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Reported covered position: LEGISLATIVE DIRECTOR, REP. J. GRESHAM BARRETT
How to read the money
Income and expense are whole-filing amounts associated with this lobbyist, not personal compensation or an allocated share.
No topic inference: each bill number appears in source LDA issue text assigned to this lobbyist.
Securities Act of 2008
Client: OPTIONS CLEARING CORPORATION · Firm: THE OPTIONS CLEARING CORPORATION
P.L. 91-598, Securities Investor Protection Act of 1970, seeking an amendment to portfolio margining; H.R. 6513, Securities Act of 2008, Section 8, Securities Investor Protection Act of 1970 Amendments, seeking an amendment to portfolio margining; Clearing and risk management for over-the-counter derivatives; The Department of the Treasury Blueprint for a Modernized Financial Regulatory Structure March 2008, futures and securities regulatory restructuring
Securities Act of 2008
Client: OPTIONS CLEARING CORPORATION · Firm: THE OPTIONS CLEARING CORPORATION
Specific issues are shown only where the LDA source assigned them to this lobbyist. Targets apply to the associated filing.
OPTIONS CLEARING CORPORATION via THE OPTIONS CLEARING CORPORATION
2008 · fourth_quarter · Q4
P.L. 91-598, Securities Investor Protection Act of 1970, seeking an amendment to portfolio margining; H.R. 6513, Securities Act of 2008, Section 8, Securities Investor Protection Act of 1970 Amendments, seeking an amendment to portfolio margining; Clearing and risk management for over-the-counter derivatives; The Department of the Treasury Blueprint for a Modernized Financial Regulatory Structure March 2008, futures and securities regulatory restructuring
Filing targets: Commodity Futures Trading Commission (CFTC), Federal Reserve System, HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
Source: Senate LDA
P.L. 91-598, Securities Investor Protection Act of 1970, seeking an amendment to portfolio margining; H.R. 6513, Securities Act of 2008, Section 8, Securities Investor Protect Act of 1970 Amendments, seeking an amendment to portfolio margining; Memorandum of Understanding Between the U.S. Securities and Exchange Commission and the U.S. Commodity Futures Trading Commission Regarding Coordination in Areas of Common Regulatory Interest, March 11, 2008, resolution of customer protection issues presented by customer portfolio margining accounts; The Department of the Treasury Blueprint for a Modernized Financial Regulatory Structure March 2008, futures and securities regulatory restructuring; Clearing and risk management for over-the-counter derivative products; U.S. Securities and Exchange Commission Emergency Order Pusuant to Section 12(k)(2) of the Securities Exchange Act of 1934 Taking Temporary Action to Respond to Market Developments, Release No. 34-58166, July 15, 2008, seeking exemptive relief for options market-makers (see also Release No. 34-58190, July 18, 2008); H.R. 1424, Emergency Economic Stabilization Act of 2008, sought to add H.R. 6513; U.S. Securities and Exchange Commission Emergency Order Pursuant to Section 12(k)(2) of the Securities Exchange Act of 1934 Taking Temporary Action to Respond to Market Developments, Release No. 34-58592, September 18, 2008, seeking exemptive relief for options market-makers (see also Release No. 34-58611, September 21, 2008).
P.L. 91-598, Securities Investor Protection Act of 1970, seeking an amendment relating to portfolio margining; H.R. ____ Discussion Draft, CFTC Reauthorization Act of 2007, seeking an amendment relating to portfolio margining; H.R. 2419, Food and Energy Security Act of 2007, Title XIII, all provisions relating to portfolio margining; Senate Republican Capital Markets Task Force, comments provided on rule and product approval, investor disclosure and portfolio margining amendments to P.L. 91-598; House Republican Policy Committee Task Force on Capital Markets, Economic and Information Security; comments provided on rule and product approval, investor disclosure and portfolio margining amendments to P.L. 91-598; S. 12, Homeownership, Manufacturing, and Economic Growth Act, Title II, all provisions related to SRO rulemaking and capital market competitiveness.
To amend the Internal Revenue Code of 1986 to treat income received by partners for performing investment management services as ordinary income received for the performance of services.
Client: OPTIONS CLEARING CORPORATION · Firm: THE OPTIONS CLEARING CORPORATION
P.L. 97-34, Tax Incentive Act of 1981, seeking technical corrections to the Tax Straddle Rules; H.R. 2834, To amend the Internal Revenue Code of 1986 to treat income received by partners for performing investment management services as ordinary income received for the performance of services, all provisions related to carried interest; H.R. 3996, Temporary Tax Relief Act of 2007, Title VI, all provisions related to carried interest
To amend the Internal Revenue Code of 1986 to treat income received by partners for performing investment management services as ordinary income received for the performance of services.
Client: OPTIONS CLEARING CORPORATION · Firm: THE OPTIONS CLEARING CORPORATION
P.L. 97-34, Tax Incentive Act of 1981, seeking technical corrections to the Tax Straddle Rules; H.R. 2834, To amend the Internal Revenue Code of 1986 to treat income received by partners for performing investment management services as ordinary income received for the performance of services, all provisions related to carried interest.
Tax Increase Prevention Act of 2007
Client: OPTIONS CLEARING CORPORATION · Firm: THE OPTIONS CLEARING CORPORATION
P.L. 97-34, Tax Incentive Act of 1981, seeking technical corrections to the Tax Straddle Rules; H.R. 2834, To amend the Internal Revenue Code of 1986 to treat income received by partners for performing investment management services as ordinary income received for the performance of services, all provisions related to carried interest; H.R. 3996, Temporary Tax Relief Act of 2007, Title VI, all provisions related to carried interest
College Opportunity Act of 2007
Client: OPTIONS CLEARING CORPORATION · Firm: THE OPTIONS CLEARING CORPORATION
17 CFR Part 240 [Release No. 34-55431; File No. S7-08-07], comments provided on SEC proposed amendments to Financial Responsibility Rules for Broker-Dealers; CFTC approved contracts - Credit Index Event, comments provided on Chicago Mercantile Exchange's Submission 07-17, Proposing to Trade Credit Index Event Contracts; Financial Services Sector Coordinating Council, business continuity planning Commidity Exchange Reauthorization Act, all provisions relating to portfolio margining; P.L. 91-598, Securities Investor Protection Act of 1970, seeking amendment relating to portfolio margining; capital market structure; 17 CFR Part 242 [Release No. 34-55520; File No. S7-12-06], comments provided on proposed SEC amendments to Regulation SHO;
Commodity Exchange Reauthorization Act of 2005
Client: OPTIONS CLEARING CORPORATION · Firm: THE OPTIONS CLEARING CORPORATION
SEC Rulemaking: Portfolio Margin and Cross-Margin Proposals: SR-NYSE-2006-3 and SR-CBOE-2006-14; File No. S7-12-06; SEC Rulemaking: Amendments to Regulation SHO; CFTC Rulemaking: Chicago Mercantile Exchange Commission Submission 06-76, Proposing to Trade Credit Event Contracts; Financial Services Sector Coordinating Council, Business Continuity Planning. S. 1566, Commodity Exchange Reauthorization Act of 2005, all provisions relating to portfolio margining; P.L. 91-598, Securities Investor Protection Act of 1970, seeking amendment relating to portfolio margining;
Jobs and Growth Tax Relief Act of 2005
Client: OPTIONS CLEARING CORPORATION · Firm: THE OPTIONS CLEARING CORPORATION
SEC Rulemaking: Portfolio Margin and Cross-Margin Proposals: SR-NYSE-2006-3 and SR-CBOE-2006-14; File No. S7-12-06; SEC Rulemaking: Amendments to Regulation SHO; CFTC Rulemaking: Chicago Mercantile Exchange Commission Submission 06-76, Proposing to Trade Credit Event Contracts; Financial Services Sector Coordinating Council, Business Continuity Planning. S. 1566, Commodity Exchange Reauthorization Act of 2005, all provisions relating to portfolio margining; P.L. 91-598, Securities Investor Protection Act of 1970, seeking amendment relating to portfolio margining;
2008 · third_quarter · Q3
P.L. 91-598, Securities Investor Protection Act of 1970, seeking an amendment to portfolio margining; H.R. 6513, Securities Act of 2008, Section 8, Securities Investor Protect Act of 1970 Amendments, seeking an amendment to portfolio margining; Memorandum of Understanding Between the U.S. Securities and Exchange Commission and the U.S. Commodity Futures Trading Commission Regarding Coordination in Areas of Common Regulatory Interest, March 11, 2008, resolution of customer protection issues presented by customer portfolio margining accounts; The Department of the Treasury Blueprint for a Modernized Financial Regulatory Structure March 2008, futures and securities regulatory restructuring; Clearing and risk management for over-the-counter derivative products; U.S. Securities and Exchange Commission Emergency Order Pusuant to Section 12(k)(2) of the Securities Exchange Act of 1934 Taking Temporary Action to Respond to Market Developments, Release No. 34-58166, July 15, 2008, seeking exemptive relief for options market-makers (see also Release No. 34-58190, July 18, 2008); H.R. 1424, Emergency Economic Stabilization Act of 2008, sought to add H.R. 6513; U.S. Securities and Exchange Commission Emergency Order Pursuant to Section 12(k)(2) of the Securities Exchange Act of 1934 Taking Temporary Action to Respond to Market Developments, Release No. 34-58592, September 18, 2008, seeking exemptive relief for options market-makers (see also Release No. 34-58611, September 21, 2008).
Filing targets: Commodity Futures Trading Commission (CFTC), Federal Reserve System, HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
OPTIONS CLEARING CORPORATION via THE OPTIONS CLEARING CORPORATION
2008 · second_quarter · Q2
P.L. 91-598, Securities Investor Protection Act of 1970, seeking an amendment to portfolio margining; H.R. 2419, Food, Conservation, and Energy Act of 2008, Title XIII, all provisions relating to portfolio margining; H.R.____, Securities Act of 2008 (Committee Print), Sec. 9, Securities Investor Protection Act of 1970 Amendments; Memorandum of Understanding Between the U.S. Securities and Exchange Commission and the U.S. Commodity Futures Trading Commission Regarding Coordination in Areas of Common Regulatory Interest, March 11, 2008, resolution of customer protection issues presented by customer portfolio margining accounts; The Department of the Treasury Blueprint for a Modernized Financial Regulatory Structure March 2008, futures and securities recommendations; Clearing and risk management for over-the-counter derivative products
Filing targets: Commodity Futures Trading Commission (CFTC), Federal Reserve System, HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
OPTIONS CLEARING CORPORATION via THE OPTIONS CLEARING CORPORATION
2008 · first_quarter · Q1
P.L. 91-598, Securities Investor Protection Act of 1970, seeking an amendment relating to portfolio margining; H.R. ____ Discussion Draft, CFTC Reauthorization Act of 2007, seeking an amendment relating to portfolio margining; H.R. 2419, Food and Energy Security Act of 2007, Title XIII, all provisions relating to portfolio margining; Senate Republican Capital Markets Task Force, comments provided on rule and product approval, investor disclosure and portfolio margining amendments to P.L. 91-598; House Republican Policy Committee Task Force on Capital Markets, Economic and Information Security; comments provided on rule and product approval, investor disclosure and portfolio margining amendments to P.L. 91-598; S. 12, Homeownership, Manufacturing, and Economic Growth Act, Title II, all provisions related to SRO rulemaking and capital market competitiveness.
Filing targets: Commodity Futures Trading Commission (CFTC), Federal Reserve System, HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
OPTIONS CLEARING CORPORATION via THE OPTIONS CLEARING CORPORATION
2007 · year_end · YY
S. 4, Improving America's Security by Implementing Unfinished Recommendations of the 9/11 Commission Act, Titles VIII and XI, all provisions related to private sector preparedness and critical infrastructure protection; H.R. 1, Implementing the 9/11 Commission Recommendations Act of 2007, Titles VII, IX, and XI, all provisions related to private sector preparedness and critical infrastructure protection;
P.L. 91-598, Securities Investor Protection Act of 1970, seeking amendment relating to portfolio margining; H.R.___ Discussion Draft, CFTC Reauthorization Act of 2007, seeking amendment relating to portfolio margining; H.R. 2419, Food and Energy Security Act of 2007, Title XIII, all provisions relating to portfolio margining;
P.L. 97-34, Tax Incentive Act of 1981, seeking technical corrections to the Tax Straddle Rules; H.R. 2834, To amend the Internal Revenue Code of 1986 to treat income received by partners for performing investment management services as ordinary income received for the performance of services, all provisions related to carried interest; H.R. 3996, Temporary Tax Relief Act of 2007, Title VI, all provisions related to carried interest
Filing targets: Commodity Futures Trading Commission (CFTC), Federal Reserve System, HOUSE OF REPRESENTATIVES, Homeland Security, Dept of (DHS), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
OPTIONS CLEARING CORPORATION via THE OPTIONS CLEARING CORPORATION
2007 · mid_year · MM
S. 4, Improving America's Security by Implementing Unfinished Recommendations of the 9/11 Commission Act, Titles 8 and 11, all provisions related to private sector preparedness and critical infrastructure protection; H.R. 1, Implementing the 9/11 Commission Recommendations Act of 2007, Titles 7, 9 and 11, all provisions related to private sector preparedness and critical infrastructure protection
17 CFR Part 240 [Release No. 34-55431; File No. S7-08-07], comments provided on SEC proposed amendments to Financial Responsibility Rules for Broker-Dealers; CFTC approved contracts - Credit Index Event, comments provided on Chicago Mercantile Exchange's Submission 07-17, Proposing to Trade Credit Index Event Contracts; Financial Services Sector Coordinating Council, business continuity planning Commidity Exchange Reauthorization Act, all provisions relating to portfolio margining; P.L. 91-598, Securities Investor Protection Act of 1970, seeking amendment relating to portfolio margining; capital market structure; 17 CFR Part 242 [Release No. 34-55520; File No. S7-12-06], comments provided on proposed SEC amendments to Regulation SHO;
OPTIONS CLEARING CORPORATION via THE OPTIONS CLEARING CORPORATION
2006 · year_end · YY
SEC Rulemaking: Portfolio Margin and Cross-Margin Proposals: SR-NYSE-2006-3 and SR-CBOE-2006-14; File No. S7-12-06; SEC Rulemaking: Amendments to Regulation SHO; CFTC Rulemaking: Chicago Mercantile Exchange Commission Submission 06-76, Proposing to Trade Credit Event Contracts; Financial Services Sector Coordinating Council, Business Continuity Planning. S. 1566, Commodity Exchange Reauthorization Act of 2005, all provisions relating to portfolio margining; P.L. 91-598, Securities Investor Protection Act of 1970, seeking amendment relating to portfolio margining;
P.L. 97-34, Tax Incentive Act of 1981, seeking technical corrections to the Tax Straddle Rules
Filing targets: Commodity Futures Trading Commission (CFTC), Federal Reserve System, HOUSE OF REPRESENTATIVES, Homeland Security, Dept of (DHS), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
P.L. 97-34, Tax Incentive Act of 1981, seeking technical corrections to the Tax Straddle Rules; H.R. 2834, To amend the Internal Revenue Code of 1986 to treat income received by partners for performing investment management services as ordinary income received for the performance of services, all provisions related to carried interest.
Filing targets: Commodity Futures Trading Commission (CFTC), Federal Reserve System, HOUSE OF REPRESENTATIVES, Homeland Security, Dept of (DHS), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of