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Reported covered position: Office of Norman Sisisky, LC 97-99; Office of Brian Baird, LA 99-00,LD 00-01, COS 01-04; Office Brad Miller, Deputy COS/LD 05-07,COS 07-12; Dept. of Commerce and VA 12-17; Office of Madeleine Bordallo, COS 17-18;Office of Brenda Lawrence, COS 18-19.
How to read the money
Income and expense are whole-filing amounts associated with this lobbyist, not personal compensation or an allocated share.
No topic inference: each bill number appears in source LDA issue text assigned to this lobbyist.
Insider Trading Prohibition Act
Client: MANAGED FUNDS ASSOCIATION · Firm: MANAGED FUNDS ASSOCIATION
Legislative oversight of implementation of Titles I, II, IV, VII, and IX of the Dodd-Frank Wall Street Reform and Consumer Protection Act. Regulation and oversight of investment advisers. Financial services regulatory reform in non-U.S. jurisdictions. Equity market structure issues including electronic trading and algorithmic trading. Protection for sensitive and proprietary data. Security-based swaps regulation. Environmental, social, and governance (ESG) and diversity, equity, and inclusion (DEI) initiatives. Impacts of Pandemic on Credit Markets. Activities-based rules for nonbank financial institutions. SEC proposed regulations on private fund advisers. SEC proposed regulations on dealer definition. Beneficial ownership. Investment limitations on foreign assets. H.R. 2655, to amend the Securities Exchange Act of 1934 to prohibit certain securities trading and related communications by those who possess material, nonpublic information H.R. 4618, Short Sale Transparency and Market Fairness Act H.R. 7900, National Defense Authorization Act for Fiscal Year 2023 H.R. 8254, Financial Services and General Government Appropriations Act, 2023
Specific issues are shown only where the LDA source assigned them to this lobbyist. Targets apply to the associated filing.
MANAGED FUNDS ASSOCIATION via MANAGED FUNDS ASSOCIATION
2023 · first_quarter · 1A
Legislative oversight of the Dodd-Frank Wall Street Reform and Consumer Protection Act. Regulation and oversight of investment advisers. Capital markets regulatory reform in non-U.S. jurisdictions. Equity market structure issues including electronic and algorithmic trading. Protection for sensitive and proprietary data. Security-based swaps regulation. Environmental, social, and governance (ESG) and diversity, equity, and inclusion (DEI) policies. Activities-based rules for non-bank financial institutions. Private fund adviser proposal. Dealer definition proposal. Beneficial ownership. Investment limitations on foreign assets. Outbound investment review process. Short selling. Digital assets and cryptocurrencies. Implementation of the Consolidated Appropriations Act of 2023 (P.L. 117-328)
Source: Senate LDA
Insider Trading Prohibition Act
Client: MANAGED FUNDS ASSOCIATION · Firm: MANAGED FUNDS ASSOCIATION
Legislative oversight of the Dodd-Frank Wall Street Reform and Consumer Protection Act. Regulation and oversight of investment advisers. Capital markets regulatory reform in non-U.S. jurisdictions. Equity market structure issues including electronic and algorithmic trading. Protection for sensitive and proprietary data. Security-based swaps regulation. Environmental, social, and governance (ESG) and diversity, equity, and inclusion (DEI) policies. Activities-based rules for non-bank financial institutions. Private fund adviser proposal. Dealer definition proposal. Beneficial ownership. Investment limitations on foreign assets. Outbound investment review process. H.R. 2655, to amend the Securities Exchange Act of 1934 to prohibit certain securities trading and related communications by those who possess material, nonpublic information H.R. 4618, Short Sale Transparency and Market Fairness Act H.R. 7900, National Defense Authorization Act for Fiscal Year 2023 H.R. 8254/S. 4685, Financial Services and General Government Appropriations Act, 2023
Insider Trading Prohibition Act
Client: MANAGED FUNDS ASSOCIATION · Firm: MANAGED FUNDS ASSOCIATION
Legislative oversight of the Dodd-Frank Wall Street Reform and Consumer Protection Act. Regulation and oversight of investment advisers. Capital markets regulatory reform in non-U.S. jurisdictions. Equity market structure issues including electronic and algorithmic trading. Protection for sensitive and proprietary data. Security-based swaps regulation. Environmental, social, and governance (ESG) and diversity, equity, and inclusion (DEI) policies. Activities-based rules for non-bank financial institutions. Private fund adviser proposal. Dealer definition proposal. Beneficial ownership. Investment limitations on foreign assets. Outbound investment review process. H.R. 2655, to amend the Securities Exchange Act of 1934 to prohibit certain securities trading and related communications by those who possess material, nonpublic information H.R. 4618, Short Sale Transparency and Market Fairness Act H.R. 7900, National Defense Authorization Act for Fiscal Year 2023 H.R. 8254/S. 4685, Financial Services and General Government Appropriations Act, 2023
Short Sale Transparency and Market Fairness Act
Client: MANAGED FUNDS ASSOCIATION · Firm: MANAGED FUNDS ASSOCIATION
Legislative oversight of implementation of Titles I, II, IV, VII, and IX of the Dodd-Frank Wall Street Reform and Consumer Protection Act. Regulation and oversight of investment advisers. Financial services regulatory reform in non-U.S. jurisdictions. Equity market structure issues including electronic trading and algorithmic trading. Protection for sensitive and proprietary data. Security-based swaps regulation. Environmental, social, and governance (ESG) and diversity, equity, and inclusion (DEI) initiatives. Impacts of Pandemic on Credit Markets. Activities-based rules for nonbank financial institutions. SEC proposed regulations on private fund advisers. SEC proposed regulations on dealer definition. Beneficial ownership. Investment limitations on foreign assets. H.R. 2655, to amend the Securities Exchange Act of 1934 to prohibit certain securities trading and related communications by those who possess material, nonpublic information H.R. 4618, Short Sale Transparency and Market Fairness Act H.R. 7900, National Defense Authorization Act for Fiscal Year 2023 H.R. 8254, Financial Services and General Government Appropriations Act, 2023
Short Sale Transparency and Market Fairness Act
Client: MANAGED FUNDS ASSOCIATION · Firm: MANAGED FUNDS ASSOCIATION
Legislative oversight of the Dodd-Frank Wall Street Reform and Consumer Protection Act. Regulation and oversight of investment advisers. Capital markets regulatory reform in non-U.S. jurisdictions. Equity market structure issues including electronic and algorithmic trading. Protection for sensitive and proprietary data. Security-based swaps regulation. Environmental, social, and governance (ESG) and diversity, equity, and inclusion (DEI) policies. Activities-based rules for non-bank financial institutions. Private fund adviser proposal. Dealer definition proposal. Beneficial ownership. Investment limitations on foreign assets. Outbound investment review process. H.R. 2655, to amend the Securities Exchange Act of 1934 to prohibit certain securities trading and related communications by those who possess material, nonpublic information H.R. 4618, Short Sale Transparency and Market Fairness Act H.R. 7900, National Defense Authorization Act for Fiscal Year 2023 H.R. 8254/S. 4685, Financial Services and General Government Appropriations Act, 2023
Short Sale Transparency and Market Fairness Act
Client: MANAGED FUNDS ASSOCIATION · Firm: MANAGED FUNDS ASSOCIATION
Legislative oversight of the Dodd-Frank Wall Street Reform and Consumer Protection Act. Regulation and oversight of investment advisers. Capital markets regulatory reform in non-U.S. jurisdictions. Equity market structure issues including electronic and algorithmic trading. Protection for sensitive and proprietary data. Security-based swaps regulation. Environmental, social, and governance (ESG) and diversity, equity, and inclusion (DEI) policies. Activities-based rules for non-bank financial institutions. Private fund adviser proposal. Dealer definition proposal. Beneficial ownership. Investment limitations on foreign assets. Outbound investment review process. H.R. 2655, to amend the Securities Exchange Act of 1934 to prohibit certain securities trading and related communications by those who possess material, nonpublic information H.R. 4618, Short Sale Transparency and Market Fairness Act H.R. 7900, National Defense Authorization Act for Fiscal Year 2023 H.R. 8254/S. 4685, Financial Services and General Government Appropriations Act, 2023
Inflation Reduction Act of 2022
Client: MANAGED FUNDS ASSOCIATION · Firm: MANAGED FUNDS ASSOCIATION
Limitations on deductions including interest expense. 864(b) of the Internal Revenue Code - safe harbor for investment in U.S. securities and other assets by non-U.S. investors. Financial Transaction Tax. H.R. 5376, Build Back Better Act, including provisions relating to Carried Interest/ Enterprise Value; Taxation of pass-through entities; Mark-to-market of derivatives; Taxation of financial products; Limitations on private investments within IRAs
Inflation Reduction Act of 2022
Client: MANAGED FUNDS ASSOCIATION · Firm: MANAGED FUNDS ASSOCIATION
H.R. 5376, Build Back Better Act, including provisions relating to Carried Interest/ Enterprise Value; Taxation of pass-through entities; Mark-to-market of derivatives; Taxation of financial products; Limitations on private investments within IRAs Limitations on deductions including interest expense. 864(b) of the Internal Revenue Code - safe harbor for investment in U.S. securities and other assets by non-U.S. investors. Financial Transaction Tax.
Inflation Reduction Act of 2022
Client: MANAGED FUNDS ASSOCIATION · Firm: MANAGED FUNDS ASSOCIATION
Limitations on deductions including interest expense. 864(b) of the Internal Revenue Code - safe harbor for investment in U.S. securities and other assets by non-U.S. investors. Financial Transaction Tax. H.R. 5376, the Inflation Reduction Act, including provisions relating to Carried Interest/ Enterprise Value; Taxation of financial products.
Inflation Reduction Act of 2022
Client: MANAGED FUNDS ASSOCIATION · Firm: MANAGED FUNDS ASSOCIATION
Limitations on deductions including interest expense. 864(b) of the Internal Revenue Code - safe harbor for investment in U.S. securities and other assets by non-U.S. investors. Financial Transaction Tax. Research and development expensing. H.R. 5376, the Inflation Reduction Act, including provisions relating to Carried Interest/ Enterprise Value; Taxation of financial products.
National Defense Authorization Act for Fiscal Year 2023
Client: MANAGED FUNDS ASSOCIATION · Firm: MANAGED FUNDS ASSOCIATION
Legislative oversight of implementation of Titles I, II, IV, VII, and IX of the Dodd-Frank Wall Street Reform and Consumer Protection Act. Regulation and oversight of investment advisers. Financial services regulatory reform in non-U.S. jurisdictions. Equity market structure issues including electronic trading and algorithmic trading. Protection for sensitive and proprietary data. Security-based swaps regulation. Environmental, social, and governance (ESG) and diversity, equity, and inclusion (DEI) initiatives. Impacts of Pandemic on Credit Markets. Activities-based rules for nonbank financial institutions. SEC proposed regulations on private fund advisers. SEC proposed regulations on dealer definition. Beneficial ownership. Investment limitations on foreign assets. H.R. 2655, to amend the Securities Exchange Act of 1934 to prohibit certain securities trading and related communications by those who possess material, nonpublic information H.R. 4618, Short Sale Transparency and Market Fairness Act H.R. 7900, National Defense Authorization Act for Fiscal Year 2023 H.R. 8254, Financial Services and General Government Appropriations Act, 2023
National Defense Authorization Act for Fiscal Year 2023
Client: MANAGED FUNDS ASSOCIATION · Firm: MANAGED FUNDS ASSOCIATION
Legislative oversight of the Dodd-Frank Wall Street Reform and Consumer Protection Act. Regulation and oversight of investment advisers. Capital markets regulatory reform in non-U.S. jurisdictions. Equity market structure issues including electronic and algorithmic trading. Protection for sensitive and proprietary data. Security-based swaps regulation. Environmental, social, and governance (ESG) and diversity, equity, and inclusion (DEI) policies. Activities-based rules for non-bank financial institutions. Private fund adviser proposal. Dealer definition proposal. Beneficial ownership. Investment limitations on foreign assets. Outbound investment review process. H.R. 2655, to amend the Securities Exchange Act of 1934 to prohibit certain securities trading and related communications by those who possess material, nonpublic information H.R. 4618, Short Sale Transparency and Market Fairness Act H.R. 7900, National Defense Authorization Act for Fiscal Year 2023 H.R. 8254/S. 4685, Financial Services and General Government Appropriations Act, 2023
National Defense Authorization Act for Fiscal Year 2023
Client: MANAGED FUNDS ASSOCIATION · Firm: MANAGED FUNDS ASSOCIATION
Legislative oversight of the Dodd-Frank Wall Street Reform and Consumer Protection Act. Regulation and oversight of investment advisers. Capital markets regulatory reform in non-U.S. jurisdictions. Equity market structure issues including electronic and algorithmic trading. Protection for sensitive and proprietary data. Security-based swaps regulation. Environmental, social, and governance (ESG) and diversity, equity, and inclusion (DEI) policies. Activities-based rules for non-bank financial institutions. Private fund adviser proposal. Dealer definition proposal. Beneficial ownership. Investment limitations on foreign assets. Outbound investment review process. H.R. 2655, to amend the Securities Exchange Act of 1934 to prohibit certain securities trading and related communications by those who possess material, nonpublic information H.R. 4618, Short Sale Transparency and Market Fairness Act H.R. 7900, National Defense Authorization Act for Fiscal Year 2023 H.R. 8254/S. 4685, Financial Services and General Government Appropriations Act, 2023
Financial Services and General Government Appropriations Act, 2023
Client: MANAGED FUNDS ASSOCIATION · Firm: MANAGED FUNDS ASSOCIATION
Legislative oversight of the Dodd-Frank Wall Street Reform and Consumer Protection Act. Regulation and oversight of investment advisers. Capital markets regulatory reform in non-U.S. jurisdictions. Equity market structure issues including electronic and algorithmic trading. Protection for sensitive and proprietary data. Security-based swaps regulation. Environmental, social, and governance (ESG) and diversity, equity, and inclusion (DEI) policies. Activities-based rules for non-bank financial institutions. Private fund adviser proposal. Dealer definition proposal. Beneficial ownership. Investment limitations on foreign assets. Outbound investment review process. H.R. 2655, to amend the Securities Exchange Act of 1934 to prohibit certain securities trading and related communications by those who possess material, nonpublic information H.R. 4618, Short Sale Transparency and Market Fairness Act H.R. 7900, National Defense Authorization Act for Fiscal Year 2023 H.R. 8254/S. 4685, Financial Services and General Government Appropriations Act, 2023
Financial Services and General Government Appropriations Act, 2023
Client: MANAGED FUNDS ASSOCIATION · Firm: MANAGED FUNDS ASSOCIATION
Legislative oversight of the Dodd-Frank Wall Street Reform and Consumer Protection Act. Regulation and oversight of investment advisers. Capital markets regulatory reform in non-U.S. jurisdictions. Equity market structure issues including electronic and algorithmic trading. Protection for sensitive and proprietary data. Security-based swaps regulation. Environmental, social, and governance (ESG) and diversity, equity, and inclusion (DEI) policies. Activities-based rules for non-bank financial institutions. Private fund adviser proposal. Dealer definition proposal. Beneficial ownership. Investment limitations on foreign assets. Outbound investment review process. H.R. 2655, to amend the Securities Exchange Act of 1934 to prohibit certain securities trading and related communications by those who possess material, nonpublic information H.R. 4618, Short Sale Transparency and Market Fairness Act H.R. 7900, National Defense Authorization Act for Fiscal Year 2023 H.R. 8254/S. 4685, Financial Services and General Government Appropriations Act, 2023
Financial Services and General Government Appropriations Act, 2023
Client: MANAGED FUNDS ASSOCIATION · Firm: MANAGED FUNDS ASSOCIATION
Legislative oversight of implementation of Titles I, II, IV, VII, and IX of the Dodd-Frank Wall Street Reform and Consumer Protection Act. Regulation and oversight of investment advisers. Financial services regulatory reform in non-U.S. jurisdictions. Equity market structure issues including electronic trading and algorithmic trading. Protection for sensitive and proprietary data. Security-based swaps regulation. Environmental, social, and governance (ESG) and diversity, equity, and inclusion (DEI) initiatives. Impacts of Pandemic on Credit Markets. Activities-based rules for nonbank financial institutions. SEC proposed regulations on private fund advisers. SEC proposed regulations on dealer definition. Beneficial ownership. Investment limitations on foreign assets. H.R. 2655, to amend the Securities Exchange Act of 1934 to prohibit certain securities trading and related communications by those who possess material, nonpublic information H.R. 4618, Short Sale Transparency and Market Fairness Act H.R. 7900, National Defense Authorization Act for Fiscal Year 2023 H.R. 8254, Financial Services and General Government Appropriations Act, 2023
Financial Services and General Government Appropriations Act, 2023
Client: MANAGED FUNDS ASSOCIATION · Firm: MANAGED FUNDS ASSOCIATION
Legislative oversight of the Dodd-Frank Wall Street Reform and Consumer Protection Act. Regulation and oversight of investment advisers. Capital markets regulatory reform in non-U.S. jurisdictions. Equity market structure issues including electronic and algorithmic trading. Protection for sensitive and proprietary data. Security-based swaps regulation. Environmental, social, and governance (ESG) and diversity, equity, and inclusion (DEI) policies. Activities-based rules for non-bank financial institutions. Private fund adviser proposal. Dealer definition proposal. Beneficial ownership. Investment limitations on foreign assets. Outbound investment review process. H.R. 2655, to amend the Securities Exchange Act of 1934 to prohibit certain securities trading and related communications by those who possess material, nonpublic information H.R. 4618, Short Sale Transparency and Market Fairness Act H.R. 7900, National Defense Authorization Act for Fiscal Year 2023 H.R. 8254/S. 4685, Financial Services and General Government Appropriations Act, 2023
Financial Services and General Government Appropriations Act, 2023
Client: MANAGED FUNDS ASSOCIATION · Firm: MANAGED FUNDS ASSOCIATION
Legislative oversight of the Dodd-Frank Wall Street Reform and Consumer Protection Act. Regulation and oversight of investment advisers. Capital markets regulatory reform in non-U.S. jurisdictions. Equity market structure issues including electronic and algorithmic trading. Protection for sensitive and proprietary data. Security-based swaps regulation. Environmental, social, and governance (ESG) and diversity, equity, and inclusion (DEI) policies. Activities-based rules for non-bank financial institutions. Private fund adviser proposal. Dealer definition proposal. Beneficial ownership. Investment limitations on foreign assets. Outbound investment review process. H.R. 2655, to amend the Securities Exchange Act of 1934 to prohibit certain securities trading and related communications by those who possess material, nonpublic information H.R. 4618, Short Sale Transparency and Market Fairness Act H.R. 7900, National Defense Authorization Act for Fiscal Year 2023 H.R. 8254/S. 4685, Financial Services and General Government Appropriations Act, 2023
Short Sale Transparency and Market Fairness Act
Client: MANAGED FUNDS ASSOCIATION · Firm: MANAGED FUNDS ASSOCIATION
H.R. 2655, to amend the Securities Exchange Act of 1934 to prohibit certain securities trading and related communications by those who possess material, nonpublic information H.R. 4618, Short Sale Transparency and Market Fairness Act Legislative oversight of implementation of Titles I, II, IV, VII, and IX of the Dodd-Frank Wall Street Reform and Consumer Protection Act. Regulation and oversight of investment advisers. Financial services regulatory reform in non-U.S. jurisdictions. Equity market structure issues including electronic trading and algorithmic trading. Protection for sensitive and proprietary data. Security-based swaps regulation. Environmental, social, and governance (ESG) and diversity, equity, and inclusion (DEI) initiatives. Impacts of Pandemic on Credit Markets. Activities-based rules for nonbank financial institutions.
Inflation Reduction Act of 2022
Client: MANAGED FUNDS ASSOCIATION · Firm: MANAGED FUNDS ASSOCIATION
H.R. 5376, Build Back Better Act, including provisions relating to Carried Interest/ Enterprise Value; Taxation of pass-through entities; Mark-to-market of derivatives; Taxation of financial products; Limitations on private investments within IRAs Limitations on deductions including interest expense. 864(b) of the Internal Revenue Code - safe harbor for investment in U.S. securities and other assets by non-U.S. investors. Financial Transaction Tax
Noncompete agreements.
Limitations on deductions including interest expense. 864(b) of the Internal Revenue Code - safe harbor for investment in U.S. securities and other assets by non-U.S. investors. Financial Transaction Tax. Research and development expensing. Implementation of the Inflation Reduction Act (P.L. 117-169), including provisions relating to Carried Interest/ Enterprise Value; Taxation of financial products.
Legislative oversight of implementation of the Dodd-Frank Wall Street Reform and Consumer Protection Act. Data protection.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
MANAGED FUNDS ASSOCIATION via MANAGED FUNDS ASSOCIATION
2023 · first_quarter · Q1
Legislative oversight of implementation of the Dodd-Frank Wall Street Reform and Consumer Protection Act. Data protection.
Noncompete agreements.
Legislative oversight of the Dodd-Frank Wall Street Reform and Consumer Protection Act. Regulation and oversight of investment advisers. Capital markets regulatory reform in non-U.S. jurisdictions. Equity market structure issues including electronic and algorithmic trading. Protection for sensitive and proprietary data. Security-based swaps regulation. Environmental, social, and governance (ESG) and diversity, equity, and inclusion (DEI) policies. Activities-based rules for non-bank financial institutions. Private fund adviser proposal. Dealer definition proposal. Beneficial ownership. Investment limitations on foreign assets. Outbound investment review process. Short selling. Digital assets and cryptocurrencies. Implementation of the Consolidated Appropriations Act of 2023 (P.L. 117-328)
Limitations on deductions including interest expense. 864(b) of the Internal Revenue Code - safe harbor for investment in U.S. securities and other assets by non-U.S. investors. Financial Transaction Tax. Research and development expensing. Implementation of the Inflation Reduction Act (P.L. 117-169), including provisions relating to Carried Interest/ Enterprise Value; Taxation of financial products.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
MANAGED FUNDS ASSOCIATION via MANAGED FUNDS ASSOCIATION
2022 · fourth_quarter · Q4
Legislative oversight of the Dodd-Frank Wall Street Reform and Consumer Protection Act. Regulation and oversight of investment advisers. Capital markets regulatory reform in non-U.S. jurisdictions. Equity market structure issues including electronic and algorithmic trading. Protection for sensitive and proprietary data. Security-based swaps regulation. Environmental, social, and governance (ESG) and diversity, equity, and inclusion (DEI) policies. Activities-based rules for non-bank financial institutions. Private fund adviser proposal. Dealer definition proposal. Beneficial ownership. Investment limitations on foreign assets. Outbound investment review process. H.R. 2655, to amend the Securities Exchange Act of 1934 to prohibit certain securities trading and related communications by those who possess material, nonpublic information H.R. 4618, Short Sale Transparency and Market Fairness Act H.R. 7900, National Defense Authorization Act for Fiscal Year 2023 H.R. 8254/S. 4685, Financial Services and General Government Appropriations Act, 2023
Legislative oversight of implementation of the Dodd-Frank Wall Street Reform and Consumer Protection Act. Data protection.
Limitations on deductions including interest expense. 864(b) of the Internal Revenue Code - safe harbor for investment in U.S. securities and other assets by non-U.S. investors. Financial Transaction Tax. Research and development expensing. H.R. 5376, the Inflation Reduction Act, including provisions relating to Carried Interest/ Enterprise Value; Taxation of financial products.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
MANAGED FUNDS ASSOCIATION via MANAGED FUNDS ASSOCIATION
2022 · third_quarter · Q3
Legislative oversight of the Dodd-Frank Wall Street Reform and Consumer Protection Act. Regulation and oversight of investment advisers. Capital markets regulatory reform in non-U.S. jurisdictions. Equity market structure issues including electronic and algorithmic trading. Protection for sensitive and proprietary data. Security-based swaps regulation. Environmental, social, and governance (ESG) and diversity, equity, and inclusion (DEI) policies. Activities-based rules for non-bank financial institutions. Private fund adviser proposal. Dealer definition proposal. Beneficial ownership. Investment limitations on foreign assets. Outbound investment review process. H.R. 2655, to amend the Securities Exchange Act of 1934 to prohibit certain securities trading and related communications by those who possess material, nonpublic information H.R. 4618, Short Sale Transparency and Market Fairness Act H.R. 7900, National Defense Authorization Act for Fiscal Year 2023 H.R. 8254/S. 4685, Financial Services and General Government Appropriations Act, 2023
Legislative oversight of implementation of the Dodd-Frank Wall Street Reform and Consumer Protection Act. Data protection.
Limitations on deductions including interest expense. 864(b) of the Internal Revenue Code - safe harbor for investment in U.S. securities and other assets by non-U.S. investors. Financial Transaction Tax. H.R. 5376, the Inflation Reduction Act, including provisions relating to Carried Interest/ Enterprise Value; Taxation of financial products.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
MANAGED FUNDS ASSOCIATION via MANAGED FUNDS ASSOCIATION
2022 · second_quarter · Q2
Legislative oversight of implementation of Titles I, II, IV, VII, and IX of the Dodd-Frank Wall Street Reform and Consumer Protection Act. Regulation and oversight of investment advisers. Financial services regulatory reform in non-U.S. jurisdictions. Equity market structure issues including electronic trading and algorithmic trading. Protection for sensitive and proprietary data. Security-based swaps regulation. Environmental, social, and governance (ESG) and diversity, equity, and inclusion (DEI) initiatives. Impacts of Pandemic on Credit Markets. Activities-based rules for nonbank financial institutions. SEC proposed regulations on private fund advisers. SEC proposed regulations on dealer definition. Beneficial ownership. Investment limitations on foreign assets. H.R. 2655, to amend the Securities Exchange Act of 1934 to prohibit certain securities trading and related communications by those who possess material, nonpublic information H.R. 4618, Short Sale Transparency and Market Fairness Act H.R. 7900, National Defense Authorization Act for Fiscal Year 2023 H.R. 8254, Financial Services and General Government Appropriations Act, 2023
Legislative oversight of implementation of the Dodd-Frank Wall Street Reform and Consumer Protection Act.
Limitations on deductions including interest expense. 864(b) of the Internal Revenue Code - safe harbor for investment in U.S. securities and other assets by non-U.S. investors. Financial Transaction Tax. H.R. 5376, Build Back Better Act, including provisions relating to Carried Interest/ Enterprise Value; Taxation of pass-through entities; Mark-to-market of derivatives; Taxation of financial products; Limitations on private investments within IRAs
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
MANAGED FUNDS ASSOCIATION via MANAGED FUNDS ASSOCIATION
2022 · first_quarter · Q1
H.R. 5376, Build Back Better Act, including provisions relating to Carried Interest/ Enterprise Value; Taxation of pass-through entities; Mark-to-market of derivatives; Taxation of financial products; Limitations on private investments within IRAs Limitations on deductions including interest expense. 864(b) of the Internal Revenue Code - safe harbor for investment in U.S. securities and other assets by non-U.S. investors. Financial Transaction Tax.
Legislative oversight of implementation of the Dodd-Frank Wall Street Reform and Consumer Protection Act.
MANAGED FUNDS ASSOCIATION via MANAGED FUNDS ASSOCIATION
2021 · fourth_quarter · Q4
Legislative oversight of implementation of the Dodd-Frank Wall Street Reform and Consumer Protection Act.
H.R. 2655, to amend the Securities Exchange Act of 1934 to prohibit certain securities trading and related communications by those who possess material, nonpublic information H.R. 4618, Short Sale Transparency and Market Fairness Act Legislative oversight of implementation of Titles I, II, IV, VII, and IX of the Dodd-Frank Wall Street Reform and Consumer Protection Act. Regulation and oversight of investment advisers. Financial services regulatory reform in non-U.S. jurisdictions. Equity market structure issues including electronic trading and algorithmic trading. Protection for sensitive and proprietary data. Security-based swaps regulation. Environmental, social, and governance (ESG) and diversity, equity, and inclusion (DEI) initiatives. Impacts of Pandemic on Credit Markets. Activities-based rules for nonbank financial institutions.
MANAGED FUNDS ASSOCIATION via MANAGED FUNDS ASSOCIATION
2021 · third_quarter · Q3
Legislative oversight of implementation of the Dodd-Frank Wall Street Reform and Consumer Protection Act.
Legislative oversight of implementation of Titles I, II, IV, VII, and IX of the Dodd-Frank Wall Street Reform and Consumer Protection Act. Regulation and oversight of investment advisers. Financial services regulatory reform in non-U.S. jurisdictions. Equity market structure issues including electronic trading and algorithmic trading. Protection for sensitive and proprietary data. Legislation and Regulation Concerning Short Sale Disclosure and Bans, including proposal to expand 13F reports Security-based swaps regulation SEC Climate risk disclosure initiatives H.R. 2655, to amend the Securities Exchange Act of 1934 to prohibit certain securities trading and related communications by those who possess material, nonpublic information Impacts of Pandemic on Credit Markets Activities-based rules for nonbank financial institutions
MANAGED FUNDS ASSOCIATION via MANAGED FUNDS ASSOCIATION
2021 · second_quarter · Q2
Carried Interest/Enterprise Value Taxation of pass-through entities. Taxation of financial products. Limitations on deductions including interest expense. 864(b) of the Internal Revenue Code - safe harbor for investment in U.S. securities and other assets by non-U.S. investors. Financial Transaction Tax
Legislative oversight of implementation of Titles I, II, IV, VII, and IX of the Dodd-Frank Wall Street Reform and Consumer Protection Act. Regulation and oversight of investment advisers. Financial services regulatory reform in non-U.S. jurisdictions. Equity market structure issues including electronic trading and algorithmic trading. Protection for sensitive and proprietary data. Legislation and Regulation Concerning Short Sale Disclosure and Bans, including proposal to expand 13F reports Security-based swaps regulation SEC Climate risk disclosure initiatives H.R. 2655, to amend the Securities Exchange Act of 1934 to prohibit certain securities trading and related communications by those who possess material, nonpublic information Impacts of Pandemic on Credit Markets Activities-based rules for nonbank financial institutions
H.R. 2655, to amend the Securities Exchange Act of 1934 to prohibit certain securities trading and related communications by those who possess material, nonpublic information H.R. 4618, Short Sale Transparency and Market Fairness Act Legislative oversight of implementation of Titles I, II, IV, VII, and IX of the Dodd-Frank Wall Street Reform and Consumer Protection Act. Regulation and oversight of investment advisers. Financial services regulatory reform in non-U.S. jurisdictions. Equity market structure issues including electronic trading and algorithmic trading. Protection for sensitive and proprietary data. Security-based swaps regulation. Environmental, social, and governance (ESG) and diversity, equity, and inclusion (DEI) initiatives. Impacts of Pandemic on Credit Markets. Activities-based rules for nonbank financial institutions. SEC proposed regulations on private fund advisers. Beneficial ownership. Investment limitations on foreign assets.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
H.R. 5376, Build Back Better Act, including provisions relating to Carried Interest/ Enterprise Value; Taxation of pass-through entities; Mark-to-market of derivatives; Taxation of financial products; Limitations on private investments within IRAs Limitations on deductions including interest expense. 864(b) of the Internal Revenue Code - safe harbor for investment in U.S. securities and other assets by non-U.S. investors. Financial Transaction Tax
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
Carried Interest/Enterprise Value Taxation of pass-through entities. Taxation of financial products. Limitations on deductions including interest expense. 864(b) of the Internal Revenue Code - safe harbor for investment in U.S. securities and other assets by non-U.S. investors. Financial Transaction Tax
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
Legislative oversight of implementation of the Dodd-Frank Wall Street Reform and Consumer Protection Act.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE