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Income and expense are whole-filing amounts associated with this lobbyist, not personal compensation or an allocated share.
No topic inference: each bill number appears in source LDA issue text assigned to this lobbyist.
Public Good IRA Rollover Act of 2007
Client: SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION · Firm: SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION
Pension Protection Act implementation; Wrap fee revenue ruling request; 529 plan regulatory project; PRM on Sec. 408(b)(2) of ERISA; RFI on disclosure to participants; Form 5500 revisions S. 819/HR 1419, Public Good IRA Rollover Act of 2007; S. 1141 / HR 2167, Automatic IRA Act of 2007; S. 1010 / HR 2205, Retirement Security for Life Act of 2007; S.2, Fair Minimum Wage Act of 2007; S. 1725, Restoring Pension Promises to Workers Act 2007; S. 1288, Women's Retirement Security Act of 2007; HR 2669, College Cost Reduction Act of 2007; HR 2831, Ledbetter Fair Pay Act of 2007; Pension technicals; Fee disclosure and transparency; Small business pension coverage;
Public Good IRA Rollover Act of 2007
Client: SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION · Firm: SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION
Specific issues are shown only where the LDA source assigned them to this lobbyist. Targets apply to the associated filing.
HR 2761 (Terrorism Risk Insurance Revisions and Extension Act of 2007) HR 4299; S. 2285; PL. 110-160
Higher Education Access Reconciliation Act of 2007 and Higher Education Amendments Act of 2007 (student lending)
Source: Senate LDA
S. 819/HR 1419, Public Good IRA Rollover Act of 2007; S. 1141/HR 2167, Automatic IRA Act of 2007; S. 1010/HR 2205, Retirement Security for Life Act of 2007; S. 2, Fair Minimum Wage Act of 2007; S. 1725, Restoring Pension Promises to Workers Act; S. 1288, Women's Retirement Security Act of 2007; HR 2669, College Cost Reduction Act of 2007; HR 2831, Ledbetter Fair Pay Act of 2007; Pension technicals; Fee disclosure and transparency; Small business pension coverage;
Consumer Fairness Act of 2007
Client: SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION · Firm: SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION
Patent Reform S. 1145; HR 1908; NASD/NYSE Merger; Rules to allow the booking of OTC Derivatives in a full service broker dealer; Portfolio Margining; Delta Hedging; Strengthening US Competitiveness; Basel II/Consolidated Supervision Entities Regulatory framework; Prime Brokerage; Fee Based Brokerage; Soft Dollars, Client Commission Arrangements; 12B-1 Fees S. 1677 (International Economic Coordination/Market Access); S. 577 (OTC Derivatives); Secondary Market and Subprime Mortgage Financing; HR 2 (Contingent Convertible Debt); Tax Credit Bonds and Public Private Partnerships; Hedge funds, private pools of capital, asset management issues; Arbitration and Litigation Reform; HR 1443 (Consumer Fairness Act of 2007); HR 888 (Business Facilitation Act)
To amend the Internal Revenue Code of 1986 to permanently extend the subpart F exemption for active financing income.
Client: SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION · Firm: SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION
S. 2242, HR 2419, Denial of deduction for certain settlement payments; HR 3996, HR 3970, HR 6, HR 878, S. 601, Discussion draft released by Senate Finance Committee (adjusted basis reporting requirements for brokers); S. 2242, HR 2419, HR 3970, HR 4351, Codification of economic substance doctrine; HR 1509; S 902; permanence of active financing exception under Subpart F;
To amend the Internal Revenue Code of 1986 to permanently extend the subpart F exemption for active financing income.
Client: SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION · Firm: SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION
Basis reporting by brokers; Issuer reporting of tax consequences of corporate actions under IRC sections 6043(c) and 6043A; S. 636 relating to change in due date for providing payee statements to investors; De minimis exception to requirement to provide 1099 to investors; Subpart F exemption for active financing income; Codification of economic substance doctrine and associated penalty proposals; Low rate on dividends of individuals; Foreign tax credit rules (including proposed “technical taxpayer” rule, noncompulsory payment rules, and treatment of UK manufactured overseas dividends tax); Allocation of income and deductions from global securities dealing operations; OECD project on attribution of profits to permanent establishments; Withholding tax consequences of self tenders and other distributions analyzed under IRC section 302; OECD Forum on Tax Administration’s project on tax intermediaries; OECD project on provision of treaty withholding tax relief when investment is made through collective investment vehicles ; Arbitration provisions in OECD Model Tax Convention, U.S. bilateral tax treaties, U.S. Model Treaty; International reform generally, including importance of interest expense allocation rules; IRS Form W-8 and instructions; Currency gains and losses of qualified business units under IRC section 987; Valuation safe harbor under IRC section 475 mark-to-market requirements; Application of FIRPTA to debt exchangeable into REIT shares; IRS Notice 2006-97 concerning excess inclusion income of REIT taxable mortgage pools HR 2; HR 1591; HR 2206, Tax treatment of contingent convertible debt; Denial of deduction for certain settlement payments; limitation on nonqualified deferred compensation plans; expansion of definition of covered employee under IRC section 162 (m); Discussion draft released by Senate Finance Committee (adjusted basis reporting requirements for brokers); Codification of economic substance doctrine; HR 1509; S 902; permanence of active financing exception under Subpart F;
Internet Spyware (I-SPY) Prevention Act of 2007
Client: SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION · Firm: SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION
HR 964, Securely protect yourself against cyber trespass or SPY Act; HR 1525, Internet Spyware (I-SPY) Prevention Act; S. 1625 (Counter Spy Act); S. 1691 (Social Security Number Online Protection Act); S. 2168 (Identity Theft Enforcement and Restitution Bill): HR 3046 (Social Security Number and Identity Theft Prevention Act)
Data Security Act of 2007
Client: SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION · Firm: SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION
HR 1685 (Protect Information Relating to Consumers to Require Notice of Security Breaches); S. 1260 (Data Security Act); HR 958 (Data Accountability and Trust Act); S. 1202 (Personal Data Act of 2007); S. 239 (Notification of Risk to Personal Data Act of 2007); S. 495 (Personal Privacy Data and Security Act); S. 1178 (Identity Theft Prevention Act); HR 948 (Social Security Number Protection Act); HR 3915 (Mortgage Reform and Anti-Predatory Lending Act);
Data Security Act of 2007
Client: SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION · Firm: SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION
HR 1685 (Protect Information Relating to Consumers to Require Notice of Security Breaches); S. 1260 (Data Security Act); HR 958 (Data Accountability and Trust Act); S. 1202 (Personal Data Act of 2007); S. 239 (Notification of Risk to Personal Data Act of 2007); S. 495 (Personal Privacy Data and Security Act); S. 1178 (Identity Theft Prevention Act); HR 948 (Social Security Number Protection Act); Basel; HR 698 (Industrial Loan Companies); S. 1299 (Subprime Lending)
Patent Reform Act of 2007
Client: SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION · Firm: SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION
Patent Reform S. 1145; HR 1908; NASD/NYSE Merger; Rules to allow the booking of OTC Derivatives in a full service broker dealer; Portfolio Margining; Delta Hedging; Strengthening US Competitiveness; Basel II/Consolidated Supervision Entities Regulatory framework; Prime Brokerage; Fee Based Brokerage; Soft Dollars, Client Commission Arrangements; 12B-1 Fees S. 1677 (International Economic Coordination/Market Access); S. 577 (OTC Derivatives); Secondary Market and Subprime Mortgage Financing; HR 2 (Contingent Convertible Debt); Tax Credit Bonds and Public Private Partnerships; Hedge funds, private pools of capital, asset management issues; Arbitration and Litigation Reform; HR 1443 (Consumer Fairness Act of 2007); HR 888 (Business Facilitation Act)
Patent Reform Act of 2007
Client: SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION · Firm: SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION
Patent Reform S. 1145/HR 1908
Automatic IRA Act of 2007
Client: SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION · Firm: SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION
S. 819/HR 1419, Public Good IRA Rollover Act of 2007; S. 1141/HR 2167, Automatic IRA Act of 2007; S. 1010/HR 2205, Retirement Security for Life Act of 2007; S. 2, Fair Minimum Wage Act of 2007; S. 1725, Restoring Pension Promises to Workers Act; S. 1288, Women's Retirement Security Act of 2007; HR 2669, College Cost Reduction Act of 2007; HR 2831, Ledbetter Fair Pay Act of 2007; Pension technicals; Fee disclosure and transparency; Small business pension coverage;
Automatic IRA Act of 2007
Client: SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION · Firm: SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION
Pension Protection Act implementation; Wrap fee revenue ruling request; 529 plan regulatory project; PRM on Sec. 408(b)(2) of ERISA; RFI on disclosure to participants; Form 5500 revisions S. 819/HR 1419, Public Good IRA Rollover Act of 2007; S. 1141 / HR 2167, Automatic IRA Act of 2007; S. 1010 / HR 2205, Retirement Security for Life Act of 2007; S.2, Fair Minimum Wage Act of 2007; S. 1725, Restoring Pension Promises to Workers Act 2007; S. 1288, Women's Retirement Security Act of 2007; HR 2669, College Cost Reduction Act of 2007; HR 2831, Ledbetter Fair Pay Act of 2007; Pension technicals; Fee disclosure and transparency; Small business pension coverage;
Retirement Security for Life Act of 2007
Client: SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION · Firm: SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION
Pension Protection Act implementation; Wrap fee revenue ruling request; 529 plan regulatory project; PRM on Sec. 408(b)(2) of ERISA; RFI on disclosure to participants; Form 5500 revisions S. 819/HR 1419, Public Good IRA Rollover Act of 2007; S. 1141 / HR 2167, Automatic IRA Act of 2007; S. 1010 / HR 2205, Retirement Security for Life Act of 2007; S.2, Fair Minimum Wage Act of 2007; S. 1725, Restoring Pension Promises to Workers Act 2007; S. 1288, Women's Retirement Security Act of 2007; HR 2669, College Cost Reduction Act of 2007; HR 2831, Ledbetter Fair Pay Act of 2007; Pension technicals; Fee disclosure and transparency; Small business pension coverage;
Retirement Security for Life Act of 2007
Client: SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION · Firm: SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION
S. 819/HR 1419, Public Good IRA Rollover Act of 2007; S. 1141/HR 2167, Automatic IRA Act of 2007; S. 1010/HR 2205, Retirement Security for Life Act of 2007; S. 2, Fair Minimum Wage Act of 2007; S. 1725, Restoring Pension Promises to Workers Act; S. 1288, Women's Retirement Security Act of 2007; HR 2669, College Cost Reduction Act of 2007; HR 2831, Ledbetter Fair Pay Act of 2007; Pension technicals; Fee disclosure and transparency; Small business pension coverage;
Iran Sanctions Enabling Act of 2007
Client: SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION · Firm: SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION
International Sanctions (H.R. 2347, S. 1430)
Iran Sanctions Enabling Act of 2007
Client: SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION · Firm: SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION
International Sanctions (HR 2347, S. 1430)
Terrorism Risk Insurance Program Reauthorization Act of 2007
Client: SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION · Firm: SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION
HR 2761 (Terrorism Risk Insurance Revisions and Extension Act of 2007) HR 4299; S. 2285; PL. 110-160
Terrorism Risk Insurance Program Reauthorization Act of 2007
Client: SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION · Firm: SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION
H.R. 2761 (Terrorism Risk Insurance Revisions and Extension Act of 2007)
Lilly Ledbetter Fair Pay Act of 2007
Client: SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION · Firm: SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION
S. 819/HR 1419, Public Good IRA Rollover Act of 2007; S. 1141/HR 2167, Automatic IRA Act of 2007; S. 1010/HR 2205, Retirement Security for Life Act of 2007; S. 2, Fair Minimum Wage Act of 2007; S. 1725, Restoring Pension Promises to Workers Act; S. 1288, Women's Retirement Security Act of 2007; HR 2669, College Cost Reduction Act of 2007; HR 2831, Ledbetter Fair Pay Act of 2007; Pension technicals; Fee disclosure and transparency; Small business pension coverage;
Lilly Ledbetter Fair Pay Act of 2007
Client: SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION · Firm: SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION
Pension Protection Act implementation; Wrap fee revenue ruling request; 529 plan regulatory project; PRM on Sec. 408(b)(2) of ERISA; RFI on disclosure to participants; Form 5500 revisions S. 819/HR 1419, Public Good IRA Rollover Act of 2007; S. 1141 / HR 2167, Automatic IRA Act of 2007; S. 1010 / HR 2205, Retirement Security for Life Act of 2007; S.2, Fair Minimum Wage Act of 2007; S. 1725, Restoring Pension Promises to Workers Act 2007; S. 1288, Women's Retirement Security Act of 2007; HR 2669, College Cost Reduction Act of 2007; HR 2831, Ledbetter Fair Pay Act of 2007; Pension technicals; Fee disclosure and transparency; Small business pension coverage;
Arbitration Fairness Act of 2007
Client: SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION · Firm: SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION
S. 1677 (International Economic Coordination/Market Access); S. 577 (OTC Derivatives); Fee Based Brokerage Accounts; Soft Dollars; Client Commission Arrangements; 12B-1 Fees; Global Capital Markets Competitiveness; Hedge Funds, private pools of capital, asset management issues; S. 1782/HR 3010 (Arbitration Fairness); HR 3225 (Mutual Fund Fee Reform Act); Sovereign Wealth Funds; Mutual Recognition; Rule 15a-6
Social Security Number Privacy and Identity Theft Prevention Act of 2007
Client: SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION · Firm: SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION
HR 964, Securely protect yourself against cyber trespass or SPY Act; HR 1525, Internet Spyware (I-SPY) Prevention Act; S. 1625 (Counter Spy Act); S. 1691 (Social Security Number Online Protection Act); S. 2168 (Identity Theft Enforcement and Restitution Bill): HR 3046 (Social Security Number and Identity Theft Prevention Act)
Mutual Fund Fee Reform Act
Client: SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION · Firm: SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION
S. 1677 (International Economic Coordination/Market Access); S. 577 (OTC Derivatives); Fee Based Brokerage Accounts; Soft Dollars; Client Commission Arrangements; 12B-1 Fees; Global Capital Markets Competitiveness; Hedge Funds, private pools of capital, asset management issues; S. 1782/HR 3010 (Arbitration Fairness); HR 3225 (Mutual Fund Fee Reform Act); Sovereign Wealth Funds; Mutual Recognition; Rule 15a-6
United States-Peru Trade Promotion Agreement Implementation Act
Client: SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION · Firm: SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION
HR 556 (Foreign Investment and National Security Act of 2007); Foreign Trade Agreements; HR 888, Business Travel Facilitation Act of 2007; China financial services market access and currency issues; HR 3688 (United States-Peru Trade Promotion Agreement Implementation Act); S. 2271 (Sudan Accountability and Divestment Act of 2007); HR 594 (Prevent Unfair Manipulation of Prices Act of 2007); Strategic Economic Development
Tax Reduction and Reform Act of 2007
Client: SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION · Firm: SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION
S. 2242, HR 2419, Denial of deduction for certain settlement payments; HR 3996, HR 3970, HR 6, HR 878, S. 601, Discussion draft released by Senate Finance Committee (adjusted basis reporting requirements for brokers); S. 2242, HR 2419, HR 3970, HR 4351, Codification of economic substance doctrine; HR 1509; S 902; permanence of active financing exception under Subpart F;
Tax Increase Prevention Act of 2007
Client: SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION · Firm: SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION
S. 2242, HR 2419, Denial of deduction for certain settlement payments; HR 3996, HR 3970, HR 6, HR 878, S. 601, Discussion draft released by Senate Finance Committee (adjusted basis reporting requirements for brokers); S. 2242, HR 2419, HR 3970, HR 4351, Codification of economic substance doctrine; HR 1509; S 902; permanence of active financing exception under Subpart F;
Terrorism Risk Insurance Program Reauthorization Act of 2007
Client: SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION · Firm: SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION
HR 2761 (Terrorism Risk Insurance Revisions and Extension Act of 2007) HR 4299; S. 2285; PL. 110-160
AMT Relief Act of 2007
Client: SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION · Firm: SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION
S. 2242, HR 2419, Denial of deduction for certain settlement payments; HR 3996, HR 3970, HR 6, HR 878, S. 601, Discussion draft released by Senate Finance Committee (adjusted basis reporting requirements for brokers); S. 2242, HR 2419, HR 3970, HR 4351, Codification of economic substance doctrine; HR 1509; S 902; permanence of active financing exception under Subpart F;
CFTC Reauthorization Act of 2007
Client: SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION · Firm: SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION
HR 4626 (CFTC Reauthorization Act); S. 577 (Oil and Gas Traders Oversight Act of 2007)
Prevent Unfair Manipulation of Prices Act of 2007
Client: SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION · Firm: SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION
CFTC Reauthorization, S.577 (a bill to amend the CEA), H.R. 594 (to regulate OTC trading of energy derivatives)
Prevent Unfair Manipulation of Prices Act of 2007
Client: SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION · Firm: SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION
HR 556 (Foreign Investment and National Security Act of 2007); Foreign Trade Agreements; HR 888, Business Travel Facilitation Act of 2007; China financial services market access and currency issues; HR 3688 (United States-Peru Trade Promotion Agreement Implementation Act); S. 2271 (Sudan Accountability and Divestment Act of 2007); HR 594 (Prevent Unfair Manipulation of Prices Act of 2007); Strategic Economic Development
Industrial Bank Holding Company Act of 2007
Client: SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION · Firm: SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION
HR 1685 (Protect Information Relating to Consumers to Require Notice of Security Breaches); S. 1260 (Data Security Act); HR 958 (Data Accountability and Trust Act); S. 1202 (Personal Data Act of 2007); S. 239 (Notification of Risk to Personal Data Act of 2007); S. 495 (Personal Privacy Data and Security Act); S. 1178 (Identity Theft Prevention Act); HR 948 (Social Security Number Protection Act); Basel; HR 698 (Industrial Loan Companies); S. 1299 (Subprime Lending)
Simplification Through Additional Reporting Tax Act of 2007
Client: SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION · Firm: SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION
S. 2242, HR 2419, Denial of deduction for certain settlement payments; HR 3996, HR 3970, HR 6, HR 878, S. 601, Discussion draft released by Senate Finance Committee (adjusted basis reporting requirements for brokers); S. 2242, HR 2419, HR 3970, HR 4351, Codification of economic substance doctrine; HR 1509; S 902; permanence of active financing exception under Subpart F;
Business Travel Facilitation Act of 2007
Client: SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION · Firm: SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION
CFIUS Reform, H.R. 556 (Foreign Investment and National Security Act of 2007); Free Trade Agreement Language (no greater substantive rights language under investment chapter); Taxation of municipal securities: Reform of Chinese financial services; Korea FTA; US-China Strategic Economic Dialogue; SFC on mutual recognition; Foreign Trade Agreements; H.R. 888, Business Travel Facilitation Act of 2007
Business Travel Facilitation Act of 2007
Client: SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION · Firm: SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION
HR 556 (Foreign Investment and National Security Act of 2007); Foreign Trade Agreements; HR 888, Business Travel Facilitation Act of 2007; China financial services market access and currency issues; HR 3688 (United States-Peru Trade Promotion Agreement Implementation Act); S. 2271 (Sudan Accountability and Divestment Act of 2007); HR 594 (Prevent Unfair Manipulation of Prices Act of 2007); Strategic Economic Development
Business Travel Facilitation Act of 2007
Client: SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION · Firm: SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION
Patent Reform S. 1145; HR 1908; NASD/NYSE Merger; Rules to allow the booking of OTC Derivatives in a full service broker dealer; Portfolio Margining; Delta Hedging; Strengthening US Competitiveness; Basel II/Consolidated Supervision Entities Regulatory framework; Prime Brokerage; Fee Based Brokerage; Soft Dollars, Client Commission Arrangements; 12B-1 Fees S. 1677 (International Economic Coordination/Market Access); S. 577 (OTC Derivatives); Secondary Market and Subprime Mortgage Financing; HR 2 (Contingent Convertible Debt); Tax Credit Bonds and Public Private Partnerships; Hedge funds, private pools of capital, asset management issues; Arbitration and Litigation Reform; HR 1443 (Consumer Fairness Act of 2007); HR 888 (Business Facilitation Act)
Social Security Number Protection Act of 2007
Client: SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION · Firm: SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION
HR 1685 (Protect Information Relating to Consumers to Require Notice of Security Breaches); S. 1260 (Data Security Act); HR 958 (Data Accountability and Trust Act); S. 1202 (Personal Data Act of 2007); S. 239 (Notification of Risk to Personal Data Act of 2007); S. 495 (Personal Privacy Data and Security Act); S. 1178 (Identity Theft Prevention Act); HR 948 (Social Security Number Protection Act); HR 3915 (Mortgage Reform and Anti-Predatory Lending Act);
Social Security Number Protection Act of 2007
Client: SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION · Firm: SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION
HR 1685 (Protect Information Relating to Consumers to Require Notice of Security Breaches); S. 1260 (Data Security Act); HR 958 (Data Accountability and Trust Act); S. 1202 (Personal Data Act of 2007); S. 239 (Notification of Risk to Personal Data Act of 2007); S. 495 (Personal Privacy Data and Security Act); S. 1178 (Identity Theft Prevention Act); HR 948 (Social Security Number Protection Act); Basel; HR 698 (Industrial Loan Companies); S. 1299 (Subprime Lending)
Data Accountability and Trust Act
Client: SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION · Firm: SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION
HR 1685 (Protect Information Relating to Consumers to Require Notice of Security Breaches); S. 1260 (Data Security Act); HR 958 (Data Accountability and Trust Act); S. 1202 (Personal Data Act of 2007); S. 239 (Notification of Risk to Personal Data Act of 2007); S. 495 (Personal Privacy Data and Security Act); S. 1178 (Identity Theft Prevention Act); HR 948 (Social Security Number Protection Act); Basel; HR 698 (Industrial Loan Companies); S. 1299 (Subprime Lending)
Data Accountability and Trust Act
Client: SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION · Firm: SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION
HR 1685 (Protect Information Relating to Consumers to Require Notice of Security Breaches); S. 1260 (Data Security Act); HR 958 (Data Accountability and Trust Act); S. 1202 (Personal Data Act of 2007); S. 239 (Notification of Risk to Personal Data Act of 2007); S. 495 (Personal Privacy Data and Security Act); S. 1178 (Identity Theft Prevention Act); HR 948 (Social Security Number Protection Act); HR 3915 (Mortgage Reform and Anti-Predatory Lending Act);
Spy Act
Client: SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION · Firm: SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION
HR 964, Securely protect yourself against cyber trespass or SPY Act; HR 1525, Internet Spyware (I-SPY) Prevention Act; S. 1625 (Counter Spy Act); S. 1691 (Social Security Number Online Protection Act); S. 2168 (Identity Theft Enforcement and Restitution Bill): HR 3046 (Social Security Number and Identity Theft Prevention Act)
Spy Act
Client: SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION · Firm: SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION
HR 964 Spy Act
Retirement Security for Life Act of 2007
Client: SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION · Firm: SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION
Pension Protection Act implementation; Wrap fee revenue ruling request; 529 plan regulatory project; PRM on Sec. 408(b)(2) of ERISA; RFI on disclosure to participants; Form 5500 revisions S. 819/HR 1419, Public Good IRA Rollover Act of 2007; S. 1141 / HR 2167, Automatic IRA Act of 2007; S. 1010 / HR 2205, Retirement Security for Life Act of 2007; S.2, Fair Minimum Wage Act of 2007; S. 1725, Restoring Pension Promises to Workers Act 2007; S. 1288, Women's Retirement Security Act of 2007; HR 2669, College Cost Reduction Act of 2007; HR 2831, Ledbetter Fair Pay Act of 2007; Pension technicals; Fee disclosure and transparency; Small business pension coverage;
Retirement Security for Life Act of 2007
Client: SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION · Firm: SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION
S. 819/HR 1419, Public Good IRA Rollover Act of 2007; S. 1141/HR 2167, Automatic IRA Act of 2007; S. 1010/HR 2205, Retirement Security for Life Act of 2007; S. 2, Fair Minimum Wage Act of 2007; S. 1725, Restoring Pension Promises to Workers Act; S. 1288, Women's Retirement Security Act of 2007; HR 2669, College Cost Reduction Act of 2007; HR 2831, Ledbetter Fair Pay Act of 2007; Pension technicals; Fee disclosure and transparency; Small business pension coverage;
Automatic IRA Act of 2007
Client: SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION · Firm: SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION
S. 819/HR 1419, Public Good IRA Rollover Act of 2007; S. 1141/HR 2167, Automatic IRA Act of 2007; S. 1010/HR 2205, Retirement Security for Life Act of 2007; S. 2, Fair Minimum Wage Act of 2007; S. 1725, Restoring Pension Promises to Workers Act; S. 1288, Women's Retirement Security Act of 2007; HR 2669, College Cost Reduction Act of 2007; HR 2831, Ledbetter Fair Pay Act of 2007; Pension technicals; Fee disclosure and transparency; Small business pension coverage;
Automatic IRA Act of 2007
Client: SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION · Firm: SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION
Pension Protection Act implementation; Wrap fee revenue ruling request; 529 plan regulatory project; PRM on Sec. 408(b)(2) of ERISA; RFI on disclosure to participants; Form 5500 revisions S. 819/HR 1419, Public Good IRA Rollover Act of 2007; S. 1141 / HR 2167, Automatic IRA Act of 2007; S. 1010 / HR 2205, Retirement Security for Life Act of 2007; S.2, Fair Minimum Wage Act of 2007; S. 1725, Restoring Pension Promises to Workers Act 2007; S. 1288, Women's Retirement Security Act of 2007; HR 2669, College Cost Reduction Act of 2007; HR 2831, Ledbetter Fair Pay Act of 2007; Pension technicals; Fee disclosure and transparency; Small business pension coverage;
Patent Reform Act of 2007
Client: SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION · Firm: SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION
Patent Reform S. 1145/HR 1908
Patent Reform Act of 2007
Client: SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION · Firm: SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION
Patent Reform S. 1145; HR 1908; NASD/NYSE Merger; Rules to allow the booking of OTC Derivatives in a full service broker dealer; Portfolio Margining; Delta Hedging; Strengthening US Competitiveness; Basel II/Consolidated Supervision Entities Regulatory framework; Prime Brokerage; Fee Based Brokerage; Soft Dollars, Client Commission Arrangements; 12B-1 Fees S. 1677 (International Economic Coordination/Market Access); S. 577 (OTC Derivatives); Secondary Market and Subprime Mortgage Financing; HR 2 (Contingent Convertible Debt); Tax Credit Bonds and Public Private Partnerships; Hedge funds, private pools of capital, asset management issues; Arbitration and Litigation Reform; HR 1443 (Consumer Fairness Act of 2007); HR 888 (Business Facilitation Act)
Identity Theft Prevention Act
Client: SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION · Firm: SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION
HR 1685 (Protect Information Relating to Consumers to Require Notice of Security Breaches); S. 1260 (Data Security Act); HR 958 (Data Accountability and Trust Act); S. 1202 (Personal Data Act of 2007); S. 239 (Notification of Risk to Personal Data Act of 2007); S. 495 (Personal Privacy Data and Security Act); S. 1178 (Identity Theft Prevention Act); HR 948 (Social Security Number Protection Act); Basel; HR 698 (Industrial Loan Companies); S. 1299 (Subprime Lending)
Identity Theft Prevention Act
Client: SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION · Firm: SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION
HR 1685 (Protect Information Relating to Consumers to Require Notice of Security Breaches); S. 1260 (Data Security Act); HR 958 (Data Accountability and Trust Act); S. 1202 (Personal Data Act of 2007); S. 239 (Notification of Risk to Personal Data Act of 2007); S. 495 (Personal Privacy Data and Security Act); S. 1178 (Identity Theft Prevention Act); HR 948 (Social Security Number Protection Act); HR 3915 (Mortgage Reform and Anti-Predatory Lending Act);
Personal Data Protection Act of 2007
Client: SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION · Firm: SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION
HR 1685 (Protect Information Relating to Consumers to Require Notice of Security Breaches); S. 1260 (Data Security Act); HR 958 (Data Accountability and Trust Act); S. 1202 (Personal Data Act of 2007); S. 239 (Notification of Risk to Personal Data Act of 2007); S. 495 (Personal Privacy Data and Security Act); S. 1178 (Identity Theft Prevention Act); HR 948 (Social Security Number Protection Act); Basel; HR 698 (Industrial Loan Companies); S. 1299 (Subprime Lending)
Personal Data Protection Act of 2007
Client: SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION · Firm: SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION
HR 1685 (Protect Information Relating to Consumers to Require Notice of Security Breaches); S. 1260 (Data Security Act); HR 958 (Data Accountability and Trust Act); S. 1202 (Personal Data Act of 2007); S. 239 (Notification of Risk to Personal Data Act of 2007); S. 495 (Personal Privacy Data and Security Act); S. 1178 (Identity Theft Prevention Act); HR 948 (Social Security Number Protection Act); HR 3915 (Mortgage Reform and Anti-Predatory Lending Act);
Data Security Act of 2007
Client: SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION · Firm: SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION
HR 1685 (Protect Information Relating to Consumers to Require Notice of Security Breaches); S. 1260 (Data Security Act); HR 958 (Data Accountability and Trust Act); S. 1202 (Personal Data Act of 2007); S. 239 (Notification of Risk to Personal Data Act of 2007); S. 495 (Personal Privacy Data and Security Act); S. 1178 (Identity Theft Prevention Act); HR 948 (Social Security Number Protection Act); Basel; HR 698 (Industrial Loan Companies); S. 1299 (Subprime Lending)
Data Security Act of 2007
Client: SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION · Firm: SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION
HR 1685 (Protect Information Relating to Consumers to Require Notice of Security Breaches); S. 1260 (Data Security Act); HR 958 (Data Accountability and Trust Act); S. 1202 (Personal Data Act of 2007); S. 239 (Notification of Risk to Personal Data Act of 2007); S. 495 (Personal Privacy Data and Security Act); S. 1178 (Identity Theft Prevention Act); HR 948 (Social Security Number Protection Act); HR 3915 (Mortgage Reform and Anti-Predatory Lending Act);
Women's Retirement Security Act of 2007
Client: SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION · Firm: SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION
S. 819/HR 1419, Public Good IRA Rollover Act of 2007; S. 1141/HR 2167, Automatic IRA Act of 2007; S. 1010/HR 2205, Retirement Security for Life Act of 2007; S. 2, Fair Minimum Wage Act of 2007; S. 1725, Restoring Pension Promises to Workers Act; S. 1288, Women's Retirement Security Act of 2007; HR 2669, College Cost Reduction Act of 2007; HR 2831, Ledbetter Fair Pay Act of 2007; Pension technicals; Fee disclosure and transparency; Small business pension coverage;
Women's Retirement Security Act of 2007
Client: SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION · Firm: SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION
Pension Protection Act implementation; Wrap fee revenue ruling request; 529 plan regulatory project; PRM on Sec. 408(b)(2) of ERISA; RFI on disclosure to participants; Form 5500 revisions S. 819/HR 1419, Public Good IRA Rollover Act of 2007; S. 1141 / HR 2167, Automatic IRA Act of 2007; S. 1010 / HR 2205, Retirement Security for Life Act of 2007; S.2, Fair Minimum Wage Act of 2007; S. 1725, Restoring Pension Promises to Workers Act 2007; S. 1288, Women's Retirement Security Act of 2007; HR 2669, College Cost Reduction Act of 2007; HR 2831, Ledbetter Fair Pay Act of 2007; Pension technicals; Fee disclosure and transparency; Small business pension coverage;
Borrower's Protection Act of 2007
Client: SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION · Firm: SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION
HR 1685 (Protect Information Relating to Consumers to Require Notice of Security Breaches); S. 1260 (Data Security Act); HR 958 (Data Accountability and Trust Act); S. 1202 (Personal Data Act of 2007); S. 239 (Notification of Risk to Personal Data Act of 2007); S. 495 (Personal Privacy Data and Security Act); S. 1178 (Identity Theft Prevention Act); HR 948 (Social Security Number Protection Act); Basel; HR 698 (Industrial Loan Companies); S. 1299 (Subprime Lending)
Iran Sanctions Enabling Act
Client: SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION · Firm: SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION
International Sanctions (HR 2347, S. 1430)
Iran Sanctions Enabling Act
Client: SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION · Firm: SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION
International Sanctions (H.R. 2347, S. 1430)
Counter Spy Act
Client: SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION · Firm: SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION
HR 964, Securely protect yourself against cyber trespass or SPY Act; HR 1525, Internet Spyware (I-SPY) Prevention Act; S. 1625 (Counter Spy Act); S. 1691 (Social Security Number Online Protection Act); S. 2168 (Identity Theft Enforcement and Restitution Bill): HR 3046 (Social Security Number and Identity Theft Prevention Act)
Currency Reform and Financial Markets Access Act of 2007
Client: SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION · Firm: SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION
Patent Reform S. 1145; HR 1908; NASD/NYSE Merger; Rules to allow the booking of OTC Derivatives in a full service broker dealer; Portfolio Margining; Delta Hedging; Strengthening US Competitiveness; Basel II/Consolidated Supervision Entities Regulatory framework; Prime Brokerage; Fee Based Brokerage; Soft Dollars, Client Commission Arrangements; 12B-1 Fees S. 1677 (International Economic Coordination/Market Access); S. 577 (OTC Derivatives); Secondary Market and Subprime Mortgage Financing; HR 2 (Contingent Convertible Debt); Tax Credit Bonds and Public Private Partnerships; Hedge funds, private pools of capital, asset management issues; Arbitration and Litigation Reform; HR 1443 (Consumer Fairness Act of 2007); HR 888 (Business Facilitation Act)
Currency Reform and Financial Markets Access Act of 2007
Client: SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION · Firm: SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION
S. 1677 (International Economic Coordination/Market Access); S. 577 (OTC Derivatives); Fee Based Brokerage Accounts; Soft Dollars; Client Commission Arrangements; 12B-1 Fees; Global Capital Markets Competitiveness; Hedge Funds, private pools of capital, asset management issues; S. 1782/HR 3010 (Arbitration Fairness); HR 3225 (Mutual Fund Fee Reform Act); Sovereign Wealth Funds; Mutual Recognition; Rule 15a-6
Social Security Number Online Protection Act of 2007
Client: SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION · Firm: SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION
HR 964, Securely protect yourself against cyber trespass or SPY Act; HR 1525, Internet Spyware (I-SPY) Prevention Act; S. 1625 (Counter Spy Act); S. 1691 (Social Security Number Online Protection Act); S. 2168 (Identity Theft Enforcement and Restitution Bill): HR 3046 (Social Security Number and Identity Theft Prevention Act)
Restoring Pension Promises to Workers Act
Client: SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION · Firm: SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION
Pension Protection Act implementation; Wrap fee revenue ruling request; 529 plan regulatory project; PRM on Sec. 408(b)(2) of ERISA; RFI on disclosure to participants; Form 5500 revisions S. 819/HR 1419, Public Good IRA Rollover Act of 2007; S. 1141 / HR 2167, Automatic IRA Act of 2007; S. 1010 / HR 2205, Retirement Security for Life Act of 2007; S.2, Fair Minimum Wage Act of 2007; S. 1725, Restoring Pension Promises to Workers Act 2007; S. 1288, Women's Retirement Security Act of 2007; HR 2669, College Cost Reduction Act of 2007; HR 2831, Ledbetter Fair Pay Act of 2007; Pension technicals; Fee disclosure and transparency; Small business pension coverage;
Restoring Pension Promises to Workers Act
Client: SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION · Firm: SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION
S. 819/HR 1419, Public Good IRA Rollover Act of 2007; S. 1141/HR 2167, Automatic IRA Act of 2007; S. 1010/HR 2205, Retirement Security for Life Act of 2007; S. 2, Fair Minimum Wage Act of 2007; S. 1725, Restoring Pension Promises to Workers Act; S. 1288, Women's Retirement Security Act of 2007; HR 2669, College Cost Reduction Act of 2007; HR 2831, Ledbetter Fair Pay Act of 2007; Pension technicals; Fee disclosure and transparency; Small business pension coverage;
Higher Education Access Act of 2007
Client: SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION · Firm: SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION
S. 1762 Higher Education Access Reconciliation Act of 2007 and Higher Education Amendments Act of 2007 (student lending)
Arbitration Fairness Act of 2007
Client: SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION · Firm: SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION
S. 1677 (International Economic Coordination/Market Access); S. 577 (OTC Derivatives); Fee Based Brokerage Accounts; Soft Dollars; Client Commission Arrangements; 12B-1 Fees; Global Capital Markets Competitiveness; Hedge Funds, private pools of capital, asset management issues; S. 1782/HR 3010 (Arbitration Fairness); HR 3225 (Mutual Fund Fee Reform Act); Sovereign Wealth Funds; Mutual Recognition; Rule 15a-6
Transportation, Housing and Urban Development, and Related Agencies Appropriations Act, 2008
Client: SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION · Firm: SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION
FY 2008 Consolidated Appropriations Act, national mortgage foreclosure mitigation counseling; S. 1789/HR 3074/HR 2764 (appropriations for Department of Transportation/HUD, and related federal agencies; consolidated appropriations - housing counseling funding)
Fair Minimum Wage Act of 2007
Client: SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION · Firm: SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION
Pension Protection Act implementation; Wrap fee revenue ruling request; 529 plan regulatory project; PRM on Sec. 408(b)(2) of ERISA; RFI on disclosure to participants; Form 5500 revisions S. 819/HR 1419, Public Good IRA Rollover Act of 2007; S. 1141 / HR 2167, Automatic IRA Act of 2007; S. 1010 / HR 2205, Retirement Security for Life Act of 2007; S.2, Fair Minimum Wage Act of 2007; S. 1725, Restoring Pension Promises to Workers Act 2007; S. 1288, Women's Retirement Security Act of 2007; HR 2669, College Cost Reduction Act of 2007; HR 2831, Ledbetter Fair Pay Act of 2007; Pension technicals; Fee disclosure and transparency; Small business pension coverage;
Fair Minimum Wage Act of 2007
Client: SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION · Firm: SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION
S. 819/HR 1419, Public Good IRA Rollover Act of 2007; S. 1141/HR 2167, Automatic IRA Act of 2007; S. 1010/HR 2205, Retirement Security for Life Act of 2007; S. 2, Fair Minimum Wage Act of 2007; S. 1725, Restoring Pension Promises to Workers Act; S. 1288, Women's Retirement Security Act of 2007; HR 2669, College Cost Reduction Act of 2007; HR 2831, Ledbetter Fair Pay Act of 2007; Pension technicals; Fee disclosure and transparency; Small business pension coverage;
Identity Theft Enforcement and Restitution Act of 2007
Client: SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION · Firm: SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION
HR 964, Securely protect yourself against cyber trespass or SPY Act; HR 1525, Internet Spyware (I-SPY) Prevention Act; S. 1625 (Counter Spy Act); S. 1691 (Social Security Number Online Protection Act); S. 2168 (Identity Theft Enforcement and Restitution Bill): HR 3046 (Social Security Number and Identity Theft Prevention Act)
Heartland, Habitat, Harvest, and Horticulture Act of 2007
Client: SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION · Firm: SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION
S. 2242, HR 2419, Denial of deduction for certain settlement payments; HR 3996, HR 3970, HR 6, HR 878, S. 601, Discussion draft released by Senate Finance Committee (adjusted basis reporting requirements for brokers); S. 2242, HR 2419, HR 3970, HR 4351, Codification of economic substance doctrine; HR 1509; S 902; permanence of active financing exception under Subpart F;
Sudan Accountability and Divestment Act of 2007
Client: SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION · Firm: SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION
HR 556 (Foreign Investment and National Security Act of 2007); Foreign Trade Agreements; HR 888, Business Travel Facilitation Act of 2007; China financial services market access and currency issues; HR 3688 (United States-Peru Trade Promotion Agreement Implementation Act); S. 2271 (Sudan Accountability and Divestment Act of 2007); HR 594 (Prevent Unfair Manipulation of Prices Act of 2007); Strategic Economic Development
Terrorism Risk Insurance Program Reauthorization Act of 2007
Client: SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION · Firm: SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION
HR 2761 (Terrorism Risk Insurance Revisions and Extension Act of 2007) HR 4299; S. 2285; PL. 110-160
Notification of Risk to Personal Data Act of 2007
Client: SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION · Firm: SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION
HR 1685 (Protect Information Relating to Consumers to Require Notice of Security Breaches); S. 1260 (Data Security Act); HR 958 (Data Accountability and Trust Act); S. 1202 (Personal Data Act of 2007); S. 239 (Notification of Risk to Personal Data Act of 2007); S. 495 (Personal Privacy Data and Security Act); S. 1178 (Identity Theft Prevention Act); HR 948 (Social Security Number Protection Act); Basel; HR 698 (Industrial Loan Companies); S. 1299 (Subprime Lending)
Notification of Risk to Personal Data Act of 2007
Client: SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION · Firm: SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION
HR 1685 (Protect Information Relating to Consumers to Require Notice of Security Breaches); S. 1260 (Data Security Act); HR 958 (Data Accountability and Trust Act); S. 1202 (Personal Data Act of 2007); S. 239 (Notification of Risk to Personal Data Act of 2007); S. 495 (Personal Privacy Data and Security Act); S. 1178 (Identity Theft Prevention Act); HR 948 (Social Security Number Protection Act); HR 3915 (Mortgage Reform and Anti-Predatory Lending Act);
Personal Data Privacy and Security Act of 2007
Client: SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION · Firm: SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION
HR 1685 (Protect Information Relating to Consumers to Require Notice of Security Breaches); S. 1260 (Data Security Act); HR 958 (Data Accountability and Trust Act); S. 1202 (Personal Data Act of 2007); S. 239 (Notification of Risk to Personal Data Act of 2007); S. 495 (Personal Privacy Data and Security Act); S. 1178 (Identity Theft Prevention Act); HR 948 (Social Security Number Protection Act); Basel; HR 698 (Industrial Loan Companies); S. 1299 (Subprime Lending)
Personal Data Privacy and Security Act of 2007
Client: SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION · Firm: SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION
HR 1685 (Protect Information Relating to Consumers to Require Notice of Security Breaches); S. 1260 (Data Security Act); HR 958 (Data Accountability and Trust Act); S. 1202 (Personal Data Act of 2007); S. 239 (Notification of Risk to Personal Data Act of 2007); S. 495 (Personal Privacy Data and Security Act); S. 1178 (Identity Theft Prevention Act); HR 948 (Social Security Number Protection Act); HR 3915 (Mortgage Reform and Anti-Predatory Lending Act);
Oil and Gas Traders Oversight Act of 2007
Client: SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION · Firm: SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION
S. 1677 (International Economic Coordination/Market Access); S. 577 (OTC Derivatives); Fee Based Brokerage Accounts; Soft Dollars; Client Commission Arrangements; 12B-1 Fees; Global Capital Markets Competitiveness; Hedge Funds, private pools of capital, asset management issues; S. 1782/HR 3010 (Arbitration Fairness); HR 3225 (Mutual Fund Fee Reform Act); Sovereign Wealth Funds; Mutual Recognition; Rule 15a-6
Oil and Gas Traders Oversight Act of 2007
Client: SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION · Firm: SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION
CFTC Reauthorization, S.577 (a bill to amend the CEA), H.R. 594 (to regulate OTC trading of energy derivatives)
Oil and Gas Traders Oversight Act of 2007
Client: SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION · Firm: SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION
HR 4626 (CFTC Reauthorization Act); S. 577 (Oil and Gas Traders Oversight Act of 2007)
Oil and Gas Traders Oversight Act of 2007
Client: SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION · Firm: SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION
Patent Reform S. 1145; HR 1908; NASD/NYSE Merger; Rules to allow the booking of OTC Derivatives in a full service broker dealer; Portfolio Margining; Delta Hedging; Strengthening US Competitiveness; Basel II/Consolidated Supervision Entities Regulatory framework; Prime Brokerage; Fee Based Brokerage; Soft Dollars, Client Commission Arrangements; 12B-1 Fees S. 1677 (International Economic Coordination/Market Access); S. 577 (OTC Derivatives); Secondary Market and Subprime Mortgage Financing; HR 2 (Contingent Convertible Debt); Tax Credit Bonds and Public Private Partnerships; Hedge funds, private pools of capital, asset management issues; Arbitration and Litigation Reform; HR 1443 (Consumer Fairness Act of 2007); HR 888 (Business Facilitation Act)
Simplification Through Additional Reporting Tax Act of 2007
Client: SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION · Firm: SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION
S. 2242, HR 2419, Denial of deduction for certain settlement payments; HR 3996, HR 3970, HR 6, HR 878, S. 601, Discussion draft released by Senate Finance Committee (adjusted basis reporting requirements for brokers); S. 2242, HR 2419, HR 3970, HR 4351, Codification of economic substance doctrine; HR 1509; S 902; permanence of active financing exception under Subpart F;
Reduce Wasteful Tax Forms Act of 2007
Client: SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION · Firm: SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION
Basis reporting by brokers; Issuer reporting of tax consequences of corporate actions under IRC sections 6043(c) and 6043A; S. 636 relating to change in due date for providing payee statements to investors; De minimis exception to requirement to provide 1099 to investors; Subpart F exemption for active financing income; Codification of economic substance doctrine and associated penalty proposals; Low rate on dividends of individuals; Foreign tax credit rules (including proposed “technical taxpayer” rule, noncompulsory payment rules, and treatment of UK manufactured overseas dividends tax); Allocation of income and deductions from global securities dealing operations; OECD project on attribution of profits to permanent establishments; Withholding tax consequences of self tenders and other distributions analyzed under IRC section 302; OECD Forum on Tax Administration’s project on tax intermediaries; OECD project on provision of treaty withholding tax relief when investment is made through collective investment vehicles ; Arbitration provisions in OECD Model Tax Convention, U.S. bilateral tax treaties, U.S. Model Treaty; International reform generally, including importance of interest expense allocation rules; IRS Form W-8 and instructions; Currency gains and losses of qualified business units under IRC section 987; Valuation safe harbor under IRC section 475 mark-to-market requirements; Application of FIRPTA to debt exchangeable into REIT shares; IRS Notice 2006-97 concerning excess inclusion income of REIT taxable mortgage pools HR 2; HR 1591; HR 2206, Tax treatment of contingent convertible debt; Denial of deduction for certain settlement payments; limitation on nonqualified deferred compensation plans; expansion of definition of covered employee under IRC section 162 (m); Discussion draft released by Senate Finance Committee (adjusted basis reporting requirements for brokers); Codification of economic substance doctrine; HR 1509; S 902; permanence of active financing exception under Subpart F;
Public Good IRA Rollover Act of 2007
Client: SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION · Firm: SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION
Pension Protection Act implementation; Wrap fee revenue ruling request; 529 plan regulatory project; PRM on Sec. 408(b)(2) of ERISA; RFI on disclosure to participants; Form 5500 revisions S. 819/HR 1419, Public Good IRA Rollover Act of 2007; S. 1141 / HR 2167, Automatic IRA Act of 2007; S. 1010 / HR 2205, Retirement Security for Life Act of 2007; S.2, Fair Minimum Wage Act of 2007; S. 1725, Restoring Pension Promises to Workers Act 2007; S. 1288, Women's Retirement Security Act of 2007; HR 2669, College Cost Reduction Act of 2007; HR 2831, Ledbetter Fair Pay Act of 2007; Pension technicals; Fee disclosure and transparency; Small business pension coverage;
Public Good IRA Rollover Act of 2007
Client: SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION · Firm: SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION
S. 819/HR 1419, Public Good IRA Rollover Act of 2007; S. 1141/HR 2167, Automatic IRA Act of 2007; S. 1010/HR 2205, Retirement Security for Life Act of 2007; S. 2, Fair Minimum Wage Act of 2007; S. 1725, Restoring Pension Promises to Workers Act; S. 1288, Women's Retirement Security Act of 2007; HR 2669, College Cost Reduction Act of 2007; HR 2831, Ledbetter Fair Pay Act of 2007; Pension technicals; Fee disclosure and transparency; Small business pension coverage;
Coming Together for National Guard and Reserve Families Act of 2007
Client: SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION · Firm: SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION
Basis reporting by brokers; Issuer reporting of tax consequences of corporate actions under IRC sections 6043(c) and 6043A; S. 636 relating to change in due date for providing payee statements to investors; De minimis exception to requirement to provide 1099 to investors; Subpart F exemption for active financing income; Codification of economic substance doctrine and associated penalty proposals; Low rate on dividends of individuals; Foreign tax credit rules (including proposed “technical taxpayer” rule, noncompulsory payment rules, and treatment of UK manufactured overseas dividends tax); Allocation of income and deductions from global securities dealing operations; OECD project on attribution of profits to permanent establishments; Withholding tax consequences of self tenders and other distributions analyzed under IRC section 302; OECD Forum on Tax Administration’s project on tax intermediaries; OECD project on provision of treaty withholding tax relief when investment is made through collective investment vehicles ; Arbitration provisions in OECD Model Tax Convention, U.S. bilateral tax treaties, U.S. Model Treaty; International reform generally, including importance of interest expense allocation rules; IRS Form W-8 and instructions; Currency gains and losses of qualified business units under IRC section 987; Valuation safe harbor under IRC section 475 mark-to-market requirements; Application of FIRPTA to debt exchangeable into REIT shares; IRS Notice 2006-97 concerning excess inclusion income of REIT taxable mortgage pools HR 2; HR 1591; HR 2206, Tax treatment of contingent convertible debt; Denial of deduction for certain settlement payments; limitation on nonqualified deferred compensation plans; expansion of definition of covered employee under IRC section 162 (m); Discussion draft released by Senate Finance Committee (adjusted basis reporting requirements for brokers); Codification of economic substance doctrine; HR 1509; S 902; permanence of active financing exception under Subpart F;
Coming Together for National Guard and Reserve Families Act of 2007
Client: SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION · Firm: SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION
S. 2242, HR 2419, Denial of deduction for certain settlement payments; HR 3996, HR 3970, HR 6, HR 878, S. 601, Discussion draft released by Senate Finance Committee (adjusted basis reporting requirements for brokers); S. 2242, HR 2419, HR 3970, HR 4351, Codification of economic substance doctrine; HR 1509; S 902; permanence of active financing exception under Subpart F;
Airport Emergency Reimbursement Act of 2003
Client: SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION · Firm: SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION
Basis reporting by brokers; Issuer reporting of tax consequences of corporate actions under IRC sections 6043(c) and 6043A; S. 636 relating to change in due date for providing payee statements to investors; De minimis exception to requirement to provide 1099 to investors; Subpart F exemption for active financing income; Codification of economic substance doctrine and associated penalty proposals; Low rate on dividends of individuals; Foreign tax credit rules (including proposed “technical taxpayer” rule, noncompulsory payment rules, and treatment of UK manufactured overseas dividends tax); Allocation of income and deductions from global securities dealing operations; OECD project on attribution of profits to permanent establishments; Withholding tax consequences of self tenders and other distributions analyzed under IRC section 302; OECD Forum on Tax Administration’s project on tax intermediaries; OECD project on provision of treaty withholding tax relief when investment is made through collective investment vehicles ; Arbitration provisions in OECD Model Tax Convention, U.S. bilateral tax treaties, U.S. Model Treaty; International reform generally, including importance of interest expense allocation rules; IRS Form W-8 and instructions; Currency gains and losses of qualified business units under IRC section 987; Valuation safe harbor under IRC section 475 mark-to-market requirements; Application of FIRPTA to debt exchangeable into REIT shares; IRS Notice 2006-97 concerning excess inclusion income of REIT taxable mortgage pools HR 2; HR 1591; HR 2206, Tax treatment of contingent convertible debt; Denial of deduction for certain settlement payments; limitation on nonqualified deferred compensation plans; expansion of definition of covered employee under IRC section 162 (m); Discussion draft released by Senate Finance Committee (adjusted basis reporting requirements for brokers); Codification of economic substance doctrine; HR 1509; S 902; permanence of active financing exception under Subpart F;
Prisoner of War/Missing in Action National Memorial Act
Client: SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION · Firm: SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION
Basis reporting by brokers; Issuer reporting of tax consequences of corporate actions under IRC sections 6043(c) and 6043A; S. 636 relating to change in due date for providing payee statements to investors; De minimis exception to requirement to provide 1099 to investors; Subpart F exemption for active financing income; Codification of economic substance doctrine and associated penalty proposals; Low rate on dividends of individuals; Foreign tax credit rules (including proposed “technical taxpayer” rule, noncompulsory payment rules, and treatment of UK manufactured overseas dividends tax); Allocation of income and deductions from global securities dealing operations; OECD project on attribution of profits to permanent establishments; Withholding tax consequences of self tenders and other distributions analyzed under IRC section 302; OECD Forum on Tax Administration’s project on tax intermediaries; OECD project on provision of treaty withholding tax relief when investment is made through collective investment vehicles ; Arbitration provisions in OECD Model Tax Convention, U.S. bilateral tax treaties, U.S. Model Treaty; International reform generally, including importance of interest expense allocation rules; IRS Form W-8 and instructions; Currency gains and losses of qualified business units under IRC section 987; Valuation safe harbor under IRC section 475 mark-to-market requirements; Application of FIRPTA to debt exchangeable into REIT shares; IRS Notice 2006-97 concerning excess inclusion income of REIT taxable mortgage pools HR 2; HR 1591; HR 2206, Tax treatment of contingent convertible debt; Denial of deduction for certain settlement payments; limitation on nonqualified deferred compensation plans; expansion of definition of covered employee under IRC section 162 (m); Discussion draft released by Senate Finance Committee (adjusted basis reporting requirements for brokers); Codification of economic substance doctrine; HR 1509; S 902; permanence of active financing exception under Subpart F;
Native American Sacred Lands Act
Client: SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION · Firm: SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION
S. 2242, HR 2419, Denial of deduction for certain settlement payments; HR 3996, HR 3970, HR 6, HR 878, S. 601, Discussion draft released by Senate Finance Committee (adjusted basis reporting requirements for brokers); S. 2242, HR 2419, HR 3970, HR 4351, Codification of economic substance doctrine; HR 1509; S 902; permanence of active financing exception under Subpart F;
Expanding Education for Military Families Act of 2003
Client: SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION · Firm: SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION
FY 2008 Consolidated Appropriations Act, national mortgage foreclosure mitigation counseling; S. 1789/HR 3074/HR 2764 (appropriations for Department of Transportation/HUD, and related federal agencies; consolidated appropriations - housing counseling funding)
Battle of Camden Study Act
Client: SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION · Firm: SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION
FY 2008 Consolidated Appropriations Act, national mortgage foreclosure mitigation counseling; S. 1789/HR 3074/HR 2764 (appropriations for Department of Transportation/HUD, and related federal agencies; consolidated appropriations - housing counseling funding)
To provide for an additional temporary extension of programs under the Small Business Act and the Small Business Investment Act of 1958 through April 2, 2004.
Client: SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION · Firm: SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION
HR 1685 (Protect Information Relating to Consumers to Require Notice of Security Breaches); S. 1260 (Data Security Act); HR 958 (Data Accountability and Trust Act); S. 1202 (Personal Data Act of 2007); S. 239 (Notification of Risk to Personal Data Act of 2007); S. 495 (Personal Privacy Data and Security Act); S. 1178 (Identity Theft Prevention Act); HR 948 (Social Security Number Protection Act); HR 3915 (Mortgage Reform and Anti-Predatory Lending Act);
S. 819/HR 1419, Public Good IRA Rollover Act of 2007; S. 1141/HR 2167, Automatic IRA Act of 2007; S. 1010/HR 2205, Retirement Security for Life Act of 2007; S. 2, Fair Minimum Wage Act of 2007; S. 1725, Restoring Pension Promises to Workers Act; S. 1288, Women's Retirement Security Act of 2007; HR 2669, College Cost Reduction Act of 2007; HR 2831, Ledbetter Fair Pay Act of 2007; Pension technicals; Fee disclosure and transparency; Small business pension coverage;
HR 4626 (CFTC Reauthorization Act); S. 577 (Oil and Gas Traders Oversight Act of 2007)
FY 2008 Consolidated Appropriations Act, national mortgage foreclosure mitigation counseling; S. 1789/HR 3074/HR 2764 (appropriations for Department of Transportation/HUD, and related federal agencies; consolidated appropriations - housing counseling funding)
HR 556 (Foreign Investment and National Security Act of 2007); Foreign Trade Agreements; HR 888, Business Travel Facilitation Act of 2007; China financial services market access and currency issues; HR 3688 (United States-Peru Trade Promotion Agreement Implementation Act); S. 2271 (Sudan Accountability and Divestment Act of 2007); HR 594 (Prevent Unfair Manipulation of Prices Act of 2007); Strategic Economic Development
HR 2419 (Farm, Nutrition, and Bioenergy Act of 2007) Senate 2007 Farm Bill, The Food and Energy Security Act
HR 964, Securely protect yourself against cyber trespass or SPY Act; HR 1525, Internet Spyware (I-SPY) Prevention Act; S. 1625 (Counter Spy Act); S. 1691 (Social Security Number Online Protection Act); S. 2168 (Identity Theft Enforcement and Restitution Bill): HR 3046 (Social Security Number and Identity Theft Prevention Act)
S. 2242, HR 2419, Denial of deduction for certain settlement payments; HR 3996, HR 3970, HR 6, HR 878, S. 601, Discussion draft released by Senate Finance Committee (adjusted basis reporting requirements for brokers); S. 2242, HR 2419, HR 3970, HR 4351, Codification of economic substance doctrine; HR 1509; S 902; permanence of active financing exception under Subpart F;
International Sanctions (HR 2347, S. 1430)
S. 1677 (International Economic Coordination/Market Access); S. 577 (OTC Derivatives); Fee Based Brokerage Accounts; Soft Dollars; Client Commission Arrangements; 12B-1 Fees; Global Capital Markets Competitiveness; Hedge Funds, private pools of capital, asset management issues; S. 1782/HR 3010 (Arbitration Fairness); HR 3225 (Mutual Fund Fee Reform Act); Sovereign Wealth Funds; Mutual Recognition; Rule 15a-6
Immigration/H1-B Visas, Visa facilitation
HR 1685 (Protect Information Relating to Consumers to Require Notice of Security Breaches); S. 1260 (Data Security Act); HR 958 (Data Accountability and Trust Act); S. 1202 (Personal Data Act of 2007); S. 239 (Notification of Risk to Personal Data Act of 2007); S. 495 (Personal Privacy Data and Security Act); S. 1178 (Identity Theft Prevention Act); HR 948 (Social Security Number Protection Act); HR 3915 (Mortgage Reform and Anti-Predatory Lending Act);
Patent Reform S. 1145/HR 1908
Filing targets: Commerce, Dept of (DOC), Federal Deposit Insurance Corporation (FDIC), Federal Reserve System, HOUSE OF REPRESENTATIVES, Homeland Security, Dept of (DHS), Internal Revenue Service (IRS), Labor, Dept of (DOL), Natl Economic Council (NEC), Natl Security Council (NSC), Office of Thrift Supervision (OTS), Office of the Comptroller of the Currency (OCC), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of, U.S. Trade Representative (USTR)
CFIUS Reform, H.R. 556 (Foreign Investment and National Security Act of 2007); Free Trade Agreement Language (no greater substantive rights language under investment chapter); Taxation of municipal securities: Reform of Chinese financial services; Korea FTA; US-China Strategic Economic Dialogue; SFC on mutual recognition; Foreign Trade Agreements; H.R. 888, Business Travel Facilitation Act of 2007
International Sanctions (H.R. 2347, S. 1430)
CFTC Reauthorization, S.577 (a bill to amend the CEA), H.R. 594 (to regulate OTC trading of energy derivatives)
Pension Protection Act implementation; Wrap fee revenue ruling request; 529 plan regulatory project; PRM on Sec. 408(b)(2) of ERISA; RFI on disclosure to participants; Form 5500 revisions S. 819/HR 1419, Public Good IRA Rollover Act of 2007; S. 1141 / HR 2167, Automatic IRA Act of 2007; S. 1010 / HR 2205, Retirement Security for Life Act of 2007; S.2, Fair Minimum Wage Act of 2007; S. 1725, Restoring Pension Promises to Workers Act 2007; S. 1288, Women's Retirement Security Act of 2007; HR 2669, College Cost Reduction Act of 2007; HR 2831, Ledbetter Fair Pay Act of 2007; Pension technicals; Fee disclosure and transparency; Small business pension coverage;
S. 1762 Higher Education Access Reconciliation Act of 2007 and Higher Education Amendments Act of 2007 (student lending)
Patent Reform S. 1145; HR 1908; NASD/NYSE Merger; Rules to allow the booking of OTC Derivatives in a full service broker dealer; Portfolio Margining; Delta Hedging; Strengthening US Competitiveness; Basel II/Consolidated Supervision Entities Regulatory framework; Prime Brokerage; Fee Based Brokerage; Soft Dollars, Client Commission Arrangements; 12B-1 Fees S. 1677 (International Economic Coordination/Market Access); S. 577 (OTC Derivatives); Secondary Market and Subprime Mortgage Financing; HR 2 (Contingent Convertible Debt); Tax Credit Bonds and Public Private Partnerships; Hedge funds, private pools of capital, asset management issues; Arbitration and Litigation Reform; HR 1443 (Consumer Fairness Act of 2007); HR 888 (Business Facilitation Act)
HR 1685 (Protect Information Relating to Consumers to Require Notice of Security Breaches); S. 1260 (Data Security Act); HR 958 (Data Accountability and Trust Act); S. 1202 (Personal Data Act of 2007); S. 239 (Notification of Risk to Personal Data Act of 2007); S. 495 (Personal Privacy Data and Security Act); S. 1178 (Identity Theft Prevention Act); HR 948 (Social Security Number Protection Act); Basel; HR 698 (Industrial Loan Companies); S. 1299 (Subprime Lending)
HR 964 Spy Act
Basis reporting by brokers; Issuer reporting of tax consequences of corporate actions under IRC sections 6043(c) and 6043A; S. 636 relating to change in due date for providing payee statements to investors; De minimis exception to requirement to provide 1099 to investors; Subpart F exemption for active financing income; Codification of economic substance doctrine and associated penalty proposals; Low rate on dividends of individuals; Foreign tax credit rules (including proposed “technical taxpayer” rule, noncompulsory payment rules, and treatment of UK manufactured overseas dividends tax); Allocation of income and deductions from global securities dealing operations; OECD project on attribution of profits to permanent establishments; Withholding tax consequences of self tenders and other distributions analyzed under IRC section 302; OECD Forum on Tax Administration’s project on tax intermediaries; OECD project on provision of treaty withholding tax relief when investment is made through collective investment vehicles ; Arbitration provisions in OECD Model Tax Convention, U.S. bilateral tax treaties, U.S. Model Treaty; International reform generally, including importance of interest expense allocation rules; IRS Form W-8 and instructions; Currency gains and losses of qualified business units under IRC section 987; Valuation safe harbor under IRC section 475 mark-to-market requirements; Application of FIRPTA to debt exchangeable into REIT shares; IRS Notice 2006-97 concerning excess inclusion income of REIT taxable mortgage pools HR 2; HR 1591; HR 2206, Tax treatment of contingent convertible debt; Denial of deduction for certain settlement payments; limitation on nonqualified deferred compensation plans; expansion of definition of covered employee under IRC section 162 (m); Discussion draft released by Senate Finance Committee (adjusted basis reporting requirements for brokers); Codification of economic substance doctrine; HR 1509; S 902; permanence of active financing exception under Subpart F;
H.R. 2761 (Terrorism Risk Insurance Revisions and Extension Act of 2007)
Accounting convergence of US Generally Accepted Accounting Principles and International Financial Reporting Standards/Accounting Rules
Filing targets: Commerce, Dept of (DOC), Federal Reserve System, Government Accountability Office (GAO), HOUSE OF REPRESENTATIVES, Internal Revenue Service (IRS), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of