Reported covered position: See attached
How to read the money
Income and expense are whole-filing amounts associated with this lobbyist, not personal compensation or an allocated share.
No topic inference: each bill number appears in source LDA issue text assigned to this lobbyist.
An Act to provide for reconciliation pursuant to titles II and V of the concurrent resolution on the budget for fiscal year 2018.
Client: NOMURA HOLDING AMERICA INC. · Firm: NOMURA HOLDING AMERICA INC.
General financial services issues. General derivatives issues. On-going implementation of the Dodd Frank Act. Financial Stability Oversight Council (FSOC) Reforms. Equity Market Structure Issues Housing Finance Reform. Swap dealer Capital Requirements. Implementation of H.R.1, base erosion and anti-abuse tax provisions Foreign Agent Registration Act reforms H.R. 4566, Alleviating Stress Testing Burdens to Help Investors Act
An Act to provide for reconciliation pursuant to titles II and V of the concurrent resolution on the budget for fiscal year 2018.
Client: NOMURA HOLDING AMERICA INC. · Firm:
Specific issues are shown only where the LDA source assigned them to this lobbyist. Targets apply to the associated filing.
NOMURA HOLDING AMERICA INC. via NOMURA HOLDING AMERICA INC.
2019 · first_quarter · Q1
General financial services issues. General derivatives issues. On-going implementation of the Dodd-Frank Act. Financial Stability Oversight Council (FSOC) Reforms. Equity Market Structure Issues. Housing Finance Reform. Base erosion and anti-abuse tax provisions. Foreign Agent Registration Act reforms.
Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
Source: Senate LDA
General financial services issues. General derivatives issues. On-going implementation of the Dodd Frank Act. Financial Stability Oversight Council (FSOC) Reforms. Equity Market Structure Issues Housing Finance Reform. Swap dealer Capital Requirements. Implementation of H.R.1, base erosion and anti-abuse tax provisions Foreign Agent Registration Act reforms H.R. 4566, Alleviating Stress Testing Burdens to Help Investors Act S. 2155, Economic Growth, Regulatory Relief and Consumer Protection Act
An Act to provide for reconciliation pursuant to titles II and V of the concurrent resolution on the budget for fiscal year 2018.
Client: NOMURA HOLDING AMERICA INC. · Firm: NOMURA HOLDING AMERICA INC.
General financial services issues. General derivatives issues. On-going implementation of the Dodd Frank Act. Financial Stability Oversight Council (FSOC) Reforms. Equity Market Structure Issues Housing Finance Reform. Swap dealer Capital Requirements. Implementation of H.R.1, base erosion and anti-abuse tax provisions Foreign Agent Registration Act reforms H.R. 4566, Alleviating Stress Testing Burdens to Help Investors Act
An Act to provide for reconciliation pursuant to titles II and V of the concurrent resolution on the budget for fiscal year 2018.
Client: NOMURA HOLDING AMERICA INC. · Firm: NOMURA HOLDING AMERICA INC.
General financial services issues. General derivatives issues. On-going implementation of the Dodd Frank Act. Financial Stability Oversight Council (FSOC) Reforms. Equity Market Structure Issues Housing Finance Reform. Swap dealer Capital Requirements. Implementation of H.R.1, base erosion and anti-abuse tax provisions Foreign Agent Registration Act reforms H.R. 4566, Alleviating Stress Testing Burdens to Help Investors Act S. 2155, Economic Growth, Regulatory Relief and Consumer Protection Act
Alleviating Stress Test Burdens to Help Investors Act
Client: NOMURA HOLDING AMERICA INC. · Firm: NOMURA HOLDING AMERICA INC.
General financial services issues. General derivatives issues. On-going implementation of the Dodd Frank Act. Financial Stability Oversight Council (FSOC) Reforms. Equity Market Structure Issues Housing Finance Reform. Swap dealer Capital Requirements. Implementation of H.R.1, base erosion and anti-abuse tax provisions Foreign Agent Registration Act reforms H.R. 4566, Alleviating Stress Testing Burdens to Help Investors Act
Alleviating Stress Test Burdens to Help Investors Act
Client: NOMURA HOLDING AMERICA INC. · Firm: NOMURA HOLDING AMERICA INC.
General financial services issues. General derivatives issues. On-going implementation of the Dodd Frank Act. Financial Stability Oversight Council (FSOC) Reforms. Equity Market Structure Issues Housing Finance Reform. Swap dealer Capital Requirements. Implementation of H.R.1, base erosion and anti-abuse tax provisions Foreign Agent Registration Act reforms H.R. 4566, Alleviating Stress Testing Burdens to Help Investors Act S. 2155, Economic Growth, Regulatory Relief and Consumer Protection Act
Alleviating Stress Test Burdens to Help Investors Act
Client: NOMURA HOLDING AMERICA INC. · Firm: NOMURA HOLDING AMERICA INC.
General financial services issues. General derivatives issues. On-going implementation of the Dodd Frank Act. Financial Stability Oversight Council (FSOC) Reforms. Equity Market Structure Issues Housing Finance Reform. Swap dealer Capital Requirements. Implementation of H.R.1, base erosion and anti-abuse tax provisions Foreign Agent Registration Act reforms H.R. 4566, Alleviating Stress Testing Burdens to Help Investors Act S. 2155, Economic Growth, Regulatory Relief and Consumer Protection Act
Alleviating Stress Test Burdens to Help Investors Act
Client: NOMURA HOLDING AMERICA INC. · Firm: NOMURA HOLDING AMERICA INC.
General financial services issues. General derivatives issues. On-going implementation of the Dodd Frank Act. Financial Stability Oversight Council (FSOC) Reforms. Equity Market Structure Issues Housing Finance Reform. Swap dealer Capital Requirements. Implementation of H.R.1, base erosion and anti-abuse tax provisions Foreign Agent Registration Act reforms H.R. 4566, Alleviating Stress Testing Burdens to Help Investors Act
Economic Growth, Regulatory Relief, and Consumer Protection Act
Client: NOMURA HOLDING AMERICA INC. · Firm: NOMURA HOLDING AMERICA INC.
General financial services issues. General derivatives issues. On-going implementation of the Dodd Frank Act. Financial Stability Oversight Council (FSOC) Reforms. Equity Market Structure Issues Housing Finance Reform. Swap dealer Capital Requirements. Implementation of H.R.1, base erosion and anti-abuse tax provisions Foreign Agent Registration Act reforms H.R. 4566, Alleviating Stress Testing Burdens to Help Investors Act S. 2155, Economic Growth, Regulatory Relief and Consumer Protection Act
Economic Growth, Regulatory Relief, and Consumer Protection Act
Client: NOMURA HOLDING AMERICA INC. · Firm: NOMURA HOLDING AMERICA INC.
General financial services issues. General derivatives issues. On-going implementation of the Dodd Frank Act. Financial Stability Oversight Council (FSOC) Reforms. Equity Market Structure Issues Housing Finance Reform. Swap dealer Capital Requirements. Implementation of H.R.1, base erosion and anti-abuse tax provisions Foreign Agent Registration Act reforms H.R. 4566, Alleviating Stress Testing Burdens to Help Investors Act S. 2155, Economic Growth, Regulatory Relief and Consumer Protection Act
An Act to provide for reconciliation pursuant to titles II and V of the concurrent resolution on the budget for fiscal year 2018.
Client: NOMURA HOLDING AMERICA INC. · Firm: NOMURA HOLDING AMERICA INC.
General financial services issues. General derivatives issues. On-going implementation of the Dodd Frank Act. Financial Stability Oversight Council (FSOC) Reforms. H.R.1 - An Act to provide for reconciliation pursuant to titles II and V of the concurrent resolution on the budget for fiscal year 2018; tax treatment of foreign companies in the U.S. Housing Finance Reform. Swap dealer Capital Requirements.
Commodity End-User Relief Act
Client: NOMURA HOLDING AMERICA INC. · Firm: NOMURA HOLDING AMERICA INC.
General financial services issues. General banking issues. General derivatives issues. On-going implementation of the Dodd Frank Act. Market structure issues; NMS Governance. Financial Stability Oversight Council (FSOC) Reforms H.R. 238: Commodity End-User Relief Act H.R. 5 Financial CHOICE Act Tax treatment of foreign companies in the U.S.
Regulatory Accountability Act of 2017
Client: NOMURA HOLDING AMERICA INC. · Firm: NOMURA HOLDING AMERICA INC.
General financial services issues. General banking issues. General derivatives issues. On-going implementation of the Dodd Frank Act. Market structure issues; NMS Governance. Financial Stability Oversight Council (FSOC) Reforms H.R. 238: Commodity End-User Relief Act H.R. 5 Financial CHOICE Act Tax treatment of foreign companies in the U.S.
Financial Stability Oversight Council Improvement Act of 2015
Client: NOMURA HOLDING AMERICA INC. · Firm: NOMURA HOLDING AMERICA INC.
General financial services issues. General banking issues. General derivatives issues. On-going implementation of the Dodd Frank Act. Market structure issues. Commodities Future Trading Commission Reauthorization. Implementation of title VII of Dodd Frank Act, including cross border regulations, margin and capital requirements. S. 1484 Financial Regulatory Improvement Act of 2015. H.R. 1550 Financial Stability Oversight Council Improvement Act of 2015. H.R. 2289 Commodity End-User Relief Act. Tax treatment of foreign companies in the U.S.
Financial Stability Oversight Council Improvement Act of 2015
Client: NOMURA HOLDING AMERICA INC. · Firm: NOMURA HOLDING AMERICA INC.
General financial services issues. General banking issues. General derivatives issues. On-going implementation of the Dodd Frank Act. Market structure issues; NMS Governance. Commodities Future Trading Commission Reauthorization. Implementation of title VII of Dodd Frank Act, including cross border regulations, margin and capital requirements. S. 1484 Financial Regulatory Improvement Act of 2015. H.R. 1550 Financial Stability Oversight Council Improvement Act of 2015. H.R. 2289 Commodity End-User Relief Act.S. 2917, Commodity End-User Relief Act Tax treatment of foreign companies in the U.S.
Financial Stability Oversight Council Improvement Act of 2015
Client: NOMURA HOLDING AMERICA INC. · Firm: NOMURA HOLDING AMERICA INC.
General financial services issues. General banking issues. General derivatives issues. On-going implementation of the Dodd Frank Act. Market structure issues; NMS Governance. Commodities Future Trading Commission Reauthorization. Implementation of title VII of Dodd Frank Act, including cross border regulations, margin and capital requirements. S. 1484 Financial Regulatory Improvement Act of 2015. H.R. 1550 Financial Stability Oversight Council Improvement Act of 2015. H.R. 2289 Commodity End-User Relief Act.S. 2917, Commodity End-User Relief Act Tax treatment of foreign companies in the U.S.
Financial Stability Oversight Council Improvement Act of 2015
Client: NOMURA HOLDING AMERICA INC. · Firm: NOMURA HOLDING AMERICA INC.
General financial services issues. General banking issues. General derivatives issues. On-going implementation of the Dodd Frank Act. Market structure issues; NMS Governance. Commodities Future Trading Commission Reauthorization. Implementation of title VII of Dodd Frank Act, including cross border regulations, margin and capital requirements. S. 1484 Financial Regulatory Improvement Act of 2015. H.R. 1550 Financial Stability Oversight Council Improvement Act of 2015. H.R. 2289 Commodity End-User Relief Act.S. 2917, Commodity End-User Relief Act Tax treatment of foreign companies in the U.S.
Commodity End-User Relief Act
Client: NOMURA HOLDING AMERICA INC. · Firm: NOMURA HOLDING AMERICA INC.
General financial services issues. General banking issues. General derivatives issues. On-going implementation of the Dodd Frank Act. Market structure issues; NMS Governance. Commodities Future Trading Commission Reauthorization. Implementation of title VII of Dodd Frank Act, including cross border regulations, margin and capital requirements. S. 1484 Financial Regulatory Improvement Act of 2015. H.R. 1550 Financial Stability Oversight Council Improvement Act of 2015. H.R. 2289 Commodity End-User Relief Act.S. 2917, Commodity End-User Relief Act Tax treatment of foreign companies in the U.S.
Commodity End-User Relief Act
Client: NOMURA HOLDING AMERICA INC. · Firm: NOMURA HOLDING AMERICA INC.
General financial services issues. General banking issues. General derivatives issues. On-going implementation of the Dodd Frank Act. Market structure issues; NMS Governance. Commodities Future Trading Commission Reauthorization. Implementation of title VII of Dodd Frank Act, including cross border regulations, margin and capital requirements. S. 1484 Financial Regulatory Improvement Act of 2015. H.R. 1550 Financial Stability Oversight Council Improvement Act of 2015. H.R. 2289 Commodity End-User Relief Act.S. 2917, Commodity End-User Relief Act Tax treatment of foreign companies in the U.S.
Commodity End-User Relief Act
Client: NOMURA HOLDING AMERICA INC. · Firm: NOMURA HOLDING AMERICA INC.
General financial services issues. General banking issues. General derivatives issues. On-going implementation of the Dodd Frank Act. Market structure issues. Commodities Future Trading Commission Reauthorization. Implementation of title VII of Dodd Frank Act, including cross border regulations, margin and capital requirements. S. 1484 Financial Regulatory Improvement Act of 2015. H.R. 1550 Financial Stability Oversight Council Improvement Act of 2015. H.R. 2289 Commodity End-User Relief Act. Tax treatment of foreign companies in the U.S.
Commodity End-User Relief Act
Client: NOMURA HOLDING AMERICA INC. · Firm: NOMURA HOLDING AMERICA INC.
General financial services issues. General banking issues. General derivatives issues. On-going implementation of the Dodd Frank Act. Market structure issues; NMS Governance. Commodities Future Trading Commission Reauthorization. Implementation of title VII of Dodd Frank Act, including cross border regulations, margin and capital requirements. S. 1484 Financial Regulatory Improvement Act of 2015. H.R. 1550 Financial Stability Oversight Council Improvement Act of 2015. H.R. 2289 Commodity End-User Relief Act.S. 2917, Commodity End-User Relief Act Tax treatment of foreign companies in the U.S.
Financial Regulatory Improvement Act of 2015
Client: NOMURA HOLDING AMERICA INC. · Firm: NOMURA HOLDING AMERICA INC.
General financial services issues. General banking issues. General derivatives issues. On-going implementation of the Dodd Frank Act. Market structure issues; NMS Governance. Commodities Future Trading Commission Reauthorization. Implementation of title VII of Dodd Frank Act, including cross border regulations, margin and capital requirements. S. 1484 Financial Regulatory Improvement Act of 2015. H.R. 1550 Financial Stability Oversight Council Improvement Act of 2015. H.R. 2289 Commodity End-User Relief Act.S. 2917, Commodity End-User Relief Act Tax treatment of foreign companies in the U.S.
Financial Regulatory Improvement Act of 2015
Client: NOMURA HOLDING AMERICA INC. · Firm: NOMURA HOLDING AMERICA INC.
General financial services issues. General banking issues. General derivatives issues. On-going implementation of the Dodd Frank Act. Market structure issues; NMS Governance. Commodities Future Trading Commission Reauthorization. Implementation of title VII of Dodd Frank Act, including cross border regulations, margin and capital requirements. S. 1484 Financial Regulatory Improvement Act of 2015. H.R. 1550 Financial Stability Oversight Council Improvement Act of 2015. H.R. 2289 Commodity End-User Relief Act.S. 2917, Commodity End-User Relief Act Tax treatment of foreign companies in the U.S.
Financial Regulatory Improvement Act of 2015
Client: NOMURA HOLDING AMERICA INC. · Firm: NOMURA HOLDING AMERICA INC.
General financial services issues. General banking issues. General derivatives issues. On-going implementation of the Dodd Frank Act. Market structure issues. Commodities Future Trading Commission Reauthorization. Implementation of title VII of Dodd Frank Act, including cross border regulations, margin and capital requirements. S. 1484 Financial Regulatory Improvement Act of 2015. H.R. 1550 Financial Stability Oversight Council Improvement Act of 2015. H.R. 2289 Commodity End-User Relief Act. Tax treatment of foreign companies in the U.S.
Financial Regulatory Improvement Act of 2015
Client: NOMURA HOLDING AMERICA INC. · Firm: NOMURA HOLDING AMERICA INC.
General financial services issues. General banking issues. General derivatives issues. On-going implementation of the Dodd Frank Act. Market structure issues; NMS Governance. Commodities Future Trading Commission Reauthorization. Implementation of title VII of Dodd Frank Act, including cross border regulations, margin and capital requirements. S. 1484 Financial Regulatory Improvement Act of 2015. H.R. 1550 Financial Stability Oversight Council Improvement Act of 2015. H.R. 2289 Commodity End-User Relief Act.S. 2917, Commodity End-User Relief Act Tax treatment of foreign companies in the U.S.
Commodity End-User Relief Act
Client: NOMURA HOLDING AMERICA INC. · Firm: NOMURA HOLDING AMERICA INC.
General financial services issues. General banking issues. General derivatives issues. On-going implementation of the Dodd Frank Act. Market structure issues; NMS Governance. Commodities Future Trading Commission Reauthorization. Implementation of title VII of Dodd Frank Act, including cross border regulations, margin and capital requirements. S. 1484 Financial Regulatory Improvement Act of 2015. H.R. 1550 Financial Stability Oversight Council Improvement Act of 2015. H.R. 2289 Commodity End-User Relief Act.S. 2917, Commodity End-User Relief Act Tax treatment of foreign companies in the U.S.
Commodity End-User Relief Act
Client: NOMURA HOLDING AMERICA INC. · Firm: NOMURA HOLDING AMERICA INC.
General financial services issues. General banking issues. General derivatives issues. On-going implementation of the Dodd Frank Act. Market structure issues; NMS Governance. Commodities Future Trading Commission Reauthorization. Implementation of title VII of Dodd Frank Act, including cross border regulations, margin and capital requirements. S. 1484 Financial Regulatory Improvement Act of 2015. H.R. 1550 Financial Stability Oversight Council Improvement Act of 2015. H.R. 2289 Commodity End-User Relief Act.S. 2917, Commodity End-User Relief Act Tax treatment of foreign companies in the U.S.
Commodity End-User Relief Act
Client: NOMURA HOLDING AMERICA INC. · Firm: NOMURA HOLDING AMERICA INC.
General financial services issues. General banking issues. General derivatives issues. On-going implementation of the Dodd Frank Act. Market structure issues; NMS Governance. Commodities Future Trading Commission Reauthorization. Implementation of title VII of Dodd Frank Act, including cross border regulations, margin and capital requirements. S. 1484 Financial Regulatory Improvement Act of 2015. H.R. 1550 Financial Stability Oversight Council Improvement Act of 2015. H.R. 2289 Commodity End-User Relief Act.S. 2917, Commodity End-User Relief Act Tax treatment of foreign companies in the U.S.
Financial Stability Oversight Council Improvement Act of 2015
Client: NOMURA HOLDING AMERICA INC. · Firm: NOMURA HOLDING AMERICA INC.
General financial services issues. General banking issues. General derivatives issues. On-going implementation of the Dodd Frank Act. Market structure issues. Commodities Future Trading Commission Reauthorization. Implementation of title VII of Dodd Frank Act, including cross border regulations, margin and capital requirements. H.R. 1550 financial Stability Oversight Council Improvement Act of 2015. Tax treatmemt of foreign companies in the U.S.
Financial Stability Oversight Council Improvement Act of 2015
Client: NOMURA HOLDING AMERICA INC. · Firm: NOMURA HOLDING AMERICA INC.
General financial services issues. General banking issues. General derivatives issues. On-going implementation of the Dodd Frank Act. Market structure issues. Commodities Future Trading Commission Reauthorization. Implementation of title VII of Dodd Frank Act, including cross border regulations, margin and capital requirements. S. 1484 Financial Regulatory Improvement Act of 2015. H.R. 1550 Financial Stability Oversight Council Improvement Act of 2015. Tax treatment of foreign companies in the U.S.
Financial Stability Oversight Council Improvement Act of 2015
Client: NOMURA HOLDING AMERICA INC. · Firm: NOMURA HOLDING AMERICA INC.
General financial services issues. General banking issues. General derivatives issues. On-going implementation of the Dodd Frank Act. Market structure issues. Commodities Future Trading Commission Reauthorization. Implementation of title VII of Dodd Frank Act, including cross border regulations, margin and capital requirements. S. 1484 Financial Regulatory Improvement Act of 2015. H.R. 1550 Financial Stability Oversight Council Improvement Act of 2015. H.R. 2289 Commodity End-User Relief Act. Tax treatment of foreign companies in the U.S.
Financial Stability Oversight Council Improvement Act of 2015
Client: NOMURA HOLDING AMERICA INC. · Firm: NOMURA HOLDING AMERICA INC.
General financial services issues. General banking issues. General derivatives issues. On-going implementation of the Dodd Frank Act. Market structure issues. Commodities Future Trading Commission Reauthorization. Implementation of title VII of Dodd Frank Act, including cross border regulations, margin and capital requirements. S. 1484 Financial Regulatory Improvement Act of 2015. H.R. 1550 Financial Stability Oversight Council Improvement Act of 2015. H.R. 2289 Commodity End-User Relief Act. Tax treatment of foreign companies in the U.S.
Financial Stability Oversight Council Improvement Act of 2015
Client: NOMURA HOLDING AMERICA INC. · Firm: NOMURA HOLDING AMERICA INC.
General financial services issues. General banking issues. General derivatives issues. On-going implementation of the Dodd Frank Act. Market structure issues. Commodities Future Trading Commission Reauthorization. Implementation of title VII of Dodd Frank Act, including cross border regulations, margin and capital requirements. S. 1484 Financial Regulatory Improvement Act of 2015. H.R. 1550 Financial Stability Oversight Council Improvement Act of 2015. Tax treatment of foreign companies in the U.S.
Commodity End-User Relief Act
Client: NOMURA HOLDING AMERICA INC. · Firm: NOMURA HOLDING AMERICA INC.
General financial services issues. General banking issues. General derivatives issues. On-going implementation of the Dodd Frank Act. Market structure issues. Commodities Future Trading Commission Reauthorization. Implementation of title VII of Dodd Frank Act, including cross border regulations, margin and capital requirements. S. 1484 Financial Regulatory Improvement Act of 2015. H.R. 1550 Financial Stability Oversight Council Improvement Act of 2015. H.R. 2289 Commodity End-User Relief Act. Tax treatment of foreign companies in the U.S.
Commodity End-User Relief Act
Client: NOMURA HOLDING AMERICA INC. · Firm: NOMURA HOLDING AMERICA INC.
General financial services issues. General banking issues. General derivatives issues. On-going implementation of the Dodd Frank Act. Market structure issues. Commodities Future Trading Commission Reauthorization. Implementation of title VII of Dodd Frank Act, including cross border regulations, margin and capital requirements. S. 1484 Financial Regulatory Improvement Act of 2015. H.R. 1550 Financial Stability Oversight Council Improvement Act of 2015. H.R. 2289 Commodity End-User Relief Act. Tax treatment of foreign companies in the U.S.
Financial Regulatory Improvement Act of 2015
Client: NOMURA HOLDING AMERICA INC. · Firm: NOMURA HOLDING AMERICA INC.
General financial services issues. General banking issues. General derivatives issues. On-going implementation of the Dodd Frank Act. Market structure issues. Commodities Future Trading Commission Reauthorization. Implementation of title VII of Dodd Frank Act, including cross border regulations, margin and capital requirements. S. 1484 Financial Regulatory Improvement Act of 2015. H.R. 1550 Financial Stability Oversight Council Improvement Act of 2015. Tax treatment of foreign companies in the U.S.
Financial Regulatory Improvement Act of 2015
Client: NOMURA HOLDING AMERICA INC. · Firm: NOMURA HOLDING AMERICA INC.
General financial services issues. General banking issues. General derivatives issues. On-going implementation of the Dodd Frank Act. Market structure issues. Commodities Future Trading Commission Reauthorization. Implementation of title VII of Dodd Frank Act, including cross border regulations, margin and capital requirements. S. 1484 Financial Regulatory Improvement Act of 2015. H.R. 1550 Financial Stability Oversight Council Improvement Act of 2015. Tax treatment of foreign companies in the U.S.
Financial Regulatory Improvement Act of 2015
Client: NOMURA HOLDING AMERICA INC. · Firm: NOMURA HOLDING AMERICA INC.
General financial services issues. General banking issues. General derivatives issues. On-going implementation of the Dodd Frank Act. Market structure issues. Commodities Future Trading Commission Reauthorization. Implementation of title VII of Dodd Frank Act, including cross border regulations, margin and capital requirements. S. 1484 Financial Regulatory Improvement Act of 2015. H.R. 1550 Financial Stability Oversight Council Improvement Act of 2015. H.R. 2289 Commodity End-User Relief Act. Tax treatment of foreign companies in the U.S.
Financial Regulatory Improvement Act of 2015
Client: NOMURA HOLDING AMERICA INC. · Firm: NOMURA HOLDING AMERICA INC.
General financial services issues. General banking issues. General derivatives issues. On-going implementation of the Dodd Frank Act. Market structure issues. Commodities Future Trading Commission Reauthorization. Implementation of title VII of Dodd Frank Act, including cross border regulations, margin and capital requirements. S. 1484 Financial Regulatory Improvement Act of 2015. H.R. 1550 Financial Stability Oversight Council Improvement Act of 2015. H.R. 2289 Commodity End-User Relief Act. Tax treatment of foreign companies in the U.S.
Swap Jurisdiction Certainty Act
Client: NOMURA HOLDING AMERICA INC. · Firm: NOMURA HOLDING AMERICA INC.
General financial services issues. General banking issues. General derivatives issues. On-going implementation of the Dodd Frank Act. Market Structure issues H.R. 4413 Customer Protection and End User Relief Act S. 2786 Corporate Inverters Earnings Stripping Reform Act H.R. 677 Inter Affiliate Swap Clarification Act H.R. 1256 Swap Jurisdiction Certainty Act H.R. 5471 To amend the Commodity Exchange Act and the Securitites Exchange Act of 1934 to specify how clearing requirements apply to certain affiliate transactions, and for other purposes.
Protecting American Taxpayers and Homeowners Act of 2013
Client: NOMURA HOLDING AMERICA INC. · Firm: NOMURA HOLDING AMERICA INC.
General financial services issues (no specific legislation introduced) On-going implementation of the Dodd Frank Act S. 1217 Secondary Mortgage Market Reform & Taxpayer Protection Act of 2013 H.R. 2767 Protecting American Taxpayer and Homeowners ActH.R. 1256, the Swap Jurisdiction Certainly Act H.R. 677, the Inter-Affiliate Swap Clarification Act GSE Reform
Protecting American Taxpayers and Homeowners Act of 2013
Client: NOMURA HOLDING AMERICA INC. · Firm: NOMURA HOLDING AMERICA INC.
General financial services issues, General banking issues, General derivatives issues (no specific legislation introduced) On-going implementation of the Dodd Frank Act, Market structure issues, H. R. 4413, Customer Protection and End User Relief Act, S. 1217 Secondary Mortgage Reform & Taxpayer Protection Act, H.R. 2767 Protecting American Taxpayer & Homeowners Act, S. 2786 Corporate Inverters Earnings Stripping Reform Act of 2014
Protecting American Taxpayers and Homeowners Act of 2013
Client: NOMURA HOLDING AMERICA INC. · Firm: NOMURA HOLDING AMERICA INC.
General financial services issues, General banking issues, General derivatives issues (no specific legislation introduced) On-going implementation of the Dodd Frank Act, Market structure issues, H. R. 4413, Customer Protection and End User Relief Act, S. 1217 Secondary Mortgage Reform & Taxpayer Protection Act, H.R. 2767 Protecting American Taxpayer & Homeowners Act
Customer Protection and End User Relief Act
Client: NOMURA HOLDING AMERICA INC. · Firm: NOMURA HOLDING AMERICA INC.
General financial services issues. General banking issues. General derivatives issues. On-going implementation of the Dodd Frank Act. Market Structure issues H.R. 4413 Customer Protection and End User Relief Act S. 2786 Corporate Inverters Earnings Stripping Reform Act H.R. 677 Inter Affiliate Swap Clarification Act H.R. 1256 Swap Jurisdiction Certainty Act H.R. 5471 To amend the Commodity Exchange Act and the Securitites Exchange Act of 1934 to specify how clearing requirements apply to certain affiliate transactions, and for other purposes.
Customer Protection and End User Relief Act
Client: NOMURA HOLDING AMERICA INC. · Firm: NOMURA HOLDING AMERICA INC.
General derivatives issues (no specific legislation introduced) On-going implementation of the Dodd Frank Act HR 4413 Customer Protection and End User Relief Act
Customer Protection and End User Relief Act
Client: NOMURA HOLDING AMERICA INC. · Firm: NOMURA HOLDING AMERICA INC.
General financial services issues, General banking issues, General derivatives issues (no specific legislation introduced) On-going implementation of the Dodd Frank Act, Market structure issues, H. R. 4413, Customer Protection and End User Relief Act, S. 1217 Secondary Mortgage Reform & Taxpayer Protection Act, H.R. 2767 Protecting American Taxpayer & Homeowners Act
Customer Protection and End User Relief Act
Client: NOMURA HOLDING AMERICA INC. · Firm: NOMURA HOLDING AMERICA INC.
General financial services issues, General banking issues, General derivatives issues (no specific legislation introduced) On-going implementation of the Dodd Frank Act, Market structure issues, H. R. 4413, Customer Protection and End User Relief Act, S. 1217 Secondary Mortgage Reform & Taxpayer Protection Act, H.R. 2767 Protecting American Taxpayer & Homeowners Act, S. 2786 Corporate Inverters Earnings Stripping Reform Act of 2014
Inter-Affiliate Swap Clarification Act
Client: NOMURA HOLDING AMERICA INC. · Firm: NOMURA HOLDING AMERICA INC.
General financial services issues. General banking issues. General derivatives issues. On-going implementation of the Dodd Frank Act. Market Structure issues H.R. 4413 Customer Protection and End User Relief Act S. 2786 Corporate Inverters Earnings Stripping Reform Act H.R. 677 Inter Affiliate Swap Clarification Act H.R. 1256 Swap Jurisdiction Certainty Act H.R. 5471 To amend the Commodity Exchange Act and the Securitites Exchange Act of 1934 to specify how clearing requirements apply to certain affiliate transactions, and for other purposes.
Inter-Affiliate Swap Clarification Act
Client: NOMURA HOLDING AMERICA INC. · Firm: NOMURA HOLDING AMERICA INC.
General financial services issues (no specific legislation introduced) On-going implementation of the Dodd Frank Act S. 1217 Secondary Mortgage Market Reform & Taxpayer Protection Act of 2013 H.R. 2767 Protecting American Taxpayer and Homeowners ActH.R. 1256, the Swap Jurisdiction Certainly Act H.R. 677, the Inter-Affiliate Swap Clarification Act GSE Reform
Housing Finance Reform and Taxpayer Protection Act of 2014
Client: NOMURA HOLDING AMERICA INC. · Firm: NOMURA HOLDING AMERICA INC.
General financial services issues, General banking issues, General derivatives issues (no specific legislation introduced) On-going implementation of the Dodd Frank Act, Market structure issues, H. R. 4413, Customer Protection and End User Relief Act, S. 1217 Secondary Mortgage Reform & Taxpayer Protection Act, H.R. 2767 Protecting American Taxpayer & Homeowners Act
Housing Finance Reform and Taxpayer Protection Act of 2014
Client: NOMURA HOLDING AMERICA INC. · Firm: NOMURA HOLDING AMERICA INC.
General financial services issues (no specific legislation introduced) On-going implementation of the Dodd Frank Act S. 1217 Secondary Mortgage Market Reform & Taxpayer Protection Act of 2013 H.R. 2767 Protecting American Taxpayer and Homeowners ActH.R. 1256, the Swap Jurisdiction Certainly Act H.R. 677, the Inter-Affiliate Swap Clarification Act GSE Reform
Housing Finance Reform and Taxpayer Protection Act of 2014
Client: NOMURA HOLDING AMERICA INC. · Firm: NOMURA HOLDING AMERICA INC.
General financial services issues, General banking issues, General derivatives issues (no specific legislation introduced) On-going implementation of the Dodd Frank Act, Market structure issues, H. R. 4413, Customer Protection and End User Relief Act, S. 1217 Secondary Mortgage Reform & Taxpayer Protection Act, H.R. 2767 Protecting American Taxpayer & Homeowners Act, S. 2786 Corporate Inverters Earnings Stripping Reform Act of 2014
Corporate Inverters Earnings Stripping Reform Act of 2014
Client: NOMURA HOLDING AMERICA INC. · Firm: NOMURA HOLDING AMERICA INC.
General financial services issues, General banking issues, General derivatives issues (no specific legislation introduced) On-going implementation of the Dodd Frank Act, Market structure issues, H. R. 4413, Customer Protection and End User Relief Act, S. 1217 Secondary Mortgage Reform & Taxpayer Protection Act, H.R. 2767 Protecting American Taxpayer & Homeowners Act, S. 2786 Corporate Inverters Earnings Stripping Reform Act of 2014
Corporate Inverters Earnings Stripping Reform Act of 2014
Client: NOMURA HOLDING AMERICA INC. · Firm: NOMURA HOLDING AMERICA INC.
General financial services issues. General banking issues. General derivatives issues. On-going implementation of the Dodd Frank Act. Market Structure issues H.R. 4413 Customer Protection and End User Relief Act S. 2786 Corporate Inverters Earnings Stripping Reform Act H.R. 677 Inter Affiliate Swap Clarification Act H.R. 1256 Swap Jurisdiction Certainty Act H.R. 5471 To amend the Commodity Exchange Act and the Securitites Exchange Act of 1934 to specify how clearing requirements apply to certain affiliate transactions, and for other purposes.
Swap Jurisdiction Certainty Act
Client: NOMURA HOLDING AMERICA INC. · Firm: NOMURA HOLDING AMERICA INC.
General financial services issues (no specific legislation introduced) On-going implementation of the Dodd Frank Act H.R. 677, the Inter-Affilliate Swap Clarification Act. H.R. 1256, the Swap Jurisdiction Certainty Act.
Protecting American Taxpayers and Homeowners Act of 2013
Client: NOMURA HOLDING AMERICA INC. · Firm: NOMURA HOLDING AMERICA INC.
General financial services issues (no specific legislation introduced) On-going implementation of the Dodd Frank Act S. 1217 Secondary Mortgage Market Reform & Taxpayer Protection Act of 2013 H.R. 2767 Protecting American Taxpayers and Homeowners ActH.R. 1256, the Swap Jurisdiction Certainty Act H.R. 677, the Inter-Affiliate Swap Clarification Act
Protecting American Taxpayers and Homeowners Act of 2013
Client: NOMURA HOLDING AMERICA INC. · Firm: NOMURA HOLDING AMERICA INC.
General financial services issues (no specific legislation introduced) On-going implementation of the Dodd Frank Act S. 1217 Secondary Mortgage Market Reform & Taxpayer Protection Act of 2013 H.R. 2767 Protecting American Taxpayer and Homeowners ActH.R. 1256, the Swap Jurisdiction Certainly Act H.R. 677, the Inter-Affiliate Swap Clarification Act
Inter-Affiliate Swap Clarification Act
Client: NOMURA HOLDING AMERICA INC. · Firm: NOMURA HOLDING AMERICA INC.
General financial services issues (no specific legislation introduced) On-going implementation of the Dodd Frank Act S. 1217 Secondary Mortgage Market Reform & Taxpayer Protection Act of 2013 H.R. 2767 Protecting American Taxpayer and Homeowners ActH.R. 1256, the Swap Jurisdiction Certainly Act H.R. 677, the Inter-Affiliate Swap Clarification Act
Inter-Affiliate Swap Clarification Act
Client: NOMURA HOLDING AMERICA INC. · Firm: NOMURA HOLDING AMERICA INC.
General financial services issues (no specific legislation introduced) On-going implementation of the Dodd Frank Act H.R. 677, the Inter-Affilliate Swap Clarification Act. H.R. 1256, the Swap Jurisdiction Certainty Act.
Inter-Affiliate Swap Clarification Act
Client: NOMURA HOLDING AMERICA INC. · Firm: NOMURA HOLDING AMERICA INC.
General financial services issues (no specific legislation introduced) On-going implementation of the Dodd Frank Act S. 1217 Secondary Mortgage Market Reform & Taxpayer Protection Act of 2013 H.R. 2767 Protecting American Taxpayers and Homeowners ActH.R. 1256, the Swap Jurisdiction Certainty Act H.R. 677, the Inter-Affiliate Swap Clarification Act
Housing Finance Reform and Taxpayer Protection Act of 2014
Client: NOMURA HOLDING AMERICA INC. · Firm: NOMURA HOLDING AMERICA INC.
General financial services issues (no specific legislation introduced) On-going implementation of the Dodd Frank Act S. 1217 Secondary Mortgage Market Reform & Taxpayer Protection Act of 2013 H.R. 2767 Protecting American Taxpayer and Homeowners ActH.R. 1256, the Swap Jurisdiction Certainly Act H.R. 677, the Inter-Affiliate Swap Clarification Act
Housing Finance Reform and Taxpayer Protection Act of 2014
Client: NOMURA HOLDING AMERICA INC. · Firm: NOMURA HOLDING AMERICA INC.
General financial services issues (no specific legislation introduced) On-going implementation of the Dodd Frank Act S. 1217 Secondary Mortgage Market Reform & Taxpayer Protection Act of 2013 H.R. 2767 Protecting American Taxpayers and Homeowners ActH.R. 1256, the Swap Jurisdiction Certainty Act H.R. 677, the Inter-Affiliate Swap Clarification Act
To protect securities transactions in the United States from enforcement of certain excise taxes imposed by any foreign government, and for other purposes.
Client: NOMURA HOLDING AMERICA INC. · Firm: NOMURA HOLDING AMERICA INC.
General financial services issues (no specific legislation introduced) On-going implementation of the Dodd Frank Act H.R. 6616 To protect securities transactions in the U.S. from enforcement of certain excise taxes imposed by any foreign government.
To exempt inter-affiliate swaps from certain regulatory requirements put in place by the Dodd-Frank Wall Street Reform and Consumer Protection Act.
Client: NOMURA HOLDING AMERICA INC. · Firm: NOMURA HOLDING AMERICA INC.
H.R. 3283, The Swap Jurisdiction Certainty Act H.R. 2779, to exempt inter-affiliate swaps from certain regulatory requirements put in place by the Dodd Frank Wall Street Reform Act On-going implementation of the Dodd Frank Act
To exempt inter-affiliate swaps from certain regulatory requirements put in place by the Dodd-Frank Wall Street Reform and Consumer Protection Act.
Client: NOMURA HOLDING AMERICA INC. · Firm: NOMURA HOLDING AMERICA INC.
H.R. 3283, The Swap Jurisdiction Certainty Act H.R. 2779, to exempt inter-affiliate swaps from certain regulatory requirements put in place by the Dodd Frank Wall Street Reform Act On-going implementation of the Dodd Frank Act
To exempt inter-affiliate swaps from certain regulatory requirements put in place by the Dodd-Frank Wall Street Reform and Consumer Protection Act.
Client: NOMURA HOLDING AMERICA INC. · Firm: NOMURA HOLDING AMERICA INC.
H.R. 3283, The Swap Jurisdiction Certainty Act H.R. 2779, to exempt inter-affiliate swaps from certain regulatory requirements put in place by the Dodd-Frank Wall Street Reform Act On-going implementation of the Dodd Frank Act
To exempt inter-affiliate swaps from certain regulatory requirements put in place by the Dodd-Frank Wall Street Reform and Consumer Protection Act.
Client: NOMURA HOLDING AMERICA INC. · Firm: NOMURA HOLDING AMERICA INC.
H.R. 3283, The Swap Jurisdiction Certainty Act H.R. 2779, to exempt inter-affiliate swaps from certain regulatory requirements put in place by the Dodd-Frank Wall Street Reform Act On-going implementation of the Dodd Frank Act
Swap Jurisdiction Certainty Act
Client: NOMURA HOLDING AMERICA INC. · Firm: NOMURA HOLDING AMERICA INC.
H.R. 3283, The Swap Jurisdiction Certainty Act H.R. 2779, to exempt inter-affiliate swaps from certain regulatory requirements put in place by the Dodd Frank Wall Street Reform Act On-going implementation of the Dodd Frank Act
Swap Jurisdiction Certainty Act
Client: NOMURA HOLDING AMERICA INC. · Firm: NOMURA HOLDING AMERICA INC.
H.R. 3283, The Swap Jurisdiction Certainty Act H.R. 2779, to exempt inter-affiliate swaps from certain regulatory requirements put in place by the Dodd-Frank Wall Street Reform Act On-going implementation of the Dodd Frank Act
Swap Jurisdiction Certainty Act
Client: NOMURA HOLDING AMERICA INC. · Firm: NOMURA HOLDING AMERICA INC.
H.R. 3283, The Swap Jurisdiction Certainty Act H.R. 2779, to exempt inter-affiliate swaps from certain regulatory requirements put in place by the Dodd Frank Wall Street Reform Act On-going implementation of the Dodd Frank Act
Swap Jurisdiction Certainty Act
Client: NOMURA HOLDING AMERICA INC. · Firm: NOMURA HOLDING AMERICA INC.
On-going implementation of the Dodd Frank Act, Title VII derivatives General background on derivatives issues H.R. 3283, The Swap Jurisdiction Certainty Act
Swap Jurisdiction Certainty Act
Client: NOMURA HOLDING AMERICA INC. · Firm: NOMURA HOLDING AMERICA INC.
H.R. 3283, The Swap Jurisdiction Certainty Act General financial services issues (no specific legislation introduced) On-going implementation of the Dodd Frank Act
Swap Jurisdiction Certainty Act
Client: NOMURA HOLDING AMERICA INC. · Firm: NOMURA HOLDING AMERICA INC.
H.R. 3283, The Swap Jurisdiction Certainty Act H.R. 2779, to exempt inter-affiliate swaps from certain regulatory requirements put in place by the Dodd-Frank Wall Street Reform Act On-going implementation of the Dodd Frank Act
Swap Jurisdiction Certainty Act
Client: NOMURA HOLDING AMERICA INC. · Firm: NOMURA HOLDING AMERICA INC.
H.R. 3283, The Swap Jurisdiction Certainty Act On-going implementation of the Dodd Frank Act, Title VII Derivatives General derivatives issues (no specific legislation introduced)
Swap Jurisdiction Certainty Act
Client: NOMURA HOLDING AMERICA INC. · Firm: NOMURA HOLDING AMERICA INC.
General derivatives issues (no specific legislation introduced) On-going implementation of the Dodd Frank Act H.R. 3283, The Swap Jurisdiction Certainty Act
To protect securities transactions in the United States from enforcement of certain excise taxes imposed by any foreign government, and for other purposes.
Client: NOMURA HOLDING AMERICA INC. · Firm: NOMURA HOLDING AMERICA INC.
General financial services issues (no specific legislation introduced) On-going implementation of the Dodd Frank Act H.R. 6616 To protect securities transactions in the U.S. from enforcement of certain excise taxes imposed by any foreign government.
To exempt inter-affiliate swaps from certain regulatory requirements put in place by the Dodd-Frank Wall Street Reform and Consumer Protection Act.
Client: NOMURA HOLDING AMERICA INC. · Firm: NOMURA HOLDING AMERICA INC.
On-going implementation of the Dodd Frank Act, Title VII derivatives rules implementation H.R. 3283, The Swap Jurisdiction Certainty Act H.R. 2779, to exempt inter-affiliate swaps from certain regulatory requirements put in place by the Dodd-Frank Wall Street Reform Act H.R. 940 & S. 1835, the United States Covered Bond Act, to establish standards for covered bond programs and a covered bond regulatory oversight program
To exempt inter-affiliate swaps from certain regulatory requirements put in place by the Dodd-Frank Wall Street Reform and Consumer Protection Act.
Client: NOMURA HOLDING AMERICA INC. · Firm: NOMURA HOLDING AMERICA INC.
On-going implementation of the Dodd Frank Act, Title VII derivatives rules implementation H.R. 3283, The Swap Jurisdiction Certainty Act H.R. 2779, to exempt inter-affiliate swaps from certain regulatory requirements put in place by the Dodd-Frank Wall Street Reform Act
Swap Jurisdiction Certainty Act
Client: NOMURA HOLDING AMERICA INC. · Firm: NOMURA HOLDING AMERICA INC.
On-going implementation of the Dodd Frank Act, Title VII derivatives rules implementation H.R. 3283, The Swap Jurisdiction Certainty Act H.R. 2779, to exempt inter-affiliate swaps from certain regulatory requirements put in place by the Dodd-Frank Wall Street Reform Act
Swap Jurisdiction Certainty Act
Client: NOMURA HOLDING AMERICA INC. · Firm: NOMURA HOLDING AMERICA INC.
On-going implementation of the Dodd Frank Act, Title VII derivatives rules implementation H.R. 3283, The Swap Jurisdiction Certainty Act H.R. 2779, to exempt inter-affiliate swaps from certain regulatory requirements put in place by the Dodd-Frank Wall Street Reform Act H.R. 940 & S. 1835, the United States Covered Bond Act, to establish standards for covered bond programs and a covered bond regulatory oversight program
United States Covered Bond Act of 2011
Client: NOMURA HOLDING AMERICA INC. · Firm: NOMURA HOLDING AMERICA INC.
On-going implementation of the Dodd Frank Act, Title VII derivatives rules implementation H.R. 3283, The Swap Jurisdiction Certainty Act H.R. 2779, to exempt inter-affiliate swaps from certain regulatory requirements put in place by the Dodd-Frank Wall Street Reform Act H.R. 940 & S. 1835, the United States Covered Bond Act, to establish standards for covered bond programs and a covered bond regulatory oversight program
Overseas Voting Education and Reform, Safeguarding Every American's Vote Act
Client: NOMURA HOLDING AMERICA INC. · Firm: NOMURA HOLDING AMERICA INC.
H.R. 4173, Dodd-Frank Wall Street Reform and Consumer Protection Bill President Obama's Financial Crisis Responsibility Fee Program Expected legislation on Bank Tax issues (not introduced) # 18 Cont'd - Official Covered Positions for Mark Schuermann Office of Senator Harry Reid, Communications Director Office of Congressman Harold Ford, Jr., Chief of Staff Office of Congressman Harold Ford, Sr., Legislative Director Implementation of Dodd-Frank Legislation (H.R. 4173, signed into law July 2010) General issues related to "Flash Crash" (no specific legislation introduced) General issues related to Housing GSE Regulation (no specific regulation or legislation introduced)
Overseas Voting Education and Reform, Safeguarding Every American's Vote Act
Client: NOMURA HOLDING AMERICA INC. · Firm: NOMURA HOLDING AMERICA INC.
H.R. 4173, Dodd-Frank Wall Street Reform and Consumer Protection Bill President Obama's Financial Crisis Responsibility Fee Program Expected legislation on Bank Tax issues (not introduced) # 18 Cont'd - Official Covered Positions for Mark Schuermann Office of Senator Harry Reid, Communications Director Office of Congressman Harold Ford, Jr., Chief of Staff Office of Congressman Harold Ford, Sr., Legislative Director Implementation of Dodd-Frank Legislation (H.R. 4173, signed into law July 2010)
Overseas Voting Education and Reform, Safeguarding Every American's Vote Act
Client: NOMURA HOLDING AMERICA INC. · Firm: NOMURA HOLDING AMERICA INC.
H.R. 4173, Dodd-Frank Wall Street Reform and Consumer Protection Bill President Obama's Financial Crisis Responsibility Fee Program Expected legislation on Bank Tax issues (not introduced) # 18 Cont'd - Official Covered Positions for Mark Schuermann Office of Senator Harry Reid, Communications Director Office of Congressman Harold Ford, Jr., Chief of Staff Office of Congressman Harold Ford, Sr., Legislative Director Implementation of Dodd-Frank Legislation (H.R. 4173, signed into law July 2010)
Overseas Voting Education and Reform, Safeguarding Every American's Vote Act
Client: NOMURA HOLDING AMERICA INC. · Firm: NOMURA HOLDING AMERICA INC.
H.R. 4173, Dodd-Frank Wall Street Reform and Consumer Protection Bill President Obama's Financial Crisis Responsibility Fee Program Expected legislation on Bank Tax issues (not introduced) # 18 Cont'd - Official Covered Positions for Mark Schuermann Office of Senator Harry Reid, Communications Director Office of Congressman Harold Ford, Jr., Chief of Staff Office of Congressman Harold Ford, Sr., Legislative Director Implementation of Dodd-Frank Legislation (H.R. 4173, signed into law July 2010) General issues related to "Flash Crash" (no specific legislation introduced) General issues related to Housing GSE Regulation (no specific regulation or legislation introduced)
2018 · fourth_quarter · Q4
General financial services issues. General derivatives issues. On-going implementation of the Dodd Frank Act. Financial Stability Oversight Council (FSOC) Reforms. Equity Market Structure Issues Housing Finance Reform. Swap dealer Capital Requirements. Implementation of H.R.1, base erosion and anti-abuse tax provisions Foreign Agent Registration Act reforms H.R. 4566, Alleviating Stress Testing Burdens to Help Investors Act
Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
NOMURA HOLDING AMERICA INC. via NOMURA HOLDING AMERICA INC.
2018 · third_quarter · Q3
General financial services issues. General derivatives issues. On-going implementation of the Dodd Frank Act. Financial Stability Oversight Council (FSOC) Reforms. Equity Market Structure Issues Housing Finance Reform. Swap dealer Capital Requirements. Implementation of H.R.1, base erosion and anti-abuse tax provisions Foreign Agent Registration Act reforms H.R. 4566, Alleviating Stress Testing Burdens to Help Investors Act
Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
NOMURA HOLDING AMERICA INC. via NOMURA HOLDING AMERICA INC.
2018 · second_quarter · Q2
General financial services issues. General derivatives issues. On-going implementation of the Dodd Frank Act. Financial Stability Oversight Council (FSOC) Reforms. Equity Market Structure Issues Housing Finance Reform. Swap dealer Capital Requirements. Implementation of H.R.1, base erosion and anti-abuse tax provisions Foreign Agent Registration Act reforms H.R. 4566, Alleviating Stress Testing Burdens to Help Investors Act S. 2155, Economic Growth, Regulatory Relief and Consumer Protection Act
Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
NOMURA HOLDING AMERICA INC. via NOMURA HOLDING AMERICA INC.
2018 · first_quarter · Q1
General financial services issues. General derivatives issues. On-going implementation of the Dodd Frank Act. Financial Stability Oversight Council (FSOC) Reforms. Equity Market Structure Issues Housing Finance Reform. Swap dealer Capital Requirements. Implementation of H.R.1, base erosion and anti-abuse tax provisions Foreign Agent Registration Act reforms H.R. 4566, Alleviating Stress Testing Burdens to Help Investors Act S. 2155, Economic Growth, Regulatory Relief and Consumer Protection Act
Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
NOMURA HOLDING AMERICA INC. via NOMURA HOLDING AMERICA INC.
2017 · fourth_quarter · Q4
General financial services issues. General derivatives issues. On-going implementation of the Dodd Frank Act. Financial Stability Oversight Council (FSOC) Reforms. H.R.1 - An Act to provide for reconciliation pursuant to titles II and V of the concurrent resolution on the budget for fiscal year 2018; tax treatment of foreign companies in the U.S. Housing Finance Reform. Swap dealer Capital Requirements.
Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
NOMURA HOLDING AMERICA INC. via NOMURA HOLDING AMERICA INC.
2017 · third_quarter · Q3
General financial services issues. General derivatives issues. On-going implementation of the Dodd Frank Act. Market structure issues; NMS Governance. Financial Stability Oversight Council (FSOC) Reforms. Tax treatment of foreign companies in the U.S. Housing Finance Reform. Swap dealer Capital Requirements.
Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
NOMURA HOLDING AMERICA INC. via NOMURA HOLDING AMERICA INC.
2017 · second_quarter · Q2
General financial services issues. General banking issues. General derivatives issues. On-going implementation of the Dodd Frank Act. Market structure issues; NMS Governance. Financial Stability Oversight Council (FSOC) Reforms Tax treatment of foreign companies in the U.S.
Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
NOMURA HOLDING AMERICA INC. via NOMURA HOLDING AMERICA INC.
2017 · first_quarter · Q1
General financial services issues. General banking issues. General derivatives issues. On-going implementation of the Dodd Frank Act. Market structure issues; NMS Governance. Financial Stability Oversight Council (FSOC) Reforms H.R. 238: Commodity End-User Relief Act H.R. 5 Financial CHOICE Act Tax treatment of foreign companies in the U.S.
Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
NOMURA HOLDING AMERICA INC. via NOMURA HOLDING AMERICA INC.
2016 · fourth_quarter · Q4
General financial services issues. General banking issues. General derivatives issues. On-going implementation of the Dodd Frank Act. Market structure issues; NMS Governance. Commodities Future Trading Commission Reauthorization. Implementation of title VII of Dodd Frank Act, including cross border regulations, margin and capital requirements. S. 1484 Financial Regulatory Improvement Act of 2015. H.R. 1550 Financial Stability Oversight Council Improvement Act of 2015. H.R. 2289 Commodity End-User Relief Act.S. 2917, Commodity End-User Relief Act Tax treatment of foreign companies in the U.S.
Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
NOMURA HOLDING AMERICA INC. via NOMURA HOLDING AMERICA INC.
2016 · third_quarter · Q3
General financial services issues. General banking issues. General derivatives issues. On-going implementation of the Dodd Frank Act. Market structure issues; NMS Governance. Commodities Future Trading Commission Reauthorization. Implementation of title VII of Dodd Frank Act, including cross border regulations, margin and capital requirements. S. 1484 Financial Regulatory Improvement Act of 2015. H.R. 1550 Financial Stability Oversight Council Improvement Act of 2015. H.R. 2289 Commodity End-User Relief Act.S. 2917, Commodity End-User Relief Act Tax treatment of foreign companies in the U.S.
Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
NOMURA HOLDING AMERICA INC. via NOMURA HOLDING AMERICA INC.
2016 · second_quarter · Q2
General financial services issues. General banking issues. General derivatives issues. On-going implementation of the Dodd Frank Act. Market structure issues; NMS Governance. Commodities Future Trading Commission Reauthorization. Implementation of title VII of Dodd Frank Act, including cross border regulations, margin and capital requirements. S. 1484 Financial Regulatory Improvement Act of 2015. H.R. 1550 Financial Stability Oversight Council Improvement Act of 2015. H.R. 2289 Commodity End-User Relief Act.S. 2917, Commodity End-User Relief Act Tax treatment of foreign companies in the U.S.
Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
NOMURA HOLDING AMERICA INC. via NOMURA HOLDING AMERICA INC.
2016 · first_quarter · Q1
General financial services issues. General banking issues. General derivatives issues. On-going implementation of the Dodd Frank Act. Market structure issues. Commodities Future Trading Commission Reauthorization. Implementation of title VII of Dodd Frank Act, including cross border regulations, margin and capital requirements. S. 1484 Financial Regulatory Improvement Act of 2015. H.R. 1550 Financial Stability Oversight Council Improvement Act of 2015. H.R. 2289 Commodity End-User Relief Act. Tax treatment of foreign companies in the U.S.
Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
NOMURA HOLDING AMERICA INC. via NOMURA HOLDING AMERICA INC.
2015 · fourth_quarter · Q4
General financial services issues. General banking issues. General derivatives issues. On-going implementation of the Dodd Frank Act. Market structure issues. Commodities Future Trading Commission Reauthorization. Implementation of title VII of Dodd Frank Act, including cross border regulations, margin and capital requirements. S. 1484 Financial Regulatory Improvement Act of 2015. H.R. 1550 Financial Stability Oversight Council Improvement Act of 2015. H.R. 2289 Commodity End-User Relief Act. Tax treatment of foreign companies in the U.S.
Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
NOMURA HOLDING AMERICA INC. via NOMURA HOLDING AMERICA INC.
2015 · third_quarter · Q3
General financial services issues. General banking issues. General derivatives issues. On-going implementation of the Dodd Frank Act. Market structure issues. Commodities Future Trading Commission Reauthorization. Implementation of title VII of Dodd Frank Act, including cross border regulations, margin and capital requirements. S. 1484 Financial Regulatory Improvement Act of 2015. H.R. 1550 Financial Stability Oversight Council Improvement Act of 2015. H.R. 2289 Commodity End-User Relief Act. Tax treatment of foreign companies in the U.S.
Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
NOMURA HOLDING AMERICA INC. via NOMURA HOLDING AMERICA INC.
2015 · second_quarter · 2A
General financial services issues. General banking issues. General derivatives issues. On-going implementation of the Dodd Frank Act. Market structure issues. Commodities Future Trading Commission Reauthorization. Implementation of title VII of Dodd Frank Act, including cross border regulations, margin and capital requirements. S. 1484 Financial Regulatory Improvement Act of 2015. H.R. 1550 Financial Stability Oversight Council Improvement Act of 2015. Tax treatment of foreign companies in the U.S.
Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
NOMURA HOLDING AMERICA INC. via NOMURA HOLDING AMERICA INC.
2015 · second_quarter · Q2
General financial services issues. General banking issues. General derivatives issues. On-going implementation of the Dodd Frank Act. Market structure issues. Commodities Future Trading Commission Reauthorization. Implementation of title VII of Dodd Frank Act, including cross border regulations, margin and capital requirements. S. 1484 Financial Regulatory Improvement Act of 2015. H.R. 1550 Financial Stability Oversight Council Improvement Act of 2015. Tax treatment of foreign companies in the U.S.
Filing targets: Commodity Futures Trading Commission (CFTC), Federal Trade Commission (FTC), HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
NOMURA HOLDING AMERICA INC. via NOMURA HOLDING AMERICA INC.
2015 · first_quarter · Q1
General financial services issues. General banking issues. General derivatives issues. On-going implementation of the Dodd Frank Act. Market structure issues. Commodities Future Trading Commission Reauthorization. Implementation of title VII of Dodd Frank Act, including cross border regulations, margin and capital requirements. H.R. 1550 financial Stability Oversight Council Improvement Act of 2015. Tax treatmemt of foreign companies in the U.S.
Filing targets: Commodity Futures Trading Commission (CFTC), Federal Trade Commission (FTC), HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
NOMURA HOLDING AMERICA INC. via NOMURA HOLDING AMERICA INC.
2014 · fourth_quarter · Q4
General financial services issues. General banking issues. General derivatives issues. On-going implementation of the Dodd Frank Act. Market Structure issues H.R. 4413 Customer Protection and End User Relief Act S. 2786 Corporate Inverters Earnings Stripping Reform Act H.R. 677 Inter Affiliate Swap Clarification Act H.R. 1256 Swap Jurisdiction Certainty Act H.R. 5471 To amend the Commodity Exchange Act and the Securitites Exchange Act of 1934 to specify how clearing requirements apply to certain affiliate transactions, and for other purposes.
Filing targets: Commodity Futures Trading Commission (CFTC), Federal Trade Commission (FTC), HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
NOMURA HOLDING AMERICA INC. via NOMURA HOLDING AMERICA INC.
2014 · third_quarter · Q3
General financial services issues, General banking issues, General derivatives issues (no specific legislation introduced) On-going implementation of the Dodd Frank Act, Market structure issues, H. R. 4413, Customer Protection and End User Relief Act, S. 1217 Secondary Mortgage Reform & Taxpayer Protection Act, H.R. 2767 Protecting American Taxpayer & Homeowners Act, S. 2786 Corporate Inverters Earnings Stripping Reform Act of 2014
Filing targets: Commodity Futures Trading Commission (CFTC), Federal Deposit Insurance Corporation (FDIC), Federal Reserve System, HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
NOMURA HOLDING AMERICA INC. via NOMURA HOLDING AMERICA INC.
2014 · second_quarter · Q2
General financial services issues, General banking issues, General derivatives issues (no specific legislation introduced) On-going implementation of the Dodd Frank Act, Market structure issues, H. R. 4413, Customer Protection and End User Relief Act, S. 1217 Secondary Mortgage Reform & Taxpayer Protection Act, H.R. 2767 Protecting American Taxpayer & Homeowners Act
Filing targets: Commodity Futures Trading Commission (CFTC), Federal Deposit Insurance Corporation (FDIC), HOUSE OF REPRESENTATIVES, Office of the Comptroller of the Currency (OCC), SENATE, Securities & Exchange Commission (SEC)
NOMURA HOLDING AMERICA INC. via NOMURA HOLDING AMERICA INC.
2014 · first_quarter · Q1
General financial services issues (no specific legislation introduced) On-going implementation of the Dodd Frank Act S. 1217 Secondary Mortgage Market Reform & Taxpayer Protection Act of 2013 H.R. 2767 Protecting American Taxpayer and Homeowners ActH.R. 1256, the Swap Jurisdiction Certainly Act H.R. 677, the Inter-Affiliate Swap Clarification Act GSE Reform
General derivatives issues (no specific legislation introduced) On-going implementation of the Dodd Frank Act HR 4413 Customer Protection and End User Relief Act
General Banking issues (no specific legislation introduced) On-going implementation of the Dodd Frank Act
NOMURA HOLDING AMERICA INC. via NOMURA HOLDING AMERICA INC.
2013 · fourth_quarter · Q4
General derivatives issues (no specific legislation introduced) On-going implementation of the Dodd Frank Act
General financial services issues (no specific legislation introduced) On-going implementation of the Dodd Frank Act S. 1217 Secondary Mortgage Market Reform & Taxpayer Protection Act of 2013 H.R. 2767 Protecting American Taxpayer and Homeowners ActH.R. 1256, the Swap Jurisdiction Certainly Act H.R. 677, the Inter-Affiliate Swap Clarification Act
General Banking issues (no specific legislation introduced) On-going implementation of the Dodd Frank Act
NOMURA HOLDING AMERICA INC. via NOMURA HOLDING AMERICA INC.
2013 · third_quarter · Q3
General derivatives issues (no specific legislation introduced) On-going implementation of the Dodd Frank Act
General financial services issues (no specific legislation introduced) On-going implementation of the Dodd Frank Act S. 1217 Secondary Mortgage Market Reform & Taxpayer Protection Act of 2013 H.R. 2767 Protecting American Taxpayers and Homeowners ActH.R. 1256, the Swap Jurisdiction Certainty Act H.R. 677, the Inter-Affiliate Swap Clarification Act
General Banking issues (so specific legislation introduced) On-going implementation of the Dodd Frank Act
NOMURA HOLDING AMERICA INC. via NOMURA HOLDING AMERICA INC.
2013 · second_quarter · Q2
General derivatives issues (no specific legislation introduced) On-going implementation of the Dodd Frank Act
General financial services issues (no specific legislation introduced) On-going implementation of the Dodd Frank Act H.R. 677, the Inter-Affilliate Swap Clarification Act. H.R. 1256, the Swap Jurisdiction Certainty Act.
General Banking issues (no specific legislation introduced) On-going implementation of the Dodd Frank Act
Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
NOMURA HOLDING AMERICA INC. via NOMURA HOLDING AMERICA INC.
2013 · first_quarter · Q1
General Banking issues (no specific legislation introduced) On-going implementation of the Dodd Frank Act
General financial services issues (no specific legislation introduced) On-going implementation of the Dodd Frank Act H.R. 6616 To protect securities transactions in the U.S. from enforcement of certain excise taxes imposed by any foreign government.
General derivatives issues (no specific legislation introduced) On-going implementation of the Dodd Frank Act
Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
NOMURA HOLDING AMERICA INC. via NOMURA HOLDING AMERICA INC.
2012 · fourth_quarter · Q4
General derivatives issues (no specific legislation introduced) On-going implementation of the Dodd Frank Act
General Banking issues (no specific legislation introduced) On-going implementation of the Dodd Frank Act
General financial services issues (no specific legislation introduced) On-going implementation of the Dodd Frank Act H.R. 6616 To protect securities transactions in the U.S. from enforcement of certain excise taxes imposed by any foreign government.
Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
NOMURA HOLDING AMERICA INC. via NOMURA HOLDING AMERICA INC.
2012 · third_quarter · Q3
H.R. 3283, The Swap Jurisdiction Certainty Act General financial services issues (no specific legislation introduced) On-going implementation of the Dodd Frank Act
General derivatives issues (no specific legislation introduced) On-going implementation of the Dodd Frank Act H.R. 3283, The Swap Jurisdiction Certainty Act
General Banking issues (no specific legislation introduced) On-going implementation of the Dodd Frank Act
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Treasury, Dept of
NOMURA HOLDING AMERICA INC. via NOMURA HOLDING AMERICA INC.
2012 · second_quarter · Q2
H.R. 3283, The Swap Jurisdiction Certainty Act H.R. 2779, to exempt inter-affiliate swaps from certain regulatory requirements put in place by the Dodd Frank Wall Street Reform Act On-going implementation of the Dodd Frank Act
H.R. 3283, The Swap Jurisdiction Certainty Act H.R. 2779, to exempt inter-affiliate swaps from certain regulatory requirements put in place by the Dodd Frank Wall Street Reform Act On-going implementation of the Dodd Frank Act
H.R. 3283, The Swap Jurisdiction Certainty Act On-going implementation of the Dodd Frank Act, Title VII Derivatives General derivatives issues (no specific legislation introduced)
NOMURA HOLDING AMERICA INC. via NOMURA HOLDING AMERICA INC.
2012 · first_quarter · Q1
H.R. 3283, The Swap Jurisdiction Certainty Act H.R. 2779, to exempt inter-affiliate swaps from certain regulatory requirements put in place by the Dodd-Frank Wall Street Reform Act On-going implementation of the Dodd Frank Act
On-going implementation of the Dodd Frank Act, Title VII derivatives General background on derivatives issues H.R. 3283, The Swap Jurisdiction Certainty Act
H.R. 3283, The Swap Jurisdiction Certainty Act H.R. 2779, to exempt inter-affiliate swaps from certain regulatory requirements put in place by the Dodd-Frank Wall Street Reform Act On-going implementation of the Dodd Frank Act
NOMURA HOLDING AMERICA INC. via NOMURA HOLDING AMERICA INC.
2011 · fourth_quarter · Q4
On-going implementation of the Dodd Frank Act, Title VII derivatives rules implementation H.R. 3283, The Swap Jurisdiction Certainty Act H.R. 2779, to exempt inter-affiliate swaps from certain regulatory requirements put in place by the Dodd-Frank Wall Street Reform Act H.R. 940 & S. 1835, the United States Covered Bond Act, to establish standards for covered bond programs and a covered bond regulatory oversight program
On-going implementation of the Dodd Frank Act, Title VII derivatives rules implementation H.R. 3283, The Swap Jurisdiction Certainty Act H.R. 2779, to exempt inter-affiliate swaps from certain regulatory requirements put in place by the Dodd-Frank Wall Street Reform Act
NOMURA HOLDING AMERICA INC. via NOMURA HOLDING AMERICA INC.
2011 · third_quarter · Q3
On-going implementation of the Dodd Frank Act General background on derivatives issues (no specific legislation introduced)
On-going implementation of the Dodd Frank Act General background on bank tax (no specific legislation introduced)
On-going implementation of the Dodd Frank Act
Filing targets: Commodity Futures Trading Commission (CFTC), Federal Deposit Insurance Corporation (FDIC), Federal Reserve System, HOUSE OF REPRESENTATIVES, Natl Economic Council (NEC), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
NOMURA HOLDING AMERICA INC. via NOMURA HOLDING AMERICA INC.
2011 · second_quarter · Q2
On-going implementation of the Dodd Frank Act and related issues
On-going implementation of the Dodd Frank Act and related issues
On-going implementation of the Dodd Frank Act and related issues
Filing targets: Commodity Futures Trading Commission (CFTC), Federal Reserve System, HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
NOMURA HOLDING AMERICA INC. via NOMURA HOLDING AMERICA INC.
2011 · first_quarter · Q1
Ongoing implementation of the Dodd-Frank Act and related issues U.S. Government asset divestment (no specific legislation introduced)
Ongoing implementation of the Dodd-Frank Act and related issues
Ongoing implementation of the Dodd-Frank Act and related issues U.S. Government asset divestment (no specific legislation introduced)
Filing targets: Commodity Futures Trading Commission (CFTC), Federal Deposit Insurance Corporation (FDIC), Federal Reserve System, HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
NOMURA HOLDING AMERICA INC. via NOMURA HOLDING AMERICA INC.
2010 · fourth_quarter · 4A
Ongoing implementation of the Dodd-Frank Wall-Street Reform and Consumer Protection Act
Ongoing implementation issues of the Dodd-Frank Wall-Street Reform and Consumer Protection Act
Implementation of Dodd-Frank Wall Street Reform and Consumer Protection Act
Filing targets: Commodity Futures Trading Commission (CFTC), Federal Reserve System, HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
NOMURA HOLDING AMERICA INC. via NOMURA HOLDING AMERICA INC.
2010 · third_quarter · 3A
H.R. 4173, Dodd-Frank Wall Street Reform and Consumer Protection Bill President Obama's Financial Crisis Responsibility Fee Program Expected legislation on Bank Tax issues (not introduced) # 18 Cont'd - Official Covered Positions for Mark Schuermann Office of Senator Harry Reid, Communications Director Office of Congressman Harold Ford, Jr., Chief of Staff Office of Congressman Harold Ford, Sr., Legislative Director Implementation of Dodd-Frank Legislation (H.R. 4173, signed into law July 2010) General issues related to "Flash Crash" (no specific legislation introduced) General issues related to Housing GSE Regulation (no specific regulation or legislation introduced)
General issues related to Housing GSE Regulation (no specific regulation or legislation introduced) # 18 Cont'd - Official Covered Positions for Mark Schuermann Office of Senator Harry Reid, Communications Director Office of Congressman Harold Ford, Jr., Chief of Staff Office of Congressman Harold Ford, Sr., Legislative Director
NOMURA HOLDING AMERICA INC. via NOMURA HOLDING AMERICA INC.
2010 · fourth_quarter · Q4
Implementation of Dodd-Frank Wall Street Reform and Consumer Protection Act
Ongoing implementation issues of the Dodd-Frank Wall-Street Reform and Consumer Protection Act
Ongoing implementation of the Dodd-Frank Wall-Street Reform and Consumer Protection Act
Filing targets: Commodity Futures Trading Commission (CFTC), Federal Reserve System, HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
NOMURA HOLDING AMERICA INC. via NOMURA HOLDING AMERICA INC.
2010 · third_quarter · Q3
Expected legislation on Bank Tax issues (not introduced) President Obama's Financial Crisis Responsibility Fee Program # 18 Cont'd - Official Covered Positions for Mark Schuermann Office of Senator Harry Reid, Communications Director Office of Congressman Harold Ford, Jr., Chief of Staff Office of Congressman Harold Ford, Sr., Legislative Director
H.R. 4173, Dodd-Frank Wall Street Reform and Consumer Protection Bill President Obama's Financial Crisis Responsibility Fee Program Expected legislation on Bank Tax issues (not introduced) # 18 Cont'd - Official Covered Positions for Mark Schuermann Office of Senator Harry Reid, Communications Director Office of Congressman Harold Ford, Jr., Chief of Staff Office of Congressman Harold Ford, Sr., Legislative Director Implementation of Dodd-Frank Legislation (H.R. 4173, signed into law July 2010) General issues related to "Flash Crash" (no specific legislation introduced) General issues related to Housing GSE Regulation (no specific regulation or legislation introduced)
Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE, Treasury, Dept of
Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE, Treasury, Dept of
Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
Filing targets: Commodity Futures Trading Commission (CFTC), Federal Deposit Insurance Corporation (FDIC), Federal Reserve System, HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
On-going implementation of the Dodd Frank Act, Title VII derivatives rules implementation General background on derivatives issues
Filing targets: Commodity Futures Trading Commission (CFTC), Federal Reserve System, HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
Expected legislation on Bank Tax issues (not introduced) President Obama's Financial Crisis Responsibility Fee Program # 18 Cont'd - Official Covered Positions for Mark Schuermann Office of Senator Harry Reid, Communications Director Office of Congressman Harold Ford, Jr., Chief of Staff Office of Congressman Harold Ford, Sr., Legislative Director
H.R. 4173, Dodd-Frank Wall Street Reform and Consumer Protection Bill President Obama's Financial Crisis Responsibility Fee Program Expected legislation on Bank Tax issues (not introduced) # 18 Cont'd - Official Covered Positions for Mark Schuermann Office of Senator Harry Reid, Communications Director Office of Congressman Harold Ford, Jr., Chief of Staff Office of Congressman Harold Ford, Sr., Legislative Director Implementation of Dodd-Frank Legislation (H.R. 4173, signed into law July 2010)
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
H.R. 4173, Dodd-Frank Wall Street Reform and Consumer Protection Bill President Obama's Financial Crisis Responsibility Fee Program Expected legislation on Bank Tax issues (not introduced) # 18 Cont'd - Official Covered Positions for Mark Schuermann Office of Senator Harry Reid, Communications Director Office of Congressman Harold Ford, Jr., Chief of Staff Office of Congressman Harold Ford, Sr., Legislative Director Implementation of Dodd-Frank Legislation (H.R. 4173, signed into law July 2010)
General issues related to Housing GSE Regulation (no specific regulation or legislation introduced) # 18 Cont'd - Official Covered Positions for Mark Schuermann Office of Senator Harry Reid, Communications Director Office of Congressman Harold Ford, Jr., Chief of Staff Office of Congressman Harold Ford, Sr., Legislative Director
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of