of 2020 Monitored H.R. 6210 Uyghur Forced Labor Prevention Act Monitored S.3471 Uyghur Forced Labor Prevention Act Monitored H.R. 6270 Uyghur Forced Labor Disclosure Act of 2020 Monitored S.4049 National Defense Authorization Act for Fiscal Year 2021
Paycheck Protection Small Business Forgiveness Act
Client: HSBC TECHNOLOGY AND SERVICES USA INC. · Firm: HSBC TECHNOLOGY AND SERVICES USA INC.
Issues related to the regulation of large financial institutions, the Volcker Rule, Inter-affiliate margin requirements, capital, stress testing and resolution. Monitored implementation of Public Law 115-174, the Economic Growth, Regulatory Relief and Consumer Protection Act specifically regulatory proposals to modify enhanced prudential standards for foreign banks. Public Law No: 116-136 The Coronavirus Aid, Relief, and Economic Security Act (CARES Act) including monitoring implementation. Public Law No: 116-142 Paycheck Protection Program Flexibility Act of 2020 included monitoring implementation. S. 4117/ H.R.7777, Paycheck Protection Small Business Forgiveness Act H.R. 8265 To amend the Small Business Act and the CARES Act to establish a program for second draw loans and make other modifications to the paycheck protection program, and for other purposes. OCC Final Rule Community Reinvestment Act (CRA), 12 CFR Parts 25 and 195.
Paycheck Protection Small Business Forgiveness Act
Client: HSBC TECHNOLOGY AND SERVICES USA INC. · Firm: HSBC TECHNOLOGY AND SERVICES USA INC.
Issues related to the regulation of large financial institutions including, capital, liquidity, accounting, stress testing and resolution. Implementation of Public Law 115-174, the Economic Growth, Regulatory Relief and Consumer Protection Act specifically regulatory proposals to modify enhanced prudential standards for foreign banks. Implementation of Public Law No: 116-136 The Coronavirus Aid, Relief, and Economic Security Act (CARES ACT). Implementation of Public Law No: 116-142 Paycheck Protection Program Flexibility Act of 2020. Implementation of Public Law No: 116-260 The Consolidated Appropriations Act, 2021. S. 4117/ H.R.7777, Paycheck Protection Small Business Forgiveness Act H.R. 8265 To amend the Small Business Act and the CARES Act to establish a program for second draw loans and make other modifications to the paycheck protection program, and for other purposes. OCC Final Rule Community Reinvestment Act (CRA), 12 CFR Parts 25 and 195.
Holding Foreign Companies Accountable Act
Client: HSBC TECHNOLOGY AND SERVICES USA INC. · Firm: HSBC TECHNOLOGY AND SERVICES USA INC.
Bank Secrecy Act reform and Beneficial Ownership reporting proposals, generally S.3798 Hong Kong Accountability Act Monitored S.945 Holding Companies Accountable Act Monitored S.3744 should be Uyghur Human Rights Policy Act of 2020 Monitored S.945 Holding Foreign Companies Accountable Act
Holding Foreign Companies Accountable Act
Client: HSBC TECHNOLOGY AND SERVICES USA INC. · Firm: HSBC TECHNOLOGY AND SERVICES USA INC.
Bank Secrecy Act reform and Beneficial Ownership reporting proposals, generally S.3798 Hong Kong Autonomy Act H.R. 7083 Hong Kong Autonomy Act H.R. 7440 Hong Kong Accountability Act Monitored S.945/H.R. 7000 Holding Foreign Companies Accountable Act Monitored S.3744 Uyghur Human Rights Policy Act of 2020 Monitored H.R. 6210 Uyghur Forced Labor Prevention Act Monitored S.3471 Uyghur Forced Labor Prevention Act Monitored H.R. 6270 Uyghur Forced Labor Disclosure Act of 2020 Monitored S.4049 National Defense Authorization Act for Fiscal Year 2021
Financial Services and General Government Appropriations Act, 2018
Client: HSBC TECHNOLOGY AND SERVICES USA INC. · Firm: HSBC TECHNOLOGY AND SERVICES USA INC.
Issues related to the regulation of large financial institutions, the Volcker Rule, inter-affiliate margin requirements, cross-border requirements, capital, stress testing and resolution. Monitored S. 2155 Economic Growth, Regulatory Relief, and Consumer Protection Act; Monitored S. 488 JOBS and Investor Confidence Act of 2018; H.R. 5749 Options Markets Stability Act; H.R. 4790 Volcker Rule Regulatory Harmonization Act; S. 3107 Financial Services and General Government Appropriations Act, 2019 H.R. 3280 Financial Services and General Government Appropriations Act, 2018 H.R. 5961 Agriculture, Rural Development, Food and Drug Administration, and Related Agencies Appropriations Act 2019
Financial Services and General Government Appropriations Act, 2018
Client: HSBC TECHNOLOGY AND SERVICES USA INC. · Firm: HSBC TECHNOLOGY AND SERVICES USA INC.
Issues related to the regulation of large financial institutions, the Volcker Rule, inter-affiliate margin requirements, cross-border requirements, capital, stress testing and resolution. Monitored the implementation of the Economic Growth, Regulatory Relief, and Consumer Protection Act (S. 2155); Monitored S. 488 JOBS and Investor Confidence Act of 2018; H.R. 5749 Options Markets Stability Act; H.R. 4790 Volcker Rule Regulatory Harmonization Act; S. 3107 Financial Services and General Government Appropriations Act, 2019 H.R. 3280 Financial Services and General Government Appropriations Act, 2018 H.R. 5961 Agriculture, Rural Development, Food and Drug Administration, and Related Agencies Appropriations Act 2019
Financial Services and General Government Appropriations Act, 2018
Client: HSBC TECHNOLOGY AND SERVICES USA INC. · Firm: HSBC TECHNOLOGY AND SERVICES USA INC.
Issues related to the regulation of large financial institutions, the Volcker Rule, inter-affiliate margin requirements, cross-border requirements, capital, stress testing and resolution. Monitored implementation of Public Law 115-174 The Economic Growth, Regulatory Relief, and Consumer Protection Act; Monitored S. 488 JOBS and Investor Confidence Act of 2018; H.R. 5749 Options Markets Stability Act; H.R. 4790 Volcker Rule Regulatory Harmonization Act; S. 3107 Financial Services and General Government Appropriations Act, 2019 H.R. 3280 Financial Services and General Government Appropriations Act, 2018 H.R. 5961 Agriculture, Rural Development, Food and Drug Administration, and Related Agencies Appropriations Act 2019
Volcker Rule Regulatory Harmonization Act
Client: HSBC TECHNOLOGY AND SERVICES USA INC. · Firm: HSBC TECHNOLOGY AND SERVICES USA INC.
Issues related to the regulation of large financial institutions, the Volcker Rule, inter-affiliate margin requirements, cross-border requirements, capital, stress testing and resolution. Monitored implementation of Public Law 115-174 The Economic Growth, Regulatory Relief, and Consumer Protection Act; Monitored S. 488 JOBS and Investor Confidence Act of 2018; H.R. 5749 Options Markets Stability Act; H.R. 4790 Volcker Rule Regulatory Harmonization Act; S. 3107 Financial Services and General Government Appropriations Act, 2019 H.R. 3280 Financial Services and General Government Appropriations Act, 2018 H.R. 5961 Agriculture, Rural Development, Food and Drug Administration, and Related Agencies Appropriations Act 2019
Volcker Rule Regulatory Harmonization Act
Client: HSBC TECHNOLOGY AND SERVICES USA INC. · Firm: HSBC TECHNOLOGY AND SERVICES USA INC.
Issues related to the regulation of large financial institutions, the Volcker Rule, inter-affiliate margin requirements, cross-border requirements, capital, stress testing and resolution. Monitored S. 2155 Economic Growth, Regulatory Relief, and Consumer Protection Act; Monitored S. 488 JOBS and Investor Confidence Act of 2018; H.R. 5749 Options Markets Stability Act; H.R. 4790 Volcker Rule Regulatory Harmonization Act; S. 3107 Financial Services and General Government Appropriations Act, 2019 H.R. 3280 Financial Services and General Government Appropriations Act, 2018 H.R. 5961 Agriculture, Rural Development, Food and Drug Administration, and Related Agencies Appropriations Act 2019
Volcker Rule Regulatory Harmonization Act
Client: HSBC TECHNOLOGY AND SERVICES USA INC. · Firm: HSBC TECHNOLOGY AND SERVICES USA INC.
Issues related to the regulation of large financial institutions, the Volcker Rule, inter-affiliate margin requirements, cross-border requirements, capital, stress testing and resolution. Monitored the implementation of the Economic Growth, Regulatory Relief, and Consumer Protection Act (S. 2155); Monitored S. 488 JOBS and Investor Confidence Act of 2018; H.R. 5749 Options Markets Stability Act; H.R. 4790 Volcker Rule Regulatory Harmonization Act; S. 3107 Financial Services and General Government Appropriations Act, 2019 H.R. 3280 Financial Services and General Government Appropriations Act, 2018 H.R. 5961 Agriculture, Rural Development, Food and Drug Administration, and Related Agencies Appropriations Act 2019
Options Markets Stability Act
Client: HSBC TECHNOLOGY AND SERVICES USA INC. · Firm: HSBC TECHNOLOGY AND SERVICES USA INC.
Issues related to the regulation of large financial institutions, the Volcker Rule, inter-affiliate margin requirements, cross-border requirements, capital, stress testing and resolution. Monitored the implementation of the Economic Growth, Regulatory Relief, and Consumer Protection Act (S. 2155); Monitored S. 488 JOBS and Investor Confidence Act of 2018; H.R. 5749 Options Markets Stability Act; H.R. 4790 Volcker Rule Regulatory Harmonization Act; S. 3107 Financial Services and General Government Appropriations Act, 2019 H.R. 3280 Financial Services and General Government Appropriations Act, 2018 H.R. 5961 Agriculture, Rural Development, Food and Drug Administration, and Related Agencies Appropriations Act 2019
Options Markets Stability Act
Client: HSBC TECHNOLOGY AND SERVICES USA INC. · Firm: HSBC TECHNOLOGY AND SERVICES USA INC.
Issues related to the regulation of large financial institutions, the Volcker Rule, inter-affiliate margin requirements, cross-border requirements, capital, stress testing and resolution. Monitored S. 2155 Economic Growth, Regulatory Relief, and Consumer Protection Act; Monitored S. 488 JOBS and Investor Confidence Act of 2018; H.R. 5749 Options Markets Stability Act; H.R. 4790 Volcker Rule Regulatory Harmonization Act; S. 3107 Financial Services and General Government Appropriations Act, 2019 H.R. 3280 Financial Services and General Government Appropriations Act, 2018 H.R. 5961 Agriculture, Rural Development, Food and Drug Administration, and Related Agencies Appropriations Act 2019
Options Markets Stability Act
Client: HSBC TECHNOLOGY AND SERVICES USA INC. · Firm: HSBC TECHNOLOGY AND SERVICES USA INC.
Issues related to the regulation of large financial institutions, the Volcker Rule, inter-affiliate margin requirements, cross-border requirements, capital, stress testing and resolution. Monitored implementation of Public Law 115-174 The Economic Growth, Regulatory Relief, and Consumer Protection Act; Monitored S. 488 JOBS and Investor Confidence Act of 2018; H.R. 5749 Options Markets Stability Act; H.R. 4790 Volcker Rule Regulatory Harmonization Act; S. 3107 Financial Services and General Government Appropriations Act, 2019 H.R. 3280 Financial Services and General Government Appropriations Act, 2018 H.R. 5961 Agriculture, Rural Development, Food and Drug Administration, and Related Agencies Appropriations Act 2019
Agriculture, Rural Development, Food and Drug Administration, and Related Agencies Appropriations Act, 2019
Client: HSBC TECHNOLOGY AND SERVICES USA INC. · Firm: HSBC TECHNOLOGY AND SERVICES USA INC.
Issues related to the regulation of large financial institutions, the Volcker Rule, inter-affiliate margin requirements, cross-border requirements, capital, stress testing and resolution. Monitored implementation of Public Law 115-174 The Economic Growth, Regulatory Relief, and Consumer Protection Act; Monitored S. 488 JOBS and Investor Confidence Act of 2018; H.R. 5749 Options Markets Stability Act; H.R. 4790 Volcker Rule Regulatory Harmonization Act; S. 3107 Financial Services and General Government Appropriations Act, 2019 H.R. 3280 Financial Services and General Government Appropriations Act, 2018 H.R. 5961 Agriculture, Rural Development, Food and Drug Administration, and Related Agencies Appropriations Act 2019
Agriculture, Rural Development, Food and Drug Administration, and Related Agencies Appropriations Act, 2019
Client: HSBC TECHNOLOGY AND SERVICES USA INC. · Firm: HSBC TECHNOLOGY AND SERVICES USA INC.
Issues related to the regulation of large financial institutions, the Volcker Rule, inter-affiliate margin requirements, cross-border requirements, capital, stress testing and resolution. Monitored S. 2155 Economic Growth, Regulatory Relief, and Consumer Protection Act; Monitored S. 488 JOBS and Investor Confidence Act of 2018; H.R. 5749 Options Markets Stability Act; H.R. 4790 Volcker Rule Regulatory Harmonization Act; S. 3107 Financial Services and General Government Appropriations Act, 2019 H.R. 3280 Financial Services and General Government Appropriations Act, 2018 H.R. 5961 Agriculture, Rural Development, Food and Drug Administration, and Related Agencies Appropriations Act 2019
Agriculture, Rural Development, Food and Drug Administration, and Related Agencies Appropriations Act, 2019
Client: HSBC TECHNOLOGY AND SERVICES USA INC. · Firm: HSBC TECHNOLOGY AND SERVICES USA INC.
Issues related to the regulation of large financial institutions, the Volcker Rule, inter-affiliate margin requirements, cross-border requirements, capital, stress testing and resolution. Monitored the implementation of the Economic Growth, Regulatory Relief, and Consumer Protection Act (S. 2155); Monitored S. 488 JOBS and Investor Confidence Act of 2018; H.R. 5749 Options Markets Stability Act; H.R. 4790 Volcker Rule Regulatory Harmonization Act; S. 3107 Financial Services and General Government Appropriations Act, 2019 H.R. 3280 Financial Services and General Government Appropriations Act, 2018 H.R. 5961 Agriculture, Rural Development, Food and Drug Administration, and Related Agencies Appropriations Act 2019
Economic Growth, Regulatory Relief, and Consumer Protection Act
Client: HSBC TECHNOLOGY AND SERVICES USA INC. · Firm: HSBC TECHNOLOGY AND SERVICES USA INC.
Issues related to the regulation of large financial institutions, the Volcker Rule, inter-affiliate margin requirements, cross-border requirements, capital, stress testing and resolution. Monitored S. 2155 Economic Growth, Regulatory Relief, and Consumer Protection Act; Monitored S. 488 JOBS and Investor Confidence Act of 2018; H.R. 5749 Options Markets Stability Act; H.R. 4790 Volcker Rule Regulatory Harmonization Act; S. 3107 Financial Services and General Government Appropriations Act, 2019 H.R. 3280 Financial Services and General Government Appropriations Act, 2018 H.R. 5961 Agriculture, Rural Development, Food and Drug Administration, and Related Agencies Appropriations Act 2019
Economic Growth, Regulatory Relief, and Consumer Protection Act
Client: HSBC TECHNOLOGY AND SERVICES USA INC. · Firm: HSBC TECHNOLOGY AND SERVICES USA INC.
Issues related to the regulation of large financial institutions, the Volcker Rule, inter-affiliate margin requirements, cross-border requirements, capital, stress testing and resolution. Monitored S. 2155 Economic Growth, Regulatory Relief, and Consumer Protection Act.
Economic Growth, Regulatory Relief, and Consumer Protection Act
Client: HSBC TECHNOLOGY AND SERVICES USA INC. · Firm: HSBC TECHNOLOGY AND SERVICES USA INC.
Issues related to the regulation of large financial institutions, the Volcker Rule, inter-affiliate margin requirements, cross-border requirements, capital, stress testing and resolution. Monitored S. 2155 Economic Growth, Regulatory Relief, and Consumer Protection Act.
Economic Growth, Regulatory Relief, and Consumer Protection Act
Client: HSBC TECHNOLOGY AND SERVICES USA INC. · Firm: HSBC TECHNOLOGY AND SERVICES USA INC.
Issues related to the regulation of large financial institutions, the Volcker Rule, inter-affiliate margin requirements, cross-border requirements, capital, stress testing and resolution. Monitored the implementation of the Economic Growth, Regulatory Relief, and Consumer Protection Act (S. 2155); Monitored S. 488 JOBS and Investor Confidence Act of 2018; H.R. 5749 Options Markets Stability Act; H.R. 4790 Volcker Rule Regulatory Harmonization Act; S. 3107 Financial Services and General Government Appropriations Act, 2019 H.R. 3280 Financial Services and General Government Appropriations Act, 2018 H.R. 5961 Agriculture, Rural Development, Food and Drug Administration, and Related Agencies Appropriations Act 2019
Financial Services and General Government Appropriations Act, 2019
Client: HSBC TECHNOLOGY AND SERVICES USA INC. · Firm: HSBC TECHNOLOGY AND SERVICES USA INC.
Issues related to the regulation of large financial institutions, the Volcker Rule, inter-affiliate margin requirements, cross-border requirements, capital, stress testing and resolution. Monitored S. 2155 Economic Growth, Regulatory Relief, and Consumer Protection Act; Monitored S. 488 JOBS and Investor Confidence Act of 2018; H.R. 5749 Options Markets Stability Act; H.R. 4790 Volcker Rule Regulatory Harmonization Act; S. 3107 Financial Services and General Government Appropriations Act, 2019 H.R. 3280 Financial Services and General Government Appropriations Act, 2018 H.R. 5961 Agriculture, Rural Development, Food and Drug Administration, and Related Agencies Appropriations Act 2019
Financial Services and General Government Appropriations Act, 2019
Client: HSBC TECHNOLOGY AND SERVICES USA INC. · Firm: HSBC TECHNOLOGY AND SERVICES USA INC.
Issues related to the regulation of large financial institutions, the Volcker Rule, inter-affiliate margin requirements, cross-border requirements, capital, stress testing and resolution. Monitored implementation of Public Law 115-174 The Economic Growth, Regulatory Relief, and Consumer Protection Act; Monitored S. 488 JOBS and Investor Confidence Act of 2018; H.R. 5749 Options Markets Stability Act; H.R. 4790 Volcker Rule Regulatory Harmonization Act; S. 3107 Financial Services and General Government Appropriations Act, 2019 H.R. 3280 Financial Services and General Government Appropriations Act, 2018 H.R. 5961 Agriculture, Rural Development, Food and Drug Administration, and Related Agencies Appropriations Act 2019
Financial Services and General Government Appropriations Act, 2019
Client: HSBC TECHNOLOGY AND SERVICES USA INC. · Firm: HSBC TECHNOLOGY AND SERVICES USA INC.
Issues related to the regulation of large financial institutions, the Volcker Rule, inter-affiliate margin requirements, cross-border requirements, capital, stress testing and resolution. Monitored the implementation of the Economic Growth, Regulatory Relief, and Consumer Protection Act (S. 2155); Monitored S. 488 JOBS and Investor Confidence Act of 2018; H.R. 5749 Options Markets Stability Act; H.R. 4790 Volcker Rule Regulatory Harmonization Act; S. 3107 Financial Services and General Government Appropriations Act, 2019 H.R. 3280 Financial Services and General Government Appropriations Act, 2018 H.R. 5961 Agriculture, Rural Development, Food and Drug Administration, and Related Agencies Appropriations Act 2019
JOBS and Investor Confidence Act of 2018
Client: HSBC TECHNOLOGY AND SERVICES USA INC. · Firm: HSBC TECHNOLOGY AND SERVICES USA INC.
Issues related to the regulation of large financial institutions, the Volcker Rule, inter-affiliate margin requirements, cross-border requirements, capital, stress testing and resolution. Monitored the implementation of the Economic Growth, Regulatory Relief, and Consumer Protection Act (S. 2155); Monitored S. 488 JOBS and Investor Confidence Act of 2018; H.R. 5749 Options Markets Stability Act; H.R. 4790 Volcker Rule Regulatory Harmonization Act; S. 3107 Financial Services and General Government Appropriations Act, 2019 H.R. 3280 Financial Services and General Government Appropriations Act, 2018 H.R. 5961 Agriculture, Rural Development, Food and Drug Administration, and Related Agencies Appropriations Act 2019
JOBS and Investor Confidence Act of 2018
Client: HSBC TECHNOLOGY AND SERVICES USA INC. · Firm: HSBC TECHNOLOGY AND SERVICES USA INC.
Issues related to the regulation of large financial institutions, the Volcker Rule, inter-affiliate margin requirements, cross-border requirements, capital, stress testing and resolution. Monitored implementation of Public Law 115-174 The Economic Growth, Regulatory Relief, and Consumer Protection Act; Monitored S. 488 JOBS and Investor Confidence Act of 2018; H.R. 5749 Options Markets Stability Act; H.R. 4790 Volcker Rule Regulatory Harmonization Act; S. 3107 Financial Services and General Government Appropriations Act, 2019 H.R. 3280 Financial Services and General Government Appropriations Act, 2018 H.R. 5961 Agriculture, Rural Development, Food and Drug Administration, and Related Agencies Appropriations Act 2019
JOBS and Investor Confidence Act of 2018
Client: HSBC TECHNOLOGY AND SERVICES USA INC. · Firm: HSBC TECHNOLOGY AND SERVICES USA INC.
Issues related to the regulation of large financial institutions, the Volcker Rule, inter-affiliate margin requirements, cross-border requirements, capital, stress testing and resolution. Monitored S. 2155 Economic Growth, Regulatory Relief, and Consumer Protection Act; Monitored S. 488 JOBS and Investor Confidence Act of 2018; H.R. 5749 Options Markets Stability Act; H.R. 4790 Volcker Rule Regulatory Harmonization Act; S. 3107 Financial Services and General Government Appropriations Act, 2019 H.R. 3280 Financial Services and General Government Appropriations Act, 2018 H.R. 5961 Agriculture, Rural Development, Food and Drug Administration, and Related Agencies Appropriations Act 2019
2022 · first_quarter · Q1
H.R. 4521, The America COMPETES Act of 2022 Implementation on Public Law 115-174, the Economic Growth, Regulatory Relief and Consumer Protection Act relating to prudential regulatory requirements such as capital, liquidity and stress testing. Bank regulatory issues, including US implementation of Basel 3 reforms.
Filing targets: Federal Deposit Insurance Corporation (FDIC), Federal Reserve System, HOUSE OF REPRESENTATIVES, Office of the Comptroller of the Currency (OCC), SENATE
HSBC TECHNOLOGY AND SERVICES USA INC. via HSBC TECHNOLOGY AND SERVICES USA INC.
2021 · fourth_quarter · Q4
H.R.5376 - Build Back Better Act relating to foreign bank taxes and regulatory/TLAC issues. Implementation on Public Law 115-174, the Economic Growth, Regulatory Relief and Consumer Protection Act relating to prudential regulatory requirements such as capital, liquidity and stress testing. Bank regulatory issues, including US implementation of Basel 3 reforms.
Filing targets: Federal Deposit Insurance Corporation (FDIC), Federal Reserve System, HOUSE OF REPRESENTATIVES, Office of the Comptroller of the Currency (OCC), SENATE
HSBC TECHNOLOGY AND SERVICES USA INC. via HSBC TECHNOLOGY AND SERVICES USA INC.
2021 · third_quarter · Q3
H.R.5376 - Build Back Better Act relating to foreign bank taxes and regulatory/TLAC issues. Implementation on Public Law 115-174, the Economic Growth, Regulatory Relief and Consumer Protection Act relating to prudential regulatory requirements such as capital, liquidity and stress testing. Ongoing issues related to implementation of the Small Business Administration Paycheck Protection Program arising from: Public Law No: 116-136 The Coronavirus Aid, Relief, and Economic Security Act (CARES ACT). Public Law No: 116-142 Paycheck Protection Program Flexibility Act of 2020. Public Law No: 116-260 The Consolidated Appropriations Act, 2021. Public Law No: 117-2 American Rescue Plan Act of 2021. Public Law No: 117-6 PPP Extension Act of 2021.
Filing targets: Federal Deposit Insurance Corporation (FDIC), Federal Reserve System, HOUSE OF REPRESENTATIVES, Office of the Comptroller of the Currency (OCC), SENATE
HSBC TECHNOLOGY AND SERVICES USA INC. via HSBC TECHNOLOGY AND SERVICES USA INC.
2021 · second_quarter · Q2
Ongoing issues related to implementation of the Small Business Administration Paycheck Protection Program arising from: Public Law No: 116-136 The Coronavirus Aid, Relief, and Economic Security Act (CARES ACT). Public Law No: 116-142 Paycheck Protection Program Flexibility Act of 2020. Public Law No: 116-260 The Consolidated Appropriations Act, 2021. Public Law No: 117-2 American Rescue Plan Act of 2021 Public Law No: 117-6 PPP Extension Act of 2021. Implementation on Public Law 115-174, the Economic Growth, Regulatory Relief and Consumer Protection Act relating to prudential regulatory requirements such as capital, liquidity and stress testing.
Filing targets: Federal Deposit Insurance Corporation (FDIC), Federal Reserve System, HOUSE OF REPRESENTATIVES, Office of the Comptroller of the Currency (OCC), SENATE
HSBC TECHNOLOGY AND SERVICES USA INC. via HSBC TECHNOLOGY AND SERVICES USA INC.
2021 · first_quarter · Q1
Ongoing issues related to implementation of the Small Business Administration Paycheck Protection Program arising from: Public Law No: 116-136 The Coronavirus Aid, Relief, and Economic Security Act (CARES ACT). Public Law No: 116-142 Paycheck Protection Program Flexibility Act of 2020. Public Law No: 116-260 The Consolidated Appropriations Act, 2021. Public Law No: 117-2 American Rescue Plan Act of 2021 Public Law No: 117-6 PPP Extension Act of 2021. Implementation on Public Law 115-174, the Economic Growth, Regulatory Relief and Consumer Protection Act relating to prudential regulatory requirements such as capital, liquidity and stress testing.
Filing targets: Federal Deposit Insurance Corporation (FDIC), Federal Reserve System, HOUSE OF REPRESENTATIVES, Office of the Comptroller of the Currency (OCC), SENATE
HSBC TECHNOLOGY AND SERVICES USA INC. via HSBC TECHNOLOGY AND SERVICES USA INC.
2020 · fourth_quarter · Q4
S.4049 National Defense Authorization Act for Fiscal Year 2021 H.R.8428, Hong Kongs Peoples Freedom and Choice Act of 2020 Implementation of P.L. 116-76, Hong Kong Human Rights and Democracy Act of 2019 Implementation of P.L.116-149, Hong Kong Autonomy Act
Issues related to the regulation of large financial institutions including, capital, liquidity, accounting, stress testing and resolution. Implementation of Public Law 115-174, the Economic Growth, Regulatory Relief and Consumer Protection Act specifically regulatory proposals to modify enhanced prudential standards for foreign banks. Implementation of Public Law No: 116-136 The Coronavirus Aid, Relief, and Economic Security Act (CARES ACT). Implementation of Public Law No: 116-142 Paycheck Protection Program Flexibility Act of 2020. Implementation of Public Law No: 116-260 The Consolidated Appropriations Act, 2021. S. 4117/ H.R.7777, Paycheck Protection Small Business Forgiveness Act H.R. 8265 To amend the Small Business Act and the CARES Act to establish a program for second draw loans and make other modifications to the paycheck protection program, and for other purposes. OCC Final Rule Community Reinvestment Act (CRA), 12 CFR Parts 25 and 195.
HSBC TECHNOLOGY AND SERVICES USA INC. via HSBC TECHNOLOGY AND SERVICES USA INC.
2020 · third_quarter · Q3
Issues related to the regulation of large financial institutions, the Volcker Rule, Inter-affiliate margin requirements, capital, stress testing and resolution. Monitored implementation of Public Law 115-174, the Economic Growth, Regulatory Relief and Consumer Protection Act specifically regulatory proposals to modify enhanced prudential standards for foreign banks. Public Law No: 116-136 The Coronavirus Aid, Relief, and Economic Security Act (CARES Act) including monitoring implementation. Public Law No: 116-142 Paycheck Protection Program Flexibility Act of 2020 included monitoring implementation. S. 4117/ H.R.7777, Paycheck Protection Small Business Forgiveness Act H.R. 8265 To amend the Small Business Act and the CARES Act to establish a program for second draw loans and make other modifications to the paycheck protection program, and for other purposes. OCC Final Rule Community Reinvestment Act (CRA), 12 CFR Parts 25 and 195.
Bank Secrecy Act reform and Beneficial Ownership reporting proposals, generally S.3798 Hong Kong Autonomy Act H.R. 7083 Hong Kong Autonomy Act H.R. 7440 Hong Kong Accountability Act Monitored S.945/H.R. 7000 Holding Foreign Companies Accountable Act Monitored S.3744 Uyghur Human Rights Policy Act of 2020 Monitored H.R. 6210 Uyghur Forced Labor Prevention Act Monitored S.3471 Uyghur Forced Labor Prevention Act Monitored H.R. 6270 Uyghur Forced Labor Disclosure Act of 2020 Monitored S.4049 National Defense Authorization Act for Fiscal Year 2021
HSBC TECHNOLOGY AND SERVICES USA INC. via HSBC TECHNOLOGY AND SERVICES USA INC.
2020 · second_quarter · Q2
Issues related to the regulation of large financial institutions, the Volcker Rule, Inter-affiliate margin requirements, capital, stress testing and resolution. Monitored implementation of Public Law 115-174, the Economic Growth, Regulatory Relief and Consumer Protection Act specifically regulatory proposals to modify enhanced prudential standards for foreign banks. H.R. 748 the Coronavirus Aid, Relief, and Economic Security Act (CARES Act) including monitoring implementation. H.R. 7010 Paycheck Protection Program Flexibility Act of 2020 included monitoring implementation. OCC Final Rule Community Reinvestment Act (CRA), 12 CFR Parts 25 and 195.
Bank Secrecy Act reform and Beneficial Ownership reporting proposals, generally S.3798 Hong Kong Accountability Act Monitored S.945 Holding Companies Accountable Act Monitored S.3744 should be Uyghur Human Rights Policy Act of 2020 Monitored S.945 Holding Foreign Companies Accountable Act
Filing targets: Federal Reserve System, HOUSE OF REPRESENTATIVES, SENATE, Small Business Administration (SBA), Treasury, Dept of
HSBC TECHNOLOGY AND SERVICES USA INC. via HSBC TECHNOLOGY AND SERVICES USA INC.
2020 · first_quarter · Q1
Issues related to the regulation of large financial institutions, the Volcker Rule, Inter-affiliate margin requirements, cross-border requirements, capital, stress testing and resolution; Monitored implementation of Public Law 115-174, the Economic Growth, Regulatory Relief and Consumer Protection Act specifically regulatory proposals to modify enhanced prudential standards for foreign banks. Monitored developments related to the Federal Reserves development of its own real-time gross settlement service. H.R. 748 the Coronavirus Aid, Relief, and Economic Security Act (CARES Act) including monitoring implementation.
Filing targets: Federal Reserve System, HOUSE OF REPRESENTATIVES, SENATE, Small Business Administration (SBA), Treasury, Dept of
HSBC TECHNOLOGY AND SERVICES USA INC. via HSBC TECHNOLOGY AND SERVICES USA INC.
2019 · fourth_quarter · Q4
Issues related to the regulation of large financial institutions, the Volcker Rule, Inter-affiliate margin requirements, cross-border requirements, capital, stress testing and resolution; Monitored implementation of Public Law 115-174, the Economic Growth, Regulatory Relief and Consumer Protection Act specifically regulatory proposals to modify enhanced prudential standards for foreign banks. Monitored developments related to the Federal Reserves development of its own real-time gross settlement service.
Monitored implementation of Public Law 115-97, Tax Cuts and Jobs Act, specifically the Base Erosion and Anti-Abuse Tax (BEAT) issue.
Filing targets: Federal Reserve System, HOUSE OF REPRESENTATIVES, SENATE, Treasury, Dept of
HSBC TECHNOLOGY AND SERVICES USA INC. via HSBC TECHNOLOGY AND SERVICES USA INC.
2019 · third_quarter · Q3
Issues related to the regulation of large financial institutions, the Volcker Rule, Inter-affiliate margin requirements, cross-border requirements, capital, stress testing and resolution; Monitored implementation of Public Law 115-174, the Economic Growth, Regulatory Relief and Consumer Protection Act specifically regulatory proposals to modify enhanced prudential standards for foreign banks. Monitored developments related to the Federal Reserves development of its own real-time gross settlement service.
Monitored implementation of Public Law 115-97, Tax Cuts and Jobs Act, specifically the Base Erosion and Anti-Abuse Tax (BEAT) issue.
Filing targets: Federal Reserve System, HOUSE OF REPRESENTATIVES, SENATE, Treasury, Dept of
HSBC TECHNOLOGY AND SERVICES USA INC. via HSBC TECHNOLOGY AND SERVICES USA INC.
2019 · second_quarter · Q2
Monitored implementation of Public Law 115-97, Tax Cuts and Jobs Act, specifically the Base Erosion and Anti-Abuse Tax (BEAT) issue.
Issues related to the regulation of large financial institutions, the Volcker Rule, Inter-affiliate margin requirements, cross-border requirements, capital, stress testing and resolution; Monitored implementation of Public Law 115-174, the Economic Growth, Regulatory Relief and Consumer Protection Act specifically regulatory proposals to modify enhanced prudential standards for foreign banks.
Filing targets: Federal Reserve System, HOUSE OF REPRESENTATIVES, SENATE, Treasury, Dept of
HSBC TECHNOLOGY AND SERVICES USA INC. via HSBC TECHNOLOGY AND SERVICES USA INC.
2019 · first_quarter · Q1
Monitored implementation of Public Law 115-97, Tax Cuts and Jobs Act, specifically the Base Erosion and Anti-Abuse Tax (BEAT) issue.
Issues related to the regulation of large financial institutions, the Volcker Rule, Inter-affiliate margin requirements, cross-border requirements, capital, stress testing and resolution; Monitored implementation of Public Law 115-174 The Economic Growth, Regulatory Relief, and Consumer Protection Act.
Filing targets: Federal Reserve System, HOUSE OF REPRESENTATIVES, SENATE, Treasury, Dept of
HSBC TECHNOLOGY AND SERVICES USA INC. via HSBC TECHNOLOGY AND SERVICES USA INC.
2018 · fourth_quarter · Q4
Issues related to the regulation of large financial institutions, the Volcker Rule, inter-affiliate margin requirements, cross-border requirements, capital, stress testing and resolution. Monitored implementation of Public Law 115-174 The Economic Growth, Regulatory Relief, and Consumer Protection Act; Monitored S. 488 JOBS and Investor Confidence Act of 2018; H.R. 5749 Options Markets Stability Act; H.R. 4790 Volcker Rule Regulatory Harmonization Act; S. 3107 Financial Services and General Government Appropriations Act, 2019 H.R. 3280 Financial Services and General Government Appropriations Act, 2018 H.R. 5961 Agriculture, Rural Development, Food and Drug Administration, and Related Agencies Appropriations Act 2019
Monitored implementation of Public Law 115-97, Tax Cuts and Jobs Act, specifically the Base Erosion and Anti-Abuse Tax (BEAT) issue.
Filing targets: Federal Reserve System, HOUSE OF REPRESENTATIVES, SENATE, Treasury, Dept of
HSBC TECHNOLOGY AND SERVICES USA INC. via HSBC TECHNOLOGY AND SERVICES USA INC.
2018 · first_quarter · 1A
Issues related to the regulation of large financial institutions, the Volcker Rule, inter-affiliate margin requirements, cross-border requirements, capital, stress testing and resolution. Monitored S. 2155 Economic Growth, Regulatory Relief, and Consumer Protection Act.
Monitored implementation of Public Law 115-97, Tax Cuts and Jobs Act, specifically the Senate Base Erosion and Anti-Abuse Tax (BEAT) issue.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Treasury, Dept of
HSBC TECHNOLOGY AND SERVICES USA INC. via HSBC TECHNOLOGY AND SERVICES USA INC.
2018 · third_quarter · Q3
Issues related to the regulation of large financial institutions, the Volcker Rule, inter-affiliate margin requirements, cross-border requirements, capital, stress testing and resolution. Monitored the implementation of the Economic Growth, Regulatory Relief, and Consumer Protection Act (S. 2155); Monitored S. 488 JOBS and Investor Confidence Act of 2018; H.R. 5749 Options Markets Stability Act; H.R. 4790 Volcker Rule Regulatory Harmonization Act; S. 3107 Financial Services and General Government Appropriations Act, 2019 H.R. 3280 Financial Services and General Government Appropriations Act, 2018 H.R. 5961 Agriculture, Rural Development, Food and Drug Administration, and Related Agencies Appropriations Act 2019
Monitored implementation of Public Law 115-97, Tax Cuts and Jobs Act, specifically the Base Erosion and Anti-Abuse Tax (BEAT) issue.
Filing targets: Federal Reserve System, HOUSE OF REPRESENTATIVES, SENATE, Treasury, Dept of
HSBC TECHNOLOGY AND SERVICES USA INC. via HSBC TECHNOLOGY AND SERVICES USA INC.
2018 · second_quarter · Q2
Issues related to the regulation of large financial institutions, the Volcker Rule, inter-affiliate margin requirements, cross-border requirements, capital, stress testing and resolution. Monitored S. 2155 Economic Growth, Regulatory Relief, and Consumer Protection Act; Monitored S. 488 JOBS and Investor Confidence Act of 2018; H.R. 5749 Options Markets Stability Act; H.R. 4790 Volcker Rule Regulatory Harmonization Act; S. 3107 Financial Services and General Government Appropriations Act, 2019 H.R. 3280 Financial Services and General Government Appropriations Act, 2018 H.R. 5961 Agriculture, Rural Development, Food and Drug Administration, and Related Agencies Appropriations Act 2019
Monitored implementation of Public Law 115-97, Tax Cuts and Jobs Act, specifically the Base Erosion and Anti-Abuse Tax (BEAT) issue.
Filing targets: Federal Reserve System, HOUSE OF REPRESENTATIVES, SENATE, Treasury, Dept of
HSBC TECHNOLOGY AND SERVICES USA INC. via HSBC TECHNOLOGY AND SERVICES USA INC.
2018 · first_quarter · Q1
Issues related to the regulation of large financial institutions, the Volcker Rule, inter-affiliate margin requirements, cross-border requirements, capital, stress testing and resolution. Monitored S. 2155 Economic Growth, Regulatory Relief, and Consumer Protection Act.
Monitored implementation of Public Law 115-97, Tax Cuts and Jobs Act, specifically the Senate Base Erosion and Anti-Abuse Tax (BEAT) issue.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Treasury, Dept of
Filing targets: Federal Reserve System, HOUSE OF REPRESENTATIVES, SENATE, Small Business Administration (SBA), Treasury, Dept of
Filing targets: Federal Reserve System, HOUSE OF REPRESENTATIVES, SENATE, Small Business Administration (SBA), Treasury, Dept of