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Reported covered position: Deputy Assistant Secretary, Dept of Treasury
How to read the money
Income and expense are whole-filing amounts associated with this lobbyist, not personal compensation or an allocated share.
No topic inference: each bill number appears in source LDA issue text assigned to this lobbyist.
Department of Labor rule making to change the definition of the term "fiduciary" under the Employee Retirement Income Security Act; H.R. 2374, the Retail Investor Protection Act, provisions relating to the Department of Labor coordinating retail customer standards of conduct with the Securities and Exchange Commission to minimize regulatory conflicts
New Markets Tax Credit Extension Act of 2009
Client: ADVANTAGE CAPITAL · Firm: MINDSET ADVOCACY, LLC
Specific issues are shown only where the LDA source assigned them to this lobbyist. Targets apply to the associated filing.
PFS INVESTMENTS, INC. via MINDSET ADVOCACY, LLC
2013 · second_quarter · 2A
P.L. 111-203. Dodd-Frank Wall Street Reform and Consumer Protection Act, Title V Subtitle A, Federal Insurance Office, Sec. 502, Study and report on regulation of insurance to modernize and improve the system of insurance regulation in the United States.
P.L. 111-203, Dodd-Frank Wall Street Reform and Consumer Protection Act, Title IX, Section 913, Securities and Exchange Commission study and rulemaking regarding obligations of brokers, dealers, and investment advisers.
Source: Senate LDA
| ADVANTAGE CAPITAL |
| 6 |
| 2010–2011 |
| FEDERAL HOME LOAN BANK OF DALLAS | 4 | 2010–2011 |
| INTERCONTINENTALEXCHANGE, INC. | 3 | 2011 |
| INTERNATIONAL SWAPS AND DERIVATIVES ASSOCIATION | 3 | 2010 |
| Primus Guaranty, Ltd. | 3 | 2010 |
| PARADIGM ASSET MANAGEMENT CO. LLC | 2 | 2011 |
S. 1583 The New Markets Tax Credit Extension Act of 2009 H.R. 2628 The New Markets Tax Credit Extension Act of 2009
New Markets Tax Credit Extension Act of 2009
Client: ADVANTAGE CAPITAL · Firm: MINDSET ADVOCACY, LLC
S. 1583 The New Markets Tax Credit Extension Act of 2009 HR 2628 The New Markets Tax Credit Extension Act of 2009
New Markets Tax Credit Extension Act of 2009
Client: ADVANTAGE CAPITAL · Firm: MINDSET ADVOCACY, LLC
S 1583 The New Markets Tax Credit Extension Act of 2009, HR 2628 The New Markets Tax Credit Extension Act of 2009
New Markets Tax Credit Extension Act of 2009
Client: ADVANTAGE CAPITAL · Firm: MINDSET ADVOCACY, LLC
S 1583 The New Markets Tax Credit Extension Act of 2009, HR 2628 The New Markets Tax Credit Extension Act of 2009
New Markets Tax Credit Extension Act of 2009
Client: ADVANTAGE CAPITAL · Firm: MINDSET ADVOCACY, LLC
S. 1583 The New Markets Tax Credit Extension Act of 2009 H.R. 2628 The New Markets Tax Credit Extension Act of 2009
New Markets Tax Credit Extension Act of 2009
Client: ADVANTAGE CAPITAL · Firm: MINDSET ADVOCACY, LLC
S. 1583 The New Markets Tax Credit Extension Act of 2009 HR 2628 The New Markets Tax Credit Extension Act of 2009
Department of Labor rule making to change the definition of the term "fiduciary" under the Employee Retirement Income Security Act; H.R. 2374, the Retail Investor Protection Act, provisions relating to the Department of Labor coordinating retail customer standards of conduct with the Securities and Exchange Commission to minimize regulatory conflicts
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
NOMURA HOLDING AMERICA, INC. via MINDSET ADVOCACY, LLC
2013 · second_quarter · Q2
Legislation and regulation related to capital markets issues
Dodd-Frank Act Implementation
Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE, Treasury, Dept of
MANAGED FUNDS ASSOCIATION via MINDSET ADVOCACY, LLC
2013 · second_quarter · Q2
Legislation and regulation impacting alternative investment vehicles
Filing targets: Executive Office of the President (EOP), HOUSE OF REPRESENTATIVES, SENATE, Treasury, Dept of
CITIGROUP MANAGEMENT CORP via MINDSET ADVOCACY, LLC
2013 · second_quarter · Q2
Legislation and regulation related to capital markets issues
Filing targets: Executive Office of the President (EOP), HOUSE OF REPRESENTATIVES, SENATE, Treasury, Dept of
PWC US GROUP LLP via MINDSET ADVOCACY, LLC
2013 · second_quarter · Q2
Legislation relating to the regulatory reform of financial services, accounting, and financial reporting
Filing targets: Executive Office of the President (EOP), HOUSE OF REPRESENTATIVES, SENATE, Treasury, Dept of
PWC US GROUP LLP via MINDSET ADVOCACY, LLC
2013 · first_quarter · Q1
Legislation relating to regulatory reform of financial services, accounting, and financial reporting
Filing targets: Executive Office of the President (EOP), HOUSE OF REPRESENTATIVES, SENATE, Treasury, Dept of
PFS INVESTMENTS, INC. via MINDSET ADVOCACY, LLC
2013 · first_quarter · Q1
P.L. 111-203. Dodd-Frank Wall Street Reform and Consumer Protection Act, Title V Subtitle A, Federal Insurance Office, Sec. 502, Study and report on regulation of insurance to modernize and improve the system of insurance regulation in the United States.
P.L. 111-203, Dodd-Frank Wall Street Reform and Consumer Protection Act, Title IX, Section 913, Securities and Exchange Commission study and rulemaking regarding obligations of brokers, dealers, and investment advisers.
Department of Labor rule making to change the definition of "fiduciary" under the Employee Retirement Income Security Act
NOMURA HOLDING AMERICA, INC. via MINDSET ADVOCACY, LLC
2013 · first_quarter · Q1
Dodd-Frank Act Implementation
Legislation and regulation related to capital markets issues
Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE, Treasury, Dept of
MANAGED FUNDS ASSOCIATION via MINDSET ADVOCACY, LLC
2013 · first_quarter · Q1
Legislation and regulation impacting alternative investment vehicles
Filing targets: Executive Office of the President (EOP), HOUSE OF REPRESENTATIVES, SENATE, Treasury, Dept of
CITIGROUP MANAGEMENT CORP via MINDSET ADVOCACY, LLC
2013 · first_quarter · Q1
Legislation and regulation related to capital markets issues
Filing targets: Executive Office of the President (EOP), HOUSE OF REPRESENTATIVES, SENATE, Treasury, Dept of
PFS INVESTMENTS, INC. via MINDSET ADVOCACY, LLC
2012 · fourth_quarter · 4A
Department of Labor rule making to change the definition of "fiduciary"
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
PFS INVESTMENTS, INC. via MINDSET ADVOCACY, LLC
2012 · fourth_quarter · RA
Financial Services, Investments, Housing, ERISA, Life Insurance
Financial Services, Investments, Housing, ERISA, Life Insurance
Financial Services, Investments, Housing, ERISA, Life Insurance
PWC US GROUP LLP via MINDSET ADVOCACY, LLC
2012 · fourth_quarter · Q4
Legislation relating to regulatory reform of financial services, accounting, and financial reporting
Filing targets: Executive Office of the President (EOP), HOUSE OF REPRESENTATIVES, SENATE, Treasury, Dept of
NOMURA HOLDING AMERICA, INC. via MINDSET ADVOCACY, LLC
2012 · fourth_quarter · Q4
Legislation and regulation related to capital markets issues
Dodd-Frank Act Implementation
Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE, Treasury, Dept of
MANAGED FUNDS ASSOCIATION via MINDSET ADVOCACY, LLC
2012 · fourth_quarter · Q4
Legislation and regulation impacting alternative investment vehicles
Filing targets: Executive Office of the President (EOP), HOUSE OF REPRESENTATIVES, SENATE, Treasury, Dept of
LOEWS GOVERNMENT AFFAIRS SERVICES INC (FORMERLY KNOWN AS MLBA SERVICES INC ) via MINDSET ADVOCACY, LLC
2012 · fourth_quarter · Q4
Legislation and regulation related to capital markets and energy issues
Legislation and regulation related to capital markets and energy issues
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
CITIGROUP MANAGEMENT CORP via MINDSET ADVOCACY, LLC
2012 · fourth_quarter · Q4
Legislation and regulation related to capital markets issues
Filing targets: Executive Office of the President (EOP), HOUSE OF REPRESENTATIVES, SENATE, Treasury, Dept of
PFS INVESTMENTS, INC. via MINDSET ADVOCACY, LLC
2012 · fourth_quarter · RA
Financial Services, Investments, Housing, ERISA, Life Insurance
Financial Services, Investments, Housing, ERISA, Life Insurance
Financial Services, Investments, Housing, ERISA, Life Insurance
PFS INVESTMENTS, INC. via MINDSET ADVOCACY, LLC
2012 · third_quarter · Q3
Secure and Fair Enforcement of Mortgage Licensing Act
Department of Labor rulemaking to change the definition of "fiduciary"
Filing targets: HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), SENATE
PWC US GROUP LLP via MINDSET ADVOCACY, LLC
2012 · third_quarter · Q3
Legislation relating to regulatory reform of financial services, accounting, and financial reporting
Filing targets: Executive Office of the President (EOP), HOUSE OF REPRESENTATIVES, SENATE, Treasury, Dept of
NOMURA HOLDING AMERICA, INC. via MINDSET ADVOCACY, LLC
2012 · third_quarter · Q3
Legislation and regulation related to capital markets issues
Dodd-Frank Act Implementation
Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE, Treasury, Dept of
MANAGED FUNDS ASSOCIATION via MINDSET ADVOCACY, LLC
2012 · third_quarter · Q3
Legislation and regulation impacting alternative investment vehicles
Filing targets: Executive Office of the President (EOP), HOUSE OF REPRESENTATIVES, SENATE, Treasury, Dept of
CITIGROUP MANAGEMENT CORP via MINDSET ADVOCACY, LLC
2012 · third_quarter · Q3
Legislation and regulation related to capital markets issues
Filing targets: Executive Office of the President (EOP), HOUSE OF REPRESENTATIVES, SENATE, Treasury, Dept of
LOEWS GOVERNMENT AFFAIRS SERVICES INC (FORMERLY KNOWN AS MLBA SERVICES INC ) via MINDSET ADVOCACY, LLC
2012 · third_quarter · Q3
Legislation and regulation related to capital markets and energy issues
Legislation and regulation related to capital markets and energy issues
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
LOEWS GOVERNMENT AFFAIRS SERVICES INC (FORMERLY KNOWN AS MLBA SERVICES INC ) via MINDSET ADVOCACY, LLC
2012 · second_quarter · Q2
Legislation and regulation related to capital markets and energy issues
Legislation and regulation related to capital markets and energy issues
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
MANAGED FUNDS ASSOCIATION via MINDSET ADVOCACY, LLC
2012 · second_quarter · Q2
Legislation and regulation impacting alternative investment vehicles
Filing targets: Executive Office of the President (EOP), HOUSE OF REPRESENTATIVES, SENATE, Treasury, Dept of
NOMURA HOLDING AMERICA, INC. via MINDSET ADVOCACY, LLC
2012 · second_quarter · Q2
Legislation and regulation related to capital markets issues
Dodd-Frank Act Implementation
Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE, Treasury, Dept of
PFS INVESTMENTS, INC. via MINDSET ADVOCACY, LLC
2012 · second_quarter · Q2
Secure and Fair Enforcement of Mortgage Licensing Act
Department of Labor rulemaking to change the definition of "fiduciary"
Filing targets: HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), SENATE
PWC US GROUP LLP via MINDSET ADVOCACY, LLC
2012 · second_quarter · Q2
Legislation relating to regulatory reform of financial services, accounting, and financial reporting
Filing targets: Executive Office of the President (EOP), HOUSE OF REPRESENTATIVES, SENATE, Treasury, Dept of
CITIGROUP MANAGEMENT CORP via MINDSET ADVOCACY, LLC
2012 · second_quarter · Q2
Legislation and regulation related to capital markets issues
Filing targets: Executive Office of the President (EOP), HOUSE OF REPRESENTATIVES, SENATE, Treasury, Dept of
PFS INVESTMENTS, INC. via MINDSET ADVOCACY, LLC
2012 · first_quarter · Q1
Secure and Fair Enforcement of Mortgage Licensing Act
Department of Labor rulemaking to change the definition of "fiduciary"
Filing targets: HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), SENATE
PWC US GROUP LLP via MINDSET ADVOCACY, LLC
2012 · first_quarter · Q1
Legislation relating to regulatory reform of financial services, accounting, and financial reporting
Filing targets: Executive Office of the President (EOP), HOUSE OF REPRESENTATIVES, SENATE, Treasury, Dept of
NOMURA HOLDING AMERICA, INC. via MINDSET ADVOCACY, LLC
2012 · first_quarter · Q1
Legislation and regulation related to capital markets issues
Dodd-Frank Act implementation
Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE, Treasury, Dept of
MANAGED FUNDS ASSOCIATION via MINDSET ADVOCACY, LLC
2012 · first_quarter · Q1
Legislation and regulation impacting alternative investment vehicles
Filing targets: Executive Office of the President (EOP), HOUSE OF REPRESENTATIVES, SENATE, Treasury, Dept of
LOEWS GOVERNMENT AFFAIRS SERVICES INC (FORMERLY KNOWN AS MLBA SERVICES INC ) via MINDSET ADVOCACY, LLC
2012 · first_quarter · Q1
Legislation and regulation related to capital markets and energy issues
Legislation and regulation related to capital markets and energy issues
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
CITIGROUP MANAGEMENT CORP via MINDSET ADVOCACY, LLC
2012 · first_quarter · Q1
Legislation and regulation related to capital markets issues
Filing targets: Executive Office of the President (EOP), HOUSE OF REPRESENTATIVES, SENATE, Treasury, Dept of
PFS INVESTMENTS, INC. via MINDSET ADVOCACY, LLC
2011 · second_quarter · 2A
Secure and Fair Enforcement of Mortgage Licensing Act
Department of Labor rulemaking to change the definition of the term "fiduciary"
Filing targets: HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), SENATE
PFS INVESTMENTS, INC. via MINDSET ADVOCACY, LLC
2011 · fourth_quarter · Q4
Department of Labor rulemaking to change the definition of the term "fiduciary"
Secure and Fair Enforcement of Mortgage Licensing Act
Filing targets: HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), SENATE
PWC US GROUP LLP via MINDSET ADVOCACY, LLC
2011 · fourth_quarter · Q4
Legislation relating to regulatory reform of financial services, accounting, and financial reporting
Filing targets: Executive Office of the President (EOP), HOUSE OF REPRESENTATIVES, SENATE, Treasury, Dept of
NOMURA HOLDING AMERICA, INC. via MINDSET ADVOCACY, LLC
2011 · fourth_quarter · Q4
Dodd-Frank Act implementation
Legislation and regulation related to capital markets issues
Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE, Treasury, Dept of
LOEWS GOVERNMENT AFFAIRS SERVICES INC (FORMERLY KNOWN AS MLBA SERVICES INC ) via MINDSET ADVOCACY, LLC
2011 · fourth_quarter · Q4
Legislation and regulation related to capital markets and energy issues
Legislation and regulation related to capital markets and energy issues
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
MANAGED FUNDS ASSOCIATION via MINDSET ADVOCACY, LLC
2011 · fourth_quarter · Q4
Legislation and regulation impacting alternative investment vehicles
Filing targets: Executive Office of the President (EOP), HOUSE OF REPRESENTATIVES, SENATE, Treasury, Dept of
CITIGROUP MANAGEMENT CORP via MINDSET ADVOCACY, LLC
2011 · fourth_quarter · Q4
Legislation and regulation related to capital markets issues.
Filing targets: Executive Office of the President (EOP), HOUSE OF REPRESENTATIVES, SENATE, Treasury, Dept of
CITIGROUP MANAGEMENT CORP via MINDSET ADVOCACY, LLC
2011 · third_quarter · 3A
Legislation and regulation related to capital markets issues
Filing targets: Executive Office of the President (EOP), HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
PWC US GROUP LLP via MINDSET ADVOCACY, LLC
2011 · third_quarter · Q3
Legislation relating to regulatory reform of financial services, accounting, and financial reporting
Filing targets: Executive Office of the President (EOP), HOUSE OF REPRESENTATIVES, SENATE, Treasury, Dept of
PFS INVESTMENTS, INC. via MINDSET ADVOCACY, LLC
2011 · third_quarter · Q3
Secure and Fair Enforcement of Mortgage Licensing Act
Department of Labor rulemaking to change the definition of the term "fiduciary"
Filing targets: HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), SENATE
PARADIGM ASSET MANAGEMENT CO. LLC via MINDSET ADVOCACY, LLC
2011 · third_quarter · Q3
issues related to small and community banks
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
NOMURA HOLDING AMERICA, INC. via MINDSET ADVOCACY, LLC
2011 · third_quarter · Q3
Dodd-Frank Act Implementation
Legislation and regulation related to capital markets issues
Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE, Treasury, Dept of
LOEWS GOVERNMENT AFFAIRS SERVICES INC (FORMERLY KNOWN AS MLBA SERVICES INC ) via MINDSET ADVOCACY, LLC
2011 · third_quarter · Q3
Legislation and regulation related to capital markets and energy issues
Legislation and regulation related to capital markets and energy issues
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
MANAGED FUNDS ASSOCIATION via MINDSET ADVOCACY, LLC
2011 · third_quarter · Q3
Legislation and regulation impacting alternative investment vehicles
Filing targets: Executive Office of the President (EOP), HOUSE OF REPRESENTATIVES, SENATE, Treasury, Dept of
CITIGROUP MANAGEMENT CORP via MINDSET ADVOCACY, LLC
2011 · third_quarter · Q3
Legislation and regulation related to capital markets issues
Filing targets: Executive Office of the President (EOP), HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
PWC US GROUP LLP via MINDSET ADVOCACY, LLC
2011 · second_quarter · Q2
legislation relating to regulatory reform of financial services, accounting, and financial reporting
Filing targets: Executive Office of the President (EOP), HOUSE OF REPRESENTATIVES, SENATE, Treasury, Dept of
NOMURA HOLDING AMERICA, INC. via MINDSET ADVOCACY, LLC
2011 · second_quarter · Q2
Dodd Frank Act Implementation
legislation and regulation related to capital markets issues
Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE, Treasury, Dept of
LOEWS GOVERNMENT AFFAIRS SERVICES INC (FORMERLY KNOWN AS MLBA SERVICES INC ) via MINDSET ADVOCACY, LLC
2011 · second_quarter · Q2
Legislation and regulation related to capital markets and energy issues
Legislation and regulation related to capital markets and energy issues
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
MANAGED FUNDS ASSOCIATION via MINDSET ADVOCACY, LLC
2011 · second_quarter · 2A
legislation and regulation impacting alternative investment vehicles
Filing targets: Executive Office of the President (EOP), HOUSE OF REPRESENTATIVES, SENATE, Treasury, Dept of
ADVANTAGE CAPITAL via MINDSET ADVOCACY, LLC
2011 · second_quarter · 2A
Extension of the New Markets Tax Credit
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
PARADIGM ASSET MANAGEMENT CO. LLC via MINDSET ADVOCACY, LLC
2011 · third_quarter · RR
issues related to Small and Community banks
MANAGED FUNDS ASSOCIATION via MINDSET ADVOCACY, LLC
2011 · second_quarter · Q2
legislation and regulation impacting alternative investment vehicles
Filing targets: Executive Office of the President (EOP), HOUSE OF REPRESENTATIVES, SENATE, Treasury, Dept of
CITIGROUP MANAGEMENT CORP via MINDSET ADVOCACY, LLC
2011 · second_quarter · Q2
Legislation and regulation related to capital markets issues
Filing targets: Executive Office of the President (EOP), HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
PFS INVESTMENTS, INC. via MINDSET ADVOCACY, LLC
2011 · second_quarter · Q2
Secure and Fair Enforcement of Mortgage Licensing Act
Filing targets: HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), SENATE
ADVANTAGE CAPITAL via MINDSET ADVOCACY, LLC
2011 · second_quarter · Q2
Extension of the New Markets Tax Credit
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
CITIGROUP MANAGEMENT CORP via MINDSET ADVOCACY, LLC
2011 · first_quarter · Q1
Legislation and regulation related to capital markets issues
Filing targets: Executive Office of the President (EOP), HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
PFS INVESTMENTS, INC. via MINDSET ADVOCACY, LLC
2011 · first_quarter · Q1
Department of Labor rulemaking to change the definition of the term "fiduciary"
Secure and Fair Enforcement for Mortgage Licensing Act
Filing targets: HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), SENATE
LOEWS GOVERNMENT AFFAIRS SERVICES INC (FORMERLY KNOWN AS MLBA SERVICES INC ) via MINDSET ADVOCACY, LLC
2011 · first_quarter · Q1
Legislation and regulation related to capital markets and energy issues
Legislation and regulation related to capital markets and energy issues
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
INTERCONTINENTALEXCHANGE, INC. via MINDSET ADVOCACY, LLC
2011 · first_quarter · Q1
Dodd-Frank Title VII implementation
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
FEDERAL HOME LOAN BANK OF DALLAS via MINDSET ADVOCACY, LLC
2011 · first_quarter · 1T
letters of credit
legislative and regulatory issues related to banking and housing issues
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Treasury, Dept of
PWC US GROUP LLP via MINDSET ADVOCACY, LLC
2011 · first_quarter · Q1
legislation relating to regulatory reform of financial services, accounting, and financial reporting
Filing targets: Executive Office of the President (EOP), HOUSE OF REPRESENTATIVES, SENATE, Treasury, Dept of
NOMURA HOLDING AMERICA, INC. via MINDSET ADVOCACY, LLC
2011 · first_quarter · Q1
Legislation and regulation related to capital markets issues
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Treasury, Dept of
MANAGED FUNDS ASSOCIATION via MINDSET ADVOCACY, LLC
2011 · first_quarter · Q1
legislation and regulation impacting alternative investment vehicles
Filing targets: Executive Office of the President (EOP), HOUSE OF REPRESENTATIVES, SENATE, Treasury, Dept of
ADVANTAGE CAPITAL via MINDSET ADVOCACY, LLC
2011 · first_quarter · Q1
Extension of the New Markets Tax Credit
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
INTERCONTINENTALEXCHANGE, INC. via MINDSET ADVOCACY, LLC
2011 · first_quarter · RA
Dodd-Frank Title VII Implementation
PFS INVESTMENTS, INC. via MINDSET ADVOCACY, LLC
2011 · first_quarter · RR
Financial Services, Investments, Housing, ERISA, Life Insurance
Financial Services, Investments, Housing, ERISA, Life Insurance
Financial Services, Investments, Housing, ERISA, Life Insurance
INTERCONTINENTALEXCHANGE, INC. via MINDSET ADVOCACY, LLC
2011 · first_quarter · RR
Dodd-Frank Title VII Implementation
CITIGROUP MANAGEMENT CORP via MINDSET ADVOCACY, LLC
2010 · second_quarter · 2A
Legislation and regulation related to capital markets issues.
Filing targets: Executive Office of the President (EOP), HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
PRIMUS GUARANTY, LTD. via MINDSET ADVOCACY, LLC
2010 · third_quarter · 3A
Legislative issues related to swaps and derivatives
Filing targets: Commodity Futures Trading Commission (CFTC), SENATE, Treasury, Dept of
MANAGED FUNDS ASSOCIATION via MINDSET ADVOCACY, LLC
2010 · fourth_quarter · Q4
Legislation and regulation impacting alternative investment vehicles
Filing targets: Executive Office of the President (EOP), HOUSE OF REPRESENTATIVES, SENATE, Treasury, Dept of
LOEWS GOVERNMENT AFFAIRS SERVICES INC (FORMERLY KNOWN AS MLBA SERVICES INC ) via MINDSET ADVOCACY, LLC
2010 · fourth_quarter · Q4
Legislation related to regulatory reform of financial services, accounting, and financial reporting
Legislation and regulation related to capital markets and energy issues
Legislation and regulation related to capital markets and energy issues
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
INTERNATIONAL SWAPS AND DERIVATIVES ASSOCIATION, INC. via MINDSET ADVOCACY, LLC
2010 · fourth_quarter · 4T
Legislative issues related to swaps and derivatives
Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE, Treasury, Dept of
FEDERAL HOME LOAN BANK OF DALLAS via MINDSET ADVOCACY, LLC
2010 · fourth_quarter · Q4
Legislative and regulatory issues related to banking and housing issues. See Federal Agencies contact below: FHFA (previously known as FHFB) was contacted, but is not listed below. Instructed to select FHFB and explain here.
letters of credit
Filing targets: Federal Housing Finance Agency (FHFA), HOUSE OF REPRESENTATIVES, SENATE, Treasury, Dept of
ADVANTAGE CAPITAL via MINDSET ADVOCACY, LLC
2010 · fourth_quarter · Q4
S 1583 The New Markets Tax Credit Extension Act of 2009, HR 2628 The New Markets Tax Credit Extension Act of 2009
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
PWC US GROUP LLP via MINDSET ADVOCACY, LLC
2010 · fourth_quarter · Q4
Legislation relating to regulatory reform of financial services, accounting, and financial reporting.
Filing targets: Executive Office of the President (EOP), HOUSE OF REPRESENTATIVES, SENATE, Treasury, Dept of
NOMURA HOLDING AMERICA, INC. via MINDSET ADVOCACY, LLC
2010 · fourth_quarter · Q4
legislation and regulation related to capital markets issues
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Treasury, Dept of
CITIGROUP MANAGEMENT CORP via MINDSET ADVOCACY, LLC
2010 · fourth_quarter · Q4
Legislation and regulation related to capital markets issues
Filing targets: Executive Office of the President (EOP), HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
NOMURA HOLDING AMERICA, INC. via MINDSET ADVOCACY, LLC
2010 · fourth_quarter · RR
Legislation and regulation related to capital markets issues
PRIMUS GUARANTY, LTD. via MINDSET ADVOCACY, LLC
2010 · third_quarter · 3A
Legislative issues related to swaps and derivatives
Filing targets: Commodity Futures Trading Commission (CFTC), SENATE, Treasury, Dept of
CITIGROUP MANAGEMENT CORP via MINDSET ADVOCACY, LLC
2010 · third_quarter · Q3
Legislation and regulation related to capital markets issues
Filing targets: Executive Office of the President (EOP), HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
PWC US GROUP LLP via MINDSET ADVOCACY, LLC
2010 · third_quarter · Q3
Legislation relating to regulatory reform of financial services, accounting, and financial reporting
Filing targets: Executive Office of the President (EOP), HOUSE OF REPRESENTATIVES, SENATE, Treasury, Dept of
FEDERAL HOME LOAN BANK OF DALLAS via MINDSET ADVOCACY, LLC
2010 · third_quarter · Q3
letters of credit
Legislative and regulatory issues related to banking and housing issues. See Federal Agencies contacted below: FHFA previously knows as FHFB was contacted, but was not a choice. Instructed to select FHFB and explain here.
Filing targets: Federal Housing Finance Agency (FHFA), HOUSE OF REPRESENTATIVES, SENATE, Treasury, Dept of
INTERNATIONAL SWAPS AND DERIVATIVES ASSOCIATION, INC. via MINDSET ADVOCACY, LLC
2010 · third_quarter · Q3
legislative issues related to swaps and derivatives
Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE, Treasury, Dept of
LOEWS GOVERNMENT AFFAIRS SERVICES INC (FORMERLY KNOWN AS MLBA SERVICES INC ) via MINDSET ADVOCACY, LLC
2010 · third_quarter · Q3
Legislation and regulation related to capital markets and energy issues
legislation and regulation related to capital markets and energy issues
Legislation relating to regulatory reform of financial services, accounting, and financial reporting
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
ADVANTAGE CAPITAL via MINDSET ADVOCACY, LLC
2010 · third_quarter · Q3
S. 1583 The New Markets Tax Credit Extension Act of 2009 HR 2628 The New Markets Tax Credit Extension Act of 2009
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
MANAGED FUNDS ASSOCIATION via MINDSET ADVOCACY, LLC
2010 · third_quarter · Q3
Legislation and regulation impacting alternative investment vehicles
Filing targets: Executive Office of the President (EOP), HOUSE OF REPRESENTATIVES, SENATE, Treasury, Dept of
CITIGROUP MANAGEMENT CORP via MINDSET ADVOCACY, LLC
2010 · second_quarter · Q2
Legislation and regulation related to capital markets issues
Filing targets: Executive Office of the President (EOP), HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
FEDERAL HOME LOAN BANK OF DALLAS via MINDSET ADVOCACY, LLC
2010 · second_quarter · Q2
Legislative and Regulatory Issues related to banking and housing issues. See section 17: Federal Housing Finance Agency-FHFA (previously known as the Federal Housing Finance Board-FHFB) was contacted, but was not a choice under section 17. Instructed to select FHFB and to explain here.
Filing targets: Federal Housing Finance Agency (FHFA), HOUSE OF REPRESENTATIVES, SENATE, Treasury, Dept of
INTERNATIONAL SWAPS AND DERIVATIVES ASSOCIATION, INC. via MINDSET ADVOCACY, LLC
2010 · second_quarter · Q2
Legislative issues related to swaps and derivatives.
Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE, Treasury, Dept of
MANAGED FUNDS ASSOCIATION via MINDSET ADVOCACY, LLC
2010 · second_quarter · Q2
Legislation and regulation impacting alternative investment vehicles
Filing targets: Executive Office of the President (EOP), HOUSE OF REPRESENTATIVES, SENATE, Treasury, Dept of
LOEWS GOVERNMENT AFFAIRS SERVICES INC (FORMERLY KNOWN AS MLBA SERVICES INC ) via MINDSET ADVOCACY, LLC
2010 · second_quarter · Q2
Legislation and regulation related to capital markets and energy issues
Legislation relating to regulatory reform of financial services, accounting and financial reporting
Legislation and regulation related to capital markets and energy issues
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
PRIMUS GUARANTY, LTD. via MINDSET ADVOCACY, LLC
2010 · second_quarter · Q2
Legislative issues related to swaps and derivatives.
Filing targets: Commodity Futures Trading Commission (CFTC), SENATE, Treasury, Dept of
PWC US GROUP LLP via MINDSET ADVOCACY, LLC
2010 · second_quarter · Q2
Legislation relating to regulatory reform of financial services, accounting and financial reporting
Filing targets: Executive Office of the President (EOP), HOUSE OF REPRESENTATIVES, SENATE, Treasury, Dept of
ADVANTAGE CAPITAL via MINDSET ADVOCACY, LLC
2010 · second_quarter · Q2
S. 1583 The New Markets Tax Credit Extension Act of 2009 H.R. 2628 The New Markets Tax Credit Extension Act of 2009
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
Filing targets: HOUSE OF REPRESENTATIVES, SENATE