GREGORY DEAN

Regulation of brokers-dealers, securities industry and markets, self-regulatory organizations, data security, social media, privacy, research and statistics as well as investor protection and education. HR 3633 - Digital Asset Market Clarity Act of 2025, HR 3339 - Equal Opportunity for Investors Act, and HR 2689.

Regulation of brokers-dealers, securities industry and markets, self-regulatory organizations, data security, social media, privacy, research and statistics as well as investor protection and education. HR 3633 - Digital Asset Market Clarity Act of 2025, HR 3339 - Equal Opportunity for Investors Act, and HR 2689.

Regulation of brokers-dealers, securities industry and markets, self-regulatory organizations, data security, social media, privacy, research and statistics as well as investor protection and education. HR 3633 - Digital Asset Market Clarity Act of 2025, HR 3339 - Equal Opportunity for Investors Act, and HR 2689.

Regulation of brokers-dealers, securities industry and markets, self-regulatory organizations, data security, social media, privacy, research and statistics as well as investor protection and education. HR 3633 - Digital Asset Market Clarity Act of 2025, HR 3339 - Equal Opportunity for Investors Act, and HR 2689.

Regulation of brokers-dealers, securities industry and markets, self-regulatory organizations, data security, digital asset market structure, social media, privacy, research and statistics as well as investor protection and education. HR 3633 - Digital Asset Market Clarity Act of 2025, HR 3339 - Equal Opportunity for Investors Act, HR 3394 - Fair Investment Opportunities for Professionals Act, and HR 2689.

Regulation of brokers-dealers, securities industry and markets, self-regulatory organizations, data security, social media, privacy, research and statistics as well as investor protection and education. HR 3633 - Digital Asset Market Clarity Act of 2025, HR 3339 - Equal Opportunity for Investors Act, and HR 2689.

Regulation of brokers-dealers, securities industry and markets, self-regulatory organizations, data security, digital asset market structure, social media, privacy, research and statistics as well as investor protection and education. HR 3633 - Digital Asset Market Clarity Act of 2025, HR 3339 - Equal Opportunity for Investors Act, HR 3394 - Fair Investment Opportunities for Professionals Act, and HR 2689.

Regulation of brokers-dealers, securities industry and markets, self-regulatory organizations, data security, social media, privacy, research and statistics as well as investor protection and education. HR 3633 - Digital Asset Market Clarity Act of 2025, HR 3339 - Equal Opportunity for Investors Act, and HR 2689.

Regulation of brokers-dealers, securities industry and markets, self-regulatory organizations, data security, digital asset market structure, social media, privacy, research and statistics as well as investor protection and education. HR 3633 - Digital Asset Market Clarity Act of 2025, HR 3339 - Equal Opportunity for Investors Act, HR 3394 - Fair Investment Opportunities for Professionals Act, and HR 2689.

Regulation of brokers-dealers, securities industry and markets, self-regulatory organizations, data security, social media, privacy, research and statistics as well as investor protection and education. HR 3633 - Digital Asset Market Clarity Act of 2025, HR 3339 - Equal Opportunity for Investors Act, and HR 2689.

Regulation of brokers-dealers, securities industry and markets, self-regulatory organizations, data security, social media, privacy, research and statistics as well as investor protection and education. HR 3633 - Digital Asset Market Clarity Act of 2025, HR 3339 - Equal Opportunity for Investors Act, and HR 2689.

Regulation of brokers-dealers, securities industry and markets, self-regulatory organizations, data security, social media, privacy, research and statistics as well as investor protection and education. HR 3633 - Digital Asset Market Clarity Act of 2025, HR 3339 - Equal Opportunity for Investors Act, and HR 2689.

Regulation of broker-dealers, securities industry and markets, data security, social media, privacy, including investor protection and education and diversity and inclusion. H.R.2799 - Expanding Access to Capital Act of 2023.

Regulation of broker-dealers, securities industry and markets, data security, social media, privacy, including investor protection and education and diversity and inclusion. H.R.2799 - Expanding Access to Capital Act of 2023.

Regulation of broker-dealers, securities industry and markets, data security, social media, privacy, including investor protection and education and diversity and inclusion. This also included outreach on H.R. 8152, American Data Privacy and Protection Act.

Regulation of broker-dealers, securities industry and markets, data security, social media, privacy, including investor protection and education and diversity and inclusion. Also includes information on FINRAs COVID 19 actions and updates. This also included outreach on H.R. 8152, American Data Privacy and Protection Act.

A bill to require the Financial Industry Regulatory Authority to establish a relief fund to provide investors with the full value of unpaid arbitration awards issued against brokerage firms or brokers regulated by the Authority (S. 2499 of 115th Congress) - Discussed customer recovery across various dispute resolution forums and the intersection with FINRAs February 8, 2018 publication titled, Discussion Paper-FINRA Perspectives on Customer Recovery, and the various steps FINRA is taking to address the issue.

Economic Growth, Regulatory Relief, and Consumer Protection Act (S. 2155) - Expressed FINRAs support for Sec. 303. of the bill (SeniorSafe Act), which would provide broker-dealers with immunity from suit for disclosure of suspected financial exploitation of senior citizens to FINRA and other regulatory agencies. A bill to require the Financial Industry Regulatory Authority to establish a relief fund to provide investors with the full value of unpaid arbitration awards issued against brokerage firms or brokers regulated by the Authority (S. 2499) - Discussed customer recovery across various dispute resolution forums and the intersection with FINRAs February 8, 2018 publication titled, Discussion Paper-FINRA Perspectives on Customer Recovery. Financial CHOICE Act (H.R. 10) - Expressed FINRAs support for Title IV, Subtitle R, Sec. 491 - 493 of the bill (SeniorSafe Act), which would provide broker-dealers with immunity from suit for disclosure of suspected financial exploitation of senior citizens to FINRA and other regulatory agencies.

Economic Growth, Regulatory Relief, and Consumer Protection Act (S. 2155) - Expressed FINRAs support for Sec. 303. of the bill (SeniorSafe Act), which would provide broker-dealers with immunity from suit for disclosure of suspected financial exploitation of senior citizens to FINRA and other regulatory agencies. A bill to require the Financial Industry Regulatory Authority to establish a relief fund to provide investors with the full value of unpaid arbitration awards issued against brokerage firms or brokers regulated by the Authority (S. 2499) - Discussed customer recovery across various dispute resolution forums and the intersection with FINRAs February 8, 2018 publication titled, Discussion Paper-FINRA Perspectives on Customer Recovery. Financial CHOICE Act (H.R. 10) - Expressed FINRAs support for Title IV, Subtitle R, Sec. 491 - 493 of the bill (SeniorSafe Act), which would provide broker-dealers with immunity from suit for disclosure of suspected financial exploitation of senior citizens to FINRA and other regulatory agencies.

Economic Growth, Regulatory Relief, and Consumer Protection Act (S. 2155) - Expressed FINRAs support for Sec. 303. of the bill (SeniorSafe Act), which would provide broker-dealers with immunity from suit for disclosure of suspected financial exploitation of senior citizens to FINRA and other regulatory agencies. A bill to require the Financial Industry Regulatory Authority to establish a relief fund to provide investors with the full value of unpaid arbitration awards issued against brokerage firms or brokers regulated by the Authority (S. 2499) - Discussed customer recovery across various dispute resolution forums and the intersection with FINRAs February 8, 2018 publication titled, Discussion Paper-FINRA Perspectives on Customer Recovery. Financial CHOICE Act (H.R. 10) - Expressed FINRAs support for Title IV, Subtitle R, Sec. 491 - 493 of the bill (SeniorSafe Act), which would provide broker-dealers with immunity from suit for disclosure of suspected financial exploitation of senior citizens to FINRA and other regulatory agencies. Also discussed requirements proposed under Sec. 813 (Internal Risk Controls) and the implications for FINRA and compliance with Regulation SCI.

Economic Growth, Regulatory Relief, and Consumer Protection Act (S. 2155) - Expressed FINRAs support for Sec. 303. of the bill (SeniorSafe Act), which would provide broker-dealers with immunity from suit for disclosure of suspected financial exploitation of senior citizens to FINRA and other regulatory agencies. A bill to require the Financial Industry Regulatory Authority to establish a relief fund to provide investors with the full value of unpaid arbitration awards issued against brokerage firms or brokers regulated by the Authority (S. 2499) - Discussed customer recovery across various dispute resolution forums and the intersection with FINRAs February 8, 2018 publication titled, Discussion Paper-FINRA Perspectives on Customer Recovery. Financial CHOICE Act (H.R. 10) - Expressed FINRAs support for Title IV, Subtitle R, Sec. 491 - 493 of the bill (SeniorSafe Act), which would provide broker-dealers with immunity from suit for disclosure of suspected financial exploitation of senior citizens to FINRA and other regulatory agencies.

Economic Growth, Regulatory Relief, and Consumer Protection Act (S. 2155) - Expressed FINRAs support for Sec. 303. of the bill (SeniorSafe Act), which would provide broker-dealers with immunity from suit for disclosure of suspected financial exploitation of senior citizens to FINRA and other regulatory agencies. A bill to require the Financial Industry Regulatory Authority to establish a relief fund to provide investors with the full value of unpaid arbitration awards issued against brokerage firms or brokers regulated by the Authority (S. 2499) - Discussed customer recovery across various dispute resolution forums and the intersection with FINRAs February 8, 2018 publication titled, Discussion Paper-FINRA Perspectives on Customer Recovery. Financial CHOICE Act (H.R. 10) - Expressed FINRAs support for Title IV, Subtitle R, Sec. 491 - 493 of the bill (SeniorSafe Act), which would provide broker-dealers with immunity from suit for disclosure of suspected financial exploitation of senior citizens to FINRA and other regulatory agencies. Also discussed requirements proposed under Sec. 813 (Internal Risk Controls) and the implications for FINRA and compliance with Regulation SCI.

Economic Growth, Regulatory Relief, and Consumer Protection Act (S. 2155) - Expressed FINRAs support for Sec. 303. of the bill (SeniorSafe Act), which would provide broker-dealers with immunity from suit for disclosure of suspected financial exploitation of senior citizens to FINRA and other regulatory agencies. A bill to require the Financial Industry Regulatory Authority to establish a relief fund to provide investors with the full value of unpaid arbitration awards issued against brokerage firms or brokers regulated by the Authority (S. 2499) - Discussed customer recovery across various dispute resolution forums and the intersection with FINRAs February 8, 2018 publication titled, Discussion Paper-FINRA Perspectives on Customer Recovery. Financial CHOICE Act (H.R. 10) - Expressed FINRAs support for Title IV, Subtitle R, Sec. 491 - 493 of the bill (SeniorSafe Act), which would provide broker-dealers with immunity from suit for disclosure of suspected financial exploitation of senior citizens to FINRA and other regulatory agencies.

A bill to require the Financial Industry Regulatory Authority to establish a relief fund to provide investors with the full value of unpaid arbitration awards issued against brokerage firms or brokers regulated by the Authority (S. 2499) - Discussed customer recovery across various dispute resolution forums and the intersection with FINRAs February 8, 2018 publication titled, Discussion Paper-FINRA Perspectives on Customer Recovery.

Economic Growth, Regulatory Relief, and Consumer Protection Act (S. 2155) - Expressed FINRAs support for Sec. 303. of the bill (SeniorSafe Act), which would provide broker-dealers with immunity from suit for disclosure of suspected financial exploitation of senior citizens to FINRA and other regulatory agencies. A bill to require the Financial Industry Regulatory Authority to establish a relief fund to provide investors with the full value of unpaid arbitration awards issued against brokerage firms or brokers regulated by the Authority (S. 2499) - Discussed customer recovery across various dispute resolution forums and the intersection with FINRAs February 8, 2018 publication titled, Discussion Paper-FINRA Perspectives on Customer Recovery. Financial CHOICE Act (H.R. 10) - Expressed FINRAs support for Title IV, Subtitle R, Sec. 491 - 493 of the bill (SeniorSafe Act), which would provide broker-dealers with immunity from suit for disclosure of suspected financial exploitation of senior citizens to FINRA and other regulatory agencies.

Economic Growth, Regulatory Relief, and Consumer Protection Act (S. 2155) - Expressed FINRAs support for Sec. 303. of the bill (SeniorSafe Act), which would provide broker-dealers with immunity from suit for disclosure of suspected financial exploitation of senior citizens to FINRA and other regulatory agencies. A bill to require the Financial Industry Regulatory Authority to establish a relief fund to provide investors with the full value of unpaid arbitration awards issued against brokerage firms or brokers regulated by the Authority (S. 2499) - Discussed customer recovery across various dispute resolution forums and the intersection with FINRAs February 8, 2018 publication titled, Discussion Paper-FINRA Perspectives on Customer Recovery. Financial CHOICE Act (H.R. 10) - Expressed FINRAs support for Title IV, Subtitle R, Sec. 491 - 493 of the bill (SeniorSafe Act), which would provide broker-dealers with immunity from suit for disclosure of suspected financial exploitation of senior citizens to FINRA and other regulatory agencies.

Economic Growth, Regulatory Relief, and Consumer Protection Act (S. 2155) - Expressed FINRAs support for Sec. 303. of the bill (SeniorSafe Act), which would provide broker-dealers with immunity from suit for disclosure of suspected financial exploitation of senior citizens to FINRA and other regulatory agencies. A bill to require the Financial Industry Regulatory Authority to establish a relief fund to provide investors with the full value of unpaid arbitration awards issued against brokerage firms or brokers regulated by the Authority (S. 2499) - Discussed customer recovery across various dispute resolution forums and the intersection with FINRAs February 8, 2018 publication titled, Discussion Paper-FINRA Perspectives on Customer Recovery. Financial CHOICE Act (H.R. 10) - Expressed FINRAs support for Title IV, Subtitle R, Sec. 491 - 493 of the bill (SeniorSafe Act), which would provide broker-dealers with immunity from suit for disclosure of suspected financial exploitation of senior citizens to FINRA and other regulatory agencies. Also discussed requirements proposed under Sec. 813 (Internal Risk Controls) and the implications for FINRA and compliance with Regulation SCI.