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Income and expense are whole-filing amounts associated with this lobbyist, not personal compensation or an allocated share.
No topic inference: each bill number appears in source LDA issue text assigned to this lobbyist.
Mutual Fund Litigation Reform Act
Client: INVESTMENT COMPANY INSTITUTE · Firm: DALY CONSULTING GROUP
H.R. 699- Mutual Fund Litigation Reform Act (Emmer)
Mutual Fund Litigation Reform Act
Client: INVESTMENT COMPANY INSTITUTE · Firm: DALY CONSULTING GROUP
H.R. 699- Mutual Fund Litigation Reform Act (Emmer)
Specific issues are shown only where the LDA source assigned them to this lobbyist. Targets apply to the associated filing.
THE GOLDMAN SACHS GROUP, INC. via DALY CONSULTING GROUP
2022 · second_quarter · Q2
Implementation of P.L. 111-203, Dodd-Frank Wall Street Reform and Consumer Protection Act, and other issues related to the financial services industry.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
TRANSUNION LLC via DALY CONSULTING GROUP
2022 · second_quarter · Q2
Source: Senate LDA
| 2017–2022 |
| STATE STREET BANK AND TRUST COMPANY | 24 | 2017–2022 |
| THE GOLDMAN SACHS GROUP, INC. | 22 | 2017–2022 |
| FMR LLC ("FIDELITY INVESTMENTS") | 20 | 2016–2021 |
| FINANCIAL INDUSTRY REGULATORY AUTHORITY ("FINRA", FORMERLY NASD) | 19 | 2016–2020 |
| MARINER FINANCE | 17 | 2018–2022 |
| ALLY FINANCIAL | 15 | 2019–2022 |
| XTX MARKETS LLC (AMERICAS) | 15 | 2019–2022 |
| THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA | 14 | 2017–2019 |
| MELLON FINANCIAL SERVICES CORPORATION #1 | 13 | 2018–2021 |
| BROADRIDGE FINANCIAL SOLUTIONS, INC. | 12 | 2019–2022 |
| HSBC-NORTH AMERICA | 11 | 2018–2020 |
| KOCH COMPANIES PUBLIC SECTOR LLC | 11 | 2017–2019 |
| CLINICOMP, INTL. | 10 | 2017–2018 |
| AMERICAN FUEL & PETROCHEMICAL MANUFACTURERS | 9 | 2016–2017 |
| NOMURA HOLDING AMERICA INC. | 9 | 2017–2018 |
| ROBINHOOD MARKETS, INC. | 9 | 2020–2022 |
| HARBOR | 8 | 2018–2019 |
| BLACKROCK FUNDS SERVICES GROUP LLC (FKA BLACKROCK, INC.) | 4 | 2022 |
| CHICAGO BOARD OPTIONS EXCHANGE FORMERLY REPORTED AS BATS GLOBAL MARKETS INC | 3 | 2016–2017 |
| CHIME FINANCIAL INC. | 3 | 2022 |
| TRANSUNION, LLC | 3 | 2022 |
Mutual Fund Litigation Reform Act
Client: INVESTMENT COMPANY INSTITUTE · Firm: DALY CONSULTING GROUP
H.R. 699- Mutual Fund Litigation Reform Act (Emmer)
Mutual Fund Litigation Reform Act
Client: INVESTMENT COMPANY INSTITUTE · Firm: DALY CONSULTING GROUP
H.R. 699- Mutual Fund Litigation Reform Act (Emmer)
Mutual Fund Litigation Reform Act
Client: INVESTMENT COMPANY INSTITUTE · Firm: DALY CONSULTING GROUP
H.R. 699- Mutual Fund Litigation Reform Act (Emmer)
Mutual Fund Litigation Reform Act
Client: INVESTMENT COMPANY INSTITUTE · Firm: DALY CONSULTING GROUP
H.R. 699- Mutual Fund Litigation Reform Act (Emmer)
Issues related to global information and insights
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
TRANSUNION LLC via DALY CONSULTING GROUP
2022 · second_quarter · Q2
Issues related to global information and insights
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
CHIME FINANCIAL, INC. via DALY CONSULTING GROUP
2022 · second_quarter · Q2
Issues related to financial services and technology
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
BLACKROCK FUNDS SERVICES GROUP LLC (FKA BLACKROCK, INC.) via DALY CONSULTING GROUP
2022 · second_quarter · Q2
Issues related to capital markets
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
ROBINHOOD MARKETS, INC. via DALY CONSULTING GROUP
2022 · second_quarter · Q2
Issues related to securities regulation
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
BROADRIDGE FINANCIAL SOLUTIONS, INC. via DALY CONSULTING GROUP
2022 · second_quarter · Q2
Issues related to securities regulation
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
ALLY FINANCIAL via DALY CONSULTING GROUP
2022 · second_quarter · Q2
Issues related to banking regulation
XTX MARKETS LLC (AMERICAS) via DALY CONSULTING GROUP
2022 · second_quarter · Q2
Issues related to capital markets
Filing targets: Commodity Futures Trading Commission (CFTC), Securities & Exchange Commission (SEC)
MARINER FINANCE via DALY CONSULTING GROUP
2022 · second_quarter · Q2
Issues related to consumer finance
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
DEPOSITORY TRUST & CLEARING CORPORATION via DALY CONSULTING GROUP
2022 · second_quarter · Q2
Issues related to securities regulation
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
STATE STREET BANK AND TRUST COMPANY via DALY CONSULTING GROUP
2022 · second_quarter · Q2
Implementation of Dodd-Frank Wall Street Reform and Consumer Protection Act and other regulatory reform issues
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
S-3 GROUP, O/B/O COUNCIL FOR INVESTOR RIGHTS AND CORPORATE ACCOUNTABILITY, INC. via DALY CONSULTING GROUP
2022 · second_quarter · Q2
Issues related to investor rights
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
S&P GLOBAL INC (FORMERLY MCGRAW HILL FINANCIAL) via DALY CONSULTING GROUP
2022 · second_quarter · Q2
Credit rating agency regulation
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
TRAVELERS COMPANIES INC AND SUBSIDIARIES (WAS THE TRAVELERS COMPANIES INC via DALY CONSULTING GROUP
2022 · second_quarter · Q2
SEC issues related to corporate governance and public company reporting issues
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
PWC US GROUP LLP (FORMERLY PRICEWATERHOUSECOOPERS LLP) via DALY CONSULTING GROUP
2022 · second_quarter · Q2
Support for continued investor protections under Sarbanes-Oxley; Issues impacting the accounting and auditing profession; Independence of accounting setting
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
INVESTMENT COMPANY INSTITUTE via DALY CONSULTING GROUP
2022 · second_quarter · Q2
H.R. 699- Mutual Fund Litigation Reform Act (Emmer)
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
TRANSUNION LLC via DALY CONSULTING GROUP
2022 · first_quarter · Q1
Issues related to global information and insights
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
CHIME FINANCIAL, INC. via DALY CONSULTING GROUP
2022 · first_quarter · Q1
Issues related to financial services and technology
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
BLACKROCK FUNDS SERVICES GROUP LLC (FKA BLACKROCK, INC.) via DALY CONSULTING GROUP
2022 · first_quarter · Q1
Issues related to capital markets
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
ROBINHOOD MARKETS, INC. via DALY CONSULTING GROUP
2022 · first_quarter · Q1
Issues related to securities regulation
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
BROADRIDGE FINANCIAL SOLUTIONS, INC. via DALY CONSULTING GROUP
2022 · first_quarter · Q1
Issues related to securities regulation
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
ALLY FINANCIAL via DALY CONSULTING GROUP
2022 · first_quarter · Q1
Issues related to banking regulation
XTX MARKETS LLC (AMERICAS) via DALY CONSULTING GROUP
2022 · first_quarter · Q1
Issues related to capital markets
Filing targets: Commodity Futures Trading Commission (CFTC), Securities & Exchange Commission (SEC)
MARINER FINANCE via DALY CONSULTING GROUP
2022 · first_quarter · Q1
Issues related to consumer finance
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
DEPOSITORY TRUST & CLEARING CORPORATION via DALY CONSULTING GROUP
2022 · first_quarter · Q1
Issues related to securities regulation
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
STATE STREET BANK AND TRUST COMPANY via DALY CONSULTING GROUP
2022 · first_quarter · Q1
Implementation of Dodd-Frank Wall Street Reform and Consumer Protection Act and other regulatory reform issues
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
S-3 GROUP, O/B/O COUNCIL FOR INVESTOR RIGHTS AND CORPORATE ACCOUNTABILITY, INC. via DALY CONSULTING GROUP
2022 · first_quarter · Q1
Issues related to investor rights
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
S&P GLOBAL INC (FORMERLY MCGRAW HILL FINANCIAL) via DALY CONSULTING GROUP
2022 · first_quarter · Q1
Credit rating agency regulation
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
THE GOLDMAN SACHS GROUP, INC. via DALY CONSULTING GROUP
2022 · first_quarter · Q1
Implementation of P.L. 111-203, Dodd-Frank Wall Street Reform and Consumer Protection Act, and other issues related to the financial services industry.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
TRAVELERS COMPANIES INC AND SUBSIDIARIES (WAS THE TRAVELERS COMPANIES INC via DALY CONSULTING GROUP
2022 · first_quarter · Q1
SEC issues related to corporate governance and public company reporting issues
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
PWC US GROUP LLP (FORMERLY PRICEWATERHOUSECOOPERS LLP) via DALY CONSULTING GROUP
2022 · first_quarter · Q1
Support for continued investor protections under Sarbanes-Oxley; Issues impacting the accounting and auditing profession; Independence of accounting setting
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
INVESTMENT COMPANY INSTITUTE via DALY CONSULTING GROUP
2022 · first_quarter · Q1
H.R. 699- Mutual Fund Litigation Reform Act (Emmer)
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
BLACKROCK FUNDS SERVICES GROUP LLC (FKA BLACKROCK, INC.) via DALY CONSULTING GROUP
2022 · first_quarter · RA
Issues related to financial services
Issues related to financial services
CHIME FINANCIAL, INC. via DALY CONSULTING GROUP
2022 · first_quarter · RR
Consumer access to financial services, consumer protection issues
BLACKROCK FUNDS SERVICES GROUP LLC (FKA BLACKROCK, INC.) via DALY CONSULTING GROUP
2022 · first_quarter · RR
Issues related to financial services
ROBINHOOD MARKETS, INC. via DALY CONSULTING GROUP
2021 · fourth_quarter · Q4
Issues related to securities regulation
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
BROADRIDGE FINANCIAL SOLUTIONS, INC. via DALY CONSULTING GROUP
2021 · fourth_quarter · Q4
Issues related to securities regulation
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
ALLY FINANCIAL via DALY CONSULTING GROUP
2021 · fourth_quarter · Q4
Issues related to banking regulation
XTX MARKETS LLC (AMERICAS) via DALY CONSULTING GROUP
2021 · fourth_quarter · Q4
Issues related to capital markets
Filing targets: Commodity Futures Trading Commission (CFTC), Securities & Exchange Commission (SEC)
MARINER FINANCE via DALY CONSULTING GROUP
2021 · fourth_quarter · Q4
Issues related to consumer finance
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
DEPOSITORY TRUST & CLEARING CORPORATION via DALY CONSULTING GROUP
2021 · fourth_quarter · Q4
Issues related to securities regulation
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
STATE STREET BANK AND TRUST COMPANY via DALY CONSULTING GROUP
2021 · fourth_quarter · Q4
Implementation of Dodd-Frank Wall Street Reform and Consumer Protection Act and other regulatory reform issues
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
S-3 GROUP, O/B/O COUNCIL FOR INVESTOR RIGHTS AND CORPORATE ACCOUNTABILITY, INC. via DALY CONSULTING GROUP
2021 · fourth_quarter · Q4
Issues related to investor rights
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
S&P GLOBAL INC (FORMERLY MCGRAW HILL FINANCIAL) via DALY CONSULTING GROUP
2021 · fourth_quarter · Q4
Credit rating agency regulation
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
THE GOLDMAN SACHS GROUP, INC. via DALY CONSULTING GROUP
2021 · fourth_quarter · Q4
Implementation of P.L. 111-203, Dodd-Frank Wall Street Reform and Consumer Protection Act, and other issues related to the financial services industry.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
TRAVELERS COMPANIES INC AND SUBSIDIARIES (WAS THE TRAVELERS COMPANIES INC via DALY CONSULTING GROUP
2021 · fourth_quarter · Q4
SEC issues related to corporate governance and public company reporting issues
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
PWC US GROUP LLP (FORMERLY PRICEWATERHOUSECOOPERS LLP) via DALY CONSULTING GROUP
2021 · fourth_quarter · Q4
Support for continued investor protections under Sarbanes-Oxley; Issues impacting the accounting and auditing profession; Independence of accounting setting
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
INVESTMENT COMPANY INSTITUTE via DALY CONSULTING GROUP
2021 · fourth_quarter · Q4
H.R. 699- Mutual Fund Litigation Reform Act (Emmer)
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
ROBINHOOD MARKETS, INC. via DALY CONSULTING GROUP
2021 · third_quarter · Q3
Issues related to securities regulation
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
BROADRIDGE FINANCIAL SOLUTIONS, INC. via DALY CONSULTING GROUP
2021 · third_quarter · Q3
Issues related to securities regulation
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
ALLY FINANCIAL via DALY CONSULTING GROUP
2021 · third_quarter · Q3
Issues related to banking regulation
XTX MARKETS LLC (AMERICAS) via DALY CONSULTING GROUP
2021 · third_quarter · Q3
Issues related to capital markets
Filing targets: Commodity Futures Trading Commission (CFTC), Securities & Exchange Commission (SEC)
MARINER FINANCE via DALY CONSULTING GROUP
2021 · third_quarter · Q3
Issues related to consumer finance
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
DEPOSITORY TRUST & CLEARING CORPORATION via DALY CONSULTING GROUP
2021 · third_quarter · Q3
Issues related to securities regulation
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
STATE STREET BANK AND TRUST COMPANY via DALY CONSULTING GROUP
2021 · third_quarter · Q3
Implementation of Dodd-Frank Wall Street Reform and Consumer Protection Act and other regulatory reform issues
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
S-3 GROUP, O/B/O COUNCIL FOR INVESTOR RIGHTS AND CORPORATE ACCOUNTABILITY, INC. via DALY CONSULTING GROUP
2021 · third_quarter · Q3
Issues related to investor rights
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
S&P GLOBAL INC (FORMERLY MCGRAW HILL FINANCIAL) via DALY CONSULTING GROUP
2021 · third_quarter · Q3
Credit rating agency regulation
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
THE GOLDMAN SACHS GROUP, INC. via DALY CONSULTING GROUP
2021 · third_quarter · Q3
Implementation of P.L. 111-203, Dodd-Frank Wall Street Reform and Consumer Protection Act, and other issues related to the financial services industry.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
TRAVELERS COMPANIES INC AND SUBSIDIARIES (WAS THE TRAVELERS COMPANIES INC via DALY CONSULTING GROUP
2021 · third_quarter · Q3
SEC issues related to corporate governance and public company reporting issues
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
PWC US GROUP LLP (FORMERLY PRICEWATERHOUSECOOPERS LLP) via DALY CONSULTING GROUP
2021 · third_quarter · Q3
Support for continued investor protections under Sarbanes-Oxley; Issues impacting the accounting and auditing profession; Independence of accounting setting
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
INVESTMENT COMPANY INSTITUTE via DALY CONSULTING GROUP
2021 · third_quarter · Q3
H.R. 699- Mutual Fund Litigation Reform Act (Emmer)
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
ROBINHOOD MARKETS, INC. via DALY CONSULTING GROUP
2021 · second_quarter · Q2
Issues related to securities regulation
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
BROADRIDGE FINANCIAL SOLUTIONS, INC. via DALY CONSULTING GROUP
2021 · second_quarter · Q2
Issues related to securities regulation
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
ALLY FINANCIAL via DALY CONSULTING GROUP
2021 · second_quarter · Q2
Issues related to banking regulation
XTX MARKETS LLC (AMERICAS) via DALY CONSULTING GROUP
2021 · second_quarter · Q2
Issues related to capital markets
Filing targets: Commodity Futures Trading Commission (CFTC), Securities & Exchange Commission (SEC)
MARINER FINANCE via DALY CONSULTING GROUP
2021 · second_quarter · Q2
Issues related to consumer finance
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
MELLON FINANCIAL SERVICES CORPORATION #1 via DALY CONSULTING GROUP
2021 · second_quarter · Q2
Issues related to capital markets regulation
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
DEPOSITORY TRUST & CLEARING CORPORATION via DALY CONSULTING GROUP
2021 · second_quarter · Q2
Issues related to securities regulation
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
STATE STREET BANK AND TRUST COMPANY via DALY CONSULTING GROUP
2021 · second_quarter · Q2
Implementation of Dodd-Frank Wall Street Reform and Consumer Protection Act and other regulatory reform issues
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
S-3 GROUP, O/B/O COUNCIL FOR INVESTOR RIGHTS AND CORPORATE ACCOUNTABILITY, INC. via DALY CONSULTING GROUP
2021 · second_quarter · Q2
Issues related to investor rights
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
S&P GLOBAL INC (FORMERLY MCGRAW HILL FINANCIAL) via DALY CONSULTING GROUP
2021 · second_quarter · Q2
Credit rating agency regulation
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
TRAVELERS COMPANIES INC AND SUBSIDIARIES (WAS THE TRAVELERS COMPANIES INC via DALY CONSULTING GROUP
2021 · second_quarter · Q2
SEC issues related to corporate governance and public company reporting issues
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
PWC US GROUP LLP (FORMERLY PRICEWATERHOUSECOOPERS LLP) via DALY CONSULTING GROUP
2021 · second_quarter · Q2
Support for continued investor protections under Sarbanes-Oxley; Issues impacting the accounting and auditing profession; Independence of accounting setting
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
INVESTMENT COMPANY INSTITUTE via DALY CONSULTING GROUP
2021 · second_quarter · Q2
H.R. 699- Mutual Fund Litigation Reform Act (Emmer)
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
THE GOLDMAN SACHS GROUP, INC. via DALY CONSULTING GROUP
2021 · second_quarter · Q2
Implementation of P.L. 111-203 Dodd-Frank Wall Street Reform and Consumer Protection Act, securitization, market structure, issues related to capital and resolution, the Financial CHOICE Act, and other issues related to the financial services industry.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
ROBINHOOD MARKETS, INC. via DALY CONSULTING GROUP
2021 · first_quarter · Q1
Issues related to securities regulation
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
BROADRIDGE FINANCIAL SOLUTIONS, INC. via DALY CONSULTING GROUP
2021 · first_quarter · Q1
Issues related to securities regulation
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
ALLY FINANCIAL via DALY CONSULTING GROUP
2021 · first_quarter · Q1
Issues related to banking regulation
XTX MARKETS LLC (AMERICAS) via DALY CONSULTING GROUP
2021 · first_quarter · Q1
Issues related to capital markets
Filing targets: Commodity Futures Trading Commission (CFTC), Securities & Exchange Commission (SEC)
MARINER FINANCE via DALY CONSULTING GROUP
2021 · first_quarter · Q1
Issues related to consumer finance
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
MELLON FINANCIAL SERVICES CORPORATION #1 via DALY CONSULTING GROUP
2021 · first_quarter · Q1
Issues related to capital markets regulation
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
DEPOSITORY TRUST & CLEARING CORPORATION via DALY CONSULTING GROUP
2021 · first_quarter · Q1
Issues related to securities regulation
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
STATE STREET BANK AND TRUST COMPANY via DALY CONSULTING GROUP
2021 · first_quarter · Q1
Implementation of Dodd-Frank Wall Street Reform and Consumer Protection Act and other regulatory reform issues
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
S-3 GROUP, O/B/O COUNCIL FOR INVESTOR RIGHTS AND CORPORATE ACCOUNTABILITY, INC. via DALY CONSULTING GROUP
2021 · first_quarter · Q1
Issues related to investor rights
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
S&P GLOBAL INC (FORMERLY MCGRAW HILL FINANCIAL) via DALY CONSULTING GROUP
2021 · first_quarter · Q1
Credit rating agency regulation
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
FMR LLC ("FIDELITY INVESTMENTS") via DALY CONSULTING GROUP
2021 · first_quarter · Q1
investment advice regulation
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
THE GOLDMAN SACHS GROUP, INC. via DALY CONSULTING GROUP
2021 · first_quarter · Q1
Implementation of P.L. 111-203 Dodd-Frank Wall Street Reform and Consumer Protection Act, securitization, market structure, issues related to capital and resolution, the Financial CHOICE Act, and other issues related to the financial services industry.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
TRAVELERS COMPANIES INC AND SUBSIDIARIES (WAS THE TRAVELERS COMPANIES INC via DALY CONSULTING GROUP
2021 · first_quarter · Q1
SEC issues related to corporate governance and public company reporting issues
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
PWC US GROUP LLP (FORMERLY PRICEWATERHOUSECOOPERS LLP) via DALY CONSULTING GROUP
2021 · first_quarter · Q1
Support for continued investor protections under Sarbanes-Oxley; Issues impacting the accounting and auditing profession; Independence of accounting setting
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
INVESTMENT COMPANY INSTITUTE via DALY CONSULTING GROUP
2021 · first_quarter · Q1
H.R. 699- Mutual Fund Litigation Reform Act (Emmer)
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
ROBINHOOD MARKETS, INC. via DALY CONSULTING GROUP
2020 · fourth_quarter · Q4
ISSUES RELATED TO CAPITAL MARKETS
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
BROADRIDGE FINANCIAL SOLUTIONS, INC. via DALY CONSULTING GROUP
2020 · fourth_quarter · Q4
Regulatory and legislative Issues related to the capital markets and corporate governance
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
ALLY FINANCIAL via DALY CONSULTING GROUP
2020 · fourth_quarter · Q4
Issues related to consumer banking
XTX MARKETS LLC (AMERICAS) via DALY CONSULTING GROUP
2020 · fourth_quarter · Q4
Issues related to the capital markets
Filing targets: Commodity Futures Trading Commission (CFTC), Securities & Exchange Commission (SEC)
MARINER FINANCE via DALY CONSULTING GROUP
2020 · fourth_quarter · Q4
Issues related to banking
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
HSBC-NORTH AMERICA via DALY CONSULTING GROUP
2020 · fourth_quarter · Q4
Issues related to banking
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
MELLON FINANCIAL SERVICES CORPORATION #1 via DALY CONSULTING GROUP
2020 · fourth_quarter · Q4
Issues related to the capital markets
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
DEPOSITORY TRUST & CLEARING CORPORATION via DALY CONSULTING GROUP
2020 · fourth_quarter · Q4
Issues related to the capital markets
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
STATE STREET BANK AND TRUST COMPANY via DALY CONSULTING GROUP
2020 · fourth_quarter · Q4
Issues related to banking and securities
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)