CHARLIE THORNTON — Lobbyist Profile | Poliscope

CHARLIE THORNTON

Reported covered position: Chief of Staff, Chief Operating Officer, Counselor to the Chairman, Director of the Office of Legislative and Intergovernmental Affairs : CFTC ; Senior Professional Staff and Counsel: U.S. Senate Agriculture Committee

Filings

143

Clients

Firms

Years active

2021–2026

Associated filing income

$4,945,000

How to read the money

Income and expense are whole-filing amounts associated with this lobbyist, not personal compensation or an allocated share.

Clients represented

Client	Filings	Years
INTERCONTINENTAL EXCHANGE GROUP INC	22	2021–2026
CITADEL ENTERPRISE AMERICAS LLC	21	2021–2026
JAPAN SECURITIES CLEARING CORPORATION	21	2021–2026
MANAGED FUNDS ASSOCIATION	19	2021–2026
SPORTS FUTURES XCHANGE PTY LTD	18	2022–2026
UNIVERSAL NAVIGATION, INC. (D/B/A UNISWAP LABS)	16	2022–2026

Lobbying firms

Firm	Filings	Years
T CAP SOLUTIONS, LLC	143	2021–2026

Original LDA source filings (100)

Specific issues are shown only where the LDA source assigned them to this lobbyist. Targets apply to the associated filing.

TRADINGHUB GROUP LIMITED via T CAP SOLUTIONS, LLC

2026 · third_quarter · Q3

Firm income: $50,000Client expense: —Open original LDA filing ↗

Assigned issues and filing targets (1 issues)

FIN

Financial Institutions/Investments/Securities

Issues concerning financial trading analytics

Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE

SPORTS FUTURES XCHANGE PTY LTD via T CAP SOLUTIONS, LLC

2026 · third_quarter · Q3

Firm income: $10,000Client expense: —

Source: Senate LDA

Show 96 more original filings

JAPAN SECURITIES CLEARING CORPORATION via T CAP SOLUTIONS, LLC

2026 · third_quarter · Q3

Firm income: $40,000Client expense: —Open original LDA filing ↗

Assigned issues and filing targets (1 issues)

FIN

Financial Institutions/Investments/Securities

Legislation or issues concerning clearing in the securities and derivatives markets.

Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE, Treasury, Dept of

INTERCONTINENTAL EXCHANGE GROUP INC via T CAP SOLUTIONS, LLC

2026 · third_quarter · Q3

Firm income: $40,000Client expense: —Open original LDA filing ↗

Assigned issues and filing targets (1 issues)

FIN

Financial Institutions/Investments/Securities

Legislation or issues concerning trading in the securities and derivatives markets.

Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE

TRADINGHUB GROUP LIMITED via T CAP SOLUTIONS, LLC

2026 · second_quarter · Q2

Firm income: $50,000Client expense: —Open original LDA filing ↗

Assigned issues and filing targets (1 issues)

FIN

Financial Institutions/Investments/Securities

Issues concerning financial trading analytics

Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE

SPORTS FUTURES XCHANGE PTY LTD via T CAP SOLUTIONS, LLC

2026 · second_quarter · Q2

Firm income: $10,000Client expense: —Open original LDA filing ↗

Assigned issues and filing targets (1 issues)

FIN

Financial Institutions/Investments/Securities

Legislation or issues concerning clearing in the securities and derivatives markets.

Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE

MANAGED FUNDS ASSOCIATION via T CAP SOLUTIONS, LLC

2026 · second_quarter · Q2

Firm income: $40,000Client expense: —Open original LDA filing ↗

Assigned issues and filing targets (1 issues)

FIN

Financial Institutions/Investments/Securities

Legislation or issues concerning clearing in the securities and derivatives markets.

Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE

CITADEL ENTERPRISE AMERICAS LLC via T CAP SOLUTIONS, LLC

2026 · second_quarter · Q2

Firm income: $60,000Client expense: —Open original LDA filing ↗

Assigned issues and filing targets (1 issues)

FIN

Financial Institutions/Investments/Securities

Legislation or issues concerning clearing in the securities and derivatives markets.

Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE

JAPAN SECURITIES CLEARING CORPORATION via T CAP SOLUTIONS, LLC

2026 · second_quarter · Q2

Firm income: $50,000Client expense: —Open original LDA filing ↗

Assigned issues and filing targets (1 issues)

FIN

Financial Institutions/Investments/Securities

Legislation or issues concerning clearing in the securities and derivatives markets.

Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE, Treasury, Dept of

INTERCONTINENTAL EXCHANGE GROUP INC via T CAP SOLUTIONS, LLC

2026 · second_quarter · Q2

Firm income: $40,000Client expense: —Open original LDA filing ↗

Assigned issues and filing targets (1 issues)

FIN

Financial Institutions/Investments/Securities

Legislation or issues concerning trading in the securities and derivatives markets.

Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE

RSBIX CO. via T CAP SOLUTIONS, LLC

2026 · first_quarter · 1T

Firm income: $50,000Client expense: —Open original LDA filing ↗

Assigned issues and filing targets (1 issues)

FIN

Financial Institutions/Investments/Securities

Issues related to sports event contracts.

Filing targets: Commodity Futures Trading Commission (CFTC)

TRADINGHUB GROUP LIMITED via T CAP SOLUTIONS, LLC

2026 · first_quarter · Q1

Firm income: $50,000Client expense: —Open original LDA filing ↗

Assigned issues and filing targets (1 issues)

FIN

Financial Institutions/Investments/Securities

Issues concerning financial trading analytics

Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE

SPORTS FUTURES XCHANGE PTY LTD via T CAP SOLUTIONS, LLC

2026 · first_quarter · Q1

Firm income: $10,000Client expense: —Open original LDA filing ↗

Assigned issues and filing targets (1 issues)

FIN

Financial Institutions/Investments/Securities

Legislation or issues concerning clearing in the securities and derivatives markets.

Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE

MANAGED FUNDS ASSOCIATION via T CAP SOLUTIONS, LLC

2026 · first_quarter · Q1

Firm income: $40,000Client expense: —Open original LDA filing ↗

Assigned issues and filing targets (1 issues)

FIN

Financial Institutions/Investments/Securities

Legislation or issues concerning clearing in the securities and derivatives markets.

Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE

CITADEL ENTERPRISE AMERICAS LLC via T CAP SOLUTIONS, LLC

2026 · first_quarter · Q1

Firm income: $60,000Client expense: —Open original LDA filing ↗

Assigned issues and filing targets (1 issues)

FIN

Financial Institutions/Investments/Securities

Legislation or issues concerning clearing in the securities and derivatives markets.

Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE

JAPAN SECURITIES CLEARING CORPORATION via T CAP SOLUTIONS, LLC

2026 · first_quarter · Q1

Firm income: $50,000Client expense: —Open original LDA filing ↗

Assigned issues and filing targets (1 issues)

FIN

Financial Institutions/Investments/Securities

Legislation or issues concerning clearing in the securities and derivatives markets.

Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE, Treasury, Dept of

INTERCONTINENTAL EXCHANGE GROUP INC via T CAP SOLUTIONS, LLC

2026 · first_quarter · Q1

Firm income: $40,000Client expense: —Open original LDA filing ↗

Assigned issues and filing targets (1 issues)

FIN

Financial Institutions/Investments/Securities

Legislation or issues concerning trading in the securities and derivatives markets.

Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE

UNIVERSAL NAVIGATION, INC. (D/B/A UNISWAP LABS) via T CAP SOLUTIONS, LLC

2026 · first_quarter · 1T

Firm income: $10,000Client expense: —Open original LDA filing ↗

Assigned issues and filing targets (1 issues)

FIN

Financial Institutions/Investments/Securities

Issues, legislation, or regulation related to digital assets and decentralized finance (DeFi).

Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE

RSBIX CO. via T CAP SOLUTIONS, LLC

2025 · fourth_quarter · RA

Firm income: —Client expense: —Open original LDA filing ↗

Assigned issues and filing targets (1 issues)

FIN

Financial Institutions/Investments/Securities

Issues related to sports event contracts.

RSBIX CO. via T CAP SOLUTIONS, LLC

2025 · fourth_quarter · Q4

Firm income: $15,000Client expense: —Open original LDA filing ↗

Assigned issues and filing targets (1 issues)

FIN

Financial Institutions/Investments/Securities

Issues related to sports event contracts.

Filing targets: Commodity Futures Trading Commission (CFTC)

TRADINGHUB GROUP LIMITED via T CAP SOLUTIONS, LLC

2025 · fourth_quarter · Q4

Firm income: $50,000Client expense: —Open original LDA filing ↗

Assigned issues and filing targets (1 issues)

FIN

Financial Institutions/Investments/Securities

Issues concerning financial trading analytics

Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE

UNIVERSAL NAVIGATION, INC. (D/B/A UNISWAP LABS) via T CAP SOLUTIONS, LLC

2025 · fourth_quarter · Q4

Firm income: $50,000Client expense: —Open original LDA filing ↗

Assigned issues and filing targets (1 issues)

FIN

Financial Institutions/Investments/Securities

Issues, legislation, or regulation related to digital assets and decentralized finance (DeFi).

Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE

SPORTS FUTURES XCHANGE PTY LTD via T CAP SOLUTIONS, LLC

2025 · fourth_quarter · Q4

Firm income: $10,000Client expense: —Open original LDA filing ↗

Assigned issues and filing targets (1 issues)

FIN

Financial Institutions/Investments/Securities

Legislation or issues concerning clearing in the securities and derivatives markets.

Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE

MANAGED FUNDS ASSOCIATION via T CAP SOLUTIONS, LLC

2025 · fourth_quarter · Q4

Firm income: $40,000Client expense: —Open original LDA filing ↗

Assigned issues and filing targets (1 issues)

FIN

Financial Institutions/Investments/Securities

Legislation or issues concerning clearing in the securities and derivatives markets.

Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE

CITADEL ENTERPRISE AMERICAS LLC via T CAP SOLUTIONS, LLC

2025 · fourth_quarter · Q4

Firm income: $50,000Client expense: —Open original LDA filing ↗

Assigned issues and filing targets (1 issues)

FIN

Financial Institutions/Investments/Securities

Legislation or issues concerning clearing in the securities and derivatives markets.

Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE

JAPAN SECURITIES CLEARING CORPORATION via T CAP SOLUTIONS, LLC

2025 · fourth_quarter · Q4

Firm income: $50,000Client expense: —Open original LDA filing ↗

Assigned issues and filing targets (1 issues)

FIN

Financial Institutions/Investments/Securities

Legislation or issues concerning clearing in the securities and derivatives markets.

Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE, Treasury, Dept of

INTERCONTINENTAL EXCHANGE GROUP INC via T CAP SOLUTIONS, LLC

2025 · fourth_quarter · Q4

Firm income: $40,000Client expense: —Open original LDA filing ↗

Assigned issues and filing targets (1 issues)

FIN

Financial Institutions/Investments/Securities

Legislation or issues concerning trading in the securities and derivatives markets.

Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE

RSBIX CO. via T CAP SOLUTIONS, LLC

2025 · fourth_quarter · RR

Firm income: —Client expense: —Open original LDA filing ↗

Assigned issues and filing targets (1 issues)

FIN

Financial Institutions/Investments/Securities

Issues related to sports event contracts.

TRADINGHUB GROUP LIMITED via T CAP SOLUTIONS, LLC

2025 · third_quarter · Q3

Firm income: $50,000Client expense: —Open original LDA filing ↗

Assigned issues and filing targets (1 issues)

FIN

Financial Institutions/Investments/Securities

Issues concerning financial trading analytics

Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE

UNIVERSAL NAVIGATION, INC. (D/B/A UNISWAP LABS) via T CAP SOLUTIONS, LLC

2025 · third_quarter · Q3

Firm income: $50,000Client expense: —Open original LDA filing ↗

Assigned issues and filing targets (1 issues)

FIN

Financial Institutions/Investments/Securities

Issues, legislation, or regulation related to digital assets and decentralized finance (DeFi).

Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE

SPORTS FUTURES XCHANGE PTY LTD via T CAP SOLUTIONS, LLC

2025 · third_quarter · Q3

Firm income: $10,000Client expense: —Open original LDA filing ↗

Assigned issues and filing targets (1 issues)

FIN

Financial Institutions/Investments/Securities

Legislation or issues concerning clearing in the securities and derivatives markets.

Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE

MANAGED FUNDS ASSOCIATION via T CAP SOLUTIONS, LLC

2025 · third_quarter · Q3

Firm income: $40,000Client expense: —Open original LDA filing ↗

Assigned issues and filing targets (1 issues)

FIN

Financial Institutions/Investments/Securities

Legislation or issues concerning clearing in the securities and derivatives markets.

Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE

CITADEL ENTERPRISE AMERICAS LLC via T CAP SOLUTIONS, LLC

2025 · third_quarter · Q3

Firm income: $50,000Client expense: —Open original LDA filing ↗

Assigned issues and filing targets (1 issues)

FIN

Financial Institutions/Investments/Securities

Legislation or issues concerning clearing in the securities and derivatives markets.

Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE

JAPAN SECURITIES CLEARING CORPORATION via T CAP SOLUTIONS, LLC

2025 · third_quarter · Q3

Firm income: $50,000Client expense: —Open original LDA filing ↗

Assigned issues and filing targets (1 issues)

FIN

Financial Institutions/Investments/Securities

Legislation or issues concerning clearing in the securities and derivatives markets.

Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE, Treasury, Dept of

INTERCONTINENTAL EXCHANGE GROUP INC via T CAP SOLUTIONS, LLC

2025 · third_quarter · Q3

Firm income: $40,000Client expense: —Open original LDA filing ↗

Assigned issues and filing targets (1 issues)

FIN

Financial Institutions/Investments/Securities

Legislation or issues concerning trading in the securities and derivatives markets.

Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE

TRADINGHUB GROUP LIMITED via T CAP SOLUTIONS, LLC

2025 · second_quarter · Q2

Firm income: $50,000Client expense: —Open original LDA filing ↗

Assigned issues and filing targets (1 issues)

FIN

Financial Institutions/Investments/Securities

Issues concerning financial trading analytics

Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE

UNIVERSAL NAVIGATION, INC. (D/B/A UNISWAP LABS) via T CAP SOLUTIONS, LLC

2025 · second_quarter · Q2

Firm income: $50,000Client expense: —Open original LDA filing ↗

Assigned issues and filing targets (1 issues)

FIN

Financial Institutions/Investments/Securities

Issues, legislation, or regulation related to digital assets and decentralized finance (DeFi).

Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE

SPORTS FUTURES XCHANGE PTY LTD via T CAP SOLUTIONS, LLC

2025 · second_quarter · Q2

Firm income: $10,000Client expense: —Open original LDA filing ↗

Assigned issues and filing targets (1 issues)

FIN

Financial Institutions/Investments/Securities

Legislation or issues concerning clearing in the securities and derivatives markets.

Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE

MANAGED FUNDS ASSOCIATION via T CAP SOLUTIONS, LLC

2025 · second_quarter · Q2

Firm income: $40,000Client expense: —Open original LDA filing ↗

Assigned issues and filing targets (1 issues)

FIN

Financial Institutions/Investments/Securities

Legislation or issues concerning clearing in the securities and derivatives markets.

Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE

CITADEL ENTERPRISE AMERICAS LLC via T CAP SOLUTIONS, LLC

2025 · second_quarter · Q2

Firm income: $50,000Client expense: —Open original LDA filing ↗

Assigned issues and filing targets (1 issues)

FIN

Financial Institutions/Investments/Securities

Legislation or issues concerning clearing in the securities and derivatives markets.

Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE

JAPAN SECURITIES CLEARING CORPORATION via T CAP SOLUTIONS, LLC

2025 · second_quarter · Q2

Firm income: $50,000Client expense: —Open original LDA filing ↗

Assigned issues and filing targets (1 issues)

FIN

Financial Institutions/Investments/Securities

Legislation or issues concerning clearing in the securities and derivatives markets.

Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE

INTERCONTINENTAL EXCHANGE GROUP INC via T CAP SOLUTIONS, LLC

2025 · second_quarter · Q2

Firm income: $40,000Client expense: —Open original LDA filing ↗

Assigned issues and filing targets (1 issues)

FIN

Financial Institutions/Investments/Securities

Legislation or issues concerning trading in the securities and derivatives markets.

Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE

TRADINGHUB GROUP LIMITED via T CAP SOLUTIONS, LLC

2025 · first_quarter · Q1

Firm income: $50,000Client expense: —Open original LDA filing ↗

Assigned issues and filing targets (1 issues)

FIN

Financial Institutions/Investments/Securities

Issues concerning financial trading analytics

Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE

UNIVERSAL NAVIGATION, INC. (D/B/A UNISWAP LABS) via T CAP SOLUTIONS, LLC

2025 · first_quarter · Q1

Firm income: $40,000Client expense: —Open original LDA filing ↗

Assigned issues and filing targets (1 issues)

FIN

Financial Institutions/Investments/Securities

Issues, legislation, or regulation related to digital assets and decentralized finance (DeFi).

Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE

SPORTS FUTURES XCHANGE PTY LTD via T CAP SOLUTIONS, LLC

2025 · first_quarter · Q1

Firm income: $10,000Client expense: —Open original LDA filing ↗

Assigned issues and filing targets (1 issues)

FIN

Financial Institutions/Investments/Securities

Legislation or issues concerning clearing in the securities and derivatives markets.

Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE

MANAGED FUNDS ASSOCIATION via T CAP SOLUTIONS, LLC

2025 · first_quarter · Q1

Firm income: $30,000Client expense: —Open original LDA filing ↗

Assigned issues and filing targets (1 issues)

FIN

Financial Institutions/Investments/Securities

Legislation or issues concerning clearing in the securities and derivatives markets.

Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE

CITADEL ENTERPRISE AMERICAS LLC via T CAP SOLUTIONS, LLC

2025 · first_quarter · Q1

Firm income: $50,000Client expense: —Open original LDA filing ↗

Assigned issues and filing targets (1 issues)

FIN

Financial Institutions/Investments/Securities

Legislation or issues concerning clearing in the securities and derivatives markets.

Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE

JAPAN SECURITIES CLEARING CORPORATION via T CAP SOLUTIONS, LLC

2025 · first_quarter · Q1

Firm income: $50,000Client expense: —Open original LDA filing ↗

Assigned issues and filing targets (1 issues)

FIN

Financial Institutions/Investments/Securities

Legislation or issues concerning clearing in the securities and derivatives markets.

Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE

INTERCONTINENTAL EXCHANGE GROUP INC via T CAP SOLUTIONS, LLC

2025 · first_quarter · Q1

Firm income: $40,000Client expense: —Open original LDA filing ↗

Assigned issues and filing targets (1 issues)

FIN

Financial Institutions/Investments/Securities

Legislation or issues concerning trading in the securities and derivatives markets.

Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE

TRADINGHUB GROUP LIMITED via T CAP SOLUTIONS, LLC

2024 · fourth_quarter · Q4

Firm income: $50,000Client expense: —Open original LDA filing ↗

Assigned issues and filing targets (1 issues)

FIN

Financial Institutions/Investments/Securities

Issues concerning financial trading analytics

Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE

UNIVERSAL NAVIGATION, INC. (D/B/A UNISWAP LABS) via T CAP SOLUTIONS, LLC

2024 · fourth_quarter · Q4

Firm income: $40,000Client expense: —Open original LDA filing ↗

Assigned issues and filing targets (1 issues)

FIN

Financial Institutions/Investments/Securities

Issues, legislation, or regulation related to digital assets and decentralized finance (DeFi).

Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE

SPORTS FUTURES XCHANGE PTY LTD via T CAP SOLUTIONS, LLC

2024 · fourth_quarter · Q4

Firm income: $10,000Client expense: —Open original LDA filing ↗

Assigned issues and filing targets (1 issues)

FIN

Financial Institutions/Investments/Securities

Issues, legislation, or regulation related to sports derivatives indices.

Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE

MANAGED FUNDS ASSOCIATION via T CAP SOLUTIONS, LLC

2024 · fourth_quarter · Q4

Firm income: $30,000Client expense: —Open original LDA filing ↗

Assigned issues and filing targets (1 issues)

FIN

Financial Institutions/Investments/Securities

Issues, regulation, or legislation related to market structure of the financial services industry.

Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE

CITADEL ENTERPRISE AMERICAS LLC via T CAP SOLUTIONS, LLC

2024 · fourth_quarter · Q4

Firm income: $50,000Client expense: —Open original LDA filing ↗

Assigned issues and filing targets (1 issues)

FIN

Financial Institutions/Investments/Securities

Legislation or issues concerning trading in the securities and derivatives markets.

Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE

JAPAN SECURITIES CLEARING CORPORATION via T CAP SOLUTIONS, LLC

2024 · fourth_quarter · Q4

Firm income: $50,000Client expense: —Open original LDA filing ↗

Assigned issues and filing targets (1 issues)

FIN

Financial Institutions/Investments/Securities

Legislation or issues concerning trading in the securities and derivatives markets.

Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE

INTERCONTINENTAL EXCHANGE GROUP INC via T CAP SOLUTIONS, LLC

2024 · fourth_quarter · Q4

Firm income: $40,000Client expense: —Open original LDA filing ↗

Assigned issues and filing targets (1 issues)

FIN

Financial Institutions/Investments/Securities

Legislation or issues concerning trading in the securities and derivatives markets.

Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE

TRADINGHUB GROUP LIMITED via T CAP SOLUTIONS, LLC

2024 · third_quarter · Q3

Firm income: $50,000Client expense: —Open original LDA filing ↗

Assigned issues and filing targets (1 issues)

FIN

Financial Institutions/Investments/Securities

Issues concerning financial trading analytics

Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE

UNIVERSAL NAVIGATION, INC. (D/B/A UNISWAP LABS) via T CAP SOLUTIONS, LLC

2024 · third_quarter · Q3

Firm income: $40,000Client expense: —Open original LDA filing ↗

Assigned issues and filing targets (1 issues)

FIN

Financial Institutions/Investments/Securities

Issues, legislation, or regulation related to digital assets and decentralized finance (DeFi).

Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE

SPORTS FUTURES XCHANGE PTY LTD via T CAP SOLUTIONS, LLC

2024 · third_quarter · Q3

Firm income: $10,000Client expense: —Open original LDA filing ↗

Assigned issues and filing targets (1 issues)

FIN

Financial Institutions/Investments/Securities

Issues, legislation, or regulation related to sports derivatives indices.

Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE

MANAGED FUNDS ASSOCIATION via T CAP SOLUTIONS, LLC

2024 · third_quarter · Q3

Firm income: $30,000Client expense: —Open original LDA filing ↗

Assigned issues and filing targets (1 issues)

FIN

Financial Institutions/Investments/Securities

Issues, regulation, or legislation related to market structure of the financial services industry.

Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE

CITADEL ENTERPRISE AMERICAS LLC via T CAP SOLUTIONS, LLC

2024 · third_quarter · Q3

Firm income: $50,000Client expense: —Open original LDA filing ↗

Assigned issues and filing targets (1 issues)

FIN

Financial Institutions/Investments/Securities

Legislation or issues concerning trading in the securities and derivatives markets.

Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE

JAPAN SECURITIES CLEARING CORPORATION via T CAP SOLUTIONS, LLC

2024 · third_quarter · Q3

Firm income: $50,000Client expense: —Open original LDA filing ↗

Assigned issues and filing targets (1 issues)

FIN

Financial Institutions/Investments/Securities

Legislation or issues concerning trading in the securities and derivatives markets.

Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE

INTERCONTINENTAL EXCHANGE GROUP INC via T CAP SOLUTIONS, LLC

2024 · third_quarter · Q3

Firm income: $40,000Client expense: —Open original LDA filing ↗

Assigned issues and filing targets (1 issues)

FIN

Financial Institutions/Investments/Securities

Legislation or issues concerning trading in the securities and derivatives markets.

Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE

TRADINGHUB GROUP LIMITED via T CAP SOLUTIONS, LLC

2024 · second_quarter · Q2

Firm income: $30,000Client expense: —Open original LDA filing ↗

Assigned issues and filing targets (1 issues)

FIN

Financial Institutions/Investments/Securities

Issues concerning financial trading analytics

Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE

UNIVERSAL NAVIGATION, INC. (D/B/A UNISWAP LABS) via T CAP SOLUTIONS, LLC

2024 · second_quarter · Q2

Firm income: $40,000Client expense: —Open original LDA filing ↗

Assigned issues and filing targets (1 issues)

FIN

Financial Institutions/Investments/Securities

Issues, legislation, or regulation related to digital assets and decentralized finance (DeFi).

Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE

SPORTS FUTURES XCHANGE PTY LTD via T CAP SOLUTIONS, LLC

2024 · second_quarter · Q2

Firm income: $10,000Client expense: —Open original LDA filing ↗

Assigned issues and filing targets (1 issues)

FIN

Financial Institutions/Investments/Securities

Issues, legislation, or regulation related to sports derivatives indices.

Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE

MANAGED FUNDS ASSOCIATION via T CAP SOLUTIONS, LLC

2024 · second_quarter · Q2

Firm income: $30,000Client expense: —Open original LDA filing ↗

Assigned issues and filing targets (1 issues)

FIN

Financial Institutions/Investments/Securities

Issues, regulation, or legislation related to market structure of the financial services industry.

Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE

CITADEL ENTERPRISE AMERICAS LLC via T CAP SOLUTIONS, LLC

2024 · second_quarter · Q2

Firm income: $50,000Client expense: —Open original LDA filing ↗

Assigned issues and filing targets (1 issues)

FIN

Financial Institutions/Investments/Securities

Legislation or issues concerning trading in the securities and derivatives markets.

Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE

JAPAN SECURITIES CLEARING CORPORATION via T CAP SOLUTIONS, LLC

2024 · second_quarter · Q2

Firm income: $50,000Client expense: —Open original LDA filing ↗

Assigned issues and filing targets (1 issues)

FIN

Financial Institutions/Investments/Securities

Legislation or issues concerning trading in the securities and derivatives markets.

Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE

INTERCONTINENTAL EXCHANGE GROUP INC via T CAP SOLUTIONS, LLC

2024 · second_quarter · Q2

Firm income: $40,000Client expense: —Open original LDA filing ↗

Assigned issues and filing targets (1 issues)

FIN

Financial Institutions/Investments/Securities

Legislation or issues concerning trading in the securities and derivatives markets.

Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE

TRADINGHUB GROUP LIMITED via T CAP SOLUTIONS, LLC

2024 · first_quarter · Q1

Firm income: $30,000Client expense: —Open original LDA filing ↗

Assigned issues and filing targets (1 issues)

FIN

Financial Institutions/Investments/Securities

Issues concerning financial trading analytics

Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE

UNIVERSAL NAVIGATION, INC. (D/B/A UNISWAP LABS) via T CAP SOLUTIONS, LLC

2024 · first_quarter · Q1

Firm income: $40,000Client expense: —Open original LDA filing ↗

Assigned issues and filing targets (1 issues)

FIN

Financial Institutions/Investments/Securities

Issues, legislation, or regulation related to digital assets and decentralized finance (DeFi).

Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE

SPORTS FUTURES XCHANGE PTY LTD via T CAP SOLUTIONS, LLC

2024 · first_quarter · Q1

Firm income: $10,000Client expense: —Open original LDA filing ↗

Assigned issues and filing targets (1 issues)

FIN

Financial Institutions/Investments/Securities

Issues, legislation, or regulation related to sports derivatives indices.

Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE

MANAGED FUNDS ASSOCIATION via T CAP SOLUTIONS, LLC

2024 · first_quarter · Q1

Firm income: $30,000Client expense: —Open original LDA filing ↗

Assigned issues and filing targets (1 issues)

FIN

Financial Institutions/Investments/Securities

Issues, regulation, or legislation related to market structure of the financial services industry.

Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE

CITADEL ENTERPRISE AMERICAS LLC via T CAP SOLUTIONS, LLC

2024 · first_quarter · Q1

Firm income: $50,000Client expense: —Open original LDA filing ↗

Assigned issues and filing targets (1 issues)

FIN

Financial Institutions/Investments/Securities

Legislation or issues concerning trading in the securities and derivatives markets.

Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE

JAPAN SECURITIES CLEARING CORPORATION via T CAP SOLUTIONS, LLC

2024 · first_quarter · Q1

Firm income: $50,000Client expense: —Open original LDA filing ↗

Assigned issues and filing targets (1 issues)

FIN

Financial Institutions/Investments/Securities

Legislation or issues concerning trading in the securities and derivatives markets.

Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE

INTERCONTINENTAL EXCHANGE GROUP INC via T CAP SOLUTIONS, LLC

2024 · first_quarter · Q1

Firm income: $40,000Client expense: —Open original LDA filing ↗

Assigned issues and filing targets (1 issues)

FIN

Financial Institutions/Investments/Securities

Legislation or issues concerning trading in the securities and derivatives markets.

Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE

TRADINGHUB GROUP LIMITED via T CAP SOLUTIONS, LLC

2024 · first_quarter · RR

Firm income: —Client expense: —Open original LDA filing ↗

Assigned issues and filing targets (1 issues)

FIN

Financial Institutions/Investments/Securities

Issues concerning financial trading analytics

UNIVERSAL NAVIGATION, INC. (D/B/A UNISWAP LABS) via T CAP SOLUTIONS, LLC

2023 · fourth_quarter · Q4

Firm income: $40,000Client expense: —Open original LDA filing ↗

Assigned issues and filing targets (1 issues)

FIN

Financial Institutions/Investments/Securities

Issues, legislation, or regulation related to digital assets and decentralized finance (DeFi).

Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE

SPORTS FUTURES XCHANGE PTY LTD via T CAP SOLUTIONS, LLC

2023 · fourth_quarter · Q4

Firm income: $10,000Client expense: —Open original LDA filing ↗

Assigned issues and filing targets (1 issues)

FIN

Financial Institutions/Investments/Securities

Issues, legislation, or regulation related to sports derivatives indices.

Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE

MANAGED FUNDS ASSOCIATION via T CAP SOLUTIONS, LLC

2023 · fourth_quarter · Q4

Firm income: $30,000Client expense: —Open original LDA filing ↗

Assigned issues and filing targets (1 issues)

FIN

Financial Institutions/Investments/Securities

Issues, regulation, or legislation related to market structure of the financial services industry.

Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE

CITADEL ENTERPRISE AMERICAS LLC via T CAP SOLUTIONS, LLC

2023 · fourth_quarter · Q4

Firm income: $50,000Client expense: —Open original LDA filing ↗

Assigned issues and filing targets (1 issues)

FIN

Financial Institutions/Investments/Securities

Legislation or issues concerning trading in the securities and derivatives markets.

Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE

JAPAN SECURITIES CLEARING CORPORATION via T CAP SOLUTIONS, LLC

2023 · fourth_quarter · Q4

Firm income: $50,000Client expense: —Open original LDA filing ↗

Assigned issues and filing targets (1 issues)

FIN

Financial Institutions/Investments/Securities

Legislation or issues concerning trading in the securities and derivatives markets.

Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE

INTERCONTINENTAL EXCHANGE GROUP INC via T CAP SOLUTIONS, LLC

2023 · fourth_quarter · Q4

Firm income: $40,000Client expense: —Open original LDA filing ↗

Assigned issues and filing targets (1 issues)

FIN

Financial Institutions/Investments/Securities

Legislation or issues concerning trading in the securities and derivatives markets.

Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE

UNIVERSAL NAVIGATION, INC. (D/B/A UNISWAP LABS) via T CAP SOLUTIONS, LLC

2023 · third_quarter · Q3

Firm income: $40,000Client expense: —Open original LDA filing ↗

Assigned issues and filing targets (1 issues)

FIN

Financial Institutions/Investments/Securities

Issues, legislation, or regulation related to digital assets and decentralized finance (DeFi).

Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE

SPORTS FUTURES XCHANGE PTY LTD via T CAP SOLUTIONS, LLC

2023 · third_quarter · Q3

Firm income: $10,000Client expense: —Open original LDA filing ↗

Assigned issues and filing targets (1 issues)

FIN

Financial Institutions/Investments/Securities

Issues, legislation, or regulation related to sports derivatives indices.

Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE

MANAGED FUNDS ASSOCIATION via T CAP SOLUTIONS, LLC

2023 · third_quarter · Q3

Firm income: $30,000Client expense: —Open original LDA filing ↗

Assigned issues and filing targets (1 issues)

FIN

Financial Institutions/Investments/Securities

Issues, regulation, or legislation related to market structure of the financial services industry.

Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE

CITADEL ENTERPRISE AMERICAS LLC via T CAP SOLUTIONS, LLC

2023 · third_quarter · Q3

Firm income: $50,000Client expense: —Open original LDA filing ↗

Assigned issues and filing targets (1 issues)

FIN

Financial Institutions/Investments/Securities

Legislation or issues concerning trading in the securities and derivatives markets.

Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE

JAPAN SECURITIES CLEARING CORPORATION via T CAP SOLUTIONS, LLC

2023 · third_quarter · Q3

Firm income: $50,000Client expense: —Open original LDA filing ↗

Assigned issues and filing targets (1 issues)

FIN

Financial Institutions/Investments/Securities

Legislation or issues concerning trading in the securities and derivatives markets.

Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE

INTERCONTINENTAL EXCHANGE GROUP INC via T CAP SOLUTIONS, LLC

2023 · third_quarter · Q3

Firm income: $40,000Client expense: —Open original LDA filing ↗

Assigned issues and filing targets (1 issues)

FIN

Financial Institutions/Investments/Securities

Legislation or issues concerning trading in the securities and derivatives markets.

Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE

UNIVERSAL NAVIGATION, INC. (D/B/A UNISWAP LABS) via T CAP SOLUTIONS, LLC

2023 · second_quarter · Q2

Firm income: $40,000Client expense: —Open original LDA filing ↗

Assigned issues and filing targets (1 issues)

FIN

Financial Institutions/Investments/Securities

Issues, legislation, or regulation related to digital assets and decentralized finance (DeFi).

Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE

SPORTS FUTURES XCHANGE PTY LTD via T CAP SOLUTIONS, LLC

2023 · second_quarter · Q2

Firm income: $10,000Client expense: —Open original LDA filing ↗

Assigned issues and filing targets (1 issues)

FIN

Financial Institutions/Investments/Securities

Issues, legislation, or regulation related to sports derivatives indices.

Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE

MANAGED FUNDS ASSOCIATION via T CAP SOLUTIONS, LLC

2023 · second_quarter · Q2

Firm income: $40,000Client expense: —Open original LDA filing ↗

Assigned issues and filing targets (1 issues)

FIN

Financial Institutions/Investments/Securities

Issues, regulation, or legislation related to market structure of the financial services industry.

Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE

CHAINALYSIS INC. via T CAP SOLUTIONS, LLC

2023 · second_quarter · 2T

Firm income: $30,000Client expense: —Open original LDA filing ↗

Assigned issues and filing targets (2 issues)

FIN

Financial Institutions/Investments/Securities

Issues or legislation regarding the use of blockchain analysis technology to pursue illicit financial activity and to support financial regulation.

LAW

Law Enforcement/Crime/Criminal Justice

Issues or legislation regarding the use of blockchain analysis technology to pursue illicit financial activity and to support financial regulation.

Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE

CITADEL ENTERPRISE AMERICAS LLC via T CAP SOLUTIONS, LLC

2023 · second_quarter · Q2

Firm income: $50,000Client expense: —Open original LDA filing ↗

Assigned issues and filing targets (1 issues)

FIN

Financial Institutions/Investments/Securities

Legislation or issues concerning trading in the securities and derivatives markets.

Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE

JAPAN SECURITIES CLEARING CORPORATION via T CAP SOLUTIONS, LLC

2023 · second_quarter · Q2

Firm income: $50,000Client expense: —Open original LDA filing ↗

Assigned issues and filing targets (1 issues)

FIN

Financial Institutions/Investments/Securities

Legislation or issues concerning trading in the securities and derivatives markets.

Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE

INTERCONTINENTAL EXCHANGE GROUP INC via T CAP SOLUTIONS, LLC

2023 · second_quarter · Q2

Firm income: $40,000Client expense: —Open original LDA filing ↗

Assigned issues and filing targets (1 issues)

FIN

Financial Institutions/Investments/Securities

Legislation or issues concerning trading in the securities and derivatives markets.

Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE

UNIVERSAL NAVIGATION, INC. (D/B/A UNISWAP LABS) via T CAP SOLUTIONS, LLC

2023 · first_quarter · Q1

Firm income: $40,000Client expense: —Open original LDA filing ↗

Assigned issues and filing targets (1 issues)

FIN

Financial Institutions/Investments/Securities

Issues, legislation, or regulation related to digital assets and decentralized finance (DeFi).

Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE