Loading…
Reported covered position: Legislative Assistant, Committee on Ways & Mean
How to read the money
Income and expense are whole-filing amounts associated with this lobbyist, not personal compensation or an allocated share.
No topic inference: each bill number appears in source LDA issue text assigned to this lobbyist.
Investment Adviser Oversight Act of 2012
Client: FINANCIAL PLANNING ASSN (FPA) · Firm: FINANCIAL PLANNING ASSN (FPA)
Dodd-Frank Wall Street reform and Consumer Protection Act- related studies (Sections 913, 914, 919) Investment Advisers Oversight Act of 2012 (HR 4624) Investment Adviser Examination Improvement Act of 2012 (HR 6204)
Investment Adviser Oversight Act of 2012
Client: FINANCIAL PLANNING ASSN (FPA) · Firm: FINANCIAL PLANNING ASSN (FPA)
Dodd-Frank Wall Street reform and Consumer Protection Act- related studies (Sections 913, 914, 919) Investment Advisers Oversight Act of 2012 (HR 4624) Investment Adviser Examination Improvement Act of 2012 (HR 6204)
Specific issues are shown only where the LDA source assigned them to this lobbyist. Targets apply to the associated filing.
FINANCIAL PLANNING ASSN (FPA) via FINANCIAL PLANNING ASSN (FPA)
2012 · fourth_quarter · 4T
Tax reform Alternative minimum tax Tax preferred investment vehicles Expiring tax provisions
Dodd-Frank Wall Street reform and Consumer Protection Act- related studies (Sections 913, 914, 919) Investment Advisers Oversight Act of 2012 (HR 4624) Investment Adviser Examination Improvement Act of 2012 (HR 6204)
Source: Senate LDA
Investment Adviser Oversight Act of 2012
Client: FINANCIAL PLANNING ASSN (FPA) · Firm: FINANCIAL PLANNING ASSN (FPA)
Dodd-Frank Wall Street Reform and Consumer Protection Act- related studies (Sections 913, 914, 919) Investment Advisers Oversight Act of 2012 (HR 4624)
Investment Adviser Examination Improvement Act of 2012
Client: FINANCIAL PLANNING ASSN (FPA) · Firm: FINANCIAL PLANNING ASSN (FPA)
Dodd-Frank Wall Street reform and Consumer Protection Act- related studies (Sections 913, 914, 919) Investment Advisers Oversight Act of 2012 (HR 4624) Investment Adviser Examination Improvement Act of 2012 (HR 6204)
Investment Adviser Examination Improvement Act of 2012
Client: FINANCIAL PLANNING ASSN (FPA) · Firm: FINANCIAL PLANNING ASSN (FPA)
Dodd-Frank Wall Street reform and Consumer Protection Act- related studies (Sections 913, 914, 919) Investment Advisers Oversight Act of 2012 (HR 4624) Investment Adviser Examination Improvement Act of 2012 (HR 6204)
401(k) Fair Disclosure for Retirement Security Act of 2009
Client: FINANCIAL PLANNING ASSN (FPA) · Firm: FINANCIAL PLANNING ASSN (FPA)
401(k) plans, defined contribution plans, Automatic IRAs, Conflicted Investment Advice Prohibition Act of 2009 (HR 1988), 401(k) Fair Disclosure for Retirement Security Act of 2009 (HR 1984) and general retirement issues.
Conflicted Investment Advice Prohibition Act of 2009
Client: FINANCIAL PLANNING ASSN (FPA) · Firm: FINANCIAL PLANNING ASSN (FPA)
401(k) plans, defined contribution plans, Automatic IRAs, Conflicted Investment Advice Prohibition Act of 2009 (HR 1988), 401(k) Fair Disclosure for Retirement Security Act of 2009 (HR 1984) and general retirement issues.
Taxpayer Responsibility, Accountability, and Consistency Act of 2009
Client: FINANCIAL PLANNING ASSN (FPA) · Firm: FINANCIAL PLANNING ASSN (FPA)
Estate tax (HR 4154), transaction tax, Medicare tax on unearned income, independent contractor status (H.R. 3408, S. 2882)
To amend the Internal Revenue Code of 1986 to repeal the new carryover basis rules in order to prevent tax increases and the imposition of compliance burdens on many more estates than would benefit from repeal, to retain the estate tax with a $3,500,000 exemption, to reinstitute and update the Pay-As-You-Go requirement of budget neutrality on new tax and mandatory spending legislation, enforced by the threat of annual, automatic sequestration, and for other purposes.
Client: FINANCIAL PLANNING ASSN (FPA) · Firm: FINANCIAL PLANNING ASSN (FPA)
Estate tax (HR 4154), transaction tax, Medicare tax on unearned income, independent contractor status (H.R. 3408, S. 2882)
Fair Playing Field Act of 2010
Client: FINANCIAL PLANNING ASSN (FPA) · Firm: FINANCIAL PLANNING ASSN (FPA)
Estate Tax The Fair Playing Field Act of 2010 (FPFA) (S. 3786 and H.R. 6128) Extension of 2001 tax cuts FICA and SECA taxes
Fair Playing Field Act of 2010
Client: FINANCIAL PLANNING ASSN (FPA) · Firm: FINANCIAL PLANNING ASSN (FPA)
Estate Tax The Fair Playing Field Act of 2010 (FPFA) (S. 3786 and H.R. 6128) Extension of 2001 tax cuts FICA and SECA taxes
Fair Playing Field Act of 2010
Client: FINANCIAL PLANNING ASSN (FPA) · Firm: FINANCIAL PLANNING ASSN (FPA)
Estate Tax The Fair Playing Field Act of 2010 (FPFA) (S. 3786 and H.R. 6128) Extension of 2001 tax cuts FICA and SECA taxes
Taxpayer Responsibility, Accountability, and Consistency Act of 2009
Client: FINANCIAL PLANNING ASSN (FPA) · Firm: FINANCIAL PLANNING ASSN (FPA)
Estate tax (HR 4154), transaction tax, Medicare tax on unearned income, independent contractor status (H.R. 3408, S. 2882)
Fair Playing Field Act of 2010
Client: FINANCIAL PLANNING ASSN (FPA) · Firm: FINANCIAL PLANNING ASSN (FPA)
Estate Tax The Fair Playing Field Act of 2010 (FPFA) (S. 3786 and H.R. 6128) Extension of 2001 tax cuts FICA and SECA taxes
Fair Playing Field Act of 2010
Client: FINANCIAL PLANNING ASSN (FPA) · Firm: FINANCIAL PLANNING ASSN (FPA)
Estate Tax The Fair Playing Field Act of 2010 (FPFA) (S. 3786 and H.R. 6128) Extension of 2001 tax cuts FICA and SECA taxes
Fair Playing Field Act of 2010
Client: FINANCIAL PLANNING ASSN (FPA) · Firm: FINANCIAL PLANNING ASSN (FPA)
Estate Tax The Fair Playing Field Act of 2010 (FPFA) (S. 3786 and H.R. 6128) Extension of 2001 tax cuts FICA and SECA taxes
Overseas Voting Education and Reform, Safeguarding Every American's Vote Act
Client: FINANCIAL PLANNING ASSN (FPA) · Firm: FINANCIAL PLANNING ASSN (FPA)
Financial Services Reform- HR 4173, S 3217
401(k) Fair Disclosure for Retirement Security Act of 2009
Client: FINANCIAL PLANNING ASSN (FPA) · Firm: FINANCIAL PLANNING ASSN (FPA)
401(k) plans, defined contribution plans, Automatic IRAs, Conflicted Investment Advice Prohibition Act of 2009 (HR 1988), 401(k) Fair Disclosure for Retirement Security Act of 2009 (HR 1984) and general retirement issues.
401(k) Fair Disclosure for Retirement Security Act of 2009
Client: FINANCIAL PLANNING ASSN (FPA) · Firm: FINANCIAL PLANNING ASSN (FPA)
401(k) plans, defined contribution plans, Automatic IRAs, Conflicted Investment Advice Prohibition Act of 2009 (HR 1988), 401(k) Fair Disclosure for Retirement Security Act of 2009 (HR 1984) and general retirement issues.
401(k) Fair Disclosure for Retirement Security Act of 2009
Client: FINANCIAL PLANNING ASSN (FPA) · Firm: FINANCIAL PLANNING ASSN (FPA)
401(k) plans, defined contribution plans, Automatic IRAs, Conflicted Investment Advice Prohibition Act of 2009 (HR 1988), 401(k) Fair Disclosure for Retirement Security Act of 2009 (HR 1984) and general retirement issues.
401(k) Fair Disclosure for Retirement Security Act of 2009
Client: FINANCIAL PLANNING ASSN (FPA) · Firm: FINANCIAL PLANNING ASSN (FPA)
401 (k) plans, defined contribution plans, Automatic IRAs, Conflicted Investment Advice Prohibition Act of 2009 (HR 1988), 401 (k) Fair Disclosure for Retirement Security Act of 2009 (HR 1984), and general retirement issues
Conflicted Investment Advice Prohibition Act of 2009
Client: FINANCIAL PLANNING ASSN (FPA) · Firm: FINANCIAL PLANNING ASSN (FPA)
401(k) plans, defined contribution plans, Automatic IRAs, Conflicted Investment Advice Prohibition Act of 2009 (HR 1988), 401(k) Fair Disclosure for Retirement Security Act of 2009 (HR 1984) and general retirement issues.
Conflicted Investment Advice Prohibition Act of 2009
Client: FINANCIAL PLANNING ASSN (FPA) · Firm: FINANCIAL PLANNING ASSN (FPA)
401(k) plans, defined contribution plans, Automatic IRAs, Conflicted Investment Advice Prohibition Act of 2009 (HR 1988), 401(k) Fair Disclosure for Retirement Security Act of 2009 (HR 1984) and general retirement issues.
Conflicted Investment Advice Prohibition Act of 2009
Client: FINANCIAL PLANNING ASSN (FPA) · Firm: FINANCIAL PLANNING ASSN (FPA)
401(k) plans, defined contribution plans, Automatic IRAs, Conflicted Investment Advice Prohibition Act of 2009 (HR 1988), 401(k) Fair Disclosure for Retirement Security Act of 2009 (HR 1984) and general retirement issues.
Conflicted Investment Advice Prohibition Act of 2009
Client: FINANCIAL PLANNING ASSN (FPA) · Firm: FINANCIAL PLANNING ASSN (FPA)
401 (k) plans, defined contribution plans, Automatic IRAs, Conflicted Investment Advice Prohibition Act of 2009 (HR 1988), 401 (k) Fair Disclosure for Retirement Security Act of 2009 (HR 1984), and general retirement issues
Consumer Financial Protection Agency Act of 2009
Client: FINANCIAL PLANNING ASSN (FPA) · Firm: FINANCIAL PLANNING ASSN (FPA)
Investor Protection Act Consumer Financial Protection Agency (HR 3126)
Consumer Financial Protection Agency Act of 2009
Client: FINANCIAL PLANNING ASSN (FPA) · Firm: FINANCIAL PLANNING ASSN (FPA)
Investor Protection Act Consumer Financial Protection Agency (HR 3126)
To amend the Internal Revenue Code of 1986 to repeal the new carryover basis rules in order to prevent tax increases and the imposition of compliance burdens on many more estates than would benefit from repeal, to retain the estate tax with a $3,500,000 exemption, to reinstitute and update the Pay-As-You-Go requirement of budget neutrality on new tax and mandatory spending legislation, enforced by the threat of annual, automatic sequestration, and for other purposes.
Client: FINANCIAL PLANNING ASSN (FPA) · Firm: FINANCIAL PLANNING ASSN (FPA)
Personal deduction for investment losses, estate tax (HR 4154), Alternative Minimum Tax, transaction tax, Medicare tax on unearned income.
Overseas Voting Education and Reform, Safeguarding Every American's Vote Act
Client: FINANCIAL PLANNING ASSN (FPA) · Firm: FINANCIAL PLANNING ASSN (FPA)
Financial Services Regulatory Reform: HR 4173, Senate Banking Discussion Draft
Alternative Minimum Tax Relief Act of 2008
Client: FINANCIAL PLANNING ASSN (FPA) · Firm: FINANCIAL PLANNING ASSN (FPA)
H.R. 1424, Emergency Economic Stabilization Act of 2008- AMT patch and various tax extenders, including State Sales tax deduction and IRA Rollover provision; H.R. 7060-Various tax extenders, including State Sales tax deduction and IRA Rollover provision; H.R. 7005- AMT Patch
Renewable Energy and Job Creation Tax Act of 2008
Client: FINANCIAL PLANNING ASSN (FPA) · Firm: FINANCIAL PLANNING ASSN (FPA)
H.R. 1424, Emergency Economic Stabilization Act of 2008- AMT patch and various tax extenders, including State Sales tax deduction and IRA Rollover provision; H.R. 7060-Various tax extenders, including State Sales tax deduction and IRA Rollover provision; H.R. 7005- AMT Patch
Worker, Retiree, and Employer Recovery Act of 2008
Client: FINANCIAL PLANNING ASSN (FPA) · Firm: FINANCIAL PLANNING ASSN (FPA)
Worker, Retiree, and Employer Recovery Act of 2008 (HR 7327); Required Minimum Distributions from Retirement Plans; $3,000 deduction for investment losses; 401(k) plans/Defined Contribution plans and general retirement issues; Deduction of state and local sales taxes; H.R. 1424 Emergency Economic Stabilization Act; Arrow excise tax
Worker, Retiree, and Employer Recovery Act of 2008
Client: FINANCIAL PLANNING ASSN (FPA) · Firm: FINANCIAL PLANNING ASSN (FPA)
Worker, Retiree, and Employer Recovery Act of 2008 (HR 7327); Required Minimum Distributions from Retirement Plans; 401(k) plans/Defined Contribution plans and general retirement issues
American Samoa Possession Tax Credit Act of 2003
Client: FINANCIAL PLANNING ASSN (FPA) · Firm: FINANCIAL PLANNING ASSN (FPA)
Worker, Retiree, and Employer Recovery Act of 2008 (HR 7327); Required Minimum Distributions from Retirement Plans; $3,000 deduction for investment losses; 401(k) plans/Defined Contribution plans and general retirement issues; Deduction of state and local sales taxes; H.R. 1424 Emergency Economic Stabilization Act; Arrow excise tax
Employer provided retirement plans ERISA fiduciary Individual Retirement Accounts
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
FINANCIAL PLANNING ASSN (FPA) via FINANCIAL PLANNING ASSN (FPA)
2012 · third_quarter · Q3
Tax reform Alternative minimum tax Tax preferred investment vehicles Expiring tax provisions
Employer provided retirement plans ERISA fiduciary Individual Retirement Accounts
Dodd-Frank Wall Street reform and Consumer Protection Act- related studies (Sections 913, 914, 919) Investment Advisers Oversight Act of 2012 (HR 4624) Investment Adviser Examination Improvement Act of 2012 (HR 6204)
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
FINANCIAL PLANNING ASSN (FPA) via FINANCIAL PLANNING ASSN (FPA)
2012 · second_quarter · Q2
Tax reform Alternative minumum tax Tax preferred investment vehicles Expiring tax provisions
Employee provided retirement plans ERISA fiduciary Individual Retirement Accounts
Dodd-Frank Wall Street Reform and Consumer Protection Act- related studies (Sections 913, 914, 919) Investment Advisers Oversight Act of 2012 (HR 4624)
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
FINANCIAL PLANNING ASSN (FPA) via FINANCIAL PLANNING ASSN (FPA)
2012 · first_quarter · Q1
Dodd-Frank Wall Street Reform and Consumer Protection Act- related studies (Sections 913, 914, 919) Discussion draft- Investment Advisers Oversight Act of 2011
Employee provided retirement plans ERISA fiduciary Individual Retirement Accounts
Tax reform Alternative minumum tax Tax preferred investment vehicles
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
FINANCIAL PLANNING ASSN (FPA) via FINANCIAL PLANNING ASSN (FPA)
2011 · fourth_quarter · Q4
Employer provided retirement plans ERISA fiduciary
Dodd-Frank Wall Street Reform and Consumer Protection Act- related studies (Sections 913, 914, 919) Discussion draft- Investment Advisers Oversight Act of 2011
Tax reform Alternative Minimum Tax Tax Strategy Patents
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
FINANCIAL PLANNING ASSN (FPA) via FINANCIAL PLANNING ASSN (FPA)
2011 · third_quarter · Q3
Employer provided retirement plans ERISA Fiduciary
Dodd-Frank Wall Street reform and Consumer Protection Act; related studies (Sections 913, 914, 919); Discussion Draft- Investment Advisers Oversigh Act of 2011
Tax reform Independent contractor status Alternative Minimum Tax Tax strategy patents
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
FINANCIAL PLANNING ASSN (FPA) via FINANCIAL PLANNING ASSN (FPA)
2011 · second_quarter · Q2
Dodd-Frank Wall Street Reform and Consumer Protection Act; related studies
FICA and SECA taxes; Form 1099 reporting changes; Independent contractor status; Alternative minimum tax; Tax strategy patents
Employer provided retirement plans Erisa fiduciary
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
FINANCIAL PLANNING ASSN (FPA) via FINANCIAL PLANNING ASSN (FPA)
2011 · first_quarter · Q1
Estate Tax Extension of 2001 tax cuts FICA and SECA taxes Form 1099 reporting changes
Employee provided retirement plans Auto IRA Tax Strategy Patents
Dodd-Frank Wall Street Reform and Consumer Protection Act; related studies
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
FINANCIAL PLANNING ASSN (FPA) via FINANCIAL PLANNING ASSN (FPA)
2010 · fourth_quarter · Q4
401(k) plans Auto IRA Lifecycle funds
Estate Tax The Fair Playing Field Act of 2010 (FPFA) (S. 3786 and H.R. 6128) Extension of 2001 tax cuts FICA and SECA taxes
Dodd-Frank Wall Street Reform and Consumer Protection Act; related studies
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
FINANCIAL PLANNING ASSN (FPA) via FINANCIAL PLANNING ASSN (FPA)
2010 · third_quarter · Q3
Dodd-Frank Wall Street Reform and Consumer Protection Act
Estate Tax The Fair Playing Field Act of 2010 (FPFA) (S. 3786 and H.R. 6128) Extension of 2001 tax cuts FICA and SECA taxes
401(k) plans Auto IRA Lifecycle funds
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
FINANCIAL PLANNING ASSN (FPA) via FINANCIAL PLANNING ASSN (FPA)
2010 · second_quarter · Q2
Estate Tax The Fair Playing Field Act of 2010 (FPFA) (S. 3786 and H.R. 6128) Extension of 2001 tax cuts FICA and SECA taxes
401(k) plans Auto IRA Lifecycle funds
Dodd-Frank Wall Street Reform and Consumer Protection Act
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
FINANCIAL PLANNING ASSN (FPA) via FINANCIAL PLANNING ASSN (FPA)
2010 · second_quarter · Q2
Estate tax; Independent Contractor status; S Corporation distributions; xtension of 2001 tax cuts; FICA & SECA taxes
Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010; Equity Indexed Annuities (SEC Rule 151A); SEC funding
401(k) plans, auto IRAs, lifecycle funds, distributions
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
FINANCIAL PLANNING ASSN (FPA) via FINANCIAL PLANNING ASSN (FPA)
2010 · first_quarter · Q1
401(k) plans, defined contribution plans, Automatic IRAs, Conflicted Investment Advice Prohibition Act of 2009 (HR 1988), 401(k) Fair Disclosure for Retirement Security Act of 2009 (HR 1984) and general retirement issues.
Estate tax (HR 4154), transaction tax, Medicare tax on unearned income, independent contractor status (H.R. 3408, S. 2882)
Financial Services Reform- HR 4173, S 3217
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
FINANCIAL PLANNING ASSN (FPA) via FINANCIAL PLANNING ASSN (FPA)
2009 · third_quarter · 3A
Investor Protection Act Consumer Financial Protection Agency (HR 3126)
Personal deduction for investment losses, estate tax, treatment of cell phones as listed property (IRC Sec 280F(d)(3)(A)(4))
401 (k) plans, defined contribution plans, Automatic IRAs, Conflicted Investment Advice Prohibition Act of 2009 (HR 1988), 401 (k) Fair Disclosure for Retirement Security Act of 2009 (HR 1984), and general retirement issues
Filing targets: HOUSE OF REPRESENTATIVES, Internal Revenue Service (IRS), SENATE, Securities & Exchange Commission (SEC)
FINANCIAL PLANNING ASSN (FPA) via FINANCIAL PLANNING ASSN (FPA)
2009 · fourth_quarter · Q4
Financial Services Regulatory Reform: HR 4173, Senate Banking Discussion Draft
Personal deduction for investment losses, estate tax (HR 4154), Alternative Minimum Tax, transaction tax, Medicare tax on unearned income.
401(k) plans, defined contribution plans, Automatic IRAs, Conflicted Investment Advice Prohibition Act of 2009 (HR 1988), 401(k) Fair Disclosure for Retirement Security Act of 2009 (HR 1984) and general retirement issues.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
FINANCIAL PLANNING ASSN (FPA) via FINANCIAL PLANNING ASSN (FPA)
2009 · third_quarter · Q3
Personal deduction for investment losses, estate tax, treatment of cell phones as listed property (IRC Sec 280F(d)(3)(A)(4))
Investor Protection Act Consumer Financial Protection Agency (HR 3126)
401(k) plans, defined contribution plans, Automatic IRAs, Conflicted Investment Advice Prohibition Act of 2009 (HR 1988), 401(k) Fair Disclosure for Retirement Security Act of 2009 (HR 1984) and general retirement issues.
Filing targets: HOUSE OF REPRESENTATIVES, Internal Revenue Service (IRS), SENATE, Securities & Exchange Commission (SEC)
FINANCIAL PLANNING ASSN (FPA) via FINANCIAL PLANNING ASSN (FPA)
2009 · second_quarter · Q2
Personal deduction for investment losses, estate tax, treatment of cell phones as listed property (IRC Sec 280F(d)(3)(A)(4))
401(k) plans, defined contribution plans, Automatic IRAs, Conflicted Investment Advice Prohibition Act of 2009 (HR 1988), 401(k) Fair Disclosure for Retirement Security Act of 2009 (HR 1984) and general retirement issues.
Financial services regulatory reform
Filing targets: HOUSE OF REPRESENTATIVES, Internal Revenue Service (IRS), SENATE, Securities & Exchange Commission (SEC)
FINANCIAL PLANNING ASSN (FPA) via FINANCIAL PLANNING ASSN (FPA)
2009 · first_quarter · Q1
Financial services regulatory reform
Alternative minimum tax- American Recovery & Reinvestment Act of 2009 (HR 1) Required minimum distributions from retirement plans Deduction of state & local sales taxes
Requred minimum distribution from retirement plans 401(k) plans, defined contribution plans, and general retirement issues
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
FINANCIAL PLANNING ASSN (FPA) via FINANCIAL PLANNING ASSN (FPA)
2008 · fourth_quarter · Q4
Worker, Retiree, and Employer Recovery Act of 2008 (HR 7327); Required Minimum Distributions from Retirement Plans; $3,000 deduction for investment losses; 401(k) plans/Defined Contribution plans and general retirement issues; Deduction of state and local sales taxes; H.R. 1424 Emergency Economic Stabilization Act; Arrow excise tax
Worker, Retiree, and Employer Recovery Act of 2008 (HR 7327); Required Minimum Distributions from Retirement Plans; 401(k) plans/Defined Contribution plans and general retirement issues
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
FINANCIAL PLANNING ASSN (FPA) via FINANCIAL PLANNING ASSN (FPA)
2008 · third_quarter · Q3
SEC's RAND Report- Investor and Industry Perspectives on Investment Advisers and Broker-Dealers; Treasury Department Review of Regulatory Structure Associated with Financial Institutions; SEC Release Nos. 33-8933, 34-58022- Indexed Annuities and Certain Other Insurance Contracts; SEC Release No. 2653-Temporary Rule Regarding Principal Trades with Certain Advisory Clients
H.R. 1424, Emergency Economic Stabilization Act of 2008- AMT patch and various tax extenders, including State Sales tax deduction and IRA Rollover provision; H.R. 7060-Various tax extenders, including State Sales tax deduction and IRA Rollover provision; H.R. 7005- AMT Patch
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)