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Income and expense are whole-filing amounts associated with this lobbyist, not personal compensation or an allocated share.
No topic inference: each bill number appears in source LDA issue text assigned to this lobbyist.
Disapproving the rule submitted by the Department of Labor relating to the definition of the term "Fiduciary".
Client: PFS INVESTMENTS, INC. · Firm: MINDSET ADVOCACY, LLC
Department of Labor final rule to change the definition fiduciary under the Employee Retirement Income Security Act - Conflict of Interest Rule (RIN 1210-AB32); HR 1090, the Retail Investor Protection Act, provisions relating to the Department of Labor coordinating retail customer standards of conduct with the Securities and Exchange Commission to minimize regulatory conflicts; HR 4293, the Affordable Retirement Advice Protection Act; HR 4294, the Strengthening Access to Valuable Education and Retirement Support Act; S.J. Resolution 33, A joint resolution providing for congressional disapproval under chapter 8 of title 5, United States Code, of the rule submitted by the Department of Labor relating to the definition of the term "fiduciary" and the conflict of interest rule with respect to retirement investment advice; H.J. Res. 88, Disapproving the rule submitted by the Department of Labor relating to the definition of the term "Fiduciary."
Retail Investor Protection Act
Specific issues are shown only where the LDA source assigned them to this lobbyist. Targets apply to the associated filing.
QUINN EMANUEL URQUHART & SULLIVAN LLP ON BEHALF OF COFINA SENIORS COALITION via MINDSET ADVOCACY, LLC
2016 · third_quarter · Q3
Puerto Rico economic crisis
Puerto Rico Economic Crisis
Source: Senate LDA
Client: PFS INVESTMENTS, INC. · Firm: MINDSET ADVOCACY, LLC
Department of Labor rulemaking to change the definition of the term "fiduciary" under the Employee Retirement Income Security Act - Conflict of Interest Rule (RIN 1210-AB32); HR 1090, the Retail Investor Protection Act, provisions relating to the Department of Labor coordinating retail customer standards of conduct with the Securities and Exchange Commission to minimize regulatory conflicts; HR 4293, the Affordable Retirement Advice Protection Act; HR 4294, the Strengthening Access to Valuable Education and Retirement Support Act.
Department of Labor final rule to change the definition of fiduciary under the Employee Retirement Income Security Act - Conflict of Interest Rule (RIN 1210-AB32); H.R. 1090, the Retail Investor Protection Act, provisions relating to the Department of Labor coordinating retail customer standards of conduct with the Securities and Exchange Commission to minimize regulatory conflicts; H.R. 4293, the Affordable Retirement Advice Protection Act; H.R. 4294, the Strengthening Access to Valuable Education and Retirement Support Act.
Department of Labor final rule to change the definition fiduciary under the Employee Retirement Income Security Act - Conflict of Interest Rule (RIN 1210-AB32); HR 1090, the Retail Investor Protection Act, provisions relating to the Department of Labor coordinating retail customer standards of conduct with the Securities and Exchange Commission to minimize regulatory conflicts; HR 4293, the Affordable Retirement Advice Protection Act; HR 4294, the Strengthening Access to Valuable Education and Retirement Support Act; S.J. Resolution 33, A joint resolution providing for congressional disapproval under chapter 8 of title 5, United States Code, of the rule submitted by the Department of Labor relating to the definition of the term "fiduciary" and the conflict of interest rule with respect to retirement investment advice; H.J. Res. 88, Disapproving the rule submitted by the Department of Labor relating to the definition of the term "Fiduciary."
Affordable Retirement Advice Protection Act
Client: PFS INVESTMENTS, INC. · Firm: MINDSET ADVOCACY, LLC
Department of Labor final rule to change the definition fiduciary under the Employee Retirement Income Security Act - Conflict of Interest Rule (RIN 1210-AB32); HR 1090, the Retail Investor Protection Act, provisions relating to the Department of Labor coordinating retail customer standards of conduct with the Securities and Exchange Commission to minimize regulatory conflicts; HR 4293, the Affordable Retirement Advice Protection Act; HR 4294, the Strengthening Access to Valuable Education and Retirement Support Act; S.J. Resolution 33, A joint resolution providing for congressional disapproval under chapter 8 of title 5, United States Code, of the rule submitted by the Department of Labor relating to the definition of the term "fiduciary" and the conflict of interest rule with respect to retirement investment advice; H.J. Res. 88, Disapproving the rule submitted by the Department of Labor relating to the definition of the term "Fiduciary."
Affordable Retirement Advice Protection Act
Client: PFS INVESTMENTS, INC. · Firm: MINDSET ADVOCACY, LLC
Department of Labor final rule to change the definition of fiduciary under the Employee Retirement Income Security Act - Conflict of Interest Rule (RIN 1210-AB32); H.R. 1090, the Retail Investor Protection Act, provisions relating to the Department of Labor coordinating retail customer standards of conduct with the Securities and Exchange Commission to minimize regulatory conflicts; H.R. 4293, the Affordable Retirement Advice Protection Act; H.R. 4294, the Strengthening Access to Valuable Education and Retirement Support Act.
Affordable Retirement Advice Protection Act
Client: PFS INVESTMENTS, INC. · Firm: MINDSET ADVOCACY, LLC
Department of Labor rulemaking to change the definition of the term "fiduciary" under the Employee Retirement Income Security Act - Conflict of Interest Rule (RIN 1210-AB32); HR 1090, the Retail Investor Protection Act, provisions relating to the Department of Labor coordinating retail customer standards of conduct with the Securities and Exchange Commission to minimize regulatory conflicts; HR 4293, the Affordable Retirement Advice Protection Act; HR 4294, the Strengthening Access to Valuable Education and Retirement Support Act.
Department of Labor final rule to change the definition of fiduciary under the Employee Retirement Income Security Act - Conflict of Interest Rule (RIN 1210-AB32); H.R. 1090, the Retail Investor Protection Act, provisions relating to the Department of Labor coordinating retail customer standards of conduct with the Securities and Exchange Commission to minimize regulatory conflicts; H.R. 4293, the Affordable Retirement Advice Protection Act; H.R. 4294, the Strengthening Access to Valuable Education and Retirement Support Act.
Department of Labor rulemaking to change the definition of the term "fiduciary" under the Employee Retirement Income Security Act - Conflict of Interest Rule (RIN 1210-AB32); HR 1090, the Retail Investor Protection Act, provisions relating to the Department of Labor coordinating retail customer standards of conduct with the Securities and Exchange Commission to minimize regulatory conflicts; HR 4293, the Affordable Retirement Advice Protection Act; HR 4294, the Strengthening Access to Valuable Education and Retirement Support Act.
Department of Labor final rule to change the definition fiduciary under the Employee Retirement Income Security Act - Conflict of Interest Rule (RIN 1210-AB32); HR 1090, the Retail Investor Protection Act, provisions relating to the Department of Labor coordinating retail customer standards of conduct with the Securities and Exchange Commission to minimize regulatory conflicts; HR 4293, the Affordable Retirement Advice Protection Act; HR 4294, the Strengthening Access to Valuable Education and Retirement Support Act; S.J. Resolution 33, A joint resolution providing for congressional disapproval under chapter 8 of title 5, United States Code, of the rule submitted by the Department of Labor relating to the definition of the term "fiduciary" and the conflict of interest rule with respect to retirement investment advice; H.J. Res. 88, Disapproving the rule submitted by the Department of Labor relating to the definition of the term "Fiduciary."
PL 111-203, Dodd-Frank Wall Street Reform and Consumer Projection Act, Title IX, Section 913, Securities and Exchange Commission study and rulemaking regarding obligations of brokers, dealers, and investment advisors; H.R. 4538, Senior Safe Act of 2016.
PL 111-203, Dodd-Frank Wall Street Reform and Consumer Projection Act, Title IX, Section 913, Securities and Exchange Commission study and rulemaking regarding obligations of brokers, dealers, and investment advisors; H.R. 4538, Senior Safe Act of 2016; S. 2216 Senior$afe Act of 2015
PL 111-203, Dodd-Frank Wall Street Reform and Consumer Projection Act, Title IX, Section 913, Securities and Exchange Commission study and rulemaking regarding obligations of brokers, dealers, and investment advisors; H.R. 4538, Senior Safe Act of 2016; S. 2216 Senior$afe Act of 2015
S. 2252, Fair Playing Field Act of 2013, provisions related to amending PL 95-600, The Revenue Act of 1978, Section 530, which protects small business ownership and entrepreneurship for independent contractors; No bill number, preserving retirement savings tax incentives in the current tax code.
S. 2252, Fair Playing Field Act of 2015, provisions related to amending P.L. 95-600, The Revenue Act of 1978, Section 530, which protects small business ownership and entrepreneurship for independent contractors; No bill number, preserving retirement savings tax incentives in the current tax code.
S. 2252, Fair Playing Field Act of 2015, provisions related to amending PL 95-600, The Revenue Act of 1978, Section 530, which protects small business ownership and entrepreneurship for independent contractors; No bill number, preserving retirement savings tax incentives in the current tax code.
Department of Labor rulemaking to change the definition of the term "fiduciary" under the Employee Retirement Income Security Act - Conflict of Interest Rule (RIN 1210-AB32); HR 1090, the Retail Investor Protection Act, provisions relating to the Department of Labor coordinating retail customer standards of conduct with the Securities and Exchange Commission to minimize regulatory conflicts. FY16 Consolidated Appropriations Act (H.R. 2029), provisions related to DOL Conflict of Interest Rule (RIN 1210-AB32); HR 4293, the Affordable Retirement Advice Protection Act; HR 4294, the Strengthening Access to Valuable Education and Retirement Support Act.
Consolidated Appropriations Act, 2016
Client: PFS INVESTMENTS, INC. · Firm: MINDSET ADVOCACY, LLC
Department of Labor rulemaking to change the definition of the term "fiduciary" under the Employee Retirement Income Security Act - Conflict of Interest Rule (RIN 1210-AB32); HR 1090, the Retail Investor Protection Act, provisions relating to the Department of Labor coordinating retail customer standards of conduct with the Securities and Exchange Commission to minimize regulatory conflicts. FY16 Consolidated Appropriations Act (H.R. 2029), provisions related to DOL Conflict of Interest Rule (RIN 1210-AB32); HR 4293, the Affordable Retirement Advice Protection Act; HR 4294, the Strengthening Access to Valuable Education and Retirement Support Act.
Consolidated Appropriations Act, 2016
Client: PFS INVESTMENTS, INC. · Firm: MINDSET ADVOCACY, LLC
Department of Labor rulemaking to change the definition of the term "fiduciary" under the Employee Retirement Income Security Act; HR 2374, the Retail Investor Protection Act, provisions relating to the Department of Labor coordinating retail customer standards of conduct with the Securities and Exchange Commission to minimize regulatory conflicts. FY16 Consolidated Appropriations Act (H.R. 2029)
Affordable Retirement Advice Protection Act
Client: PFS INVESTMENTS, INC. · Firm: MINDSET ADVOCACY, LLC
Department of Labor rulemaking to change the definition of the term "fiduciary" under the Employee Retirement Income Security Act - Conflict of Interest Rule (RIN 1210-AB32); HR 1090, the Retail Investor Protection Act, provisions relating to the Department of Labor coordinating retail customer standards of conduct with the Securities and Exchange Commission to minimize regulatory conflicts. FY16 Consolidated Appropriations Act (H.R. 2029), provisions related to DOL Conflict of Interest Rule (RIN 1210-AB32); HR 4293, the Affordable Retirement Advice Protection Act; HR 4294, the Strengthening Access to Valuable Education and Retirement Support Act.
Department of Labor rulemaking to change the definition of the term "fiduciary" under the Employee Retirement Income Security Act - Conflict of Interest Rule (RIN 1210-AB32); HR 1090, the Retail Investor Protection Act, provisions relating to the Department of Labor coordinating retail customer standards of conduct with the Securities and Exchange Commission to minimize regulatory conflicts. FY16 Consolidated Appropriations Act (H.R. 2029), provisions related to DOL Conflict of Interest Rule (RIN 1210-AB32); HR 4293, the Affordable Retirement Advice Protection Act; HR 4294, the Strengthening Access to Valuable Education and Retirement Support Act.
S. 2252, Fair Playing Field Act of 2013, provisions related to amending PL 95-600, The Revenue Act of 1978, Section 530, which protects small business ownership and entrepreneurship for independent contractors; No bill number, preserving retirement savings tax incentives in the current tax code.
S. 2252, Fair Playing Field Act of 2013, provisions related to amending PL 95-600, The Revenue Act of 1978, Section 530, which protects small business ownership and entrepreneurship for independent contractors; No bill number, preserving retirement savings tax incentives in the current tax code.
Department of Labor rulemaking to change the definition of the term "fiduciary" under the Employee Retirement Income Security Act; HR 2374, the Retail Investor Protection Act, provisions relating to the Department of Labor coordinating retail customer standards of conduct with the Securities and Exchange Commission to minimize regulatory conflicts. FY16 Consolidated Appropriations Act (H.R. 2029)
Department of Labor rulemaking to change the definition of the term "fiduciary" under the Employee Retirement Income Security Act; HR 2374, the Retail Investor Protection Act, provisions relating to the Department of Labor coordinating retail customer standards of conduct with the Securities and Exchange Commission to minimize regulatory conflicts.
Department of Labor rulemaking to change the definition of the term "fiduciary" under the Employee Retirement Income Security Act; HR 2374, the Retail Investor Protection Act, provisions relating to the Department of Labor coordinating retail customer standards of conduct with the Securities and Exchange Commission to minimize regulatory conflicts.
Department of Labor rulemaking to change the definition of the term "fiduciary" under the Employee Retirement Income Security Act; HR 2374, the Retail Investor Protection Act, provisions relating to the Department of Labor coordinating retail customer standards of conduct with the Securities and Exchange Commission to minimize regulatory conflicts.
S. 1706, Fair Playing Field Act of 2013, provisions related to amending PL 95-600, The Revenue Act of 1978, Section 530, which protects small business ownership and entrepreneurship for independent contractors; No bill number, preserving retirement savings tax incentives in the current tax code.
S. 1706, Fair Playing Field Act of 2013, provisions related to amending PL 95-600, The Revenue Act of 1978, Section 530, which protects small business ownership and entrepreneurship for independent contractors; No bill number, preserving retirement savings tax incentives in the current tax code.
S. 1706, Fair Playing Field Act of 2013, provisions related to amending PL 95-600, The Revenue Act of 1978, Section 530, which protects small business ownership and entrepreneurship for independent contractors; No bill number, preserving retirement savings tax incentives in the current tax code.
Department of Labor rulemaking to change the definition of the term "fiduciary" under the Employee Retirement Income Security Act; HR 2374, the Retail Investor Protection Act, provisions relating to the Department of Labor coordinating retail customer standards of conduct with the Securities and Exchange Commission to minimize regulatory conflicts.
Department of Labor rulemaking to change the definition of the term "fiduciary" under the Employee Retirement Income Security Act; HR 2374, the Retail Investor Protection Act, provisions relating to the Department of Labor coordinating retail customer standards of conduct with the Securities and Exchange Commission to minimize regulatory conflicts.
Department of Labor rulemaking to change the definition of the term "fiduciary" under the Employee Retirement Income Security Act; HR 2374, the Retail Investor Protection Act, provisions relating to the Department of Labor coordinating retail customer standards of conduct with the Securities and Exchange Commission to minimize regulatory conflicts.
Department of Labor rulemaking to change the definition of the term "fiduciary" under the Employee Retirement Income Security Act; HR 2374, the Retail Investor Protection Act, provisions relating to the Department of Labor coordinating retail customer standards of conduct with the Securities and Exchange Commission to minimize regulatory conflicts.
S. 1706, Fair Playing Field Act of 2013, provisions related to amending PL 95-600, The Revenue Act of 1978, Section 530, which protects small business ownership and entrepreneurship for independent contractors.
S. 1706, Fair Playing Field Act of 2013, provisions related to amending PL 95-600, The Revenue Act of 1978, Section 530, which protects small business ownership and entrepreneurship for independent contractors; No bill number, preserving retirement savings tax incentives in the current tax code.
S. 1706, Fair Playing Field Act of 2013, provisions related to amending PL 95-600, The Revenue Act of 1978, Section 530, which protects small business ownership and entrepreneurship for independent contractors.
S. 1706, Fair Playing Field Act of 2013, provisions related to amending PL 95-600, The Revenue Act of 1978, Section 530, which protects small business ownership and entrepreneurship for independent contractors.
Department of Labor rule making to change the definition of the term "fiduciary" under the Employee Retirement Income Security Act; H.R. 2374, the Retail Investor Protection Act, provisions relating to the Department of Labor coordinating retail customer standards of conduct with the Securities and Exchange Commission to minimize regulatory conflicts
Department of Labor rule making to change the definition of the term "fiduciary" under the Employee Retirement Income Security Act; H.R. 2374, the Retail Investor Protection Act, provisions relating to the Department of Labor coordinating retail customer standards of conduct with the Securities and Exchange Commission to minimize regulatory conflicts
Department of Labor rule making to change the definition of the term "fiduciary" under the Employee Retirement Income Security Act; HR 2374, the Retail Investor Protection Act, provisions relating to the Department of Labor coordinating retail customer standards of conduct with the Securities and Exchange Commission to minimize regulatory conflicts.
Puerto Rico Economic Crisis
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Treasury, Dept of
PFS INVESTMENTS, INC. via MINDSET ADVOCACY, LLC
2016 · third_quarter · Q3
S. 2252, Fair Playing Field Act of 2015, provisions related to amending P.L. 95-600, The Revenue Act of 1978, Section 530, which protects small business ownership and entrepreneurship for independent contractors; No bill number, preserving retirement savings tax incentives in the current tax code.
PL 111-203, Dodd-Frank Wall Street Reform and Consumer Projection Act, Title IX, Section 913, Securities and Exchange Commission study and rulemaking regarding obligations of brokers, dealers, and investment advisors; H.R. 4538, Senior Safe Act of 2016; S. 2216 Senior$afe Act of 2015
Department of Labor final rule to change the definition of fiduciary under the Employee Retirement Income Security Act - Conflict of Interest Rule (RIN 1210-AB32); H.R. 1090, the Retail Investor Protection Act, provisions relating to the Department of Labor coordinating retail customer standards of conduct with the Securities and Exchange Commission to minimize regulatory conflicts; H.R. 4293, the Affordable Retirement Advice Protection Act; H.R. 4294, the Strengthening Access to Valuable Education and Retirement Support Act.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
THE TURKISH INSTITUTE FOR PROGRESS via MINDSET ADVOCACY, LLC
2016 · second_quarter · 2@
Education and Immigration issues between the U.S. and Turkey
Education and Immigration issues between the U.S. and Turkey
Education and Immigration issues between the U.S. and Turkey
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
QUINN EMANUEL URQUHART & SULLIVAN LLP ON BEHALF OF COFINA SENIORS COALITION via MINDSET ADVOCACY, LLC
2016 · second_quarter · Q2
Puerto Rico economic crisis
Puerto Rico Economic Crisis
Puerto Rico Economic Crisis
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Treasury, Dept of
PFS INVESTMENTS, INC. via MINDSET ADVOCACY, LLC
2016 · second_quarter · Q2
Department of Labor final rule to change the definition fiduciary under the Employee Retirement Income Security Act - Conflict of Interest Rule (RIN 1210-AB32); HR 1090, the Retail Investor Protection Act, provisions relating to the Department of Labor coordinating retail customer standards of conduct with the Securities and Exchange Commission to minimize regulatory conflicts; HR 4293, the Affordable Retirement Advice Protection Act; HR 4294, the Strengthening Access to Valuable Education and Retirement Support Act; S.J. Resolution 33, A joint resolution providing for congressional disapproval under chapter 8 of title 5, United States Code, of the rule submitted by the Department of Labor relating to the definition of the term "fiduciary" and the conflict of interest rule with respect to retirement investment advice; H.J. Res. 88, Disapproving the rule submitted by the Department of Labor relating to the definition of the term "Fiduciary."
PL 111-203, Dodd-Frank Wall Street Reform and Consumer Projection Act, Title IX, Section 913, Securities and Exchange Commission study and rulemaking regarding obligations of brokers, dealers, and investment advisors; H.R. 4538, Senior Safe Act of 2016.
S. 2252, Fair Playing Field Act of 2015, provisions related to amending PL 95-600, The Revenue Act of 1978, Section 530, which protects small business ownership and entrepreneurship for independent contractors; No bill number, preserving retirement savings tax incentives in the current tax code.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
THE TURKISH INSTITUTE FOR PROGRESS via MINDSET ADVOCACY, LLC
2016 · second_quarter · RR
Education and Immigration issues between the US and Turkey
Education and Immigration issues between the US and Turkey
Education and Immigration issues between the US and Turkey
QUINN EMANUEL URQUHART & SULLIVAN LLP ON BEHALF OF COFINA SENIORS COALITION via MINDSET ADVOCACY, LLC
2016 · first_quarter · RA
Puerto Rico economic crisis
Puerto Rico economic crisis
Puerto Rico economic crisis
PFS INVESTMENTS, INC. via MINDSET ADVOCACY, LLC
2016 · first_quarter · Q1
Department of Labor rulemaking to change the definition of the term "fiduciary" under the Employee Retirement Income Security Act - Conflict of Interest Rule (RIN 1210-AB32); HR 1090, the Retail Investor Protection Act, provisions relating to the Department of Labor coordinating retail customer standards of conduct with the Securities and Exchange Commission to minimize regulatory conflicts; HR 4293, the Affordable Retirement Advice Protection Act; HR 4294, the Strengthening Access to Valuable Education and Retirement Support Act.
PL 111-203, Dodd-Frank Wall Street Reform and Consumer Projection Act, Title IX, Section 913, Securities and Exchange Commission study and rulemaking regarding obligations of brokers, dealers, and investment advisors.
QUINN EMANUEL URQUHART & SULLIVAN LLP ON BEHALF OF COFINA SENIORS COALITION via MINDSET ADVOCACY, LLC
2016 · first_quarter · Q1
Puerto Rico Economic Crisis
Puerto Rico economic crisis
Puerto Rico Economic Crisis
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Treasury, Dept of
QUINN EMANUEL URQUHART & SULLIVAN LLP ON BEHALF OF COFINA SENIORS COALITION via MINDSET ADVOCACY, LLC
2016 · first_quarter · RR
Puerto Rico economic crisis
Puerto Rico economic crisis
Puerto Rico economic crisis
PFS INVESTMENTS, INC. via MINDSET ADVOCACY, LLC
2015 · fourth_quarter · 4A
PL 111-203, Dodd-Frank Wall Street Reform and Consumer Projection Act, Title IX, Section 913, Securities and Exchange Commission study and rulemaking regarding obligations of brokers, dealers, and investment advisors.
Department of Labor rulemaking to change the definition of the term "fiduciary" under the Employee Retirement Income Security Act - Conflict of Interest Rule (RIN 1210-AB32); HR 1090, the Retail Investor Protection Act, provisions relating to the Department of Labor coordinating retail customer standards of conduct with the Securities and Exchange Commission to minimize regulatory conflicts. FY16 Consolidated Appropriations Act (H.R. 2029), provisions related to DOL Conflict of Interest Rule (RIN 1210-AB32); HR 4293, the Affordable Retirement Advice Protection Act; HR 4294, the Strengthening Access to Valuable Education and Retirement Support Act.
PFS INVESTMENTS, INC. via MINDSET ADVOCACY, LLC
2015 · fourth_quarter · Q4
PL 111-203, Dodd-Frank Wall Street Reform and Consumer Projection Act, Title IX, Section 913, Securities and Exchange Commission study and rulemaking regarding obligations of brokers, dealers, and investment advisors.
S. 2252, Fair Playing Field Act of 2013, provisions related to amending PL 95-600, The Revenue Act of 1978, Section 530, which protects small business ownership and entrepreneurship for independent contractors; No bill number, preserving retirement savings tax incentives in the current tax code.
Department of Labor rulemaking to change the definition of the term "fiduciary" under the Employee Retirement Income Security Act; HR 2374, the Retail Investor Protection Act, provisions relating to the Department of Labor coordinating retail customer standards of conduct with the Securities and Exchange Commission to minimize regulatory conflicts. FY16 Consolidated Appropriations Act (H.R. 2029)
PFS INVESTMENTS, INC. via MINDSET ADVOCACY, LLC
2015 · third_quarter · Q3
S. 1706, Fair Playing Field Act of 2013, provisions related to amending PL 95-600, The Revenue Act of 1978, Section 530, which protects small business ownership and entrepreneurship for independent contractors; No bill number, preserving retirement savings tax incentives in the current tax code.
Department of Labor rulemaking to change the definition of the term "fiduciary" under the Employee Retirement Income Security Act; HR 2374, the Retail Investor Protection Act, provisions relating to the Department of Labor coordinating retail customer standards of conduct with the Securities and Exchange Commission to minimize regulatory conflicts.
PFS INVESTMENTS, INC. via MINDSET ADVOCACY, LLC
2015 · second_quarter · Q2
Department of Labor rulemaking to change the definition of the term "fiduciary" under the Employee Retirement Income Security Act; HR 2374, the Retail Investor Protection Act, provisions relating to the Department of Labor coordinating retail customer standards of conduct with the Securities and Exchange Commission to minimize regulatory conflicts.
PL 111-203, Dodd-Frank Wall Street Reform and Consumer Projection Act, Title IX, Section 913, Securities and Exchange Commission study and rulemaking regarding obligations of brokers, dealers, and investment advisors.
PFS INVESTMENTS, INC. via MINDSET ADVOCACY, LLC
2015 · first_quarter · Q1
S. 1706, Fair Playing Field Act of 2013, provisions related to amending PL 95-600, The Revenue Act of 1978, Section 530, which protects small business ownership and entrepreneurship for independent contractors; No bill number, preserving retirement savings tax incentives in the current tax code.
PL 111-203, Dodd-Frank Wall Street Reform and Consumer Projection Act, Title IX, Section 913, Securities and Exchange Commission study and rulemaking regarding obligations of brokers, dealers, and investment advisors.
Department of Labor rulemaking to change the definition of the term "fiduciary" under the Employee Retirement Income Security Act; HR 2374, the Retail Investor Protection Act, provisions relating to the Department of Labor coordinating retail customer standards of conduct with the Securities and Exchange Commission to minimize regulatory conflicts.
PFS INVESTMENTS, INC. via MINDSET ADVOCACY, LLC
2014 · fourth_quarter · Q4
S. 1706, Fair Playing Field Act of 2013, provisions related to amending PL 95-600, The Revenue Act of 1978, Section 530, which protects small business ownership and entrepreneurship for independent contractors; No bill number, preserving retirement savings tax incentives in the current tax code.
PL 111-203, Dodd-Frank Wall Street Reform and Consumer Projection Act, Title IX, Section 913, Securities and Exchange Commission study and rulemaking regarding obligations of brokers, dealers, and investment advisors.
Department of Labor rulemaking to change the definition of the term "fiduciary" under the Employee Retirement Income Security Act; HR 2374, the Retail Investor Protection Act, provisions relating to the Department of Labor coordinating retail customer standards of conduct with the Securities and Exchange Commission to minimize regulatory conflicts.
PFS INVESTMENTS, INC. via MINDSET ADVOCACY, LLC
2014 · third_quarter · Q3
Potential US-Canadian trade implications associated with Canadian life insurance regulations
Department of Labor rulemaking to change the definition of the term "fiduciary" under the Employee Retirement Income Security Act; HR 2374, the Retail Investor Protection Act, provisions relating to the Department of Labor coordinating retail customer standards of conduct with the Securities and Exchange Commission to minimize regulatory conflicts.
PL 111-203, Dodd-Frank Wall Street Reform and Consumer Projection Act, Title IX, Section 913, Securities and Exchange Commission study and rulemaking regarding obligations of brokers, dealers, and investment advisors.
PFS INVESTMENTS, INC. via MINDSET ADVOCACY, LLC
2014 · second_quarter · Q2
S. 1706, Fair Playing Field Act of 2013, provisions related to amending PL 95-600, The Revenue Act of 1978, Section 530, which protects small business ownership and entrepreneurship for independent contractors.
PL 111-203, Dodd-Frank Wall Street Reform and Consumer Projection Act, Title IX, Section 913, Securities and Exchange Commission study and rulemaking regarding obligations of brokers, dealers, and investment advisors.
Potential US-Canadian trade implications associated with Canadian life insurance regulations
PFS INVESTMENTS, INC. via MINDSET ADVOCACY, LLC
2014 · first_quarter · Q1
Department of Labor rulemaking to change the definition of the term "fiduciary" under the Employee Retirement Income Security Act; HR 2374, the Retail Investor Protection Act, provisions relating to the Department of Labor coordinating retail customer standards of conduct with the Securities and Exchange Commission to minimize regulatory conflicts.
Potential US-Canadian trade implications associated with Canadian life insurance regulations
S. 1706, Fair Playing Field Act of 2013, provisions related to amending PL 95-600, The Revenue Act of 1978, Section 530, which protects small business ownership and entrepreneurship for independent contractors.
PFS INVESTMENTS, INC. via MINDSET ADVOCACY, LLC
2013 · fourth_quarter · Q4
Potential US-Canadian trade implications associated with Canadian life insurance regulations.
Department of Labor rule making to change the definition of the term "fiduciary" under the Employee Retirement Income Security Act; HR 2374, the Retail Investor Protection Act, provisions relating to the Department of Labor coordinating retail customer standards of conduct with the Securities and Exchange Commission to minimize regulatory conflicts.
PL 111-203, Dodd-Frank Wall Street Reform and Consumer Protection Act, Title IX, Section 913, Securities and Exchange Commission study and rulemaking regarding obligations of brokers, dealers, and investment advisors.
PFS INVESTMENTS, INC. via MINDSET ADVOCACY, LLC
2013 · third_quarter · Q3
Department of Labor rule making to change the definition of the term "fiduciary" under the Employee Retirement Income Security Act; H.R. 2374, the Retail Investor Protection Act, provisions relating to the Department of Labor coordinating retail customer standards of conduct with the Securities and Exchange Commission to minimize regulatory conflicts
P.L. 111-203. Dodd-Frank Wall Street Reform and Consumer Protection Act, Title V Subtitle A, Federal Insurance Office, Sec. 502, Study and report on regulation of insurance to modernize and improve the system of insurance regulation in the United States.
PFS INVESTMENTS, INC. via MINDSET ADVOCACY, LLC
2013 · second_quarter · 2A
P.L. 111-203. Dodd-Frank Wall Street Reform and Consumer Protection Act, Title V Subtitle A, Federal Insurance Office, Sec. 502, Study and report on regulation of insurance to modernize and improve the system of insurance regulation in the United States.
P.L. 111-203, Dodd-Frank Wall Street Reform and Consumer Protection Act, Title IX, Section 913, Securities and Exchange Commission study and rulemaking regarding obligations of brokers, dealers, and investment advisers.
Department of Labor rule making to change the definition of the term "fiduciary" under the Employee Retirement Income Security Act; H.R. 2374, the Retail Investor Protection Act, provisions relating to the Department of Labor coordinating retail customer standards of conduct with the Securities and Exchange Commission to minimize regulatory conflicts
PFS INVESTMENTS, INC. via MINDSET ADVOCACY, LLC
2013 · first_quarter · Q1
P.L. 111-203. Dodd-Frank Wall Street Reform and Consumer Protection Act, Title V Subtitle A, Federal Insurance Office, Sec. 502, Study and report on regulation of insurance to modernize and improve the system of insurance regulation in the United States.
P.L. 111-203, Dodd-Frank Wall Street Reform and Consumer Protection Act, Title IX, Section 913, Securities and Exchange Commission study and rulemaking regarding obligations of brokers, dealers, and investment advisers.
Department of Labor rule making to change the definition of "fiduciary" under the Employee Retirement Income Security Act
PFS INVESTMENTS, INC. via MINDSET ADVOCACY, LLC
2012 · fourth_quarter · 4A
Department of Labor rule making to change the definition of "fiduciary"
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
PFS INVESTMENTS, INC. via MINDSET ADVOCACY, LLC
2012 · fourth_quarter · RA
Financial Services, Investments, Housing, ERISA, Life Insurance
Financial Services, Investments, Housing, ERISA, Life Insurance
Financial Services, Investments, Housing, ERISA, Life Insurance
PFS INVESTMENTS, INC. via MINDSET ADVOCACY, LLC
2012 · fourth_quarter · RA
Financial Services, Investments, Housing, ERISA, Life Insurance
Financial Services, Investments, Housing, ERISA, Life Insurance
Financial Services, Investments, Housing, ERISA, Life Insurance
PFS INVESTMENTS, INC. via MINDSET ADVOCACY, LLC
2012 · third_quarter · Q3
Secure and Fair Enforcement of Mortgage Licensing Act
Department of Labor rulemaking to change the definition of "fiduciary"
Filing targets: HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), SENATE
COMMUNITY MORTGAGE LENDERS OF AMERICA via MINDSET ADVOCACY, LLC
2012 · third_quarter · 3T
GSE reform, Qualified Residential Mortgage (QRM)
FHA reform
Filing targets: Executive Office of the President (EOP), HOUSE OF REPRESENTATIVES, SENATE
PFS INVESTMENTS, INC. via MINDSET ADVOCACY, LLC
2012 · second_quarter · Q2
Secure and Fair Enforcement of Mortgage Licensing Act
Department of Labor rulemaking to change the definition of "fiduciary"
Filing targets: HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), SENATE
COMMUNITY MORTGAGE LENDERS OF AMERICA via MINDSET ADVOCACY, LLC
2012 · second_quarter · Q2
FHA reform
GSE reform, Qualified Residential Mortgage (QRM)
Filing targets: Executive Office of the President (EOP), HOUSE OF REPRESENTATIVES, SENATE
PFS INVESTMENTS, INC. via MINDSET ADVOCACY, LLC
2012 · first_quarter · Q1
Secure and Fair Enforcement of Mortgage Licensing Act
Department of Labor rulemaking to change the definition of "fiduciary"
Filing targets: HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), SENATE
COMMUNITY MORTGAGE LENDERS OF AMERICA via MINDSET ADVOCACY, LLC
2012 · first_quarter · Q1
GSE reform, Qualified Residential Mortgage (QRM)
FHA reform
Filing targets: Executive Office of the President (EOP), HOUSE OF REPRESENTATIVES, SENATE
PFS INVESTMENTS, INC. via MINDSET ADVOCACY, LLC
2011 · second_quarter · 2A
Secure and Fair Enforcement of Mortgage Licensing Act
Department of Labor rulemaking to change the definition of the term "fiduciary"
Filing targets: HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), SENATE
PFS INVESTMENTS, INC. via MINDSET ADVOCACY, LLC
2011 · fourth_quarter · Q4
Department of Labor rulemaking to change the definition of the term "fiduciary"
Secure and Fair Enforcement of Mortgage Licensing Act
Filing targets: HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), SENATE
COMMUNITY MORTGAGE LENDERS OF AMERICA via MINDSET ADVOCACY, LLC
2011 · fourth_quarter · Q4
GSE reform, Qualified Residential Mortgage (QRM)
FHA reform
Filing targets: Executive Office of the President (EOP), HOUSE OF REPRESENTATIVES, SENATE
PFS INVESTMENTS, INC. via MINDSET ADVOCACY, LLC
2011 · third_quarter · Q3
Secure and Fair Enforcement of Mortgage Licensing Act
Department of Labor rulemaking to change the definition of the term "fiduciary"
Filing targets: HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), SENATE
COMMUNITY MORTGAGE LENDERS OF AMERICA via MINDSET ADVOCACY, LLC
2011 · third_quarter · Q3
GSE Reform, Qualified Residential Mortgage (QRM)
FHA reform
Filing targets: Executive Office of the President (EOP), HOUSE OF REPRESENTATIVES, SENATE
COMMUNITY MORTGAGE LENDERS OF AMERICA via MINDSET ADVOCACY, LLC
2011 · second_quarter · Q2
FHA reform
GSE reform, Qualified Residential Mortgage (QRM)
Filing targets: Executive Office of the President (EOP), HOUSE OF REPRESENTATIVES, SENATE
PFS INVESTMENTS, INC. via MINDSET ADVOCACY, LLC
2011 · second_quarter · Q2
Secure and Fair Enforcement of Mortgage Licensing Act
Department of Labor rulemaking to change the definition of the term "fiduciary"
Filing targets: HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), SENATE
COMMUNITY MORTGAGE LENDERS OF AMERICA via MINDSET ADVOCACY, LLC
2011 · first_quarter · Q1
FHA reform
GSE reform, Qualified Residential Mortgage (QRM)
Filing targets: Executive Office of the President (EOP), HOUSE OF REPRESENTATIVES, SENATE
PFS INVESTMENTS, INC. via MINDSET ADVOCACY, LLC
2011 · first_quarter · Q1
Department of Labor rulemaking to change the definition of the term "fiduciary"
Secure and Fair Enforcement for Mortgage Licensing Act
Filing targets: HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), SENATE
PWC US GROUP LLP via MINDSET ADVOCACY, LLC
2011 · first_quarter · Q1
legislation relating to regulatory reform of financial services, accounting, and financial reporting
Filing targets: Executive Office of the President (EOP), HOUSE OF REPRESENTATIVES, SENATE, Treasury, Dept of
COMMUNITY MORTGAGE LENDERS OF AMERICA via MINDSET ADVOCACY, LLC
2011 · first_quarter · RR
GSE reform, FHA reform, Qualified Residential Mortgage standards
GSE reform, FHA reform, Qualified Residential Mortgage standards
GSE reform, FHA reform, Qualified Residential Mortgage standards
S. 2252, Fair Playing Field Act of 2013, provisions related to amending PL 95-600, The Revenue Act of 1978, Section 530, which protects small business ownership and entrepreneurship for independent contractors; No bill number, preserving retirement savings tax incentives in the current tax code.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
S. 2252, Fair Playing Field Act of 2013, provisions related to amending PL 95-600, The Revenue Act of 1978, Section 530, which protects small business ownership and entrepreneurship for independent contractors; No bill number, preserving retirement savings tax incentives in the current tax code.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
PL 111-203, Dodd-Frank Wall Street Reform and Consumer Projection Act, Title IX, Section 913, Securities and Exchange Commission study and rulemaking regarding obligations of brokers, dealers, and investment advisors.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
S. 1706, Fair Playing Field Act of 2013, provisions related to amending PL 95-600, The Revenue Act of 1978, Section 530, which protects small business ownership and entrepreneurship for independent contractors; No bill number, preserving retirement savings tax incentives in the current tax code.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
S. 1706, Fair Playing Field Act of 2013, provisions related to amending PL 95-600, The Revenue Act of 1978, Section 530, which protects small business ownership and entrepreneurship for independent contractors.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
Department of Labor rulemaking to change the definition of the term "fiduciary" under the Employee Retirement Income Security Act; HR 2374, the Retail Investor Protection Act, provisions relating to the Department of Labor coordinating retail customer standards of conduct with the Securities and Exchange Commission to minimize regulatory conflicts.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
PL 111-203, Dodd-Frank Wall Street Reform and Consumer Projection Act, Title IX, Section 913, Securities and Exchangee Commission study and rulemaking regarding obligations of brokers, dealers, and investment advisors.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, U.S. Trade Representative (USTR)
PL 111-203. Dodd-Frank Wall Street Reform and Consumer Protection Act, Title V Subtitle A, Federal Insurance Office, Sec 502, Study and report on regulation of insurance to modernize and improve the system of insurance regulation in the United States
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, U.S. Trade Representative (USTR)
P.L. 111-203, Dodd-Frank Wall Street Reform and Consumer Protection Act, Title IX, Section 913, Securities and Exchange Commission study and rulemaking regarding obligations of brokers, dealers, and investment advisers.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
GSE reform, FHA reform, Qualified Residential Mortgage standards