ms BONNIE JOHNSTON

Arbitration, Capital Markets Policy, Financial Regulatory Policy, IPOs

Capital markets policy. Market data access.

Capital markets policy. Market data access.

Arbitration, Capital Markets Policy, Financial Regulatory Policy

Arbitration, Capital Markets Policy

Arbitration, Capital Markets Policy

Capital markets policy. Market data access.

Issues related to the capital markets.

Issues related to the capital markets.

Capital markets policy. Market data access.

Mandatory arbitration, access to legal remedies, capital markets policy

Arbitration, Capital markets policy.

Monitor legislation and federal agency rulemakings related to investor protection, consumer financial protection, and fraud targeting elderly Americans. Advocate on behalf of policies that allow consumers to chose to receive federally mandated dated disclosure via paper or electronically, at choice of consumer.

Regulatory and legislative Issues related to the capital markets and corporate governance.

Capital markets policy, equity market structure

U.S. capital markets. Specifically, advocate policies to improve U.S. securities market structure and transparency.

Advocate on behalf of policies to ensure investors and consumer have access to dispute resolution forum of their choices in the case of dispute with financial services providers.

Capital markets policy, equity market structure

Advocate on behalf of legislation to ensure public investors have access to dispute resolutions that treat them fairly and that they select. Advocate in support of policies to improve consumer protections in arbitration forums used by Registered Investment Advisers to resolve disputes with clients. Advocate on behalf of policies to reduce unpaid awards by broker dealers and investment advisers.

Monitor legislation and federal agency rulemakings related to investor protection, consumer financial protection, and fraud targeting elderly Americans. Advocate on behalf of policies that allow consumers to chose to receive federally mandated dated disclosure via paper or electronically, at choice of consumer.

U.S. capital markets. Specifically, advocate policies to improve U.S. securities market structure and transparency.

Advocate on behalf of policies to ensure investors and consumer have access to dispute resolution forum of their choices in the case of dispute with financial services providers.

Regulatory and legislative Issues related to the capital markets and corporate governance.

Data security, reforms to limit abuse of mandatory pre-dispute arbitration contracts, policies to protect investor access to dispute resolution forums of their choosing.

Seniors scams, credit card fees practices and disclosures, electronic delivery, SEC examination priorities. Digital asset regulation. Exempt securities offerings.

credit card fees, bad actors registry for financial services violations, fraud targeting seniors, right of seniors to obtain federally mandated disclosures in paper or electronic form at their discretion.

Unpaid award by FINRA member broker-dealers, use of mandatory arbitration contracts by SEC registered investment advisers.

Data security, mandatory pre-dispute arbitration

Monitor legislation and federal agency rulemakings related to investor protection, consumer financial protection, and fraud targeting elderly Americans. Advocate on behalf of policies that allow consumers to chose to receive federally mandated dated disclosure via paper or electronically, at choice of consumer.

Advocate on behalf of legislation to ensure public investors have access to dispute resolutions that treat them fairly and that they select. Advocate in support of policies to improve consumer protections in arbitration forums used by Registered Investment Advisers to resolve disputes with clients. Advocate on behalf of policies to reduce unpaid awards by broker dealers and investment advisers.

U.S. capital markets. Specifically, advocate policies to improve U.S. securities market structure and transparency.

Advocate on behalf of policies to ensure investors and consumer have access to dispute resolution forum of their choices in the case of dispute with financial services providers.