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Income and expense are whole-filing amounts associated with this lobbyist, not personal compensation or an allocated share.
No topic inference: each bill number appears in source LDA issue text assigned to this lobbyist.
Prevent Iran from Acquiring Nuclear Weapons and Stop War Through Diplomacy Act
Client: THRIVENT FINANCIAL FOR LUTHERANS · Firm: THRIVENT FINANCIAL FOR LUTHERANS
HR 4173, "Dodd-Frank Wall Street Reform and Consumer Protection Act". Title IX, Sec. 913, specifically issue regarding harmonization of the standard of care owed to securities investors, between investment advisors and broker/dealers, and Title IX, Section 919c regarding the use of financial planning resignations.
Improving Mathematics and Science Teacher Quality Act
Client: THRIVENT FINANCIAL FOR LUTHERANS · Firm: THRIVENT FINANCIAL FOR LUTHERANS
Specific issues are shown only where the LDA source assigned them to this lobbyist. Targets apply to the associated filing.
THRIVENT FINANCIAL FOR LUTHERANS via THRIVENT FINANCIAL FOR LUTHERANS
2015 · third_quarter · Q3
Dept of Labor Fiduciary Rule Proposal (RIN 1210-AB32; ZRIN 1210-ZA25; (PTE)84-24)
Tax exemption of fraternal benefit societies. Internal Revenue Code Sec. 501(c)(8)
Filing targets: HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), SENATE
Source: Senate LDA
HR 4173, "Dodd-Frank Wall Street Reform and Consumer Protection Act". Work on Title II, VI, and XII; issues involving the preservation of the thrift charter and actions of thrifts, and resolution authority including assessments on financial companies; HHS Notice of Proposed Rulemaking to implement HITECH Act; Modifications to HIPAA Privacy Rules; HR 3950, Patient Protection and Affordable Care Act. Work with trade associations on provisions applicable to long-term care insurance.
Improving Mathematics and Science Teacher Quality Act
Client: THRIVENT FINANCIAL FOR LUTHERANS · Firm: THRIVENT FINANCIAL FOR LUTHERANS
HR 4173, "Dodd-Frank Wall Street Reform and Consumer Protection Act". Work on Title II, VI, and XII; issues involving the preservation of the thrift charter and actions of thrifts, and resolution authority including assessments on financial companies; HHS Notice of Proposed Rulemaking to implement HITECH Act; Modifications to HIPAA Privacy Rules; HR 3950, Patient Protection and Affordable Care Act. Work with trade associations on provisions applicable to long-term care insurance.
Overseas Voting Education and Reform, Safeguarding Every American's Vote Act
Client: THRIVENT FINANCIAL FOR LUTHERANS · Firm: THRIVENT FINANCIAL FOR LUTHERANS
H.R. 4173, "Dodd-Frank Wall Street Reform and Consumer Protection Act". Work on Title II, Title VI, and Title XII - issues involving the preservation of the thrift charter and actions of thrifts, definition of insurance company, and resolution authority including assessments on financial companies. S.F. 3127, "Restoring American Financial Stability Act of 2010 (Same titles as above.)
Overseas Voting Education and Reform, Safeguarding Every American's Vote Act
Client: THRIVENT FINANCIAL FOR LUTHERANS · Firm: THRIVENT FINANCIAL FOR LUTHERANS
HR 4173, "Dodd-Frank Wall Street Reform and Consumer Protection Act". Work on Title II, VI, and XII; issues involving the preservation of the thrift charter and actions of thrifts, and resolution authority including assessments on financial companies; HHS Notice of Proposed Rulemaking to implement HITECH Act; Modifications to HIPAA Privacy Rules; HR 3950, Patient Protection and Affordable Care Act. Work with trade associations on provisions applicable to long-term care insurance.
Overseas Voting Education and Reform, Safeguarding Every American's Vote Act
Client: THRIVENT FINANCIAL FOR LUTHERANS · Firm: THRIVENT FINANCIAL FOR LUTHERANS
H.R. 4173, "Dodd-Frank Wall Street Reform and Consumer Protection Act" ; specifically issues regarding harmonization of the standard of care owed to securities investors, between investment advisors and broker/dealers. S.F. 3127, "Restoring American Financial Stability Act of 2010." Specifically Title IX, Investor Protections and Improvements to the Regulation of Securities.
Overseas Voting Education and Reform, Safeguarding Every American's Vote Act
Client: THRIVENT FINANCIAL FOR LUTHERANS · Firm: THRIVENT FINANCIAL FOR LUTHERANS
H.R. 4173, "The Wall Street Reform and Consumer Protection Act". Work on Title II, Title VI, and Title XII - issues involving the preservation of the thrift charter and actions of thrifts, definition of insurance company, and resolution authority including assessments on financial companies. S.F. 3127, "Restoring American Financial Stability Act of 2010
Overseas Voting Education and Reform, Safeguarding Every American's Vote Act
Client: THRIVENT FINANCIAL FOR LUTHERANS · Firm: THRIVENT FINANCIAL FOR LUTHERANS
HR 4173, "Dodd-Frank Wall Street Reform and Consumer Protection Act". Title IX specifically issue regarding harmonization of the standard of care owed to securities investors, between investment advisors and broker/dealers. Particiated in meetings with SEC and GAO to discuss GAO study on Financial Planners/Designations as required by the Dodd-Frank Act.
Overseas Voting Education and Reform, Safeguarding Every American's Vote Act
Client: THRIVENT FINANCIAL FOR LUTHERANS · Firm: THRIVENT FINANCIAL FOR LUTHERANS
HR 4173, "Dodd-Frank Wall Street Reform and Consumer Protection Act". Title IX, Sec. 913, specifically issue regarding harmonization of the standard of care owed to securities investors, between investment advisors and broker/dealers, and Title IX, Section 919c regarding the use of financial planning resignations.
Overseas Voting Education and Reform, Safeguarding Every American's Vote Act
Client: THRIVENT FINANCIAL FOR LUTHERANS · Firm: THRIVENT FINANCIAL FOR LUTHERANS
HR 4173, "Dodd-Frank Wall Street Reform and Consumer Protection Act". Work on Title II, VI, and XII; issues involving the preservation of the thrift charter and actions of thrifts, and resolution authority including assessments on financial companies; HHS Notice of Proposed Rulemaking to implement HITECH Act; Modifications to HIPAA Privacy Rules; HR 3950, Patient Protection and Affordable Care Act. Work with trade associations on provisions applicable to long-term care insurance.
Overseas Voting Education and Reform, Safeguarding Every American's Vote Act
Client: THRIVENT FINANCIAL FOR LUTHERANS · Firm: THRIVENT FINANCIAL FOR LUTHERANS
H.R. 4173, "The Wall Street Reform and Consumer Protection Act". Work on Title II, Title VI, and Title XII - issues involving the preservation of the thrift charter and actions of thrifts, definition of insurance company, and resolution authority including assessments on financial companies. S.F. 3127, "Restoring American Financial Stability Act of 2010"
Overseas Voting Education and Reform, Safeguarding Every American's Vote Act
Client: THRIVENT FINANCIAL FOR LUTHERANS · Firm: THRIVENT FINANCIAL FOR LUTHERANS
HR 4173, "Dodd-Frank Wall Street Reform and Consumer Protection Act"; Title I, Financial Stability; Title II, Orderly Liquidation Authority; Title III, Transfer of Powers to the Comptroller of the Currently, the Corporation, and the FRB; Title IV Regulation of Advisors to Hedge Funds & Others; Title V, Insurance; Title VI, Improvements to Regulation of Bank and Savings Association Holding Companies and Depository Institutions; Title VII Wall Street Transparency & Accountability; Title VIII Payment, Clearing & Settlement Supervision; Title IX Investor Protection & Improvements to the Regulation of Securities; Title X Bureau of Consumer Financial Protection; Title XI Federal Reserve System Provisions; Title XII Improving Access to Mainstream Financial Institutions; Title XIII Pay It Back Act; Title XIV Mortgage Reform & Anti-Predatory Lending Act; Title XV Miscellaneous Provisions; Title XVI Section 1256 Contracts. S.F. 3127, "Restoring American Financial Stability Act of 2010"
Overseas Voting Education and Reform, Safeguarding Every American's Vote Act
Client: THRIVENT FINANCIAL FOR LUTHERANS · Firm: THRIVENT FINANCIAL FOR LUTHERANS
H.R. 4173, "Dodd-Frank Wall Street Reform and Consumer Protection Act". Work on Title II, Title VI, and Title XII - issues involving the preservation of the thrift charter and actions of thrifts, definition of insurance company, and resolution authority including assessments on financial companies. S.F. 3127, "Restoring American Financial Stability Act of 2010 (Same titles as above.)
Overseas Voting Education and Reform, Safeguarding Every American's Vote Act
Client: THRIVENT FINANCIAL FOR LUTHERANS · Firm: THRIVENT FINANCIAL FOR LUTHERANS
H.R. 4173, "The Wall Street Reform and Consumer Protection Act". Work on Title II, Title VI, and Title XII - issues involving the preservation of the thrift charter and actions of thrifts, definition of insurance company, and resolution authority including assessments on financial companies. S.F. 3127, "Restoring American Financial Stability Act of 2010"
Overseas Voting Education and Reform, Safeguarding Every American's Vote Act
Client: THRIVENT FINANCIAL FOR LUTHERANS · Firm: THRIVENT FINANCIAL FOR LUTHERANS
HR 4173, "Dodd-Frank Wall Street Reform and Consumer Protection Act"; Title I, Financial Stability; Title II, Orderly Liquidation Authority; Title III, Transfer of Powers to the Comptroller of the Currently, the Corporation, and the FRB; Title IV Regulation of Advisors to Hedge Funds & Others; Title V, Insurance; Title VI, Improvements to Regulation of Bank and Savings Association Holding Companies and Depository Institutions; Title VII Wall Street Transparency & Accountability; Title VIII Payment, Clearing & Settlement Supervision; Title IX Investor Protection & Improvements to the Regulation of Securities; Title X Bureau of Consumer Financial Protection; Title XI Federal Reserve System Provisions; Title XII Improving Access to Mainstream Financial Institutions; Title XIII Pay It Back Act; Title XIV Mortgage Reform & Anti-Predatory Lending Act; Title XV Miscellaneous Provisions; Title XVI Section 1256 Contracts. S.F. 3127, "Restoring American Financial Stability Act of 2010"
Overseas Voting Education and Reform, Safeguarding Every American's Vote Act
Client: THRIVENT FINANCIAL FOR LUTHERANS · Firm: THRIVENT FINANCIAL FOR LUTHERANS
H.R. 4173, "Dodd-Frank Wall Street Reform and Consumer Protection Act" ; specifically issues regarding harmonization of the standard of care owed to securities investors, between investment advisors and broker/dealers. S.F. 3127, "Restoring American Financial Stability Act of 2010." Specifically Title IX, Investor Protections and Improvements to the Regulation of Securities.
Overseas Voting Education and Reform, Safeguarding Every American's Vote Act
Client: THRIVENT FINANCIAL FOR LUTHERANS · Firm: THRIVENT FINANCIAL FOR LUTHERANS
H.R. 4173, "The Wall Street Reform and Consumer Protection Act". Work on Title II, Title VI, and Title XII - issues involving the preservation of the thrift charter and actions of thrifts, definition of insurance company, and resolution authority including assessments on financial companies. S.F. 3127, "Restoring American Financial Stability Act of 2010"
Overseas Voting Education and Reform, Safeguarding Every American's Vote Act
Client: THRIVENT FINANCIAL FOR LUTHERANS · Firm: THRIVENT FINANCIAL FOR LUTHERANS
HR 4173, "Dodd-Frank Wall Street Reform and Consumer Protection Act". Title IX, Sec. 913, specifically issue regarding harmonization of the standard of care owed to securities investors, between investment advisors and broker/dealers, and Title IX, Section 919c regarding the use of financial planning resignations.
Overseas Voting Education and Reform, Safeguarding Every American's Vote Act
Client: THRIVENT FINANCIAL FOR LUTHERANS · Firm: THRIVENT FINANCIAL FOR LUTHERANS
HR 4173, "Dodd-Frank Wall Street Reform and Consumer Protection Act". Title IX specifically issue regarding harmonization of the standard of care owed to securities investors, between investment advisors and broker/dealers. Particiated in meetings with SEC and GAO to discuss GAO study on Financial Planners/Designations as required by the Dodd-Frank Act.
National Insurance Consumer Protection Act
Client: THRIVENT FINANCIAL FOR LUTHERANS · Firm: THRIVENT FINANCIAL FOR LUTHERANS
Office of National/Federal Insurance Title V of Treasury Department paper on Financial Regulatory Reform (Treasury proposal)-effect of federal regulation on insurance operations. Federal Charter for Insurance H.R. 1880-effect of federal regulation on insurance operations. Insurance Information Act of 2009-H.R. 2609 - effect of federal office on insurance operations. H.R. 3126 Consumer Financial Protection Agency-effect of new overcharging agency on operations as a fraternal benefit society and other financial service entities. Financial services regulatory reform issues as proposed by the U.S. Treasury and generally-effect on ability to carry out financial service operations.
National Insurance Consumer Protection Act
Client: THRIVENT FINANCIAL FOR LUTHERANS · Firm: THRIVENT FINANCIAL FOR LUTHERANS
H.R. 4173, "The Wall Street Reform and Consumer Protection Act". Work on Title II, Title VI, and Title XII - issues involving the preservation of the thrift charter and actions of thrifts, definition of insurance company, and resolution authority including assessments on financial companies. U.S. Senate bill draft of the "Restoring American Financial Stability Act", Titles II, VI, and XII Federal Charter for Insurance - H.R. 1880-effect of federal regulation on insurance operations. H.R. 2609 Insurance Information Act of 2009-effect of federal office on insurance operations. H.R. 3126 Consumer Financial Protection Agency-effect of new overarching agency on operations as a fraternal benefit society and other financial service entities. Financial Services Regulatory Reform Issues as proposed by the U.S. Treasury and generally-effect on ability to carry out financial service operations.
Insurance Information Act of 2009
Client: THRIVENT FINANCIAL FOR LUTHERANS · Firm: THRIVENT FINANCIAL FOR LUTHERANS
Office of National/Federal Insurance Title V of Treasury Department paper on Financial Regulatory Reform (Treasury proposal)-effect of federal regulation on insurance operations. Federal Charter for Insurance H.R. 1880-effect of federal regulation on insurance operations. Insurance Information Act of 2009-H.R. 2609 - effect of federal office on insurance operations. H.R. 3126 Consumer Financial Protection Agency-effect of new overcharging agency on operations as a fraternal benefit society and other financial service entities. Financial services regulatory reform issues as proposed by the U.S. Treasury and generally-effect on ability to carry out financial service operations.
Insurance Information Act of 2009
Client: THRIVENT FINANCIAL FOR LUTHERANS · Firm: THRIVENT FINANCIAL FOR LUTHERANS
H.R. 4173, "The Wall Street Reform and Consumer Protection Act". Work on Title II, Title VI, and Title XII - issues involving the preservation of the thrift charter and actions of thrifts, definition of insurance company, and resolution authority including assessments on financial companies. U.S. Senate bill draft of the "Restoring American Financial Stability Act", Titles II, VI, and XII Federal Charter for Insurance - H.R. 1880-effect of federal regulation on insurance operations. H.R. 2609 Insurance Information Act of 2009-effect of federal office on insurance operations. H.R. 3126 Consumer Financial Protection Agency-effect of new overarching agency on operations as a fraternal benefit society and other financial service entities. Financial Services Regulatory Reform Issues as proposed by the U.S. Treasury and generally-effect on ability to carry out financial service operations.
Consumer Financial Protection Agency Act of 2009
Client: THRIVENT FINANCIAL FOR LUTHERANS · Firm: THRIVENT FINANCIAL FOR LUTHERANS
Office of National/Federal Insurance Title V of Treasury Department paper on Financial Regulatory Reform (Treasury proposal)-effect of federal regulation on insurance operations. Federal Charter for Insurance H.R. 1880-effect of federal regulation on insurance operations. Insurance Information Act of 2009-H.R. 2609 - effect of federal office on insurance operations. H.R. 3126 Consumer Financial Protection Agency-effect of new overcharging agency on operations as a fraternal benefit society and other financial service entities. Financial services regulatory reform issues as proposed by the U.S. Treasury and generally-effect on ability to carry out financial service operations.
Consumer Financial Protection Agency Act of 2009
Client: THRIVENT FINANCIAL FOR LUTHERANS · Firm: THRIVENT FINANCIAL FOR LUTHERANS
H.R. 4173, "The Wall Street Reform and Consumer Protection Act". Work on Title II, Title VI, and Title XII - issues involving the preservation of the thrift charter and actions of thrifts, definition of insurance company, and resolution authority including assessments on financial companies. U.S. Senate bill draft of the "Restoring American Financial Stability Act", Titles II, VI, and XII Federal Charter for Insurance - H.R. 1880-effect of federal regulation on insurance operations. H.R. 2609 Insurance Information Act of 2009-effect of federal office on insurance operations. H.R. 3126 Consumer Financial Protection Agency-effect of new overarching agency on operations as a fraternal benefit society and other financial service entities. Financial Services Regulatory Reform Issues as proposed by the U.S. Treasury and generally-effect on ability to carry out financial service operations.
Overseas Voting Education and Reform, Safeguarding Every American's Vote Act
Client: THRIVENT FINANCIAL FOR LUTHERANS · Firm: THRIVENT FINANCIAL FOR LUTHERANS
H.R. 4173, "The Wall Street Reform and Consumer Protection Act" and U.S. Senate bill draft of the "Restoring American Financial Stability Act", Titles II, VI, and XII specifically issues regarding harmonization of the standard of care owed to securities investors, between investment advisors and broker/dealers.
Overseas Voting Education and Reform, Safeguarding Every American's Vote Act
Client: THRIVENT FINANCIAL FOR LUTHERANS · Firm: THRIVENT FINANCIAL FOR LUTHERANS
H.R. 4173, "The Wall Street Reform and Consumer Protection Act". Work on Title II, Title VI, and Title XII - issues involving the preservation of the thrift charter and actions of thrifts, definition of insurance company, and resolution authority including assessments on financial companies. U.S. Senate bill draft of the "Restoring American Financial Stability Act", Titles II, VI, and XII Federal Charter for Insurance - H.R. 1880-effect of federal regulation on insurance operations. H.R. 2609 Insurance Information Act of 2009-effect of federal office on insurance operations. H.R. 3126 Consumer Financial Protection Agency-effect of new overarching agency on operations as a fraternal benefit society and other financial service entities. Financial Services Regulatory Reform Issues as proposed by the U.S. Treasury and generally-effect on ability to carry out financial service operations.
Overseas Voting Education and Reform, Safeguarding Every American's Vote Act
Client: THRIVENT FINANCIAL FOR LUTHERANS · Firm: THRIVENT FINANCIAL FOR LUTHERANS
H.R. 4173, "The Wall Street Reform and Consumer Protection Act". Work on Title II, Title VI, and Title XII - issues involving the preservation of the thrift charter and actions of thrifts, definition of insurance company, and resolution authority including assessments on financial companies. U.S. Senate bill draft of the "Restoring American Financial Stability Act", Titles II, VI, and XII
2011 · first_quarter · Q1
Federal Reserve Board - Proposal to require SLHC's to file reports on the forms used by bank holding companies; FDIC - Notice of Public Rulemaking on Dodd-Frank Act Title II - Orderly Liquidation Authority; Financial Services Oversight Council - Notice of Public Rulemaking on Nonbank Financial Companies; Financial Services Oversight Council - Notice of Public Rulemaking on Volcker Rule Study
Maintenance of tax status as a fraternal benefit society under IRS Code Sec. 501(c)(8) - Advocating preservation of code section as it exists.
HR 4173, "Dodd-Frank Wall Street Reform and Consumer Protection Act". Title IX, Sec. 913, specifically issue regarding harmonization of the standard of care owed to securities investors, between investment advisors and broker/dealers, and Title IX, Section 919c regarding the use of financial planning resignations.
Filing targets: HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), SENATE, Securities & Exchange Commission (SEC)
THRIVENT FINANCIAL FOR LUTHERANS via THRIVENT FINANCIAL FOR LUTHERANS
2010 · first_quarter · 1A
H.R. 4173, "The Wall Street Reform and Consumer Protection Act". Work on Title II, Title VI, and Title XII - issues involving the preservation of the thrift charter and actions of thrifts, definition of insurance company, and resolution authority including assessments on financial companies. S.F. 3127, "Restoring American Financial Stability Act of 2010"
H.R. 4173, "The Wall Street Reform and Consumer Protection Act" and U.S. Senate bill draft of the "Restoring American Financial Stability Act", Titles II, VI, and XII specifically issues regarding harmonization of the standard of care owed to securities investors, between investment advisors and broker/dealers. S.F. 3127, "Restoring American Financial Stability Act of 2010." Specifically Title IX, Investor Protections and Improvements to the Regulation of Securities.
Maintenance of tax status as a fraternal benefit society under Internal Revenue Code Section 501(c)(8) - Advocating preservation of code section as it exists. President Obama's "bank tax" or fiscal resonsibility fee proposed as part of the President's budget released in January 2010 and imposed on certain financial institutions.
H.R. 4173, "The Wall Street Reform and Consumer Protection Act". Work on Title II, Title VI, and Title XII - issues involving the preservation of the thrift charter and actions of thrifts, definition of insurance company, and resolution authority including assessments on financial companies. S.F. 3127, "Restoring American Financial Stability Act of 2010"
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
THRIVENT FINANCIAL FOR LUTHERANS via THRIVENT FINANCIAL FOR LUTHERANS
2010 · second_quarter · 2A
H.R. 4173, "Dodd-Frank Wall Street Reform and Consumer Protection Act". Work on Title II, Title VI, and Title XII - issues involving the preservation of the thrift charter and actions of thrifts, definition of insurance company, and resolution authority including assessments on financial companies. S.F. 3127, "Restoring American Financial Stability Act of 2010 (Same titles as above.)
H.R. 4173, "Dodd-Frank Wall Street Reform and Consumer Protection Act" ; specifically issues regarding harmonization of the standard of care owed to securities investors, between investment advisors and broker/dealers. S.F. 3127, "Restoring American Financial Stability Act of 2010." Specifically Title IX, Investor Protections and Improvements to the Regulation of Securities.
Tax status as a fraternal benefit society under Internal Revenue Code Section 501(c)(8). President Obama's "bank tax" or fiscal responsibility fee proposed as part of the President's budget released in January 2010 and imposed on certain financial institutions.
HR 4173, "Dodd-Frank Wall Street Reform and Consumer Protection Act"; Title I, Financial Stability; Title II, Orderly Liquidation Authority; Title III, Transfer of Powers to the Comptroller of the Currently, the Corporation, and the FRB; Title IV Regulation of Advisors to Hedge Funds & Others; Title V, Insurance; Title VI, Improvements to Regulation of Bank and Savings Association Holding Companies and Depository Institutions; Title VII Wall Street Transparency & Accountability; Title VIII Payment, Clearing & Settlement Supervision; Title IX Investor Protection & Improvements to the Regulation of Securities; Title X Bureau of Consumer Financial Protection; Title XI Federal Reserve System Provisions; Title XII Improving Access to Mainstream Financial Institutions; Title XIII Pay It Back Act; Title XIV Mortgage Reform & Anti-Predatory Lending Act; Title XV Miscellaneous Provisions; Title XVI Section 1256 Contracts. S.F. 3127, "Restoring American Financial Stability Act of 2010"
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
THRIVENT FINANCIAL FOR LUTHERANS via THRIVENT FINANCIAL FOR LUTHERANS
2010 · third_quarter · 3A
Maintenance of tax status as a fraternal benefit society under IRS Code Sec. 501(c)(8) - Advocating preservation of code section as it exists. President Obama's planned "Financial Crisis Responsibility Fee" as proposed as part of the President's budget released in January , 2010 and as may be imposed on certain financial institutions.
HR 4173, "Dodd-Frank Wall Street Reform and Consumer Protection Act". Title IX specifically issue regarding harmonization of the standard of care owed to securities investors, between investment advisors and broker/dealers. Particiated in meetings with SEC and GAO to discuss GAO study on Financial Planners/Designations as required by the Dodd-Frank Act.
HR 4173, "Dodd-Frank Wall Street Reform and Consumer Protection Act". Work on Title II, VI, and XII; issues involving the preservation of the thrift charter and actions of thrifts, and resolution authority including assessments on financial companies; HHS Notice of Proposed Rulemaking to implement HITECH Act; Modifications to HIPAA Privacy Rules; HR 3950, Patient Protection and Affordable Care Act. Work with trade associations on provisions applicable to long-term care insurance.
Filing targets: Government Accountability Office (GAO), HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
THRIVENT FINANCIAL FOR LUTHERANS via THRIVENT FINANCIAL FOR LUTHERANS
2010 · fourth_quarter · 4A
HR 4173, "Dodd-Frank Wall Street Reform and Consumer Protection Act". Title IX, Sec. 913, specifically issue regarding harmonization of the standard of care owed to securities investors, between investment advisors and broker/dealers, and Title IX, Section 919c regarding the use of financial planning resignations.
Maintenance of tax status as a fraternal benefit society under IRS Code Sec. 501(c)(8) - Advocating preservation of code section as it exists.
Federal Reserve Board - Notice of Public Rulemaking on Conformance of the Volcker Rule (as required by the Dodd-Frank Act) FDIC - Notice of Public Rulemaking on Dodd-Frank Act Title II - Orderly Liquidation Authority; Financial Services Oversight Council - Notice of Public Rulemaking on Nonbank Financial Companies; Financial Services Oversight Council - Notice of Public Rulemaking on Volcker Rule Study
THRIVENT FINANCIAL FOR LUTHERANS via THRIVENT FINANCIAL FOR LUTHERANS
2010 · fourth_quarter · Q4
Federal Reserve Board - Notice of Public Rulemaking on Conformance of the Volcker Rule (as required by the Dodd-Frank Act) FDIC - Notice of Public Rulemaking on Dodd-Frank Act Title II - Orderly Liquidation Authority Financial Services Oversight Council - Notice of Public Rulemaking on Nonbank Financial Companies Financial Services Oversight Council - Notice of Public Rulemaking on Volcker Rule Study
HR 4173, "Dodd-Frank Wall Street Reform and Consumer Protection Act". Title IX, Sec. 913, specifically issue regarding harmonization of the standard of care owed to securities investors, between investment advisors and broker/dealers, and Title IX, Section 919c regarding the use of financial planning resignations.
THRIVENT FINANCIAL FOR LUTHERANS via THRIVENT FINANCIAL FOR LUTHERANS
2010 · third_quarter · Q3
Maintenance of tax status as a fraternal benefit society under IRS Code Sec. 501(c)(8) - Advocating preservation of code section as it exists. President Obama's planned "Financial Crisis Responsibility Fee" as proposed as part of the President's budget released in January , 2010 and as may be imposed on certain financial institutions.
HR 4173, "Dodd-Frank Wall Street Reform and Consumer Protection Act". Work on Title II, VI, and XII; issues involving the preservation of the thrift charter and actions of thrifts, and resolution authority including assessments on financial companies; HHS Notice of Proposed Rulemaking to implement HITECH Act; Modifications to HIPAA Privacy Rules; HR 3950, Patient Protection and Affordable Care Act. Work with trade associations on provisions applicable to long-term care insurance.
THRIVENT FINANCIAL FOR LUTHERANS via THRIVENT FINANCIAL FOR LUTHERANS
2010 · second_quarter · Q2
Tax status as a fraternal benefit society under Internal Revenue Code Section 501(c)(8). President Obama's "bank tax" or fiscal responsibility fee proposed as part of the President's budget released in January 2010 and imposed on certain financial institutions.
HR 4173, "Dodd-Frank Wall Street Reform and Consumer Protection Act"; Title I, Financial Stability; Title II, Orderly Liquidation Authority; Title III, Transfer of Powers to the Comptroller of the Currently, the Corporation, and the FRB; Title IV Regulation of Advisors to Hedge Funds & Others; Title V, Insurance; Title VI, Improvements to Regulation of Bank and Savings Association Holding Companies and Depository Institutions; Title VII Wall Street Transparency & Accountability; Title VIII Payment, Clearing & Settlement Supervision; Title IX Investor Protection & Improvements to the Regulation of Securities; Title X Bureau of Consumer Financial Protection; Title XI Federal Reserve System Provisions; Title XII Improving Access to Mainstream Financial Institutions; Title XIII Pay It Back Act; Title XIV Mortgage Reform & Anti-Predatory Lending Act; Title XV Miscellaneous Provisions; Title XVI Section 1256 Contracts. S.F. 3127, "Restoring American Financial Stability Act of 2010"
THRIVENT FINANCIAL FOR LUTHERANS via THRIVENT FINANCIAL FOR LUTHERANS
2010 · first_quarter · Q1
H.R. 4173, "The Wall Street Reform and Consumer Protection Act". Work on Title II, Title VI, and Title XII - issues involving the preservation of the thrift charter and actions of thrifts, definition of insurance company, and resolution authority including assessments on financial companies. S.F. 3127, "Restoring American Financial Stability Act of 2010
H.R. 4173, "The Wall Street Reform and Consumer Protection Act". Work on Title II, Title VI, and Title XII - issues involving the preservation of the thrift charter and actions of thrifts, definition of insurance company, and resolution authority including assessments on financial companies. S.F. 3127, "Restoring American Financial Stability Act of 2010"
THRIVENT FINANCIAL FOR LUTHERANS via THRIVENT FINANCIAL FOR LUTHERANS
2009 · fourth_quarter · Q4
Maintenance of tax status as a fraternal benefit society under Internal Revenue Code Section 501(c)(8) - Advocating preservation of code section as it exists. Rev. Proc. 2008-42 "Life Insurance Contracts -- Automatic Waiver"
H.R. 4173, "The Wall Street Reform and Consumer Protection Act". Work on Title II, Title VI, and Title XII - issues involving the preservation of the thrift charter and actions of thrifts, definition of insurance company, and resolution authority including assessments on financial companies. U.S. Senate bill draft of the "Restoring American Financial Stability Act", Titles II, VI, and XII
THRIVENT FINANCIAL FOR LUTHERANS via THRIVENT FINANCIAL FOR LUTHERANS
2009 · third_quarter · Q3
Office of National/Federal Insurance Title V of Treasury Department paper on Financial Regulatory Reform (Treasury proposal)-effect of federal regulation on insurance operations. Federal Charter for Insurance H.R. 1880-effect of federal regulation on insurance operations. Insurance Information Act of 2009-H.R. 2609 - effect of federal office on insurance operations. H.R. 3126 Consumer Financial Protection Agency-effect of new overcharging agency on operations as a fraternal benefit society and other financial service entities. Financial services regulatory reform issues as proposed by the U.S. Treasury and generally-effect on ability to carry out financial service operations.
Investors Protection Act Title IX, Section 913 of Treasury proposal issues regarding harmonization of the standard of care owed to securities investors, between investment advisors and broker/dealers.
THRIVENT FINANCIAL FOR LUTHERANS via THRIVENT FINANCIAL FOR LUTHERANS
2009 · fourth_quarter · RA
Issues related to Internal Revenue Code Section 501(c)(8) regarding the exemption for fraternal benefit societies and issues related to nonprofit organizations generally. Issues related to financial services regulation including regulation of insurance, securities, banking, as well as financial services, literacy and counseling; issues related financial products including taxation. Issues related to conducting overall mission of serving members and communities as a fraternal benefit society, including general business issues.
Issues related to Internal Revenue Code Section 501(c)(8) regarding the exemption for fraternal benefit societies and issues related to nonprofit organizations generally. Issues related to financial services regulation including regulation of insurance, securities, banking, as well as financial services, literacy and counseling; issues related financial products including taxation. Issues related to conducting overall mission of serving members and communities as a fraternal benefit society, including general business issues.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
Maintenance of tax status as a fraternal benefit society under IRS Code Sec. 501(c)(8) - Advocating preservation of code section as it exists.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
HR 4173, "Dodd-Frank Wall Street Reform and Consumer Protection Act". Title IX specifically issue regarding harmonization of the standard of care owed to securities investors, between investment advisors and broker/dealers. Particiated in meetings with SEC and GAO to discuss GAO study on Financial Planners/Designations as required by the Dodd-Frank Act.
Filing targets: Government Accountability Office (GAO), HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
H.R. 4173, "Dodd-Frank Wall Street Reform and Consumer Protection Act". Work on Title II, Title VI, and Title XII - issues involving the preservation of the thrift charter and actions of thrifts, definition of insurance company, and resolution authority including assessments on financial companies. S.F. 3127, "Restoring American Financial Stability Act of 2010 (Same titles as above.)
H.R. 4173, "Dodd-Frank Wall Street Reform and Consumer Protection Act" ; specifically issues regarding harmonization of the standard of care owed to securities investors, between investment advisors and broker/dealers. S.F. 3127, "Restoring American Financial Stability Act of 2010." Specifically Title IX, Investor Protections and Improvements to the Regulation of Securities.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
H.R. 4173, "The Wall Street Reform and Consumer Protection Act" and U.S. Senate bill draft of the "Restoring American Financial Stability Act", Titles II, VI, and XII specifically issues regarding harmonization of the standard of care owed to securities investors, between investment advisors and broker/dealers. S.F. 3127, "Restoring American Financial Stability Act of 2010." Specifically Title IX, Investor Protections and Improvements to the Regulation of Securities.
Maintenance of tax status as a fraternal benefit society under Internal Revenue Code Section 501(c)(8) - Advocating preservation of code section as it exists. President Obama's "bank tax" or fiscal resonsibility fee proposed as part of the President's budget released in January 2010 and imposed on certain financial institutions.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
H.R. 4173, "The Wall Street Reform and Consumer Protection Act". Work on Title II, Title VI, and Title XII - issues involving the preservation of the thrift charter and actions of thrifts, definition of insurance company, and resolution authority including assessments on financial companies. U.S. Senate bill draft of the "Restoring American Financial Stability Act", Titles II, VI, and XII Federal Charter for Insurance - H.R. 1880-effect of federal regulation on insurance operations. H.R. 2609 Insurance Information Act of 2009-effect of federal office on insurance operations. H.R. 3126 Consumer Financial Protection Agency-effect of new overarching agency on operations as a fraternal benefit society and other financial service entities. Financial Services Regulatory Reform Issues as proposed by the U.S. Treasury and generally-effect on ability to carry out financial service operations.
H.R. 4173, "The Wall Street Reform and Consumer Protection Act" and U.S. Senate bill draft of the "Restoring American Financial Stability Act", Titles II, VI, and XII specifically issues regarding harmonization of the standard of care owed to securities investors, between investment advisors and broker/dealers.
Filing targets: HOUSE OF REPRESENTATIVES, Internal Revenue Service (IRS), SENATE, Securities & Exchange Commission (SEC)
Reform of thrift regulation, bank holding company regulation and systemic risk Titles II, III, VI of Treasury proposal - issues involve the preservation of thrift charter and permissible activities of thrift.
Maintenance of tax status as a fraternal benefit society under Internal Revenue Code Section 501(c)(8) - Preservation of code section. IRS Notice 2009-47: Provided information and feedback to the IRS at their request regarding this notice having to do with life insurance compliance testing of insureds after reaching age 100. IRS Revenue Procedure 2008: New Automatic Waiver procedure.
Filing targets: HOUSE OF REPRESENTATIVES, Internal Revenue Service (IRS), SENATE, Securities & Exchange Commission (SEC)
Issues related to Internal Revenue Code Section 501(c)(8) regarding the exemption for fraternal benefit societies and issues related to nonprofit organizations generally. Issues related to financial services regulation including regulation of insurance, securities, banking, as well as financial services, literacy and counseling; issues related financial products including taxation. Issues related to conducting overall mission of serving members and communities as a fraternal benefit society, including general business issues.
Issues related to Internal Revenue Code Section 501(c)(8) regarding the exemption for fraternal benefit societies and issues related to nonprofit organizations generally. Issues related to financial services regulation including regulation of insurance, securities, banking, as well as financial services, literacy and counseling; issues related financial products including taxation. Issues related to conducting overall mission of serving members and communities as a fraternal benefit society, including general business issues.