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Reported covered position: Senior Counsel, U.S. House Committee on Financial Services
How to read the money
Income and expense are whole-filing amounts associated with this lobbyist, not personal compensation or an allocated share.
No topic inference: each bill number appears in source LDA issue text assigned to this lobbyist.
Financial Stability Oversight Council Improvement Act of 2017
Client: FMR LLC ("FIDELITY INVESTMENTS") · Firm: MADISON LAW & POLICY, P.C.
Regulation of asset managers and broker-dealers; H.R. 4556 (Alleviating Stress Test Burdens to Help Investors Act); electronic delivery of shareholder reports; standard of care for broker-dealers and investment advisers; data aggregation; S. 2155 (Economic Growth, Regulatory Relief, and Consumer Protection Act); H.R. 4061 (Financial Stability Oversight Council Improvement Act of 2017)
Financial Stability Oversight Council Improvement Act of 2017
Client: FMR LLC ("FIDELITY INVESTMENTS") · Firm: MADISON LAW & POLICY, P.C.
Specific issues are shown only where the LDA source assigned them to this lobbyist. Targets apply to the associated filing.
THE OPTIONS CLEARING CORPORATION via MADISON LAW & POLICY, P.C.
2019 · third_quarter · 3T
Implementation of Title VIII of Dodd-Frank Wall Street Reform and Consumer Protection Act; impact of bank regulatory capital rules on listed options market
Filing targets: HOUSE OF REPRESENTATIVES
REPUBLIC via MADISON LAW & POLICY, P.C.
2019 · third_quarter · 3T
Source: Senate LDA
| REPUBLIC |
| 4 |
| 2019 |
| A SAY INC. | 3 | 2019 |
| THE OPTIONS CLEARING CORPORATION | 3 | 2019 |
Regulation of asset managers and broker-dealers; H.R. 4556 (Alleviating Stress Test Burdens to Help Investors Act); electronic delivery of shareholder reports; standard of care for broker-dealers and investment advisers; data aggregation; S. 2155 (Economic Growth, Regulatory Relief, and Consumer Protection Act); H.R. 4061 (Financial Stability Oversight Council Improvement Act of 2017)
International Insurance Standards Act of 2018
Client: LIBERTY MUTUAL GROUP · Firm: MADISON LAW & POLICY, P.C.
International discussions on appropriate standards for insurers; issuers related to international capital standards; H.R. 4537 (International Insurance Standards Act of 2017); S. 2155 (Economic Growth, Regulatory Relief, and Consumer Protection Act)
International Insurance Standards Act of 2018
Client: LIBERTY MUTUAL GROUP · Firm: MADISON LAW & POLICY, P.C.
International discussions on appropriate standards for insurers; issuers related to international capital standards; H.R. 4537 (International Insurance Standards Act of 2017); S. 488 (JOBS and Investor Confidence Act of 2018)
International Insurance Standards Act of 2018
Client: LIBERTY MUTUAL GROUP · Firm: MADISON LAW & POLICY, P.C.
International discussions on appropriate standards for insurers; issuers related to international capital standards; H.R. 4537 (International Insurance Standards Act of 2017); S. 2155 (Economic Growth, Regulatory Relief, and Consumer Protection Act)
International Insurance Standards Act of 2018
Client: LIBERTY MUTUAL GROUP · Firm: MADISON LAW & POLICY, P.C.
International discussions on appropriate standards for insurers; issuers related to international capital standards; H.R. 4537 (International Insurance Standards Act of 2017); S. 488 (JOBS and Investor Confidence Act of 2018)
To amend title 38, United States Code, to require the Secretary of Veterans Affairs to furnish dental care in the same manner as any other medical service, and for other purposes.
Client: FMR LLC ("FIDELITY INVESTMENTS") · Firm: MADISON LAW & POLICY, P.C.
Regulation of asset managers and broker-dealers; H.R. 4556 (Alleviating Stress Test Burdens to Help Investors Act); electronic delivery of shareholder reports; standard of care for broker-dealers and investment advisers; data aggregation; S. 2155 (Economic Growth, Regulatory Relief, and Consumer Protection Act); H.R. 4061 (Financial Stability Oversight Council Improvement Act of 2017)
To amend title 38, United States Code, to require the Secretary of Veterans Affairs to furnish dental care in the same manner as any other medical service, and for other purposes.
Client: FMR LLC ("FIDELITY INVESTMENTS") · Firm: MADISON LAW & POLICY, P.C.
Regulation of asset managers and broker-dealers; H.R. 4556 (Alleviating Stress Test Burdens to Help Investors Act); electronic delivery of shareholder reports; standard of care for broker-dealers and investment advisers; data aggregation; S. 2155 (Economic Growth, Regulatory Relief, and Consumer Protection Act); H.R. 4061 (Financial Stability Oversight Council Improvement Act of 2017)
Options Markets Stability Act
Client: CBOE GLOBAL MARKETS, INC. · Firm: MADISON LAW & POLICY, P.C.
Capital requirements for listed options; equity market structure; regulation of exchanges; H.R. 5749 (Options Market Stability Act)
Options Markets Stability Act
Client: CBOE GLOBAL MARKETS, INC. · Firm: MADISON LAW & POLICY, P.C.
Capital requirements for listed options; equity market structure; regulation of exchanges; H.R. 5749 (Options Market Stability Act); S. 488 (JOBS and Investor Confidence Act of 2018); S. 3283 (Options Markets Stability Act)
Options Markets Stability Act
Client: CBOE GLOBAL MARKETS, INC. · Firm: MADISON LAW & POLICY, P.C.
Capital requirements for listed options; equity market structure; regulation of exchanges; H.R. 5749 (Options Market Stability Act); S. 488 (JOBS and Investor Confidence Act of 2018); S. 3283 (Options Markets Stability Act)
Economic Growth, Regulatory Relief, and Consumer Protection Act
Client: FMR LLC ("FIDELITY INVESTMENTS") · Firm: MADISON LAW & POLICY, P.C.
Regulation of asset managers and broker-dealers; H.R. 4556 (Alleviating Stress Test Burdens to Help Investors Act); electronic delivery of shareholder reports; standard of care for broker-dealers and investment advisers; data aggregation; S. 2155 (Economic Growth, Regulatory Relief, and Consumer Protection Act); H.R. 4061 (Financial Stability Oversight Council Improvement Act of 2017)
Economic Growth, Regulatory Relief, and Consumer Protection Act
Client: LIBERTY MUTUAL GROUP · Firm: MADISON LAW & POLICY, P.C.
International discussions on appropriate standards for insurers; issuers related to international capital standards; H.R. 4537 (International Insurance Standards Act of 2017); S. 2155 (Economic Growth, Regulatory Relief, and Consumer Protection Act)
Economic Growth, Regulatory Relief, and Consumer Protection Act
Client: FMR LLC ("FIDELITY INVESTMENTS") · Firm: MADISON LAW & POLICY, P.C.
Regulation of asset managers and broker-dealers; H.R. 4556 (Alleviating Stress Test Burdens to Help Investors Act); electronic delivery of shareholder reports; standard of care for broker-dealers and investment advisers; data aggregation; S. 2155 (Economic Growth, Regulatory Relief, and Consumer Protection Act); H.R. 4061 (Financial Stability Oversight Council Improvement Act of 2017)
Economic Growth, Regulatory Relief, and Consumer Protection Act
Client: LIBERTY MUTUAL GROUP · Firm: MADISON LAW & POLICY, P.C.
International discussions on appropriate standards for insurers; issuers related to international capital standards; H.R. 4537 (International Insurance Standards Act of 2017); S. 2155 (Economic Growth, Regulatory Relief, and Consumer Protection Act)
Options Markets Stability Act
Client: CBOE GLOBAL MARKETS, INC. · Firm: MADISON LAW & POLICY, P.C.
Capital requirements for listed options; equity market structure; regulation of exchanges; H.R. 5749 (Options Market Stability Act); S. 488 (JOBS and Investor Confidence Act of 2018); S. 3283 (Options Markets Stability Act)
Options Markets Stability Act
Client: CBOE GLOBAL MARKETS, INC. · Firm: MADISON LAW & POLICY, P.C.
Capital requirements for listed options; equity market structure; regulation of exchanges; H.R. 5749 (Options Market Stability Act); S. 488 (JOBS and Investor Confidence Act of 2018); S. 3283 (Options Markets Stability Act)
JOBS and Investor Confidence Act of 2018
Client: LIBERTY MUTUAL GROUP · Firm: MADISON LAW & POLICY, P.C.
International discussions on appropriate standards for insurers; issuers related to international capital standards; H.R. 4537 (International Insurance Standards Act of 2017); S. 488 (JOBS and Investor Confidence Act of 2018)
JOBS and Investor Confidence Act of 2018
Client: FMR LLC ("FIDELITY INVESTMENTS") · Firm: MADISON LAW & POLICY, P.C.
Regulation of asset managers and broker-dealers; standard of care for broker-dealers and investment advisers; data aggregation; S. 488 (JOBS and Investor Confidence Act of 2018); equity market structure
JOBS and Investor Confidence Act of 2018
Client: CBOE GLOBAL MARKETS, INC. · Firm: MADISON LAW & POLICY, P.C.
Capital requirements for listed options; equity market structure; regulation of exchanges; H.R. 5749 (Options Market Stability Act); S. 488 (JOBS and Investor Confidence Act of 2018); S. 3283 (Options Markets Stability Act)
JOBS and Investor Confidence Act of 2018
Client: LIBERTY MUTUAL GROUP · Firm: MADISON LAW & POLICY, P.C.
International discussions on appropriate standards for insurers; issuers related to international capital standards; H.R. 4537 (International Insurance Standards Act of 2017); S. 488 (JOBS and Investor Confidence Act of 2018)
JOBS and Investor Confidence Act of 2018
Client: FMR LLC ("FIDELITY INVESTMENTS") · Firm: MADISON LAW & POLICY, P.C.
Regulation of asset managers and broker-dealers; standard of care for broker-dealers and investment advisers; data aggregation; S. 488 (JOBS and Investor Confidence Act of 2018); equity market structure
JOBS and Investor Confidence Act of 2018
Client: CBOE GLOBAL MARKETS, INC. · Firm: MADISON LAW & POLICY, P.C.
Capital requirements for listed options; equity market structure; regulation of exchanges; H.R. 5749 (Options Market Stability Act); S. 488 (JOBS and Investor Confidence Act of 2018); S. 3283 (Options Markets Stability Act)
An Act to provide for reconciliation pursuant to titles II and V of the concurrent resolution on the budget for fiscal year 2018.
Client: FMR LLC ("FIDELITY INVESTMENTS") · Firm: MADISON LAW & POLICY, P.C.
H.R. 1 (Tax Cut and Jobs Act of 2017)
An Act to provide for reconciliation pursuant to titles II and V of the concurrent resolution on the budget for fiscal year 2018.
Client: DELOITTE LLP · Firm: MADISON LAW & POLICY, P.C.
H.R. 1 (Tax Cut and Jobs Act of 2017)
Consumer Financial Choice and Capital Markets Protection Act of 2018
Client: FMR LLC ("FIDELITY INVESTMENTS") · Firm: MADISON LAW & POLICY, P.C.
Regulation of asset managers and broker-dealers; H.R. 4556 (Alleviating Stress Test Burdens to Help Investors Act); H.R. 2319 (Consumer Financial Choice and Capital Markets Protection Act of 2017); electronic delivery of shareholder reports; standard of care for broker-dealers and investment advisers; data aggregation
To amend title 38, United States Code, to require the Secretary of Veterans Affairs to furnish dental care in the same manner as any other medical service, and for other purposes.
Client: FMR LLC ("FIDELITY INVESTMENTS") · Firm: MADISON LAW & POLICY, P.C.
Regulation of asset managers and broker-dealers; H.R. 4556 (Alleviating Stress Test Burdens to Help Investors Act); H.R. 2319 (Consumer Financial Choice and Capital Markets Protection Act of 2017); electronic delivery of shareholder reports; standard of care for broker-dealers and investment advisers; data aggregation
Regulation Crowdfunding
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
PROSHARES via MADISON LAW & POLICY, P.C.
2019 · third_quarter · 3T
Issues related to investment management regulation, including the regulation of exchange-traded funds and the use of derivatives by registered investment companies
Filing targets: Securities & Exchange Commission (SEC)
INVESCO HOLDING COMPANY (US), INC. via MADISON LAW & POLICY, P.C.
2019 · third_quarter · 3T
Issues related to investment management regulation, including exchange-traded funds, mutual funds, money market funds, and securities lending; SEC rule proposal re: ETFs; CFTC Rule 1.25
Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
LIBERTY MUTUAL GROUP via MADISON LAW & POLICY, P.C.
2019 · third_quarter · 3T
International discussions on appropriate standards for insurers; issues related to international capital standards; housing finance
Filing targets: Federal Housing Finance Agency (FHFA), HOUSE OF REPRESENTATIVES, SENATE, Treasury, Dept of
DELOITTE LLP via MADISON LAW & POLICY, P.C.
2019 · third_quarter · 3T
General issues and regulation of accounting
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
FMR LLC ("FIDELITY INVESTMENTS") via MADISON LAW & POLICY, P.C.
2019 · third_quarter · 3T
Regulation of asset managers and broker-dealers; standard of care for broker-dealers and investment advisers; data aggregation; equity market structure
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
CBOE GLOBAL MARKETS, INC. via MADISON LAW & POLICY, P.C.
2019 · third_quarter · 3T
Capital requirements for listed options; equity market structure; regulation of exchanges
Filing targets: HOUSE OF REPRESENTATIVES, Natl Economic Council (NEC), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
THE OPTIONS CLEARING CORPORATION via MADISON LAW & POLICY, P.C.
2019 · second_quarter · Q2
Implementation of Title VIII of Dodd-Frank Wall Street Reform and Consumer Protection Act; impact of bank regulatory capital rules on listed options market
Filing targets: HOUSE OF REPRESENTATIVES
REPUBLIC via MADISON LAW & POLICY, P.C.
2019 · second_quarter · Q2
Regulation Crowdfunding
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
PROSHARES via MADISON LAW & POLICY, P.C.
2019 · second_quarter · Q2
Issues related to investment management regulation, including the regulation of exchange-traded funds and the use of derivatives by registered investment companies
Filing targets: Securities & Exchange Commission (SEC)
INVESCO HOLDING COMPANY (US), INC. via MADISON LAW & POLICY, P.C.
2019 · second_quarter · Q2
Issues related to investment management regulation, including exchange-traded funds, mutual funds, money market funds, and securities lending; SEC rule proposal re: ETFs; CFTC Rule 1.25
Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
LIBERTY MUTUAL GROUP via MADISON LAW & POLICY, P.C.
2019 · second_quarter · Q2
International discussions on appropriate standards for insurers; issues related to international capital standards; housing finance
Filing targets: Federal Housing Finance Agency (FHFA), HOUSE OF REPRESENTATIVES, SENATE, Treasury, Dept of
CBOE GLOBAL MARKETS, INC. via MADISON LAW & POLICY, P.C.
2019 · second_quarter · Q2
Capital requirements for listed options; equity market structure; regulation of exchanges
Filing targets: HOUSE OF REPRESENTATIVES, Natl Economic Council (NEC), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
DELOITTE LLP via MADISON LAW & POLICY, P.C.
2019 · second_quarter · Q2
General issues and regulation of accounting
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
FMR LLC ("FIDELITY INVESTMENTS") via MADISON LAW & POLICY, P.C.
2019 · second_quarter · Q2
Regulation of asset managers and broker-dealers; standard of care for broker-dealers and investment advisers; data aggregation; equity market structure
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
A SAY INC. via MADISON LAW & POLICY, P.C.
2019 · second_quarter · 2T
Proxy voting mechanics and technology
Filing targets: Natl Economic Council (NEC), Securities & Exchange Commission (SEC)
THE OPTIONS CLEARING CORPORATION via MADISON LAW & POLICY, P.C.
2019 · second_quarter · RR
Implementation of Title VIII of Dodd-Frank Wall Street Reform and Consumer Protection Act; impact of bank regulatory capital rules on listed options market
REPUBLIC via MADISON LAW & POLICY, P.C.
2019 · first_quarter · Q1
Regulation Crowdfunding
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
A SAY INC. via MADISON LAW & POLICY, P.C.
2019 · first_quarter · Q1
Proxy voting mechanics and technology
Filing targets: Natl Economic Council (NEC), Securities & Exchange Commission (SEC)
PROSHARES via MADISON LAW & POLICY, P.C.
2019 · first_quarter · Q1
Issues related to investment management regulation, including the regulation of exchange-traded funds and the use of derivatives by registered investment companies
Filing targets: Securities & Exchange Commission (SEC)
INVESCO HOLDING COMPANY (US), INC. via MADISON LAW & POLICY, P.C.
2019 · first_quarter · Q1
Issues related to investment management regulation, including exchange-traded funds, mutual funds, and money market funds; SEC rule proposal re: ETFs; CFTC Rule 1.25
Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
LIBERTY MUTUAL GROUP via MADISON LAW & POLICY, P.C.
2019 · first_quarter · Q1
International discussions on appropriate standards for insurers; issuers related to international capital standards; housing finance
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Treasury, Dept of
CBOE GLOBAL MARKETS, INC. via MADISON LAW & POLICY, P.C.
2019 · first_quarter · Q1
Capital requirements for listed options; equity market structure; regulation of exchanges
Filing targets: HOUSE OF REPRESENTATIVES, Natl Economic Council (NEC), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
DELOITTE LLP via MADISON LAW & POLICY, P.C.
2019 · first_quarter · Q1
General issues and regulation of accounting
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
FMR LLC ("FIDELITY INVESTMENTS") via MADISON LAW & POLICY, P.C.
2019 · first_quarter · Q1
Regulation of asset managers and broker-dealers; standard of care for broker-dealers and investment advisers; data aggregation; equity market structure
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
A SAY INC. via MADISON LAW & POLICY, P.C.
2019 · first_quarter · RR
Proxy voting mechanics
REPUBLIC via MADISON LAW & POLICY, P.C.
2019 · first_quarter · RR
Regulation crowdfunding
PROSHARES via MADISON LAW & POLICY, P.C.
2018 · fourth_quarter · Q4
Issues related to investment management regulation, including the regulation of exchange-traded funds and the use of derivatives by registered investment companies
Filing targets: Securities & Exchange Commission (SEC)
INVESCO HOLDING COMPANY (US), INC. via MADISON LAW & POLICY, P.C.
2018 · fourth_quarter · Q4
Issues related to investment management regulation, including exchange-traded funds, mutual funds, and money market funds; SEC rule proposal re: ETFs; CFTC Rule 1.25
Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
LIBERTY MUTUAL GROUP via MADISON LAW & POLICY, P.C.
2018 · fourth_quarter · Q4
International discussions on appropriate standards for insurers; issuers related to international capital standards; H.R. 4537 (International Insurance Standards Act of 2017); S. 488 (JOBS and Investor Confidence Act of 2018)
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Treasury, Dept of
CBOE GLOBAL MARKETS, INC. via MADISON LAW & POLICY, P.C.
2018 · fourth_quarter · Q4
Capital requirements for listed options; equity market structure; regulation of exchanges; H.R. 5749 (Options Market Stability Act); S. 488 (JOBS and Investor Confidence Act of 2018); S. 3283 (Options Markets Stability Act)
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
DELOITTE LLP via MADISON LAW & POLICY, P.C.
2018 · fourth_quarter · Q4
General issues and regulation of accounting
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
FMR LLC ("FIDELITY INVESTMENTS") via MADISON LAW & POLICY, P.C.
2018 · fourth_quarter · Q4
Regulation of asset managers and broker-dealers; standard of care for broker-dealers and investment advisers; data aggregation; S. 488 (JOBS and Investor Confidence Act of 2018); equity market structure
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
PROSHARES via MADISON LAW & POLICY, P.C.
2018 · fourth_quarter · RR
Issues related to investment management regulation, including the regulation of exchange-traded funds and the use of derivatives by registered investment companies
INVESCO HOLDING COMPANY (US), INC. via MADISON LAW & POLICY, P.C.
2018 · third_quarter · Q3
Issues related to investment management regulation, including exchange-traded funds, mutual funds, and money market funds; SEC rule proposal re: ETFs; CFTC Rule 1.25
Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
LIBERTY MUTUAL GROUP via MADISON LAW & POLICY, P.C.
2018 · third_quarter · Q3
International discussions on appropriate standards for insurers; issuers related to international capital standards; H.R. 4537 (International Insurance Standards Act of 2017); S. 488 (JOBS and Investor Confidence Act of 2018)
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Treasury, Dept of
CBOE GLOBAL MARKETS, INC. via MADISON LAW & POLICY, P.C.
2018 · third_quarter · Q3
Capital requirements for listed options; equity market structure; regulation of exchanges; H.R. 5749 (Options Market Stability Act); S. 488 (JOBS and Investor Confidence Act of 2018); S. 3283 (Options Markets Stability Act)
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
DELOITTE LLP via MADISON LAW & POLICY, P.C.
2018 · third_quarter · Q3
General issues and regulation of accounting
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
FMR LLC ("FIDELITY INVESTMENTS") via MADISON LAW & POLICY, P.C.
2018 · third_quarter · Q3
Regulation of asset managers and broker-dealers; standard of care for broker-dealers and investment advisers; data aggregation; S. 488 (JOBS and Investor Confidence Act of 2018); equity market structure
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
INVESCO HOLDING COMPANY (US), INC. via MADISON LAW & POLICY, P.C.
2018 · second_quarter · Q2
Issues related to investment management regulation, including exchange-traded funds, mutual funds, and money market funds; SEC rule proposal re: ETFs
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
LIBERTY MUTUAL GROUP via MADISON LAW & POLICY, P.C.
2018 · second_quarter · Q2
International discussions on appropriate standards for insurers; issuers related to international capital standards; H.R. 4537 (International Insurance Standards Act of 2017); S. 2155 (Economic Growth, Regulatory Relief, and Consumer Protection Act)
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Treasury, Dept of
CBOE GLOBAL MARKETS, INC. via MADISON LAW & POLICY, P.C.
2018 · second_quarter · Q2
Capital requirements for listed options; equity market structure; regulation of exchanges; H.R. 5749 (Options Market Stability Act)
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
DELOITTE LLP via MADISON LAW & POLICY, P.C.
2018 · second_quarter · Q2
General issues and regulation of accounting
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
FMR LLC ("FIDELITY INVESTMENTS") via MADISON LAW & POLICY, P.C.
2018 · second_quarter · Q2
Regulation of asset managers and broker-dealers; H.R. 4556 (Alleviating Stress Test Burdens to Help Investors Act); electronic delivery of shareholder reports; standard of care for broker-dealers and investment advisers; data aggregation; S. 2155 (Economic Growth, Regulatory Relief, and Consumer Protection Act); H.R. 4061 (Financial Stability Oversight Council Improvement Act of 2017)
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
INVESCO HOLDING COMPANY (US), INC. via MADISON LAW & POLICY, P.C.
2018 · second_quarter · RR
Issues related to investment management regulation, including exchange-traded funds, mutual funds, and money market funds.
LIBERTY MUTUAL GROUP via MADISON LAW & POLICY, P.C.
2018 · first_quarter · Q1
International discussions on appropriate standards for insurers; issuers related to international capital standards; H.R. 4537 (International Insurance Standards Act of 2017); S. 2155 (Economic Growth, Regulatory Relief, and Consumer Protection Act)
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Treasury, Dept of
CBOE GLOBAL MARKETS, INC. via MADISON LAW & POLICY, P.C.
2018 · first_quarter · Q1
Capital requirements for listed options; equity market structure; regulation of exchanges
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
DELOITTE LLP via MADISON LAW & POLICY, P.C.
2018 · first_quarter · Q1
General issues and regulation of accounting
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
FMR LLC ("FIDELITY INVESTMENTS") via MADISON LAW & POLICY, P.C.
2018 · first_quarter · Q1
Regulation of asset managers and broker-dealers; H.R. 4556 (Alleviating Stress Test Burdens to Help Investors Act); electronic delivery of shareholder reports; standard of care for broker-dealers and investment advisers; data aggregation; S. 2155 (Economic Growth, Regulatory Relief, and Consumer Protection Act); H.R. 4061 (Financial Stability Oversight Council Improvement Act of 2017)
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
LIBERTY MUTUAL GROUP via MADISON LAW & POLICY, P.C.
2018 · first_quarter · RR
International discussions on appropriate standards for insurers; issues related to international capital standards
CBOE GLOBAL MARKETS, INC. via MADISON LAW & POLICY, P.C.
2018 · first_quarter · RR
Equity market structure; regulation of exchanges; capital requirements for listed options
FMR LLC ("FIDELITY INVESTMENTS") via MADISON LAW & POLICY, P.C.
2017 · fourth_quarter · Q4
H.R. 1 (Tax Cut and Jobs Act of 2017)
Regulation of asset managers and broker-dealers; H.R. 4556 (Alleviating Stress Test Burdens to Help Investors Act); H.R. 2319 (Consumer Financial Choice and Capital Markets Protection Act of 2017); electronic delivery of shareholder reports; standard of care for broker-dealers and investment advisers; data aggregation
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
DELOITTE LLP via MADISON LAW & POLICY, P.C.
2017 · fourth_quarter · Q4
General issues and regulation of accounting
H.R. 1 (Tax Cut and Jobs Act of 2017)
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
DELOITTE LLP via MADISON LAW & POLICY, P.C.
2017 · fourth_quarter · RR
Regulation of accounting profession; tax reform
Regulation of accounting profession; tax reform
FMR LLC ("FIDELITY INVESTMENTS") via MADISON LAW & POLICY, P.C.
2017 · third_quarter · Q3
Regulation of asset managers and broker-dealers
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
FMR LLC ("FIDELITY INVESTMENTS") via MADISON LAW & POLICY, P.C.
2017 · second_quarter · 2A
Regulation of asset managers and broker-dealers
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
FMR LLC ("FIDELITY INVESTMENTS") via MADISON LAW & POLICY, P.C.
2017 · second_quarter · RR
Regulation of asset managers and broker-dealers