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Reported covered position: N/A
How to read the money
Income and expense are whole-filing amounts associated with this lobbyist, not personal compensation or an allocated share.
No topic inference: each bill number appears in source LDA issue text assigned to this lobbyist.
Investment Adviser Oversight Act of 2012
Client: FINANCIAL PLANNING ASSN (FPA) · Firm: FINANCIAL PLANNING ASSN (FPA)
Dodd-Frank Wall Street reform and Consumer Protection Act- related studies (Sections 913, 914, 919) Investment Advisers Oversight Act of 2012 (HR 4624) Investment Adviser Examination Improvement Act of 2012 (HR 6204)
Investment Adviser Oversight Act of 2012
Client: FINANCIAL PLANNING ASSN (FPA) · Firm: FINANCIAL PLANNING ASSN (FPA)
Dodd-Frank Wall Street Reform and Consumer Protection Act- related studies (Sections 913, 914, 919) Investment Advisers Oversight Act of 2012 (HR 4624)
Specific issues are shown only where the LDA source assigned them to this lobbyist. Targets apply to the associated filing.
FINANCIAL PLANNING ASSN (FPA) via FINANCIAL PLANNING ASSN (FPA)
2012 · fourth_quarter · 4T
Dodd-Frank Wall Street reform and Consumer Protection Act- related studies (Sections 913, 914, 919) Investment Advisers Oversight Act of 2012 (HR 4624) Investment Adviser Examination Improvement Act of 2012 (HR 6204)
Employer provided retirement plans ERISA fiduciary Individual Retirement Accounts
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
Source: Senate LDA
Investment Adviser Oversight Act of 2012
Client: FINANCIAL PLANNING ASSN (FPA) · Firm: FINANCIAL PLANNING ASSN (FPA)
Dodd-Frank Wall Street reform and Consumer Protection Act- related studies (Sections 913, 914, 919) Investment Advisers Oversight Act of 2012 (HR 4624) Investment Adviser Examination Improvement Act of 2012 (HR 6204)
Investment Adviser Examination Improvement Act of 2012
Client: FINANCIAL PLANNING ASSN (FPA) · Firm: FINANCIAL PLANNING ASSN (FPA)
Dodd-Frank Wall Street reform and Consumer Protection Act- related studies (Sections 913, 914, 919) Investment Advisers Oversight Act of 2012 (HR 4624) Investment Adviser Examination Improvement Act of 2012 (HR 6204)
Investment Adviser Examination Improvement Act of 2012
Client: FINANCIAL PLANNING ASSN (FPA) · Firm: FINANCIAL PLANNING ASSN (FPA)
Dodd-Frank Wall Street reform and Consumer Protection Act- related studies (Sections 913, 914, 919) Investment Advisers Oversight Act of 2012 (HR 4624) Investment Adviser Examination Improvement Act of 2012 (HR 6204)
401(k) Fair Disclosure for Retirement Security Act of 2009
Client: FINANCIAL PLANNING ASSN (FPA) · Firm: FINANCIAL PLANNING ASSN (FPA)
401(k) plans, defined contribution plans, Automatic IRAs, Conflicted Investment Advice Prohibition Act of 2009 (HR 1988), 401(k) Fair Disclosure for Retirement Security Act of 2009 (HR 1984) and general retirement issues.
Conflicted Investment Advice Prohibition Act of 2009
Client: FINANCIAL PLANNING ASSN (FPA) · Firm: FINANCIAL PLANNING ASSN (FPA)
401(k) plans, defined contribution plans, Automatic IRAs, Conflicted Investment Advice Prohibition Act of 2009 (HR 1988), 401(k) Fair Disclosure for Retirement Security Act of 2009 (HR 1984) and general retirement issues.
Overseas Voting Education and Reform, Safeguarding Every American's Vote Act
Client: FINANCIAL PLANNING ASSN (FPA) · Firm: FINANCIAL PLANNING ASSN (FPA)
Financial Services Reform- HR 4173, S 3217
Consumer Financial Protection Agency Act of 2009
Client: FINANCIAL PLANNING ASSN (FPA) · Firm: FINANCIAL PLANNING ASSN (FPA)
Investor Protection Act Consumer Financial Protection Agency (HR 3126)
Consumer Financial Protection Agency Act of 2009
Client: FINANCIAL PLANNING ASSN (FPA) · Firm: FINANCIAL PLANNING ASSN (FPA)
Investor Protection Act Consumer Financial Protection Agency (HR 3126)
Overseas Voting Education and Reform, Safeguarding Every American's Vote Act
Client: FINANCIAL PLANNING ASSN (FPA) · Firm: FINANCIAL PLANNING ASSN (FPA)
Financial Services Regulatory Reform: HR 4173, Senate Banking Discussion Draft
Worker, Retiree, and Employer Recovery Act of 2008
Client: FINANCIAL PLANNING ASSN (FPA) · Firm: FINANCIAL PLANNING ASSN (FPA)
Worker, Retiree, and Employer Recovery Act of 2008 (HR 7327); Required Minimum Distributions from Retirement Plans; $3,000 deduction for investment losses; 401(k) plans/Defined Contribution plans and general retirement issues; Deduction of state and local sales taxes; H.R. 1424 Emergency Economic Stabilization Act; Arrow excise tax
Senior Investor Protection Act of 2008
Client: FINANCIAL PLANNING ASSN (FPA) · Firm: FINANCIAL PLANNING ASSN (FPA)
SEC's RAND Report- Investor and Industry Perspectives on Investment Advisers and Broker-Dealers Treasury Department Review of Regulatory Structure Associated with Financial Institutions SEC Release No. IA-2652 (broker-dealer rule interpretation) SEC Release No. IA-2653 (principal trading relief) Senior Investor Protection Act of 2008 (S.2794)
American Samoa Possession Tax Credit Act of 2003
Client: FINANCIAL PLANNING ASSN (FPA) · Firm: FINANCIAL PLANNING ASSN (FPA)
Worker, Retiree, and Employer Recovery Act of 2008 (HR 7327); Required Minimum Distributions from Retirement Plans; $3,000 deduction for investment losses; 401(k) plans/Defined Contribution plans and general retirement issues; Deduction of state and local sales taxes; H.R. 1424 Emergency Economic Stabilization Act; Arrow excise tax
Tax Increase Prevention Act of 2007
Client: FINANCIAL PLANNING ASSN (FPA) · Firm: FINANCIAL PLANNING ASSN (FPA)
Alternative Minimum Tax (HR 3996)
FINANCIAL PLANNING ASSN (FPA) via FINANCIAL PLANNING ASSN (FPA)
2012 · third_quarter · Q3
Employer provided retirement plans ERISA fiduciary Individual Retirement Accounts
Dodd-Frank Wall Street reform and Consumer Protection Act- related studies (Sections 913, 914, 919) Investment Advisers Oversight Act of 2012 (HR 4624) Investment Adviser Examination Improvement Act of 2012 (HR 6204)
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
FINANCIAL PLANNING ASSN (FPA) via FINANCIAL PLANNING ASSN (FPA)
2012 · second_quarter · Q2
Dodd-Frank Wall Street Reform and Consumer Protection Act- related studies (Sections 913, 914, 919) Investment Advisers Oversight Act of 2012 (HR 4624)
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
FINANCIAL PLANNING ASSN (FPA) via FINANCIAL PLANNING ASSN (FPA)
2012 · first_quarter · Q1
Dodd-Frank Wall Street Reform and Consumer Protection Act- related studies (Sections 913, 914, 919) Discussion draft- Investment Advisers Oversight Act of 2011
Employee provided retirement plans ERISA fiduciary Individual Retirement Accounts
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
FINANCIAL PLANNING ASSN (FPA) via FINANCIAL PLANNING ASSN (FPA)
2011 · fourth_quarter · Q4
Dodd-Frank Wall Street Reform and Consumer Protection Act- related studies (Sections 913, 914, 919) Discussion draft- Investment Advisers Oversight Act of 2011
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
FINANCIAL PLANNING ASSN (FPA) via FINANCIAL PLANNING ASSN (FPA)
2011 · third_quarter · Q3
Employer provided retirement plans ERISA Fiduciary
Dodd-Frank Wall Street reform and Consumer Protection Act; related studies (Sections 913, 914, 919); Discussion Draft- Investment Advisers Oversigh Act of 2011
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
FINANCIAL PLANNING ASSN (FPA) via FINANCIAL PLANNING ASSN (FPA)
2011 · second_quarter · Q2
Dodd-Frank Wall Street Reform and Consumer Protection Act; related studies
Employer provided retirement plans Erisa fiduciary
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
FINANCIAL PLANNING ASSN (FPA) via FINANCIAL PLANNING ASSN (FPA)
2011 · first_quarter · Q1
Dodd-Frank Wall Street Reform and Consumer Protection Act; related studies
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
FINANCIAL PLANNING ASSN (FPA) via FINANCIAL PLANNING ASSN (FPA)
2010 · fourth_quarter · Q4
Dodd-Frank Wall Street Reform and Consumer Protection Act; related studies
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
FINANCIAL PLANNING ASSN (FPA) via FINANCIAL PLANNING ASSN (FPA)
2010 · third_quarter · Q3
Dodd-Frank Wall Street Reform and Consumer Protection Act
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
FINANCIAL PLANNING ASSN (FPA) via FINANCIAL PLANNING ASSN (FPA)
2010 · second_quarter · Q2
Dodd-Frank Wall Street Reform and Consumer Protection Act
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
FINANCIAL PLANNING ASSN (FPA) via FINANCIAL PLANNING ASSN (FPA)
2010 · second_quarter · Q2
Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010; Equity Indexed Annuities (SEC Rule 151A); SEC funding
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
FINANCIAL PLANNING ASSN (FPA) via FINANCIAL PLANNING ASSN (FPA)
2010 · first_quarter · Q1
401(k) plans, defined contribution plans, Automatic IRAs, Conflicted Investment Advice Prohibition Act of 2009 (HR 1988), 401(k) Fair Disclosure for Retirement Security Act of 2009 (HR 1984) and general retirement issues.
Financial Services Reform- HR 4173, S 3217
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
FINANCIAL PLANNING ASSN (FPA) via FINANCIAL PLANNING ASSN (FPA)
2009 · third_quarter · 3A
Investor Protection Act Consumer Financial Protection Agency (HR 3126)
Filing targets: HOUSE OF REPRESENTATIVES, Internal Revenue Service (IRS), SENATE, Securities & Exchange Commission (SEC)
FINANCIAL PLANNING ASSN (FPA) via FINANCIAL PLANNING ASSN (FPA)
2009 · fourth_quarter · Q4
Financial Services Regulatory Reform: HR 4173, Senate Banking Discussion Draft
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
FINANCIAL PLANNING ASSN (FPA) via FINANCIAL PLANNING ASSN (FPA)
2009 · third_quarter · Q3
Investor Protection Act Consumer Financial Protection Agency (HR 3126)
Filing targets: HOUSE OF REPRESENTATIVES, Internal Revenue Service (IRS), SENATE, Securities & Exchange Commission (SEC)
FINANCIAL PLANNING ASSN (FPA) via FINANCIAL PLANNING ASSN (FPA)
2009 · second_quarter · Q2
Financial services regulatory reform
Filing targets: HOUSE OF REPRESENTATIVES, Internal Revenue Service (IRS), SENATE, Securities & Exchange Commission (SEC)
FINANCIAL PLANNING ASSN (FPA) via FINANCIAL PLANNING ASSN (FPA)
2009 · first_quarter · Q1
Financial services regulatory reform
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
FINANCIAL PLANNING ASSN (FPA) via FINANCIAL PLANNING ASSN (FPA)
2008 · fourth_quarter · Q4
Worker, Retiree, and Employer Recovery Act of 2008 (HR 7327); Required Minimum Distributions from Retirement Plans; $3,000 deduction for investment losses; 401(k) plans/Defined Contribution plans and general retirement issues; Deduction of state and local sales taxes; H.R. 1424 Emergency Economic Stabilization Act; Arrow excise tax
SEC's RAND Report- Investor and Industry Perspectives on Investment Advisors and Broker Dealers; SEC Release Nos 33-8933, 34-58022- Indexed Annuitites and Certain Other Insurance Contracts; SEC Release No. 2653- Temporary Rule Regarding Principal Trades; Treasury Department's Temporary Guarantee Program for Money Market Funds
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
FINANCIAL PLANNING ASSN (FPA) via FINANCIAL PLANNING ASSN (FPA)
2008 · third_quarter · Q3
SEC's RAND Report- Investor and Industry Perspectives on Investment Advisers and Broker-Dealers; Treasury Department Review of Regulatory Structure Associated with Financial Institutions; SEC Release Nos. 33-8933, 34-58022- Indexed Annuities and Certain Other Insurance Contracts; SEC Release No. 2653-Temporary Rule Regarding Principal Trades with Certain Advisory Clients
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
FINANCIAL PLANNING ASSN (FPA) via FINANCIAL PLANNING ASSN (FPA)
2008 · second_quarter · Q2
SEC's RAND Report- Investor and Industry Perspectives on Investment Advisers and Broker-Dealers Treasury Department Review of Regulatory Structure Associated with Financial Institutions SEC Release No. IA-2652 SEC Release No. 2653
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
FINANCIAL PLANNING ASSN (FPA) via FINANCIAL PLANNING ASSN (FPA)
2008 · first_quarter · Q1
SEC's RAND Report- Investor and Industry Perspectives on Investment Advisers and Broker-Dealers Treasury Department Review of Regulatory Structure Associated with Financial Institutions SEC Release No. IA-2652 (broker-dealer rule interpretation) SEC Release No. IA-2653 (principal trading relief) Senior Investor Protection Act of 2008 (S.2794)
Filing targets: HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
FINANCIAL PLANNING ASSN (FPA) via FINANCIAL PLANNING ASSN (FPA)
2007 · year_end · YY
SEC Release No. IA-2652 (broker-dealer rule interpretation) SEC Release No. IA-2653 (principal trading relief) Treasury Department Review of Regulatory Structure Associated with Financial Institutions Employee Benefit Security Administration RFI on Disclosures to Participants in Individual Account Plans, 72 Fed. Reg. 20,457
Alternative Minimum Tax (HR 3996)
Filing targets: HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
FINANCIAL PLANNING ASSN (FPA) via FINANCIAL PLANNING ASSN (FPA)
2007 · mid_year · MM
Financial Literacy- Comment Letter on RFI - Comment Request for the Financial Literacy and Education Commission on Kindergarten Through Postsecondary Financial Education - Federal Register: February 12, 2007 (Volume 72, Number 28) [Page 6668] SEC IA Release No. 2376 (broker-dealer rule) SEC Release IA-2598 (proposed model privacy notice)
DOL- 29 CFR Part 2550: Investment Alternatives Under Participant Directed Individual Account Plans; Proposed Rule DOL -- Request for Information Regarding Prohibited Exemption for Provision of Investment Advice to Participants in Individual Account Plans
Filing targets: Education, Dept of, HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), SENATE, Securities & Exchange Commission (SEC)