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Reported covered position: Head of Legal, International & Public Affairs
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Income and expense are whole-filing amounts associated with this lobbyist, not personal compensation or an allocated share.
No topic inference: each bill number appears in source LDA issue text assigned to this lobbyist.
Extreme Risk Protection Order and Violence Prevention Act of 2019
Client: EUROPEAN BANKING FEDERATION - EBF · Firm: EUROPEAN BANKING FEDERATION - EBF
- FEDERAL RESERVE SYSTEM 12 CFR Part 252 [Regulation YY; Docket No. R-1534] RIN 7100-AE 48 Single-Counterparty Credit Limits for Bank Holding Companies and Foreign Banking Organizations -SECURITIES AND EXCHANGE COMMISSION 17 CFR Parts 240 and 249 [Release No. 34-75611; File No. S7-40-11] RIN 3235-AL05 Registration Process for Security-Based Swap Dealers and Major Security-Based Swap Participants -DEPARTMENT OF TREASURY Office of the Comptroller of the Currency 12 CFR Parts 3 and 50 Docket ID OCC-2018-0037 RIN 1557-AE56 FEDERAL RESERVE SYSTEM 12 CFR Parts 217, 249 Regulations Q, WW; Docket No. R-1628 RIN 7100-AF21 FEDERAL DEPOSIT INSURANCE CORPORATION 12 CFR Parts 324 and 329 RIN 3064-AE96 Proposed changes to applicability thresholds for regulatory capital requirements for certain U.S. subsidiaries of foreign banking organizations and application of liquidity requirements to foreign banking organizations, certain U.S. depository institution holding companies, and certain depository institution subsidiaries - DEPARTMENT OF TREASURY Office of the Comptroller of the Currency 12 CFR Part 44 [Docket No. OCC-2018-0010] RIN 1557-AE27 FEDERAL RESERVE SYSTEM 12 CFR Part 248 [Docket No. R-1608] RIN 7100-AF 06 FEDERAL DEPOSIT INSURANCE CORPORATION 12 CFR Part 351 RIN 3064-AE67 SECURITIES AND EXCHANGE COMMISSION 17 CFR Part 255 [Release no. BHCA-3; File no. S7-14-18] RIN 3235-AM10 COMMODITY FUTURES TRADING COMMISSION 17 CFR Part 75 RIN 3038-AE72 Proposed Revisions to Prohibitions and Restrictions on Proprietary Trading and Certain Interests in, and Relationships With, Hedge Funds and Private Equity Funds Cross-Border Application of the Registration Thresholds and Certain Requirements Applicable to Swap Dealers and Major Swap Participants (Proposal) - Joint Comprehensive Plan of Action (JCPOA): international sanctions -DEPARTMENT OF THE TREASURY Internal Revenue Service 26 CFR Part 1 [REG-104259-18] RIN 1545-BO56 Base Erosion and Anti-Abuse Tax - FATCA: Revised Guidance Related to Obtaining and Reporting Taxpayer Identification Numbers and Dates of Birth by Financial Institutions Notice 2017-46 Final Rule Amendments and Guidance Addressing Cross-Border Application of Certain Security-Based Swap Requirements Dec.18, 2019
Specific issues are shown only where the LDA source assigned them to this lobbyist. Targets apply to the associated filing.
EUROPEAN BANKING FEDERATION - EBF via EUROPEAN BANKING FEDERATION - EBF
2024 · second_quarter · Q2
U.S. Basel implementation of the Basel III endgame Resolution Other changes to the capital rules Possible liquidity proposa Digital assets (CBDCs / Stable-coins / crypto / SAB 121) Artificial Intelligence Cyber risks Operational Resilience Climate Change and Sustainability - ESG related issues State Fair Access Laws Equity and Treasury Market Structure / Transparency Reforms (territorial limits, untested reforms, interactions, etc.) Outbound investment screening
U.S. Basel implementation of the Basel III endgame Resolution Other changes to the capital rules Possible liquidity proposa Digital assets (CBDCs / Stable-coins / crypto / SAB 121) Artificial Intelligence Cyber risks Operational Resilience Climate Change and Sustainability - ESG related issues State Fair Access Laws Equity and Treasury Market Structure / Transparency Reforms (territorial limits, untested reforms, interactions, etc.) Outbound investment screening
Source: Senate LDA
Extreme Risk Protection Order and Violence Prevention Act of 2019
Client: EUROPEAN BANKING FEDERATION - EBF · Firm: EUROPEAN BANKING FEDERATION - EBF
- FEDERAL RESERVE SYSTEM 12 CFR Part 252 [Regulation YY; Docket No. R-1534] RIN 7100-AE 48 Single-Counterparty Credit Limits for Bank Holding Companies and Foreign Banking Organizations -SECURITIES AND EXCHANGE COMMISSION 17 CFR Parts 240 and 249 [Release No. 34-75611; File No. S7-40-11] RIN 3235-AL05 Registration Process for Security-Based Swap Dealers and Major Security-Based Swap Participants -DEPARTMENT OF TREASURY Office of the Comptroller of the Currency 12 CFR Parts 3 and 50 Docket ID OCC-2018-0037 RIN 1557-AE56 FEDERAL RESERVE SYSTEM 12 CFR Parts 217, 249 Regulations Q, WW; Docket No. R-1628 RIN 7100-AF21 FEDERAL DEPOSIT INSURANCE CORPORATION 12 CFR Parts 324 and 329 RIN 3064-AE96 Proposed changes to applicability thresholds for regulatory capital requirements for certain U.S. subsidiaries of foreign banking organizations and application of liquidity requirements to foreign banking organizations, certain U.S. depository institution holding companies, and certain depository institution subsidiaries - DEPARTMENT OF TREASURY Office of the Comptroller of the Currency 12 CFR Part 44 [Docket No. OCC-2018-0010] RIN 1557-AE27 FEDERAL RESERVE SYSTEM 12 CFR Part 248 [Docket No. R-1608] RIN 7100-AF 06 FEDERAL DEPOSIT INSURANCE CORPORATION 12 CFR Part 351 RIN 3064-AE67 SECURITIES AND EXCHANGE COMMISSION 17 CFR Part 255 [Release no. BHCA-3; File no. S7-14-18] RIN 3235-AM10 COMMODITY FUTURES TRADING COMMISSION 17 CFR Part 75 RIN 3038-AE72 Proposed Revisions to Prohibitions and Restrictions on Proprietary Trading and Certain Interests in, and Relationships With, Hedge Funds and Private Equity Funds Cross-Border Application of the Registration Thresholds and Certain Requirements Applicable to Swap Dealers and Major Swap Participants (Proposal) - Joint Comprehensive Plan of Action (JCPOA): international sanctions Final Rule Amendments and Guidance Addressing Cross-Border Application of Certain Security-Based Swap Requirements Dec.18, 2019
Extreme Risk Protection Order and Violence Prevention Act of 2019
Client: EUROPEAN BANKING FEDERATION - EBF · Firm: EUROPEAN BANKING FEDERATION - EBF
- FEDERAL RESERVE SYSTEM 12 CFR Part 252 [Regulation YY; Docket No. R-1534] RIN 7100-AE 48 Single-Counterparty Credit Limits for Bank Holding Companies and Foreign Banking Organizations -SECURITIES AND EXCHANGE COMMISSION 17 CFR Parts 240 and 249 [Release No. 34-75611; File No. S7-40-11] RIN 3235-AL05 Registration Process for Security-Based Swap Dealers and Major Security-Based Swap Participants -DEPARTMENT OF TREASURY Office of the Comptroller of the Currency 12 CFR Parts 3 and 50 Docket ID OCC-2018-0037 RIN 1557-AE56 FEDERAL RESERVE SYSTEM 12 CFR Parts 217, 249 Regulations Q, WW; Docket No. R-1628 RIN 7100-AF21 FEDERAL DEPOSIT INSURANCE CORPORATION 12 CFR Parts 324 and 329 RIN 3064-AE96 Proposed changes to applicability thresholds for regulatory capital requirements for certain U.S. subsidiaries of foreign banking organizations and application of liquidity requirements to foreign banking organizations, certain U.S. depository institution holding companies, and certain depository institution subsidiaries - DEPARTMENT OF TREASURY Office of the Comptroller of the Currency 12 CFR Part 44 [Docket No. OCC-2018-0010] RIN 1557-AE27 FEDERAL RESERVE SYSTEM 12 CFR Part 248 [Docket No. R-1608] RIN 7100-AF 06 FEDERAL DEPOSIT INSURANCE CORPORATION 12 CFR Part 351 RIN 3064-AE67 SECURITIES AND EXCHANGE COMMISSION 17 CFR Part 255 [Release no. BHCA-3; File no. S7-14-18] RIN 3235-AM10 COMMODITY FUTURES TRADING COMMISSION 17 CFR Part 75 RIN 3038-AE72 Proposed Revisions to Prohibitions and Restrictions on Proprietary Trading and Certain Interests in, and Relationships With, Hedge Funds and Private Equity Funds Cross-Border Application of the Registration Thresholds and Certain Requirements Applicable to Swap Dealers and Major Swap Participants (Proposal) - Joint Comprehensive Plan of Action (JCPOA): international sanctions -DEPARTMENT OF THE TREASURY Internal Revenue Service 26 CFR Part 1 [REG-104259-18] RIN 1545-BO56 Base Erosion and Anti-Abuse Tax - FATCA: Revised Guidance Related to Obtaining and Reporting Taxpayer Identification Numbers and Dates of Birth by Financial Institutions Notice 2017-46 Final Rule Amendments and Guidance Addressing Cross-Border Application of Certain Security-Based Swap Requirements Dec.18, 2019
Extreme Risk Protection Order and Violence Prevention Act of 2019
Client: EUROPEAN BANKING FEDERATION - EBF · Firm: EUROPEAN BANKING FEDERATION - EBF
- FEDERAL RESERVE SYSTEM 12 CFR Part 252 [Regulation YY; Docket No. R-1534] RIN 7100-AE 48 Single-Counterparty Credit Limits for Bank Holding Companies and Foreign Banking Organizations -SECURITIES AND EXCHANGE COMMISSION 17 CFR Parts 240 and 249 [Release No. 34-75611; File No. S7-40-11] RIN 3235-AL05 Registration Process for Security-Based Swap Dealers and Major Security-Based Swap Participants -DEPARTMENT OF TREASURY Office of the Comptroller of the Currency 12 CFR Parts 3 and 50 Docket ID OCC-2018-0037 RIN 1557-AE56 FEDERAL RESERVE SYSTEM 12 CFR Parts 217, 249 Regulations Q, WW; Docket No. R-1628 RIN 7100-AF21 FEDERAL DEPOSIT INSURANCE CORPORATION 12 CFR Parts 324 and 329 RIN 3064-AE96 Proposed changes to applicability thresholds for regulatory capital requirements for certain U.S. subsidiaries of foreign banking organizations and application of liquidity requirements to foreign banking organizations, certain U.S. depository institution holding companies, and certain depository institution subsidiaries - DEPARTMENT OF TREASURY Office of the Comptroller of the Currency 12 CFR Part 44 [Docket No. OCC-2018-0010] RIN 1557-AE27 FEDERAL RESERVE SYSTEM 12 CFR Part 248 [Docket No. R-1608] RIN 7100-AF 06 FEDERAL DEPOSIT INSURANCE CORPORATION 12 CFR Part 351 RIN 3064-AE67 SECURITIES AND EXCHANGE COMMISSION 17 CFR Part 255 [Release no. BHCA-3; File no. S7-14-18] RIN 3235-AM10 COMMODITY FUTURES TRADING COMMISSION 17 CFR Part 75 RIN 3038-AE72 Proposed Revisions to Prohibitions and Restrictions on Proprietary Trading and Certain Interests in, and Relationships With, Hedge Funds and Private Equity Funds Cross-Border Application of the Registration Thresholds and Certain Requirements Applicable to Swap Dealers and Major Swap Participants (Proposal) - Joint Comprehensive Plan of Action (JCPOA): international sanctions -DEPARTMENT OF THE TREASURY Internal Revenue Service 26 CFR Part 1 [REG-104259-18] RIN 1545-BO56 Base Erosion and Anti-Abuse Tax - FATCA: Revised Guidance Related to Obtaining and Reporting Taxpayer Identification Numbers and Dates of Birth by Financial Institutions Notice 2017-46 Final Rule Amendments and Guidance Addressing Cross-Border Application of Certain Security-Based Swap Requirements Dec.18, 2019
Extreme Risk Protection Order and Violence Prevention Act of 2019
Client: EUROPEAN BANKING FEDERATION - EBF · Firm: EUROPEAN BANKING FEDERATION - EBF
- FEDERAL RESERVE SYSTEM 12 CFR Part 252 [Regulation YY; Docket No. R-1534] RIN 7100-AE 48 Single-Counterparty Credit Limits for Bank Holding Companies and Foreign Banking Organizations -SECURITIES AND EXCHANGE COMMISSION 17 CFR Parts 240 and 249 [Release No. 34-75611; File No. S7-40-11] RIN 3235-AL05 Registration Process for Security-Based Swap Dealers and Major Security-Based Swap Participants -DEPARTMENT OF TREASURY Office of the Comptroller of the Currency 12 CFR Parts 3 and 50 Docket ID OCC-2018-0037 RIN 1557-AE56 FEDERAL RESERVE SYSTEM 12 CFR Parts 217, 249 Regulations Q, WW; Docket No. R-1628 RIN 7100-AF21 FEDERAL DEPOSIT INSURANCE CORPORATION 12 CFR Parts 324 and 329 RIN 3064-AE96 Proposed changes to applicability thresholds for regulatory capital requirements for certain U.S. subsidiaries of foreign banking organizations and application of liquidity requirements to foreign banking organizations, certain U.S. depository institution holding companies, and certain depository institution subsidiaries - DEPARTMENT OF TREASURY Office of the Comptroller of the Currency 12 CFR Part 44 [Docket No. OCC-2018-0010] RIN 1557-AE27 FEDERAL RESERVE SYSTEM 12 CFR Part 248 [Docket No. R-1608] RIN 7100-AF 06 FEDERAL DEPOSIT INSURANCE CORPORATION 12 CFR Part 351 RIN 3064-AE67 SECURITIES AND EXCHANGE COMMISSION 17 CFR Part 255 [Release no. BHCA-3; File no. S7-14-18] RIN 3235-AM10 COMMODITY FUTURES TRADING COMMISSION 17 CFR Part 75 RIN 3038-AE72 Proposed Revisions to Prohibitions and Restrictions on Proprietary Trading and Certain Interests in, and Relationships With, Hedge Funds and Private Equity Funds - Joint Comprehensive Plan of Action (JCPOA): international sanctions -DEPARTMENT OF THE TREASURY Internal Revenue Service 26 CFR Part 1 [REG-104259-18] RIN 1545-BO56 Base Erosion and Anti-Abuse Tax - FATCA: Revised Guidance Related to Obtaining and Reporting Taxpayer Identification Numbers and Dates of Birth by Financial Institutions Notice 2017-46
Extreme Risk Protection Order and Violence Prevention Act of 2019
Client: EUROPEAN BANKING FEDERATION - EBF · Firm: EUROPEAN BANKING FEDERATION - EBF
- FEDERAL RESERVE SYSTEM 12 CFR Part 252 [Regulation YY; Docket No. R-1534] RIN 7100-AE 48 Single-Counterparty Credit Limits for Bank Holding Companies and Foreign Banking Organizations -SECURITIES AND EXCHANGE COMMISSION 17 CFR Parts 240 and 249 [Release No. 34-75611; File No. S7-40-11] RIN 3235-AL05 Registration Process for Security-Based Swap Dealers and Major Security-Based Swap Participants -DEPARTMENT OF TREASURY Office of the Comptroller of the Currency 12 CFR Parts 3 and 50 Docket ID OCC-2018-0037 RIN 1557-AE56 FEDERAL RESERVE SYSTEM 12 CFR Parts 217, 249 Regulations Q, WW; Docket No. R-1628 RIN 7100-AF21 FEDERAL DEPOSIT INSURANCE CORPORATION 12 CFR Parts 324 and 329 RIN 3064-AE96 Proposed changes to applicability thresholds for regulatory capital requirements for certain U.S. subsidiaries of foreign banking organizations and application of liquidity requirements to foreign banking organizations, certain U.S. depository institution holding companies, and certain depository institution subsidiaries - DEPARTMENT OF TREASURY Office of the Comptroller of the Currency 12 CFR Part 44 [Docket No. OCC-2018-0010] RIN 1557-AE27 FEDERAL RESERVE SYSTEM 12 CFR Part 248 [Docket No. R-1608] RIN 7100-AF 06 FEDERAL DEPOSIT INSURANCE CORPORATION 12 CFR Part 351 RIN 3064-AE67 SECURITIES AND EXCHANGE COMMISSION 17 CFR Part 255 [Release no. BHCA-3; File no. S7-14-18] RIN 3235-AM10 COMMODITY FUTURES TRADING COMMISSION 17 CFR Part 75 RIN 3038-AE72 Proposed Revisions to Prohibitions and Restrictions on Proprietary Trading and Certain Interests in, and Relationships With, Hedge Funds and Private Equity Funds - Joint Comprehensive Plan of Action (JCPOA): international sanctions -DEPARTMENT OF THE TREASURY Internal Revenue Service 26 CFR Part 1 [REG-104259-18] RIN 1545-BO56 Base Erosion and Anti-Abuse Tax - FATCA: Revised Guidance Related to Obtaining and Reporting Taxpayer Identification Numbers and Dates of Birth by Financial Institutions Notice 2017-46 Final Rule Amendments and Guidance Addressing Cross-Border Application of Certain Security-Based Swap Requirements Dec.18, 2019
Filing targets: Commodity Futures Trading Commission (CFTC), Federal Deposit Insurance Corporation (FDIC), Federal Reserve System, HOUSE OF REPRESENTATIVES, Office of the Comptroller of the Currency (OCC), SENATE, Securities & Exchange Commission (SEC)
EUROPEAN BANKING FEDERATION - EBF via EUROPEAN BANKING FEDERATION - EBF
2023 · first_quarter · Q1
Outbound Investment Screening Tax Debt ceiling
Filing targets: Commodity Futures Trading Commission (CFTC), Federal Deposit Insurance Corporation (FDIC), Federal Reserve System, HOUSE OF REPRESENTATIVES, Office of the Comptroller of the Currency (OCC), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of, White House Office
EUROPEAN BANKING FEDERATION - EBF via EUROPEAN BANKING FEDERATION - EBF
2022 · fourth_quarter · Q4
COMMODITY FUTURES TRADING COMMISSION - Capital and Financial Reporting regime SECURITIES AND EXCHANGE COMMISSION - SBS large position reporting - Additional SBS anti-fraud and anti-manipulation rules - Prohibition against undue influence over the CCO of SBSDs - Proposed Rule 10c-1 on securities loan reporting - Proposed Rule RIN 3235-AM87 The Enhancement and Standardization of Climate-Related Disclosures for Investors - Proposed Rule RIN: 3235-AM96 Enhanced Disclosures by Certain Investment Advisers and Investment Companies about Environmental, Social, and Governance Investment Practices GENERAL TOPICS - Basel III Implementation (FRTB, NSFR, Capital Buffers, Leverage Ratio Requirements) - Digital Money, crytpo-assets, central bank digital currencies (CBDCs) - Climate Change and sustainability - Executive Order on climate-related financial risk; Climate Risk Disclosure Act of 2021 - Cyber and operational resilience - Executive Order on Improving the Nation's Cybersecurity - Branch liquidity -2019 FED Tailoring Rule Proposal - National Defense Authorization Act for Fiscal Year 2021 (NDAA 2021)
Filing targets: Commodity Futures Trading Commission (CFTC), Federal Deposit Insurance Corporation (FDIC), Federal Reserve System, HOUSE OF REPRESENTATIVES, Office of the Comptroller of the Currency (OCC), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of, White House Office
EUROPEAN BANKING FEDERATION - EBF via EUROPEAN BANKING FEDERATION - EBF
2022 · third_quarter · Q3
COMMODITY FUTURES TRADING COMMISSION - Capital and Financial Reporting regime SECURITIES AND EXCHANGE COMMISSION - SBS large position reporting - Additional SBS anti-fraud and anti-manipulation rules - Prohibition against undue influence over the CCO of SBSDs - Proposed Rule 10c-1 on securities loan reporting - Proposed Rule RIN 3235-AM87 The Enhancement and Standardization of Climate-Related Disclosures for Investors - Proposed Rule RIN: 3235-AM96 Enhanced Disclosures by Certain Investment Advisers and Investment Companies about Environmental, Social, and Governance Investment Practices GENERAL TOPICS - Basel III Implementation (FRTB, NSFR, Capital Buffers, Leverage Ratio Requirements) - Digital Money, crytpo-assets, central bank digital currencies (CBDCs) - Climate Change and sustainability - Executive Order on climate-related financial risk; Climate Risk Disclosure Act of 2021 - Cyber and operational resilience - Executive Order on Improving the Nation's Cybersecurity - Branch liquidity -2019 FED Tailoring Rule Proposal - National Defense Authorization Act for Fiscal Year 2021 (NDAA 2021)
Filing targets: Commodity Futures Trading Commission (CFTC), Federal Deposit Insurance Corporation (FDIC), Federal Reserve System, HOUSE OF REPRESENTATIVES, Office of the Comptroller of the Currency (OCC), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of, White House Office
EUROPEAN BANKING FEDERATION - EBF via EUROPEAN BANKING FEDERATION - EBF
2022 · second_quarter · Q2
COMMODITY FUTURES TRADING COMMISSION - Capital and Financial Reporting regime SECURITIES AND EXCHANGE COMMISSION - SBS large position reporting - Additional SBS anti-fraud and anti-manipulation rules - Prohibition against undue influence over the CCO of SBSDs - Proposed Rule 10c-1 on securities loan reporting GENERAL TOPICS - Basel III Implementation (FRTB, NSFR, Capital Buffers, Leverage Ratio Requirements) - Digital Money, crytpo-assets, central bank digital currencies (CBDCs) - Climate Change and sustainability - Executive Order on climate-related financial risk; Climate Risk Disclosure Act of 2021 - Cyber and operational resilience - Executive Order on Improving the Nation's Cybersecurity - Branch liquidity -2019 FED Tailoring Rule Proposal - National Defense Authorization Act for Fiscal Year 2021 (NDAA 2021)
Filing targets: Commodity Futures Trading Commission (CFTC), Federal Deposit Insurance Corporation (FDIC), Federal Reserve System, HOUSE OF REPRESENTATIVES, Office of the Comptroller of the Currency (OCC), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of, White House Office
EUROPEAN BANKING FEDERATION - EBF via EUROPEAN BANKING FEDERATION - EBF
2022 · first_quarter · Q1
- COMMODITY FUTURES TRADING COMMISSION 17 CFR Part 23 RIN 3038-AE84 Cross-Border Application of the Registration Thresholds and Certain Requirements Applicable to Swap Dealers and Major Swap Participants SECURITIES AND EXCHANGE COMMISSION - Notice of Substituted Compliance Application in Connection with Certain Requirements Applicable to Non-U.S. Security-Based Swap Dealers and Major Security-Based Swap Participants - Basel III Implementation (FRTB, NSFR, Capital Buffers) - Climate Change and sustainability - Executive Order on climate-related financial risk; Climate Risk Disclosure Act of 2021 - Cyber and operational resilience - Executive Order on Improving the Nation's Cybersecurity - Proposed changes to the U.S. International Corporate Tax Regime - SHIELD (Stopping Harmful Inversions and Ending Low-Tax Developments) proposal - Foreign Account Tax Compliance Act (FACTA) - National Defence Authorization Act for Fiscal Year 2021 (NDAA 2021)
Filing targets: Commodity Futures Trading Commission (CFTC), Federal Deposit Insurance Corporation (FDIC), Federal Reserve System, HOUSE OF REPRESENTATIVES, Office of the Comptroller of the Currency (OCC), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of, White House Office
EUROPEAN BANKING FEDERATION - EBF via EUROPEAN BANKING FEDERATION - EBF
2021 · fourth_quarter · Q4
- COMMODITY FUTURES TRADING COMMISSION 17 CFR Part 23 RIN 3038-AE84 Cross-Border Application of the Registration Thresholds and Certain Requirements Applicable to Swap Dealers and Major Swap Participants SECURITIES AND EXCHANGE COMMISSION - Notice of Substituted Compliance Application in Connection with Certain Requirements Applicable to Non-U.S. Security-Based Swap Dealers and Major Security-Based Swap Participants - Basel III Implementation (FRTB, NSFR, Capital Buffers) - Climate Change and sustainability - Executive Order on climate-related financial risk; Climate Risk Disclosure Act of 2021 - Cyber and operational resilience - Executive Order on Improving the Nation's Cybersecurity - Proposed changes to the U.S. International Corporate Tax Regime - SHIELD (Stopping Harmful Inversions and Ending Low-Tax Developments) proposal - Foreign Account Tax Compliance Act (FACTA) - National Defence Authorization Act for Fiscal Year 2021 (NDAA 2021)
Filing targets: Commodity Futures Trading Commission (CFTC), Federal Deposit Insurance Corporation (FDIC), Federal Reserve System, HOUSE OF REPRESENTATIVES, Office of the Comptroller of the Currency (OCC), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of, White House Office
EUROPEAN BANKING FEDERATION - EBF via EUROPEAN BANKING FEDERATION - EBF
2021 · third_quarter · Q3
- COMMODITY FUTURES TRADING COMMISSION 17 CFR Part 23 RIN 3038-AE84 Cross-Border Application of the Registration Thresholds and Certain Requirements Applicable to Swap Dealers and Major Swap Participants SECURITIES AND EXCHANGE COMMISSION - Notice of Substituted Compliance Application in Connection with Certain Requirements Applicable to Non-U.S. Security-Based Swap Dealers and Major Security-Based Swap Participants - Basel III Implementation (FRTB, NSFR, Capital Buffers) - Climate Change and sustainability - Executive Order on climate-related financial risk; Climate Risk Disclosure Act of 2021 - FED Tailoring Rule Proposal of June 2019 - Branch liquidity requirements on foreign branches - Cyber and operational resilience - Executive Order on Improving the Nation's Cybersecurity - Proposed changes to the U.S. International Corporate Tax Regime - SHIELD (Stopping Harmful Inversions and Ending Low-Tax Developments) proposal
Filing targets: Commodity Futures Trading Commission (CFTC), Federal Deposit Insurance Corporation (FDIC), Federal Reserve System, HOUSE OF REPRESENTATIVES, Office of the Comptroller of the Currency (OCC), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of, White House Office
EUROPEAN BANKING FEDERATION - EBF via EUROPEAN BANKING FEDERATION - EBF
2021 · second_quarter · Q2
- COMMODITY FUTURES TRADING COMMISSION 17 CFR Part 23 RIN 3038-AE84 Cross-Border Application of the Registration Thresholds and Certain Requirements Applicable to Swap Dealers and Major Swap Participants SECURITIES AND EXCHANGE COMMISSION - Notice of Substituted Compliance Application in Connection with Certain Requirements Applicable to Non-U.S. Security-Based Swap Dealers and Major Security-Based Swap Participants - Basel III Implementation (FRTB, NSFR, Capital Buffers) - Climate Change and sustainability - Executive Order on climate-related financial risk; Climate Risk Disclosure Act of 2021 - FED Tailoring Rule Proposal of June 2019 - Branch liquidity requirements on foreign branches - Cyber and operational resilience - Executive Order on Improving the Nation's Cybersecurity - Proposed changes to the U.S. International Corporate Tax Regime - SHIELD (Stopping Harmful Inversions and Ending Low-Tax Developments) proposal
Filing targets: Commodity Futures Trading Commission (CFTC), Federal Deposit Insurance Corporation (FDIC), Federal Reserve System, HOUSE OF REPRESENTATIVES, Office of the Comptroller of the Currency (OCC), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of, White House Office
EUROPEAN BANKING FEDERATION - EBF via EUROPEAN BANKING FEDERATION - EBF
2021 · first_quarter · Q1
- COMMODITY FUTURES TRADING COMMISSION 17 CFR Part 23 RIN 3038-AE84 Cross-Border Application of the Registration Thresholds and Certain Requirements Applicable to Swap Dealers and Major Swap Participants SECURITIES AND EXCHANGE COMMISSION - Notice of Substituted Compliance Application n in Connection with Certain Requirements Applicable to Non-U.S. Security-Based Swap Dealers and Major Security-Based Swap Participants
Filing targets: Commodity Futures Trading Commission (CFTC), Federal Deposit Insurance Corporation (FDIC), Federal Reserve System, HOUSE OF REPRESENTATIVES, Office of the Comptroller of the Currency (OCC), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of, White House Office
EUROPEAN BANKING FEDERATION - EBF via EUROPEAN BANKING FEDERATION - EBF
2020 · fourth_quarter · Q4
- FEDERAL RESERVE SYSTEM 12 CFR Part 252 [Regulation YY; Docket No. R-1534] RIN 7100-AE 48 Single-Counterparty Credit Limits for Bank Holding Companies and Foreign Banking Organizations -SECURITIES AND EXCHANGE COMMISSION 17 CFR Parts 240 and 249 [Release No. 34-75611; File No. S7-40-11] RIN 3235-AL05 Registration Process for Security-Based Swap Dealers and Major Security-Based Swap Participants -DEPARTMENT OF TREASURY Office of the Comptroller of the Currency 12 CFR Parts 3 and 50 Docket ID OCC-2018-0037 RIN 1557-AE56 FEDERAL RESERVE SYSTEM 12 CFR Parts 217, 249 Regulations Q, WW; Docket No. R-1628 RIN 7100-AF21 FEDERAL DEPOSIT INSURANCE CORPORATION 12 CFR Parts 324 and 329 RIN 3064-AE96 Proposed changes to applicability thresholds for regulatory capital requirements for certain U.S. subsidiaries of foreign banking organizations and application of liquidity requirements to foreign banking organizations, certain U.S. depository institution holding companies, and certain depository institution subsidiaries - DEPARTMENT OF TREASURY Office of the Comptroller of the Currency 12 CFR Part 44 [Docket No. OCC-2018-0010] RIN 1557-AE27 FEDERAL RESERVE SYSTEM 12 CFR Part 248 [Docket No. R-1608] RIN 7100-AF 06 FEDERAL DEPOSIT INSURANCE CORPORATION 12 CFR Part 351 RIN 3064-AE67 SECURITIES AND EXCHANGE COMMISSION 17 CFR Part 255 [Release no. BHCA-3; File no. S7-14-18] RIN 3235-AM10 COMMODITY FUTURES TRADING COMMISSION 17 CFR Part 75 RIN 3038-AE72 Proposed Revisions to Prohibitions and Restrictions on Proprietary Trading and Certain Interests in, and Relationships With, Hedge Funds and Private Equity Funds Cross-Border Application of the Registration Thresholds and Certain Requirements Applicable to Swap Dealers and Major Swap Participants (Proposal) - Joint Comprehensive Plan of Action (JCPOA): international sanctions Final Rule Amendments and Guidance Addressing Cross-Border Application of Certain Security-Based Swap Requirements Dec.18, 2019
EUROPEAN BANKING FEDERATION - EBF via EUROPEAN BANKING FEDERATION - EBF
2020 · third_quarter · Q3
- FEDERAL RESERVE SYSTEM 12 CFR Part 252 [Regulation YY; Docket No. R-1534] RIN 7100-AE 48 Single-Counterparty Credit Limits for Bank Holding Companies and Foreign Banking Organizations -SECURITIES AND EXCHANGE COMMISSION 17 CFR Parts 240 and 249 [Release No. 34-75611; File No. S7-40-11] RIN 3235-AL05 Registration Process for Security-Based Swap Dealers and Major Security-Based Swap Participants -DEPARTMENT OF TREASURY Office of the Comptroller of the Currency 12 CFR Parts 3 and 50 Docket ID OCC-2018-0037 RIN 1557-AE56 FEDERAL RESERVE SYSTEM 12 CFR Parts 217, 249 Regulations Q, WW; Docket No. R-1628 RIN 7100-AF21 FEDERAL DEPOSIT INSURANCE CORPORATION 12 CFR Parts 324 and 329 RIN 3064-AE96 Proposed changes to applicability thresholds for regulatory capital requirements for certain U.S. subsidiaries of foreign banking organizations and application of liquidity requirements to foreign banking organizations, certain U.S. depository institution holding companies, and certain depository institution subsidiaries - DEPARTMENT OF TREASURY Office of the Comptroller of the Currency 12 CFR Part 44 [Docket No. OCC-2018-0010] RIN 1557-AE27 FEDERAL RESERVE SYSTEM 12 CFR Part 248 [Docket No. R-1608] RIN 7100-AF 06 FEDERAL DEPOSIT INSURANCE CORPORATION 12 CFR Part 351 RIN 3064-AE67 SECURITIES AND EXCHANGE COMMISSION 17 CFR Part 255 [Release no. BHCA-3; File no. S7-14-18] RIN 3235-AM10 COMMODITY FUTURES TRADING COMMISSION 17 CFR Part 75 RIN 3038-AE72 Proposed Revisions to Prohibitions and Restrictions on Proprietary Trading and Certain Interests in, and Relationships With, Hedge Funds and Private Equity Funds Cross-Border Application of the Registration Thresholds and Certain Requirements Applicable to Swap Dealers and Major Swap Participants (Proposal) - Joint Comprehensive Plan of Action (JCPOA): international sanctions -DEPARTMENT OF THE TREASURY Internal Revenue Service 26 CFR Part 1 [REG-104259-18] RIN 1545-BO56 Base Erosion and Anti-Abuse Tax - FATCA: Revised Guidance Related to Obtaining and Reporting Taxpayer Identification Numbers and Dates of Birth by Financial Institutions Notice 2017-46 Final Rule Amendments and Guidance Addressing Cross-Border Application of Certain Security-Based Swap Requirements Dec.18, 2019
EUROPEAN BANKING FEDERATION - EBF via EUROPEAN BANKING FEDERATION - EBF
2020 · second_quarter · Q2
- FEDERAL RESERVE SYSTEM 12 CFR Part 252 [Regulation YY; Docket No. R-1534] RIN 7100-AE 48 Single-Counterparty Credit Limits for Bank Holding Companies and Foreign Banking Organizations -SECURITIES AND EXCHANGE COMMISSION 17 CFR Parts 240 and 249 [Release No. 34-75611; File No. S7-40-11] RIN 3235-AL05 Registration Process for Security-Based Swap Dealers and Major Security-Based Swap Participants -DEPARTMENT OF TREASURY Office of the Comptroller of the Currency 12 CFR Parts 3 and 50 Docket ID OCC-2018-0037 RIN 1557-AE56 FEDERAL RESERVE SYSTEM 12 CFR Parts 217, 249 Regulations Q, WW; Docket No. R-1628 RIN 7100-AF21 FEDERAL DEPOSIT INSURANCE CORPORATION 12 CFR Parts 324 and 329 RIN 3064-AE96 Proposed changes to applicability thresholds for regulatory capital requirements for certain U.S. subsidiaries of foreign banking organizations and application of liquidity requirements to foreign banking organizations, certain U.S. depository institution holding companies, and certain depository institution subsidiaries - DEPARTMENT OF TREASURY Office of the Comptroller of the Currency 12 CFR Part 44 [Docket No. OCC-2018-0010] RIN 1557-AE27 FEDERAL RESERVE SYSTEM 12 CFR Part 248 [Docket No. R-1608] RIN 7100-AF 06 FEDERAL DEPOSIT INSURANCE CORPORATION 12 CFR Part 351 RIN 3064-AE67 SECURITIES AND EXCHANGE COMMISSION 17 CFR Part 255 [Release no. BHCA-3; File no. S7-14-18] RIN 3235-AM10 COMMODITY FUTURES TRADING COMMISSION 17 CFR Part 75 RIN 3038-AE72 Proposed Revisions to Prohibitions and Restrictions on Proprietary Trading and Certain Interests in, and Relationships With, Hedge Funds and Private Equity Funds Cross-Border Application of the Registration Thresholds and Certain Requirements Applicable to Swap Dealers and Major Swap Participants (Proposal) - Joint Comprehensive Plan of Action (JCPOA): international sanctions -DEPARTMENT OF THE TREASURY Internal Revenue Service 26 CFR Part 1 [REG-104259-18] RIN 1545-BO56 Base Erosion and Anti-Abuse Tax - FATCA: Revised Guidance Related to Obtaining and Reporting Taxpayer Identification Numbers and Dates of Birth by Financial Institutions Notice 2017-46 Final Rule Amendments and Guidance Addressing Cross-Border Application of Certain Security-Based Swap Requirements Dec.18, 2019
EUROPEAN BANKING FEDERATION - EBF via EUROPEAN BANKING FEDERATION - EBF
2020 · first_quarter · Q1
- FEDERAL RESERVE SYSTEM 12 CFR Part 252 [Regulation YY; Docket No. R-1534] RIN 7100-AE 48 Single-Counterparty Credit Limits for Bank Holding Companies and Foreign Banking Organizations -SECURITIES AND EXCHANGE COMMISSION 17 CFR Parts 240 and 249 [Release No. 34-75611; File No. S7-40-11] RIN 3235-AL05 Registration Process for Security-Based Swap Dealers and Major Security-Based Swap Participants -DEPARTMENT OF TREASURY Office of the Comptroller of the Currency 12 CFR Parts 3 and 50 Docket ID OCC-2018-0037 RIN 1557-AE56 FEDERAL RESERVE SYSTEM 12 CFR Parts 217, 249 Regulations Q, WW; Docket No. R-1628 RIN 7100-AF21 FEDERAL DEPOSIT INSURANCE CORPORATION 12 CFR Parts 324 and 329 RIN 3064-AE96 Proposed changes to applicability thresholds for regulatory capital requirements for certain U.S. subsidiaries of foreign banking organizations and application of liquidity requirements to foreign banking organizations, certain U.S. depository institution holding companies, and certain depository institution subsidiaries - DEPARTMENT OF TREASURY Office of the Comptroller of the Currency 12 CFR Part 44 [Docket No. OCC-2018-0010] RIN 1557-AE27 FEDERAL RESERVE SYSTEM 12 CFR Part 248 [Docket No. R-1608] RIN 7100-AF 06 FEDERAL DEPOSIT INSURANCE CORPORATION 12 CFR Part 351 RIN 3064-AE67 SECURITIES AND EXCHANGE COMMISSION 17 CFR Part 255 [Release no. BHCA-3; File no. S7-14-18] RIN 3235-AM10 COMMODITY FUTURES TRADING COMMISSION 17 CFR Part 75 RIN 3038-AE72 Proposed Revisions to Prohibitions and Restrictions on Proprietary Trading and Certain Interests in, and Relationships With, Hedge Funds and Private Equity Funds Cross-Border Application of the Registration Thresholds and Certain Requirements Applicable to Swap Dealers and Major Swap Participants (Proposal) - Joint Comprehensive Plan of Action (JCPOA): international sanctions -DEPARTMENT OF THE TREASURY Internal Revenue Service 26 CFR Part 1 [REG-104259-18] RIN 1545-BO56 Base Erosion and Anti-Abuse Tax - FATCA: Revised Guidance Related to Obtaining and Reporting Taxpayer Identification Numbers and Dates of Birth by Financial Institutions Notice 2017-46 Final Rule Amendments and Guidance Addressing Cross-Border Application of Certain Security-Based Swap Requirements Dec.18, 2019
EUROPEAN BANKING FEDERATION - EBF via EUROPEAN BANKING FEDERATION - EBF
2019 · fourth_quarter · Q4
- FEDERAL RESERVE SYSTEM 12 CFR Part 252 [Regulation YY; Docket No. R-1534] RIN 7100-AE 48 Single-Counterparty Credit Limits for Bank Holding Companies and Foreign Banking Organizations -SECURITIES AND EXCHANGE COMMISSION 17 CFR Parts 240 and 249 [Release No. 34-75611; File No. S7-40-11] RIN 3235-AL05 Registration Process for Security-Based Swap Dealers and Major Security-Based Swap Participants -DEPARTMENT OF TREASURY Office of the Comptroller of the Currency 12 CFR Parts 3 and 50 Docket ID OCC-2018-0037 RIN 1557-AE56 FEDERAL RESERVE SYSTEM 12 CFR Parts 217, 249 Regulations Q, WW; Docket No. R-1628 RIN 7100-AF21 FEDERAL DEPOSIT INSURANCE CORPORATION 12 CFR Parts 324 and 329 RIN 3064-AE96 Proposed changes to applicability thresholds for regulatory capital requirements for certain U.S. subsidiaries of foreign banking organizations and application of liquidity requirements to foreign banking organizations, certain U.S. depository institution holding companies, and certain depository institution subsidiaries - DEPARTMENT OF TREASURY Office of the Comptroller of the Currency 12 CFR Part 44 [Docket No. OCC-2018-0010] RIN 1557-AE27 FEDERAL RESERVE SYSTEM 12 CFR Part 248 [Docket No. R-1608] RIN 7100-AF 06 FEDERAL DEPOSIT INSURANCE CORPORATION 12 CFR Part 351 RIN 3064-AE67 SECURITIES AND EXCHANGE COMMISSION 17 CFR Part 255 [Release no. BHCA-3; File no. S7-14-18] RIN 3235-AM10 COMMODITY FUTURES TRADING COMMISSION 17 CFR Part 75 RIN 3038-AE72 Proposed Revisions to Prohibitions and Restrictions on Proprietary Trading and Certain Interests in, and Relationships With, Hedge Funds and Private Equity Funds - Joint Comprehensive Plan of Action (JCPOA): international sanctions -DEPARTMENT OF THE TREASURY Internal Revenue Service 26 CFR Part 1 [REG-104259-18] RIN 1545-BO56 Base Erosion and Anti-Abuse Tax - FATCA: Revised Guidance Related to Obtaining and Reporting Taxpayer Identification Numbers and Dates of Birth by Financial Institutions Notice 2017-46 Final Rule Amendments and Guidance Addressing Cross-Border Application of Certain Security-Based Swap Requirements Dec.18, 2019
EUROPEAN BANKING FEDERATION - EBF via EUROPEAN BANKING FEDERATION - EBF
2019 · third_quarter · 3A
- FEDERAL RESERVE SYSTEM 12 CFR Part 252 [Regulation YY; Docket No. R-1534] RIN 7100-AE 48 Single-Counterparty Credit Limits for Bank Holding Companies and Foreign Banking Organizations -SECURITIES AND EXCHANGE COMMISSION 17 CFR Parts 240 and 249 [Release No. 34-75611; File No. S7-40-11] RIN 3235-AL05 Registration Process for Security-Based Swap Dealers and Major Security-Based Swap Participants -DEPARTMENT OF TREASURY Office of the Comptroller of the Currency 12 CFR Parts 3 and 50 Docket ID OCC-2018-0037 RIN 1557-AE56 FEDERAL RESERVE SYSTEM 12 CFR Parts 217, 249 Regulations Q, WW; Docket No. R-1628 RIN 7100-AF21 FEDERAL DEPOSIT INSURANCE CORPORATION 12 CFR Parts 324 and 329 RIN 3064-AE96 Proposed changes to applicability thresholds for regulatory capital requirements for certain U.S. subsidiaries of foreign banking organizations and application of liquidity requirements to foreign banking organizations, certain U.S. depository institution holding companies, and certain depository institution subsidiaries - DEPARTMENT OF TREASURY Office of the Comptroller of the Currency 12 CFR Part 44 [Docket No. OCC-2018-0010] RIN 1557-AE27 FEDERAL RESERVE SYSTEM 12 CFR Part 248 [Docket No. R-1608] RIN 7100-AF 06 FEDERAL DEPOSIT INSURANCE CORPORATION 12 CFR Part 351 RIN 3064-AE67 SECURITIES AND EXCHANGE COMMISSION 17 CFR Part 255 [Release no. BHCA-3; File no. S7-14-18] RIN 3235-AM10 COMMODITY FUTURES TRADING COMMISSION 17 CFR Part 75 RIN 3038-AE72 Proposed Revisions to Prohibitions and Restrictions on Proprietary Trading and Certain Interests in, and Relationships With, Hedge Funds and Private Equity Funds - Joint Comprehensive Plan of Action (JCPOA): international sanctions -DEPARTMENT OF THE TREASURY Internal Revenue Service 26 CFR Part 1 [REG-104259-18] RIN 1545-BO56 Base Erosion and Anti-Abuse Tax - FATCA: Revised Guidance Related to Obtaining and Reporting Taxpayer Identification Numbers and Dates of Birth by Financial Institutions Notice 2017-46
Filing targets: Commodity Futures Trading Commission (CFTC), Federal Deposit Insurance Corporation (FDIC), Federal Reserve System, HOUSE OF REPRESENTATIVES, Office of the Comptroller of the Currency (OCC), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of, White House Office
Filing targets: Commodity Futures Trading Commission (CFTC), Federal Deposit Insurance Corporation (FDIC), Federal Reserve System, HOUSE OF REPRESENTATIVES, Office of the Comptroller of the Currency (OCC), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of, White House Office
Filing targets: Commodity Futures Trading Commission (CFTC), Federal Deposit Insurance Corporation (FDIC), Federal Reserve System, HOUSE OF REPRESENTATIVES, Office of the Comptroller of the Currency (OCC), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of, White House Office
Filing targets: Commodity Futures Trading Commission (CFTC), Federal Deposit Insurance Corporation (FDIC), Federal Reserve System, HOUSE OF REPRESENTATIVES, Office of the Comptroller of the Currency (OCC), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of, White House Office
Filing targets: Commodity Futures Trading Commission (CFTC), Federal Deposit Insurance Corporation (FDIC), Federal Reserve System, HOUSE OF REPRESENTATIVES, Office of the Comptroller of the Currency (OCC), Securities & Exchange Commission (SEC), Treasury, Dept of, White House Office
Filing targets: Commodity Futures Trading Commission (CFTC), Federal Deposit Insurance Corporation (FDIC), Federal Reserve System, HOUSE OF REPRESENTATIVES, Office of the Comptroller of the Currency (OCC), Securities & Exchange Commission (SEC), Treasury, Dept of, White House Office