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Income and expense are whole-filing amounts associated with this lobbyist, not personal compensation or an allocated share.
No topic inference: each bill number appears in source LDA issue text assigned to this lobbyist.
Financial Stability Oversight Council Improvement Act of 2019
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
H.R. 748 - Coronavirus Aid, Relief, and Economic Security Act (Sections 4003, 4008, 4010, 4015) H.R. 3561 - Financial Stability Oversight Council Improvement Act of 2019 (Foster) H.R. 3701 - Statute of Limitations for Certain SEC Actions (Gonzalez) H.R. 3987 - Alleviating Stress Test Burdens to Help Investors Act (Loudermilk) H.R. 4335 - 8-K Trading Gap Act of 2019 (Maloney) H.R. 4492 - Consumer Financial Choice and Capital Markets Protection Act of 2019 (Moore) H.R. 4895 - CFTC Reauthorization Act of 2019 (Peterson) S. 603 - Financial Stability Oversight Council Improvement Act of 2019 (Rounds) S. 733 - Consumer Financial Choice and Capital Markets Protection Act of 2019 (Toomey) S. 1200 - Secure and Fair Enforcement Banking Act of 2019 (Merkley) CFTC Rule 4.5 Closed-End Funds Consolidated Audit Trail Cross-Border Derivatives (Definition of US Person) Diverse Investment Advisers Act Environmental, Social, and Governance Investing Exchange-Traded Funds Housing Finance Reform Money Market Mutual Fund Liquidity Facility and other Federal Reserve Facilities Mutual Fund Litigation Reform Act (Emmer) Proxy Advisory Firms/Proxy Voting Retail Investor Access to Private Offerings SEC Cybersecurity and Data Protection
Specific issues are shown only where the LDA source assigned them to this lobbyist. Targets apply to the associated filing.
INVESTMENT COMPANY INSTITUTE via INVESTMENT COMPANY INSTITUTE
2020 · second_quarter · Q2
FY 2021 Financial Services and General Government Appropriations Act FY 2021 Labor, HHS, Education, and Related Agencies Appropriations Act
H.R. 3561 - Financial Stability Oversight Council Improvement Act of 2019 (Foster) H.R. 3987 - Alleviating Stress Test Burdens to Help Investors Act (Loudermilk) H.R. 4492 - Consumer Financial Choice and Capital Markets Protection Act of 2019 (Moore) H.R. 6197 - CFTC Reauthorization Act of 2019 (Peterson) H.R. 6501 - Systematic Risk Mitigation Act (Garcia) H.R. 6800 - The Heroes Act (Lowey) H.R. 7000 - Holding Foreign Companies Accountable Act (Sherman) H.R. 7440 - Hong Kong Autonomy Act (Sherman) S. 603 - Financial Stability Oversight Council Improvement Act of 2019 (Rounds) S. 733 - Consumer Financial Choice and Capital Markets Protection Act of 2019 (Toomey) S. 945 - Holding Foreign Companies Accountable Act (Kennedy) S. 1200 - Secure and Fair Enforcement Banking Act of 2019 (Merkley) S. 3798 - Hong Kong Autonomy Act (Toomey) CFTC Rule 4.5 Closed-End Funds Consolidated Audit Trail Diverse Investment Advisers Act Electronic Delivery of Mutual Fund Disclosure Documents Environmental, Social, and Governance Investing Exchange-Traded Funds Federal Reserve facilities established in response to COVID-19 Money Market Mutual Funds Mutual Fund Litigation Reform Act (Emmer) Proxy Advisory Firms/Proxy Voting Retail Investor Access to Private Offerings SEC Cybersecurity and Data Protection
Source: Senate LDA
Financial Stability Oversight Council Improvement Act of 2019
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
H.R. 3561 - Financial Stability Oversight Council Improvement Act of 2019 (Foster) H.R. 3987 - Alleviating Stress Test Burdens to Help Investors Act (Loudermilk) H.R. 4492 - Consumer Financial Choice and Capital Markets Protection Act of 2019 (Moore) H.R. 6197 - CFTC Reauthorization Act of 2019 (Peterson) H.R. 6501 - Systematic Risk Mitigation Act (Garcia) H.R. 6800 - The Heroes Act (Lowey) H.R. 7000 - Holding Foreign Companies Accountable Act (Sherman) H.R. 7440 - Hong Kong Autonomy Act (Sherman) S. 603 - Financial Stability Oversight Council Improvement Act of 2019 (Rounds) S. 733 - Consumer Financial Choice and Capital Markets Protection Act of 2019 (Toomey) S. 945 - Holding Foreign Companies Accountable Act (Kennedy) S. 1200 - Secure and Fair Enforcement Banking Act of 2019 (Merkley) S. 3798 - Hong Kong Autonomy Act (Toomey) CFTC Rule 4.5 Closed-End Funds Consolidated Audit Trail Diverse Investment Advisers Act Electronic Delivery of Mutual Fund Disclosure Documents Environmental, Social, and Governance Investing Exchange-Traded Funds Federal Reserve facilities established in response to COVID-19 Money Market Mutual Funds Mutual Fund Litigation Reform Act (Emmer) Proxy Advisory Firms/Proxy Voting Retail Investor Access to Private Offerings SEC Cybersecurity and Data Protection
Strengthening Fraud Protection Provisions for SEC Enforcement Act of 2019
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
H.R. 748 - Coronavirus Aid, Relief, and Economic Security Act (Sections 4003, 4008, 4010, 4015) H.R. 3561 - Financial Stability Oversight Council Improvement Act of 2019 (Foster) H.R. 3701 - Statute of Limitations for Certain SEC Actions (Gonzalez) H.R. 3987 - Alleviating Stress Test Burdens to Help Investors Act (Loudermilk) H.R. 4335 - 8-K Trading Gap Act of 2019 (Maloney) H.R. 4492 - Consumer Financial Choice and Capital Markets Protection Act of 2019 (Moore) H.R. 4895 - CFTC Reauthorization Act of 2019 (Peterson) S. 603 - Financial Stability Oversight Council Improvement Act of 2019 (Rounds) S. 733 - Consumer Financial Choice and Capital Markets Protection Act of 2019 (Toomey) S. 1200 - Secure and Fair Enforcement Banking Act of 2019 (Merkley) CFTC Rule 4.5 Closed-End Funds Consolidated Audit Trail Cross-Border Derivatives (Definition of US Person) Diverse Investment Advisers Act Environmental, Social, and Governance Investing Exchange-Traded Funds Housing Finance Reform Money Market Mutual Fund Liquidity Facility and other Federal Reserve Facilities Mutual Fund Litigation Reform Act (Emmer) Proxy Advisory Firms/Proxy Voting Retail Investor Access to Private Offerings SEC Cybersecurity and Data Protection
Alleviating Stress Test Burdens to Help Investors Act
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
H.R. 3561 - Financial Stability Oversight Council Improvement Act of 2019 (Foster) H.R. 3987 - Alleviating Stress Test Burdens to Help Investors Act (Loudermilk) H.R. 4492 - Consumer Financial Choice and Capital Markets Protection Act of 2019 (Moore) H.R. 6197 - CFTC Reauthorization Act of 2019 (Peterson) H.R. 6501 - Systematic Risk Mitigation Act (Garcia) H.R. 6800 - The Heroes Act (Lowey) H.R. 7000 - Holding Foreign Companies Accountable Act (Sherman) H.R. 7440 - Hong Kong Autonomy Act (Sherman) S. 603 - Financial Stability Oversight Council Improvement Act of 2019 (Rounds) S. 733 - Consumer Financial Choice and Capital Markets Protection Act of 2019 (Toomey) S. 945 - Holding Foreign Companies Accountable Act (Kennedy) S. 1200 - Secure and Fair Enforcement Banking Act of 2019 (Merkley) S. 3798 - Hong Kong Autonomy Act (Toomey) CFTC Rule 4.5 Closed-End Funds Consolidated Audit Trail Diverse Investment Advisers Act Electronic Delivery of Mutual Fund Disclosure Documents Environmental, Social, and Governance Investing Exchange-Traded Funds Federal Reserve facilities established in response to COVID-19 Money Market Mutual Funds Mutual Fund Litigation Reform Act (Emmer) Proxy Advisory Firms/Proxy Voting Retail Investor Access to Private Offerings SEC Cybersecurity and Data Protection
Alleviating Stress Test Burdens to Help Investors Act
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
H.R. 748 - Coronavirus Aid, Relief, and Economic Security Act (Sections 4003, 4008, 4010, 4015) H.R. 3561 - Financial Stability Oversight Council Improvement Act of 2019 (Foster) H.R. 3701 - Statute of Limitations for Certain SEC Actions (Gonzalez) H.R. 3987 - Alleviating Stress Test Burdens to Help Investors Act (Loudermilk) H.R. 4335 - 8-K Trading Gap Act of 2019 (Maloney) H.R. 4492 - Consumer Financial Choice and Capital Markets Protection Act of 2019 (Moore) H.R. 4895 - CFTC Reauthorization Act of 2019 (Peterson) S. 603 - Financial Stability Oversight Council Improvement Act of 2019 (Rounds) S. 733 - Consumer Financial Choice and Capital Markets Protection Act of 2019 (Toomey) S. 1200 - Secure and Fair Enforcement Banking Act of 2019 (Merkley) CFTC Rule 4.5 Closed-End Funds Consolidated Audit Trail Cross-Border Derivatives (Definition of US Person) Diverse Investment Advisers Act Environmental, Social, and Governance Investing Exchange-Traded Funds Housing Finance Reform Money Market Mutual Fund Liquidity Facility and other Federal Reserve Facilities Mutual Fund Litigation Reform Act (Emmer) Proxy Advisory Firms/Proxy Voting Retail Investor Access to Private Offerings SEC Cybersecurity and Data Protection
8-K Trading Gap Act of 2019
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
H.R. 748 - Coronavirus Aid, Relief, and Economic Security Act (Sections 4003, 4008, 4010, 4015) H.R. 3561 - Financial Stability Oversight Council Improvement Act of 2019 (Foster) H.R. 3701 - Statute of Limitations for Certain SEC Actions (Gonzalez) H.R. 3987 - Alleviating Stress Test Burdens to Help Investors Act (Loudermilk) H.R. 4335 - 8-K Trading Gap Act of 2019 (Maloney) H.R. 4492 - Consumer Financial Choice and Capital Markets Protection Act of 2019 (Moore) H.R. 4895 - CFTC Reauthorization Act of 2019 (Peterson) S. 603 - Financial Stability Oversight Council Improvement Act of 2019 (Rounds) S. 733 - Consumer Financial Choice and Capital Markets Protection Act of 2019 (Toomey) S. 1200 - Secure and Fair Enforcement Banking Act of 2019 (Merkley) CFTC Rule 4.5 Closed-End Funds Consolidated Audit Trail Cross-Border Derivatives (Definition of US Person) Diverse Investment Advisers Act Environmental, Social, and Governance Investing Exchange-Traded Funds Housing Finance Reform Money Market Mutual Fund Liquidity Facility and other Federal Reserve Facilities Mutual Fund Litigation Reform Act (Emmer) Proxy Advisory Firms/Proxy Voting Retail Investor Access to Private Offerings SEC Cybersecurity and Data Protection
Consumer Financial Choice and Capital Markets Protection Act of 2019
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
H.R. 748 - Coronavirus Aid, Relief, and Economic Security Act (Sections 4003, 4008, 4010, 4015) H.R. 3561 - Financial Stability Oversight Council Improvement Act of 2019 (Foster) H.R. 3701 - Statute of Limitations for Certain SEC Actions (Gonzalez) H.R. 3987 - Alleviating Stress Test Burdens to Help Investors Act (Loudermilk) H.R. 4335 - 8-K Trading Gap Act of 2019 (Maloney) H.R. 4492 - Consumer Financial Choice and Capital Markets Protection Act of 2019 (Moore) H.R. 4895 - CFTC Reauthorization Act of 2019 (Peterson) S. 603 - Financial Stability Oversight Council Improvement Act of 2019 (Rounds) S. 733 - Consumer Financial Choice and Capital Markets Protection Act of 2019 (Toomey) S. 1200 - Secure and Fair Enforcement Banking Act of 2019 (Merkley) CFTC Rule 4.5 Closed-End Funds Consolidated Audit Trail Cross-Border Derivatives (Definition of US Person) Diverse Investment Advisers Act Environmental, Social, and Governance Investing Exchange-Traded Funds Housing Finance Reform Money Market Mutual Fund Liquidity Facility and other Federal Reserve Facilities Mutual Fund Litigation Reform Act (Emmer) Proxy Advisory Firms/Proxy Voting Retail Investor Access to Private Offerings SEC Cybersecurity and Data Protection
Consumer Financial Choice and Capital Markets Protection Act of 2019
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
H.R. 3561 - Financial Stability Oversight Council Improvement Act of 2019 (Foster) H.R. 3987 - Alleviating Stress Test Burdens to Help Investors Act (Loudermilk) H.R. 4492 - Consumer Financial Choice and Capital Markets Protection Act of 2019 (Moore) H.R. 6197 - CFTC Reauthorization Act of 2019 (Peterson) H.R. 6501 - Systematic Risk Mitigation Act (Garcia) H.R. 6800 - The Heroes Act (Lowey) H.R. 7000 - Holding Foreign Companies Accountable Act (Sherman) H.R. 7440 - Hong Kong Autonomy Act (Sherman) S. 603 - Financial Stability Oversight Council Improvement Act of 2019 (Rounds) S. 733 - Consumer Financial Choice and Capital Markets Protection Act of 2019 (Toomey) S. 945 - Holding Foreign Companies Accountable Act (Kennedy) S. 1200 - Secure and Fair Enforcement Banking Act of 2019 (Merkley) S. 3798 - Hong Kong Autonomy Act (Toomey) CFTC Rule 4.5 Closed-End Funds Consolidated Audit Trail Diverse Investment Advisers Act Electronic Delivery of Mutual Fund Disclosure Documents Environmental, Social, and Governance Investing Exchange-Traded Funds Federal Reserve facilities established in response to COVID-19 Money Market Mutual Funds Mutual Fund Litigation Reform Act (Emmer) Proxy Advisory Firms/Proxy Voting Retail Investor Access to Private Offerings SEC Cybersecurity and Data Protection
CFTC Reauthorization Act of 2019
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
H.R. 748 - Coronavirus Aid, Relief, and Economic Security Act (Sections 4003, 4008, 4010, 4015) H.R. 3561 - Financial Stability Oversight Council Improvement Act of 2019 (Foster) H.R. 3701 - Statute of Limitations for Certain SEC Actions (Gonzalez) H.R. 3987 - Alleviating Stress Test Burdens to Help Investors Act (Loudermilk) H.R. 4335 - 8-K Trading Gap Act of 2019 (Maloney) H.R. 4492 - Consumer Financial Choice and Capital Markets Protection Act of 2019 (Moore) H.R. 4895 - CFTC Reauthorization Act of 2019 (Peterson) S. 603 - Financial Stability Oversight Council Improvement Act of 2019 (Rounds) S. 733 - Consumer Financial Choice and Capital Markets Protection Act of 2019 (Toomey) S. 1200 - Secure and Fair Enforcement Banking Act of 2019 (Merkley) CFTC Rule 4.5 Closed-End Funds Consolidated Audit Trail Cross-Border Derivatives (Definition of US Person) Diverse Investment Advisers Act Environmental, Social, and Governance Investing Exchange-Traded Funds Housing Finance Reform Money Market Mutual Fund Liquidity Facility and other Federal Reserve Facilities Mutual Fund Litigation Reform Act (Emmer) Proxy Advisory Firms/Proxy Voting Retail Investor Access to Private Offerings SEC Cybersecurity and Data Protection
CFTC Reauthorization Act of 2019
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
H.R. 3561 - Financial Stability Oversight Council Improvement Act of 2019 (Foster) H.R. 3987 - Alleviating Stress Test Burdens to Help Investors Act (Loudermilk) H.R. 4492 - Consumer Financial Choice and Capital Markets Protection Act of 2019 (Moore) H.R. 6197 - CFTC Reauthorization Act of 2019 (Peterson) H.R. 6501 - Systematic Risk Mitigation Act (Garcia) H.R. 6800 - The Heroes Act (Lowey) H.R. 7000 - Holding Foreign Companies Accountable Act (Sherman) H.R. 7440 - Hong Kong Autonomy Act (Sherman) S. 603 - Financial Stability Oversight Council Improvement Act of 2019 (Rounds) S. 733 - Consumer Financial Choice and Capital Markets Protection Act of 2019 (Toomey) S. 945 - Holding Foreign Companies Accountable Act (Kennedy) S. 1200 - Secure and Fair Enforcement Banking Act of 2019 (Merkley) S. 3798 - Hong Kong Autonomy Act (Toomey) CFTC Rule 4.5 Closed-End Funds Consolidated Audit Trail Diverse Investment Advisers Act Electronic Delivery of Mutual Fund Disclosure Documents Environmental, Social, and Governance Investing Exchange-Traded Funds Federal Reserve facilities established in response to COVID-19 Money Market Mutual Funds Mutual Fund Litigation Reform Act (Emmer) Proxy Advisory Firms/Proxy Voting Retail Investor Access to Private Offerings SEC Cybersecurity and Data Protection
Systemic Risk Mitigation Act of 2020
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
H.R. 3561 - Financial Stability Oversight Council Improvement Act of 2019 (Foster) H.R. 3987 - Alleviating Stress Test Burdens to Help Investors Act (Loudermilk) H.R. 4492 - Consumer Financial Choice and Capital Markets Protection Act of 2019 (Moore) H.R. 6197 - CFTC Reauthorization Act of 2019 (Peterson) H.R. 6501 - Systematic Risk Mitigation Act (Garcia) H.R. 6800 - The Heroes Act (Lowey) H.R. 7000 - Holding Foreign Companies Accountable Act (Sherman) H.R. 7440 - Hong Kong Autonomy Act (Sherman) S. 603 - Financial Stability Oversight Council Improvement Act of 2019 (Rounds) S. 733 - Consumer Financial Choice and Capital Markets Protection Act of 2019 (Toomey) S. 945 - Holding Foreign Companies Accountable Act (Kennedy) S. 1200 - Secure and Fair Enforcement Banking Act of 2019 (Merkley) S. 3798 - Hong Kong Autonomy Act (Toomey) CFTC Rule 4.5 Closed-End Funds Consolidated Audit Trail Diverse Investment Advisers Act Electronic Delivery of Mutual Fund Disclosure Documents Environmental, Social, and Governance Investing Exchange-Traded Funds Federal Reserve facilities established in response to COVID-19 Money Market Mutual Funds Mutual Fund Litigation Reform Act (Emmer) Proxy Advisory Firms/Proxy Voting Retail Investor Access to Private Offerings SEC Cybersecurity and Data Protection
H.R. 3561 - Financial Stability Oversight Council Improvement Act of 2019 (Foster) H.R. 3987 - Alleviating Stress Test Burdens to Help Investors Act (Loudermilk) H.R. 4492 - Consumer Financial Choice and Capital Markets Protection Act of 2019 (Moore) H.R. 6197 - CFTC Reauthorization Act of 2019 (Peterson) H.R. 6501 - Systematic Risk Mitigation Act (Garcia) H.R. 6800 - The Heroes Act (Lowey) H.R. 7000 - Holding Foreign Companies Accountable Act (Sherman) H.R. 7440 - Hong Kong Autonomy Act (Sherman) S. 603 - Financial Stability Oversight Council Improvement Act of 2019 (Rounds) S. 733 - Consumer Financial Choice and Capital Markets Protection Act of 2019 (Toomey) S. 945 - Holding Foreign Companies Accountable Act (Kennedy) S. 1200 - Secure and Fair Enforcement Banking Act of 2019 (Merkley) S. 3798 - Hong Kong Autonomy Act (Toomey) CFTC Rule 4.5 Closed-End Funds Consolidated Audit Trail Diverse Investment Advisers Act Electronic Delivery of Mutual Fund Disclosure Documents Environmental, Social, and Governance Investing Exchange-Traded Funds Federal Reserve facilities established in response to COVID-19 Money Market Mutual Funds Mutual Fund Litigation Reform Act (Emmer) Proxy Advisory Firms/Proxy Voting Retail Investor Access to Private Offerings SEC Cybersecurity and Data Protection
Holding Foreign Companies Accountable Act
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
H.R. 3561 - Financial Stability Oversight Council Improvement Act of 2019 (Foster) H.R. 3987 - Alleviating Stress Test Burdens to Help Investors Act (Loudermilk) H.R. 4492 - Consumer Financial Choice and Capital Markets Protection Act of 2019 (Moore) H.R. 6197 - CFTC Reauthorization Act of 2019 (Peterson) H.R. 6501 - Systematic Risk Mitigation Act (Garcia) H.R. 6800 - The Heroes Act (Lowey) H.R. 7000 - Holding Foreign Companies Accountable Act (Sherman) H.R. 7440 - Hong Kong Autonomy Act (Sherman) S. 603 - Financial Stability Oversight Council Improvement Act of 2019 (Rounds) S. 733 - Consumer Financial Choice and Capital Markets Protection Act of 2019 (Toomey) S. 945 - Holding Foreign Companies Accountable Act (Kennedy) S. 1200 - Secure and Fair Enforcement Banking Act of 2019 (Merkley) S. 3798 - Hong Kong Autonomy Act (Toomey) CFTC Rule 4.5 Closed-End Funds Consolidated Audit Trail Diverse Investment Advisers Act Electronic Delivery of Mutual Fund Disclosure Documents Environmental, Social, and Governance Investing Exchange-Traded Funds Federal Reserve facilities established in response to COVID-19 Money Market Mutual Funds Mutual Fund Litigation Reform Act (Emmer) Proxy Advisory Firms/Proxy Voting Retail Investor Access to Private Offerings SEC Cybersecurity and Data Protection
Hong Kong Autonomy Act
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
H.R. 3561 - Financial Stability Oversight Council Improvement Act of 2019 (Foster) H.R. 3987 - Alleviating Stress Test Burdens to Help Investors Act (Loudermilk) H.R. 4492 - Consumer Financial Choice and Capital Markets Protection Act of 2019 (Moore) H.R. 6197 - CFTC Reauthorization Act of 2019 (Peterson) H.R. 6501 - Systematic Risk Mitigation Act (Garcia) H.R. 6800 - The Heroes Act (Lowey) H.R. 7000 - Holding Foreign Companies Accountable Act (Sherman) H.R. 7440 - Hong Kong Autonomy Act (Sherman) S. 603 - Financial Stability Oversight Council Improvement Act of 2019 (Rounds) S. 733 - Consumer Financial Choice and Capital Markets Protection Act of 2019 (Toomey) S. 945 - Holding Foreign Companies Accountable Act (Kennedy) S. 1200 - Secure and Fair Enforcement Banking Act of 2019 (Merkley) S. 3798 - Hong Kong Autonomy Act (Toomey) CFTC Rule 4.5 Closed-End Funds Consolidated Audit Trail Diverse Investment Advisers Act Electronic Delivery of Mutual Fund Disclosure Documents Environmental, Social, and Governance Investing Exchange-Traded Funds Federal Reserve facilities established in response to COVID-19 Money Market Mutual Funds Mutual Fund Litigation Reform Act (Emmer) Proxy Advisory Firms/Proxy Voting Retail Investor Access to Private Offerings SEC Cybersecurity and Data Protection
H.R. 748 - Coronavirus Aid, Relief, and Economic Security Act (Sections 4003, 4008, 4010, 4015) H.R. 3561 - Financial Stability Oversight Council Improvement Act of 2019 (Foster) H.R. 3701 - Statute of Limitations for Certain SEC Actions (Gonzalez) H.R. 3987 - Alleviating Stress Test Burdens to Help Investors Act (Loudermilk) H.R. 4335 - 8-K Trading Gap Act of 2019 (Maloney) H.R. 4492 - Consumer Financial Choice and Capital Markets Protection Act of 2019 (Moore) H.R. 4895 - CFTC Reauthorization Act of 2019 (Peterson) S. 603 - Financial Stability Oversight Council Improvement Act of 2019 (Rounds) S. 733 - Consumer Financial Choice and Capital Markets Protection Act of 2019 (Toomey) S. 1200 - Secure and Fair Enforcement Banking Act of 2019 (Merkley) CFTC Rule 4.5 Closed-End Funds Consolidated Audit Trail Cross-Border Derivatives (Definition of US Person) Diverse Investment Advisers Act Environmental, Social, and Governance Investing Exchange-Traded Funds Housing Finance Reform Money Market Mutual Fund Liquidity Facility and other Federal Reserve Facilities Mutual Fund Litigation Reform Act (Emmer) Proxy Advisory Firms/Proxy Voting Retail Investor Access to Private Offerings SEC Cybersecurity and Data Protection
SAFE Banking Act of 2019
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
H.R. 3561 - Financial Stability Oversight Council Improvement Act of 2019 (Foster) H.R. 3987 - Alleviating Stress Test Burdens to Help Investors Act (Loudermilk) H.R. 4492 - Consumer Financial Choice and Capital Markets Protection Act of 2019 (Moore) H.R. 6197 - CFTC Reauthorization Act of 2019 (Peterson) H.R. 6501 - Systematic Risk Mitigation Act (Garcia) H.R. 6800 - The Heroes Act (Lowey) H.R. 7000 - Holding Foreign Companies Accountable Act (Sherman) H.R. 7440 - Hong Kong Autonomy Act (Sherman) S. 603 - Financial Stability Oversight Council Improvement Act of 2019 (Rounds) S. 733 - Consumer Financial Choice and Capital Markets Protection Act of 2019 (Toomey) S. 945 - Holding Foreign Companies Accountable Act (Kennedy) S. 1200 - Secure and Fair Enforcement Banking Act of 2019 (Merkley) S. 3798 - Hong Kong Autonomy Act (Toomey) CFTC Rule 4.5 Closed-End Funds Consolidated Audit Trail Diverse Investment Advisers Act Electronic Delivery of Mutual Fund Disclosure Documents Environmental, Social, and Governance Investing Exchange-Traded Funds Federal Reserve facilities established in response to COVID-19 Money Market Mutual Funds Mutual Fund Litigation Reform Act (Emmer) Proxy Advisory Firms/Proxy Voting Retail Investor Access to Private Offerings SEC Cybersecurity and Data Protection
SAFE Banking Act of 2019
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
H.R. 748 - Coronavirus Aid, Relief, and Economic Security Act (Sections 4003, 4008, 4010, 4015) H.R. 3561 - Financial Stability Oversight Council Improvement Act of 2019 (Foster) H.R. 3701 - Statute of Limitations for Certain SEC Actions (Gonzalez) H.R. 3987 - Alleviating Stress Test Burdens to Help Investors Act (Loudermilk) H.R. 4335 - 8-K Trading Gap Act of 2019 (Maloney) H.R. 4492 - Consumer Financial Choice and Capital Markets Protection Act of 2019 (Moore) H.R. 4895 - CFTC Reauthorization Act of 2019 (Peterson) S. 603 - Financial Stability Oversight Council Improvement Act of 2019 (Rounds) S. 733 - Consumer Financial Choice and Capital Markets Protection Act of 2019 (Toomey) S. 1200 - Secure and Fair Enforcement Banking Act of 2019 (Merkley) CFTC Rule 4.5 Closed-End Funds Consolidated Audit Trail Cross-Border Derivatives (Definition of US Person) Diverse Investment Advisers Act Environmental, Social, and Governance Investing Exchange-Traded Funds Housing Finance Reform Money Market Mutual Fund Liquidity Facility and other Federal Reserve Facilities Mutual Fund Litigation Reform Act (Emmer) Proxy Advisory Firms/Proxy Voting Retail Investor Access to Private Offerings SEC Cybersecurity and Data Protection
Hong Kong Autonomy Act
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
H.R. 3561 - Financial Stability Oversight Council Improvement Act of 2019 (Foster) H.R. 3987 - Alleviating Stress Test Burdens to Help Investors Act (Loudermilk) H.R. 4492 - Consumer Financial Choice and Capital Markets Protection Act of 2019 (Moore) H.R. 6197 - CFTC Reauthorization Act of 2019 (Peterson) H.R. 6501 - Systematic Risk Mitigation Act (Garcia) H.R. 6800 - The Heroes Act (Lowey) H.R. 7000 - Holding Foreign Companies Accountable Act (Sherman) H.R. 7440 - Hong Kong Autonomy Act (Sherman) S. 603 - Financial Stability Oversight Council Improvement Act of 2019 (Rounds) S. 733 - Consumer Financial Choice and Capital Markets Protection Act of 2019 (Toomey) S. 945 - Holding Foreign Companies Accountable Act (Kennedy) S. 1200 - Secure and Fair Enforcement Banking Act of 2019 (Merkley) S. 3798 - Hong Kong Autonomy Act (Toomey) CFTC Rule 4.5 Closed-End Funds Consolidated Audit Trail Diverse Investment Advisers Act Electronic Delivery of Mutual Fund Disclosure Documents Environmental, Social, and Governance Investing Exchange-Traded Funds Federal Reserve facilities established in response to COVID-19 Money Market Mutual Funds Mutual Fund Litigation Reform Act (Emmer) Proxy Advisory Firms/Proxy Voting Retail Investor Access to Private Offerings SEC Cybersecurity and Data Protection
Financial Stability Oversight Council Improvement Act of 2019
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
H.R. 748 - Coronavirus Aid, Relief, and Economic Security Act (Sections 4003, 4008, 4010, 4015) H.R. 3561 - Financial Stability Oversight Council Improvement Act of 2019 (Foster) H.R. 3701 - Statute of Limitations for Certain SEC Actions (Gonzalez) H.R. 3987 - Alleviating Stress Test Burdens to Help Investors Act (Loudermilk) H.R. 4335 - 8-K Trading Gap Act of 2019 (Maloney) H.R. 4492 - Consumer Financial Choice and Capital Markets Protection Act of 2019 (Moore) H.R. 4895 - CFTC Reauthorization Act of 2019 (Peterson) S. 603 - Financial Stability Oversight Council Improvement Act of 2019 (Rounds) S. 733 - Consumer Financial Choice and Capital Markets Protection Act of 2019 (Toomey) S. 1200 - Secure and Fair Enforcement Banking Act of 2019 (Merkley) CFTC Rule 4.5 Closed-End Funds Consolidated Audit Trail Cross-Border Derivatives (Definition of US Person) Diverse Investment Advisers Act Environmental, Social, and Governance Investing Exchange-Traded Funds Housing Finance Reform Money Market Mutual Fund Liquidity Facility and other Federal Reserve Facilities Mutual Fund Litigation Reform Act (Emmer) Proxy Advisory Firms/Proxy Voting Retail Investor Access to Private Offerings SEC Cybersecurity and Data Protection
Financial Stability Oversight Council Improvement Act of 2019
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
H.R. 3561 - Financial Stability Oversight Council Improvement Act of 2019 (Foster) H.R. 3987 - Alleviating Stress Test Burdens to Help Investors Act (Loudermilk) H.R. 4492 - Consumer Financial Choice and Capital Markets Protection Act of 2019 (Moore) H.R. 6197 - CFTC Reauthorization Act of 2019 (Peterson) H.R. 6501 - Systematic Risk Mitigation Act (Garcia) H.R. 6800 - The Heroes Act (Lowey) H.R. 7000 - Holding Foreign Companies Accountable Act (Sherman) H.R. 7440 - Hong Kong Autonomy Act (Sherman) S. 603 - Financial Stability Oversight Council Improvement Act of 2019 (Rounds) S. 733 - Consumer Financial Choice and Capital Markets Protection Act of 2019 (Toomey) S. 945 - Holding Foreign Companies Accountable Act (Kennedy) S. 1200 - Secure and Fair Enforcement Banking Act of 2019 (Merkley) S. 3798 - Hong Kong Autonomy Act (Toomey) CFTC Rule 4.5 Closed-End Funds Consolidated Audit Trail Diverse Investment Advisers Act Electronic Delivery of Mutual Fund Disclosure Documents Environmental, Social, and Governance Investing Exchange-Traded Funds Federal Reserve facilities established in response to COVID-19 Money Market Mutual Funds Mutual Fund Litigation Reform Act (Emmer) Proxy Advisory Firms/Proxy Voting Retail Investor Access to Private Offerings SEC Cybersecurity and Data Protection
Consumer Financial Choice and Capital Markets Protection Act of 2019
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
H.R. 3561 - Financial Stability Oversight Council Improvement Act of 2019 (Foster) H.R. 3987 - Alleviating Stress Test Burdens to Help Investors Act (Loudermilk) H.R. 4492 - Consumer Financial Choice and Capital Markets Protection Act of 2019 (Moore) H.R. 6197 - CFTC Reauthorization Act of 2019 (Peterson) H.R. 6501 - Systematic Risk Mitigation Act (Garcia) H.R. 6800 - The Heroes Act (Lowey) H.R. 7000 - Holding Foreign Companies Accountable Act (Sherman) H.R. 7440 - Hong Kong Autonomy Act (Sherman) S. 603 - Financial Stability Oversight Council Improvement Act of 2019 (Rounds) S. 733 - Consumer Financial Choice and Capital Markets Protection Act of 2019 (Toomey) S. 945 - Holding Foreign Companies Accountable Act (Kennedy) S. 1200 - Secure and Fair Enforcement Banking Act of 2019 (Merkley) S. 3798 - Hong Kong Autonomy Act (Toomey) CFTC Rule 4.5 Closed-End Funds Consolidated Audit Trail Diverse Investment Advisers Act Electronic Delivery of Mutual Fund Disclosure Documents Environmental, Social, and Governance Investing Exchange-Traded Funds Federal Reserve facilities established in response to COVID-19 Money Market Mutual Funds Mutual Fund Litigation Reform Act (Emmer) Proxy Advisory Firms/Proxy Voting Retail Investor Access to Private Offerings SEC Cybersecurity and Data Protection
Consumer Financial Choice and Capital Markets Protection Act of 2019
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
H.R. 748 - Coronavirus Aid, Relief, and Economic Security Act (Sections 4003, 4008, 4010, 4015) H.R. 3561 - Financial Stability Oversight Council Improvement Act of 2019 (Foster) H.R. 3701 - Statute of Limitations for Certain SEC Actions (Gonzalez) H.R. 3987 - Alleviating Stress Test Burdens to Help Investors Act (Loudermilk) H.R. 4335 - 8-K Trading Gap Act of 2019 (Maloney) H.R. 4492 - Consumer Financial Choice and Capital Markets Protection Act of 2019 (Moore) H.R. 4895 - CFTC Reauthorization Act of 2019 (Peterson) S. 603 - Financial Stability Oversight Council Improvement Act of 2019 (Rounds) S. 733 - Consumer Financial Choice and Capital Markets Protection Act of 2019 (Toomey) S. 1200 - Secure and Fair Enforcement Banking Act of 2019 (Merkley) CFTC Rule 4.5 Closed-End Funds Consolidated Audit Trail Cross-Border Derivatives (Definition of US Person) Diverse Investment Advisers Act Environmental, Social, and Governance Investing Exchange-Traded Funds Housing Finance Reform Money Market Mutual Fund Liquidity Facility and other Federal Reserve Facilities Mutual Fund Litigation Reform Act (Emmer) Proxy Advisory Firms/Proxy Voting Retail Investor Access to Private Offerings SEC Cybersecurity and Data Protection
Holding Foreign Companies Accountable Act
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
H.R. 3561 - Financial Stability Oversight Council Improvement Act of 2019 (Foster) H.R. 3987 - Alleviating Stress Test Burdens to Help Investors Act (Loudermilk) H.R. 4492 - Consumer Financial Choice and Capital Markets Protection Act of 2019 (Moore) H.R. 6197 - CFTC Reauthorization Act of 2019 (Peterson) H.R. 6501 - Systematic Risk Mitigation Act (Garcia) H.R. 6800 - The Heroes Act (Lowey) H.R. 7000 - Holding Foreign Companies Accountable Act (Sherman) H.R. 7440 - Hong Kong Autonomy Act (Sherman) S. 603 - Financial Stability Oversight Council Improvement Act of 2019 (Rounds) S. 733 - Consumer Financial Choice and Capital Markets Protection Act of 2019 (Toomey) S. 945 - Holding Foreign Companies Accountable Act (Kennedy) S. 1200 - Secure and Fair Enforcement Banking Act of 2019 (Merkley) S. 3798 - Hong Kong Autonomy Act (Toomey) CFTC Rule 4.5 Closed-End Funds Consolidated Audit Trail Diverse Investment Advisers Act Electronic Delivery of Mutual Fund Disclosure Documents Environmental, Social, and Governance Investing Exchange-Traded Funds Federal Reserve facilities established in response to COVID-19 Money Market Mutual Funds Mutual Fund Litigation Reform Act (Emmer) Proxy Advisory Firms/Proxy Voting Retail Investor Access to Private Offerings SEC Cybersecurity and Data Protection
Improving Corporate Governance Through Diversity Act of 2019
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
H.R. 1018 - Improving Corporate Governance Through Diversity Act of 2019 (Meeks) H.R. 1595 - Secure and Fair Enforcement Banking Act of 2019 (Perlmutter) H.R. 1815 - SEC Disclosure Effectiveness Testing Act (Casten) H.R. 3279 - Diversity in Corporate Leadership Act of 2019 (Maloney) H.R. 3561 - Financial Stability Oversight Council Improvement Act of 2019 (Foster) H.R. 3623 - Climate Risk Disclosure Act of 2019 (Casten) H.R. 3701 - Statute of Limitations for Certain SEC Actions (Gonzalez) H.R. 3987 - Alleviating Stress Test Burdens to Help Investors Act (Loudermilk) H.R. 4335 - 8-K Trading Gap Act of 2019 (Maloney) H.R. 4492 - Consumer Financial Choice and Capital Markets Protection Act of 2019 (Moore) S. 603 - Financial Stability Oversight Council Improvement Act of 2019 (Rounds) S. 733 - Consumer Financial Choice and Capital Markets Protection Act of 2019 (Toomey) S. 1200 - Secure and Fair Enforcement Banking Act of 2019 (Merkley) Consolidated Audit Trail Diverse Asset Managers Act Environmental, Social, and Governance Investing Exchange-Traded Funds Proxy Advisory Firms/Proxy Voting SEC Cybersecurity and Data Protection SEC Regulation Best Interest Systematic Risk Mitigation Act of 2019 (Garcia) Statute of Limitations for Certain SEC Actions (Gonzalez)
Improving Corporate Governance Through Diversity Act of 2019
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
H.R. 1018 - Improving Corporate Governance Through Diversity Act of 2019 (Meeks) H.R. 1815 - SEC Disclosure Effectiveness Testing Act (Casten) H.R. 3050 - Expanding Investment in Small Business Act of 2019 (Steil) H.R. 3279 - Diversity in Corporate Leadership Act of 2019 (Maloney) H.R. 3561 - Financial Stability Oversight Council Improvement Act of 2019 (Foster) S. 603 - Financial Stability Oversight Council Improvement Act of 2019 (Rounds) S. 733 - Consumer Financial Choice and Capital Markets Protection Act of 2019 (Toomey) Corporate Governance Cross-Border Derivatives (Definition of US Person) Diverse Asset Managers ACt Environmental, Social, and Governance Investing Exchange-Traded Funds Proxy Advisory Firms/Proxy Voting SEC Data Security SEC Regulation Best Interest Statute of Limitations for Certain SEC Actions (Gonzalez) Stress Testing Requirements for Registered Investment Companies 8-K Trading Gap Act of 2019 (Maloney)
Consolidated Appropriations Act, 2020
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
H.R. 1158 - Consolidated Appropriations Act, 2020 (FSGG) H.R. 1865 - Further Consolidated Appropriations Act, 2020 (SECURE Act)
SAFE Banking Act of 2019
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
H.R. 1595 - Secure and Fair Enforcement Banking Act of 2019 (Perlmutter) H.R. 1815 - SEC Disclosure Effectiveness Testing Act (Casten) H.R. 3050 - Expanding Investment in Small Businesses Act of 2019 (Steil) H.R. 3561 - Financial Stability Oversight Council Improvement Act of 2019 (Foster) H.R. 3701 - Statute of Limitations for Certain SEC Actions (Gonzalez) H.R. 3987 - Alleviating Stress Test Burdens to Help Investors Act (Loudermilk) H.R. 4335 - 8-K Trading Gap Act of 2019 (Maloney) H.R. 4492 - Consumer Financial Choice and Capital Markets Protection Act of 2019 (Moore) H.R. 4895 - CFTC Reauthorization Act of 2019 (Peterson) H.R. 5084 - Improving Corporate Governance Through Diversity Act of 2019 (Meeks) S. 603 - Financial Stability Oversight Council Improvement Act of 2019 (Rounds) S. 733 - Consumer Financial Choice and Capital Markets Protection Act of 2019 (Toomey) S. 1200 - Secure and Fair Enforcement Banking Act of 2019 (Merkley) CFTC Rule 4.5 Consolidated Audit Trail Cross-Border Derivatives (Definition of US Person) Diverse Asset Managers Act Environmental, Social, and Governance Investing Exchange-Traded Funds Proxy Advisory Firms/Proxy Voting SEC Cybersecurity and Data Protection SEC Regulation Best Interest Systematic Risk Mitigation Act of 2019 (Garcia)
SAFE Banking Act of 2019
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
H.R. 1018 - Improving Corporate Governance Through Diversity Act of 2019 (Meeks) H.R. 1595 - Secure and Fair Enforcement Banking Act of 2019 (Perlmutter) H.R. 1815 - SEC Disclosure Effectiveness Testing Act (Casten) H.R. 3279 - Diversity in Corporate Leadership Act of 2019 (Maloney) H.R. 3561 - Financial Stability Oversight Council Improvement Act of 2019 (Foster) H.R. 3623 - Climate Risk Disclosure Act of 2019 (Casten) H.R. 3701 - Statute of Limitations for Certain SEC Actions (Gonzalez) H.R. 3987 - Alleviating Stress Test Burdens to Help Investors Act (Loudermilk) H.R. 4335 - 8-K Trading Gap Act of 2019 (Maloney) H.R. 4492 - Consumer Financial Choice and Capital Markets Protection Act of 2019 (Moore) S. 603 - Financial Stability Oversight Council Improvement Act of 2019 (Rounds) S. 733 - Consumer Financial Choice and Capital Markets Protection Act of 2019 (Toomey) S. 1200 - Secure and Fair Enforcement Banking Act of 2019 (Merkley) Consolidated Audit Trail Diverse Asset Managers Act Environmental, Social, and Governance Investing Exchange-Traded Funds Proxy Advisory Firms/Proxy Voting SEC Cybersecurity and Data Protection SEC Regulation Best Interest Systematic Risk Mitigation Act of 2019 (Garcia) Statute of Limitations for Certain SEC Actions (Gonzalez)
SEC Disclosure Effectiveness Testing Act
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
H.R. 1018 - Improving Corporate Governance Through Diversity Act of 2019 (Meeks) H.R. 1815 - SEC Disclosure Effectiveness Testing Act (Casten) H.R. 3050 - Expanding Investment in Small Business Act of 2019 (Steil) H.R. 3279 - Diversity in Corporate Leadership Act of 2019 (Maloney) H.R. 3561 - Financial Stability Oversight Council Improvement Act of 2019 (Foster) S. 603 - Financial Stability Oversight Council Improvement Act of 2019 (Rounds) S. 733 - Consumer Financial Choice and Capital Markets Protection Act of 2019 (Toomey) Corporate Governance Cross-Border Derivatives (Definition of US Person) Diverse Asset Managers ACt Environmental, Social, and Governance Investing Exchange-Traded Funds Proxy Advisory Firms/Proxy Voting SEC Data Security SEC Regulation Best Interest Statute of Limitations for Certain SEC Actions (Gonzalez) Stress Testing Requirements for Registered Investment Companies 8-K Trading Gap Act of 2019 (Maloney)
SEC Disclosure Effectiveness Testing Act
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
H.R. 1595 - Secure and Fair Enforcement Banking Act of 2019 (Perlmutter) H.R. 1815 - SEC Disclosure Effectiveness Testing Act (Casten) H.R. 3050 - Expanding Investment in Small Businesses Act of 2019 (Steil) H.R. 3561 - Financial Stability Oversight Council Improvement Act of 2019 (Foster) H.R. 3701 - Statute of Limitations for Certain SEC Actions (Gonzalez) H.R. 3987 - Alleviating Stress Test Burdens to Help Investors Act (Loudermilk) H.R. 4335 - 8-K Trading Gap Act of 2019 (Maloney) H.R. 4492 - Consumer Financial Choice and Capital Markets Protection Act of 2019 (Moore) H.R. 4895 - CFTC Reauthorization Act of 2019 (Peterson) H.R. 5084 - Improving Corporate Governance Through Diversity Act of 2019 (Meeks) S. 603 - Financial Stability Oversight Council Improvement Act of 2019 (Rounds) S. 733 - Consumer Financial Choice and Capital Markets Protection Act of 2019 (Toomey) S. 1200 - Secure and Fair Enforcement Banking Act of 2019 (Merkley) CFTC Rule 4.5 Consolidated Audit Trail Cross-Border Derivatives (Definition of US Person) Diverse Asset Managers Act Environmental, Social, and Governance Investing Exchange-Traded Funds Proxy Advisory Firms/Proxy Voting SEC Cybersecurity and Data Protection SEC Regulation Best Interest Systematic Risk Mitigation Act of 2019 (Garcia)
SEC Disclosure Effectiveness Testing Act
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
H.R. 1815 - SEC Disclosure Effectiveness Testing Act (Casten) S. 603 - Financial Stability Oversight Council Improvement Act of 2019 (Rounds) S. 733 - Consumer Financial Choice and Capital Markets Protection Act of 2019 (Toomey) Corporate Governance Cross-Border Derivatives (Definition of US Person) Environmental, Social, and Governance Investing Exchange-Traded Funds Proxy Advisory Firms/Proxy Voting SEC Data Security SEC Regulation Best Interest
SEC Disclosure Effectiveness Testing Act
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
H.R. 1018 - Improving Corporate Governance Through Diversity Act of 2019 (Meeks) H.R. 1595 - Secure and Fair Enforcement Banking Act of 2019 (Perlmutter) H.R. 1815 - SEC Disclosure Effectiveness Testing Act (Casten) H.R. 3279 - Diversity in Corporate Leadership Act of 2019 (Maloney) H.R. 3561 - Financial Stability Oversight Council Improvement Act of 2019 (Foster) H.R. 3623 - Climate Risk Disclosure Act of 2019 (Casten) H.R. 3701 - Statute of Limitations for Certain SEC Actions (Gonzalez) H.R. 3987 - Alleviating Stress Test Burdens to Help Investors Act (Loudermilk) H.R. 4335 - 8-K Trading Gap Act of 2019 (Maloney) H.R. 4492 - Consumer Financial Choice and Capital Markets Protection Act of 2019 (Moore) S. 603 - Financial Stability Oversight Council Improvement Act of 2019 (Rounds) S. 733 - Consumer Financial Choice and Capital Markets Protection Act of 2019 (Toomey) S. 1200 - Secure and Fair Enforcement Banking Act of 2019 (Merkley) Consolidated Audit Trail Diverse Asset Managers Act Environmental, Social, and Governance Investing Exchange-Traded Funds Proxy Advisory Firms/Proxy Voting SEC Cybersecurity and Data Protection SEC Regulation Best Interest Systematic Risk Mitigation Act of 2019 (Garcia) Statute of Limitations for Certain SEC Actions (Gonzalez)
Further Consolidated Appropriations Act, 2020
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
H.R. 1158 - Consolidated Appropriations Act, 2020 (FSGG) H.R. 1865 - Further Consolidated Appropriations Act, 2020 (SECURE Act)
Expanding Investment in Small Businesses Act of 2019
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
H.R. 1595 - Secure and Fair Enforcement Banking Act of 2019 (Perlmutter) H.R. 1815 - SEC Disclosure Effectiveness Testing Act (Casten) H.R. 3050 - Expanding Investment in Small Businesses Act of 2019 (Steil) H.R. 3561 - Financial Stability Oversight Council Improvement Act of 2019 (Foster) H.R. 3701 - Statute of Limitations for Certain SEC Actions (Gonzalez) H.R. 3987 - Alleviating Stress Test Burdens to Help Investors Act (Loudermilk) H.R. 4335 - 8-K Trading Gap Act of 2019 (Maloney) H.R. 4492 - Consumer Financial Choice and Capital Markets Protection Act of 2019 (Moore) H.R. 4895 - CFTC Reauthorization Act of 2019 (Peterson) H.R. 5084 - Improving Corporate Governance Through Diversity Act of 2019 (Meeks) S. 603 - Financial Stability Oversight Council Improvement Act of 2019 (Rounds) S. 733 - Consumer Financial Choice and Capital Markets Protection Act of 2019 (Toomey) S. 1200 - Secure and Fair Enforcement Banking Act of 2019 (Merkley) CFTC Rule 4.5 Consolidated Audit Trail Cross-Border Derivatives (Definition of US Person) Diverse Asset Managers Act Environmental, Social, and Governance Investing Exchange-Traded Funds Proxy Advisory Firms/Proxy Voting SEC Cybersecurity and Data Protection SEC Regulation Best Interest Systematic Risk Mitigation Act of 2019 (Garcia)
Expanding Investment in Small Businesses Act of 2019
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
H.R. 1018 - Improving Corporate Governance Through Diversity Act of 2019 (Meeks) H.R. 1815 - SEC Disclosure Effectiveness Testing Act (Casten) H.R. 3050 - Expanding Investment in Small Business Act of 2019 (Steil) H.R. 3279 - Diversity in Corporate Leadership Act of 2019 (Maloney) H.R. 3561 - Financial Stability Oversight Council Improvement Act of 2019 (Foster) S. 603 - Financial Stability Oversight Council Improvement Act of 2019 (Rounds) S. 733 - Consumer Financial Choice and Capital Markets Protection Act of 2019 (Toomey) Corporate Governance Cross-Border Derivatives (Definition of US Person) Diverse Asset Managers ACt Environmental, Social, and Governance Investing Exchange-Traded Funds Proxy Advisory Firms/Proxy Voting SEC Data Security SEC Regulation Best Interest Statute of Limitations for Certain SEC Actions (Gonzalez) Stress Testing Requirements for Registered Investment Companies 8-K Trading Gap Act of 2019 (Maloney)
Making appropriations for Agriculture, Rural Development, Food and Drug Administration, and Related Agencies programs for the fiscal year ending September 30, 2020, and for other purposes.
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
H.R. 3351 - FY 2020 Financial Services and General Government Appropriations Act H.R. 3164 - FY 2020 Agriculture, Rural Development, Food and Drug Administration, and Related Agencies Appropriations Act S. 2524 - FY 2020 Financial Services and General Government Appropriations Act
Making appropriations for Agriculture, Rural Development, Food and Drug Administration, and Related Agencies programs for the fiscal year ending September 30, 2020, and for other purposes.
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
H.R. 3351 - FY 2020 Financial Services and General Government Appropriations Act (FSOC, SEC) H.R. 3164 - FY 2020 Agriculture, Rural Development, Food and Drug Administration, and Related Agencies Appropriations Act (CFTC)
Diversity in Corporate Leadership Act of 2019
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
H.R. 1018 - Improving Corporate Governance Through Diversity Act of 2019 (Meeks) H.R. 1815 - SEC Disclosure Effectiveness Testing Act (Casten) H.R. 3050 - Expanding Investment in Small Business Act of 2019 (Steil) H.R. 3279 - Diversity in Corporate Leadership Act of 2019 (Maloney) H.R. 3561 - Financial Stability Oversight Council Improvement Act of 2019 (Foster) S. 603 - Financial Stability Oversight Council Improvement Act of 2019 (Rounds) S. 733 - Consumer Financial Choice and Capital Markets Protection Act of 2019 (Toomey) Corporate Governance Cross-Border Derivatives (Definition of US Person) Diverse Asset Managers ACt Environmental, Social, and Governance Investing Exchange-Traded Funds Proxy Advisory Firms/Proxy Voting SEC Data Security SEC Regulation Best Interest Statute of Limitations for Certain SEC Actions (Gonzalez) Stress Testing Requirements for Registered Investment Companies 8-K Trading Gap Act of 2019 (Maloney)
Diversity in Corporate Leadership Act of 2019
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
H.R. 1018 - Improving Corporate Governance Through Diversity Act of 2019 (Meeks) H.R. 1595 - Secure and Fair Enforcement Banking Act of 2019 (Perlmutter) H.R. 1815 - SEC Disclosure Effectiveness Testing Act (Casten) H.R. 3279 - Diversity in Corporate Leadership Act of 2019 (Maloney) H.R. 3561 - Financial Stability Oversight Council Improvement Act of 2019 (Foster) H.R. 3623 - Climate Risk Disclosure Act of 2019 (Casten) H.R. 3701 - Statute of Limitations for Certain SEC Actions (Gonzalez) H.R. 3987 - Alleviating Stress Test Burdens to Help Investors Act (Loudermilk) H.R. 4335 - 8-K Trading Gap Act of 2019 (Maloney) H.R. 4492 - Consumer Financial Choice and Capital Markets Protection Act of 2019 (Moore) S. 603 - Financial Stability Oversight Council Improvement Act of 2019 (Rounds) S. 733 - Consumer Financial Choice and Capital Markets Protection Act of 2019 (Toomey) S. 1200 - Secure and Fair Enforcement Banking Act of 2019 (Merkley) Consolidated Audit Trail Diverse Asset Managers Act Environmental, Social, and Governance Investing Exchange-Traded Funds Proxy Advisory Firms/Proxy Voting SEC Cybersecurity and Data Protection SEC Regulation Best Interest Systematic Risk Mitigation Act of 2019 (Garcia) Statute of Limitations for Certain SEC Actions (Gonzalez)
Financial Services and General Government Appropriations Act, 2020
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
H.R. 3351 - FY 2020 Financial Services and General Government Appropriations Act H.R. 3164 - FY 2020 Agriculture, Rural Development, Food and Drug Administration, and Related Agencies Appropriations Act S. 2524 - FY 2020 Financial Services and General Government Appropriations Act
Financial Services and General Government Appropriations Act, 2020
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
H.R. 3351 - FY 2020 Financial Services and General Government Appropriations Act (FSOC, SEC) H.R. 3164 - FY 2020 Agriculture, Rural Development, Food and Drug Administration, and Related Agencies Appropriations Act (CFTC)
Financial Stability Oversight Council Improvement Act of 2019
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
H.R. 1018 - Improving Corporate Governance Through Diversity Act of 2019 (Meeks) H.R. 1595 - Secure and Fair Enforcement Banking Act of 2019 (Perlmutter) H.R. 1815 - SEC Disclosure Effectiveness Testing Act (Casten) H.R. 3279 - Diversity in Corporate Leadership Act of 2019 (Maloney) H.R. 3561 - Financial Stability Oversight Council Improvement Act of 2019 (Foster) H.R. 3623 - Climate Risk Disclosure Act of 2019 (Casten) H.R. 3701 - Statute of Limitations for Certain SEC Actions (Gonzalez) H.R. 3987 - Alleviating Stress Test Burdens to Help Investors Act (Loudermilk) H.R. 4335 - 8-K Trading Gap Act of 2019 (Maloney) H.R. 4492 - Consumer Financial Choice and Capital Markets Protection Act of 2019 (Moore) S. 603 - Financial Stability Oversight Council Improvement Act of 2019 (Rounds) S. 733 - Consumer Financial Choice and Capital Markets Protection Act of 2019 (Toomey) S. 1200 - Secure and Fair Enforcement Banking Act of 2019 (Merkley) Consolidated Audit Trail Diverse Asset Managers Act Environmental, Social, and Governance Investing Exchange-Traded Funds Proxy Advisory Firms/Proxy Voting SEC Cybersecurity and Data Protection SEC Regulation Best Interest Systematic Risk Mitigation Act of 2019 (Garcia) Statute of Limitations for Certain SEC Actions (Gonzalez)
Financial Stability Oversight Council Improvement Act of 2019
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
H.R. 1595 - Secure and Fair Enforcement Banking Act of 2019 (Perlmutter) H.R. 1815 - SEC Disclosure Effectiveness Testing Act (Casten) H.R. 3050 - Expanding Investment in Small Businesses Act of 2019 (Steil) H.R. 3561 - Financial Stability Oversight Council Improvement Act of 2019 (Foster) H.R. 3701 - Statute of Limitations for Certain SEC Actions (Gonzalez) H.R. 3987 - Alleviating Stress Test Burdens to Help Investors Act (Loudermilk) H.R. 4335 - 8-K Trading Gap Act of 2019 (Maloney) H.R. 4492 - Consumer Financial Choice and Capital Markets Protection Act of 2019 (Moore) H.R. 4895 - CFTC Reauthorization Act of 2019 (Peterson) H.R. 5084 - Improving Corporate Governance Through Diversity Act of 2019 (Meeks) S. 603 - Financial Stability Oversight Council Improvement Act of 2019 (Rounds) S. 733 - Consumer Financial Choice and Capital Markets Protection Act of 2019 (Toomey) S. 1200 - Secure and Fair Enforcement Banking Act of 2019 (Merkley) CFTC Rule 4.5 Consolidated Audit Trail Cross-Border Derivatives (Definition of US Person) Diverse Asset Managers Act Environmental, Social, and Governance Investing Exchange-Traded Funds Proxy Advisory Firms/Proxy Voting SEC Cybersecurity and Data Protection SEC Regulation Best Interest Systematic Risk Mitigation Act of 2019 (Garcia)
Financial Stability Oversight Council Improvement Act of 2019
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
H.R. 1018 - Improving Corporate Governance Through Diversity Act of 2019 (Meeks) H.R. 1815 - SEC Disclosure Effectiveness Testing Act (Casten) H.R. 3050 - Expanding Investment in Small Business Act of 2019 (Steil) H.R. 3279 - Diversity in Corporate Leadership Act of 2019 (Maloney) H.R. 3561 - Financial Stability Oversight Council Improvement Act of 2019 (Foster) S. 603 - Financial Stability Oversight Council Improvement Act of 2019 (Rounds) S. 733 - Consumer Financial Choice and Capital Markets Protection Act of 2019 (Toomey) Corporate Governance Cross-Border Derivatives (Definition of US Person) Diverse Asset Managers ACt Environmental, Social, and Governance Investing Exchange-Traded Funds Proxy Advisory Firms/Proxy Voting SEC Data Security SEC Regulation Best Interest Statute of Limitations for Certain SEC Actions (Gonzalez) Stress Testing Requirements for Registered Investment Companies 8-K Trading Gap Act of 2019 (Maloney)
Climate Risk Disclosure Act of 2019
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
H.R. 1018 - Improving Corporate Governance Through Diversity Act of 2019 (Meeks) H.R. 1595 - Secure and Fair Enforcement Banking Act of 2019 (Perlmutter) H.R. 1815 - SEC Disclosure Effectiveness Testing Act (Casten) H.R. 3279 - Diversity in Corporate Leadership Act of 2019 (Maloney) H.R. 3561 - Financial Stability Oversight Council Improvement Act of 2019 (Foster) H.R. 3623 - Climate Risk Disclosure Act of 2019 (Casten) H.R. 3701 - Statute of Limitations for Certain SEC Actions (Gonzalez) H.R. 3987 - Alleviating Stress Test Burdens to Help Investors Act (Loudermilk) H.R. 4335 - 8-K Trading Gap Act of 2019 (Maloney) H.R. 4492 - Consumer Financial Choice and Capital Markets Protection Act of 2019 (Moore) S. 603 - Financial Stability Oversight Council Improvement Act of 2019 (Rounds) S. 733 - Consumer Financial Choice and Capital Markets Protection Act of 2019 (Toomey) S. 1200 - Secure and Fair Enforcement Banking Act of 2019 (Merkley) Consolidated Audit Trail Diverse Asset Managers Act Environmental, Social, and Governance Investing Exchange-Traded Funds Proxy Advisory Firms/Proxy Voting SEC Cybersecurity and Data Protection SEC Regulation Best Interest Systematic Risk Mitigation Act of 2019 (Garcia) Statute of Limitations for Certain SEC Actions (Gonzalez)
Strengthening Fraud Protection Provisions for SEC Enforcement Act of 2019
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
H.R. 1018 - Improving Corporate Governance Through Diversity Act of 2019 (Meeks) H.R. 1595 - Secure and Fair Enforcement Banking Act of 2019 (Perlmutter) H.R. 1815 - SEC Disclosure Effectiveness Testing Act (Casten) H.R. 3279 - Diversity in Corporate Leadership Act of 2019 (Maloney) H.R. 3561 - Financial Stability Oversight Council Improvement Act of 2019 (Foster) H.R. 3623 - Climate Risk Disclosure Act of 2019 (Casten) H.R. 3701 - Statute of Limitations for Certain SEC Actions (Gonzalez) H.R. 3987 - Alleviating Stress Test Burdens to Help Investors Act (Loudermilk) H.R. 4335 - 8-K Trading Gap Act of 2019 (Maloney) H.R. 4492 - Consumer Financial Choice and Capital Markets Protection Act of 2019 (Moore) S. 603 - Financial Stability Oversight Council Improvement Act of 2019 (Rounds) S. 733 - Consumer Financial Choice and Capital Markets Protection Act of 2019 (Toomey) S. 1200 - Secure and Fair Enforcement Banking Act of 2019 (Merkley) Consolidated Audit Trail Diverse Asset Managers Act Environmental, Social, and Governance Investing Exchange-Traded Funds Proxy Advisory Firms/Proxy Voting SEC Cybersecurity and Data Protection SEC Regulation Best Interest Systematic Risk Mitigation Act of 2019 (Garcia) Statute of Limitations for Certain SEC Actions (Gonzalez)
Strengthening Fraud Protection Provisions for SEC Enforcement Act of 2019
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
H.R. 1595 - Secure and Fair Enforcement Banking Act of 2019 (Perlmutter) H.R. 1815 - SEC Disclosure Effectiveness Testing Act (Casten) H.R. 3050 - Expanding Investment in Small Businesses Act of 2019 (Steil) H.R. 3561 - Financial Stability Oversight Council Improvement Act of 2019 (Foster) H.R. 3701 - Statute of Limitations for Certain SEC Actions (Gonzalez) H.R. 3987 - Alleviating Stress Test Burdens to Help Investors Act (Loudermilk) H.R. 4335 - 8-K Trading Gap Act of 2019 (Maloney) H.R. 4492 - Consumer Financial Choice and Capital Markets Protection Act of 2019 (Moore) H.R. 4895 - CFTC Reauthorization Act of 2019 (Peterson) H.R. 5084 - Improving Corporate Governance Through Diversity Act of 2019 (Meeks) S. 603 - Financial Stability Oversight Council Improvement Act of 2019 (Rounds) S. 733 - Consumer Financial Choice and Capital Markets Protection Act of 2019 (Toomey) S. 1200 - Secure and Fair Enforcement Banking Act of 2019 (Merkley) CFTC Rule 4.5 Consolidated Audit Trail Cross-Border Derivatives (Definition of US Person) Diverse Asset Managers Act Environmental, Social, and Governance Investing Exchange-Traded Funds Proxy Advisory Firms/Proxy Voting SEC Cybersecurity and Data Protection SEC Regulation Best Interest Systematic Risk Mitigation Act of 2019 (Garcia)
Alleviating Stress Test Burdens to Help Investors Act
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
H.R. 1595 - Secure and Fair Enforcement Banking Act of 2019 (Perlmutter) H.R. 1815 - SEC Disclosure Effectiveness Testing Act (Casten) H.R. 3050 - Expanding Investment in Small Businesses Act of 2019 (Steil) H.R. 3561 - Financial Stability Oversight Council Improvement Act of 2019 (Foster) H.R. 3701 - Statute of Limitations for Certain SEC Actions (Gonzalez) H.R. 3987 - Alleviating Stress Test Burdens to Help Investors Act (Loudermilk) H.R. 4335 - 8-K Trading Gap Act of 2019 (Maloney) H.R. 4492 - Consumer Financial Choice and Capital Markets Protection Act of 2019 (Moore) H.R. 4895 - CFTC Reauthorization Act of 2019 (Peterson) H.R. 5084 - Improving Corporate Governance Through Diversity Act of 2019 (Meeks) S. 603 - Financial Stability Oversight Council Improvement Act of 2019 (Rounds) S. 733 - Consumer Financial Choice and Capital Markets Protection Act of 2019 (Toomey) S. 1200 - Secure and Fair Enforcement Banking Act of 2019 (Merkley) CFTC Rule 4.5 Consolidated Audit Trail Cross-Border Derivatives (Definition of US Person) Diverse Asset Managers Act Environmental, Social, and Governance Investing Exchange-Traded Funds Proxy Advisory Firms/Proxy Voting SEC Cybersecurity and Data Protection SEC Regulation Best Interest Systematic Risk Mitigation Act of 2019 (Garcia)
Alleviating Stress Test Burdens to Help Investors Act
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
H.R. 1018 - Improving Corporate Governance Through Diversity Act of 2019 (Meeks) H.R. 1595 - Secure and Fair Enforcement Banking Act of 2019 (Perlmutter) H.R. 1815 - SEC Disclosure Effectiveness Testing Act (Casten) H.R. 3279 - Diversity in Corporate Leadership Act of 2019 (Maloney) H.R. 3561 - Financial Stability Oversight Council Improvement Act of 2019 (Foster) H.R. 3623 - Climate Risk Disclosure Act of 2019 (Casten) H.R. 3701 - Statute of Limitations for Certain SEC Actions (Gonzalez) H.R. 3987 - Alleviating Stress Test Burdens to Help Investors Act (Loudermilk) H.R. 4335 - 8-K Trading Gap Act of 2019 (Maloney) H.R. 4492 - Consumer Financial Choice and Capital Markets Protection Act of 2019 (Moore) S. 603 - Financial Stability Oversight Council Improvement Act of 2019 (Rounds) S. 733 - Consumer Financial Choice and Capital Markets Protection Act of 2019 (Toomey) S. 1200 - Secure and Fair Enforcement Banking Act of 2019 (Merkley) Consolidated Audit Trail Diverse Asset Managers Act Environmental, Social, and Governance Investing Exchange-Traded Funds Proxy Advisory Firms/Proxy Voting SEC Cybersecurity and Data Protection SEC Regulation Best Interest Systematic Risk Mitigation Act of 2019 (Garcia) Statute of Limitations for Certain SEC Actions (Gonzalez)
8-K Trading Gap Act of 2019
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
H.R. 1595 - Secure and Fair Enforcement Banking Act of 2019 (Perlmutter) H.R. 1815 - SEC Disclosure Effectiveness Testing Act (Casten) H.R. 3050 - Expanding Investment in Small Businesses Act of 2019 (Steil) H.R. 3561 - Financial Stability Oversight Council Improvement Act of 2019 (Foster) H.R. 3701 - Statute of Limitations for Certain SEC Actions (Gonzalez) H.R. 3987 - Alleviating Stress Test Burdens to Help Investors Act (Loudermilk) H.R. 4335 - 8-K Trading Gap Act of 2019 (Maloney) H.R. 4492 - Consumer Financial Choice and Capital Markets Protection Act of 2019 (Moore) H.R. 4895 - CFTC Reauthorization Act of 2019 (Peterson) H.R. 5084 - Improving Corporate Governance Through Diversity Act of 2019 (Meeks) S. 603 - Financial Stability Oversight Council Improvement Act of 2019 (Rounds) S. 733 - Consumer Financial Choice and Capital Markets Protection Act of 2019 (Toomey) S. 1200 - Secure and Fair Enforcement Banking Act of 2019 (Merkley) CFTC Rule 4.5 Consolidated Audit Trail Cross-Border Derivatives (Definition of US Person) Diverse Asset Managers Act Environmental, Social, and Governance Investing Exchange-Traded Funds Proxy Advisory Firms/Proxy Voting SEC Cybersecurity and Data Protection SEC Regulation Best Interest Systematic Risk Mitigation Act of 2019 (Garcia)
8-K Trading Gap Act of 2019
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
H.R. 1018 - Improving Corporate Governance Through Diversity Act of 2019 (Meeks) H.R. 1595 - Secure and Fair Enforcement Banking Act of 2019 (Perlmutter) H.R. 1815 - SEC Disclosure Effectiveness Testing Act (Casten) H.R. 3279 - Diversity in Corporate Leadership Act of 2019 (Maloney) H.R. 3561 - Financial Stability Oversight Council Improvement Act of 2019 (Foster) H.R. 3623 - Climate Risk Disclosure Act of 2019 (Casten) H.R. 3701 - Statute of Limitations for Certain SEC Actions (Gonzalez) H.R. 3987 - Alleviating Stress Test Burdens to Help Investors Act (Loudermilk) H.R. 4335 - 8-K Trading Gap Act of 2019 (Maloney) H.R. 4492 - Consumer Financial Choice and Capital Markets Protection Act of 2019 (Moore) S. 603 - Financial Stability Oversight Council Improvement Act of 2019 (Rounds) S. 733 - Consumer Financial Choice and Capital Markets Protection Act of 2019 (Toomey) S. 1200 - Secure and Fair Enforcement Banking Act of 2019 (Merkley) Consolidated Audit Trail Diverse Asset Managers Act Environmental, Social, and Governance Investing Exchange-Traded Funds Proxy Advisory Firms/Proxy Voting SEC Cybersecurity and Data Protection SEC Regulation Best Interest Systematic Risk Mitigation Act of 2019 (Garcia) Statute of Limitations for Certain SEC Actions (Gonzalez)
Consumer Financial Choice and Capital Markets Protection Act of 2019
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
H.R. 1018 - Improving Corporate Governance Through Diversity Act of 2019 (Meeks) H.R. 1595 - Secure and Fair Enforcement Banking Act of 2019 (Perlmutter) H.R. 1815 - SEC Disclosure Effectiveness Testing Act (Casten) H.R. 3279 - Diversity in Corporate Leadership Act of 2019 (Maloney) H.R. 3561 - Financial Stability Oversight Council Improvement Act of 2019 (Foster) H.R. 3623 - Climate Risk Disclosure Act of 2019 (Casten) H.R. 3701 - Statute of Limitations for Certain SEC Actions (Gonzalez) H.R. 3987 - Alleviating Stress Test Burdens to Help Investors Act (Loudermilk) H.R. 4335 - 8-K Trading Gap Act of 2019 (Maloney) H.R. 4492 - Consumer Financial Choice and Capital Markets Protection Act of 2019 (Moore) S. 603 - Financial Stability Oversight Council Improvement Act of 2019 (Rounds) S. 733 - Consumer Financial Choice and Capital Markets Protection Act of 2019 (Toomey) S. 1200 - Secure and Fair Enforcement Banking Act of 2019 (Merkley) Consolidated Audit Trail Diverse Asset Managers Act Environmental, Social, and Governance Investing Exchange-Traded Funds Proxy Advisory Firms/Proxy Voting SEC Cybersecurity and Data Protection SEC Regulation Best Interest Systematic Risk Mitigation Act of 2019 (Garcia) Statute of Limitations for Certain SEC Actions (Gonzalez)
Consumer Financial Choice and Capital Markets Protection Act of 2019
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
H.R. 1595 - Secure and Fair Enforcement Banking Act of 2019 (Perlmutter) H.R. 1815 - SEC Disclosure Effectiveness Testing Act (Casten) H.R. 3050 - Expanding Investment in Small Businesses Act of 2019 (Steil) H.R. 3561 - Financial Stability Oversight Council Improvement Act of 2019 (Foster) H.R. 3701 - Statute of Limitations for Certain SEC Actions (Gonzalez) H.R. 3987 - Alleviating Stress Test Burdens to Help Investors Act (Loudermilk) H.R. 4335 - 8-K Trading Gap Act of 2019 (Maloney) H.R. 4492 - Consumer Financial Choice and Capital Markets Protection Act of 2019 (Moore) H.R. 4895 - CFTC Reauthorization Act of 2019 (Peterson) H.R. 5084 - Improving Corporate Governance Through Diversity Act of 2019 (Meeks) S. 603 - Financial Stability Oversight Council Improvement Act of 2019 (Rounds) S. 733 - Consumer Financial Choice and Capital Markets Protection Act of 2019 (Toomey) S. 1200 - Secure and Fair Enforcement Banking Act of 2019 (Merkley) CFTC Rule 4.5 Consolidated Audit Trail Cross-Border Derivatives (Definition of US Person) Diverse Asset Managers Act Environmental, Social, and Governance Investing Exchange-Traded Funds Proxy Advisory Firms/Proxy Voting SEC Cybersecurity and Data Protection SEC Regulation Best Interest Systematic Risk Mitigation Act of 2019 (Garcia)
CFTC Reauthorization Act of 2019
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
H.R. 1595 - Secure and Fair Enforcement Banking Act of 2019 (Perlmutter) H.R. 1815 - SEC Disclosure Effectiveness Testing Act (Casten) H.R. 3050 - Expanding Investment in Small Businesses Act of 2019 (Steil) H.R. 3561 - Financial Stability Oversight Council Improvement Act of 2019 (Foster) H.R. 3701 - Statute of Limitations for Certain SEC Actions (Gonzalez) H.R. 3987 - Alleviating Stress Test Burdens to Help Investors Act (Loudermilk) H.R. 4335 - 8-K Trading Gap Act of 2019 (Maloney) H.R. 4492 - Consumer Financial Choice and Capital Markets Protection Act of 2019 (Moore) H.R. 4895 - CFTC Reauthorization Act of 2019 (Peterson) H.R. 5084 - Improving Corporate Governance Through Diversity Act of 2019 (Meeks) S. 603 - Financial Stability Oversight Council Improvement Act of 2019 (Rounds) S. 733 - Consumer Financial Choice and Capital Markets Protection Act of 2019 (Toomey) S. 1200 - Secure and Fair Enforcement Banking Act of 2019 (Merkley) CFTC Rule 4.5 Consolidated Audit Trail Cross-Border Derivatives (Definition of US Person) Diverse Asset Managers Act Environmental, Social, and Governance Investing Exchange-Traded Funds Proxy Advisory Firms/Proxy Voting SEC Cybersecurity and Data Protection SEC Regulation Best Interest Systematic Risk Mitigation Act of 2019 (Garcia)
Improving Corporate Governance Through Diversity Act of 2019
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
H.R. 1595 - Secure and Fair Enforcement Banking Act of 2019 (Perlmutter) H.R. 1815 - SEC Disclosure Effectiveness Testing Act (Casten) H.R. 3050 - Expanding Investment in Small Businesses Act of 2019 (Steil) H.R. 3561 - Financial Stability Oversight Council Improvement Act of 2019 (Foster) H.R. 3701 - Statute of Limitations for Certain SEC Actions (Gonzalez) H.R. 3987 - Alleviating Stress Test Burdens to Help Investors Act (Loudermilk) H.R. 4335 - 8-K Trading Gap Act of 2019 (Maloney) H.R. 4492 - Consumer Financial Choice and Capital Markets Protection Act of 2019 (Moore) H.R. 4895 - CFTC Reauthorization Act of 2019 (Peterson) H.R. 5084 - Improving Corporate Governance Through Diversity Act of 2019 (Meeks) S. 603 - Financial Stability Oversight Council Improvement Act of 2019 (Rounds) S. 733 - Consumer Financial Choice and Capital Markets Protection Act of 2019 (Toomey) S. 1200 - Secure and Fair Enforcement Banking Act of 2019 (Merkley) CFTC Rule 4.5 Consolidated Audit Trail Cross-Border Derivatives (Definition of US Person) Diverse Asset Managers Act Environmental, Social, and Governance Investing Exchange-Traded Funds Proxy Advisory Firms/Proxy Voting SEC Cybersecurity and Data Protection SEC Regulation Best Interest Systematic Risk Mitigation Act of 2019 (Garcia)
SAFE Banking Act of 2019
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
H.R. 1018 - Improving Corporate Governance Through Diversity Act of 2019 (Meeks) H.R. 1595 - Secure and Fair Enforcement Banking Act of 2019 (Perlmutter) H.R. 1815 - SEC Disclosure Effectiveness Testing Act (Casten) H.R. 3279 - Diversity in Corporate Leadership Act of 2019 (Maloney) H.R. 3561 - Financial Stability Oversight Council Improvement Act of 2019 (Foster) H.R. 3623 - Climate Risk Disclosure Act of 2019 (Casten) H.R. 3701 - Statute of Limitations for Certain SEC Actions (Gonzalez) H.R. 3987 - Alleviating Stress Test Burdens to Help Investors Act (Loudermilk) H.R. 4335 - 8-K Trading Gap Act of 2019 (Maloney) H.R. 4492 - Consumer Financial Choice and Capital Markets Protection Act of 2019 (Moore) S. 603 - Financial Stability Oversight Council Improvement Act of 2019 (Rounds) S. 733 - Consumer Financial Choice and Capital Markets Protection Act of 2019 (Toomey) S. 1200 - Secure and Fair Enforcement Banking Act of 2019 (Merkley) Consolidated Audit Trail Diverse Asset Managers Act Environmental, Social, and Governance Investing Exchange-Traded Funds Proxy Advisory Firms/Proxy Voting SEC Cybersecurity and Data Protection SEC Regulation Best Interest Systematic Risk Mitigation Act of 2019 (Garcia) Statute of Limitations for Certain SEC Actions (Gonzalez)
SAFE Banking Act of 2019
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
H.R. 1595 - Secure and Fair Enforcement Banking Act of 2019 (Perlmutter) H.R. 1815 - SEC Disclosure Effectiveness Testing Act (Casten) H.R. 3050 - Expanding Investment in Small Businesses Act of 2019 (Steil) H.R. 3561 - Financial Stability Oversight Council Improvement Act of 2019 (Foster) H.R. 3701 - Statute of Limitations for Certain SEC Actions (Gonzalez) H.R. 3987 - Alleviating Stress Test Burdens to Help Investors Act (Loudermilk) H.R. 4335 - 8-K Trading Gap Act of 2019 (Maloney) H.R. 4492 - Consumer Financial Choice and Capital Markets Protection Act of 2019 (Moore) H.R. 4895 - CFTC Reauthorization Act of 2019 (Peterson) H.R. 5084 - Improving Corporate Governance Through Diversity Act of 2019 (Meeks) S. 603 - Financial Stability Oversight Council Improvement Act of 2019 (Rounds) S. 733 - Consumer Financial Choice and Capital Markets Protection Act of 2019 (Toomey) S. 1200 - Secure and Fair Enforcement Banking Act of 2019 (Merkley) CFTC Rule 4.5 Consolidated Audit Trail Cross-Border Derivatives (Definition of US Person) Diverse Asset Managers Act Environmental, Social, and Governance Investing Exchange-Traded Funds Proxy Advisory Firms/Proxy Voting SEC Cybersecurity and Data Protection SEC Regulation Best Interest Systematic Risk Mitigation Act of 2019 (Garcia)
An original bill making appropriations for financial services and general government for the fiscal year ending September 30, 2020, and for other purposes.
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
H.R. 3351 - FY 2020 Financial Services and General Government Appropriations Act H.R. 3164 - FY 2020 Agriculture, Rural Development, Food and Drug Administration, and Related Agencies Appropriations Act S. 2524 - FY 2020 Financial Services and General Government Appropriations Act
Financial Stability Oversight Council Improvement Act of 2019
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
H.R. 1018 - Improving Corporate Governance Through Diversity Act of 2019 (Meeks) H.R. 1815 - SEC Disclosure Effectiveness Testing Act (Casten) H.R. 3050 - Expanding Investment in Small Business Act of 2019 (Steil) H.R. 3279 - Diversity in Corporate Leadership Act of 2019 (Maloney) H.R. 3561 - Financial Stability Oversight Council Improvement Act of 2019 (Foster) S. 603 - Financial Stability Oversight Council Improvement Act of 2019 (Rounds) S. 733 - Consumer Financial Choice and Capital Markets Protection Act of 2019 (Toomey) Corporate Governance Cross-Border Derivatives (Definition of US Person) Diverse Asset Managers ACt Environmental, Social, and Governance Investing Exchange-Traded Funds Proxy Advisory Firms/Proxy Voting SEC Data Security SEC Regulation Best Interest Statute of Limitations for Certain SEC Actions (Gonzalez) Stress Testing Requirements for Registered Investment Companies 8-K Trading Gap Act of 2019 (Maloney)
Financial Stability Oversight Council Improvement Act of 2019
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
H.R. 1018 - Improving Corporate Governance Through Diversity Act of 2019 (Meeks) H.R. 1595 - Secure and Fair Enforcement Banking Act of 2019 (Perlmutter) H.R. 1815 - SEC Disclosure Effectiveness Testing Act (Casten) H.R. 3279 - Diversity in Corporate Leadership Act of 2019 (Maloney) H.R. 3561 - Financial Stability Oversight Council Improvement Act of 2019 (Foster) H.R. 3623 - Climate Risk Disclosure Act of 2019 (Casten) H.R. 3701 - Statute of Limitations for Certain SEC Actions (Gonzalez) H.R. 3987 - Alleviating Stress Test Burdens to Help Investors Act (Loudermilk) H.R. 4335 - 8-K Trading Gap Act of 2019 (Maloney) H.R. 4492 - Consumer Financial Choice and Capital Markets Protection Act of 2019 (Moore) S. 603 - Financial Stability Oversight Council Improvement Act of 2019 (Rounds) S. 733 - Consumer Financial Choice and Capital Markets Protection Act of 2019 (Toomey) S. 1200 - Secure and Fair Enforcement Banking Act of 2019 (Merkley) Consolidated Audit Trail Diverse Asset Managers Act Environmental, Social, and Governance Investing Exchange-Traded Funds Proxy Advisory Firms/Proxy Voting SEC Cybersecurity and Data Protection SEC Regulation Best Interest Systematic Risk Mitigation Act of 2019 (Garcia) Statute of Limitations for Certain SEC Actions (Gonzalez)
Financial Stability Oversight Council Improvement Act of 2019
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
H.R. 1595 - Secure and Fair Enforcement Banking Act of 2019 (Perlmutter) H.R. 1815 - SEC Disclosure Effectiveness Testing Act (Casten) H.R. 3050 - Expanding Investment in Small Businesses Act of 2019 (Steil) H.R. 3561 - Financial Stability Oversight Council Improvement Act of 2019 (Foster) H.R. 3701 - Statute of Limitations for Certain SEC Actions (Gonzalez) H.R. 3987 - Alleviating Stress Test Burdens to Help Investors Act (Loudermilk) H.R. 4335 - 8-K Trading Gap Act of 2019 (Maloney) H.R. 4492 - Consumer Financial Choice and Capital Markets Protection Act of 2019 (Moore) H.R. 4895 - CFTC Reauthorization Act of 2019 (Peterson) H.R. 5084 - Improving Corporate Governance Through Diversity Act of 2019 (Meeks) S. 603 - Financial Stability Oversight Council Improvement Act of 2019 (Rounds) S. 733 - Consumer Financial Choice and Capital Markets Protection Act of 2019 (Toomey) S. 1200 - Secure and Fair Enforcement Banking Act of 2019 (Merkley) CFTC Rule 4.5 Consolidated Audit Trail Cross-Border Derivatives (Definition of US Person) Diverse Asset Managers Act Environmental, Social, and Governance Investing Exchange-Traded Funds Proxy Advisory Firms/Proxy Voting SEC Cybersecurity and Data Protection SEC Regulation Best Interest Systematic Risk Mitigation Act of 2019 (Garcia)
Financial Stability Oversight Council Improvement Act of 2019
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
H.R. 1815 - SEC Disclosure Effectiveness Testing Act (Casten) S. 603 - Financial Stability Oversight Council Improvement Act of 2019 (Rounds) S. 733 - Consumer Financial Choice and Capital Markets Protection Act of 2019 (Toomey) Corporate Governance Cross-Border Derivatives (Definition of US Person) Environmental, Social, and Governance Investing Exchange-Traded Funds Proxy Advisory Firms/Proxy Voting SEC Data Security SEC Regulation Best Interest
Consumer Financial Choice and Capital Markets Protection Act of 2019
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
H.R. 1815 - SEC Disclosure Effectiveness Testing Act (Casten) S. 603 - Financial Stability Oversight Council Improvement Act of 2019 (Rounds) S. 733 - Consumer Financial Choice and Capital Markets Protection Act of 2019 (Toomey) Corporate Governance Cross-Border Derivatives (Definition of US Person) Environmental, Social, and Governance Investing Exchange-Traded Funds Proxy Advisory Firms/Proxy Voting SEC Data Security SEC Regulation Best Interest
Consumer Financial Choice and Capital Markets Protection Act of 2019
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
H.R. 1018 - Improving Corporate Governance Through Diversity Act of 2019 (Meeks) H.R. 1595 - Secure and Fair Enforcement Banking Act of 2019 (Perlmutter) H.R. 1815 - SEC Disclosure Effectiveness Testing Act (Casten) H.R. 3279 - Diversity in Corporate Leadership Act of 2019 (Maloney) H.R. 3561 - Financial Stability Oversight Council Improvement Act of 2019 (Foster) H.R. 3623 - Climate Risk Disclosure Act of 2019 (Casten) H.R. 3701 - Statute of Limitations for Certain SEC Actions (Gonzalez) H.R. 3987 - Alleviating Stress Test Burdens to Help Investors Act (Loudermilk) H.R. 4335 - 8-K Trading Gap Act of 2019 (Maloney) H.R. 4492 - Consumer Financial Choice and Capital Markets Protection Act of 2019 (Moore) S. 603 - Financial Stability Oversight Council Improvement Act of 2019 (Rounds) S. 733 - Consumer Financial Choice and Capital Markets Protection Act of 2019 (Toomey) S. 1200 - Secure and Fair Enforcement Banking Act of 2019 (Merkley) Consolidated Audit Trail Diverse Asset Managers Act Environmental, Social, and Governance Investing Exchange-Traded Funds Proxy Advisory Firms/Proxy Voting SEC Cybersecurity and Data Protection SEC Regulation Best Interest Systematic Risk Mitigation Act of 2019 (Garcia) Statute of Limitations for Certain SEC Actions (Gonzalez)
Consumer Financial Choice and Capital Markets Protection Act of 2019
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
H.R. 1018 - Improving Corporate Governance Through Diversity Act of 2019 (Meeks) H.R. 1815 - SEC Disclosure Effectiveness Testing Act (Casten) H.R. 3050 - Expanding Investment in Small Business Act of 2019 (Steil) H.R. 3279 - Diversity in Corporate Leadership Act of 2019 (Maloney) H.R. 3561 - Financial Stability Oversight Council Improvement Act of 2019 (Foster) S. 603 - Financial Stability Oversight Council Improvement Act of 2019 (Rounds) S. 733 - Consumer Financial Choice and Capital Markets Protection Act of 2019 (Toomey) Corporate Governance Cross-Border Derivatives (Definition of US Person) Diverse Asset Managers ACt Environmental, Social, and Governance Investing Exchange-Traded Funds Proxy Advisory Firms/Proxy Voting SEC Data Security SEC Regulation Best Interest Statute of Limitations for Certain SEC Actions (Gonzalez) Stress Testing Requirements for Registered Investment Companies 8-K Trading Gap Act of 2019 (Maloney)
Consumer Financial Choice and Capital Markets Protection Act of 2019
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
H.R. 1595 - Secure and Fair Enforcement Banking Act of 2019 (Perlmutter) H.R. 1815 - SEC Disclosure Effectiveness Testing Act (Casten) H.R. 3050 - Expanding Investment in Small Businesses Act of 2019 (Steil) H.R. 3561 - Financial Stability Oversight Council Improvement Act of 2019 (Foster) H.R. 3701 - Statute of Limitations for Certain SEC Actions (Gonzalez) H.R. 3987 - Alleviating Stress Test Burdens to Help Investors Act (Loudermilk) H.R. 4335 - 8-K Trading Gap Act of 2019 (Maloney) H.R. 4492 - Consumer Financial Choice and Capital Markets Protection Act of 2019 (Moore) H.R. 4895 - CFTC Reauthorization Act of 2019 (Peterson) H.R. 5084 - Improving Corporate Governance Through Diversity Act of 2019 (Meeks) S. 603 - Financial Stability Oversight Council Improvement Act of 2019 (Rounds) S. 733 - Consumer Financial Choice and Capital Markets Protection Act of 2019 (Toomey) S. 1200 - Secure and Fair Enforcement Banking Act of 2019 (Merkley) CFTC Rule 4.5 Consolidated Audit Trail Cross-Border Derivatives (Definition of US Person) Diverse Asset Managers Act Environmental, Social, and Governance Investing Exchange-Traded Funds Proxy Advisory Firms/Proxy Voting SEC Cybersecurity and Data Protection SEC Regulation Best Interest Systematic Risk Mitigation Act of 2019 (Garcia)
Consolidated Appropriations Act, 2018
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
H.R. 1625 - Consolidated Appropriations Act, 2018
Consumer Financial Choice and Capital Markets Protection Act of 2018
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
H.R. 2319 - Consumer Financial Choice and Capital Markets Protection Act of 2017 (Rothfus) H.R. 3758 - Senior Safe Act of 2017 (Sinema) H.R. 3857 - Protecting Advice for Small Savers Act of 2017 (Wagner) H.R. 4061 - Financial Stability Oversight Council Improvement Act of 2017 (Ross) H.R. 4279 - Expanding Investment Opportunities Act (Hollingsworth) H.R. 4566 - Alleviating Stress Test Burdens to Help Investors Act (Poliquin) H.R. 4738 - Mutual Fund Litigation Reform Act (Emmer) S. 1117 - Consumer Financial Choice and Capital Markets Protection Act of 2017 (Toomey) S. 2155 - Economic Growth, Regulatory Relief and Consumer Protection Act (Crapo) FSOC Procedures for SIFI Designation of Nonbank Financial Companies Financial Stability Board Electronic Delivery of Mutual Fund Shareholder Reports Derivatives (Definition of US Person) Exchange-Traded Funds US Equity and Fixed Income Market Structure Corporate Governance Volcker Rule Cryptocurrencies
Consumer Financial Choice and Capital Markets Protection Act of 2018
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
H.R. 2319 - Consumer Financial Choice and Capital Markets Protection Act of 2017 (Rothfus) H.R. 4015 - Corporate Governance Reform and Transparency Act of 2017 (Duffy) H.R. 4061 - Financial Stability Oversight Council Improvement Act of 2017 (Ross) H.R. 4738 - Mutual Fund Litigation Reform Act (Emmer) S. 488 - JOBS and Investor Confidence Act of 2018 S. 1117 - Consumer Financial Choice and Capital Markets Protection Act of 2017 (Toomey) S. 3574 - Alleviating Stress Test Burdens to Help Investors Act (Rounds) S. 3577 - Financial Stability Oversight Council Improvement Act of 2018 (Rounds) S. 3614 - Corporate Governance Fairness Act (Reed) Exchange-Traded Funds US Equity and Fixed Income Market Structure SEC Best-Interest Standard for Broker-Dealers Cryptocurrencies
Consumer Financial Choice and Capital Markets Protection Act of 2018
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
H.R. 2319 - Consumer Financial Choice and Capital Markets Protection Act of 2017 (Rothfus) H.R. 4015 - Corporate Governance Reform and Transparency Act of 2017 (Duffy) H.R. 4061 - Financial Stability Oversight Council Improvement Act of 2017 (Ross) S. 488 - JOBS and Investor Confidence Act of 2018 S. 1117 - Consumer Financial Choice and Capital Markets Protection Act of 2017 (Toomey) S. 1744 - Brokaw Act (Baldwin) S. 2756 - Fair Investment Opportunities for Professional Experts Act (Tillis) FSOC Procedures for SIFI Designation of Nonbank Financial Companies Electronic Delivery of Mutual Fund Shareholder Reports Exchange-Traded Funds SEC Best-Interest Standard for Broker-Dealers Volcker Rule Cryptocurrencies
Consumer Financial Choice and Capital Markets Protection Act of 2018
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
H.R. 2319 - Consumer Financial Choice and Capital Markets Protection Act of 2017 (Rothfus) H.R. 4015 - Corporate Governance Reform and Transparency Act of 2017 (Duffy) H.R. 4061 - Financial Stability Oversight Council Improvement Act of 2017 (Ross) H.R. 4738 - Mutual Fund Litigation Reform Act (Emmer) S. 1117 - Consumer Financial Choice and Capital Markets Protection Act of 2017 (Toomey) S. 2155 - Economic Growth, Regulatory Relief and Consumer Protection Act (Crapo) Expanding Investment in Small Businesses Act (Hultgren) FSOC Procedures for SIFI Designation of Nonbank Financial Companies Electronic Delivery of Mutual Fund Shareholder Reports Stress Testing Requirements for Registered Investment Companies Exchange-Traded Funds SEC Best-Interest Standard for Broker-Dealers
Senior Safe Act of 2017
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
H.R. 2319 - Consumer Financial Choice and Capital Markets Protection Act of 2017 (Rothfus) H.R. 3758 - Senior Safe Act of 2017 (Sinema) H.R. 3857 - Protecting Advice for Small Savers Act of 2017 (Wagner) H.R. 4061 - Financial Stability Oversight Council Improvement Act of 2017 (Ross) H.R. 4279 - Expanding Investment Opportunities Act (Hollingsworth) H.R. 4566 - Alleviating Stress Test Burdens to Help Investors Act (Poliquin) H.R. 4738 - Mutual Fund Litigation Reform Act (Emmer) S. 1117 - Consumer Financial Choice and Capital Markets Protection Act of 2017 (Toomey) S. 2155 - Economic Growth, Regulatory Relief and Consumer Protection Act (Crapo) FSOC Procedures for SIFI Designation of Nonbank Financial Companies Financial Stability Board Electronic Delivery of Mutual Fund Shareholder Reports Derivatives (Definition of US Person) Exchange-Traded Funds US Equity and Fixed Income Market Structure Corporate Governance Volcker Rule Cryptocurrencies
Protecting Advice for Small Savers Act of 2017
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
H.R. 2319 - Consumer Financial Choice and Capital Markets Protection Act of 2017 (Rothfus) H.R. 3758 - Senior Safe Act of 2017 (Sinema) H.R. 3857 - Protecting Advice for Small Savers Act of 2017 (Wagner) H.R. 4061 - Financial Stability Oversight Council Improvement Act of 2017 (Ross) H.R. 4279 - Expanding Investment Opportunities Act (Hollingsworth) H.R. 4566 - Alleviating Stress Test Burdens to Help Investors Act (Poliquin) H.R. 4738 - Mutual Fund Litigation Reform Act (Emmer) S. 1117 - Consumer Financial Choice and Capital Markets Protection Act of 2017 (Toomey) S. 2155 - Economic Growth, Regulatory Relief and Consumer Protection Act (Crapo) FSOC Procedures for SIFI Designation of Nonbank Financial Companies Financial Stability Board Electronic Delivery of Mutual Fund Shareholder Reports Derivatives (Definition of US Person) Exchange-Traded Funds US Equity and Fixed Income Market Structure Corporate Governance Volcker Rule Cryptocurrencies
Corporate Governance Reform and Transparency Act of 2017
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
H.R. 2319 - Consumer Financial Choice and Capital Markets Protection Act of 2017 (Rothfus) H.R. 4015 - Corporate Governance Reform and Transparency Act of 2017 (Duffy) H.R. 4061 - Financial Stability Oversight Council Improvement Act of 2017 (Ross) H.R. 4738 - Mutual Fund Litigation Reform Act (Emmer) S. 1117 - Consumer Financial Choice and Capital Markets Protection Act of 2017 (Toomey) S. 2155 - Economic Growth, Regulatory Relief and Consumer Protection Act (Crapo) Expanding Investment in Small Businesses Act (Hultgren) FSOC Procedures for SIFI Designation of Nonbank Financial Companies Electronic Delivery of Mutual Fund Shareholder Reports Stress Testing Requirements for Registered Investment Companies Exchange-Traded Funds SEC Best-Interest Standard for Broker-Dealers
Corporate Governance Reform and Transparency Act of 2017
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
H.R. 2319 - Consumer Financial Choice and Capital Markets Protection Act of 2017 (Rothfus) H.R. 4015 - Corporate Governance Reform and Transparency Act of 2017 (Duffy) H.R. 4061 - Financial Stability Oversight Council Improvement Act of 2017 (Ross) S. 488 - JOBS and Investor Confidence Act of 2018 S. 1117 - Consumer Financial Choice and Capital Markets Protection Act of 2017 (Toomey) S. 1744 - Brokaw Act (Baldwin) S. 2756 - Fair Investment Opportunities for Professional Experts Act (Tillis) FSOC Procedures for SIFI Designation of Nonbank Financial Companies Electronic Delivery of Mutual Fund Shareholder Reports Exchange-Traded Funds SEC Best-Interest Standard for Broker-Dealers Volcker Rule Cryptocurrencies
Corporate Governance Reform and Transparency Act of 2017
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
H.R. 2319 - Consumer Financial Choice and Capital Markets Protection Act of 2017 (Rothfus) H.R. 4015 - Corporate Governance Reform and Transparency Act of 2017 (Duffy) H.R. 4061 - Financial Stability Oversight Council Improvement Act of 2017 (Ross) H.R. 4738 - Mutual Fund Litigation Reform Act (Emmer) S. 488 - JOBS and Investor Confidence Act of 2018 S. 1117 - Consumer Financial Choice and Capital Markets Protection Act of 2017 (Toomey) S. 3574 - Alleviating Stress Test Burdens to Help Investors Act (Rounds) S. 3577 - Financial Stability Oversight Council Improvement Act of 2018 (Rounds) S. 3614 - Corporate Governance Fairness Act (Reed) Exchange-Traded Funds US Equity and Fixed Income Market Structure SEC Best-Interest Standard for Broker-Dealers Cryptocurrencies
Financial Stability Oversight Council Improvement Act of 2017
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
H.R. 2319 - Consumer Financial Choice and Capital Markets Protection Act of 2017 (Rothfus) H.R. 3758 - Senior Safe Act of 2017 (Sinema) H.R. 3857 - Protecting Advice for Small Savers Act of 2017 (Wagner) H.R. 4061 - Financial Stability Oversight Council Improvement Act of 2017 (Ross) H.R. 4279 - Expanding Investment Opportunities Act (Hollingsworth) H.R. 4566 - Alleviating Stress Test Burdens to Help Investors Act (Poliquin) H.R. 4738 - Mutual Fund Litigation Reform Act (Emmer) S. 1117 - Consumer Financial Choice and Capital Markets Protection Act of 2017 (Toomey) S. 2155 - Economic Growth, Regulatory Relief and Consumer Protection Act (Crapo) FSOC Procedures for SIFI Designation of Nonbank Financial Companies Financial Stability Board Electronic Delivery of Mutual Fund Shareholder Reports Derivatives (Definition of US Person) Exchange-Traded Funds US Equity and Fixed Income Market Structure Corporate Governance Volcker Rule Cryptocurrencies
Financial Stability Oversight Council Improvement Act of 2017
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
H.R. 2319 - Consumer Financial Choice and Capital Markets Protection Act of 2017 (Rothfus) H.R. 4015 - Corporate Governance Reform and Transparency Act of 2017 (Duffy) H.R. 4061 - Financial Stability Oversight Council Improvement Act of 2017 (Ross) S. 488 - JOBS and Investor Confidence Act of 2018 S. 1117 - Consumer Financial Choice and Capital Markets Protection Act of 2017 (Toomey) S. 1744 - Brokaw Act (Baldwin) S. 2756 - Fair Investment Opportunities for Professional Experts Act (Tillis) FSOC Procedures for SIFI Designation of Nonbank Financial Companies Electronic Delivery of Mutual Fund Shareholder Reports Exchange-Traded Funds SEC Best-Interest Standard for Broker-Dealers Volcker Rule Cryptocurrencies
Financial Stability Oversight Council Improvement Act of 2017
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
H.R. 2319 - Consumer Financial Choice and Capital Markets Protection Act of 2017 (Rothfus) H.R. 4015 - Corporate Governance Reform and Transparency Act of 2017 (Duffy) H.R. 4061 - Financial Stability Oversight Council Improvement Act of 2017 (Ross) H.R. 4738 - Mutual Fund Litigation Reform Act (Emmer) S. 1117 - Consumer Financial Choice and Capital Markets Protection Act of 2017 (Toomey) S. 2155 - Economic Growth, Regulatory Relief and Consumer Protection Act (Crapo) Expanding Investment in Small Businesses Act (Hultgren) FSOC Procedures for SIFI Designation of Nonbank Financial Companies Electronic Delivery of Mutual Fund Shareholder Reports Stress Testing Requirements for Registered Investment Companies Exchange-Traded Funds SEC Best-Interest Standard for Broker-Dealers
Financial Stability Oversight Council Improvement Act of 2017
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
H.R. 2319 - Consumer Financial Choice and Capital Markets Protection Act of 2017 (Rothfus) H.R. 4015 - Corporate Governance Reform and Transparency Act of 2017 (Duffy) H.R. 4061 - Financial Stability Oversight Council Improvement Act of 2017 (Ross) H.R. 4738 - Mutual Fund Litigation Reform Act (Emmer) S. 488 - JOBS and Investor Confidence Act of 2018 S. 1117 - Consumer Financial Choice and Capital Markets Protection Act of 2017 (Toomey) S. 3574 - Alleviating Stress Test Burdens to Help Investors Act (Rounds) S. 3577 - Financial Stability Oversight Council Improvement Act of 2018 (Rounds) S. 3614 - Corporate Governance Fairness Act (Reed) Exchange-Traded Funds US Equity and Fixed Income Market Structure SEC Best-Interest Standard for Broker-Dealers Cryptocurrencies
Expanding Investment Opportunities Act
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
H.R. 2319 - Consumer Financial Choice and Capital Markets Protection Act of 2017 (Rothfus) H.R. 3758 - Senior Safe Act of 2017 (Sinema) H.R. 3857 - Protecting Advice for Small Savers Act of 2017 (Wagner) H.R. 4061 - Financial Stability Oversight Council Improvement Act of 2017 (Ross) H.R. 4279 - Expanding Investment Opportunities Act (Hollingsworth) H.R. 4566 - Alleviating Stress Test Burdens to Help Investors Act (Poliquin) H.R. 4738 - Mutual Fund Litigation Reform Act (Emmer) S. 1117 - Consumer Financial Choice and Capital Markets Protection Act of 2017 (Toomey) S. 2155 - Economic Growth, Regulatory Relief and Consumer Protection Act (Crapo) FSOC Procedures for SIFI Designation of Nonbank Financial Companies Financial Stability Board Electronic Delivery of Mutual Fund Shareholder Reports Derivatives (Definition of US Person) Exchange-Traded Funds US Equity and Fixed Income Market Structure Corporate Governance Volcker Rule Cryptocurrencies
Alleviating Stress Test Burdens to Help Investors Act
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
H.R. 2319 - Consumer Financial Choice and Capital Markets Protection Act of 2017 (Rothfus) H.R. 3758 - Senior Safe Act of 2017 (Sinema) H.R. 3857 - Protecting Advice for Small Savers Act of 2017 (Wagner) H.R. 4061 - Financial Stability Oversight Council Improvement Act of 2017 (Ross) H.R. 4279 - Expanding Investment Opportunities Act (Hollingsworth) H.R. 4566 - Alleviating Stress Test Burdens to Help Investors Act (Poliquin) H.R. 4738 - Mutual Fund Litigation Reform Act (Emmer) S. 1117 - Consumer Financial Choice and Capital Markets Protection Act of 2017 (Toomey) S. 2155 - Economic Growth, Regulatory Relief and Consumer Protection Act (Crapo) FSOC Procedures for SIFI Designation of Nonbank Financial Companies Financial Stability Board Electronic Delivery of Mutual Fund Shareholder Reports Derivatives (Definition of US Person) Exchange-Traded Funds US Equity and Fixed Income Market Structure Corporate Governance Volcker Rule Cryptocurrencies
Mutual Fund Litigation Reform Act
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
H.R. 2319 - Consumer Financial Choice and Capital Markets Protection Act of 2017 (Rothfus) H.R. 4015 - Corporate Governance Reform and Transparency Act of 2017 (Duffy) H.R. 4061 - Financial Stability Oversight Council Improvement Act of 2017 (Ross) H.R. 4738 - Mutual Fund Litigation Reform Act (Emmer) S. 1117 - Consumer Financial Choice and Capital Markets Protection Act of 2017 (Toomey) S. 2155 - Economic Growth, Regulatory Relief and Consumer Protection Act (Crapo) Expanding Investment in Small Businesses Act (Hultgren) FSOC Procedures for SIFI Designation of Nonbank Financial Companies Electronic Delivery of Mutual Fund Shareholder Reports Stress Testing Requirements for Registered Investment Companies Exchange-Traded Funds SEC Best-Interest Standard for Broker-Dealers
Mutual Fund Litigation Reform Act
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
H.R. 2319 - Consumer Financial Choice and Capital Markets Protection Act of 2017 (Rothfus) H.R. 4015 - Corporate Governance Reform and Transparency Act of 2017 (Duffy) H.R. 4061 - Financial Stability Oversight Council Improvement Act of 2017 (Ross) H.R. 4738 - Mutual Fund Litigation Reform Act (Emmer) S. 488 - JOBS and Investor Confidence Act of 2018 S. 1117 - Consumer Financial Choice and Capital Markets Protection Act of 2017 (Toomey) S. 3574 - Alleviating Stress Test Burdens to Help Investors Act (Rounds) S. 3577 - Financial Stability Oversight Council Improvement Act of 2018 (Rounds) S. 3614 - Corporate Governance Fairness Act (Reed) Exchange-Traded Funds US Equity and Fixed Income Market Structure SEC Best-Interest Standard for Broker-Dealers Cryptocurrencies
Mutual Fund Litigation Reform Act
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
H.R. 2319 - Consumer Financial Choice and Capital Markets Protection Act of 2017 (Rothfus) H.R. 3758 - Senior Safe Act of 2017 (Sinema) H.R. 3857 - Protecting Advice for Small Savers Act of 2017 (Wagner) H.R. 4061 - Financial Stability Oversight Council Improvement Act of 2017 (Ross) H.R. 4279 - Expanding Investment Opportunities Act (Hollingsworth) H.R. 4566 - Alleviating Stress Test Burdens to Help Investors Act (Poliquin) H.R. 4738 - Mutual Fund Litigation Reform Act (Emmer) S. 1117 - Consumer Financial Choice and Capital Markets Protection Act of 2017 (Toomey) S. 2155 - Economic Growth, Regulatory Relief and Consumer Protection Act (Crapo) FSOC Procedures for SIFI Designation of Nonbank Financial Companies Financial Stability Board Electronic Delivery of Mutual Fund Shareholder Reports Derivatives (Definition of US Person) Exchange-Traded Funds US Equity and Fixed Income Market Structure Corporate Governance Volcker Rule Cryptocurrencies
Financial Services and General Government Appropriations Act, 2019
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
H.R. 6258 - FY 2019 Financial Services and General Government Appropriations
Financial Services and General Government Appropriations Act, 2019
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
H.R. 6258 - Financial Services and General Government Appropriations, 2019 S. 3107 - Financial Services and General Government Appropriations, 2019
Financial Services and General Government Appropriations Act, 2019
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
H.R. 6258 - Financial Services and General Government Appropriations, 2019 S. 3107 - Financial Services and General Government Appropriations, 2019
Consumer Financial Choice and Capital Markets Protection Act of 2017
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
H.R. 2319 - Consumer Financial Choice and Capital Markets Protection Act of 2017 (Rothfus) H.R. 4015 - Corporate Governance Reform and Transparency Act of 2017 (Duffy) H.R. 4061 - Financial Stability Oversight Council Improvement Act of 2017 (Ross) S. 488 - JOBS and Investor Confidence Act of 2018 S. 1117 - Consumer Financial Choice and Capital Markets Protection Act of 2017 (Toomey) S. 1744 - Brokaw Act (Baldwin) S. 2756 - Fair Investment Opportunities for Professional Experts Act (Tillis) FSOC Procedures for SIFI Designation of Nonbank Financial Companies Electronic Delivery of Mutual Fund Shareholder Reports Exchange-Traded Funds SEC Best-Interest Standard for Broker-Dealers Volcker Rule Cryptocurrencies
Consumer Financial Choice and Capital Markets Protection Act of 2017
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
H.R. 2319 - Consumer Financial Choice and Capital Markets Protection Act of 2017 (Rothfus) H.R. 4015 - Corporate Governance Reform and Transparency Act of 2017 (Duffy) H.R. 4061 - Financial Stability Oversight Council Improvement Act of 2017 (Ross) H.R. 4738 - Mutual Fund Litigation Reform Act (Emmer) S. 1117 - Consumer Financial Choice and Capital Markets Protection Act of 2017 (Toomey) S. 2155 - Economic Growth, Regulatory Relief and Consumer Protection Act (Crapo) Expanding Investment in Small Businesses Act (Hultgren) FSOC Procedures for SIFI Designation of Nonbank Financial Companies Electronic Delivery of Mutual Fund Shareholder Reports Stress Testing Requirements for Registered Investment Companies Exchange-Traded Funds SEC Best-Interest Standard for Broker-Dealers
Consumer Financial Choice and Capital Markets Protection Act of 2017
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
H.R. 2319 - Consumer Financial Choice and Capital Markets Protection Act of 2017 (Rothfus) H.R. 4015 - Corporate Governance Reform and Transparency Act of 2017 (Duffy) H.R. 4061 - Financial Stability Oversight Council Improvement Act of 2017 (Ross) H.R. 4738 - Mutual Fund Litigation Reform Act (Emmer) S. 488 - JOBS and Investor Confidence Act of 2018 S. 1117 - Consumer Financial Choice and Capital Markets Protection Act of 2017 (Toomey) S. 3574 - Alleviating Stress Test Burdens to Help Investors Act (Rounds) S. 3577 - Financial Stability Oversight Council Improvement Act of 2018 (Rounds) S. 3614 - Corporate Governance Fairness Act (Reed) Exchange-Traded Funds US Equity and Fixed Income Market Structure SEC Best-Interest Standard for Broker-Dealers Cryptocurrencies
Consumer Financial Choice and Capital Markets Protection Act of 2017
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
H.R. 2319 - Consumer Financial Choice and Capital Markets Protection Act of 2017 (Rothfus) H.R. 3758 - Senior Safe Act of 2017 (Sinema) H.R. 3857 - Protecting Advice for Small Savers Act of 2017 (Wagner) H.R. 4061 - Financial Stability Oversight Council Improvement Act of 2017 (Ross) H.R. 4279 - Expanding Investment Opportunities Act (Hollingsworth) H.R. 4566 - Alleviating Stress Test Burdens to Help Investors Act (Poliquin) H.R. 4738 - Mutual Fund Litigation Reform Act (Emmer) S. 1117 - Consumer Financial Choice and Capital Markets Protection Act of 2017 (Toomey) S. 2155 - Economic Growth, Regulatory Relief and Consumer Protection Act (Crapo) FSOC Procedures for SIFI Designation of Nonbank Financial Companies Financial Stability Board Electronic Delivery of Mutual Fund Shareholder Reports Derivatives (Definition of US Person) Exchange-Traded Funds US Equity and Fixed Income Market Structure Corporate Governance Volcker Rule Cryptocurrencies
H.R. 2319 - Consumer Financial Choice and Capital Markets Protection Act of 2017 (Rothfus) H.R. 4015 - Corporate Governance Reform and Transparency Act of 2017 (Duffy) H.R. 4061 - Financial Stability Oversight Council Improvement Act of 2017 (Ross) S. 488 - JOBS and Investor Confidence Act of 2018 S. 1117 - Consumer Financial Choice and Capital Markets Protection Act of 2017 (Toomey) S. 1744 - Brokaw Act (Baldwin) S. 2756 - Fair Investment Opportunities for Professional Experts Act (Tillis) FSOC Procedures for SIFI Designation of Nonbank Financial Companies Electronic Delivery of Mutual Fund Shareholder Reports Exchange-Traded Funds SEC Best-Interest Standard for Broker-Dealers Volcker Rule Cryptocurrencies
Economic Growth, Regulatory Relief, and Consumer Protection Act
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
H.R. 2319 - Consumer Financial Choice and Capital Markets Protection Act of 2017 (Rothfus) H.R. 3758 - Senior Safe Act of 2017 (Sinema) H.R. 3857 - Protecting Advice for Small Savers Act of 2017 (Wagner) H.R. 4061 - Financial Stability Oversight Council Improvement Act of 2017 (Ross) H.R. 4279 - Expanding Investment Opportunities Act (Hollingsworth) H.R. 4566 - Alleviating Stress Test Burdens to Help Investors Act (Poliquin) H.R. 4738 - Mutual Fund Litigation Reform Act (Emmer) S. 1117 - Consumer Financial Choice and Capital Markets Protection Act of 2017 (Toomey) S. 2155 - Economic Growth, Regulatory Relief and Consumer Protection Act (Crapo) FSOC Procedures for SIFI Designation of Nonbank Financial Companies Financial Stability Board Electronic Delivery of Mutual Fund Shareholder Reports Derivatives (Definition of US Person) Exchange-Traded Funds US Equity and Fixed Income Market Structure Corporate Governance Volcker Rule Cryptocurrencies
Economic Growth, Regulatory Relief, and Consumer Protection Act
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
H.R. 2319 - Consumer Financial Choice and Capital Markets Protection Act of 2017 (Rothfus) H.R. 4015 - Corporate Governance Reform and Transparency Act of 2017 (Duffy) H.R. 4061 - Financial Stability Oversight Council Improvement Act of 2017 (Ross) H.R. 4738 - Mutual Fund Litigation Reform Act (Emmer) S. 1117 - Consumer Financial Choice and Capital Markets Protection Act of 2017 (Toomey) S. 2155 - Economic Growth, Regulatory Relief and Consumer Protection Act (Crapo) Expanding Investment in Small Businesses Act (Hultgren) FSOC Procedures for SIFI Designation of Nonbank Financial Companies Electronic Delivery of Mutual Fund Shareholder Reports Stress Testing Requirements for Registered Investment Companies Exchange-Traded Funds SEC Best-Interest Standard for Broker-Dealers
Fair Investment Opportunities for Professional Experts Act
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
H.R. 2319 - Consumer Financial Choice and Capital Markets Protection Act of 2017 (Rothfus) H.R. 4015 - Corporate Governance Reform and Transparency Act of 2017 (Duffy) H.R. 4061 - Financial Stability Oversight Council Improvement Act of 2017 (Ross) S. 488 - JOBS and Investor Confidence Act of 2018 S. 1117 - Consumer Financial Choice and Capital Markets Protection Act of 2017 (Toomey) S. 1744 - Brokaw Act (Baldwin) S. 2756 - Fair Investment Opportunities for Professional Experts Act (Tillis) FSOC Procedures for SIFI Designation of Nonbank Financial Companies Electronic Delivery of Mutual Fund Shareholder Reports Exchange-Traded Funds SEC Best-Interest Standard for Broker-Dealers Volcker Rule Cryptocurrencies
Financial Services and General Government Appropriations Act, 2019
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
H.R. 6258 - Financial Services and General Government Appropriations, 2019 S. 3107 - Financial Services and General Government Appropriations, 2019
Financial Services and General Government Appropriations Act, 2019
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
H.R. 6258 - Financial Services and General Government Appropriations, 2019 S. 3107 - Financial Services and General Government Appropriations, 2019
Alleviating Stress Test Burdens to Help Investors Act
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
H.R. 2319 - Consumer Financial Choice and Capital Markets Protection Act of 2017 (Rothfus) H.R. 4015 - Corporate Governance Reform and Transparency Act of 2017 (Duffy) H.R. 4061 - Financial Stability Oversight Council Improvement Act of 2017 (Ross) H.R. 4738 - Mutual Fund Litigation Reform Act (Emmer) S. 488 - JOBS and Investor Confidence Act of 2018 S. 1117 - Consumer Financial Choice and Capital Markets Protection Act of 2017 (Toomey) S. 3574 - Alleviating Stress Test Burdens to Help Investors Act (Rounds) S. 3577 - Financial Stability Oversight Council Improvement Act of 2018 (Rounds) S. 3614 - Corporate Governance Fairness Act (Reed) Exchange-Traded Funds US Equity and Fixed Income Market Structure SEC Best-Interest Standard for Broker-Dealers Cryptocurrencies
Financial Stability Oversight Council Improvement Act of 2018
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
H.R. 2319 - Consumer Financial Choice and Capital Markets Protection Act of 2017 (Rothfus) H.R. 4015 - Corporate Governance Reform and Transparency Act of 2017 (Duffy) H.R. 4061 - Financial Stability Oversight Council Improvement Act of 2017 (Ross) H.R. 4738 - Mutual Fund Litigation Reform Act (Emmer) S. 488 - JOBS and Investor Confidence Act of 2018 S. 1117 - Consumer Financial Choice and Capital Markets Protection Act of 2017 (Toomey) S. 3574 - Alleviating Stress Test Burdens to Help Investors Act (Rounds) S. 3577 - Financial Stability Oversight Council Improvement Act of 2018 (Rounds) S. 3614 - Corporate Governance Fairness Act (Reed) Exchange-Traded Funds US Equity and Fixed Income Market Structure SEC Best-Interest Standard for Broker-Dealers Cryptocurrencies
Filing targets: HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), SENATE
INVESTMENT COMPANY INSTITUTE via INVESTMENT COMPANY INSTITUTE
2020 · first_quarter · Q1
FY 2021 Financial Services and General Government Appropriations Act
H.R. 748 - Coronavirus Aid, Relief, and Economic Security Act (Sections 4003, 4008, 4010, 4015) H.R. 3561 - Financial Stability Oversight Council Improvement Act of 2019 (Foster) H.R. 3701 - Statute of Limitations for Certain SEC Actions (Gonzalez) H.R. 3987 - Alleviating Stress Test Burdens to Help Investors Act (Loudermilk) H.R. 4335 - 8-K Trading Gap Act of 2019 (Maloney) H.R. 4492 - Consumer Financial Choice and Capital Markets Protection Act of 2019 (Moore) H.R. 4895 - CFTC Reauthorization Act of 2019 (Peterson) S. 603 - Financial Stability Oversight Council Improvement Act of 2019 (Rounds) S. 733 - Consumer Financial Choice and Capital Markets Protection Act of 2019 (Toomey) S. 1200 - Secure and Fair Enforcement Banking Act of 2019 (Merkley) CFTC Rule 4.5 Closed-End Funds Consolidated Audit Trail Cross-Border Derivatives (Definition of US Person) Diverse Investment Advisers Act Environmental, Social, and Governance Investing Exchange-Traded Funds Housing Finance Reform Money Market Mutual Fund Liquidity Facility and other Federal Reserve Facilities Mutual Fund Litigation Reform Act (Emmer) Proxy Advisory Firms/Proxy Voting Retail Investor Access to Private Offerings SEC Cybersecurity and Data Protection
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Treasury, Dept of
INVESTMENT COMPANY INSTITUTE via INVESTMENT COMPANY INSTITUTE
2019 · fourth_quarter · Q4
H.R. 1158 - Consolidated Appropriations Act, 2020 (FSGG) H.R. 1865 - Further Consolidated Appropriations Act, 2020 (SECURE Act)
H.R. 1595 - Secure and Fair Enforcement Banking Act of 2019 (Perlmutter) H.R. 1815 - SEC Disclosure Effectiveness Testing Act (Casten) H.R. 3050 - Expanding Investment in Small Businesses Act of 2019 (Steil) H.R. 3561 - Financial Stability Oversight Council Improvement Act of 2019 (Foster) H.R. 3701 - Statute of Limitations for Certain SEC Actions (Gonzalez) H.R. 3987 - Alleviating Stress Test Burdens to Help Investors Act (Loudermilk) H.R. 4335 - 8-K Trading Gap Act of 2019 (Maloney) H.R. 4492 - Consumer Financial Choice and Capital Markets Protection Act of 2019 (Moore) H.R. 4895 - CFTC Reauthorization Act of 2019 (Peterson) H.R. 5084 - Improving Corporate Governance Through Diversity Act of 2019 (Meeks) S. 603 - Financial Stability Oversight Council Improvement Act of 2019 (Rounds) S. 733 - Consumer Financial Choice and Capital Markets Protection Act of 2019 (Toomey) S. 1200 - Secure and Fair Enforcement Banking Act of 2019 (Merkley) CFTC Rule 4.5 Consolidated Audit Trail Cross-Border Derivatives (Definition of US Person) Diverse Asset Managers Act Environmental, Social, and Governance Investing Exchange-Traded Funds Proxy Advisory Firms/Proxy Voting SEC Cybersecurity and Data Protection SEC Regulation Best Interest Systematic Risk Mitigation Act of 2019 (Garcia)
Filing targets: HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), SENATE
INVESTMENT COMPANY INSTITUTE via INVESTMENT COMPANY INSTITUTE
2019 · third_quarter · Q3
H.R. 3351 - FY 2020 Financial Services and General Government Appropriations Act H.R. 3164 - FY 2020 Agriculture, Rural Development, Food and Drug Administration, and Related Agencies Appropriations Act S. 2524 - FY 2020 Financial Services and General Government Appropriations Act
H.R. 1018 - Improving Corporate Governance Through Diversity Act of 2019 (Meeks) H.R. 1595 - Secure and Fair Enforcement Banking Act of 2019 (Perlmutter) H.R. 1815 - SEC Disclosure Effectiveness Testing Act (Casten) H.R. 3279 - Diversity in Corporate Leadership Act of 2019 (Maloney) H.R. 3561 - Financial Stability Oversight Council Improvement Act of 2019 (Foster) H.R. 3623 - Climate Risk Disclosure Act of 2019 (Casten) H.R. 3701 - Statute of Limitations for Certain SEC Actions (Gonzalez) H.R. 3987 - Alleviating Stress Test Burdens to Help Investors Act (Loudermilk) H.R. 4335 - 8-K Trading Gap Act of 2019 (Maloney) H.R. 4492 - Consumer Financial Choice and Capital Markets Protection Act of 2019 (Moore) S. 603 - Financial Stability Oversight Council Improvement Act of 2019 (Rounds) S. 733 - Consumer Financial Choice and Capital Markets Protection Act of 2019 (Toomey) S. 1200 - Secure and Fair Enforcement Banking Act of 2019 (Merkley) Consolidated Audit Trail Diverse Asset Managers Act Environmental, Social, and Governance Investing Exchange-Traded Funds Proxy Advisory Firms/Proxy Voting SEC Cybersecurity and Data Protection SEC Regulation Best Interest Systematic Risk Mitigation Act of 2019 (Garcia) Statute of Limitations for Certain SEC Actions (Gonzalez)
Filing targets: Federal Housing Finance Agency (FHFA), HOUSE OF REPRESENTATIVES, SENATE
INVESTMENT COMPANY INSTITUTE via INVESTMENT COMPANY INSTITUTE
2019 · second_quarter · Q2
H.R. 3351 - FY 2020 Financial Services and General Government Appropriations Act (FSOC, SEC) H.R. 3164 - FY 2020 Agriculture, Rural Development, Food and Drug Administration, and Related Agencies Appropriations Act (CFTC)
H.R. 1018 - Improving Corporate Governance Through Diversity Act of 2019 (Meeks) H.R. 1815 - SEC Disclosure Effectiveness Testing Act (Casten) H.R. 3050 - Expanding Investment in Small Business Act of 2019 (Steil) H.R. 3279 - Diversity in Corporate Leadership Act of 2019 (Maloney) H.R. 3561 - Financial Stability Oversight Council Improvement Act of 2019 (Foster) S. 603 - Financial Stability Oversight Council Improvement Act of 2019 (Rounds) S. 733 - Consumer Financial Choice and Capital Markets Protection Act of 2019 (Toomey) Corporate Governance Cross-Border Derivatives (Definition of US Person) Diverse Asset Managers ACt Environmental, Social, and Governance Investing Exchange-Traded Funds Proxy Advisory Firms/Proxy Voting SEC Data Security SEC Regulation Best Interest Statute of Limitations for Certain SEC Actions (Gonzalez) Stress Testing Requirements for Registered Investment Companies 8-K Trading Gap Act of 2019 (Maloney)
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
INVESTMENT COMPANY INSTITUTE via INVESTMENT COMPANY INSTITUTE
2019 · first_quarter · Q1
FY 2020 Financial Services and General Government Appropriations Act (FSOC, SEC) FY 2020 Agriculture, Rural Development, Food and Drug Administration and Related Agencies Appropriations Act (CFTC)
H.R. 1815 - SEC Disclosure Effectiveness Testing Act (Casten) S. 603 - Financial Stability Oversight Council Improvement Act of 2019 (Rounds) S. 733 - Consumer Financial Choice and Capital Markets Protection Act of 2019 (Toomey) Corporate Governance Cross-Border Derivatives (Definition of US Person) Environmental, Social, and Governance Investing Exchange-Traded Funds Proxy Advisory Firms/Proxy Voting SEC Data Security SEC Regulation Best Interest
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
INVESTMENT COMPANY INSTITUTE via INVESTMENT COMPANY INSTITUTE
2018 · fourth_quarter · Q4
H.R. 6258 - Financial Services and General Government Appropriations, 2019 S. 3107 - Financial Services and General Government Appropriations, 2019
H.R. 2319 - Consumer Financial Choice and Capital Markets Protection Act of 2017 (Rothfus) H.R. 4015 - Corporate Governance Reform and Transparency Act of 2017 (Duffy) H.R. 4061 - Financial Stability Oversight Council Improvement Act of 2017 (Ross) H.R. 4738 - Mutual Fund Litigation Reform Act (Emmer) S. 488 - JOBS and Investor Confidence Act of 2018 S. 1117 - Consumer Financial Choice and Capital Markets Protection Act of 2017 (Toomey) S. 3574 - Alleviating Stress Test Burdens to Help Investors Act (Rounds) S. 3577 - Financial Stability Oversight Council Improvement Act of 2018 (Rounds) S. 3614 - Corporate Governance Fairness Act (Reed) Exchange-Traded Funds US Equity and Fixed Income Market Structure SEC Best-Interest Standard for Broker-Dealers Cryptocurrencies
Filing targets: HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), SENATE, Treasury, Dept of, White House Office
INVESTMENT COMPANY INSTITUTE via INVESTMENT COMPANY INSTITUTE
2018 · third_quarter · Q3
H.R. 6258 - Financial Services and General Government Appropriations, 2019 S. 3107 - Financial Services and General Government Appropriations, 2019
H.R. 2319 - Consumer Financial Choice and Capital Markets Protection Act of 2017 (Rothfus) H.R. 4015 - Corporate Governance Reform and Transparency Act of 2017 (Duffy) H.R. 4061 - Financial Stability Oversight Council Improvement Act of 2017 (Ross) S. 488 - JOBS and Investor Confidence Act of 2018 S. 1117 - Consumer Financial Choice and Capital Markets Protection Act of 2017 (Toomey) S. 1744 - Brokaw Act (Baldwin) S. 2756 - Fair Investment Opportunities for Professional Experts Act (Tillis) FSOC Procedures for SIFI Designation of Nonbank Financial Companies Electronic Delivery of Mutual Fund Shareholder Reports Exchange-Traded Funds SEC Best-Interest Standard for Broker-Dealers Volcker Rule Cryptocurrencies
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of, White House Office
INVESTMENT COMPANY INSTITUTE via INVESTMENT COMPANY INSTITUTE
2018 · second_quarter · Q2
H.R. 6258 - FY 2019 Financial Services and General Government Appropriations
H.R. 2319 - Consumer Financial Choice and Capital Markets Protection Act of 2017 (Rothfus) H.R. 4015 - Corporate Governance Reform and Transparency Act of 2017 (Duffy) H.R. 4061 - Financial Stability Oversight Council Improvement Act of 2017 (Ross) H.R. 4738 - Mutual Fund Litigation Reform Act (Emmer) S. 1117 - Consumer Financial Choice and Capital Markets Protection Act of 2017 (Toomey) S. 2155 - Economic Growth, Regulatory Relief and Consumer Protection Act (Crapo) Expanding Investment in Small Businesses Act (Hultgren) FSOC Procedures for SIFI Designation of Nonbank Financial Companies Electronic Delivery of Mutual Fund Shareholder Reports Stress Testing Requirements for Registered Investment Companies Exchange-Traded Funds SEC Best-Interest Standard for Broker-Dealers
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of, White House Office
INVESTMENT COMPANY INSTITUTE via INVESTMENT COMPANY INSTITUTE
2018 · first_quarter · Q1
H.R. 1625 - Consolidated Appropriations Act, 2018
H.R. 2319 - Consumer Financial Choice and Capital Markets Protection Act of 2017 (Rothfus) H.R. 3758 - Senior Safe Act of 2017 (Sinema) H.R. 3857 - Protecting Advice for Small Savers Act of 2017 (Wagner) H.R. 4061 - Financial Stability Oversight Council Improvement Act of 2017 (Ross) H.R. 4279 - Expanding Investment Opportunities Act (Hollingsworth) H.R. 4566 - Alleviating Stress Test Burdens to Help Investors Act (Poliquin) H.R. 4738 - Mutual Fund Litigation Reform Act (Emmer) S. 1117 - Consumer Financial Choice and Capital Markets Protection Act of 2017 (Toomey) S. 2155 - Economic Growth, Regulatory Relief and Consumer Protection Act (Crapo) FSOC Procedures for SIFI Designation of Nonbank Financial Companies Financial Stability Board Electronic Delivery of Mutual Fund Shareholder Reports Derivatives (Definition of US Person) Exchange-Traded Funds US Equity and Fixed Income Market Structure Corporate Governance Volcker Rule Cryptocurrencies
INVESTMENT COMPANY INSTITUTE via INVESTMENT COMPANY INSTITUTE
2017 · fourth_quarter · Q4
FY 2018 Financial Services and General Government Appropriations Act
H.R. 1585 - Definition of Accredited Investor (Schweikert) H.R. 2319 - Consumer Financial Choice and Capital Markets Protection Act of 2017 (Rothfus) H.R. 3555 - Exchange Regulatory Improvement Act (Loudermilk) H.R. 3758 - Senior Safe Act of 2017 (Sinema) H.R. 3857 - Protecting Advice for Small Savers Act of 2017 (Wagner) H.R. 4015 - Corporate Governance Reform and Transparency Act of 2017 (Duffy) H.R. 4061 - Financial Stability Oversight Council Improvement Act of 2017 (Ross) H.R. 4279 - Expanding Investment Opportunities Act (Hollingsworth) H.R. 4566 - Alleviating Stress Test Burdens to Help Investors Act (Poliquin) S. 223 - Senior Safe Act of 2017 (Collins) S. 1117 - Consumer Financial Choice and Capital Markets Protection Act of 2017 (Toomey) S. 2155 - Economic Growth, Regulatory Relief and Consumer Protection Act (Crapo) FSOC Procedures for SIFI Designation of Nonbank Financial Companies Financial Stability Board Electronic Delivery of Mutual Fund Shareholder Reports CFTC Rule 4.5 Exchange-Traded Funds US Equity and Fixed Income Market Structure Section 36(b) of the Investment Company Act of 1940 Volcker Rule MiFID II
Filing targets: HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Treasury, Dept of