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Reported covered position: SEC:6/17-6/21;Sr Policy Advisor/Counsel, Deputy Chief of Staff, Dir, Ofc of Legis/IG Affairs; House Fin Svcs.Committee: Sr. Advisor, Counsel 2/15-6/17;Rep.Robert Hurt: LD, Adv, 1/11-1/15; Rep. Brett Guthrie: 1/09-1/11; Rep. Virgil Goode:9/07-1/09
How to read the money
Income and expense are whole-filing amounts associated with this lobbyist, not personal compensation or an allocated share.
No topic inference: each bill number appears in source LDA issue text assigned to this lobbyist.
Women in Criminal Justice Reform Act
Client: BLACKROCK FUNDS SERVICES GROUP LLC · Firm: BLACKROCK FUNDS SERVICES GROUP, LLC
Financial Stability Issues Hart Scott Rodino Rule Proposals Exchange Traded Products Increasing Investor Opportunities Act, HR 4262 Climate Risk ESG Disclosure Rule 15c2-11 Money Market Fund Reform Reg ATS U.S. Treasury Market Structure Form PF Private Fund Disclosure Short Sale Proposal Definition of Dealer S. 4241/HR 8521, INDEX Act S. 5064 Secure 2.0/EARN Act HR 2954 Secure 2.0 Digital Assets Equity Market Structure Investment Company Names Rule CCP Risk Swap Block Sizes Uncleared Margin Relief SEC Outsourcing Proposal SEC Open-End Fund Liquidity Risk Management and Swing Pricing Proposal SEC Safeguarding Rule
Protecting Investments in Our Ports Act
Client: BLACKROCK FUNDS SERVICES GROUP LLC · Firm: BLACKROCK FUNDS SERVICES GROUP, LLC
Specific issues are shown only where the LDA source assigned them to this lobbyist. Targets apply to the associated filing.
BLACKROCK FUNDS SERVICES GROUP LLC via BLACKROCK FUNDS SERVICES GROUP, LLC
2026 · second_quarter · Q2
Infrastructure Investment Financial Stability Issues Stewardship Investment manager passivity requirements Exchange Traded Products Rule 15c2-11 Rule 17a-7 (Fixed Income Cross Trading) Money Market Fund Reform U.S. Treasury Market Structure Proxy Voting and Process Digital Assets Municipal Finance Equity Market Structure Central Counterparty Risk Swaps Reporting Uncleared Margin Rules CFTC-SEC Harmonization Initiative SEC Safeguarding/Custody Rule Outbound Investment SEC Rule 3b-16, Reg ATS/Definition of Exchange SEC Treasury Clearing Rule SEC Dealer Definition Rule SEC Securities Loan Reporting Rule Private Credit Regulation AI Basel III/GSIB Capital Rules CFTC 1.25 Proposal Closed-end funds QPAM Common ownership ETF share class Stablecoin legislation/regulation Regulation and oversight of investment advisers Registered Fund Regulation Digital Asset Market Structure Tokenization Access to private investments SEC Fund of Fund Rules, including Acquired fund fees and expenses (AFFE) E-Delivery Corporate Reporting Form PF NBFI designation & leverage
Source: Senate LDA
Financial Stability Issues Hart Scott Rodino Rule Proposals Exchange Traded Products Increasing Investor Opportunities Act, HR 4262 Climate Risk ESG Disclosure Rule 15c2-11 Money Market Fund Reform Reg ATS U.S. Treasury Market Structure Form PF Private Fund Disclosure Short Sale Proposal Definition of Dealer S. 4241/HR 8521, INDEX Act S. 5064 Secure 2.0/EARN Act HR 2954 Secure 2.0 Digital Assets Equity Market Structure Investment Company Names Rule CCP Risk Swap Block Sizes Uncleared Margin Relief SEC Outsourcing Proposal SEC Open-End Fund Liquidity Risk Management and Swing Pricing Proposal SEC Safeguarding Rule
Securing a Strong Retirement Act of 2021
Client: BLACKROCK FUNDS SERVICES GROUP LLC · Firm: BLACKROCK FUNDS SERVICES GROUP, LLC
ESG Rule/DOL Proxy Rule/DOL HR 2954, "Securing a Strong Retirement Act of 2021" S 5064, "Improving Access to Retirement Savings Act" QPAM Exemption/DOL
Increasing Investor Opportunities Act
Client: BLACKROCK FUNDS SERVICES GROUP LLC · Firm: BLACKROCK FUNDS SERVICES GROUP, LLC
Financial Stability Issues Hart Scott Rodino Rule Proposals Exchange Traded Products Increasing Investor Opportunities Act, HR 4262 Climate Risk ESG Disclosure Rule 15c2-11 Money Market Fund Reform Reg ATS U.S. Treasury Market Structure Form PF Private Fund Disclosure Short Sale Proposal Definition of Dealer S. 4241/HR 8521, INDEX Act S. 5064 Secure 2.0/EARN Act HR 2954 Secure 2.0 Digital Assets Equity Market Structure Investment Company Names Rule CCP Risk Swap Block Sizes Uncleared Margin Relief SEC Outsourcing Proposal SEC Open-End Fund Liquidity Risk Management and Swing Pricing Proposal SEC Safeguarding Rule
INDEX Act
Client: BLACKROCK FUNDS SERVICES GROUP LLC · Firm: BLACKROCK FUNDS SERVICES GROUP, LLC
Financial Stability Issues Hart Scott Rodino Rule Proposals Exchange Traded Products Increasing Investor Opportunities Act, HR 4262 Climate Risk ESG Disclosure Rule 15c2-11 Money Market Fund Reform Reg ATS U.S. Treasury Market Structure Form PF Private Fund Disclosure Short Sale Proposal Definition of Dealer S. 4241/HR 8521, INDEX Act S. 5064 Secure 2.0/EARN Act HR 2954 Secure 2.0 Digital Assets Equity Market Structure Investment Company Names Rule CCP Risk Swap Block Sizes Uncleared Margin Relief SEC Outsourcing Proposal SEC Open-End Fund Liquidity Risk Management and Swing Pricing Proposal SEC Safeguarding Rule
INDEX Act
Client: BLACKROCK FUNDS SERVICES GROUP LLC · Firm: BLACKROCK FUNDS SERVICES GROUP, LLC
Financial Stability Issues Hart Scott Rodino Rule Proposals Exchange Traded Products Increasing Investor Opportunities Act, HR 4262 Climate Risk ESG Disclosure Rule 15c2-11 Money Market Fund Reform Reg ATS U.S. Treasury Market Structure Form PF Private Fund Disclosure Short Sale Proposal Definition of Dealer S. 4241/HR 8521, INDEX Act S. 5064 Secure 2.0/EARN Act HR 2954 Secure 2.0 Digital Assets Equity Market Structure Investment Company Names Rule CCP Risk Swap Block Sizes Uncleared Margin Relief SEC Outsourcing Proposal SEC Open-End Fund Liquidity Risk Management and Swing Pricing Proposal SEC Safeguarding Rule
Right to Read Act of 2022
Client: BLACKROCK FUNDS SERVICES GROUP LLC · Firm: BLACKROCK FUNDS SERVICES GROUP, LLC
ESG Rule/DOL Proxy Rule/DOL HR 2954, "Securing a Strong Retirement Act of 2021" S 5064, "Improving Access to Retirement Savings Act" QPAM Exemption/DOL
Securing a Strong Retirement Act of 2021
Client: BLACKROCK FUNDS SERVICES GROUP LLC · Firm: BLACKROCK FUNDS SERVICES GROUP, LLC
Financial Stability Issues Hart Scott Rodino Rule Proposals Exchange Traded Products Increasing Investor Opportunities Act, HR 4262 Climate Risk ESG Disclosure Rule 15c2-11 Money Market Fund Reform Reg ATS U.S. Treasury Market Structure Form PF Private Fund Disclosure Short Sale Proposal Definition of Dealer S. 4241/HR 8521, INDEX Act S. 5064 Secure 2.0/EARN Act HR 2954 Secure 2.0 Digital Assets Equity Market Structure Investment Company Names Rule CCP Risk Swap Block Sizes Uncleared Margin Relief SEC Outsourcing Proposal SEC Open-End Fund Liquidity Risk Management and Swing Pricing Proposal
Securing a Strong Retirement Act of 2021
Client: BLACKROCK FUNDS SERVICES GROUP LLC · Firm: BLACKROCK FUNDS SERVICES GROUP, LLC
Financial Stability Issues Hart Scott Rodino Rule Proposals Exchange Traded Products Increasing Investor Opportunities Act, HR 4262 Climate Risk ESG Disclosure Rule 15c2-11 Securities Lending Money Market Fund Reform Reg ATS U.S. Treasury Market Structure Form PF Private Fund Disclosure Short Sale Proposal Definition of Dealer S. 4241/HR 8521, INDEX Act S. 5064 Secure 2.0/EARN Act HR 2954 Secure 2.0 Digital Assets Equity Market Structure Investment Company Names Rule CCP Risk Swap Block Sizes Uncleared Margin Relief
Securing a Strong Retirement Act of 2021
Client: BLACKROCK FUNDS SERVICES GROUP LLC · Firm: BLACKROCK FUNDS SERVICES GROUP, LLC
ESG Rule/DOL Proxy Rule/DOL HR 2954, "Securing a Strong Retirement Act of 2021" S 5064, "Improving Access to Retirement Savings Act" HR 5376, "Build Back Better Act"
Securing a Strong Retirement Act of 2021
Client: BLACKROCK FUNDS SERVICES GROUP LLC · Firm: BLACKROCK FUNDS SERVICES GROUP, LLC
ESG Rule/DOL Proxy Rule/DOL HR 2954, "Securing a Strong Retirement Act of 2021" S 5064, "Improving Access to Retirement Savings Act" QPAM Exemption/DOL
Securing a Strong Retirement Act of 2021
Client: BLACKROCK FUNDS SERVICES GROUP LLC · Firm: BLACKROCK FUNDS SERVICES GROUP, LLC
ESG Rule/DOL Proxy Rule/DOL HR 2954, "Securing a Strong Retirement Act of 2021" S 5064, "Improving Access to Retirement Savings Act" QPAM Exemption/DOL
Securing a Strong Retirement Act of 2021
Client: BLACKROCK FUNDS SERVICES GROUP LLC · Firm: BLACKROCK FUNDS SERVICES GROUP, LLC
ESG Rule/DOL Proxy Rule/DOL HR 2954, "Securing a Strong Retirement Act of 2021" S 5064, "Improving Access to Retirement Savings Act" HR 5376, "Build Back Better Act"
Securing a Strong Retirement Act of 2021
Client: BLACKROCK FUNDS SERVICES GROUP LLC · Firm: BLACKROCK FUNDS SERVICES GROUP, LLC
Financial Stability Issues Hart Scott Rodino Rule Proposals Exchange Traded Products Increasing Investor Opportunities Act, HR 4262 Climate Risk ESG Disclosure Rule 15c2-11 Securities Lending Money Market Fund Reform Reg ATS U.S. Treasury Market Structure Form PF Private Fund Disclosure Short Sale Proposal Definition of Dealer S. 4241, INDEX Act S. 5064 Secure 2.0/EARN Act HR 2954 Secure 2.0
Increasing Investor Opportunities Act
Client: BLACKROCK FUNDS SERVICES GROUP LLC · Firm: BLACKROCK FUNDS SERVICES GROUP, LLC
Financial Stability Issues Hart Scott Rodino Rule Proposals Exchange Traded Products Increasing Investor Opportunities Act, HR 4262 Climate Risk ESG Disclosure Rule 15c2-11 Securities Lending Money Market Fund Reform Reg ATS U.S. Treasury Market Structure Form PF Private Fund Disclosure Short Sale Proposal Definition of Dealer S. 4241/HR 8521, INDEX Act S. 5064 Secure 2.0/EARN Act HR 2954 Secure 2.0 Digital Assets Equity Market Structure Investment Company Names Rule CCP Risk Swap Block Sizes Uncleared Margin Relief
Increasing Investor Opportunities Act
Client: BLACKROCK FUNDS SERVICES GROUP LLC · Firm: BLACKROCK FUNDS SERVICES GROUP, LLC
Financial Stability Issues Hart Scott Rodino Rule Proposals Exchange Traded Products Increasing Investor Opportunities Act, HR 4262 Climate Risk ESG Disclosure Rule 15c2-11 Money Market Fund Reform Reg ATS U.S. Treasury Market Structure Form PF Private Fund Disclosure Short Sale Proposal Definition of Dealer S. 4241/HR 8521, INDEX Act S. 5064 Secure 2.0/EARN Act HR 2954 Secure 2.0 Digital Assets Equity Market Structure Investment Company Names Rule CCP Risk Swap Block Sizes Uncleared Margin Relief SEC Outsourcing Proposal SEC Open-End Fund Liquidity Risk Management and Swing Pricing Proposal
Increasing Investor Opportunities Act
Client: BLACKROCK FUNDS SERVICES GROUP LLC · Firm: BLACKROCK FUNDS SERVICES GROUP, LLC
Financial Stability Issues Hart Scott Rodino Rule Proposals Exchange Traded Products Increasing Investor Opportunities Act, HR 4262 Climate Risk ESG Disclosure Rule 15c2-11 Securities Lending Money Market Fund Reform Reg ATS U.S. Treasury Market Structure Form PF Private Fund Disclosure Short Sale Proposal Definition of Dealer
Increasing Investor Opportunities Act
Client: BLACKROCK FUNDS SERVICES GROUP LLC · Firm: BLACKROCK FUNDS SERVICES GROUP, LLC
Financial Stability Issues Hart Scott Rodino Rule Proposals Exchange Traded Products Increasing Investor Opportunities Act, HR 4262 Climate Risk ESG Disclosure Rule 15c2-11 Securities Lending Money Market Fund Reform Reg ATS U.S. Treasury Market Structure Form PF Private Fund Disclosure Short Sale Proposal Definition of Dealer S. 4241, INDEX Act S. 5064 Secure 2.0/EARN Act HR 2954 Secure 2.0
Inflation Reduction Act of 2022
Client: BLACKROCK FUNDS SERVICES GROUP LLC · Firm: BLACKROCK FUNDS SERVICES GROUP, LLC
ESG Rule/DOL Proxy Rule/DOL HR 2954, "Securing a Strong Retirement Act of 2021" S 5064, "Improving Access to Retirement Savings Act" HR 5376, "Build Back Better Act"
Inflation Reduction Act of 2022
Client: BLACKROCK FUNDS SERVICES GROUP LLC · Firm: BLACKROCK FUNDS SERVICES GROUP, LLC
ESG Rule/DOL Proxy Rule/DOL HR 2954, "Securing a Strong Retirement Act of 2021" S 5064, "Improving Access to Retirement Savings Act" HR 5376, "Build Back Better Act"
Inflation Reduction Act of 2022
Client: BLACKROCK FUNDS SERVICES GROUP LLC · Firm: BLACKROCK FUNDS SERVICES GROUP, LLC
Financial Transactions Tax HR 5376 "Build Back Better Act" Repeal of 852b6 Accredited Investor Status for IRA investments
Inflation Reduction Act of 2022
Client: BLACKROCK FUNDS SERVICES GROUP LLC · Firm: BLACKROCK FUNDS SERVICES GROUP, LLC
Financial Transactions Tax HR 5376 "Build Back Better Act" Repeal of 852b6 Accredited Investor Status for IRA investments
INDEX Act
Client: BLACKROCK FUNDS SERVICES GROUP LLC · Firm: BLACKROCK FUNDS SERVICES GROUP, LLC
Financial Stability Issues Hart Scott Rodino Rule Proposals Exchange Traded Products Increasing Investor Opportunities Act, HR 4262 Climate Risk ESG Disclosure Rule 15c2-11 Securities Lending Money Market Fund Reform Reg ATS U.S. Treasury Market Structure Form PF Private Fund Disclosure Short Sale Proposal Definition of Dealer S. 4241/HR 8521, INDEX Act S. 5064 Secure 2.0/EARN Act HR 2954 Secure 2.0 Digital Assets Equity Market Structure Investment Company Names Rule CCP Risk Swap Block Sizes Uncleared Margin Relief
INDEX Act
Client: BLACKROCK FUNDS SERVICES GROUP LLC · Firm: BLACKROCK FUNDS SERVICES GROUP, LLC
Financial Stability Issues Hart Scott Rodino Rule Proposals Exchange Traded Products Increasing Investor Opportunities Act, HR 4262 Climate Risk ESG Disclosure Rule 15c2-11 Money Market Fund Reform Reg ATS U.S. Treasury Market Structure Form PF Private Fund Disclosure Short Sale Proposal Definition of Dealer S. 4241/HR 8521, INDEX Act S. 5064 Secure 2.0/EARN Act HR 2954 Secure 2.0 Digital Assets Equity Market Structure Investment Company Names Rule CCP Risk Swap Block Sizes Uncleared Margin Relief SEC Outsourcing Proposal SEC Open-End Fund Liquidity Risk Management and Swing Pricing Proposal
INDEX Act
Client: BLACKROCK FUNDS SERVICES GROUP LLC · Firm: BLACKROCK FUNDS SERVICES GROUP, LLC
Financial Stability Issues Hart Scott Rodino Rule Proposals Exchange Traded Products Increasing Investor Opportunities Act, HR 4262 Climate Risk ESG Disclosure Rule 15c2-11 Securities Lending Money Market Fund Reform Reg ATS U.S. Treasury Market Structure Form PF Private Fund Disclosure Short Sale Proposal Definition of Dealer S. 4241, INDEX Act S. 5064 Secure 2.0/EARN Act HR 2954 Secure 2.0
INDEX Act
Client: BLACKROCK FUNDS SERVICES GROUP LLC · Firm: BLACKROCK FUNDS SERVICES GROUP, LLC
Financial Stability Issues Hart Scott Rodino Rule Proposals Exchange Traded Products Increasing Investor Opportunities Act, HR 4262 Climate Risk ESG Disclosure Rule 15c2-11 Securities Lending Money Market Fund Reform Reg ATS U.S. Treasury Market Structure Form PF Private Fund Disclosure Short Sale Proposal Definition of Dealer S. 4241/HR 8521, INDEX Act S. 5064 Secure 2.0/EARN Act HR 2954 Secure 2.0 Digital Assets Equity Market Structure Investment Company Names Rule CCP Risk Swap Block Sizes Uncleared Margin Relief
INDEX Act
Client: BLACKROCK FUNDS SERVICES GROUP LLC · Firm: BLACKROCK FUNDS SERVICES GROUP, LLC
Financial Stability Issues Hart Scott Rodino Rule Proposals Exchange Traded Products Increasing Investor Opportunities Act, HR 4262 Climate Risk ESG Disclosure Rule 15c2-11 Money Market Fund Reform Reg ATS U.S. Treasury Market Structure Form PF Private Fund Disclosure Short Sale Proposal Definition of Dealer S. 4241/HR 8521, INDEX Act S. 5064 Secure 2.0/EARN Act HR 2954 Secure 2.0 Digital Assets Equity Market Structure Investment Company Names Rule CCP Risk Swap Block Sizes Uncleared Margin Relief SEC Outsourcing Proposal SEC Open-End Fund Liquidity Risk Management and Swing Pricing Proposal
Right to Read Act of 2022
Client: BLACKROCK FUNDS SERVICES GROUP LLC · Firm: BLACKROCK FUNDS SERVICES GROUP, LLC
ESG Rule/DOL Proxy Rule/DOL HR 2954, "Securing a Strong Retirement Act of 2021" S 5064, "Improving Access to Retirement Savings Act" QPAM Exemption/DOL
Right to Read Act of 2022
Client: BLACKROCK FUNDS SERVICES GROUP LLC · Firm: BLACKROCK FUNDS SERVICES GROUP, LLC
Financial Stability Issues Hart Scott Rodino Rule Proposals Exchange Traded Products Increasing Investor Opportunities Act, HR 4262 Climate Risk ESG Disclosure Rule 15c2-11 Money Market Fund Reform Reg ATS U.S. Treasury Market Structure Form PF Private Fund Disclosure Short Sale Proposal Definition of Dealer S. 4241/HR 8521, INDEX Act S. 5064 Secure 2.0/EARN Act HR 2954 Secure 2.0 Digital Assets Equity Market Structure Investment Company Names Rule CCP Risk Swap Block Sizes Uncleared Margin Relief SEC Outsourcing Proposal SEC Open-End Fund Liquidity Risk Management and Swing Pricing Proposal
Right to Read Act of 2022
Client: BLACKROCK FUNDS SERVICES GROUP LLC · Firm: BLACKROCK FUNDS SERVICES GROUP, LLC
Financial Stability Issues Hart Scott Rodino Rule Proposals Exchange Traded Products Increasing Investor Opportunities Act, HR 4262 Climate Risk ESG Disclosure Rule 15c2-11 Securities Lending Money Market Fund Reform Reg ATS U.S. Treasury Market Structure Form PF Private Fund Disclosure Short Sale Proposal Definition of Dealer S. 4241/HR 8521, INDEX Act S. 5064 Secure 2.0/EARN Act HR 2954 Secure 2.0 Digital Assets Equity Market Structure Investment Company Names Rule CCP Risk Swap Block Sizes Uncleared Margin Relief
Right to Read Act of 2022
Client: BLACKROCK FUNDS SERVICES GROUP LLC · Firm: BLACKROCK FUNDS SERVICES GROUP, LLC
ESG Rule/DOL Proxy Rule/DOL HR 2954, "Securing a Strong Retirement Act of 2021" S 5064, "Improving Access to Retirement Savings Act" HR 5376, "Build Back Better Act"
Right to Read Act of 2022
Client: BLACKROCK FUNDS SERVICES GROUP LLC · Firm: BLACKROCK FUNDS SERVICES GROUP, LLC
Financial Stability Issues Hart Scott Rodino Rule Proposals Exchange Traded Products Increasing Investor Opportunities Act, HR 4262 Climate Risk ESG Disclosure Rule 15c2-11 Securities Lending Money Market Fund Reform Reg ATS U.S. Treasury Market Structure Form PF Private Fund Disclosure Short Sale Proposal Definition of Dealer S. 4241, INDEX Act S. 5064 Secure 2.0/EARN Act HR 2954 Secure 2.0
Right to Read Act of 2022
Client: BLACKROCK FUNDS SERVICES GROUP LLC · Firm: BLACKROCK FUNDS SERVICES GROUP, LLC
ESG Rule/DOL Proxy Rule/DOL HR 2954, "Securing a Strong Retirement Act of 2021" S 5064, "Improving Access to Retirement Savings Act" HR 5376, "Build Back Better Act"
Right to Read Act of 2022
Client: BLACKROCK FUNDS SERVICES GROUP LLC · Firm: BLACKROCK FUNDS SERVICES GROUP, LLC
ESG Rule/DOL Proxy Rule/DOL HR 2954, "Securing a Strong Retirement Act of 2021" S 5064, "Improving Access to Retirement Savings Act" QPAM Exemption/DOL
Securing a Strong Retirement Act of 2021
Client: BLACKROCK FUNDS SERVICES GROUP LLC · Firm: BLACKROCK FUNDS SERVICES GROUP, LLC
ESG Rule/DOL Proxy Rule/DOL HR 2954, "Securing a Strong Retirement Act of 2021" S 5064, "Improving Access to Retirement Savings Act" HR 5376, "Build Back Better Act"
Securing a Strong Retirement Act of 2021
Client: BLACKROCK FUNDS SERVICES GROUP LLC · Firm: BLACKROCK FUNDS SERVICES GROUP, LLC
ESG Rule/DOL Proxy Rule/DOL HR 2954, "Securing a Strong Retirement Act of 2021" S 5064, "Improving Access to Retirement Savings Act" HR 5376, "Build Back Better Act"
Securing a Strong Retirement Act of 2021
Client: BLACKROCK FUNDS SERVICES GROUP LLC · Firm: BLACKROCK FUNDS SERVICES GROUP, LLC
ESG Rule/DOL Proxy Rule/DOL HR 2954, "Securing a Strong Retirement Act of 2021" S 5064, "Improving Access to Retirement Savings Act" HR 5376, "Build Back Better Act"
Increasing Investor Opportunities Act
Client: BLACKROCK FUNDS SERVICES GROUP LLC · Firm: BLACKROCK FUNDS SERVICES GROUP, LLC
Financial Stability Issues Hart Scott Rodino Rule Proposals Exchange Traded Products Increasing Investor Opportunities Act, HR 4262 Climate Risk ESG Disclosure Rule 15c2-11
Increasing Investor Opportunities Act
Client: BLACKROCK FUNDS SERVICES GROUP LLC · Firm: BLACKROCK FUNDS SERVICES GROUP, LLC
Financial Stability Issues Hart Scott Rodino Rule Proposals Exchange Traded Products Increasing Investor Opportunities Act, HR 4262 Climate Risk ESG Disclosure Rule 15c2-11
Increasing Investor Opportunities Act
Client: BLACKROCK FUNDS SERVICES GROUP LLC · Firm: BLACKROCK FUNDS SERVICES GROUP, LLC
Financial Stability Issues Hart Scott Rodino Rule Proposals Exchange Traded Products Increasing Investor Opportunities Act, HR 4262 Climate Risk ESG Disclosure Rule 15c2-11
Inflation Reduction Act of 2022
Client: BLACKROCK FUNDS SERVICES GROUP LLC · Firm: BLACKROCK FUNDS SERVICES GROUP, LLC
ESG Rule/DOL Proxy Rule/DOL HR 2954, "Securing a Strong Retirement Act of 2021" S 5064, "Improving Access to Retirement Savings Act" HR 5376, "Build Back Better Act"
Inflation Reduction Act of 2022
Client: BLACKROCK FUNDS SERVICES GROUP LLC · Firm: BLACKROCK FUNDS SERVICES GROUP, LLC
Financial Transactions Tax HR 5376 "Build Back Better Act" Repeal of 852b6 Accredited Investor Status for IRA investments
Inflation Reduction Act of 2022
Client: BLACKROCK FUNDS SERVICES GROUP LLC · Firm: BLACKROCK FUNDS SERVICES GROUP, LLC
ESG Rule/DOL Proxy Rule/DOL HR 2954, "Securing a Strong Retirement Act of 2021" S 5064, "Improving Access to Retirement Savings Act" HR 5376, "Build Back Better Act"
Inflation Reduction Act of 2022
Client: BLACKROCK FUNDS SERVICES GROUP LLC · Firm: BLACKROCK FUNDS SERVICES GROUP, LLC
Financial Transactions Tax HR 5376 "Build Back Better Act" Repeal of 852b6 Accredited Investor Status for IRA investments
Inflation Reduction Act of 2022
Client: BLACKROCK FUNDS SERVICES GROUP LLC · Firm: BLACKROCK FUNDS SERVICES GROUP, LLC
ESG Rule/DOL Proxy Rule/DOL HR 2954, "Securing a Strong Retirement Act of 2021" S 5064, "Improving Access to Retirement Savings Act" HR 5376, "Build Back Better Act"
Inflation Reduction Act of 2022
Client: BLACKROCK FUNDS SERVICES GROUP LLC · Firm: BLACKROCK FUNDS SERVICES GROUP, LLC
Financial Transactions Tax HR 5376 "Build Back Better Act" Repeal of 852b6 Accredited Investor Status for IRA investments
Improving Access to Retirement Savings Act
Client: BLACKROCK FUNDS SERVICES GROUP LLC · Firm: BLACKROCK FUNDS SERVICES GROUP, LLC
ESG Rule/DOL Proxy Rule/DOL HR 2954, "Securing a Strong Retirement Act of 2021" S 5064, "Improving Access to Retirement Savings Act" HR 5376, "Build Back Better Act"
Improving Access to Retirement Savings Act
Client: BLACKROCK FUNDS SERVICES GROUP LLC · Firm: BLACKROCK FUNDS SERVICES GROUP, LLC
ESG Rule/DOL Proxy Rule/DOL HR 2954, "Securing a Strong Retirement Act of 2021" S 5064, "Improving Access to Retirement Savings Act" HR 5376, "Build Back Better Act"
Improving Access to Retirement Savings Act
Client: BLACKROCK FUNDS SERVICES GROUP LLC · Firm: BLACKROCK FUNDS SERVICES GROUP, LLC
ESG Rule/DOL Proxy Rule/DOL HR 2954, "Securing a Strong Retirement Act of 2021" S 5064, "Improving Access to Retirement Savings Act" HR 5376, "Build Back Better Act"
Infrastructure Data Management Artificial Intelligence
Energy Infrastructure Investments
Financial Stability Issues Outbound Investment Investment manager passivity issues Private Credit Regulation
403(b) investment parity QPAM Child Savings Accounts/ Early Wealth Building/ Trump Accounts Access Issues and investment parity Emergency Savings Accounts Retirement Tax Advantage Private assets in DC plans Collective investment trust regulation
Accredited Investor Status for IRA investments Taxation of digital assets Stock buybacks One Big Beautiful Bill Act (PL 119-21) implementation
Filing targets: Army, Dept of (Other), Commerce, Dept of (DOC), Commodity Futures Trading Commission (CFTC), Defense, Dept of (DOD), Energy, Dept of, Executive Office of the President (EOP), Export-Import Bank of the United States (EXIM Bank), Federal Deposit Insurance Corporation (FDIC), Federal Energy Regulatory Commission (FERC), Federal Reserve System, Federal Trade Commission (FTC), Government Accountability Office (GAO), HOUSE OF REPRESENTATIVES, Homeland Security, Dept of (DHS), Labor, Dept of (DOL), Natl Economic Council (NEC), Natl Security Council (NSC), Office of Science & Technology Policy (OSTP), Office of the Comptroller of the Currency (OCC), Office of the Vice President of the United States, SENATE, Securities & Exchange Commission (SEC), State, Dept of (DOS), Transportation, Dept of (DOT), Treasury, Dept of, U.S. International Development Finance Corporation (DFC), U.S. Trade Representative (USTR), White House Office
BLACKROCK FUNDS SERVICES GROUP LLC via BLACKROCK FUNDS SERVICES GROUP, LLC
2026 · first_quarter · Q1
Infrastructure Investment Financial Stability Issues Stewardship Investment manager passivity requirements Exchange Traded Products Rule 15c2-11 Rule 17a-7 (Fixed Income Cross Trading) Money Market Fund Reform U.S. Treasury Market Structure Proxy Voting and Process DOL Fiduciary Proposal Digital Assets Municipal Finance Equity Market Structure Central Counter Party Risk Swaps Reporting Uncleared Margin Rules SEC Safeguarding/Custody Rule Outbound Investment General briefings on compliance with applicable federal law Accredited Investor Status for IRA investments SEC Rule 3b-16, Reg ATS/Definition of Exchange SEC Treasury Clearing Rule SEC Dealer Definition Rule SEC Securities Loan Reporting Rule Private Credit FERC blanket authorization AI Basel III/GSIB Capital Rules CFTC 1.25 Proposal Closed-end funds QPAM Common ownership ETF share class Stablecoin legislation/regulation Regulation and oversight of investment advisers. Registered Fund Regulation Digital Asset Market Structure Tokenization Access to private investments Private assets in defined contribution (DC) plans SEC Fund of Fund Rules, including Acquired fund fees and expenses (AFFE) E-Delivery Corporate Reporting Form PF NBFI leverage/reporting
Repeal of 852b6 Accredited Investor Status for IRA investments Taxation of digital assets Proposed Section 899 BEAT (Base Erosion Adjustment Tax) 162m Stock buybacks Endowments Tax Private Foundations Tax Clean Energy Tax PL 119-21 (One Big Beautiful Bill Act) implementation
Infrastructure Data Management Artificial Intelligence
Financial Stability Issues Outbound Investment Investment manager passivity issues Private Credit
DOL fiduciary proposal 403(b) investment parity Secure 2.0 QPAM Child Savings Accounts/ Early Wealth Building/ Trump Accounts Access Issues and investment parity Emergency Savings Accounts Retirement Tax Advantage Private assets in DC plans Social Security Solvency Defined Benefit Plan Solvency Decumulation and Lifetime Income
Filing targets: Army, Dept of (Other), Commerce, Dept of (DOC), Commodity Futures Trading Commission (CFTC), Energy, Dept of, Executive Office of the President (EOP), Federal Deposit Insurance Corporation (FDIC), Federal Energy Regulatory Commission (FERC), Federal Reserve System, Federal Trade Commission (FTC), Government Accountability Office (GAO), HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), Office of the Comptroller of the Currency (OCC), SENATE, Securities & Exchange Commission (SEC), Transportation, Dept of (DOT), Treasury, Dept of
BLACKROCK FUNDS SERVICES GROUP LLC via BLACKROCK FUNDS SERVICES GROUP, LLC
2025 · fourth_quarter · Q4
Financial Stability Issues Outbound Investment Investment manager passivity requirements
Infrastructure Investment Financial Stability Issues Stewardship Investment manager passivity requirements Exchange Traded Products Rule 15c2-11 Rule 17a-7 (Fixed Income Cross Trading) Money Market Fund Reform U.S. Treasury Market Structure Proxy Voting Digital Assets Municipal Finance Equity Market Structure Central Counter Party Risk Swaps Reporting Uncleared Margin Rules SEC Safeguarding/Custody Rule Outbound Investment General briefings on compliance with applicable federal law Accredited Investor Status for IRA investments SEC Rule 3b-16, Reg ATS/Definition of Exchange SEC Treasury Clearing Rule SEC Dealer Definition Rule SEC Securities Loan Reporting Rule Private Credit Regulation FERC blanket authorization AI Basel III/GSIB Capital Rules CFTC 1.25 Proposal Closed-end funds QPAM Common ownership ETF share class Stablecoin legislation/regulation Regulation and oversight of investment advisers. Registered Fund Regulation Digital Asset Market Structure Tokenization Access to private investments Private assets in defined contribution (DC) plans SEC Fund of Fund Rules , including Acquired fund fees and expenses (AFFE) E-Delivery legislation Corporate Reporting Form PF NBFI leverage/reporting
DOL fiduciary proposal 403(b) investment parity Secure 2.0 QPAM Child Savings Accounts/ Early Wealth Building/ Trump Accounts Access Issues and investment parity Emergency Savings Accounts Retirement Tax Advantage Private assets in DC plans Social Security Solvency Defined Benefit Plan Solvency Decumulation and Lifetime Income
Repeal of 852b6 Accredited Investor Status for IRA investments Taxation of digital assets Proposed Section 899 BEAT (Base Erosion Adjustment Tax) 162m Stock buybacks Endowments Tax Private Foundations Tax Clean Energy Tax One Big Beautiful Bill Act (PL 119-21) implementation
Infrastructure Data Management Artificial Intelligence
Filing targets: Army, Dept of (Other), Commerce, Dept of (DOC), Commodity Futures Trading Commission (CFTC), Energy, Dept of, Executive Office of the President (EOP), Federal Deposit Insurance Corporation (FDIC), Federal Energy Regulatory Commission (FERC), Federal Reserve System, Federal Trade Commission (FTC), Government Accountability Office (GAO), HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), Office of the Comptroller of the Currency (OCC), SENATE, Securities & Exchange Commission (SEC), Transportation, Dept of (DOT), Treasury, Dept of
BLACKROCK FUNDS SERVICES GROUP LLC via BLACKROCK FUNDS SERVICES GROUP, LLC
2025 · third_quarter · Q3
Financial Stability Issues Outbound Investment Investment manager passivity requirements Fed/FDIC/OCC long-term debt proposal
Infrastructure Investment Financial Stability Issues Stewardship Investment manager passivity requirements Exchange Traded Products Sustainability Disclosure Rule 15c2-11 Money Market Fund Reform U.S. Treasury Market Structure Proxy Process Digital Assets Municipal Finance Equity Market Structure Central Counter Party Risk Swap Block Sizes Uncleared Margin Rules SEC Outsourcing Proposal SEC Open-End Fund Liquidity Risk Management and Swing Pricing Proposal SEC Safeguarding/Custody Rule SEC Predictive Data Analytics Outbound Investment General briefings on compliance with applicable federal law Accredited Investor Status for IRA investments SEC Rule 3b-16, Reg ATS/Definition of Exchange SEC Treasury Clearing Rule SEC Dealer Definition Rule Private Credit Regulation FERC blanket authorization AI Basel III/GSIB Capital Rules CFTC 1.25 Proposal Closed-end funds QPAM Fed/FDIC/OCC long-term debt proposal Common ownership ETF share class Stablecoin legislation Regulation and oversight of investment advisers. Digital Asset Market Structure Tokenization Access to private investments Private assets in defined contribution (DC) plans Acquired fund fees and expenses (AFFE) SEC Rule 206(4)-5 E-Delivery legislation Executive Compensation Disclosure Form PF NBFI leverage/reporting
DOL fiduciary proposal 403(b) investment parity Secure 2.0 QPAM Child Savings Accounts/ Early Wealth Building/ Trump Accounts Access Issues Emergency Savings Accounts Retirement Tax Advantage Private assets in DC plans Social Security Solvency Defined Benefit Plan Solvency Decumulation and Lifetime Income
Repeal of 852b6 Accredited Investor Status for IRA investments Taxation of digital assets Proposed Section 899 BEAT (Base Erosion Adjustment Tax) 162m Stock buybacks Endowments Tax Private Foundations Tax Clean Energy Tax One Big Beautiful Bill Act PL 119-21
Infrastructure Data Management Artificial Intelligence
Filing targets: Commerce, Dept of (DOC), Commodity Futures Trading Commission (CFTC), Energy, Dept of, Executive Office of the President (EOP), Federal Deposit Insurance Corporation (FDIC), Federal Energy Regulatory Commission (FERC), Federal Reserve System, Federal Trade Commission (FTC), Government Accountability Office (GAO), HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), Office of the Comptroller of the Currency (OCC), SENATE, Securities & Exchange Commission (SEC), Transportation, Dept of (DOT), Treasury, Dept of
BLACKROCK FUNDS SERVICES GROUP LLC via BLACKROCK FUNDS SERVICES GROUP, LLC
2025 · second_quarter · Q2
Financial Stability Issues Outbound Investment Investment manager passivity requirements Fed/FDIC/OCC long-term debt proposal Regulation O
Infrastructure Investment Financial Stability Issues Stewardship Investment manager passivity requirements Exchange Traded Products Sustainability Disclosure Rule 15c2-11 Money Market Fund Reform U.S. Treasury Market Structure Proxy Process Secure 2.0 Digital Assets Equity Market Structure Central Counter Party Risk Swap Block Sizes Uncleared Margin Rules SEC Outsourcing Proposal SEC Open-End Fund Liquidity Risk Management and Swing Pricing Proposal SEC Safeguarding/Custody Rule SEC Predictive Data Analytics Outbound Investment General briefings on compliance with applicable federal law Accredited Investor Status for IRA investments SEC Rule 3b-16, Reg ATS/Definition of Exchange SEC Treasury Clearing Rule SEC Dealer Definition Rule Private Credit Regulation FERC blanket authorization AI Basel III/GSIB Capital Rules CFTC 1.25 Proposal Closed-end funds QPAM Fed/FDIC/OCC long-term debt proposal Common ownership ETF share class Stablecoin legislation Crypto regulation Tokenization Access to private investments Private assets in defined contribution (DC) plans Acquired fund fees and expenses (AFFE) SEC Rule 206(4)-5 E-Delivery legislation
DOL fiduciary proposal 403(b) investment parity Secure 2.0 QPAM Child Savings Accounts/ Early Wealth Building/ Trump + MAGA Accounts Access Issues Emergency Savings Accounts Retirement Tax Advantage Private assets in DC plans Social Security Solvency Defined Benefit Plan Solvency Decumulation and Lifetime Income
Repeal of 852b6 Accredited Investor Status for IRA investments Taxation of digital assets Proposed Section 899 BEAT (Base Erosion Adjustment Tax) 162m Stock buybacks Endowments Tax Private Foundations Tax Clean Energy Tax
Infrastructure Data Management Artificial Intelligence
Filing targets: Commerce, Dept of (DOC), Commodity Futures Trading Commission (CFTC), Energy, Dept of, Executive Office of the President (EOP), Federal Deposit Insurance Corporation (FDIC), Federal Energy Regulatory Commission (FERC), Federal Reserve System, Federal Trade Commission (FTC), Government Accountability Office (GAO), HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), Office of the Comptroller of the Currency (OCC), SENATE, Securities & Exchange Commission (SEC), Transportation, Dept of (DOT), Treasury, Dept of
BLACKROCK FUNDS SERVICES GROUP LLC via BLACKROCK FUNDS SERVICES GROUP, LLC
2025 · first_quarter · Q1
Financial Stability Issues Outbound Investment Investment manager passivity requirements Fed/FDIC/OCC long-term debt proposal Regulation O
Infrastructure Investment Financial Stability Issues Stewardship Investment manager passivity requirements Exchange Traded Products Sustainability Disclosure Rule 15c2-11 Money Market Fund Reform U.S. Treasury Market Structure Proxy Process Secure 2.0 Digital Assets Equity Market Structure Central Counter Party Risk Swap Block Sizes Uncleared Margin Rules SEC Outsourcing Proposal SEC Open-End Fund Liquidity Risk Management and Swing Pricing Proposal SEC Safeguarding/Custody Rule SEC Predictive Data Analytics Outbound Investments General briefings on compliance with applicable federal law Accredited Investor Status for IRA investments SEC Rule 3b-16, Reg ATS/Definition of Exchange SEC Treasury Clearing Rule SEC Dealer Definition Rule Private Credit Regulation FERC blanket authorization AI Basel III/GSIB Capital Rules CFTC Proposed Guidance on Listing VCC Derivatives CFTC 1.25 Proposal Closed-end funds DOL Fiduciary Rule QPAM Fed/FDIC/OCC long-term debt proposal FDIC - Change in Bank Control Act proposal Common ownership Regulation O ETF share class Stablecoin legislation Crypto regulation Tokenization
BLACKROCK FUNDS SERVICES GROUP LLC via BLACKROCK FUNDS SERVICES GROUP, LLC
2024 · fourth_quarter · Q4
Infrastructure Data Management Artificial Intelligence
Financial Stability Issues Outbound Investment Investment manager passivity requirements Fed/FDIC/OCC long-term debt proposal Regulation O
Infrastructure Investment Financial Stability Issues Stewardship Investment manager passivity requirements Exchange Traded Products Sustainability Disclosure Rule 15c2-11 Money Market Fund Reform U.S. Treasury Market Structure Proxy Process Secure 2.0 Digital Assets Equity Market Structure Central Counter Party Risk Swap Block Sizes Uncleared Margin Relief SEC Outsourcing Proposal SEC Open-End Fund Liquidity Risk Management and Swing Pricing Proposal SEC Safeguarding/Custody Rule SEC Predictive Data Analytics Outbound Investments General briefings on compliance with applicable federal law Accredited Investor Status for IRA investments SEC Rule 3b-16, Reg ATS/Definition of Exchange SEC Treasury Clearing Rule SEC Dealer Definition Rule Private Credit Regulation FERC blanket authorization CFTC RFI on AI Basel III/GSIB Capital Rules CFTC Proposed Guidance on Listing VCC Derivatives CFTC 1.25 Proposal Closed-end funds DOL Fiduciary Rule QPAM Fed/FDIC/OCC long-term debt proposal FDIC - Change in Bank Control Act proposal FERC NOI on Blanket Authorizations for Investment Companies Common ownership Regulation O
BLACKROCK FUNDS SERVICES GROUP LLC via BLACKROCK FUNDS SERVICES GROUP, LLC
2024 · third_quarter · Q3
Infrastructure Data Management AI
Financial Stability Issues Outbound Investment Investment manager passivity requirements (13DG) Fed/FDIC/OCC long-term debt proposal
Repeal of 852b6 Accredited Investor Status for IRA investments
BLACKROCK FUNDS SERVICES GROUP LLC via BLACKROCK FUNDS SERVICES GROUP, LLC
2024 · second_quarter · Q2
Financial Stability Issues Stewardship Investment manager passivity requirements (13DG) Exchange Traded Products Sustainability Disclosure Rule 15c2-11 Money Market Fund Reform U.S. Treasury Market Structure Proxy Process Secure 2.0 Digital Assets Equity Market Structure Central Counter Party Risk Swap Block Sizes Uncleared Margin Relief SEC Outsourcing Proposal SEC Open-End Fund Liquidity Risk Management and Swing Pricing Proposal SEC Safeguarding/Custody Rule SEC Predictive Data Analytics Outbound Investment General briefings on compliance with applicable federal law SEC Rule 3b-16, Reg ATS/Definition of Exchange SEC Treasury Clearing Rule SEC Dealer Definition Rule Private Credit Regulation FERC NOI on Blanket Authorization CFTC RFI on AI Basel III/GSIB Capital Rules CFTC Proposed Guidance on Listing VCC Derivatives Investment manager passivity requirements (13DG) Closed-end funds DOL Fiduciary Rule QPAM Accredited Investor Status for IRA investments Fed/FDIC/OCC long-term debt proposal Common ownership
BLACKROCK FUNDS SERVICES GROUP LLC via BLACKROCK FUNDS SERVICES GROUP, LLC
2024 · first_quarter · Q1
DOL fiduciary proposal 403(b) investment parity Secure 2.0 QPAM Child Savings Accounts Access Issues Emergency Savings Accounts Student Loan Matching Retirement Tax Advantage Social Security Solvency
Financial Stability Issues Stewardship Investment manager passivity requirements (13DG) Exchange Traded Products Sustainability Disclosure Rule 15c2-11 Money Market Fund Reform U.S. Treasury Market Structure Proxy Process Secure 2.0 Digital Assets Equity Market Structure Central Counter Party Risk Swap Block Sizes Uncleared Margin Relief SEC Outsourcing Proposal SEC Open-End Fund Liquidity Risk Management and Swing Pricing Proposal SEC Safeguarding/Custody Rule SEC Predictive Data Analytics Outbound Investment General briefings on compliance with applicable federal law SEC Rule 3b-16, Reg ATS/Definition of Exchange SEC Treasury Clearing Rule SEC Dealer Definition Rule Private Credit Regulation FERC NOI on Blanket Authorization CFTC RFI on AI Basel III/GSIB Capital Rules CFTC Proposed Guidance on Listing VCC Derivatives Investment manager passivity requirements (13DG) Closed-end funds Fiduciary DOL Fiduiciary Rule QPAM Accredited Investor Status for IRA investments
BLACKROCK FUNDS SERVICES GROUP LLC via BLACKROCK FUNDS SERVICES GROUP, LLC
2023 · fourth_quarter · Q4
Repeal of 852b6 Accredited Investor Status for IRA investments
Financial Stability Issues Outbound Investment
QPAM Exemption/DOL 403.b
BLACKROCK FUNDS SERVICES GROUP LLC via BLACKROCK FUNDS SERVICES GROUP, LLC
2023 · third_quarter · Q3
Financial Stability Issues Outbound Investment
Repeal of 852b6 Accredited Investor Status for IRA investments
QPAM Exemption/DOL 403.b
BLACKROCK FUNDS SERVICES GROUP LLC via BLACKROCK FUNDS SERVICES GROUP, LLC
2023 · second_quarter · Q2
Financial Stability Issues Hart Scott Rodino Rule Proposals Exchange Traded Products Increasing Investor Opportunities Act Climate Risk Sustainability Disclosure Rule 15c2-11 Money Market Fund Reform Reg ATS U.S. Treasury Market Structure Form PF Private Fund Disclosure Short Sale Proposal Definition of Dealer Proxy Process Secure 2.0/EARN Act Secure 2.0 Digital Assets Equity Market Structure Investment Company Names Rule Central Counter Party Risk Swap Block Sizes Uncleared Margin Relief SEC Outsourcing Proposal SEC Open-End Fund Liquidity Risk Management and Swing Pricing Proposal SEC Safeguarding Rule SEC Cybersecurity Rule/RedSC/Reg S-P FHFA Social Bond Proposal
Repeal of 852b6 Accredited Investor Status for IRA investments
BLACKROCK FUNDS SERVICES GROUP LLC via BLACKROCK FUNDS SERVICES GROUP, LLC
2023 · first_quarter · 1A
ESG Rule/DOL Proxy Rule/DOL QPAM Exemption/DOL
Repeal of 852b6 Accredited Investor Status for IRA investments
Financial Stability Issues Hart Scott Rodino Rule Proposals Exchange Traded Products Increasing Investor Opportunities Act Climate Risk ESG Disclosure Rule 15c2-11 Money Market Fund Reform Reg ATS U.S. Treasury Market Structure Form PF Private Fund Disclosure Short Sale Proposal Definition of Dealer INDEX Act Secure 2.0/EARN Act Secure 2.0 Digital Assets Equity Market Structure Investment Company Names Rule CCP Risk Swap Block Sizes Uncleared Margin Relief SEC Outsourcing Proposal SEC Open-End Fund Liquidity Risk Management and Swing Pricing Proposal
BLACKROCK FUNDS SERVICES GROUP LLC via BLACKROCK FUNDS SERVICES GROUP, LLC
2023 · first_quarter · Q1
Financial Stability Issues Hart Scott Rodino Rule Proposals Exchange Traded Products Increasing Investor Opportunities Act, HR 4262 Climate Risk ESG Disclosure Rule 15c2-11 Money Market Fund Reform Reg ATS U.S. Treasury Market Structure Form PF Private Fund Disclosure Short Sale Proposal Definition of Dealer S. 4241/HR 8521, INDEX Act S. 5064 Secure 2.0/EARN Act HR 2954 Secure 2.0 Digital Assets Equity Market Structure Investment Company Names Rule CCP Risk Swap Block Sizes Uncleared Margin Relief SEC Outsourcing Proposal SEC Open-End Fund Liquidity Risk Management and Swing Pricing Proposal SEC Safeguarding Rule
Repeal of 852b6 Accredited Investor Status for IRA investments
BLACKROCK FUNDS SERVICES GROUP LLC via BLACKROCK FUNDS SERVICES GROUP, LLC
2022 · fourth_quarter · Q4
Financial Stability Issues Hart Scott Rodino Rule Proposals Exchange Traded Products Increasing Investor Opportunities Act, HR 4262 Climate Risk ESG Disclosure Rule 15c2-11 Money Market Fund Reform Reg ATS U.S. Treasury Market Structure Form PF Private Fund Disclosure Short Sale Proposal Definition of Dealer S. 4241/HR 8521, INDEX Act S. 5064 Secure 2.0/EARN Act HR 2954 Secure 2.0 Digital Assets Equity Market Structure Investment Company Names Rule CCP Risk Swap Block Sizes Uncleared Margin Relief SEC Outsourcing Proposal SEC Open-End Fund Liquidity Risk Management and Swing Pricing Proposal
Repeal of 852b6 Accredited Investor Status for IRA investments
BLACKROCK FUNDS SERVICES GROUP LLC via BLACKROCK FUNDS SERVICES GROUP, LLC
2022 · third_quarter · Q3
Financial Stability Issues Hart Scott Rodino Rule Proposals Exchange Traded Products Increasing Investor Opportunities Act, HR 4262 Climate Risk ESG Disclosure Rule 15c2-11 Securities Lending Money Market Fund Reform Reg ATS U.S. Treasury Market Structure Form PF Private Fund Disclosure Short Sale Proposal Definition of Dealer S. 4241/HR 8521, INDEX Act S. 5064 Secure 2.0/EARN Act HR 2954 Secure 2.0 Digital Assets Equity Market Structure Investment Company Names Rule CCP Risk Swap Block Sizes Uncleared Margin Relief
Repeal of 852b6 Accredited Investor Status for IRA investments
BLACKROCK FUNDS SERVICES GROUP LLC via BLACKROCK FUNDS SERVICES GROUP, LLC
2022 · second_quarter · Q2
Financial Stability Issues
Financial Transactions Tax HR 5376 "Build Back Better Act" Repeal of 852b6 Accredited Investor Status for IRA investments
ESG Rule/DOL Proxy Rule/DOL HR 2954, "Securing a Strong Retirement Act of 2021" S 5064, "Improving Access to Retirement Savings Act" HR 5376, "Build Back Better Act"
BLACKROCK FUNDS SERVICES GROUP LLC via BLACKROCK FUNDS SERVICES GROUP, LLC
2022 · first_quarter · Q1
Financial Transactions Tax HR 5376 "Build Back Better Act" Repeal of 852b6 Accredited Investor Status for IRA investments
Financial Stability Issues
Financial Stability Issues Hart Scott Rodino Rule Proposals Exchange Traded Products Increasing Investor Opportunities Act, HR 4262 Climate Risk ESG Disclosure Rule 15c2-11 Securities Lending Money Market Fund Reform Reg ATS U.S. Treasury Market Structure Form PF Private Fund Disclosure Short Sale Proposal Definition of Dealer
BLACKROCK FUNDS SERVICES GROUP LLC via BLACKROCK FUNDS SERVICES GROUP, LLC
2021 · fourth_quarter · Q4
ESG Rule/DOL Proxy Rule/DOL HR 2954, "Securing a Strong Retirement Act of 2021" S 5064, "Improving Access to Retirement Savings Act" HR 5376, "Build Back Better Act"
Financial Transactions Tax HR 5376 "Build Back Better Act" Repeal of 852b6 Accredited Investor Status for IRA investments
Financial Stability Issues
BLACKROCK FUNDS SERVICES GROUP LLC via BLACKROCK FUNDS SERVICES GROUP, LLC
2021 · third_quarter · 3A
ESG Rule/DOL Proxy Rule/DOL HR 2954, "Securing a Strong Retirement Act of 2021" S 5064, "Improving Access to Retirement Savings Act" HR 5376, "Build Back Better Act"
Financial Stability Issues
Financial Stability Issues Hart Scott Rodino Rule Proposals Exchange Traded Products Increasing Investor Opportunities Act, HR 4262 Climate Risk ESG Disclosure Rule 15c2-11
BLACKROCK FUNDS SERVICES GROUP LLC via BLACKROCK FUNDS SERVICES GROUP, LLC
2021 · third_quarter · Q3
Financial Stability Issues Hart Scott Rodino Rule Proposals Exchange Traded Products Increasing Investor Opportunities Act, HR 4262 Climate Risk ESG Disclosure Rule 15c2-11
ESG Rule/DOL Proxy Rule/DOL HR 2954, "Securing a Strong Retirement Act of 2021" S 5064, "Improving Access to Retirement Savings Act" HR 5376, "Build Back Better Act"
Financial Transactions Tax HR 5376 "Build Back Better Act" Repeal of 852b6 Accredited Investor Status for IRA investments
DOL fiduciary proposal 403.b investment parity Secure 2.0 QPAM Child Savings Accounts Access Issues Emergency Savings Accounts Retirement Tax Advantage Private assets in 401ks
852b6 Accredited Investor Status for IRA investments Municipal Bond Tax Exemption Status Endowment Tax Status
Infrastructure Data Management Artificial Intelligence
Filing targets: Commerce, Dept of (DOC), Commodity Futures Trading Commission (CFTC), Energy, Dept of, Executive Office of the President (EOP), Federal Deposit Insurance Corporation (FDIC), Federal Energy Regulatory Commission (FERC), Federal Reserve System, Federal Trade Commission (FTC), HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), Office of the Comptroller of the Currency (OCC), SENATE, Securities & Exchange Commission (SEC), Transportation, Dept of (DOT), Treasury, Dept of
DOL fiduciary proposal 403(b) investment parity Secure 2.0 QPAM Child Savings Accounts Access Issues Emergency Savings Accounts Retirement Tax Advantage
Repeal of 852b6 Accredited Investor Status for IRA investments
Filing targets: Commerce, Dept of (DOC), Commodity Futures Trading Commission (CFTC), Energy, Dept of, Executive Office of the President (EOP), Federal Deposit Insurance Corporation (FDIC), Federal Energy Regulatory Commission (FERC), Federal Reserve System, Federal Trade Commission (FTC), HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), Office of the Comptroller of the Currency (OCC), SENATE, Securities & Exchange Commission (SEC), Transportation, Dept of (DOT), Treasury, Dept of
DOL fiduciary proposal 403(b) investment parity Secure 2.0 QPAM Child Savings Accounts Access Issues Emergency Savings Accounts Student Loan Matching Retirement Tax Advantage Social Security Solvency
Infrastructure Investment Financial Stability Issues Stewardship Investment manager passivity requirements (13DG) Exchange Traded Products Sustainability Disclosure Rule 15c2-11 Money Market Fund Reform U.S. Treasury Market Structure Proxy Process Secure 2.0 Digital Assets Equity Market Structure Central Counter Party Risk Swap Block Sizes Uncleared Margin Relief SEC Outsourcing Proposal SEC Open-End Fund Liquidity Risk Management and Swing Pricing Proposal SEC Safeguarding/Custody Rule SEC Predictive Data Analytics Outbound Investments General briefings on compliance with applicable federal law Accredited Investor Status for IRA investments SEC Rule 3b-16, Reg ATS/Definition of Exchange SEC Treasury Clearing Rule SEC Dealer Definition Rule Private Credit Regulation FERC NOI on Blanket Authorization CFTC RFI on AI Basel III/GSIB Capital Rules CFTC Proposed Guidance on Listing VCC Derivatives CFTC 1.25 Proposal Closed-end funds DOL Fiduciary Rule QPAM Fed/FDIC/OCC long-term debt proposal FDIC - Change in Bank Control Act proposal FERC Notice of Inquiry Blanket Authorization for Investment Companies Common ownership
Filing targets: Commerce, Dept of (DOC), Commodity Futures Trading Commission (CFTC), Energy, Dept of, Executive Office of the President (EOP), Federal Deposit Insurance Corporation (FDIC), Federal Energy Regulatory Commission (FERC), Federal Reserve System, Federal Trade Commission (FTC), HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), Office of the Comptroller of the Currency (OCC), SENATE, Securities & Exchange Commission (SEC), Transportation, Dept of (DOT), Treasury, Dept of
Repeal of 852b6 Accredited Investor Status for IRA investments
DOL fiduciary proposal 403(b) investment parity Secure 2.0 QPAM Child Savings Accounts Access Issues Emergency Savings Accounts Student Loan Matching Retirement Tax Advantage Social Security Solvency
Financial Stability Issues Outbound Investment Investment manager passivity requirements (13DG) Fed/FDIC/OCC long-term debt proposal
Filing targets: Commodity Futures Trading Commission (CFTC), Executive Office of the President (EOP), Federal Deposit Insurance Corporation (FDIC), Federal Energy Regulatory Commission (FERC), Federal Reserve System, Federal Trade Commission (FTC), HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), Office of the Comptroller of the Currency (OCC), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
Financial Stability Issues Outbound Investment Investment manager passivity requirements (13DG)
Repeal of 852b6 Accredited Investor Status for IRA investments
Filing targets: Commodity Futures Trading Commission (CFTC), Executive Office of the President (EOP), Federal Deposit Insurance Corporation (FDIC), Federal Energy Regulatory Commission (FERC), Federal Reserve System, HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
Financial Stability Issues Hart Scott Rodino Rule Proposals Exchange Traded Products Increasing Investor Opportunities Act Climate Risk Sustainability Disclosure Rule 15c2-11 Money Market Fund Reform Reg ATS U.S. Treasury Market Structure Form PF Private Fund Disclosure Short Sale Proposal Definition of Dealer Proxy Process Secure 2.0/EARN Act Secure 2.0 Digital Assets Equity Market Structure Investment Company Names Rule Central Counter Party Risk Swap Block Sizes Uncleared Margin Relief SEC Outsourcing Proposal SEC Open-End Fund Liquidity Risk Management and Swing Pricing Proposal SEC Safeguarding Rule SEC Cybersecurity Rule/RedSC/Reg S-P FHFA Social Bond Proposal Outbound Investments General briefings on compliance with applicable federal law
Filing targets: Commodity Futures Trading Commission (CFTC), Executive Office of the President (EOP), Federal Reserve System, Federal Trade Commission (FTC), HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
Financial Stability Issues Hart Scott Rodino Rule Proposals Exchange Traded Products Increasing Investor Opportunities Act Climate Risk Sustainability Disclosure Rule 15c2-11 Money Market Fund Reform Reg ATS U.S. Treasury Market Structure Form PF Private Fund Disclosure Short Sale Proposal Definition of Dealer Proxy Process Secure 2.0/EARN Act Secure 2.0 Digital Assets Equity Market Structure Investment Company Names Rule Central Counter Party Risk Swap Block Sizes Uncleared Margin Relief SEC Outsourcing Proposal SEC Open-End Fund Liquidity Risk Management and Swing Pricing Proposal SEC Safeguarding Rule SEC Cybersecurity Rule/RedSC/Reg S-P FHFA Social Bond Proposal Outbound Investments General briefings on compliance with applicable federal law
Filing targets: Commodity Futures Trading Commission (CFTC), Executive Office of the President (EOP), Federal Reserve System, Federal Trade Commission (FTC), HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
Financial Stability Issues
QPAM Exemption/DOL 403.b
Filing targets: Commodity Futures Trading Commission (CFTC), Executive Office of the President (EOP), Federal Reserve System, Federal Trade Commission (FTC), HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
Financial Stability Issues
Filing targets: Commodity Futures Trading Commission (CFTC), Executive Office of the President (EOP), Federal Reserve System, Federal Trade Commission (FTC), HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
Financial Stability Issues
ESG Rule/DOL Proxy Rule/DOL HR 2954, "Securing a Strong Retirement Act of 2021" S 5064, "Improving Access to Retirement Savings Act" QPAM Exemption/DOL
Filing targets: Commodity Futures Trading Commission (CFTC), Executive Office of the President (EOP), Federal Reserve System, Federal Trade Commission (FTC), HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
ESG Rule/DOL Proxy Rule/DOL HR 2954, "Securing a Strong Retirement Act of 2021" S 5064, "Improving Access to Retirement Savings Act" QPAM Exemption/DOL
Financial Stability Issues
Filing targets: Commodity Futures Trading Commission (CFTC), Executive Office of the President (EOP), Federal Reserve System, Federal Trade Commission (FTC), HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
Financial Stability Issues
ESG Rule/DOL Proxy Rule/DOL HR 2954, "Securing a Strong Retirement Act of 2021" S 5064, "Improving Access to Retirement Savings Act" QPAM Exemption/DOL
Filing targets: Commodity Futures Trading Commission (CFTC), Executive Office of the President (EOP), Federal Reserve System, Federal Trade Commission (FTC), HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
Financial Stability Issues Hart Scott Rodino Rule Proposals Exchange Traded Products Increasing Investor Opportunities Act, HR 4262 Climate Risk ESG Disclosure Rule 15c2-11 Securities Lending Money Market Fund Reform Reg ATS U.S. Treasury Market Structure Form PF Private Fund Disclosure Short Sale Proposal Definition of Dealer S. 4241, INDEX Act S. 5064 Secure 2.0/EARN Act HR 2954 Secure 2.0
Filing targets: Commodity Futures Trading Commission (CFTC), Executive Office of the President (EOP), Federal Reserve System, Federal Trade Commission (FTC), HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
ESG Rule/DOL Proxy Rule/DOL HR 2954, "Securing a Strong Retirement Act of 2021" S 5064, "Improving Access to Retirement Savings Act" HR 5376, "Build Back Better Act"
Filing targets: Commodity Futures Trading Commission (CFTC), Executive Office of the President (EOP), Federal Reserve System, Federal Trade Commission (FTC), HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
Financial Stability Issues Hart Scott Rodino Rule Proposals Exchange Traded Products Increasing Investor Opportunities Act, HR 4262 Climate Risk ESG Disclosure Rule 15c2-11
Filing targets: Commodity Futures Trading Commission (CFTC), Executive Office of the President (EOP), Federal Deposit Insurance Corporation (FDIC), Federal Reserve System, Federal Trade Commission (FTC), HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
Financial Transactions Tax HR 5376 "Build Back Better Act" Repeal of 852b6 Accredited Investor Status for IRA investments
Filing targets: Commodity Futures Trading Commission (CFTC), Executive Office of the President (EOP), Export-Import Bank of the United States (EXIM Bank), Federal Deposit Insurance Corporation (FDIC), Federal Reserve System, Federal Trade Commission (FTC), HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), Overseas Private Investment Corp (OPIC), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
Financial Stability Issues
Filing targets: Commodity Futures Trading Commission (CFTC), Executive Office of the President (EOP), Export-Import Bank of the United States (EXIM Bank), Federal Deposit Insurance Corporation (FDIC), Federal Reserve System, Federal Trade Commission (FTC), HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), Overseas Private Investment Corp (OPIC), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of