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Income and expense are whole-filing amounts associated with this lobbyist, not personal compensation or an allocated share.
No topic inference: each bill number appears in source LDA issue text assigned to this lobbyist.
INDEX Act
Client: STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES · Firm: STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES
Implementation of Dodd-Frank Wall Street Reform and Consumer Protection Act and other regulatory reform issues, including regulatory treatment of G-SIBs and custodial banks, cyber issues, exchange-traded funds (ETF) regulation, anti-trust issues related to "common ownership" in asset management, and issues related to passive index investing. INDEX Act (S. 4241). Investment advisor stewardship issues including Environmental, Social and Governance (ESG) issues. Digital assets and digital asset custody. NMS plan governance. Advancement of diversity and inclusion initiatives.
Specific issues are shown only where the LDA source assigned them to this lobbyist. Targets apply to the associated filing.
STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES via STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES
2026 · third_quarter · Q3
Financial services regulatory issues, including regulatory treatment of G-SIBs and custodial banks, cyber issues, exchange-traded funds (ETF) regulation, anti-trust issues related to "common ownership" in asset management, and issues related to passive index investing. Investment advisor stewardship issues including Environmental, Social and Governance (ESG) issues. Digital assets and digital asset custody. Securities and Exchange Commission (SEC) liquidity and safeguarding rules.
Retirement savings incentives, including: Retirement Fairness for Charities and Educational Institutions Act of 2025; SECURE 3.0; private markets legislation; litigation reform; One Big Beautiful Bill Act.
Source: Senate LDA
Implementation of Dodd-Frank Wall Street Reform and Consumer Protection Act and other regulatory reform issues, including regulatory treatment of G-SIBs and custodial banks, cyber issues, exchange-traded funds (ETF) regulation, anti-trust issues related to "common ownership" in asset management, and issues related to passive index investing. INDEX Act (S. 4241). Investment advisor stewardship issues including Environmental, Social and Governance (ESG) issues. Digital assets and digital asset custody. NMS plan governance. LIBOR transition. Advancement of diversity and inclusion initiatives.
INDEX Act
Client: STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES · Firm: STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES
Implementation of Dodd-Frank Wall Street Reform and Consumer Protection Act and other regulatory reform issues, including regulatory treatment of G-SIBs and custodial banks, cyber issues, exchange-traded funds (ETF) regulation, anti-trust issues related to "common ownership" in asset management, and issues related to passive index investing. INDEX Act (S. 4241). Investment advisor stewardship issues including Environmental, Social and Governance (ESG) issues. Digital assets and digital asset custody. NMS plan governance. LIBOR transition. Advancement of diversity and inclusion initiatives.
INDEX Act
Client: STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES · Firm: STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES
Implementation of Dodd-Frank Wall Street Reform and Consumer Protection Act and other regulatory reform issues, including regulatory treatment of G-SIBs and custodial banks, cyber issues, exchange-traded funds (ETF) regulation, anti-trust issues related to "common ownership" in asset management, and issues related to passive index investing. INDEX Act (S. 4241). Investment advisor stewardship issues including Environmental, Social and Governance (ESG) issues. Digital assets and digital asset custody. NMS plan governance. LIBOR transition. Advancement of diversity and inclusion initiatives.
Automatic Retirement Plan Act of 2017
Client: STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES · Firm: STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES
Retirement savings incentives, including H.R. 4523 - Automatic Retirement Plan Act; H.R. 5282/S. 2526 - Retirement Enhancement and Savings Act; S.3219 - Bill to amend the Internal Revenue Code of 1986 and the Employee Retirement Income Security Act of 1974 to modify the requirements for multiple employer plans, and for other purposes
Automatic Retirement Plan Act of 2017
Client: STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES · Firm: STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES
Retirement savings incentives, including H.R. 4523 - Automatic Retirement Plan Act; H.R. 5282/S. 2526 - Retirement Enhancement and Savings Act; H.R. 4604 - Increasing Access to a Secure Retirement Act; S.3218 - Strengthening Financial Security Through Short-Term Savings Accounts Act; S.3219 - Bill to amend the Internal Revenue Code of 1986 and the Employee Retirement Income Security Act of 1974 to modify the requirements for multiple employer plans, and for other purposes; S.3220 - Refund to Rainy Day Savings Act; H.R.6990 - PRIA Act; next Portman/Cardin retirement bill
Automatic Retirement Plan Act of 2017
Client: STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES · Firm: STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES
Retirement savings incentives, including H.R. 4523 - Automatic Retirement Plan Act; H.R. 5282/S. 2526 - Retirement Enhancement and Savings Act; H.R. 4604 - Increasing Access to a Secure Retirement Act
Increasing Access to a Secure Retirement Act of 2017
Client: STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES · Firm: STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES
Retirement savings incentives, including H.R. 4523 - Automatic Retirement Plan Act; H.R. 5282/S. 2526 - Retirement Enhancement and Savings Act; H.R. 4604 - Increasing Access to a Secure Retirement Act
Increasing Access to a Secure Retirement Act of 2017
Client: STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES · Firm: STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES
Retirement savings incentives, including H.R. 4523 - Automatic Retirement Plan Act; H.R. 5282/S. 2526 - Retirement Enhancement and Savings Act; H.R. 4604 - Increasing Access to a Secure Retirement Act; S.3218 - Strengthening Financial Security Through Short-Term Savings Accounts Act; S.3219 - Bill to amend the Internal Revenue Code of 1986 and the Employee Retirement Income Security Act of 1974 to modify the requirements for multiple employer plans, and for other purposes; S.3220 - Refund to Rainy Day Savings Act; H.R.6990 - PRIA Act; next Portman/Cardin retirement bill
Retirement Enhancement and Savings Act of 2018
Client: STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES · Firm: STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES
Retirement savings incentives, including H.R. 4523 - Automatic Retirement Plan Act; H.R. 5282/S. 2526 - Retirement Enhancement and Savings Act; H.R. 4604 - Increasing Access to a Secure Retirement Act
Retirement Enhancement and Savings Act of 2018
Client: STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES · Firm: STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES
Retirement savings incentives, including H.R. 4523 - Automatic Retirement Plan Act; H.R. 5282/S. 2526 - Retirement Enhancement and Savings Act; H.R. 4604 - Increasing Access to a Secure Retirement Act; S.3218 - Strengthening Financial Security Through Short-Term Savings Accounts Act; S.3219 - Bill to amend the Internal Revenue Code of 1986 and the Employee Retirement Income Security Act of 1974 to modify the requirements for multiple employer plans, and for other purposes; S.3220 - Refund to Rainy Day Savings Act; H.R.6990 - PRIA Act; next Portman/Cardin retirement bill
Retirement Enhancement and Savings Act of 2018
Client: STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES · Firm: STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES
Retirement savings incentives, including H.R. 4523 - Automatic Retirement Plan Act; H.R. 5282/S. 2526 - Retirement Enhancement and Savings Act; S.3219 - Bill to amend the Internal Revenue Code of 1986 and the Employee Retirement Income Security Act of 1974 to modify the requirements for multiple employer plans, and for other purposes
PRIA Act of 2018
Client: STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES · Firm: STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES
Retirement savings incentives, including H.R. 4523 - Automatic Retirement Plan Act; H.R. 5282/S. 2526 - Retirement Enhancement and Savings Act; H.R. 4604 - Increasing Access to a Secure Retirement Act; S.3218 - Strengthening Financial Security Through Short-Term Savings Accounts Act; S.3219 - Bill to amend the Internal Revenue Code of 1986 and the Employee Retirement Income Security Act of 1974 to modify the requirements for multiple employer plans, and for other purposes; S.3220 - Refund to Rainy Day Savings Act; H.R.6990 - PRIA Act; next Portman/Cardin retirement bill
Retirement Enhancement and Savings Act of 2018
Client: STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES · Firm: STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES
Retirement savings incentives, including H.R. 4523 - Automatic Retirement Plan Act; H.R. 5282/S. 2526 - Retirement Enhancement and Savings Act; S.3219 - Bill to amend the Internal Revenue Code of 1986 and the Employee Retirement Income Security Act of 1974 to modify the requirements for multiple employer plans, and for other purposes
Retirement Enhancement and Savings Act of 2018
Client: STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES · Firm: STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES
Retirement savings incentives, including H.R. 4523 - Automatic Retirement Plan Act; H.R. 5282/S. 2526 - Retirement Enhancement and Savings Act; H.R. 4604 - Increasing Access to a Secure Retirement Act; S.3218 - Strengthening Financial Security Through Short-Term Savings Accounts Act; S.3219 - Bill to amend the Internal Revenue Code of 1986 and the Employee Retirement Income Security Act of 1974 to modify the requirements for multiple employer plans, and for other purposes; S.3220 - Refund to Rainy Day Savings Act; H.R.6990 - PRIA Act; next Portman/Cardin retirement bill
Retirement Enhancement and Savings Act of 2018
Client: STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES · Firm: STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES
Retirement savings incentives, including H.R. 4523 - Automatic Retirement Plan Act; H.R. 5282/S. 2526 - Retirement Enhancement and Savings Act; H.R. 4604 - Increasing Access to a Secure Retirement Act
Strengthening Financial Security Through Short-Term Savings Accounts Act of 2018
Client: STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES · Firm: STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES
Retirement savings incentives, including H.R. 4523 - Automatic Retirement Plan Act; H.R. 5282/S. 2526 - Retirement Enhancement and Savings Act; H.R. 4604 - Increasing Access to a Secure Retirement Act; S.3218 - Strengthening Financial Security Through Short-Term Savings Accounts Act; S.3219 - Bill to amend the Internal Revenue Code of 1986 and the Employee Retirement Income Security Act of 1974 to modify the requirements for multiple employer plans, and for other purposes; S.3220 - Refund to Rainy Day Savings Act; H.R.6990 - PRIA Act; next Portman/Cardin retirement bill
Refund to Rainy Day Savings Act
Client: STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES · Firm: STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES
Retirement savings incentives, including H.R. 4523 - Automatic Retirement Plan Act; H.R. 5282/S. 2526 - Retirement Enhancement and Savings Act; H.R. 4604 - Increasing Access to a Secure Retirement Act; S.3218 - Strengthening Financial Security Through Short-Term Savings Accounts Act; S.3219 - Bill to amend the Internal Revenue Code of 1986 and the Employee Retirement Income Security Act of 1974 to modify the requirements for multiple employer plans, and for other purposes; S.3220 - Refund to Rainy Day Savings Act; H.R.6990 - PRIA Act; next Portman/Cardin retirement bill
Corporate and international tax changes, including Section 899 proposals. Retirement savings incentives. Tax treatment of certain precious metal-backed ETFs.
Filing targets: Commerce, Dept of (DOC), Commodity Futures Trading Commission (CFTC), Federal Deposit Insurance Corporation (FDIC), Federal Reserve System, HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), Natl Economic Council (NEC), Natl Security Council (NSC), Office of the Comptroller of the Currency (OCC), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES via STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES
2026 · second_quarter · Q2
Corporate and international tax changes, including Section 899 proposals. Retirement savings incentives. Tax treatment of certain precious metal-backed ETFs.
Retirement savings incentives, including: Retirement Fairness for Charities and Educational Institutions Act of 2025; SECURE 3.0; private markets legislation; litigation reform; One Big Beautiful Bill Act.
Financial services regulatory issues, including regulatory treatment of G-SIBs and custodial banks, cyber issues, exchange-traded funds (ETF) regulation, anti-trust issues related to "common ownership" in asset management, and issues related to passive index investing. Investment advisor stewardship issues including Environmental, Social and Governance (ESG) issues. Digital assets and digital asset custody. Securities and Exchange Commission (SEC) liquidity and safeguarding rules.
Filing targets: Commerce, Dept of (DOC), Commodity Futures Trading Commission (CFTC), Federal Deposit Insurance Corporation (FDIC), Federal Reserve System, HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), Natl Economic Council (NEC), Natl Security Council (NSC), Office of the Comptroller of the Currency (OCC), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES via STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES
2026 · first_quarter · Q1
Retirement savings incentives, including: Retirement Fairness for Charities and Educational Institutions Act of 2025; SECURE 3.0; private markets legislation; litigation reform; One Big Beautiful Bill Act.
Corporate and international tax changes, including Section 899 proposals. Retirement savings incentives. Tax treatment of certain precious metal-backed ETFs.
Financial services regulatory issues, including regulatory treatment of G-SIBs and custodial banks, cyber issues, exchange-traded funds (ETF) regulation, anti-trust issues related to "common ownership" in asset management, and issues related to passive index investing. Investment advisor stewardship issues including Environmental, Social and Governance (ESG) issues. Digital assets and digital asset custody. Securities and Exchange Commission (SEC) liquidity and safeguarding rules.
Filing targets: Commerce, Dept of (DOC), Commodity Futures Trading Commission (CFTC), Federal Deposit Insurance Corporation (FDIC), Federal Reserve System, HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), Natl Economic Council (NEC), Natl Security Council (NSC), Office of the Comptroller of the Currency (OCC), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES via STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES
2025 · fourth_quarter · Q4
Corporate and international tax changes, including Section 899 proposals. Retirement savings incentives. Tax treatment of certain precious metal-backed ETFs.
Financial services regulatory issues, including regulatory treatment of G-SIBs and custodial banks, cyber issues, exchange-traded funds (ETF) regulation, anti-trust issues related to "common ownership" in asset management, and issues related to passive index investing. Investment advisor stewardship issues including Environmental, Social and Governance (ESG) issues. Digital assets and digital asset custody. Securities and Exchange Commission (SEC) liquidity and safeguarding rules.
Retirement savings incentives, including: Retirement Fairness for Charities and Educational Institutions Act of 2025; SECURE 3.0; private markets legislation; litigation reform; One Big Beautiful Bill Act.
Filing targets: Commerce, Dept of (DOC), Commodity Futures Trading Commission (CFTC), Federal Deposit Insurance Corporation (FDIC), Federal Reserve System, HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), Natl Economic Council (NEC), Natl Security Council (NSC), Office of the Comptroller of the Currency (OCC), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES via STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES
2025 · third_quarter · Q3
Corporate and international tax changes, including Section 899 proposals. Retirement savings incentives. Tax treatment of certain precious metal-backed ETFs.
Financial services regulatory issues, including regulatory treatment of G-SIBs and custodial banks, cyber issues, exchange-traded funds (ETF) regulation, anti-trust issues related to "common ownership" in asset management, and issues related to passive index investing. Investment advisor stewardship issues including Environmental, Social and Governance (ESG) issues. Digital assets and digital asset custody. Securities and Exchange Commission (SEC) liquidity and safeguarding rules.
Retirement savings incentives, including: Retirement Fairness for Charities and Educational Institutions Act of 2025; SECURE 3.0; private markets legislation; litigation reform; One Big Beautiful Bill Act.
Filing targets: Commerce, Dept of (DOC), Commodity Futures Trading Commission (CFTC), Federal Deposit Insurance Corporation (FDIC), Federal Reserve System, HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), Natl Economic Council (NEC), Natl Security Council (NSC), Office of the Comptroller of the Currency (OCC), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES via STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES
2025 · second_quarter · Q2
Retirement savings incentives, including: Retirement Fairness for Charities and Educational Institutions Act of 2025; SECURE 3.0; private markets legislation; litigation reform; One Big Beautiful Bill Act.
Corporate and international tax changes. Retirement savings incentives. Tax treatment of certain precious metal-backed ETFs.
Financial services regulatory issues, including regulatory treatment of G-SIBs and custodial banks, cyber issues, exchange-traded funds (ETF) regulation, anti-trust issues related to "common ownership" in asset management, and issues related to passive index investing. Investment advisor stewardship issues including Environmental, Social and Governance (ESG) issues. Digital assets and digital asset custody. Securities and Exchange Commission (SEC) liquidity and safeguarding rules.
STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES via STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES
2025 · first_quarter · Q1
Corporate and international tax changes. Retirement savings incentives. Tax treatment of certain precious metal-backed ETFs.
Financial services regulatory issues, including regulatory treatment of G-SIBs and custodial banks, cyber issues, exchange-traded funds (ETF) regulation, anti-trust issues related to "common ownership" in asset management, and issues related to passive index investing. Investment advisor stewardship issues including Environmental, Social and Governance (ESG) issues. Digital assets and digital asset custody. Securities and Exchange Commission (SEC) liquidity and safeguarding rules. SEC Staff Accounting Bulletin 121. Advancement of diversity and inclusion initiatives.
STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES via STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES
2024 · fourth_quarter · Q4
Corporate and international tax changes. Retirement savings incentives. Tax treatment of certain precious metal-backed ETFs.
Retirement savings incentives, including: Automatic Retirement Plan Act; Retirement Fairness for Charities and Educational Institutions Act of 2023; Default annuitization.
Financial services regulatory issues, including regulatory treatment of G-SIBs and custodial banks, cyber issues, exchange-traded funds (ETF) regulation, anti-trust issues related to "common ownership" in asset management, and issues related to passive index investing. Investment advisor stewardship issues including Environmental, Social and Governance (ESG) issues. Digital assets and digital asset custody. Securities and Exchange Commission (SEC) liquidity and safeguarding rules. SEC Staff Accounting Bulletin 121. Advancement of diversity and inclusion initiatives.
STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES via STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES
2024 · third_quarter · Q3
Implementation of Dodd-Frank Wall Street Reform and Consumer Protection Act and other regulatory reform issues, including regulatory treatment of G-SIBs and custodial banks, cyber issues, exchange-traded funds (ETF) regulation, anti-trust issues related to "common ownership" in asset management, and issues related to passive index investing. Investment advisor stewardship issues including Environmental, Social and Governance (ESG) issues. Digital assets and digital asset custody. Securities and Exchange Commission (SEC) liquidity and safeguarding rules. SEC Staff Accounting Bulletin 121. Advancement of diversity and inclusion initiatives.
Retirement savings incentives, including: Automatic Retirement Plan Act; Retirement Fairness for Charities and Educational Institutions Act of 2023; Default annuitization.
STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES via STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES
2024 · second_quarter · Q2
Retirement savings incentives, including: Automatic Retirement Plan Act; Retirement Fairness for Charities and Educational Institutions Act of 2023; Default annuitization.
Implementation of Dodd-Frank Wall Street Reform and Consumer Protection Act and other regulatory reform issues, including regulatory treatment of G-SIBs and custodial banks, cyber issues, exchange-traded funds (ETF) regulation, anti-trust issues related to "common ownership" in asset management, and issues related to passive index investing. Investment advisor stewardship issues including Environmental, Social and Governance (ESG) issues. Digital assets and digital asset custody. Securities and Exchange Commission (SEC) liquidity and safeguarding rules. SEC Staff Accounting Bulletin 121. Advancement of diversity and inclusion initiatives.
STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES via STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES
2024 · first_quarter · Q1
Retirement savings incentives, including: Automatic Retirement Plan Act; Retirement Fairness for Charities and Educational Institutions Act of 2023; Default annuitization.
Implementation of Dodd-Frank Wall Street Reform and Consumer Protection Act and other regulatory reform issues, including regulatory treatment of G-SIBs and custodial banks, cyber issues, exchange-traded funds (ETF) regulation, anti-trust issues related to "common ownership" in asset management, and issues related to passive index investing. Investment advisor stewardship issues including Environmental, Social and Governance (ESG) issues. Digital assets and digital asset custody. NMS plan governance. Advancement of diversity and inclusion initiatives.
STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES via STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES
2023 · fourth_quarter · Q4
Implementation of Dodd-Frank Wall Street Reform and Consumer Protection Act and other regulatory reform issues, including regulatory treatment of G-SIBs and custodial banks, cyber issues, exchange-traded funds (ETF) regulation, anti-trust issues related to "common ownership" in asset management, and issues related to passive index investing. Investment advisor stewardship issues including Environmental, Social and Governance (ESG) issues. Digital assets and digital asset custody. NMS plan governance. Advancement of diversity and inclusion initiatives.
Corporate and international tax changes. Retirement savings incentives. Tax treatment of certain precious metal-backed ETFs.
STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES via STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES
2023 · third_quarter · Q3
Retirement savings incentives, including: Automatic Retirement Plan Act; Retirement Fairness for Charities and Educational Institutions Act of 2023; Default annuitization.
Implementation of Dodd-Frank Wall Street Reform and Consumer Protection Act and other regulatory reform issues, including regulatory treatment of G-SIBs and custodial banks, cyber issues, exchange-traded funds (ETF) regulation, anti-trust issues related to "common ownership" in asset management, and issues related to passive index investing. Investment advisor stewardship issues including Environmental, Social and Governance (ESG) issues. Digital assets and digital asset custody. NMS plan governance. Advancement of diversity and inclusion initiatives.
STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES via STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES
2023 · second_quarter · Q2
Corporate and international tax changes. Retirement savings incentives.
Retirement savings incentives, including Automatic Retirement Plan Act; Retirement Enhancement and Savings Act; Retirement Plan Simplification and Enhancement Act; Portman-Cardin bill and 403(b) plan use of collective investment trusts; CARES Act guidance; and HEROES Act. DOL ESG regulation. Default annuitization.
Implementation of Dodd-Frank Wall Street Reform and Consumer Protection Act and other regulatory reform issues, including regulatory treatment of G-SIBs and custodial banks, cyber issues, exchange-traded funds (ETF) regulation, anti-trust issues related to "common ownership" in asset management, and issues related to passive index investing. Investment advisor stewardship issues including Environmental, Social and Governance (ESG) issues. Digital assets and digital asset custody. NMS plan governance. Advancement of diversity and inclusion initiatives.
STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES via STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES
2023 · first_quarter · Q1
Corporate and international tax changes. Retirement savings incentives.
Retirement savings incentives, including Automatic Retirement Plan Act; Retirement Enhancement and Savings Act; Retirement Plan Simplification and Enhancement Act; Portman-Cardin bill and 403(b) plan use of collective investment trusts; CARES Act guidance; and HEROES Act. DOL ESG regulation. Default annuitization.
Implementation of Dodd-Frank Wall Street Reform and Consumer Protection Act and other regulatory reform issues, including regulatory treatment of G-SIBs and custodial banks, cyber issues, exchange-traded funds (ETF) regulation, anti-trust issues related to "common ownership" in asset management, and issues related to passive index investing. INDEX Act (S. 4241). Investment advisor stewardship issues including Environmental, Social and Governance (ESG) issues. Digital assets and digital asset custody. NMS plan governance. Advancement of diversity and inclusion initiatives.
STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES via STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES
2022 · fourth_quarter · Q4
Corporate and international tax changes; tax treatment of certain exchange-traded funds (ETFs) in mutual funds; retirement savings incentives.
Implementation of Dodd-Frank Wall Street Reform and Consumer Protection Act and other regulatory reform issues, including regulatory treatment of G-SIBs and custodial banks, cyber issues, exchange-traded funds (ETF) regulation, anti-trust issues related to "common ownership" in asset management, and issues related to passive index investing. INDEX Act (S. 4241). Investment advisor stewardship issues including Environmental, Social and Governance (ESG) issues. Digital assets and digital asset custody. NMS plan governance. LIBOR transition. Advancement of diversity and inclusion initiatives.
STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES via STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES
2022 · third_quarter · Q3
Retirement savings incentives, including Automatic Retirement Plan Act; Retirement Enhancement and Savings Act; Retirement Plan Simplification and Enhancement Act; Setting Every Community Up for Retirement Enhancement (SECURE) Act 2.0; Enhancing Emergency and Retirement Savings Act; Portman-Cardin bill and 403(b) plan use of collective investment trusts; CARES Act guidance; HEROES Act; and retirement provisions in Build Back Better legislation. DOL ESG regulation. Default annuitization.
Corporate and international tax changes; tax treatment of certain exchange-traded funds (ETFs) in mutual funds; retirement savings incentives.
STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES via STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES
2022 · second_quarter · Q2
Corporate and international tax changes; tax treatment of certain exchange-traded funds (ETFs) in mutual funds; retirement savings incentives.
Implementation of Dodd-Frank Wall Street Reform and Consumer Protection Act and other regulatory reform issues, including regulatory treatment of G-SIBs and custodial banks, cyber issues, exchange-traded funds (ETF) regulation, anti-trust issues related to "common ownership" in asset management, and issues related to passive index investing. INDEX Act (S. 4241). Investment advisor stewardship issues including Environmental, Social and Governance (ESG) issues. Digital assets and digital asset custody. NMS plan governance. LIBOR transition. Advancement of diversity and inclusion initiatives.
STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES via STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES
2022 · first_quarter · Q1
Retirement savings incentives, including Automatic Retirement Plan Act; Retirement Enhancement and Savings Act; Retirement Plan Simplification and Enhancement Act; Setting Every Community Up for Retirement Enhancement (SECURE) Act 2.0; Enhancing Emergency and Retirement Savings Act; Portman-Cardin bill and 403(b) plan use of collective investment trusts; CARES Act guidance; HEROES Act; and retirement provisions in Build Back Better legislation. DOL ESG regulation. Default annuitization.
Implementation of Dodd-Frank Wall Street Reform and Consumer Protection Act and other regulatory reform issues, including regulatory treatment of G-SIBs and custodial banks, cyber issues, exchange-traded funds (ETF) regulation, anti-trust issues related to "common ownership" in asset management, and issues related to passive index investing. Investment advisor stewardship issues including Environmental, Social and Governance (ESG) issues. Digital assets. NMS plan governance. LIBOR transition. Advancement of diversity and inclusion initiatives. Response to the Covid 19 crisis, including matters related to market conditions, custody banking operations, and institutional deposit flows.
STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES via STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES
2021 · fourth_quarter · Q4
Retirement savings incentives, including Automatic Retirement Plan Act; Retirement Enhancement and Savings Act; Retirement Plan Simplification and Enhancement Act; Setting Every Community Up for Retirement Enhancement (SECURE) Act 2.0; Enhancing Emergency and Retirement Savings Act; Portman-Cardin bill and 403(b) plan use of collective investment trusts; CARES Act guidance; HEROES Act; and retirement provisions in Build Back Better legislation. DOL ESG regulation. Default annuitization.
Corporate and international tax changes; tax treatment of exchange-traded funds; retirement savings incentives.
STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES via STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES
2021 · third_quarter · Q3
Retirement savings incentives, including Automatic Retirement Plan Act; Retirement Enhancement and Savings Act; Retirement Plan Simplification and Enhancement Act; Setting Every Community Up for Retirement Enhancement (SECURE) Act 2.0; Enhancing Emergency and Retirement Savings Act; Portman-Cardin bill and 403(b) plan use of collective investment trusts; CARES Act guidance; and HEROES Act. DOL ESG regulation. Default annuitization.
Corporate and international tax changes; tax treatment of exchange-traded funds; retirement savings incentives.
STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES via STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES
2021 · second_quarter · Q2
Implementation of Dodd-Frank Wall Street Reform and Consumer Protection Act and other regulatory reform issues, including regulatory treatment of G-SIBs and custodial banks, cyber issues, exchange-traded funds (ETF) regulation, anti-trust issues related to "common ownership" in asset management, and issues related to passive index investing. Investment advisor stewardship issues including Environmental, Social and Governance (ESG) issues. Digital assets. NMS plan governance. LIBOR transition. Advancement of diversity and inclusion initiatives. Response to the Covid 19 crisis, including matters related to market conditions, custody banking operations, and institutional deposit flows.
Retirement savings incentives, including Automatic Retirement Plan Act; Retirement Enhancement and Savings Act; Retirement Plan Simplification and Enhancement Act; Setting Every Community Up for Retirement Enhancement(SECURE)Act 2.0; Enhancing Emergency and Retirement Savings Act; Portman-Cardin bill and 403(b) plan use of collective investment trusts; CARES Act guidance; and HEROES Act. DOL ESG regulation. Default annuitization.
STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES via STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES
2021 · first_quarter · Q1
Corporate and international taxation; retirement savings incentives.
Retirement savings incentives, including Automatic Retirement Plan Act; Retirement Enhancement and Savings Act; Retirement Plan Simplification and Enhancement Act; Setting Every Community Up for Retirement Enhancement(SECURE)Act 2.0; Portman-Cardin bill and 403(b) plan use of collective investment trusts; CARES Act guidance; and HEROES Act. DOL ESG regulation. Default annuitization.
Implementation of Dodd-Frank Wall Street Reform and Consumer Protection Act and other regulatory reform issues, including regulatory treatment of G-SIBs and custodial banks, cyber issues, exchange-traded funds (ETF) regulation, anti-trust issues related to "common ownership" in asset management, and issues related to passive index investing. Investment advisor stewardship issues including Environmental, Social and Governance (ESG) issues. Digital assets. NMS plan governance. LIBOR transition. Advancement of diversity and inclusion initiatives. Response to the Covid 19 crisis, including matters related to market conditions, custody banking operations, and institutional deposit flows.
STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES via STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES
2020 · fourth_quarter · Q4
Implementation of Dodd-Frank Wall Street Reform and Consumer Protection Act and other regulatory reform issues, including regulatory treatment of G-SIBs and custodial banks, swaps margin implementation, cyber issues, exchange-traded funds (ETF) regulation, anti-trust issues related to "common ownership" in asset management, issues related to passive index investing, inter-affiliate margin issues, and cross-border application of the registration thresholds and external business conduct standards applicable to swap dealers and major swap participants. Investment advisor stewardship issues including Environmental, Social and Governance (ESG) issues. Digital assets. NMS plan governance. LIBOR transition. Advancement of diversity and inclusion initiatives. Response to the Covid 19 crisis, including matters related to market conditions, custody banking operations, and institutional deposit flows.
Implementation of fundamental tax reform; Retirement savings incentives.
STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES via STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES
2020 · third_quarter · Q3
Implementation of fundamental tax reform; Retirement savings incentives.
Retirement savings incentives, including Automatic Retirement Plan Act; Retirement Enhancement and Savings Act; Retirement Plan Simplification and Enhancement Act; Setting Every Community Up for Retirement Enhancement(SECURE)Act 2.0; Portman-Cardin bill and 403(b) plan use of collective investment trusts; CARES Act guidance; and HEROES Act. DOL ESG regulation. Default annuitization.
Filing targets: Commerce, Dept of (DOC), Commodity Futures Trading Commission (CFTC), Federal Deposit Insurance Corporation (FDIC), Federal Reserve System, HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), Natl Economic Council (NEC), Natl Security Council (NSC), Office of the Comptroller of the Currency (OCC), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES via STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES
2020 · second_quarter · Q2
Retirement savings incentives, including Automatic Retirement Plan Act; Retirement Enhancement and Savings Act; Retirement Plan Simplification and Enhancement Act; Setting Every Community Up for Retirement Enhancement(SECURE)Act 2.0; Portman-Cardin bill and 403(b) plan use of collective investment trusts; CARES Act guidance; and HEROES Act. DOL ESG regulation. Default annuitization.
Implementation of fundamental tax reform; Retirement savings incentives.
Filing targets: Commerce, Dept of (DOC), Commodity Futures Trading Commission (CFTC), Federal Deposit Insurance Corporation (FDIC), Federal Reserve System, HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), Natl Economic Council (NEC), Natl Security Council (NSC), Office of the Comptroller of the Currency (OCC), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES via STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES
2020 · first_quarter · Q1
Retirement savings incentives, including Automatic Retirement Plan Act; Retirement Enhancement and Savings Act; Retirement Plan Simplification and Enhancement Act; Setting Every Community Up for Retirement Enhancement(SECURE)Act; Portman-Cardin bill. Default annuitization.
Implementation of fundamental tax reform; Retirement savings incentives.
Filing targets: Commerce, Dept of (DOC), Commodity Futures Trading Commission (CFTC), Federal Deposit Insurance Corporation (FDIC), Federal Reserve System, HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), Natl Economic Council (NEC), Natl Security Council (NSC), Office of the Comptroller of the Currency (OCC), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES via STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES
2019 · fourth_quarter · Q4
Implementation of fundamental tax reform; Retirement savings incentives.
Retirement savings incentives, including Automatic Retirement Plan Act; Retirement Enhancement and Savings Act; Retirement Plan Simplification and Enhancement Act; Setting Every Community Up for Retirement Enhancement(SECURE)Act; Portman-Cardin bill.
Filing targets: Commerce, Dept of (DOC), Commodity Futures Trading Commission (CFTC), Federal Deposit Insurance Corporation (FDIC), Federal Reserve System, HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), Natl Economic Council (NEC), Natl Security Council (NSC), Office of the Comptroller of the Currency (OCC), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES via STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES
2019 · third_quarter · Q3
Implementation of fundamental tax reform; Retirement savings incentives.
Retirement savings incentives, including Automatic Retirement Plan Act; Retirement Enhancement and Savings Act; Retirement Plan Simplification and Enhancement Act; Setting Every Community Up for Retirement Enhancement(SECURE)Act; Portman-Cardin bill.
Filing targets: Commerce, Dept of (DOC), Commodity Futures Trading Commission (CFTC), Federal Deposit Insurance Corporation (FDIC), Federal Reserve System, HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), Natl Economic Council (NEC), Natl Security Council (NSC), Office of the Comptroller of the Currency (OCC), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES via STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES
2019 · second_quarter · Q2
Implementation of fundamental tax reform, the A Better Way for Tax Reform plan; Retirement savings incentives.
Retirement savings incentives, including Automatic Retirement Plan Act; Retirement Enhancement and Savings Act; Retirement Plan Simplification and Enhancement Act; Setting Every Community Up for Retirement Enhancement(SECURE)Act; Portman-Cardin bill
Filing targets: Commerce, Dept of (DOC), Commodity Futures Trading Commission (CFTC), Federal Deposit Insurance Corporation (FDIC), Federal Reserve System, HOUSE OF REPRESENTATIVES, Natl Economic Council (NEC), Natl Security Council (NSC), Office of the Comptroller of the Currency (OCC), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES via STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES
2019 · first_quarter · Q1
Implementation of fundamental tax reform, the A Better Way for Tax Reform plan; Retirement savings incentives.
Retirement savings incentives, including Automatic Retirement Plan Act; Retirement Enhancement and Savings Act; Retirement Plan Simplification and Enhancement Act; Portman-Cardin bill
Filing targets: Commerce, Dept of (DOC), Commodity Futures Trading Commission (CFTC), Federal Deposit Insurance Corporation (FDIC), Federal Reserve System, HOUSE OF REPRESENTATIVES, Natl Economic Council (NEC), Natl Security Council (NSC), Office of the Comptroller of the Currency (OCC), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES via STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES
2018 · fourth_quarter · Q4
Retirement savings incentives, including H.R. 4523 - Automatic Retirement Plan Act; H.R. 5282/S. 2526 - Retirement Enhancement and Savings Act; S.3219 - Bill to amend the Internal Revenue Code of 1986 and the Employee Retirement Income Security Act of 1974 to modify the requirements for multiple employer plans, and for other purposes
Implementation of fundamental tax reform, the A Better Way for Tax Reform plan; Retirement savings incentives.
Filing targets: Commerce, Dept of (DOC), Federal Deposit Insurance Corporation (FDIC), Federal Reserve System, HOUSE OF REPRESENTATIVES, Natl Economic Council (NEC), Natl Security Council (NSC), Office of the Comptroller of the Currency (OCC), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES via STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES
2018 · third_quarter · Q3
Retirement savings incentives, including H.R. 4523 - Automatic Retirement Plan Act; H.R. 5282/S. 2526 - Retirement Enhancement and Savings Act; H.R. 4604 - Increasing Access to a Secure Retirement Act; S.3218 - Strengthening Financial Security Through Short-Term Savings Accounts Act; S.3219 - Bill to amend the Internal Revenue Code of 1986 and the Employee Retirement Income Security Act of 1974 to modify the requirements for multiple employer plans, and for other purposes; S.3220 - Refund to Rainy Day Savings Act; H.R.6990 - PRIA Act; next Portman/Cardin retirement bill
Fundamental tax reform, the A Better Way for Tax Reform plan; Retirement savings incentives.
Filing targets: Commerce, Dept of (DOC), Federal Deposit Insurance Corporation (FDIC), Federal Reserve System, HOUSE OF REPRESENTATIVES, Natl Economic Council (NEC), Natl Security Council (NSC), Office of the Comptroller of the Currency (OCC), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES via STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES
2018 · second_quarter · Q2
Retirement savings incentives, including H.R. 4523 - Automatic Retirement Plan Act; H.R. 5282/S. 2526 - Retirement Enhancement and Savings Act; H.R. 4604 - Increasing Access to a Secure Retirement Act
Fundamental tax reform, the A Better Way for Tax Reform plan; Retirement savings incentives.
Filing targets: Commerce, Dept of (DOC), Federal Deposit Insurance Corporation (FDIC), Federal Reserve System, HOUSE OF REPRESENTATIVES, Natl Economic Council (NEC), Natl Security Council (NSC), Office of the Comptroller of the Currency (OCC), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES via STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES
2018 · first_quarter · Q1
Fundamental tax reform, the A Better Way for Tax Reform plan; Retirement savings incentives.
Retirement savings incentives
Filing targets: Commerce, Dept of (DOC), Federal Deposit Insurance Corporation (FDIC), Federal Reserve System, HOUSE OF REPRESENTATIVES, Natl Economic Council (NEC), Natl Security Council (NSC), Office of the Comptroller of the Currency (OCC), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES via STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES
2017 · fourth_quarter · Q4
Fundamental tax reform, the A Better Way for Tax Reform plan; Retirement savings incentives.
Retirement savings incentives
Filing targets: Commerce, Dept of (DOC), Federal Deposit Insurance Corporation (FDIC), Federal Reserve System, HOUSE OF REPRESENTATIVES, Natl Economic Council (NEC), Natl Security Council (NSC), Office of the Comptroller of the Currency (OCC), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES via STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES
2017 · third_quarter · Q3
Fundamental tax reform, the A Better Way for Tax Reform plan; Retirement savings incentives.
Retirement savings incentives
Filing targets: Federal Deposit Insurance Corporation (FDIC), Federal Reserve System, HOUSE OF REPRESENTATIVES, Office of the Comptroller of the Currency (OCC), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES via STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES
2017 · second_quarter · 2A
Retirement savings incentives
Fundamental tax reform, the A Better Way for Tax Reform plan; Retirement savings incentives.
Filing targets: Federal Deposit Insurance Corporation (FDIC), Federal Reserve System, HOUSE OF REPRESENTATIVES, Office of the Comptroller of the Currency (OCC), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES via STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES
2017 · first_quarter · 1A
Retirement savings incentives
Fundamental tax reform, the A Better Way for Tax Reform plan; Retirement savings incentives.
Filing targets: Federal Deposit Insurance Corporation (FDIC), Federal Reserve System, HOUSE OF REPRESENTATIVES, Office of the Comptroller of the Currency (OCC), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES via STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES
2017 · second_quarter · Q2
Fundamental tax reform, the A Better Way for Tax Reform plan; Retirement savings incentives.
Retirement savings incentives
Filing targets: Federal Deposit Insurance Corporation (FDIC), Federal Reserve System, HOUSE OF REPRESENTATIVES, Office of the Comptroller of the Currency (OCC), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES via STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES
2017 · first_quarter · Q1
Retirement savings incentives
Fundamental tax reform, the A Better Way for Tax Reform plan; Retirement savings incentives.
Filing targets: Federal Deposit Insurance Corporation (FDIC), Federal Reserve System, HOUSE OF REPRESENTATIVES, Office of the Comptroller of the Currency (OCC), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES via STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES
2016 · fourth_quarter · 4A
Retirement savings incentives
Fundamental tax reform, the A Better Way for Tax Reform plan; Retirement savings incentives.
Filing targets: Federal Deposit Insurance Corporation (FDIC), Federal Reserve System, HOUSE OF REPRESENTATIVES, Office of the Comptroller of the Currency (OCC), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES via STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES
2016 · first_quarter · 1A
International tax reform, related to deferral and cross-border compliance; Retirement savings incentives
Retirement savings incentives
Filing targets: Commodity Futures Trading Commission (CFTC), Federal Deposit Insurance Corporation (FDIC), Federal Reserve System, HOUSE OF REPRESENTATIVES, Office of the Comptroller of the Currency (OCC), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES via STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES
2016 · fourth_quarter · Q4
Fundamental tax reform, the A Better Way for Tax Reform plan; Retirement savings incentives.
Retirement savings incentives
Filing targets: Federal Deposit Insurance Corporation (FDIC), Federal Reserve System, HOUSE OF REPRESENTATIVES, Office of the Comptroller of the Currency (OCC), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES via STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES
2016 · third_quarter · Q3
Retirement savings incentives
Fundamental tax reform, the A Better Way for Tax Reform plan; Retirement savings incentives.
Filing targets: Federal Deposit Insurance Corporation (FDIC), Federal Reserve System, HOUSE OF REPRESENTATIVES, Office of the Comptroller of the Currency (OCC), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES via STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES
2016 · second_quarter · Q2
Fundamental tax reform, the A Better Way for Tax Reform plan; Retirement savings incentives.
Retirement savings incentives
Filing targets: Federal Deposit Insurance Corporation (FDIC), Federal Reserve System, HOUSE OF REPRESENTATIVES, Office of the Comptroller of the Currency (OCC), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES via STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES
2016 · first_quarter · Q1
Retirement savings incentives
International tax reform, related to deferral and cross-border compliance; Retirement savings incentives
Filing targets: Commodity Futures Trading Commission (CFTC), Federal Deposit Insurance Corporation (FDIC), Federal Reserve System, HOUSE OF REPRESENTATIVES, Office of the Comptroller of the Currency (OCC), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES via STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES
2015 · fourth_quarter · Q4
Retirement savings incentives
International tax reform, related to deferral and cross-border compliance; Retirement savings incentives
Filing targets: Commodity Futures Trading Commission (CFTC), Federal Deposit Insurance Corporation (FDIC), Federal Reserve System, HOUSE OF REPRESENTATIVES, Office of the Comptroller of the Currency (OCC), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES via STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES
2015 · third_quarter · Q3
Retirement savings incentives
International tax reform, related to deferral and cross-border compliance; Retirement savings incentives
Filing targets: Commodity Futures Trading Commission (CFTC), Federal Deposit Insurance Corporation (FDIC), Federal Reserve System, HOUSE OF REPRESENTATIVES, Office of the Comptroller of the Currency (OCC), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES via STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES
2015 · second_quarter · Q2
Retirement savings incentives
International tax reform, related to deferral and cross-border compliance; Retirement savings incentives
Filing targets: Commodity Futures Trading Commission (CFTC), Federal Deposit Insurance Corporation (FDIC), Federal Reserve System, HOUSE OF REPRESENTATIVES, Office of the Comptroller of the Currency (OCC), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
Filing targets: Commerce, Dept of (DOC), Commodity Futures Trading Commission (CFTC), Federal Deposit Insurance Corporation (FDIC), Federal Reserve System, HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), Natl Economic Council (NEC), Natl Security Council (NSC), Office of the Comptroller of the Currency (OCC), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
Retirement savings incentives, including: Retirement Fairness for Charities and Educational Institutions Act of 2025; SECURE 3.0.
Filing targets: Commerce, Dept of (DOC), Commodity Futures Trading Commission (CFTC), Federal Deposit Insurance Corporation (FDIC), Federal Reserve System, HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), Natl Economic Council (NEC), Natl Security Council (NSC), Office of the Comptroller of the Currency (OCC), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
Filing targets: Commerce, Dept of (DOC), Commodity Futures Trading Commission (CFTC), Federal Deposit Insurance Corporation (FDIC), Federal Reserve System, HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), Natl Economic Council (NEC), Natl Security Council (NSC), Office of Management & Budget (OMB), Office of the Comptroller of the Currency (OCC), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
Corporate and international tax changes. Retirement savings incentives. Tax treatment of certain precious metal-backed ETFs.
Filing targets: Commerce, Dept of (DOC), Commodity Futures Trading Commission (CFTC), Federal Deposit Insurance Corporation (FDIC), Federal Reserve System, HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), Natl Economic Council (NEC), Natl Security Council (NSC), Office of Management & Budget (OMB), Office of the Comptroller of the Currency (OCC), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
Corporate and international tax changes. Retirement savings incentives. Tax treatment of certain precious metal-backed ETFs.
Filing targets: Commerce, Dept of (DOC), Commodity Futures Trading Commission (CFTC), Federal Deposit Insurance Corporation (FDIC), Federal Reserve System, HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), Natl Economic Council (NEC), Natl Security Council (NSC), Office of Management & Budget (OMB), Office of the Comptroller of the Currency (OCC), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
Corporate and international tax changes. Retirement savings incentives. Tax treatment of certain precious metal-backed ETFs.
Filing targets: Commerce, Dept of (DOC), Commodity Futures Trading Commission (CFTC), Federal Deposit Insurance Corporation (FDIC), Federal Reserve System, HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), Natl Economic Council (NEC), Natl Security Council (NSC), Office of Management & Budget (OMB), Office of the Comptroller of the Currency (OCC), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
Retirement savings incentives, including: Automatic Retirement Plan Act; Retirement Fairness for Charities and Educational Institutions Act of 2023; Default annuitization.
Filing targets: Commerce, Dept of (DOC), Commodity Futures Trading Commission (CFTC), Federal Deposit Insurance Corporation (FDIC), Federal Reserve System, HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), Natl Economic Council (NEC), Natl Security Council (NSC), Office of Management & Budget (OMB), Office of the Comptroller of the Currency (OCC), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
Corporate and international tax changes. Retirement savings incentives. Tax treatment of certain precious metal-backed ETFs.
Filing targets: Commerce, Dept of (DOC), Commodity Futures Trading Commission (CFTC), Federal Deposit Insurance Corporation (FDIC), Federal Reserve System, HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), Natl Economic Council (NEC), Natl Security Council (NSC), Office of Management & Budget (OMB), Office of the Comptroller of the Currency (OCC), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
Filing targets: Commerce, Dept of (DOC), Commodity Futures Trading Commission (CFTC), Federal Deposit Insurance Corporation (FDIC), Federal Reserve System, HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), Natl Economic Council (NEC), Natl Security Council (NSC), Office of Management & Budget (OMB), Office of the Comptroller of the Currency (OCC), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
Filing targets: Commerce, Dept of (DOC), Commodity Futures Trading Commission (CFTC), Federal Deposit Insurance Corporation (FDIC), Federal Reserve System, HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), Natl Economic Council (NEC), Natl Security Council (NSC), Office of Management & Budget (OMB), Office of the Comptroller of the Currency (OCC), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
Retirement savings incentives, including Automatic Retirement Plan Act; Retirement Enhancement and Savings Act; Retirement Plan Simplification and Enhancement Act; Setting Every Community Up for Retirement Enhancement (SECURE) Act 2.0; Enhancing Emergency and Retirement Savings Act; Portman-Cardin bill and 403(b) plan use of collective investment trusts; CARES Act guidance; HEROES Act; and retirement provisions in Build Back Better legislation. DOL ESG regulation. Default annuitization.
Filing targets: Commerce, Dept of (DOC), Commodity Futures Trading Commission (CFTC), Federal Deposit Insurance Corporation (FDIC), Federal Reserve System, HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), Natl Economic Council (NEC), Natl Security Council (NSC), Office of Management & Budget (OMB), Office of the Comptroller of the Currency (OCC), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
Implementation of Dodd-Frank Wall Street Reform and Consumer Protection Act and other regulatory reform issues, including regulatory treatment of G-SIBs and custodial banks, cyber issues, exchange-traded funds (ETF) regulation, anti-trust issues related to "common ownership" in asset management, and issues related to passive index investing. INDEX Act (S. 4241). Investment advisor stewardship issues including Environmental, Social and Governance (ESG) issues. Digital assets and digital asset custody. NMS plan governance. LIBOR transition. Advancement of diversity and inclusion initiatives.
Filing targets: Commerce, Dept of (DOC), Commodity Futures Trading Commission (CFTC), Federal Deposit Insurance Corporation (FDIC), Federal Reserve System, HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), Natl Economic Council (NEC), Natl Security Council (NSC), Office of Management & Budget (OMB), Office of the Comptroller of the Currency (OCC), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
Retirement savings incentives, including Automatic Retirement Plan Act; Retirement Enhancement and Savings Act; Retirement Plan Simplification and Enhancement Act; Setting Every Community Up for Retirement Enhancement (SECURE) Act 2.0; Enhancing Emergency and Retirement Savings Act; Portman-Cardin bill and 403(b) plan use of collective investment trusts; CARES Act guidance; HEROES Act; and retirement provisions in Build Back Better legislation. DOL ESG regulation. Default annuitization.
Filing targets: Commerce, Dept of (DOC), Commodity Futures Trading Commission (CFTC), Federal Deposit Insurance Corporation (FDIC), Federal Reserve System, HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), Natl Economic Council (NEC), Natl Security Council (NSC), Office of Management & Budget (OMB), Office of the Comptroller of the Currency (OCC), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
Corporate and international tax changes; tax treatment of exchange-traded funds; retirement savings incentives.
Filing targets: Commerce, Dept of (DOC), Commodity Futures Trading Commission (CFTC), Federal Deposit Insurance Corporation (FDIC), Federal Reserve System, HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), Natl Economic Council (NEC), Natl Security Council (NSC), Office of Management & Budget (OMB), Office of the Comptroller of the Currency (OCC), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
Implementation of Dodd-Frank Wall Street Reform and Consumer Protection Act and other regulatory reform issues, including regulatory treatment of G-SIBs and custodial banks, cyber issues, exchange-traded funds (ETF) regulation, anti-trust issues related to "common ownership" in asset management, and issues related to passive index investing. Investment advisor stewardship issues including Environmental, Social and Governance (ESG) issues. Digital assets. NMS plan governance. LIBOR transition. Advancement of diversity and inclusion initiatives. Response to the Covid 19 crisis, including matters related to market conditions, custody banking operations, and institutional deposit flows.
Filing targets: Commerce, Dept of (DOC), Commodity Futures Trading Commission (CFTC), Federal Deposit Insurance Corporation (FDIC), Federal Reserve System, HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), Natl Economic Council (NEC), Natl Security Council (NSC), Office of Management & Budget (OMB), Office of the Comptroller of the Currency (OCC), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
Implementation of Dodd-Frank Wall Street Reform and Consumer Protection Act and other regulatory reform issues, including regulatory treatment of G-SIBs and custodial banks, cyber issues, exchange-traded funds (ETF) regulation, anti-trust issues related to "common ownership" in asset management, and issues related to passive index investing. Investment advisor stewardship issues including Environmental, Social and Governance (ESG) issues. Digital assets. NMS plan governance. LIBOR transition. Advancement of diversity and inclusion initiatives. Response to the Covid 19 crisis, including matters related to market conditions, custody banking operations, and institutional deposit flows.
Filing targets: Commerce, Dept of (DOC), Commodity Futures Trading Commission (CFTC), Federal Deposit Insurance Corporation (FDIC), Federal Reserve System, HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), Natl Economic Council (NEC), Natl Security Council (NSC), Office of Management & Budget (OMB), Office of the Comptroller of the Currency (OCC), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
Corporate and international tax changes; retirement savings incentives.
Filing targets: Commerce, Dept of (DOC), Commodity Futures Trading Commission (CFTC), Federal Deposit Insurance Corporation (FDIC), Federal Reserve System, HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), Natl Economic Council (NEC), Natl Security Council (NSC), Office of Management & Budget (OMB), Office of the Comptroller of the Currency (OCC), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
Filing targets: Commerce, Dept of (DOC), Commodity Futures Trading Commission (CFTC), Federal Deposit Insurance Corporation (FDIC), Federal Reserve System, HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), Natl Economic Council (NEC), Natl Security Council (NSC), Office of Management & Budget (OMB), Office of the Comptroller of the Currency (OCC), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
Retirement savings incentives, including Automatic Retirement Plan Act; Retirement Enhancement and Savings Act; Retirement Plan Simplification and Enhancement Act; Setting Every Community Up for Retirement Enhancement(SECURE)Act 2.0; Portman-Cardin bill and 403(b) plan use of collective investment trusts; CARES Act guidance; and HEROES Act. DOL ESG regulation. Default annuitization.
Filing targets: Commerce, Dept of (DOC), Commodity Futures Trading Commission (CFTC), Federal Deposit Insurance Corporation (FDIC), Federal Reserve System, HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), Natl Economic Council (NEC), Natl Security Council (NSC), Office of Management & Budget (OMB), Office of the Comptroller of the Currency (OCC), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of