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Income and expense are whole-filing amounts associated with this lobbyist, not personal compensation or an allocated share.
No topic inference: each bill number appears in source LDA issue text assigned to this lobbyist.
Improving Corporate Governance Through Diversity Act of 2021
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
H.R. 699- Mutual Fund Litigation Reform Act (Emmer) H.R. 1277- Improving Corporate Governance Through Diversity Act of 2021 (Meeks) H.R. 2123- Diversity and Inclusion Data Accountability and Transparency Act (Beatty) H.R. 2265- Financial Exploitation Prevention Act (Wagner) H.R. 3412- Alleviating Stress Test Burdens to Help Investors Act (Loudermilk) H.R. 3899- Financial Stability Oversight Council Improvement Act (Foster) H.R. 4262- Increasing Investor Opportunities Act (Gonzalez) H.R. 7066- Russia and Belarus Financial Sanctions Act (Sherman) H.R. 7151- Ensuring Sound Guidance Act (Barr) S. 374- Improving Corporate Governance Through Diversity Act of 2021 (Menendez) S. 2684- Consumer Financial Choice and Capital Markets Protection Act of 2021 (Toomey) S. 3919- Reporting Requirements Reduction Act of 2022 (Tillis) S. 3945- Restoring Shareholder Transparency Act of 2022 (Haggerty) S. 3948- Increasing Investor Opportunities Act (Daines) S. 3961- Access to Small Business Investor Capital Act (Daines) S. 3965- Increasing Access to Adviser Information Act (Moran) S. 4241- INvestor Democracy is EXpected (INDEX) Act (Sullivan) Diverse Investment Advisers Act (draft) Diversity and Inclusion in the Asset Management Industry Improving Disclosure for Investors Act (draft) Length of comment period for SEC proposals Processing fees for delivering investment materials Russia Sanctions/Executive Orders SEC data security/Consolidated Audit Trail breach notification SEC money market fund proposal SEC proposed amendments to the Fund Names Rule SEC proposed Investment Adviser and Fund Disclosures about ESG Investment Practices SEC public company climate disclosure proposal
Specific issues are shown only where the LDA source assigned them to this lobbyist. Targets apply to the associated filing.
INVESTMENT COMPANY INSTITUTE via INVESTMENT COMPANY INSTITUTE
2022 · fourth_quarter · Q4
H.R. 2617- SECURE 2.0 Act of 2022 H.R. 9462- Retirement Savings for Americans Act of 2022 (Sewell) S. 2621- Modernization of Derivatives Tax Act of 2021 (Wyden) S. 5271- Retirement Savings for Americans Act of 2022 (Hickenlooper) Allow 403(b) plans to invest in collective investment trusts Auto-IRA/Plan Requirement Capital gains and dividends taxation Certifications of US Tax Residency Excise tax on corporate stock buybacks IRC section 852(b)(6) IRS Permanent Relief for Remote Witnessing Procedures Related Parties Wash Sale Rule Tax deferral of retirement contributions
Source: Senate LDA
Improving Corporate Governance Through Diversity Act of 2021
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
H.R. 699- Mutual Fund Litigation Reform Act (Emmer) H.R. 1277- Improving Corporate Governance Through Diversity Act of 2021 (Meeks) H.R. 2123- Diversity and Inclusion Data Accountability and Transparency Act (Beatty) H.R. 2265- Financial Exploitation Prevention Act (Wagner) H.R. 3412- Alleviating Stress Test Burdens to Help Investors Act (Loudermilk) H.R. 3899- Financial Stability Oversight Council Improvement Act (Foster) H.R. 4262- Increasing Investor Opportunities Act (Gonzalez) H.R. 4616- Adjustable Interest Rate (LIBOR) Act of 2021 (Sherman) H.R. 4618- Short Sale Transparency and Market Fairness Act (Waters) H.R. 6285- Accelerating Holding Foreign Companies Accountable Act (Sherman) H.R. 7066- Russia and Belarus Financial Sanctions Act (Sherman) H.R. 7151- Ensuring Sound Guidance Act (Barr) S. 374- Improving Corporate Governance Through Diversity Act of 2021 (Menendez) S. 2184- Accelerating Holding Foreign Companies Accountable Act (Kennedy) S. 2684- Consumer Financial Choice and Capital Markets Protection Act of 2021 (Toomey) S. 3779- Adjustable Interest Rate (LIBOR) Act (Tester) S. 3948- Increasing Investor Opportunities Act (Daines) Improving Disclosure for Investors Act (draft) Processing fees for delivering investment materials Consolidated Audit Trail data security/breach notification Diverse Investment Advisers Act (draft) Diversity and Inclusion in the Asset Management Industry ESG Reporting Standards Proxy Voting by Asset Managers Russia Sanctions/Executive Orders SEC public company climate disclosure proposal SEC money market fund proposal Shorten US securities settlement cycle to trade date plus one day
Improving Corporate Governance Through Diversity Act of 2021
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
H.R. 699- Mutual Fund Litigation Reform Act (Emmer) H.R. 1277- Improving Corporate Governance Through Diversity Act of 2021 (Meeks) H.R. 2123- Diversity and Inclusion Data Accountability and Transparency Act (Beatty) H.R. 2265- Financial Exploitation Prevention Act (Wagner) H.R. 3412- Alleviating Stress Test Burdens to Help Investors Act (Loudermilk) H.R. 3899- Financial Stability Oversight Council Improvement Act (Foster) H.R. 4262- Increasing Investor Opportunities Act (Gonzalez) H.R. 7151- Ensuring Sound Guidance Act (Barr) H.R. 8521- INvestor Democracy is EXpected (INDEX) Act (Huizenga) H.R. 9089- Consumer Financial Choice and Capital Markets Protection Act of 2022 (Williams) H.R. 9408- Mandatory Materiality Requirement Act of 2022 (Huizenga) H.R. 9526- Review the Expansion of Government Act (Kim) H.R. 9527- Putting Investors First Act of 2022 (Steil) H.R. 9570- Improving Disclosure for Investors Act of 2022 (Huizenga) S. 374- Improving Corporate Governance Through Diversity Act of 2021 (Menendez) S. 2684- Consumer Financial Choice and Capital Markets Protection Act of 2021 (Toomey) S. 3948- Increasing Investor Opportunities Act (Daines) S. 4241- INvestor Democracy is EXpected (INDEX) Act (Sullivan) S. 5004- Alleviating Stress Test Burdents to Help Investors Act (Rounds) S. 5005- Mandatory Materiality Requirement Act of 2022 (Rounds) Diverse Investment Advisers Act (draft) Diversity and Inclusion in the Asset Management Industry Processing fees for delivering investment materials SEC data security/Consolidated Audit Trail breach notification SEC money market fund proposal SEC proposed amendments to the fund names rule SEC proposed Investment Adviser and Fund Disclosures about ESG Investment Practices SEC public company climate disclosure proposal SEC open-end fund liquidity rule, swing pricing, and hard close proposal SEC outsourcing by investment advisers proposal
Improving Corporate Governance Through Diversity Act of 2021
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
H.R. 699- Mutual Fund Litigation Reform Act (Emmer) H.R. 1277- Improving Corporate Governance Through Diversity Act of 2021 (Meeks) H.R. 2123- Diversity and Inclusion Data Accountability and Transparency Act (Beatty) H.R. 2265- Financial Exploitation Prevention Act (Wagner) H.R. 3412- Alleviating Stress Test Burdens to Help Investors Act (Loudermilk) H.R. 3899- Financial Stability Oversight Council Improvement Act (Foster) H.R. 4262- Increasing Investor Opportunities Act (Gonzalez) H.R. 8521- INvestor Democracy is EXpected (INDEX) Act (Huizenga) H.R. 9089- Consumer Financial Choice and Capital Markets Protection Act of 2022 (Williams) S. 374- Improving Corporate Governance Through Diversity Act of 2021 (Menendez) S. 2684- Consumer Financial Choice and Capital Markets Protection Act of 2021 (Toomey) S. 3919- Reporting Requirements Reduction Act of 2022 (Tillis) S. 3945- Restoring Shareholder Transparency Act of 2022 (Haggerty) S. 3948- Increasing Investor Opportunities Act (Daines) S. 3961- Access to Small Business Investor Capital Act (Daines) S. 3965- Increasing Access to Adviser Information Act (Moran) S. 4241- INvestor Democracy is EXpected (INDEX) Act (Sullivan) Diverse Investment Advisers Act (draft) Diversity and Inclusion in the Asset Management Industry Improving Disclosure for Investors Act (draft) Processing fees for delivering investment materials Russia Sanctions/Executive Orders SEC data security/Consolidated Audit Trail breach notification SEC money market fund proposal SEC proposed amendments to the Fund Names Rule SEC proposed Investment Adviser and Fund Disclosures about ESG Investment Practices SEC public company climate disclosure proposal
Diversity and Inclusion Data Accountability and Transparency Act of 2021
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
H.R. 699- Mutual Fund Litigation Reform Act (Emmer) H.R. 1277- Improving Corporate Governance Through Diversity Act of 2021 (Meeks) H.R. 2123- Diversity and Inclusion Data Accountability and Transparency Act (Beatty) H.R. 2265- Financial Exploitation Prevention Act (Wagner) H.R. 3412- Alleviating Stress Test Burdens to Help Investors Act (Loudermilk) H.R. 3899- Financial Stability Oversight Council Improvement Act (Foster) H.R. 4262- Increasing Investor Opportunities Act (Gonzalez) H.R. 8521- INvestor Democracy is EXpected (INDEX) Act (Huizenga) H.R. 9089- Consumer Financial Choice and Capital Markets Protection Act of 2022 (Williams) S. 374- Improving Corporate Governance Through Diversity Act of 2021 (Menendez) S. 2684- Consumer Financial Choice and Capital Markets Protection Act of 2021 (Toomey) S. 3919- Reporting Requirements Reduction Act of 2022 (Tillis) S. 3945- Restoring Shareholder Transparency Act of 2022 (Haggerty) S. 3948- Increasing Investor Opportunities Act (Daines) S. 3961- Access to Small Business Investor Capital Act (Daines) S. 3965- Increasing Access to Adviser Information Act (Moran) S. 4241- INvestor Democracy is EXpected (INDEX) Act (Sullivan) Diverse Investment Advisers Act (draft) Diversity and Inclusion in the Asset Management Industry Improving Disclosure for Investors Act (draft) Processing fees for delivering investment materials Russia Sanctions/Executive Orders SEC data security/Consolidated Audit Trail breach notification SEC money market fund proposal SEC proposed amendments to the Fund Names Rule SEC proposed Investment Adviser and Fund Disclosures about ESG Investment Practices SEC public company climate disclosure proposal
Diversity and Inclusion Data Accountability and Transparency Act of 2021
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
H.R. 699- Mutual Fund Litigation Reform Act (Emmer) H.R. 1277- Improving Corporate Governance Through Diversity Act of 2021 (Meeks) H.R. 2123- Diversity and Inclusion Data Accountability and Transparency Act (Beatty) H.R. 2265- Financial Exploitation Prevention Act (Wagner) H.R. 3412- Alleviating Stress Test Burdens to Help Investors Act (Loudermilk) H.R. 3899- Financial Stability Oversight Council Improvement Act (Foster) H.R. 4262- Increasing Investor Opportunities Act (Gonzalez) H.R. 7066- Russia and Belarus Financial Sanctions Act (Sherman) H.R. 7151- Ensuring Sound Guidance Act (Barr) S. 374- Improving Corporate Governance Through Diversity Act of 2021 (Menendez) S. 2684- Consumer Financial Choice and Capital Markets Protection Act of 2021 (Toomey) S. 3919- Reporting Requirements Reduction Act of 2022 (Tillis) S. 3945- Restoring Shareholder Transparency Act of 2022 (Haggerty) S. 3948- Increasing Investor Opportunities Act (Daines) S. 3961- Access to Small Business Investor Capital Act (Daines) S. 3965- Increasing Access to Adviser Information Act (Moran) S. 4241- INvestor Democracy is EXpected (INDEX) Act (Sullivan) Diverse Investment Advisers Act (draft) Diversity and Inclusion in the Asset Management Industry Improving Disclosure for Investors Act (draft) Length of comment period for SEC proposals Processing fees for delivering investment materials Russia Sanctions/Executive Orders SEC data security/Consolidated Audit Trail breach notification SEC money market fund proposal SEC proposed amendments to the Fund Names Rule SEC proposed Investment Adviser and Fund Disclosures about ESG Investment Practices SEC public company climate disclosure proposal
Diversity and Inclusion Data Accountability and Transparency Act of 2021
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
H.R. 699- Mutual Fund Litigation Reform Act (Emmer) H.R. 1277- Improving Corporate Governance Through Diversity Act of 2021 (Meeks) H.R. 2123- Diversity and Inclusion Data Accountability and Transparency Act (Beatty) H.R. 2265- Financial Exploitation Prevention Act (Wagner) H.R. 3412- Alleviating Stress Test Burdens to Help Investors Act (Loudermilk) H.R. 3899- Financial Stability Oversight Council Improvement Act (Foster) H.R. 4262- Increasing Investor Opportunities Act (Gonzalez) H.R. 7151- Ensuring Sound Guidance Act (Barr) H.R. 8521- INvestor Democracy is EXpected (INDEX) Act (Huizenga) H.R. 9089- Consumer Financial Choice and Capital Markets Protection Act of 2022 (Williams) H.R. 9408- Mandatory Materiality Requirement Act of 2022 (Huizenga) H.R. 9526- Review the Expansion of Government Act (Kim) H.R. 9527- Putting Investors First Act of 2022 (Steil) H.R. 9570- Improving Disclosure for Investors Act of 2022 (Huizenga) S. 374- Improving Corporate Governance Through Diversity Act of 2021 (Menendez) S. 2684- Consumer Financial Choice and Capital Markets Protection Act of 2021 (Toomey) S. 3948- Increasing Investor Opportunities Act (Daines) S. 4241- INvestor Democracy is EXpected (INDEX) Act (Sullivan) S. 5004- Alleviating Stress Test Burdents to Help Investors Act (Rounds) S. 5005- Mandatory Materiality Requirement Act of 2022 (Rounds) Diverse Investment Advisers Act (draft) Diversity and Inclusion in the Asset Management Industry Processing fees for delivering investment materials SEC data security/Consolidated Audit Trail breach notification SEC money market fund proposal SEC proposed amendments to the fund names rule SEC proposed Investment Adviser and Fund Disclosures about ESG Investment Practices SEC public company climate disclosure proposal SEC open-end fund liquidity rule, swing pricing, and hard close proposal SEC outsourcing by investment advisers proposal
Diversity and Inclusion Data Accountability and Transparency Act of 2021
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
H.R. 699- Mutual Fund Litigation Reform Act (Emmer) H.R. 1277- Improving Corporate Governance Through Diversity Act of 2021 (Meeks) H.R. 2123- Diversity and Inclusion Data Accountability and Transparency Act (Beatty) H.R. 2265- Financial Exploitation Prevention Act (Wagner) H.R. 3412- Alleviating Stress Test Burdens to Help Investors Act (Loudermilk) H.R. 3899- Financial Stability Oversight Council Improvement Act (Foster) H.R. 4262- Increasing Investor Opportunities Act (Gonzalez) H.R. 4616- Adjustable Interest Rate (LIBOR) Act of 2021 (Sherman) H.R. 4618- Short Sale Transparency and Market Fairness Act (Waters) H.R. 6285- Accelerating Holding Foreign Companies Accountable Act (Sherman) H.R. 7066- Russia and Belarus Financial Sanctions Act (Sherman) H.R. 7151- Ensuring Sound Guidance Act (Barr) S. 374- Improving Corporate Governance Through Diversity Act of 2021 (Menendez) S. 2184- Accelerating Holding Foreign Companies Accountable Act (Kennedy) S. 2684- Consumer Financial Choice and Capital Markets Protection Act of 2021 (Toomey) S. 3779- Adjustable Interest Rate (LIBOR) Act (Tester) S. 3948- Increasing Investor Opportunities Act (Daines) Improving Disclosure for Investors Act (draft) Processing fees for delivering investment materials Consolidated Audit Trail data security/breach notification Diverse Investment Advisers Act (draft) Diversity and Inclusion in the Asset Management Industry ESG Reporting Standards Proxy Voting by Asset Managers Russia Sanctions/Executive Orders SEC public company climate disclosure proposal SEC money market fund proposal Shorten US securities settlement cycle to trade date plus one day
Financial Exploitation Prevention Act of 2021
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
H.R. 699- Mutual Fund Litigation Reform Act (Emmer) H.R. 1277- Improving Corporate Governance Through Diversity Act of 2021 (Meeks) H.R. 2123- Diversity and Inclusion Data Accountability and Transparency Act (Beatty) H.R. 2265- Financial Exploitation Prevention Act (Wagner) H.R. 3412- Alleviating Stress Test Burdens to Help Investors Act (Loudermilk) H.R. 3899- Financial Stability Oversight Council Improvement Act (Foster) H.R. 4262- Increasing Investor Opportunities Act (Gonzalez) H.R. 7066- Russia and Belarus Financial Sanctions Act (Sherman) H.R. 7151- Ensuring Sound Guidance Act (Barr) S. 374- Improving Corporate Governance Through Diversity Act of 2021 (Menendez) S. 2684- Consumer Financial Choice and Capital Markets Protection Act of 2021 (Toomey) S. 3919- Reporting Requirements Reduction Act of 2022 (Tillis) S. 3945- Restoring Shareholder Transparency Act of 2022 (Haggerty) S. 3948- Increasing Investor Opportunities Act (Daines) S. 3961- Access to Small Business Investor Capital Act (Daines) S. 3965- Increasing Access to Adviser Information Act (Moran) S. 4241- INvestor Democracy is EXpected (INDEX) Act (Sullivan) Diverse Investment Advisers Act (draft) Diversity and Inclusion in the Asset Management Industry Improving Disclosure for Investors Act (draft) Length of comment period for SEC proposals Processing fees for delivering investment materials Russia Sanctions/Executive Orders SEC data security/Consolidated Audit Trail breach notification SEC money market fund proposal SEC proposed amendments to the Fund Names Rule SEC proposed Investment Adviser and Fund Disclosures about ESG Investment Practices SEC public company climate disclosure proposal
Financial Exploitation Prevention Act of 2021
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
H.R. 699- Mutual Fund Litigation Reform Act (Emmer) H.R. 1277- Improving Corporate Governance Through Diversity Act of 2021 (Meeks) H.R. 2123- Diversity and Inclusion Data Accountability and Transparency Act (Beatty) H.R. 2265- Financial Exploitation Prevention Act (Wagner) H.R. 3412- Alleviating Stress Test Burdens to Help Investors Act (Loudermilk) H.R. 3899- Financial Stability Oversight Council Improvement Act (Foster) H.R. 4262- Increasing Investor Opportunities Act (Gonzalez) H.R. 8521- INvestor Democracy is EXpected (INDEX) Act (Huizenga) H.R. 9089- Consumer Financial Choice and Capital Markets Protection Act of 2022 (Williams) S. 374- Improving Corporate Governance Through Diversity Act of 2021 (Menendez) S. 2684- Consumer Financial Choice and Capital Markets Protection Act of 2021 (Toomey) S. 3919- Reporting Requirements Reduction Act of 2022 (Tillis) S. 3945- Restoring Shareholder Transparency Act of 2022 (Haggerty) S. 3948- Increasing Investor Opportunities Act (Daines) S. 3961- Access to Small Business Investor Capital Act (Daines) S. 3965- Increasing Access to Adviser Information Act (Moran) S. 4241- INvestor Democracy is EXpected (INDEX) Act (Sullivan) Diverse Investment Advisers Act (draft) Diversity and Inclusion in the Asset Management Industry Improving Disclosure for Investors Act (draft) Processing fees for delivering investment materials Russia Sanctions/Executive Orders SEC data security/Consolidated Audit Trail breach notification SEC money market fund proposal SEC proposed amendments to the Fund Names Rule SEC proposed Investment Adviser and Fund Disclosures about ESG Investment Practices SEC public company climate disclosure proposal
Financial Exploitation Prevention Act of 2021
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
H.R. 699- Mutual Fund Litigation Reform Act (Emmer) H.R. 1277- Improving Corporate Governance Through Diversity Act of 2021 (Meeks) H.R. 2123- Diversity and Inclusion Data Accountability and Transparency Act (Beatty) H.R. 2265- Financial Exploitation Prevention Act (Wagner) H.R. 3412- Alleviating Stress Test Burdens to Help Investors Act (Loudermilk) H.R. 3899- Financial Stability Oversight Council Improvement Act (Foster) H.R. 4262- Increasing Investor Opportunities Act (Gonzalez) H.R. 4616- Adjustable Interest Rate (LIBOR) Act of 2021 (Sherman) H.R. 4618- Short Sale Transparency and Market Fairness Act (Waters) H.R. 6285- Accelerating Holding Foreign Companies Accountable Act (Sherman) H.R. 7066- Russia and Belarus Financial Sanctions Act (Sherman) H.R. 7151- Ensuring Sound Guidance Act (Barr) S. 374- Improving Corporate Governance Through Diversity Act of 2021 (Menendez) S. 2184- Accelerating Holding Foreign Companies Accountable Act (Kennedy) S. 2684- Consumer Financial Choice and Capital Markets Protection Act of 2021 (Toomey) S. 3779- Adjustable Interest Rate (LIBOR) Act (Tester) S. 3948- Increasing Investor Opportunities Act (Daines) Improving Disclosure for Investors Act (draft) Processing fees for delivering investment materials Consolidated Audit Trail data security/breach notification Diverse Investment Advisers Act (draft) Diversity and Inclusion in the Asset Management Industry ESG Reporting Standards Proxy Voting by Asset Managers Russia Sanctions/Executive Orders SEC public company climate disclosure proposal SEC money market fund proposal Shorten US securities settlement cycle to trade date plus one day
Financial Exploitation Prevention Act of 2021
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
H.R. 699- Mutual Fund Litigation Reform Act (Emmer) H.R. 1277- Improving Corporate Governance Through Diversity Act of 2021 (Meeks) H.R. 2123- Diversity and Inclusion Data Accountability and Transparency Act (Beatty) H.R. 2265- Financial Exploitation Prevention Act (Wagner) H.R. 3412- Alleviating Stress Test Burdens to Help Investors Act (Loudermilk) H.R. 3899- Financial Stability Oversight Council Improvement Act (Foster) H.R. 4262- Increasing Investor Opportunities Act (Gonzalez) H.R. 7151- Ensuring Sound Guidance Act (Barr) H.R. 8521- INvestor Democracy is EXpected (INDEX) Act (Huizenga) H.R. 9089- Consumer Financial Choice and Capital Markets Protection Act of 2022 (Williams) H.R. 9408- Mandatory Materiality Requirement Act of 2022 (Huizenga) H.R. 9526- Review the Expansion of Government Act (Kim) H.R. 9527- Putting Investors First Act of 2022 (Steil) H.R. 9570- Improving Disclosure for Investors Act of 2022 (Huizenga) S. 374- Improving Corporate Governance Through Diversity Act of 2021 (Menendez) S. 2684- Consumer Financial Choice and Capital Markets Protection Act of 2021 (Toomey) S. 3948- Increasing Investor Opportunities Act (Daines) S. 4241- INvestor Democracy is EXpected (INDEX) Act (Sullivan) S. 5004- Alleviating Stress Test Burdents to Help Investors Act (Rounds) S. 5005- Mandatory Materiality Requirement Act of 2022 (Rounds) Diverse Investment Advisers Act (draft) Diversity and Inclusion in the Asset Management Industry Processing fees for delivering investment materials SEC data security/Consolidated Audit Trail breach notification SEC money market fund proposal SEC proposed amendments to the fund names rule SEC proposed Investment Adviser and Fund Disclosures about ESG Investment Practices SEC public company climate disclosure proposal SEC open-end fund liquidity rule, swing pricing, and hard close proposal SEC outsourcing by investment advisers proposal
Consolidated Appropriations Act, 2022
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
FY 2023 Financial Services and General Government Appropriations H.R. 2471- FY 2022 Consolidated Appropriations Act
Consolidated Appropriations Act, 2023
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
H.R. 2617- SECURE 2.0 Act of 2022 H.R. 9462- Retirement Savings for Americans Act of 2022 (Sewell) S. 2621- Modernization of Derivatives Tax Act of 2021 (Wyden) S. 5271- Retirement Savings for Americans Act of 2022 (Hickenlooper) Allow 403(b) plans to invest in collective investment trusts Auto-IRA/Plan Requirement Capital gains and dividends taxation Certifications of US Tax Residency Excise tax on corporate stock buybacks IRC section 852(b)(6) IRS Permanent Relief for Remote Witnessing Procedures Related Parties Wash Sale Rule Tax deferral of retirement contributions
Securing a Strong Retirement Act of 2021
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
H.R. 2954- Securing a Strong Retirement Act of 2021 (Neal) H.R. 3142- Tax Parity for US Mutual Funds Act (Davis) S. 1770- Retirement Security and Savings Act of 2021 (Cardin) S. 1870- Enhancing Emergency and Retirement Savings Act of 2021 (Lankford) S. 2621- Modernization of Derivatives Tax Act (Wyden) Excise tax on corporate stock buybacks IRC section 852(b)(6) Auto-IRA/Plan Requirement Limits on large IRA balances Capital gains and dividends taxation Related Parties Wash Sale Rule Tax deferral of retirement contributions Certifications of US Tax Residency
Securing a Strong Retirement Act of 2021
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
H.R. 2954- Securing a Strong Retirement Act of 2022 (Neal) S. 1770- Retirement Security and Savings Act of 2021 (Cardin) S. 2621- Modernization of Derivatives Tax Act of 2021 (Wyden) Allow rollovers from 529 programs to Roth IRAs Allow 403(b) plans to invest in collective investment trusts Auto-IRA/Plan Requirement Capital gains and dividends taxation Certifications of US Tax Residency Corporate stock buybacks Emergency savings accounts Enhancing American Retirement Now (EARN) Act (Wyden) IRC section 852(b)(6) Limits on large IRA balances Related Parties Wash Sale Rule Tax deferral of retirement contributions
Securing a Strong Retirement Act of 2021
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
H.R. 2954- Securing a Strong Retirement Act of 2022 (Neal) H.R. 5376- Inflation Reduction Act of 2022 S. 2621- Modernization of Derivatives Tax Act of 2021 (Wyden) S. 4808- Enhancing American Retirement Now (EARN) Act (Wyden) Allow 403(b) plans to invest in collective investment trusts Allow rollovers from 529 programs to Roth IRAs Auto-IRA/Plan Requirement Capital gains and dividends taxation Certifications of US Tax Residency Emergency savings accounts Excise tax on corporate stock buybacks IRC section 852(b)(6) Limits on large IRA balances Related Parties Wash Sale Rule Tax deferral of retirement contributions
Tax Parity for U.S. Mutual Funds Act of 2021
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
H.R. 2954- Securing a Strong Retirement Act of 2021 (Neal) H.R. 3142- Tax Parity for US Mutual Funds Act (Davis) S. 1770- Retirement Security and Savings Act of 2021 (Cardin) S. 1870- Enhancing Emergency and Retirement Savings Act of 2021 (Lankford) S. 2621- Modernization of Derivatives Tax Act (Wyden) Excise tax on corporate stock buybacks IRC section 852(b)(6) Auto-IRA/Plan Requirement Limits on large IRA balances Capital gains and dividends taxation Related Parties Wash Sale Rule Tax deferral of retirement contributions Certifications of US Tax Residency
Alleviating Stress Test Burdens To Help Investors Act
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
H.R. 699- Mutual Fund Litigation Reform Act (Emmer) H.R. 1277- Improving Corporate Governance Through Diversity Act of 2021 (Meeks) H.R. 2123- Diversity and Inclusion Data Accountability and Transparency Act (Beatty) H.R. 2265- Financial Exploitation Prevention Act (Wagner) H.R. 3412- Alleviating Stress Test Burdens to Help Investors Act (Loudermilk) H.R. 3899- Financial Stability Oversight Council Improvement Act (Foster) H.R. 4262- Increasing Investor Opportunities Act (Gonzalez) H.R. 4616- Adjustable Interest Rate (LIBOR) Act of 2021 (Sherman) H.R. 4618- Short Sale Transparency and Market Fairness Act (Waters) H.R. 6285- Accelerating Holding Foreign Companies Accountable Act (Sherman) H.R. 7066- Russia and Belarus Financial Sanctions Act (Sherman) H.R. 7151- Ensuring Sound Guidance Act (Barr) S. 374- Improving Corporate Governance Through Diversity Act of 2021 (Menendez) S. 2184- Accelerating Holding Foreign Companies Accountable Act (Kennedy) S. 2684- Consumer Financial Choice and Capital Markets Protection Act of 2021 (Toomey) S. 3779- Adjustable Interest Rate (LIBOR) Act (Tester) S. 3948- Increasing Investor Opportunities Act (Daines) Improving Disclosure for Investors Act (draft) Processing fees for delivering investment materials Consolidated Audit Trail data security/breach notification Diverse Investment Advisers Act (draft) Diversity and Inclusion in the Asset Management Industry ESG Reporting Standards Proxy Voting by Asset Managers Russia Sanctions/Executive Orders SEC public company climate disclosure proposal SEC money market fund proposal Shorten US securities settlement cycle to trade date plus one day
Alleviating Stress Test Burdens To Help Investors Act
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
H.R. 699- Mutual Fund Litigation Reform Act (Emmer) H.R. 1277- Improving Corporate Governance Through Diversity Act of 2021 (Meeks) H.R. 2123- Diversity and Inclusion Data Accountability and Transparency Act (Beatty) H.R. 2265- Financial Exploitation Prevention Act (Wagner) H.R. 3412- Alleviating Stress Test Burdens to Help Investors Act (Loudermilk) H.R. 3899- Financial Stability Oversight Council Improvement Act (Foster) H.R. 4262- Increasing Investor Opportunities Act (Gonzalez) H.R. 7066- Russia and Belarus Financial Sanctions Act (Sherman) H.R. 7151- Ensuring Sound Guidance Act (Barr) S. 374- Improving Corporate Governance Through Diversity Act of 2021 (Menendez) S. 2684- Consumer Financial Choice and Capital Markets Protection Act of 2021 (Toomey) S. 3919- Reporting Requirements Reduction Act of 2022 (Tillis) S. 3945- Restoring Shareholder Transparency Act of 2022 (Haggerty) S. 3948- Increasing Investor Opportunities Act (Daines) S. 3961- Access to Small Business Investor Capital Act (Daines) S. 3965- Increasing Access to Adviser Information Act (Moran) S. 4241- INvestor Democracy is EXpected (INDEX) Act (Sullivan) Diverse Investment Advisers Act (draft) Diversity and Inclusion in the Asset Management Industry Improving Disclosure for Investors Act (draft) Length of comment period for SEC proposals Processing fees for delivering investment materials Russia Sanctions/Executive Orders SEC data security/Consolidated Audit Trail breach notification SEC money market fund proposal SEC proposed amendments to the Fund Names Rule SEC proposed Investment Adviser and Fund Disclosures about ESG Investment Practices SEC public company climate disclosure proposal
Alleviating Stress Test Burdens To Help Investors Act
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
H.R. 699- Mutual Fund Litigation Reform Act (Emmer) H.R. 1277- Improving Corporate Governance Through Diversity Act of 2021 (Meeks) H.R. 2123- Diversity and Inclusion Data Accountability and Transparency Act (Beatty) H.R. 2265- Financial Exploitation Prevention Act (Wagner) H.R. 3412- Alleviating Stress Test Burdens to Help Investors Act (Loudermilk) H.R. 3899- Financial Stability Oversight Council Improvement Act (Foster) H.R. 4262- Increasing Investor Opportunities Act (Gonzalez) H.R. 8521- INvestor Democracy is EXpected (INDEX) Act (Huizenga) H.R. 9089- Consumer Financial Choice and Capital Markets Protection Act of 2022 (Williams) S. 374- Improving Corporate Governance Through Diversity Act of 2021 (Menendez) S. 2684- Consumer Financial Choice and Capital Markets Protection Act of 2021 (Toomey) S. 3919- Reporting Requirements Reduction Act of 2022 (Tillis) S. 3945- Restoring Shareholder Transparency Act of 2022 (Haggerty) S. 3948- Increasing Investor Opportunities Act (Daines) S. 3961- Access to Small Business Investor Capital Act (Daines) S. 3965- Increasing Access to Adviser Information Act (Moran) S. 4241- INvestor Democracy is EXpected (INDEX) Act (Sullivan) Diverse Investment Advisers Act (draft) Diversity and Inclusion in the Asset Management Industry Improving Disclosure for Investors Act (draft) Processing fees for delivering investment materials Russia Sanctions/Executive Orders SEC data security/Consolidated Audit Trail breach notification SEC money market fund proposal SEC proposed amendments to the Fund Names Rule SEC proposed Investment Adviser and Fund Disclosures about ESG Investment Practices SEC public company climate disclosure proposal
Alleviating Stress Test Burdens To Help Investors Act
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
H.R. 699- Mutual Fund Litigation Reform Act (Emmer) H.R. 1277- Improving Corporate Governance Through Diversity Act of 2021 (Meeks) H.R. 2123- Diversity and Inclusion Data Accountability and Transparency Act (Beatty) H.R. 2265- Financial Exploitation Prevention Act (Wagner) H.R. 3412- Alleviating Stress Test Burdens to Help Investors Act (Loudermilk) H.R. 3899- Financial Stability Oversight Council Improvement Act (Foster) H.R. 4262- Increasing Investor Opportunities Act (Gonzalez) H.R. 7151- Ensuring Sound Guidance Act (Barr) H.R. 8521- INvestor Democracy is EXpected (INDEX) Act (Huizenga) H.R. 9089- Consumer Financial Choice and Capital Markets Protection Act of 2022 (Williams) H.R. 9408- Mandatory Materiality Requirement Act of 2022 (Huizenga) H.R. 9526- Review the Expansion of Government Act (Kim) H.R. 9527- Putting Investors First Act of 2022 (Steil) H.R. 9570- Improving Disclosure for Investors Act of 2022 (Huizenga) S. 374- Improving Corporate Governance Through Diversity Act of 2021 (Menendez) S. 2684- Consumer Financial Choice and Capital Markets Protection Act of 2021 (Toomey) S. 3948- Increasing Investor Opportunities Act (Daines) S. 4241- INvestor Democracy is EXpected (INDEX) Act (Sullivan) S. 5004- Alleviating Stress Test Burdents to Help Investors Act (Rounds) S. 5005- Mandatory Materiality Requirement Act of 2022 (Rounds) Diverse Investment Advisers Act (draft) Diversity and Inclusion in the Asset Management Industry Processing fees for delivering investment materials SEC data security/Consolidated Audit Trail breach notification SEC money market fund proposal SEC proposed amendments to the fund names rule SEC proposed Investment Adviser and Fund Disclosures about ESG Investment Practices SEC public company climate disclosure proposal SEC open-end fund liquidity rule, swing pricing, and hard close proposal SEC outsourcing by investment advisers proposal
Financial Stability Oversight Council Improvement Act of 2021
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
H.R. 699- Mutual Fund Litigation Reform Act (Emmer) H.R. 1277- Improving Corporate Governance Through Diversity Act of 2021 (Meeks) H.R. 2123- Diversity and Inclusion Data Accountability and Transparency Act (Beatty) H.R. 2265- Financial Exploitation Prevention Act (Wagner) H.R. 3412- Alleviating Stress Test Burdens to Help Investors Act (Loudermilk) H.R. 3899- Financial Stability Oversight Council Improvement Act (Foster) H.R. 4262- Increasing Investor Opportunities Act (Gonzalez) H.R. 4616- Adjustable Interest Rate (LIBOR) Act of 2021 (Sherman) H.R. 4618- Short Sale Transparency and Market Fairness Act (Waters) H.R. 6285- Accelerating Holding Foreign Companies Accountable Act (Sherman) H.R. 7066- Russia and Belarus Financial Sanctions Act (Sherman) H.R. 7151- Ensuring Sound Guidance Act (Barr) S. 374- Improving Corporate Governance Through Diversity Act of 2021 (Menendez) S. 2184- Accelerating Holding Foreign Companies Accountable Act (Kennedy) S. 2684- Consumer Financial Choice and Capital Markets Protection Act of 2021 (Toomey) S. 3779- Adjustable Interest Rate (LIBOR) Act (Tester) S. 3948- Increasing Investor Opportunities Act (Daines) Improving Disclosure for Investors Act (draft) Processing fees for delivering investment materials Consolidated Audit Trail data security/breach notification Diverse Investment Advisers Act (draft) Diversity and Inclusion in the Asset Management Industry ESG Reporting Standards Proxy Voting by Asset Managers Russia Sanctions/Executive Orders SEC public company climate disclosure proposal SEC money market fund proposal Shorten US securities settlement cycle to trade date plus one day
Financial Stability Oversight Council Improvement Act of 2021
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
H.R. 699- Mutual Fund Litigation Reform Act (Emmer) H.R. 1277- Improving Corporate Governance Through Diversity Act of 2021 (Meeks) H.R. 2123- Diversity and Inclusion Data Accountability and Transparency Act (Beatty) H.R. 2265- Financial Exploitation Prevention Act (Wagner) H.R. 3412- Alleviating Stress Test Burdens to Help Investors Act (Loudermilk) H.R. 3899- Financial Stability Oversight Council Improvement Act (Foster) H.R. 4262- Increasing Investor Opportunities Act (Gonzalez) H.R. 7066- Russia and Belarus Financial Sanctions Act (Sherman) H.R. 7151- Ensuring Sound Guidance Act (Barr) S. 374- Improving Corporate Governance Through Diversity Act of 2021 (Menendez) S. 2684- Consumer Financial Choice and Capital Markets Protection Act of 2021 (Toomey) S. 3919- Reporting Requirements Reduction Act of 2022 (Tillis) S. 3945- Restoring Shareholder Transparency Act of 2022 (Haggerty) S. 3948- Increasing Investor Opportunities Act (Daines) S. 3961- Access to Small Business Investor Capital Act (Daines) S. 3965- Increasing Access to Adviser Information Act (Moran) S. 4241- INvestor Democracy is EXpected (INDEX) Act (Sullivan) Diverse Investment Advisers Act (draft) Diversity and Inclusion in the Asset Management Industry Improving Disclosure for Investors Act (draft) Length of comment period for SEC proposals Processing fees for delivering investment materials Russia Sanctions/Executive Orders SEC data security/Consolidated Audit Trail breach notification SEC money market fund proposal SEC proposed amendments to the Fund Names Rule SEC proposed Investment Adviser and Fund Disclosures about ESG Investment Practices SEC public company climate disclosure proposal
Financial Stability Oversight Council Improvement Act of 2021
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
H.R. 699- Mutual Fund Litigation Reform Act (Emmer) H.R. 1277- Improving Corporate Governance Through Diversity Act of 2021 (Meeks) H.R. 2123- Diversity and Inclusion Data Accountability and Transparency Act (Beatty) H.R. 2265- Financial Exploitation Prevention Act (Wagner) H.R. 3412- Alleviating Stress Test Burdens to Help Investors Act (Loudermilk) H.R. 3899- Financial Stability Oversight Council Improvement Act (Foster) H.R. 4262- Increasing Investor Opportunities Act (Gonzalez) H.R. 8521- INvestor Democracy is EXpected (INDEX) Act (Huizenga) H.R. 9089- Consumer Financial Choice and Capital Markets Protection Act of 2022 (Williams) S. 374- Improving Corporate Governance Through Diversity Act of 2021 (Menendez) S. 2684- Consumer Financial Choice and Capital Markets Protection Act of 2021 (Toomey) S. 3919- Reporting Requirements Reduction Act of 2022 (Tillis) S. 3945- Restoring Shareholder Transparency Act of 2022 (Haggerty) S. 3948- Increasing Investor Opportunities Act (Daines) S. 3961- Access to Small Business Investor Capital Act (Daines) S. 3965- Increasing Access to Adviser Information Act (Moran) S. 4241- INvestor Democracy is EXpected (INDEX) Act (Sullivan) Diverse Investment Advisers Act (draft) Diversity and Inclusion in the Asset Management Industry Improving Disclosure for Investors Act (draft) Processing fees for delivering investment materials Russia Sanctions/Executive Orders SEC data security/Consolidated Audit Trail breach notification SEC money market fund proposal SEC proposed amendments to the Fund Names Rule SEC proposed Investment Adviser and Fund Disclosures about ESG Investment Practices SEC public company climate disclosure proposal
Financial Stability Oversight Council Improvement Act of 2021
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
H.R. 699- Mutual Fund Litigation Reform Act (Emmer) H.R. 1277- Improving Corporate Governance Through Diversity Act of 2021 (Meeks) H.R. 2123- Diversity and Inclusion Data Accountability and Transparency Act (Beatty) H.R. 2265- Financial Exploitation Prevention Act (Wagner) H.R. 3412- Alleviating Stress Test Burdens to Help Investors Act (Loudermilk) H.R. 3899- Financial Stability Oversight Council Improvement Act (Foster) H.R. 4262- Increasing Investor Opportunities Act (Gonzalez) H.R. 7151- Ensuring Sound Guidance Act (Barr) H.R. 8521- INvestor Democracy is EXpected (INDEX) Act (Huizenga) H.R. 9089- Consumer Financial Choice and Capital Markets Protection Act of 2022 (Williams) H.R. 9408- Mandatory Materiality Requirement Act of 2022 (Huizenga) H.R. 9526- Review the Expansion of Government Act (Kim) H.R. 9527- Putting Investors First Act of 2022 (Steil) H.R. 9570- Improving Disclosure for Investors Act of 2022 (Huizenga) S. 374- Improving Corporate Governance Through Diversity Act of 2021 (Menendez) S. 2684- Consumer Financial Choice and Capital Markets Protection Act of 2021 (Toomey) S. 3948- Increasing Investor Opportunities Act (Daines) S. 4241- INvestor Democracy is EXpected (INDEX) Act (Sullivan) S. 5004- Alleviating Stress Test Burdents to Help Investors Act (Rounds) S. 5005- Mandatory Materiality Requirement Act of 2022 (Rounds) Diverse Investment Advisers Act (draft) Diversity and Inclusion in the Asset Management Industry Processing fees for delivering investment materials SEC data security/Consolidated Audit Trail breach notification SEC money market fund proposal SEC proposed amendments to the fund names rule SEC proposed Investment Adviser and Fund Disclosures about ESG Investment Practices SEC public company climate disclosure proposal SEC open-end fund liquidity rule, swing pricing, and hard close proposal SEC outsourcing by investment advisers proposal
Increasing Investor Opportunities Act
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
H.R. 699- Mutual Fund Litigation Reform Act (Emmer) H.R. 1277- Improving Corporate Governance Through Diversity Act of 2021 (Meeks) H.R. 2123- Diversity and Inclusion Data Accountability and Transparency Act (Beatty) H.R. 2265- Financial Exploitation Prevention Act (Wagner) H.R. 3412- Alleviating Stress Test Burdens to Help Investors Act (Loudermilk) H.R. 3899- Financial Stability Oversight Council Improvement Act (Foster) H.R. 4262- Increasing Investor Opportunities Act (Gonzalez) H.R. 4616- Adjustable Interest Rate (LIBOR) Act of 2021 (Sherman) H.R. 4618- Short Sale Transparency and Market Fairness Act (Waters) H.R. 6285- Accelerating Holding Foreign Companies Accountable Act (Sherman) H.R. 7066- Russia and Belarus Financial Sanctions Act (Sherman) H.R. 7151- Ensuring Sound Guidance Act (Barr) S. 374- Improving Corporate Governance Through Diversity Act of 2021 (Menendez) S. 2184- Accelerating Holding Foreign Companies Accountable Act (Kennedy) S. 2684- Consumer Financial Choice and Capital Markets Protection Act of 2021 (Toomey) S. 3779- Adjustable Interest Rate (LIBOR) Act (Tester) S. 3948- Increasing Investor Opportunities Act (Daines) Improving Disclosure for Investors Act (draft) Processing fees for delivering investment materials Consolidated Audit Trail data security/breach notification Diverse Investment Advisers Act (draft) Diversity and Inclusion in the Asset Management Industry ESG Reporting Standards Proxy Voting by Asset Managers Russia Sanctions/Executive Orders SEC public company climate disclosure proposal SEC money market fund proposal Shorten US securities settlement cycle to trade date plus one day
Increasing Investor Opportunities Act
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
H.R. 699- Mutual Fund Litigation Reform Act (Emmer) H.R. 1277- Improving Corporate Governance Through Diversity Act of 2021 (Meeks) H.R. 2123- Diversity and Inclusion Data Accountability and Transparency Act (Beatty) H.R. 2265- Financial Exploitation Prevention Act (Wagner) H.R. 3412- Alleviating Stress Test Burdens to Help Investors Act (Loudermilk) H.R. 3899- Financial Stability Oversight Council Improvement Act (Foster) H.R. 4262- Increasing Investor Opportunities Act (Gonzalez) H.R. 7151- Ensuring Sound Guidance Act (Barr) H.R. 8521- INvestor Democracy is EXpected (INDEX) Act (Huizenga) H.R. 9089- Consumer Financial Choice and Capital Markets Protection Act of 2022 (Williams) H.R. 9408- Mandatory Materiality Requirement Act of 2022 (Huizenga) H.R. 9526- Review the Expansion of Government Act (Kim) H.R. 9527- Putting Investors First Act of 2022 (Steil) H.R. 9570- Improving Disclosure for Investors Act of 2022 (Huizenga) S. 374- Improving Corporate Governance Through Diversity Act of 2021 (Menendez) S. 2684- Consumer Financial Choice and Capital Markets Protection Act of 2021 (Toomey) S. 3948- Increasing Investor Opportunities Act (Daines) S. 4241- INvestor Democracy is EXpected (INDEX) Act (Sullivan) S. 5004- Alleviating Stress Test Burdents to Help Investors Act (Rounds) S. 5005- Mandatory Materiality Requirement Act of 2022 (Rounds) Diverse Investment Advisers Act (draft) Diversity and Inclusion in the Asset Management Industry Processing fees for delivering investment materials SEC data security/Consolidated Audit Trail breach notification SEC money market fund proposal SEC proposed amendments to the fund names rule SEC proposed Investment Adviser and Fund Disclosures about ESG Investment Practices SEC public company climate disclosure proposal SEC open-end fund liquidity rule, swing pricing, and hard close proposal SEC outsourcing by investment advisers proposal
Increasing Investor Opportunities Act
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
H.R. 699- Mutual Fund Litigation Reform Act (Emmer) H.R. 1277- Improving Corporate Governance Through Diversity Act of 2021 (Meeks) H.R. 2123- Diversity and Inclusion Data Accountability and Transparency Act (Beatty) H.R. 2265- Financial Exploitation Prevention Act (Wagner) H.R. 3412- Alleviating Stress Test Burdens to Help Investors Act (Loudermilk) H.R. 3899- Financial Stability Oversight Council Improvement Act (Foster) H.R. 4262- Increasing Investor Opportunities Act (Gonzalez) H.R. 8521- INvestor Democracy is EXpected (INDEX) Act (Huizenga) H.R. 9089- Consumer Financial Choice and Capital Markets Protection Act of 2022 (Williams) S. 374- Improving Corporate Governance Through Diversity Act of 2021 (Menendez) S. 2684- Consumer Financial Choice and Capital Markets Protection Act of 2021 (Toomey) S. 3919- Reporting Requirements Reduction Act of 2022 (Tillis) S. 3945- Restoring Shareholder Transparency Act of 2022 (Haggerty) S. 3948- Increasing Investor Opportunities Act (Daines) S. 3961- Access to Small Business Investor Capital Act (Daines) S. 3965- Increasing Access to Adviser Information Act (Moran) S. 4241- INvestor Democracy is EXpected (INDEX) Act (Sullivan) Diverse Investment Advisers Act (draft) Diversity and Inclusion in the Asset Management Industry Improving Disclosure for Investors Act (draft) Processing fees for delivering investment materials Russia Sanctions/Executive Orders SEC data security/Consolidated Audit Trail breach notification SEC money market fund proposal SEC proposed amendments to the Fund Names Rule SEC proposed Investment Adviser and Fund Disclosures about ESG Investment Practices SEC public company climate disclosure proposal
Increasing Investor Opportunities Act
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
H.R. 699- Mutual Fund Litigation Reform Act (Emmer) H.R. 1277- Improving Corporate Governance Through Diversity Act of 2021 (Meeks) H.R. 2123- Diversity and Inclusion Data Accountability and Transparency Act (Beatty) H.R. 2265- Financial Exploitation Prevention Act (Wagner) H.R. 3412- Alleviating Stress Test Burdens to Help Investors Act (Loudermilk) H.R. 3899- Financial Stability Oversight Council Improvement Act (Foster) H.R. 4262- Increasing Investor Opportunities Act (Gonzalez) H.R. 7066- Russia and Belarus Financial Sanctions Act (Sherman) H.R. 7151- Ensuring Sound Guidance Act (Barr) S. 374- Improving Corporate Governance Through Diversity Act of 2021 (Menendez) S. 2684- Consumer Financial Choice and Capital Markets Protection Act of 2021 (Toomey) S. 3919- Reporting Requirements Reduction Act of 2022 (Tillis) S. 3945- Restoring Shareholder Transparency Act of 2022 (Haggerty) S. 3948- Increasing Investor Opportunities Act (Daines) S. 3961- Access to Small Business Investor Capital Act (Daines) S. 3965- Increasing Access to Adviser Information Act (Moran) S. 4241- INvestor Democracy is EXpected (INDEX) Act (Sullivan) Diverse Investment Advisers Act (draft) Diversity and Inclusion in the Asset Management Industry Improving Disclosure for Investors Act (draft) Length of comment period for SEC proposals Processing fees for delivering investment materials Russia Sanctions/Executive Orders SEC data security/Consolidated Audit Trail breach notification SEC money market fund proposal SEC proposed amendments to the Fund Names Rule SEC proposed Investment Adviser and Fund Disclosures about ESG Investment Practices SEC public company climate disclosure proposal
Adjustable Interest Rate (LIBOR) Act of 2021
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
H.R. 699- Mutual Fund Litigation Reform Act (Emmer) H.R. 1277- Improving Corporate Governance Through Diversity Act of 2021 (Meeks) H.R. 2123- Diversity and Inclusion Data Accountability and Transparency Act (Beatty) H.R. 2265- Financial Exploitation Prevention Act (Wagner) H.R. 3412- Alleviating Stress Test Burdens to Help Investors Act (Loudermilk) H.R. 3899- Financial Stability Oversight Council Improvement Act (Foster) H.R. 4262- Increasing Investor Opportunities Act (Gonzalez) H.R. 4616- Adjustable Interest Rate (LIBOR) Act of 2021 (Sherman) H.R. 4618- Short Sale Transparency and Market Fairness Act (Waters) H.R. 6285- Accelerating Holding Foreign Companies Accountable Act (Sherman) H.R. 7066- Russia and Belarus Financial Sanctions Act (Sherman) H.R. 7151- Ensuring Sound Guidance Act (Barr) S. 374- Improving Corporate Governance Through Diversity Act of 2021 (Menendez) S. 2184- Accelerating Holding Foreign Companies Accountable Act (Kennedy) S. 2684- Consumer Financial Choice and Capital Markets Protection Act of 2021 (Toomey) S. 3779- Adjustable Interest Rate (LIBOR) Act (Tester) S. 3948- Increasing Investor Opportunities Act (Daines) Improving Disclosure for Investors Act (draft) Processing fees for delivering investment materials Consolidated Audit Trail data security/breach notification Diverse Investment Advisers Act (draft) Diversity and Inclusion in the Asset Management Industry ESG Reporting Standards Proxy Voting by Asset Managers Russia Sanctions/Executive Orders SEC public company climate disclosure proposal SEC money market fund proposal Shorten US securities settlement cycle to trade date plus one day
Short Sale Transparency and Market Fairness Act
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
H.R. 699- Mutual Fund Litigation Reform Act (Emmer) H.R. 1277- Improving Corporate Governance Through Diversity Act of 2021 (Meeks) H.R. 2123- Diversity and Inclusion Data Accountability and Transparency Act (Beatty) H.R. 2265- Financial Exploitation Prevention Act (Wagner) H.R. 3412- Alleviating Stress Test Burdens to Help Investors Act (Loudermilk) H.R. 3899- Financial Stability Oversight Council Improvement Act (Foster) H.R. 4262- Increasing Investor Opportunities Act (Gonzalez) H.R. 4616- Adjustable Interest Rate (LIBOR) Act of 2021 (Sherman) H.R. 4618- Short Sale Transparency and Market Fairness Act (Waters) H.R. 6285- Accelerating Holding Foreign Companies Accountable Act (Sherman) H.R. 7066- Russia and Belarus Financial Sanctions Act (Sherman) H.R. 7151- Ensuring Sound Guidance Act (Barr) S. 374- Improving Corporate Governance Through Diversity Act of 2021 (Menendez) S. 2184- Accelerating Holding Foreign Companies Accountable Act (Kennedy) S. 2684- Consumer Financial Choice and Capital Markets Protection Act of 2021 (Toomey) S. 3779- Adjustable Interest Rate (LIBOR) Act (Tester) S. 3948- Increasing Investor Opportunities Act (Daines) Improving Disclosure for Investors Act (draft) Processing fees for delivering investment materials Consolidated Audit Trail data security/breach notification Diverse Investment Advisers Act (draft) Diversity and Inclusion in the Asset Management Industry ESG Reporting Standards Proxy Voting by Asset Managers Russia Sanctions/Executive Orders SEC public company climate disclosure proposal SEC money market fund proposal Shorten US securities settlement cycle to trade date plus one day
Inflation Reduction Act of 2022
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
H.R. 2954- Securing a Strong Retirement Act of 2022 (Neal) H.R. 5376- Inflation Reduction Act of 2022 S. 2621- Modernization of Derivatives Tax Act of 2021 (Wyden) S. 4808- Enhancing American Retirement Now (EARN) Act (Wyden) Allow 403(b) plans to invest in collective investment trusts Allow rollovers from 529 programs to Roth IRAs Auto-IRA/Plan Requirement Capital gains and dividends taxation Certifications of US Tax Residency Emergency savings accounts Excise tax on corporate stock buybacks IRC section 852(b)(6) Limits on large IRA balances Related Parties Wash Sale Rule Tax deferral of retirement contributions
H.R. 5891- Retirement Improvement and Savings Enhancement Act (Scott) H.R. 7151- Ensuring Sound Guidance Act (Barr) Department of Labor's fiduciary rulemaking Electronic Distribution of Retirement Plan Communications Qualified Default Investment Alternatives
H.R. 5891- Retirement Improvement and Savings Enhancement Act (Scott) S. 4353- Retirement Improvement and Savings Enhancement to Supplement Healthy Investments for the Nest Egg (RISE & SHINE) Act (Murray) S. 4973- Retirement Savings Modernization Act (Toomey) Department of Labor QPAM proposal Electronic Distribution of retirement plan communications Thrift Savings Plan Expansion Qualified Default Investment Alternatives
H.R. 5891- Retirement Improvement and Savings Enhancement Act (Scott) H.R. 7151- Ensuring Sound Guidance Act (Barr) S. 4353- Retirement Improvement and Savings Enhancement to Supplement Healthy Investments for the Nest Egg (RISE & SHINE) Act (Murray) Department of Labor's fiduciary rulemaking Electronic Distribution of Retirement Plan Communications Retirement Savings Modernization Act (Toomey) Thrift Savings Plan Expansion Qualified Default Investment Alternatives
Accelerating Holding Foreign Companies Accountable Act
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
H.R. 699- Mutual Fund Litigation Reform Act (Emmer) H.R. 1277- Improving Corporate Governance Through Diversity Act of 2021 (Meeks) H.R. 2123- Diversity and Inclusion Data Accountability and Transparency Act (Beatty) H.R. 2265- Financial Exploitation Prevention Act (Wagner) H.R. 3412- Alleviating Stress Test Burdens to Help Investors Act (Loudermilk) H.R. 3899- Financial Stability Oversight Council Improvement Act (Foster) H.R. 4262- Increasing Investor Opportunities Act (Gonzalez) H.R. 4616- Adjustable Interest Rate (LIBOR) Act of 2021 (Sherman) H.R. 4618- Short Sale Transparency and Market Fairness Act (Waters) H.R. 6285- Accelerating Holding Foreign Companies Accountable Act (Sherman) H.R. 7066- Russia and Belarus Financial Sanctions Act (Sherman) H.R. 7151- Ensuring Sound Guidance Act (Barr) S. 374- Improving Corporate Governance Through Diversity Act of 2021 (Menendez) S. 2184- Accelerating Holding Foreign Companies Accountable Act (Kennedy) S. 2684- Consumer Financial Choice and Capital Markets Protection Act of 2021 (Toomey) S. 3779- Adjustable Interest Rate (LIBOR) Act (Tester) S. 3948- Increasing Investor Opportunities Act (Daines) Improving Disclosure for Investors Act (draft) Processing fees for delivering investment materials Consolidated Audit Trail data security/breach notification Diverse Investment Advisers Act (draft) Diversity and Inclusion in the Asset Management Industry ESG Reporting Standards Proxy Voting by Asset Managers Russia Sanctions/Executive Orders SEC public company climate disclosure proposal SEC money market fund proposal Shorten US securities settlement cycle to trade date plus one day
Mutual Fund Litigation Reform Act
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
H.R. 699- Mutual Fund Litigation Reform Act (Emmer) H.R. 1277- Improving Corporate Governance Through Diversity Act of 2021 (Meeks) H.R. 2123- Diversity and Inclusion Data Accountability and Transparency Act (Beatty) H.R. 2265- Financial Exploitation Prevention Act (Wagner) H.R. 3412- Alleviating Stress Test Burdens to Help Investors Act (Loudermilk) H.R. 3899- Financial Stability Oversight Council Improvement Act (Foster) H.R. 4262- Increasing Investor Opportunities Act (Gonzalez) H.R. 4616- Adjustable Interest Rate (LIBOR) Act of 2021 (Sherman) H.R. 4618- Short Sale Transparency and Market Fairness Act (Waters) H.R. 6285- Accelerating Holding Foreign Companies Accountable Act (Sherman) H.R. 7066- Russia and Belarus Financial Sanctions Act (Sherman) H.R. 7151- Ensuring Sound Guidance Act (Barr) S. 374- Improving Corporate Governance Through Diversity Act of 2021 (Menendez) S. 2184- Accelerating Holding Foreign Companies Accountable Act (Kennedy) S. 2684- Consumer Financial Choice and Capital Markets Protection Act of 2021 (Toomey) S. 3779- Adjustable Interest Rate (LIBOR) Act (Tester) S. 3948- Increasing Investor Opportunities Act (Daines) Improving Disclosure for Investors Act (draft) Processing fees for delivering investment materials Consolidated Audit Trail data security/breach notification Diverse Investment Advisers Act (draft) Diversity and Inclusion in the Asset Management Industry ESG Reporting Standards Proxy Voting by Asset Managers Russia Sanctions/Executive Orders SEC public company climate disclosure proposal SEC money market fund proposal Shorten US securities settlement cycle to trade date plus one day
Mutual Fund Litigation Reform Act
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
H.R. 699- Mutual Fund Litigation Reform Act (Emmer) H.R. 1277- Improving Corporate Governance Through Diversity Act of 2021 (Meeks) H.R. 2123- Diversity and Inclusion Data Accountability and Transparency Act (Beatty) H.R. 2265- Financial Exploitation Prevention Act (Wagner) H.R. 3412- Alleviating Stress Test Burdens to Help Investors Act (Loudermilk) H.R. 3899- Financial Stability Oversight Council Improvement Act (Foster) H.R. 4262- Increasing Investor Opportunities Act (Gonzalez) H.R. 7066- Russia and Belarus Financial Sanctions Act (Sherman) H.R. 7151- Ensuring Sound Guidance Act (Barr) S. 374- Improving Corporate Governance Through Diversity Act of 2021 (Menendez) S. 2684- Consumer Financial Choice and Capital Markets Protection Act of 2021 (Toomey) S. 3919- Reporting Requirements Reduction Act of 2022 (Tillis) S. 3945- Restoring Shareholder Transparency Act of 2022 (Haggerty) S. 3948- Increasing Investor Opportunities Act (Daines) S. 3961- Access to Small Business Investor Capital Act (Daines) S. 3965- Increasing Access to Adviser Information Act (Moran) S. 4241- INvestor Democracy is EXpected (INDEX) Act (Sullivan) Diverse Investment Advisers Act (draft) Diversity and Inclusion in the Asset Management Industry Improving Disclosure for Investors Act (draft) Length of comment period for SEC proposals Processing fees for delivering investment materials Russia Sanctions/Executive Orders SEC data security/Consolidated Audit Trail breach notification SEC money market fund proposal SEC proposed amendments to the Fund Names Rule SEC proposed Investment Adviser and Fund Disclosures about ESG Investment Practices SEC public company climate disclosure proposal
Mutual Fund Litigation Reform Act
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
H.R. 699- Mutual Fund Litigation Reform Act (Emmer) H.R. 1277- Improving Corporate Governance Through Diversity Act of 2021 (Meeks) H.R. 2123- Diversity and Inclusion Data Accountability and Transparency Act (Beatty) H.R. 2265- Financial Exploitation Prevention Act (Wagner) H.R. 3412- Alleviating Stress Test Burdens to Help Investors Act (Loudermilk) H.R. 3899- Financial Stability Oversight Council Improvement Act (Foster) H.R. 4262- Increasing Investor Opportunities Act (Gonzalez) H.R. 7151- Ensuring Sound Guidance Act (Barr) H.R. 8521- INvestor Democracy is EXpected (INDEX) Act (Huizenga) H.R. 9089- Consumer Financial Choice and Capital Markets Protection Act of 2022 (Williams) H.R. 9408- Mandatory Materiality Requirement Act of 2022 (Huizenga) H.R. 9526- Review the Expansion of Government Act (Kim) H.R. 9527- Putting Investors First Act of 2022 (Steil) H.R. 9570- Improving Disclosure for Investors Act of 2022 (Huizenga) S. 374- Improving Corporate Governance Through Diversity Act of 2021 (Menendez) S. 2684- Consumer Financial Choice and Capital Markets Protection Act of 2021 (Toomey) S. 3948- Increasing Investor Opportunities Act (Daines) S. 4241- INvestor Democracy is EXpected (INDEX) Act (Sullivan) S. 5004- Alleviating Stress Test Burdents to Help Investors Act (Rounds) S. 5005- Mandatory Materiality Requirement Act of 2022 (Rounds) Diverse Investment Advisers Act (draft) Diversity and Inclusion in the Asset Management Industry Processing fees for delivering investment materials SEC data security/Consolidated Audit Trail breach notification SEC money market fund proposal SEC proposed amendments to the fund names rule SEC proposed Investment Adviser and Fund Disclosures about ESG Investment Practices SEC public company climate disclosure proposal SEC open-end fund liquidity rule, swing pricing, and hard close proposal SEC outsourcing by investment advisers proposal
Mutual Fund Litigation Reform Act
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
H.R. 699- Mutual Fund Litigation Reform Act (Emmer) H.R. 1277- Improving Corporate Governance Through Diversity Act of 2021 (Meeks) H.R. 2123- Diversity and Inclusion Data Accountability and Transparency Act (Beatty) H.R. 2265- Financial Exploitation Prevention Act (Wagner) H.R. 3412- Alleviating Stress Test Burdens to Help Investors Act (Loudermilk) H.R. 3899- Financial Stability Oversight Council Improvement Act (Foster) H.R. 4262- Increasing Investor Opportunities Act (Gonzalez) H.R. 8521- INvestor Democracy is EXpected (INDEX) Act (Huizenga) H.R. 9089- Consumer Financial Choice and Capital Markets Protection Act of 2022 (Williams) S. 374- Improving Corporate Governance Through Diversity Act of 2021 (Menendez) S. 2684- Consumer Financial Choice and Capital Markets Protection Act of 2021 (Toomey) S. 3919- Reporting Requirements Reduction Act of 2022 (Tillis) S. 3945- Restoring Shareholder Transparency Act of 2022 (Haggerty) S. 3948- Increasing Investor Opportunities Act (Daines) S. 3961- Access to Small Business Investor Capital Act (Daines) S. 3965- Increasing Access to Adviser Information Act (Moran) S. 4241- INvestor Democracy is EXpected (INDEX) Act (Sullivan) Diverse Investment Advisers Act (draft) Diversity and Inclusion in the Asset Management Industry Improving Disclosure for Investors Act (draft) Processing fees for delivering investment materials Russia Sanctions/Executive Orders SEC data security/Consolidated Audit Trail breach notification SEC money market fund proposal SEC proposed amendments to the Fund Names Rule SEC proposed Investment Adviser and Fund Disclosures about ESG Investment Practices SEC public company climate disclosure proposal
Russia and Belarus Financial Sanctions Act of 2022
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
H.R. 699- Mutual Fund Litigation Reform Act (Emmer) H.R. 1277- Improving Corporate Governance Through Diversity Act of 2021 (Meeks) H.R. 2123- Diversity and Inclusion Data Accountability and Transparency Act (Beatty) H.R. 2265- Financial Exploitation Prevention Act (Wagner) H.R. 3412- Alleviating Stress Test Burdens to Help Investors Act (Loudermilk) H.R. 3899- Financial Stability Oversight Council Improvement Act (Foster) H.R. 4262- Increasing Investor Opportunities Act (Gonzalez) H.R. 7066- Russia and Belarus Financial Sanctions Act (Sherman) H.R. 7151- Ensuring Sound Guidance Act (Barr) S. 374- Improving Corporate Governance Through Diversity Act of 2021 (Menendez) S. 2684- Consumer Financial Choice and Capital Markets Protection Act of 2021 (Toomey) S. 3919- Reporting Requirements Reduction Act of 2022 (Tillis) S. 3945- Restoring Shareholder Transparency Act of 2022 (Haggerty) S. 3948- Increasing Investor Opportunities Act (Daines) S. 3961- Access to Small Business Investor Capital Act (Daines) S. 3965- Increasing Access to Adviser Information Act (Moran) S. 4241- INvestor Democracy is EXpected (INDEX) Act (Sullivan) Diverse Investment Advisers Act (draft) Diversity and Inclusion in the Asset Management Industry Improving Disclosure for Investors Act (draft) Length of comment period for SEC proposals Processing fees for delivering investment materials Russia Sanctions/Executive Orders SEC data security/Consolidated Audit Trail breach notification SEC money market fund proposal SEC proposed amendments to the Fund Names Rule SEC proposed Investment Adviser and Fund Disclosures about ESG Investment Practices SEC public company climate disclosure proposal
Russia and Belarus Financial Sanctions Act of 2022
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
H.R. 699- Mutual Fund Litigation Reform Act (Emmer) H.R. 1277- Improving Corporate Governance Through Diversity Act of 2021 (Meeks) H.R. 2123- Diversity and Inclusion Data Accountability and Transparency Act (Beatty) H.R. 2265- Financial Exploitation Prevention Act (Wagner) H.R. 3412- Alleviating Stress Test Burdens to Help Investors Act (Loudermilk) H.R. 3899- Financial Stability Oversight Council Improvement Act (Foster) H.R. 4262- Increasing Investor Opportunities Act (Gonzalez) H.R. 4616- Adjustable Interest Rate (LIBOR) Act of 2021 (Sherman) H.R. 4618- Short Sale Transparency and Market Fairness Act (Waters) H.R. 6285- Accelerating Holding Foreign Companies Accountable Act (Sherman) H.R. 7066- Russia and Belarus Financial Sanctions Act (Sherman) H.R. 7151- Ensuring Sound Guidance Act (Barr) S. 374- Improving Corporate Governance Through Diversity Act of 2021 (Menendez) S. 2184- Accelerating Holding Foreign Companies Accountable Act (Kennedy) S. 2684- Consumer Financial Choice and Capital Markets Protection Act of 2021 (Toomey) S. 3779- Adjustable Interest Rate (LIBOR) Act (Tester) S. 3948- Increasing Investor Opportunities Act (Daines) Improving Disclosure for Investors Act (draft) Processing fees for delivering investment materials Consolidated Audit Trail data security/breach notification Diverse Investment Advisers Act (draft) Diversity and Inclusion in the Asset Management Industry ESG Reporting Standards Proxy Voting by Asset Managers Russia Sanctions/Executive Orders SEC public company climate disclosure proposal SEC money market fund proposal Shorten US securities settlement cycle to trade date plus one day
Ensuring Sound Guidance Act
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
H.R. 699- Mutual Fund Litigation Reform Act (Emmer) H.R. 1277- Improving Corporate Governance Through Diversity Act of 2021 (Meeks) H.R. 2123- Diversity and Inclusion Data Accountability and Transparency Act (Beatty) H.R. 2265- Financial Exploitation Prevention Act (Wagner) H.R. 3412- Alleviating Stress Test Burdens to Help Investors Act (Loudermilk) H.R. 3899- Financial Stability Oversight Council Improvement Act (Foster) H.R. 4262- Increasing Investor Opportunities Act (Gonzalez) H.R. 7066- Russia and Belarus Financial Sanctions Act (Sherman) H.R. 7151- Ensuring Sound Guidance Act (Barr) S. 374- Improving Corporate Governance Through Diversity Act of 2021 (Menendez) S. 2684- Consumer Financial Choice and Capital Markets Protection Act of 2021 (Toomey) S. 3919- Reporting Requirements Reduction Act of 2022 (Tillis) S. 3945- Restoring Shareholder Transparency Act of 2022 (Haggerty) S. 3948- Increasing Investor Opportunities Act (Daines) S. 3961- Access to Small Business Investor Capital Act (Daines) S. 3965- Increasing Access to Adviser Information Act (Moran) S. 4241- INvestor Democracy is EXpected (INDEX) Act (Sullivan) Diverse Investment Advisers Act (draft) Diversity and Inclusion in the Asset Management Industry Improving Disclosure for Investors Act (draft) Length of comment period for SEC proposals Processing fees for delivering investment materials Russia Sanctions/Executive Orders SEC data security/Consolidated Audit Trail breach notification SEC money market fund proposal SEC proposed amendments to the Fund Names Rule SEC proposed Investment Adviser and Fund Disclosures about ESG Investment Practices SEC public company climate disclosure proposal
Ensuring Sound Guidance Act
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
H.R. 699- Mutual Fund Litigation Reform Act (Emmer) H.R. 1277- Improving Corporate Governance Through Diversity Act of 2021 (Meeks) H.R. 2123- Diversity and Inclusion Data Accountability and Transparency Act (Beatty) H.R. 2265- Financial Exploitation Prevention Act (Wagner) H.R. 3412- Alleviating Stress Test Burdens to Help Investors Act (Loudermilk) H.R. 3899- Financial Stability Oversight Council Improvement Act (Foster) H.R. 4262- Increasing Investor Opportunities Act (Gonzalez) H.R. 7151- Ensuring Sound Guidance Act (Barr) H.R. 8521- INvestor Democracy is EXpected (INDEX) Act (Huizenga) H.R. 9089- Consumer Financial Choice and Capital Markets Protection Act of 2022 (Williams) H.R. 9408- Mandatory Materiality Requirement Act of 2022 (Huizenga) H.R. 9526- Review the Expansion of Government Act (Kim) H.R. 9527- Putting Investors First Act of 2022 (Steil) H.R. 9570- Improving Disclosure for Investors Act of 2022 (Huizenga) S. 374- Improving Corporate Governance Through Diversity Act of 2021 (Menendez) S. 2684- Consumer Financial Choice and Capital Markets Protection Act of 2021 (Toomey) S. 3948- Increasing Investor Opportunities Act (Daines) S. 4241- INvestor Democracy is EXpected (INDEX) Act (Sullivan) S. 5004- Alleviating Stress Test Burdents to Help Investors Act (Rounds) S. 5005- Mandatory Materiality Requirement Act of 2022 (Rounds) Diverse Investment Advisers Act (draft) Diversity and Inclusion in the Asset Management Industry Processing fees for delivering investment materials SEC data security/Consolidated Audit Trail breach notification SEC money market fund proposal SEC proposed amendments to the fund names rule SEC proposed Investment Adviser and Fund Disclosures about ESG Investment Practices SEC public company climate disclosure proposal SEC open-end fund liquidity rule, swing pricing, and hard close proposal SEC outsourcing by investment advisers proposal
Ensuring Sound Guidance Act
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
H.R. 699- Mutual Fund Litigation Reform Act (Emmer) H.R. 1277- Improving Corporate Governance Through Diversity Act of 2021 (Meeks) H.R. 2123- Diversity and Inclusion Data Accountability and Transparency Act (Beatty) H.R. 2265- Financial Exploitation Prevention Act (Wagner) H.R. 3412- Alleviating Stress Test Burdens to Help Investors Act (Loudermilk) H.R. 3899- Financial Stability Oversight Council Improvement Act (Foster) H.R. 4262- Increasing Investor Opportunities Act (Gonzalez) H.R. 4616- Adjustable Interest Rate (LIBOR) Act of 2021 (Sherman) H.R. 4618- Short Sale Transparency and Market Fairness Act (Waters) H.R. 6285- Accelerating Holding Foreign Companies Accountable Act (Sherman) H.R. 7066- Russia and Belarus Financial Sanctions Act (Sherman) H.R. 7151- Ensuring Sound Guidance Act (Barr) S. 374- Improving Corporate Governance Through Diversity Act of 2021 (Menendez) S. 2184- Accelerating Holding Foreign Companies Accountable Act (Kennedy) S. 2684- Consumer Financial Choice and Capital Markets Protection Act of 2021 (Toomey) S. 3779- Adjustable Interest Rate (LIBOR) Act (Tester) S. 3948- Increasing Investor Opportunities Act (Daines) Improving Disclosure for Investors Act (draft) Processing fees for delivering investment materials Consolidated Audit Trail data security/breach notification Diverse Investment Advisers Act (draft) Diversity and Inclusion in the Asset Management Industry ESG Reporting Standards Proxy Voting by Asset Managers Russia Sanctions/Executive Orders SEC public company climate disclosure proposal SEC money market fund proposal Shorten US securities settlement cycle to trade date plus one day
Ensuring Sound Guidance Act
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
H.R. 5891- Retirement Improvement and Savings Enhancement Act (Scott) H.R. 7151- Ensuring Sound Guidance Act (Barr) S. 4353- Retirement Improvement and Savings Enhancement to Supplement Healthy Investments for the Nest Egg (RISE & SHINE) Act (Murray) Department of Labor's fiduciary rulemaking Electronic Distribution of Retirement Plan Communications Retirement Savings Modernization Act (Toomey) Thrift Savings Plan Expansion Qualified Default Investment Alternatives
Ensuring Sound Guidance Act
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
H.R. 5891- Retirement Improvement and Savings Enhancement Act (Scott) H.R. 7151- Ensuring Sound Guidance Act (Barr) Department of Labor's fiduciary rulemaking Electronic Distribution of Retirement Plan Communications Qualified Default Investment Alternatives
Financial Services and General Government Appropriations Act, 2023
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
H.R. 8254- FY 2023 Financial Services and General Government Appropriations
H.R. 699- Mutual Fund Litigation Reform Act (Emmer) H.R. 1277- Improving Corporate Governance Through Diversity Act of 2021 (Meeks) H.R. 2123- Diversity and Inclusion Data Accountability and Transparency Act (Beatty) H.R. 2265- Financial Exploitation Prevention Act (Wagner) H.R. 3412- Alleviating Stress Test Burdens to Help Investors Act (Loudermilk) H.R. 3899- Financial Stability Oversight Council Improvement Act (Foster) H.R. 4262- Increasing Investor Opportunities Act (Gonzalez) H.R. 8521- INvestor Democracy is EXpected (INDEX) Act (Huizenga) H.R. 9089- Consumer Financial Choice and Capital Markets Protection Act of 2022 (Williams) S. 374- Improving Corporate Governance Through Diversity Act of 2021 (Menendez) S. 2684- Consumer Financial Choice and Capital Markets Protection Act of 2021 (Toomey) S. 3919- Reporting Requirements Reduction Act of 2022 (Tillis) S. 3945- Restoring Shareholder Transparency Act of 2022 (Haggerty) S. 3948- Increasing Investor Opportunities Act (Daines) S. 3961- Access to Small Business Investor Capital Act (Daines) S. 3965- Increasing Access to Adviser Information Act (Moran) S. 4241- INvestor Democracy is EXpected (INDEX) Act (Sullivan) Diverse Investment Advisers Act (draft) Diversity and Inclusion in the Asset Management Industry Improving Disclosure for Investors Act (draft) Processing fees for delivering investment materials Russia Sanctions/Executive Orders SEC data security/Consolidated Audit Trail breach notification SEC money market fund proposal SEC proposed amendments to the Fund Names Rule SEC proposed Investment Adviser and Fund Disclosures about ESG Investment Practices SEC public company climate disclosure proposal
H.R. 699- Mutual Fund Litigation Reform Act (Emmer) H.R. 1277- Improving Corporate Governance Through Diversity Act of 2021 (Meeks) H.R. 2123- Diversity and Inclusion Data Accountability and Transparency Act (Beatty) H.R. 2265- Financial Exploitation Prevention Act (Wagner) H.R. 3412- Alleviating Stress Test Burdens to Help Investors Act (Loudermilk) H.R. 3899- Financial Stability Oversight Council Improvement Act (Foster) H.R. 4262- Increasing Investor Opportunities Act (Gonzalez) H.R. 7151- Ensuring Sound Guidance Act (Barr) H.R. 8521- INvestor Democracy is EXpected (INDEX) Act (Huizenga) H.R. 9089- Consumer Financial Choice and Capital Markets Protection Act of 2022 (Williams) H.R. 9408- Mandatory Materiality Requirement Act of 2022 (Huizenga) H.R. 9526- Review the Expansion of Government Act (Kim) H.R. 9527- Putting Investors First Act of 2022 (Steil) H.R. 9570- Improving Disclosure for Investors Act of 2022 (Huizenga) S. 374- Improving Corporate Governance Through Diversity Act of 2021 (Menendez) S. 2684- Consumer Financial Choice and Capital Markets Protection Act of 2021 (Toomey) S. 3948- Increasing Investor Opportunities Act (Daines) S. 4241- INvestor Democracy is EXpected (INDEX) Act (Sullivan) S. 5004- Alleviating Stress Test Burdents to Help Investors Act (Rounds) S. 5005- Mandatory Materiality Requirement Act of 2022 (Rounds) Diverse Investment Advisers Act (draft) Diversity and Inclusion in the Asset Management Industry Processing fees for delivering investment materials SEC data security/Consolidated Audit Trail breach notification SEC money market fund proposal SEC proposed amendments to the fund names rule SEC proposed Investment Adviser and Fund Disclosures about ESG Investment Practices SEC public company climate disclosure proposal SEC open-end fund liquidity rule, swing pricing, and hard close proposal SEC outsourcing by investment advisers proposal
Consumer Financial Choice and Capital Markets Protection Act of 2022
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
H.R. 699- Mutual Fund Litigation Reform Act (Emmer) H.R. 1277- Improving Corporate Governance Through Diversity Act of 2021 (Meeks) H.R. 2123- Diversity and Inclusion Data Accountability and Transparency Act (Beatty) H.R. 2265- Financial Exploitation Prevention Act (Wagner) H.R. 3412- Alleviating Stress Test Burdens to Help Investors Act (Loudermilk) H.R. 3899- Financial Stability Oversight Council Improvement Act (Foster) H.R. 4262- Increasing Investor Opportunities Act (Gonzalez) H.R. 7151- Ensuring Sound Guidance Act (Barr) H.R. 8521- INvestor Democracy is EXpected (INDEX) Act (Huizenga) H.R. 9089- Consumer Financial Choice and Capital Markets Protection Act of 2022 (Williams) H.R. 9408- Mandatory Materiality Requirement Act of 2022 (Huizenga) H.R. 9526- Review the Expansion of Government Act (Kim) H.R. 9527- Putting Investors First Act of 2022 (Steil) H.R. 9570- Improving Disclosure for Investors Act of 2022 (Huizenga) S. 374- Improving Corporate Governance Through Diversity Act of 2021 (Menendez) S. 2684- Consumer Financial Choice and Capital Markets Protection Act of 2021 (Toomey) S. 3948- Increasing Investor Opportunities Act (Daines) S. 4241- INvestor Democracy is EXpected (INDEX) Act (Sullivan) S. 5004- Alleviating Stress Test Burdents to Help Investors Act (Rounds) S. 5005- Mandatory Materiality Requirement Act of 2022 (Rounds) Diverse Investment Advisers Act (draft) Diversity and Inclusion in the Asset Management Industry Processing fees for delivering investment materials SEC data security/Consolidated Audit Trail breach notification SEC money market fund proposal SEC proposed amendments to the fund names rule SEC proposed Investment Adviser and Fund Disclosures about ESG Investment Practices SEC public company climate disclosure proposal SEC open-end fund liquidity rule, swing pricing, and hard close proposal SEC outsourcing by investment advisers proposal
Consumer Financial Choice and Capital Markets Protection Act of 2022
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
H.R. 699- Mutual Fund Litigation Reform Act (Emmer) H.R. 1277- Improving Corporate Governance Through Diversity Act of 2021 (Meeks) H.R. 2123- Diversity and Inclusion Data Accountability and Transparency Act (Beatty) H.R. 2265- Financial Exploitation Prevention Act (Wagner) H.R. 3412- Alleviating Stress Test Burdens to Help Investors Act (Loudermilk) H.R. 3899- Financial Stability Oversight Council Improvement Act (Foster) H.R. 4262- Increasing Investor Opportunities Act (Gonzalez) H.R. 8521- INvestor Democracy is EXpected (INDEX) Act (Huizenga) H.R. 9089- Consumer Financial Choice and Capital Markets Protection Act of 2022 (Williams) S. 374- Improving Corporate Governance Through Diversity Act of 2021 (Menendez) S. 2684- Consumer Financial Choice and Capital Markets Protection Act of 2021 (Toomey) S. 3919- Reporting Requirements Reduction Act of 2022 (Tillis) S. 3945- Restoring Shareholder Transparency Act of 2022 (Haggerty) S. 3948- Increasing Investor Opportunities Act (Daines) S. 3961- Access to Small Business Investor Capital Act (Daines) S. 3965- Increasing Access to Adviser Information Act (Moran) S. 4241- INvestor Democracy is EXpected (INDEX) Act (Sullivan) Diverse Investment Advisers Act (draft) Diversity and Inclusion in the Asset Management Industry Improving Disclosure for Investors Act (draft) Processing fees for delivering investment materials Russia Sanctions/Executive Orders SEC data security/Consolidated Audit Trail breach notification SEC money market fund proposal SEC proposed amendments to the Fund Names Rule SEC proposed Investment Adviser and Fund Disclosures about ESG Investment Practices SEC public company climate disclosure proposal
Mandatory Materiality Requirement Act of 2022
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
H.R. 699- Mutual Fund Litigation Reform Act (Emmer) H.R. 1277- Improving Corporate Governance Through Diversity Act of 2021 (Meeks) H.R. 2123- Diversity and Inclusion Data Accountability and Transparency Act (Beatty) H.R. 2265- Financial Exploitation Prevention Act (Wagner) H.R. 3412- Alleviating Stress Test Burdens to Help Investors Act (Loudermilk) H.R. 3899- Financial Stability Oversight Council Improvement Act (Foster) H.R. 4262- Increasing Investor Opportunities Act (Gonzalez) H.R. 7151- Ensuring Sound Guidance Act (Barr) H.R. 8521- INvestor Democracy is EXpected (INDEX) Act (Huizenga) H.R. 9089- Consumer Financial Choice and Capital Markets Protection Act of 2022 (Williams) H.R. 9408- Mandatory Materiality Requirement Act of 2022 (Huizenga) H.R. 9526- Review the Expansion of Government Act (Kim) H.R. 9527- Putting Investors First Act of 2022 (Steil) H.R. 9570- Improving Disclosure for Investors Act of 2022 (Huizenga) S. 374- Improving Corporate Governance Through Diversity Act of 2021 (Menendez) S. 2684- Consumer Financial Choice and Capital Markets Protection Act of 2021 (Toomey) S. 3948- Increasing Investor Opportunities Act (Daines) S. 4241- INvestor Democracy is EXpected (INDEX) Act (Sullivan) S. 5004- Alleviating Stress Test Burdents to Help Investors Act (Rounds) S. 5005- Mandatory Materiality Requirement Act of 2022 (Rounds) Diverse Investment Advisers Act (draft) Diversity and Inclusion in the Asset Management Industry Processing fees for delivering investment materials SEC data security/Consolidated Audit Trail breach notification SEC money market fund proposal SEC proposed amendments to the fund names rule SEC proposed Investment Adviser and Fund Disclosures about ESG Investment Practices SEC public company climate disclosure proposal SEC open-end fund liquidity rule, swing pricing, and hard close proposal SEC outsourcing by investment advisers proposal
Retirement Savings for Americans Act of 2022
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
H.R. 2617- SECURE 2.0 Act of 2022 H.R. 9462- Retirement Savings for Americans Act of 2022 (Sewell) S. 2621- Modernization of Derivatives Tax Act of 2021 (Wyden) S. 5271- Retirement Savings for Americans Act of 2022 (Hickenlooper) Allow 403(b) plans to invest in collective investment trusts Auto-IRA/Plan Requirement Capital gains and dividends taxation Certifications of US Tax Residency Excise tax on corporate stock buybacks IRC section 852(b)(6) IRS Permanent Relief for Remote Witnessing Procedures Related Parties Wash Sale Rule Tax deferral of retirement contributions
H.R. 699- Mutual Fund Litigation Reform Act (Emmer) H.R. 1277- Improving Corporate Governance Through Diversity Act of 2021 (Meeks) H.R. 2123- Diversity and Inclusion Data Accountability and Transparency Act (Beatty) H.R. 2265- Financial Exploitation Prevention Act (Wagner) H.R. 3412- Alleviating Stress Test Burdens to Help Investors Act (Loudermilk) H.R. 3899- Financial Stability Oversight Council Improvement Act (Foster) H.R. 4262- Increasing Investor Opportunities Act (Gonzalez) H.R. 7151- Ensuring Sound Guidance Act (Barr) H.R. 8521- INvestor Democracy is EXpected (INDEX) Act (Huizenga) H.R. 9089- Consumer Financial Choice and Capital Markets Protection Act of 2022 (Williams) H.R. 9408- Mandatory Materiality Requirement Act of 2022 (Huizenga) H.R. 9526- Review the Expansion of Government Act (Kim) H.R. 9527- Putting Investors First Act of 2022 (Steil) H.R. 9570- Improving Disclosure for Investors Act of 2022 (Huizenga) S. 374- Improving Corporate Governance Through Diversity Act of 2021 (Menendez) S. 2684- Consumer Financial Choice and Capital Markets Protection Act of 2021 (Toomey) S. 3948- Increasing Investor Opportunities Act (Daines) S. 4241- INvestor Democracy is EXpected (INDEX) Act (Sullivan) S. 5004- Alleviating Stress Test Burdents to Help Investors Act (Rounds) S. 5005- Mandatory Materiality Requirement Act of 2022 (Rounds) Diverse Investment Advisers Act (draft) Diversity and Inclusion in the Asset Management Industry Processing fees for delivering investment materials SEC data security/Consolidated Audit Trail breach notification SEC money market fund proposal SEC proposed amendments to the fund names rule SEC proposed Investment Adviser and Fund Disclosures about ESG Investment Practices SEC public company climate disclosure proposal SEC open-end fund liquidity rule, swing pricing, and hard close proposal SEC outsourcing by investment advisers proposal
Putting Investors First Act of 2022
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
H.R. 699- Mutual Fund Litigation Reform Act (Emmer) H.R. 1277- Improving Corporate Governance Through Diversity Act of 2021 (Meeks) H.R. 2123- Diversity and Inclusion Data Accountability and Transparency Act (Beatty) H.R. 2265- Financial Exploitation Prevention Act (Wagner) H.R. 3412- Alleviating Stress Test Burdens to Help Investors Act (Loudermilk) H.R. 3899- Financial Stability Oversight Council Improvement Act (Foster) H.R. 4262- Increasing Investor Opportunities Act (Gonzalez) H.R. 7151- Ensuring Sound Guidance Act (Barr) H.R. 8521- INvestor Democracy is EXpected (INDEX) Act (Huizenga) H.R. 9089- Consumer Financial Choice and Capital Markets Protection Act of 2022 (Williams) H.R. 9408- Mandatory Materiality Requirement Act of 2022 (Huizenga) H.R. 9526- Review the Expansion of Government Act (Kim) H.R. 9527- Putting Investors First Act of 2022 (Steil) H.R. 9570- Improving Disclosure for Investors Act of 2022 (Huizenga) S. 374- Improving Corporate Governance Through Diversity Act of 2021 (Menendez) S. 2684- Consumer Financial Choice and Capital Markets Protection Act of 2021 (Toomey) S. 3948- Increasing Investor Opportunities Act (Daines) S. 4241- INvestor Democracy is EXpected (INDEX) Act (Sullivan) S. 5004- Alleviating Stress Test Burdents to Help Investors Act (Rounds) S. 5005- Mandatory Materiality Requirement Act of 2022 (Rounds) Diverse Investment Advisers Act (draft) Diversity and Inclusion in the Asset Management Industry Processing fees for delivering investment materials SEC data security/Consolidated Audit Trail breach notification SEC money market fund proposal SEC proposed amendments to the fund names rule SEC proposed Investment Adviser and Fund Disclosures about ESG Investment Practices SEC public company climate disclosure proposal SEC open-end fund liquidity rule, swing pricing, and hard close proposal SEC outsourcing by investment advisers proposal
Improving Disclosure for Investors Act of 2022
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
H.R. 699- Mutual Fund Litigation Reform Act (Emmer) H.R. 1277- Improving Corporate Governance Through Diversity Act of 2021 (Meeks) H.R. 2123- Diversity and Inclusion Data Accountability and Transparency Act (Beatty) H.R. 2265- Financial Exploitation Prevention Act (Wagner) H.R. 3412- Alleviating Stress Test Burdens to Help Investors Act (Loudermilk) H.R. 3899- Financial Stability Oversight Council Improvement Act (Foster) H.R. 4262- Increasing Investor Opportunities Act (Gonzalez) H.R. 7151- Ensuring Sound Guidance Act (Barr) H.R. 8521- INvestor Democracy is EXpected (INDEX) Act (Huizenga) H.R. 9089- Consumer Financial Choice and Capital Markets Protection Act of 2022 (Williams) H.R. 9408- Mandatory Materiality Requirement Act of 2022 (Huizenga) H.R. 9526- Review the Expansion of Government Act (Kim) H.R. 9527- Putting Investors First Act of 2022 (Steil) H.R. 9570- Improving Disclosure for Investors Act of 2022 (Huizenga) S. 374- Improving Corporate Governance Through Diversity Act of 2021 (Menendez) S. 2684- Consumer Financial Choice and Capital Markets Protection Act of 2021 (Toomey) S. 3948- Increasing Investor Opportunities Act (Daines) S. 4241- INvestor Democracy is EXpected (INDEX) Act (Sullivan) S. 5004- Alleviating Stress Test Burdents to Help Investors Act (Rounds) S. 5005- Mandatory Materiality Requirement Act of 2022 (Rounds) Diverse Investment Advisers Act (draft) Diversity and Inclusion in the Asset Management Industry Processing fees for delivering investment materials SEC data security/Consolidated Audit Trail breach notification SEC money market fund proposal SEC proposed amendments to the fund names rule SEC proposed Investment Adviser and Fund Disclosures about ESG Investment Practices SEC public company climate disclosure proposal SEC open-end fund liquidity rule, swing pricing, and hard close proposal SEC outsourcing by investment advisers proposal
Retirement Security and Savings Act of 2021
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
H.R. 2954- Securing a Strong Retirement Act of 2022 (Neal) S. 1770- Retirement Security and Savings Act of 2021 (Cardin) S. 2621- Modernization of Derivatives Tax Act of 2021 (Wyden) Allow rollovers from 529 programs to Roth IRAs Allow 403(b) plans to invest in collective investment trusts Auto-IRA/Plan Requirement Capital gains and dividends taxation Certifications of US Tax Residency Corporate stock buybacks Emergency savings accounts Enhancing American Retirement Now (EARN) Act (Wyden) IRC section 852(b)(6) Limits on large IRA balances Related Parties Wash Sale Rule Tax deferral of retirement contributions
Retirement Security and Savings Act of 2021
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
H.R. 2954- Securing a Strong Retirement Act of 2021 (Neal) H.R. 3142- Tax Parity for US Mutual Funds Act (Davis) S. 1770- Retirement Security and Savings Act of 2021 (Cardin) S. 1870- Enhancing Emergency and Retirement Savings Act of 2021 (Lankford) S. 2621- Modernization of Derivatives Tax Act (Wyden) Excise tax on corporate stock buybacks IRC section 852(b)(6) Auto-IRA/Plan Requirement Limits on large IRA balances Capital gains and dividends taxation Related Parties Wash Sale Rule Tax deferral of retirement contributions Certifications of US Tax Residency
Enhancing Emergency and Retirement Savings Act of 2021
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
H.R. 2954- Securing a Strong Retirement Act of 2021 (Neal) H.R. 3142- Tax Parity for US Mutual Funds Act (Davis) S. 1770- Retirement Security and Savings Act of 2021 (Cardin) S. 1870- Enhancing Emergency and Retirement Savings Act of 2021 (Lankford) S. 2621- Modernization of Derivatives Tax Act (Wyden) Excise tax on corporate stock buybacks IRC section 852(b)(6) Auto-IRA/Plan Requirement Limits on large IRA balances Capital gains and dividends taxation Related Parties Wash Sale Rule Tax deferral of retirement contributions Certifications of US Tax Residency
A bill to amend the Sarbanes-Oxley Act of 2002 to institute a trading prohibition for certain issuers that retain public accounting firms that have not been subject to inspection by the Public Company Accounting Oversight Board, and for other purposes.
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
H.R. 699- Mutual Fund Litigation Reform Act (Emmer) H.R. 1277- Improving Corporate Governance Through Diversity Act of 2021 (Meeks) H.R. 2123- Diversity and Inclusion Data Accountability and Transparency Act (Beatty) H.R. 2265- Financial Exploitation Prevention Act (Wagner) H.R. 3412- Alleviating Stress Test Burdens to Help Investors Act (Loudermilk) H.R. 3899- Financial Stability Oversight Council Improvement Act (Foster) H.R. 4262- Increasing Investor Opportunities Act (Gonzalez) H.R. 4616- Adjustable Interest Rate (LIBOR) Act of 2021 (Sherman) H.R. 4618- Short Sale Transparency and Market Fairness Act (Waters) H.R. 6285- Accelerating Holding Foreign Companies Accountable Act (Sherman) H.R. 7066- Russia and Belarus Financial Sanctions Act (Sherman) H.R. 7151- Ensuring Sound Guidance Act (Barr) S. 374- Improving Corporate Governance Through Diversity Act of 2021 (Menendez) S. 2184- Accelerating Holding Foreign Companies Accountable Act (Kennedy) S. 2684- Consumer Financial Choice and Capital Markets Protection Act of 2021 (Toomey) S. 3779- Adjustable Interest Rate (LIBOR) Act (Tester) S. 3948- Increasing Investor Opportunities Act (Daines) Improving Disclosure for Investors Act (draft) Processing fees for delivering investment materials Consolidated Audit Trail data security/breach notification Diverse Investment Advisers Act (draft) Diversity and Inclusion in the Asset Management Industry ESG Reporting Standards Proxy Voting by Asset Managers Russia Sanctions/Executive Orders SEC public company climate disclosure proposal SEC money market fund proposal Shorten US securities settlement cycle to trade date plus one day
Modernization of Derivatives Tax Act of 2021
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
H.R. 2954- Securing a Strong Retirement Act of 2022 (Neal) S. 1770- Retirement Security and Savings Act of 2021 (Cardin) S. 2621- Modernization of Derivatives Tax Act of 2021 (Wyden) Allow rollovers from 529 programs to Roth IRAs Allow 403(b) plans to invest in collective investment trusts Auto-IRA/Plan Requirement Capital gains and dividends taxation Certifications of US Tax Residency Corporate stock buybacks Emergency savings accounts Enhancing American Retirement Now (EARN) Act (Wyden) IRC section 852(b)(6) Limits on large IRA balances Related Parties Wash Sale Rule Tax deferral of retirement contributions
Modernization of Derivatives Tax Act of 2021
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
H.R. 2954- Securing a Strong Retirement Act of 2022 (Neal) H.R. 5376- Inflation Reduction Act of 2022 S. 2621- Modernization of Derivatives Tax Act of 2021 (Wyden) S. 4808- Enhancing American Retirement Now (EARN) Act (Wyden) Allow 403(b) plans to invest in collective investment trusts Allow rollovers from 529 programs to Roth IRAs Auto-IRA/Plan Requirement Capital gains and dividends taxation Certifications of US Tax Residency Emergency savings accounts Excise tax on corporate stock buybacks IRC section 852(b)(6) Limits on large IRA balances Related Parties Wash Sale Rule Tax deferral of retirement contributions
Modernization of Derivatives Tax Act of 2021
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
H.R. 2954- Securing a Strong Retirement Act of 2021 (Neal) H.R. 3142- Tax Parity for US Mutual Funds Act (Davis) S. 1770- Retirement Security and Savings Act of 2021 (Cardin) S. 1870- Enhancing Emergency and Retirement Savings Act of 2021 (Lankford) S. 2621- Modernization of Derivatives Tax Act (Wyden) Excise tax on corporate stock buybacks IRC section 852(b)(6) Auto-IRA/Plan Requirement Limits on large IRA balances Capital gains and dividends taxation Related Parties Wash Sale Rule Tax deferral of retirement contributions Certifications of US Tax Residency
Modernization of Derivatives Tax Act of 2021
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
H.R. 2617- SECURE 2.0 Act of 2022 H.R. 9462- Retirement Savings for Americans Act of 2022 (Sewell) S. 2621- Modernization of Derivatives Tax Act of 2021 (Wyden) S. 5271- Retirement Savings for Americans Act of 2022 (Hickenlooper) Allow 403(b) plans to invest in collective investment trusts Auto-IRA/Plan Requirement Capital gains and dividends taxation Certifications of US Tax Residency Excise tax on corporate stock buybacks IRC section 852(b)(6) IRS Permanent Relief for Remote Witnessing Procedures Related Parties Wash Sale Rule Tax deferral of retirement contributions
Consumer Financial Choice and Capital Markets Protection Act of 2021
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
H.R. 699- Mutual Fund Litigation Reform Act (Emmer) H.R. 1277- Improving Corporate Governance Through Diversity Act of 2021 (Meeks) H.R. 2123- Diversity and Inclusion Data Accountability and Transparency Act (Beatty) H.R. 2265- Financial Exploitation Prevention Act (Wagner) H.R. 3412- Alleviating Stress Test Burdens to Help Investors Act (Loudermilk) H.R. 3899- Financial Stability Oversight Council Improvement Act (Foster) H.R. 4262- Increasing Investor Opportunities Act (Gonzalez) H.R. 4616- Adjustable Interest Rate (LIBOR) Act of 2021 (Sherman) H.R. 4618- Short Sale Transparency and Market Fairness Act (Waters) H.R. 6285- Accelerating Holding Foreign Companies Accountable Act (Sherman) H.R. 7066- Russia and Belarus Financial Sanctions Act (Sherman) H.R. 7151- Ensuring Sound Guidance Act (Barr) S. 374- Improving Corporate Governance Through Diversity Act of 2021 (Menendez) S. 2184- Accelerating Holding Foreign Companies Accountable Act (Kennedy) S. 2684- Consumer Financial Choice and Capital Markets Protection Act of 2021 (Toomey) S. 3779- Adjustable Interest Rate (LIBOR) Act (Tester) S. 3948- Increasing Investor Opportunities Act (Daines) Improving Disclosure for Investors Act (draft) Processing fees for delivering investment materials Consolidated Audit Trail data security/breach notification Diverse Investment Advisers Act (draft) Diversity and Inclusion in the Asset Management Industry ESG Reporting Standards Proxy Voting by Asset Managers Russia Sanctions/Executive Orders SEC public company climate disclosure proposal SEC money market fund proposal Shorten US securities settlement cycle to trade date plus one day
Consumer Financial Choice and Capital Markets Protection Act of 2021
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
H.R. 699- Mutual Fund Litigation Reform Act (Emmer) H.R. 1277- Improving Corporate Governance Through Diversity Act of 2021 (Meeks) H.R. 2123- Diversity and Inclusion Data Accountability and Transparency Act (Beatty) H.R. 2265- Financial Exploitation Prevention Act (Wagner) H.R. 3412- Alleviating Stress Test Burdens to Help Investors Act (Loudermilk) H.R. 3899- Financial Stability Oversight Council Improvement Act (Foster) H.R. 4262- Increasing Investor Opportunities Act (Gonzalez) H.R. 8521- INvestor Democracy is EXpected (INDEX) Act (Huizenga) H.R. 9089- Consumer Financial Choice and Capital Markets Protection Act of 2022 (Williams) S. 374- Improving Corporate Governance Through Diversity Act of 2021 (Menendez) S. 2684- Consumer Financial Choice and Capital Markets Protection Act of 2021 (Toomey) S. 3919- Reporting Requirements Reduction Act of 2022 (Tillis) S. 3945- Restoring Shareholder Transparency Act of 2022 (Haggerty) S. 3948- Increasing Investor Opportunities Act (Daines) S. 3961- Access to Small Business Investor Capital Act (Daines) S. 3965- Increasing Access to Adviser Information Act (Moran) S. 4241- INvestor Democracy is EXpected (INDEX) Act (Sullivan) Diverse Investment Advisers Act (draft) Diversity and Inclusion in the Asset Management Industry Improving Disclosure for Investors Act (draft) Processing fees for delivering investment materials Russia Sanctions/Executive Orders SEC data security/Consolidated Audit Trail breach notification SEC money market fund proposal SEC proposed amendments to the Fund Names Rule SEC proposed Investment Adviser and Fund Disclosures about ESG Investment Practices SEC public company climate disclosure proposal
Consumer Financial Choice and Capital Markets Protection Act of 2021
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
H.R. 699- Mutual Fund Litigation Reform Act (Emmer) H.R. 1277- Improving Corporate Governance Through Diversity Act of 2021 (Meeks) H.R. 2123- Diversity and Inclusion Data Accountability and Transparency Act (Beatty) H.R. 2265- Financial Exploitation Prevention Act (Wagner) H.R. 3412- Alleviating Stress Test Burdens to Help Investors Act (Loudermilk) H.R. 3899- Financial Stability Oversight Council Improvement Act (Foster) H.R. 4262- Increasing Investor Opportunities Act (Gonzalez) H.R. 7066- Russia and Belarus Financial Sanctions Act (Sherman) H.R. 7151- Ensuring Sound Guidance Act (Barr) S. 374- Improving Corporate Governance Through Diversity Act of 2021 (Menendez) S. 2684- Consumer Financial Choice and Capital Markets Protection Act of 2021 (Toomey) S. 3919- Reporting Requirements Reduction Act of 2022 (Tillis) S. 3945- Restoring Shareholder Transparency Act of 2022 (Haggerty) S. 3948- Increasing Investor Opportunities Act (Daines) S. 3961- Access to Small Business Investor Capital Act (Daines) S. 3965- Increasing Access to Adviser Information Act (Moran) S. 4241- INvestor Democracy is EXpected (INDEX) Act (Sullivan) Diverse Investment Advisers Act (draft) Diversity and Inclusion in the Asset Management Industry Improving Disclosure for Investors Act (draft) Length of comment period for SEC proposals Processing fees for delivering investment materials Russia Sanctions/Executive Orders SEC data security/Consolidated Audit Trail breach notification SEC money market fund proposal SEC proposed amendments to the Fund Names Rule SEC proposed Investment Adviser and Fund Disclosures about ESG Investment Practices SEC public company climate disclosure proposal
Consumer Financial Choice and Capital Markets Protection Act of 2021
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
H.R. 699- Mutual Fund Litigation Reform Act (Emmer) H.R. 1277- Improving Corporate Governance Through Diversity Act of 2021 (Meeks) H.R. 2123- Diversity and Inclusion Data Accountability and Transparency Act (Beatty) H.R. 2265- Financial Exploitation Prevention Act (Wagner) H.R. 3412- Alleviating Stress Test Burdens to Help Investors Act (Loudermilk) H.R. 3899- Financial Stability Oversight Council Improvement Act (Foster) H.R. 4262- Increasing Investor Opportunities Act (Gonzalez) H.R. 7151- Ensuring Sound Guidance Act (Barr) H.R. 8521- INvestor Democracy is EXpected (INDEX) Act (Huizenga) H.R. 9089- Consumer Financial Choice and Capital Markets Protection Act of 2022 (Williams) H.R. 9408- Mandatory Materiality Requirement Act of 2022 (Huizenga) H.R. 9526- Review the Expansion of Government Act (Kim) H.R. 9527- Putting Investors First Act of 2022 (Steil) H.R. 9570- Improving Disclosure for Investors Act of 2022 (Huizenga) S. 374- Improving Corporate Governance Through Diversity Act of 2021 (Menendez) S. 2684- Consumer Financial Choice and Capital Markets Protection Act of 2021 (Toomey) S. 3948- Increasing Investor Opportunities Act (Daines) S. 4241- INvestor Democracy is EXpected (INDEX) Act (Sullivan) S. 5004- Alleviating Stress Test Burdents to Help Investors Act (Rounds) S. 5005- Mandatory Materiality Requirement Act of 2022 (Rounds) Diverse Investment Advisers Act (draft) Diversity and Inclusion in the Asset Management Industry Processing fees for delivering investment materials SEC data security/Consolidated Audit Trail breach notification SEC money market fund proposal SEC proposed amendments to the fund names rule SEC proposed Investment Adviser and Fund Disclosures about ESG Investment Practices SEC public company climate disclosure proposal SEC open-end fund liquidity rule, swing pricing, and hard close proposal SEC outsourcing by investment advisers proposal
Improving Corporate Governance Through Diversity Act of 2021
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
H.R. 699- Mutual Fund Litigation Reform Act (Emmer) H.R. 1277- Improving Corporate Governance Through Diversity Act of 2021 (Meeks) H.R. 2123- Diversity and Inclusion Data Accountability and Transparency Act (Beatty) H.R. 2265- Financial Exploitation Prevention Act (Wagner) H.R. 3412- Alleviating Stress Test Burdens to Help Investors Act (Loudermilk) H.R. 3899- Financial Stability Oversight Council Improvement Act (Foster) H.R. 4262- Increasing Investor Opportunities Act (Gonzalez) H.R. 4616- Adjustable Interest Rate (LIBOR) Act of 2021 (Sherman) H.R. 4618- Short Sale Transparency and Market Fairness Act (Waters) H.R. 6285- Accelerating Holding Foreign Companies Accountable Act (Sherman) H.R. 7066- Russia and Belarus Financial Sanctions Act (Sherman) H.R. 7151- Ensuring Sound Guidance Act (Barr) S. 374- Improving Corporate Governance Through Diversity Act of 2021 (Menendez) S. 2184- Accelerating Holding Foreign Companies Accountable Act (Kennedy) S. 2684- Consumer Financial Choice and Capital Markets Protection Act of 2021 (Toomey) S. 3779- Adjustable Interest Rate (LIBOR) Act (Tester) S. 3948- Increasing Investor Opportunities Act (Daines) Improving Disclosure for Investors Act (draft) Processing fees for delivering investment materials Consolidated Audit Trail data security/breach notification Diverse Investment Advisers Act (draft) Diversity and Inclusion in the Asset Management Industry ESG Reporting Standards Proxy Voting by Asset Managers Russia Sanctions/Executive Orders SEC public company climate disclosure proposal SEC money market fund proposal Shorten US securities settlement cycle to trade date plus one day
Improving Corporate Governance Through Diversity Act of 2021
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
H.R. 699- Mutual Fund Litigation Reform Act (Emmer) H.R. 1277- Improving Corporate Governance Through Diversity Act of 2021 (Meeks) H.R. 2123- Diversity and Inclusion Data Accountability and Transparency Act (Beatty) H.R. 2265- Financial Exploitation Prevention Act (Wagner) H.R. 3412- Alleviating Stress Test Burdens to Help Investors Act (Loudermilk) H.R. 3899- Financial Stability Oversight Council Improvement Act (Foster) H.R. 4262- Increasing Investor Opportunities Act (Gonzalez) H.R. 7151- Ensuring Sound Guidance Act (Barr) H.R. 8521- INvestor Democracy is EXpected (INDEX) Act (Huizenga) H.R. 9089- Consumer Financial Choice and Capital Markets Protection Act of 2022 (Williams) H.R. 9408- Mandatory Materiality Requirement Act of 2022 (Huizenga) H.R. 9526- Review the Expansion of Government Act (Kim) H.R. 9527- Putting Investors First Act of 2022 (Steil) H.R. 9570- Improving Disclosure for Investors Act of 2022 (Huizenga) S. 374- Improving Corporate Governance Through Diversity Act of 2021 (Menendez) S. 2684- Consumer Financial Choice and Capital Markets Protection Act of 2021 (Toomey) S. 3948- Increasing Investor Opportunities Act (Daines) S. 4241- INvestor Democracy is EXpected (INDEX) Act (Sullivan) S. 5004- Alleviating Stress Test Burdents to Help Investors Act (Rounds) S. 5005- Mandatory Materiality Requirement Act of 2022 (Rounds) Diverse Investment Advisers Act (draft) Diversity and Inclusion in the Asset Management Industry Processing fees for delivering investment materials SEC data security/Consolidated Audit Trail breach notification SEC money market fund proposal SEC proposed amendments to the fund names rule SEC proposed Investment Adviser and Fund Disclosures about ESG Investment Practices SEC public company climate disclosure proposal SEC open-end fund liquidity rule, swing pricing, and hard close proposal SEC outsourcing by investment advisers proposal
Improving Corporate Governance Through Diversity Act of 2021
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
H.R. 699- Mutual Fund Litigation Reform Act (Emmer) H.R. 1277- Improving Corporate Governance Through Diversity Act of 2021 (Meeks) H.R. 2123- Diversity and Inclusion Data Accountability and Transparency Act (Beatty) H.R. 2265- Financial Exploitation Prevention Act (Wagner) H.R. 3412- Alleviating Stress Test Burdens to Help Investors Act (Loudermilk) H.R. 3899- Financial Stability Oversight Council Improvement Act (Foster) H.R. 4262- Increasing Investor Opportunities Act (Gonzalez) H.R. 7066- Russia and Belarus Financial Sanctions Act (Sherman) H.R. 7151- Ensuring Sound Guidance Act (Barr) S. 374- Improving Corporate Governance Through Diversity Act of 2021 (Menendez) S. 2684- Consumer Financial Choice and Capital Markets Protection Act of 2021 (Toomey) S. 3919- Reporting Requirements Reduction Act of 2022 (Tillis) S. 3945- Restoring Shareholder Transparency Act of 2022 (Haggerty) S. 3948- Increasing Investor Opportunities Act (Daines) S. 3961- Access to Small Business Investor Capital Act (Daines) S. 3965- Increasing Access to Adviser Information Act (Moran) S. 4241- INvestor Democracy is EXpected (INDEX) Act (Sullivan) Diverse Investment Advisers Act (draft) Diversity and Inclusion in the Asset Management Industry Improving Disclosure for Investors Act (draft) Length of comment period for SEC proposals Processing fees for delivering investment materials Russia Sanctions/Executive Orders SEC data security/Consolidated Audit Trail breach notification SEC money market fund proposal SEC proposed amendments to the Fund Names Rule SEC proposed Investment Adviser and Fund Disclosures about ESG Investment Practices SEC public company climate disclosure proposal
Improving Corporate Governance Through Diversity Act of 2021
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
H.R. 699- Mutual Fund Litigation Reform Act (Emmer) H.R. 1277- Improving Corporate Governance Through Diversity Act of 2021 (Meeks) H.R. 2123- Diversity and Inclusion Data Accountability and Transparency Act (Beatty) H.R. 2265- Financial Exploitation Prevention Act (Wagner) H.R. 3412- Alleviating Stress Test Burdens to Help Investors Act (Loudermilk) H.R. 3899- Financial Stability Oversight Council Improvement Act (Foster) H.R. 4262- Increasing Investor Opportunities Act (Gonzalez) H.R. 8521- INvestor Democracy is EXpected (INDEX) Act (Huizenga) H.R. 9089- Consumer Financial Choice and Capital Markets Protection Act of 2022 (Williams) S. 374- Improving Corporate Governance Through Diversity Act of 2021 (Menendez) S. 2684- Consumer Financial Choice and Capital Markets Protection Act of 2021 (Toomey) S. 3919- Reporting Requirements Reduction Act of 2022 (Tillis) S. 3945- Restoring Shareholder Transparency Act of 2022 (Haggerty) S. 3948- Increasing Investor Opportunities Act (Daines) S. 3961- Access to Small Business Investor Capital Act (Daines) S. 3965- Increasing Access to Adviser Information Act (Moran) S. 4241- INvestor Democracy is EXpected (INDEX) Act (Sullivan) Diverse Investment Advisers Act (draft) Diversity and Inclusion in the Asset Management Industry Improving Disclosure for Investors Act (draft) Processing fees for delivering investment materials Russia Sanctions/Executive Orders SEC data security/Consolidated Audit Trail breach notification SEC money market fund proposal SEC proposed amendments to the Fund Names Rule SEC proposed Investment Adviser and Fund Disclosures about ESG Investment Practices SEC public company climate disclosure proposal
Adjustable Interest Rate (LIBOR) Act
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
H.R. 699- Mutual Fund Litigation Reform Act (Emmer) H.R. 1277- Improving Corporate Governance Through Diversity Act of 2021 (Meeks) H.R. 2123- Diversity and Inclusion Data Accountability and Transparency Act (Beatty) H.R. 2265- Financial Exploitation Prevention Act (Wagner) H.R. 3412- Alleviating Stress Test Burdens to Help Investors Act (Loudermilk) H.R. 3899- Financial Stability Oversight Council Improvement Act (Foster) H.R. 4262- Increasing Investor Opportunities Act (Gonzalez) H.R. 4616- Adjustable Interest Rate (LIBOR) Act of 2021 (Sherman) H.R. 4618- Short Sale Transparency and Market Fairness Act (Waters) H.R. 6285- Accelerating Holding Foreign Companies Accountable Act (Sherman) H.R. 7066- Russia and Belarus Financial Sanctions Act (Sherman) H.R. 7151- Ensuring Sound Guidance Act (Barr) S. 374- Improving Corporate Governance Through Diversity Act of 2021 (Menendez) S. 2184- Accelerating Holding Foreign Companies Accountable Act (Kennedy) S. 2684- Consumer Financial Choice and Capital Markets Protection Act of 2021 (Toomey) S. 3779- Adjustable Interest Rate (LIBOR) Act (Tester) S. 3948- Increasing Investor Opportunities Act (Daines) Improving Disclosure for Investors Act (draft) Processing fees for delivering investment materials Consolidated Audit Trail data security/breach notification Diverse Investment Advisers Act (draft) Diversity and Inclusion in the Asset Management Industry ESG Reporting Standards Proxy Voting by Asset Managers Russia Sanctions/Executive Orders SEC public company climate disclosure proposal SEC money market fund proposal Shorten US securities settlement cycle to trade date plus one day
Reporting Requirements Reduction Act of 2022
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
H.R. 699- Mutual Fund Litigation Reform Act (Emmer) H.R. 1277- Improving Corporate Governance Through Diversity Act of 2021 (Meeks) H.R. 2123- Diversity and Inclusion Data Accountability and Transparency Act (Beatty) H.R. 2265- Financial Exploitation Prevention Act (Wagner) H.R. 3412- Alleviating Stress Test Burdens to Help Investors Act (Loudermilk) H.R. 3899- Financial Stability Oversight Council Improvement Act (Foster) H.R. 4262- Increasing Investor Opportunities Act (Gonzalez) H.R. 8521- INvestor Democracy is EXpected (INDEX) Act (Huizenga) H.R. 9089- Consumer Financial Choice and Capital Markets Protection Act of 2022 (Williams) S. 374- Improving Corporate Governance Through Diversity Act of 2021 (Menendez) S. 2684- Consumer Financial Choice and Capital Markets Protection Act of 2021 (Toomey) S. 3919- Reporting Requirements Reduction Act of 2022 (Tillis) S. 3945- Restoring Shareholder Transparency Act of 2022 (Haggerty) S. 3948- Increasing Investor Opportunities Act (Daines) S. 3961- Access to Small Business Investor Capital Act (Daines) S. 3965- Increasing Access to Adviser Information Act (Moran) S. 4241- INvestor Democracy is EXpected (INDEX) Act (Sullivan) Diverse Investment Advisers Act (draft) Diversity and Inclusion in the Asset Management Industry Improving Disclosure for Investors Act (draft) Processing fees for delivering investment materials Russia Sanctions/Executive Orders SEC data security/Consolidated Audit Trail breach notification SEC money market fund proposal SEC proposed amendments to the Fund Names Rule SEC proposed Investment Adviser and Fund Disclosures about ESG Investment Practices SEC public company climate disclosure proposal
Reporting Requirements Reduction Act of 2022
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
H.R. 699- Mutual Fund Litigation Reform Act (Emmer) H.R. 1277- Improving Corporate Governance Through Diversity Act of 2021 (Meeks) H.R. 2123- Diversity and Inclusion Data Accountability and Transparency Act (Beatty) H.R. 2265- Financial Exploitation Prevention Act (Wagner) H.R. 3412- Alleviating Stress Test Burdens to Help Investors Act (Loudermilk) H.R. 3899- Financial Stability Oversight Council Improvement Act (Foster) H.R. 4262- Increasing Investor Opportunities Act (Gonzalez) H.R. 7066- Russia and Belarus Financial Sanctions Act (Sherman) H.R. 7151- Ensuring Sound Guidance Act (Barr) S. 374- Improving Corporate Governance Through Diversity Act of 2021 (Menendez) S. 2684- Consumer Financial Choice and Capital Markets Protection Act of 2021 (Toomey) S. 3919- Reporting Requirements Reduction Act of 2022 (Tillis) S. 3945- Restoring Shareholder Transparency Act of 2022 (Haggerty) S. 3948- Increasing Investor Opportunities Act (Daines) S. 3961- Access to Small Business Investor Capital Act (Daines) S. 3965- Increasing Access to Adviser Information Act (Moran) S. 4241- INvestor Democracy is EXpected (INDEX) Act (Sullivan) Diverse Investment Advisers Act (draft) Diversity and Inclusion in the Asset Management Industry Improving Disclosure for Investors Act (draft) Length of comment period for SEC proposals Processing fees for delivering investment materials Russia Sanctions/Executive Orders SEC data security/Consolidated Audit Trail breach notification SEC money market fund proposal SEC proposed amendments to the Fund Names Rule SEC proposed Investment Adviser and Fund Disclosures about ESG Investment Practices SEC public company climate disclosure proposal
Restoring Shareholder Transparency Act of 2022
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
H.R. 699- Mutual Fund Litigation Reform Act (Emmer) H.R. 1277- Improving Corporate Governance Through Diversity Act of 2021 (Meeks) H.R. 2123- Diversity and Inclusion Data Accountability and Transparency Act (Beatty) H.R. 2265- Financial Exploitation Prevention Act (Wagner) H.R. 3412- Alleviating Stress Test Burdens to Help Investors Act (Loudermilk) H.R. 3899- Financial Stability Oversight Council Improvement Act (Foster) H.R. 4262- Increasing Investor Opportunities Act (Gonzalez) H.R. 7066- Russia and Belarus Financial Sanctions Act (Sherman) H.R. 7151- Ensuring Sound Guidance Act (Barr) S. 374- Improving Corporate Governance Through Diversity Act of 2021 (Menendez) S. 2684- Consumer Financial Choice and Capital Markets Protection Act of 2021 (Toomey) S. 3919- Reporting Requirements Reduction Act of 2022 (Tillis) S. 3945- Restoring Shareholder Transparency Act of 2022 (Haggerty) S. 3948- Increasing Investor Opportunities Act (Daines) S. 3961- Access to Small Business Investor Capital Act (Daines) S. 3965- Increasing Access to Adviser Information Act (Moran) S. 4241- INvestor Democracy is EXpected (INDEX) Act (Sullivan) Diverse Investment Advisers Act (draft) Diversity and Inclusion in the Asset Management Industry Improving Disclosure for Investors Act (draft) Length of comment period for SEC proposals Processing fees for delivering investment materials Russia Sanctions/Executive Orders SEC data security/Consolidated Audit Trail breach notification SEC money market fund proposal SEC proposed amendments to the Fund Names Rule SEC proposed Investment Adviser and Fund Disclosures about ESG Investment Practices SEC public company climate disclosure proposal
Restoring Shareholder Transparency Act of 2022
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
H.R. 699- Mutual Fund Litigation Reform Act (Emmer) H.R. 1277- Improving Corporate Governance Through Diversity Act of 2021 (Meeks) H.R. 2123- Diversity and Inclusion Data Accountability and Transparency Act (Beatty) H.R. 2265- Financial Exploitation Prevention Act (Wagner) H.R. 3412- Alleviating Stress Test Burdens to Help Investors Act (Loudermilk) H.R. 3899- Financial Stability Oversight Council Improvement Act (Foster) H.R. 4262- Increasing Investor Opportunities Act (Gonzalez) H.R. 8521- INvestor Democracy is EXpected (INDEX) Act (Huizenga) H.R. 9089- Consumer Financial Choice and Capital Markets Protection Act of 2022 (Williams) S. 374- Improving Corporate Governance Through Diversity Act of 2021 (Menendez) S. 2684- Consumer Financial Choice and Capital Markets Protection Act of 2021 (Toomey) S. 3919- Reporting Requirements Reduction Act of 2022 (Tillis) S. 3945- Restoring Shareholder Transparency Act of 2022 (Haggerty) S. 3948- Increasing Investor Opportunities Act (Daines) S. 3961- Access to Small Business Investor Capital Act (Daines) S. 3965- Increasing Access to Adviser Information Act (Moran) S. 4241- INvestor Democracy is EXpected (INDEX) Act (Sullivan) Diverse Investment Advisers Act (draft) Diversity and Inclusion in the Asset Management Industry Improving Disclosure for Investors Act (draft) Processing fees for delivering investment materials Russia Sanctions/Executive Orders SEC data security/Consolidated Audit Trail breach notification SEC money market fund proposal SEC proposed amendments to the Fund Names Rule SEC proposed Investment Adviser and Fund Disclosures about ESG Investment Practices SEC public company climate disclosure proposal
Increasing Investor Opportunities Act
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
H.R. 699- Mutual Fund Litigation Reform Act (Emmer) H.R. 1277- Improving Corporate Governance Through Diversity Act of 2021 (Meeks) H.R. 2123- Diversity and Inclusion Data Accountability and Transparency Act (Beatty) H.R. 2265- Financial Exploitation Prevention Act (Wagner) H.R. 3412- Alleviating Stress Test Burdens to Help Investors Act (Loudermilk) H.R. 3899- Financial Stability Oversight Council Improvement Act (Foster) H.R. 4262- Increasing Investor Opportunities Act (Gonzalez) H.R. 8521- INvestor Democracy is EXpected (INDEX) Act (Huizenga) H.R. 9089- Consumer Financial Choice and Capital Markets Protection Act of 2022 (Williams) S. 374- Improving Corporate Governance Through Diversity Act of 2021 (Menendez) S. 2684- Consumer Financial Choice and Capital Markets Protection Act of 2021 (Toomey) S. 3919- Reporting Requirements Reduction Act of 2022 (Tillis) S. 3945- Restoring Shareholder Transparency Act of 2022 (Haggerty) S. 3948- Increasing Investor Opportunities Act (Daines) S. 3961- Access to Small Business Investor Capital Act (Daines) S. 3965- Increasing Access to Adviser Information Act (Moran) S. 4241- INvestor Democracy is EXpected (INDEX) Act (Sullivan) Diverse Investment Advisers Act (draft) Diversity and Inclusion in the Asset Management Industry Improving Disclosure for Investors Act (draft) Processing fees for delivering investment materials Russia Sanctions/Executive Orders SEC data security/Consolidated Audit Trail breach notification SEC money market fund proposal SEC proposed amendments to the Fund Names Rule SEC proposed Investment Adviser and Fund Disclosures about ESG Investment Practices SEC public company climate disclosure proposal
Increasing Investor Opportunities Act
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
H.R. 699- Mutual Fund Litigation Reform Act (Emmer) H.R. 1277- Improving Corporate Governance Through Diversity Act of 2021 (Meeks) H.R. 2123- Diversity and Inclusion Data Accountability and Transparency Act (Beatty) H.R. 2265- Financial Exploitation Prevention Act (Wagner) H.R. 3412- Alleviating Stress Test Burdens to Help Investors Act (Loudermilk) H.R. 3899- Financial Stability Oversight Council Improvement Act (Foster) H.R. 4262- Increasing Investor Opportunities Act (Gonzalez) H.R. 7151- Ensuring Sound Guidance Act (Barr) H.R. 8521- INvestor Democracy is EXpected (INDEX) Act (Huizenga) H.R. 9089- Consumer Financial Choice and Capital Markets Protection Act of 2022 (Williams) H.R. 9408- Mandatory Materiality Requirement Act of 2022 (Huizenga) H.R. 9526- Review the Expansion of Government Act (Kim) H.R. 9527- Putting Investors First Act of 2022 (Steil) H.R. 9570- Improving Disclosure for Investors Act of 2022 (Huizenga) S. 374- Improving Corporate Governance Through Diversity Act of 2021 (Menendez) S. 2684- Consumer Financial Choice and Capital Markets Protection Act of 2021 (Toomey) S. 3948- Increasing Investor Opportunities Act (Daines) S. 4241- INvestor Democracy is EXpected (INDEX) Act (Sullivan) S. 5004- Alleviating Stress Test Burdents to Help Investors Act (Rounds) S. 5005- Mandatory Materiality Requirement Act of 2022 (Rounds) Diverse Investment Advisers Act (draft) Diversity and Inclusion in the Asset Management Industry Processing fees for delivering investment materials SEC data security/Consolidated Audit Trail breach notification SEC money market fund proposal SEC proposed amendments to the fund names rule SEC proposed Investment Adviser and Fund Disclosures about ESG Investment Practices SEC public company climate disclosure proposal SEC open-end fund liquidity rule, swing pricing, and hard close proposal SEC outsourcing by investment advisers proposal
Increasing Investor Opportunities Act
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
H.R. 699- Mutual Fund Litigation Reform Act (Emmer) H.R. 1277- Improving Corporate Governance Through Diversity Act of 2021 (Meeks) H.R. 2123- Diversity and Inclusion Data Accountability and Transparency Act (Beatty) H.R. 2265- Financial Exploitation Prevention Act (Wagner) H.R. 3412- Alleviating Stress Test Burdens to Help Investors Act (Loudermilk) H.R. 3899- Financial Stability Oversight Council Improvement Act (Foster) H.R. 4262- Increasing Investor Opportunities Act (Gonzalez) H.R. 7066- Russia and Belarus Financial Sanctions Act (Sherman) H.R. 7151- Ensuring Sound Guidance Act (Barr) S. 374- Improving Corporate Governance Through Diversity Act of 2021 (Menendez) S. 2684- Consumer Financial Choice and Capital Markets Protection Act of 2021 (Toomey) S. 3919- Reporting Requirements Reduction Act of 2022 (Tillis) S. 3945- Restoring Shareholder Transparency Act of 2022 (Haggerty) S. 3948- Increasing Investor Opportunities Act (Daines) S. 3961- Access to Small Business Investor Capital Act (Daines) S. 3965- Increasing Access to Adviser Information Act (Moran) S. 4241- INvestor Democracy is EXpected (INDEX) Act (Sullivan) Diverse Investment Advisers Act (draft) Diversity and Inclusion in the Asset Management Industry Improving Disclosure for Investors Act (draft) Length of comment period for SEC proposals Processing fees for delivering investment materials Russia Sanctions/Executive Orders SEC data security/Consolidated Audit Trail breach notification SEC money market fund proposal SEC proposed amendments to the Fund Names Rule SEC proposed Investment Adviser and Fund Disclosures about ESG Investment Practices SEC public company climate disclosure proposal
Increasing Investor Opportunities Act
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
H.R. 699- Mutual Fund Litigation Reform Act (Emmer) H.R. 1277- Improving Corporate Governance Through Diversity Act of 2021 (Meeks) H.R. 2123- Diversity and Inclusion Data Accountability and Transparency Act (Beatty) H.R. 2265- Financial Exploitation Prevention Act (Wagner) H.R. 3412- Alleviating Stress Test Burdens to Help Investors Act (Loudermilk) H.R. 3899- Financial Stability Oversight Council Improvement Act (Foster) H.R. 4262- Increasing Investor Opportunities Act (Gonzalez) H.R. 4616- Adjustable Interest Rate (LIBOR) Act of 2021 (Sherman) H.R. 4618- Short Sale Transparency and Market Fairness Act (Waters) H.R. 6285- Accelerating Holding Foreign Companies Accountable Act (Sherman) H.R. 7066- Russia and Belarus Financial Sanctions Act (Sherman) H.R. 7151- Ensuring Sound Guidance Act (Barr) S. 374- Improving Corporate Governance Through Diversity Act of 2021 (Menendez) S. 2184- Accelerating Holding Foreign Companies Accountable Act (Kennedy) S. 2684- Consumer Financial Choice and Capital Markets Protection Act of 2021 (Toomey) S. 3779- Adjustable Interest Rate (LIBOR) Act (Tester) S. 3948- Increasing Investor Opportunities Act (Daines) Improving Disclosure for Investors Act (draft) Processing fees for delivering investment materials Consolidated Audit Trail data security/breach notification Diverse Investment Advisers Act (draft) Diversity and Inclusion in the Asset Management Industry ESG Reporting Standards Proxy Voting by Asset Managers Russia Sanctions/Executive Orders SEC public company climate disclosure proposal SEC money market fund proposal Shorten US securities settlement cycle to trade date plus one day
Access to Small Business Investor Capital Act
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
H.R. 699- Mutual Fund Litigation Reform Act (Emmer) H.R. 1277- Improving Corporate Governance Through Diversity Act of 2021 (Meeks) H.R. 2123- Diversity and Inclusion Data Accountability and Transparency Act (Beatty) H.R. 2265- Financial Exploitation Prevention Act (Wagner) H.R. 3412- Alleviating Stress Test Burdens to Help Investors Act (Loudermilk) H.R. 3899- Financial Stability Oversight Council Improvement Act (Foster) H.R. 4262- Increasing Investor Opportunities Act (Gonzalez) H.R. 8521- INvestor Democracy is EXpected (INDEX) Act (Huizenga) H.R. 9089- Consumer Financial Choice and Capital Markets Protection Act of 2022 (Williams) S. 374- Improving Corporate Governance Through Diversity Act of 2021 (Menendez) S. 2684- Consumer Financial Choice and Capital Markets Protection Act of 2021 (Toomey) S. 3919- Reporting Requirements Reduction Act of 2022 (Tillis) S. 3945- Restoring Shareholder Transparency Act of 2022 (Haggerty) S. 3948- Increasing Investor Opportunities Act (Daines) S. 3961- Access to Small Business Investor Capital Act (Daines) S. 3965- Increasing Access to Adviser Information Act (Moran) S. 4241- INvestor Democracy is EXpected (INDEX) Act (Sullivan) Diverse Investment Advisers Act (draft) Diversity and Inclusion in the Asset Management Industry Improving Disclosure for Investors Act (draft) Processing fees for delivering investment materials Russia Sanctions/Executive Orders SEC data security/Consolidated Audit Trail breach notification SEC money market fund proposal SEC proposed amendments to the Fund Names Rule SEC proposed Investment Adviser and Fund Disclosures about ESG Investment Practices SEC public company climate disclosure proposal
Access to Small Business Investor Capital Act
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
H.R. 699- Mutual Fund Litigation Reform Act (Emmer) H.R. 1277- Improving Corporate Governance Through Diversity Act of 2021 (Meeks) H.R. 2123- Diversity and Inclusion Data Accountability and Transparency Act (Beatty) H.R. 2265- Financial Exploitation Prevention Act (Wagner) H.R. 3412- Alleviating Stress Test Burdens to Help Investors Act (Loudermilk) H.R. 3899- Financial Stability Oversight Council Improvement Act (Foster) H.R. 4262- Increasing Investor Opportunities Act (Gonzalez) H.R. 7066- Russia and Belarus Financial Sanctions Act (Sherman) H.R. 7151- Ensuring Sound Guidance Act (Barr) S. 374- Improving Corporate Governance Through Diversity Act of 2021 (Menendez) S. 2684- Consumer Financial Choice and Capital Markets Protection Act of 2021 (Toomey) S. 3919- Reporting Requirements Reduction Act of 2022 (Tillis) S. 3945- Restoring Shareholder Transparency Act of 2022 (Haggerty) S. 3948- Increasing Investor Opportunities Act (Daines) S. 3961- Access to Small Business Investor Capital Act (Daines) S. 3965- Increasing Access to Adviser Information Act (Moran) S. 4241- INvestor Democracy is EXpected (INDEX) Act (Sullivan) Diverse Investment Advisers Act (draft) Diversity and Inclusion in the Asset Management Industry Improving Disclosure for Investors Act (draft) Length of comment period for SEC proposals Processing fees for delivering investment materials Russia Sanctions/Executive Orders SEC data security/Consolidated Audit Trail breach notification SEC money market fund proposal SEC proposed amendments to the Fund Names Rule SEC proposed Investment Adviser and Fund Disclosures about ESG Investment Practices SEC public company climate disclosure proposal
Increasing Access to Adviser Information Act
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
H.R. 699- Mutual Fund Litigation Reform Act (Emmer) H.R. 1277- Improving Corporate Governance Through Diversity Act of 2021 (Meeks) H.R. 2123- Diversity and Inclusion Data Accountability and Transparency Act (Beatty) H.R. 2265- Financial Exploitation Prevention Act (Wagner) H.R. 3412- Alleviating Stress Test Burdens to Help Investors Act (Loudermilk) H.R. 3899- Financial Stability Oversight Council Improvement Act (Foster) H.R. 4262- Increasing Investor Opportunities Act (Gonzalez) H.R. 7066- Russia and Belarus Financial Sanctions Act (Sherman) H.R. 7151- Ensuring Sound Guidance Act (Barr) S. 374- Improving Corporate Governance Through Diversity Act of 2021 (Menendez) S. 2684- Consumer Financial Choice and Capital Markets Protection Act of 2021 (Toomey) S. 3919- Reporting Requirements Reduction Act of 2022 (Tillis) S. 3945- Restoring Shareholder Transparency Act of 2022 (Haggerty) S. 3948- Increasing Investor Opportunities Act (Daines) S. 3961- Access to Small Business Investor Capital Act (Daines) S. 3965- Increasing Access to Adviser Information Act (Moran) S. 4241- INvestor Democracy is EXpected (INDEX) Act (Sullivan) Diverse Investment Advisers Act (draft) Diversity and Inclusion in the Asset Management Industry Improving Disclosure for Investors Act (draft) Length of comment period for SEC proposals Processing fees for delivering investment materials Russia Sanctions/Executive Orders SEC data security/Consolidated Audit Trail breach notification SEC money market fund proposal SEC proposed amendments to the Fund Names Rule SEC proposed Investment Adviser and Fund Disclosures about ESG Investment Practices SEC public company climate disclosure proposal
Increasing Access to Adviser Information Act
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
H.R. 699- Mutual Fund Litigation Reform Act (Emmer) H.R. 1277- Improving Corporate Governance Through Diversity Act of 2021 (Meeks) H.R. 2123- Diversity and Inclusion Data Accountability and Transparency Act (Beatty) H.R. 2265- Financial Exploitation Prevention Act (Wagner) H.R. 3412- Alleviating Stress Test Burdens to Help Investors Act (Loudermilk) H.R. 3899- Financial Stability Oversight Council Improvement Act (Foster) H.R. 4262- Increasing Investor Opportunities Act (Gonzalez) H.R. 8521- INvestor Democracy is EXpected (INDEX) Act (Huizenga) H.R. 9089- Consumer Financial Choice and Capital Markets Protection Act of 2022 (Williams) S. 374- Improving Corporate Governance Through Diversity Act of 2021 (Menendez) S. 2684- Consumer Financial Choice and Capital Markets Protection Act of 2021 (Toomey) S. 3919- Reporting Requirements Reduction Act of 2022 (Tillis) S. 3945- Restoring Shareholder Transparency Act of 2022 (Haggerty) S. 3948- Increasing Investor Opportunities Act (Daines) S. 3961- Access to Small Business Investor Capital Act (Daines) S. 3965- Increasing Access to Adviser Information Act (Moran) S. 4241- INvestor Democracy is EXpected (INDEX) Act (Sullivan) Diverse Investment Advisers Act (draft) Diversity and Inclusion in the Asset Management Industry Improving Disclosure for Investors Act (draft) Processing fees for delivering investment materials Russia Sanctions/Executive Orders SEC data security/Consolidated Audit Trail breach notification SEC money market fund proposal SEC proposed amendments to the Fund Names Rule SEC proposed Investment Adviser and Fund Disclosures about ESG Investment Practices SEC public company climate disclosure proposal
H.R. 699- Mutual Fund Litigation Reform Act (Emmer) H.R. 1277- Improving Corporate Governance Through Diversity Act of 2021 (Meeks) H.R. 2123- Diversity and Inclusion Data Accountability and Transparency Act (Beatty) H.R. 2265- Financial Exploitation Prevention Act (Wagner) H.R. 3412- Alleviating Stress Test Burdens to Help Investors Act (Loudermilk) H.R. 3899- Financial Stability Oversight Council Improvement Act (Foster) H.R. 4262- Increasing Investor Opportunities Act (Gonzalez) H.R. 7066- Russia and Belarus Financial Sanctions Act (Sherman) H.R. 7151- Ensuring Sound Guidance Act (Barr) S. 374- Improving Corporate Governance Through Diversity Act of 2021 (Menendez) S. 2684- Consumer Financial Choice and Capital Markets Protection Act of 2021 (Toomey) S. 3919- Reporting Requirements Reduction Act of 2022 (Tillis) S. 3945- Restoring Shareholder Transparency Act of 2022 (Haggerty) S. 3948- Increasing Investor Opportunities Act (Daines) S. 3961- Access to Small Business Investor Capital Act (Daines) S. 3965- Increasing Access to Adviser Information Act (Moran) S. 4241- INvestor Democracy is EXpected (INDEX) Act (Sullivan) Diverse Investment Advisers Act (draft) Diversity and Inclusion in the Asset Management Industry Improving Disclosure for Investors Act (draft) Length of comment period for SEC proposals Processing fees for delivering investment materials Russia Sanctions/Executive Orders SEC data security/Consolidated Audit Trail breach notification SEC money market fund proposal SEC proposed amendments to the Fund Names Rule SEC proposed Investment Adviser and Fund Disclosures about ESG Investment Practices SEC public company climate disclosure proposal
H.R. 699- Mutual Fund Litigation Reform Act (Emmer) H.R. 1277- Improving Corporate Governance Through Diversity Act of 2021 (Meeks) H.R. 2123- Diversity and Inclusion Data Accountability and Transparency Act (Beatty) H.R. 2265- Financial Exploitation Prevention Act (Wagner) H.R. 3412- Alleviating Stress Test Burdens to Help Investors Act (Loudermilk) H.R. 3899- Financial Stability Oversight Council Improvement Act (Foster) H.R. 4262- Increasing Investor Opportunities Act (Gonzalez) H.R. 8521- INvestor Democracy is EXpected (INDEX) Act (Huizenga) H.R. 9089- Consumer Financial Choice and Capital Markets Protection Act of 2022 (Williams) S. 374- Improving Corporate Governance Through Diversity Act of 2021 (Menendez) S. 2684- Consumer Financial Choice and Capital Markets Protection Act of 2021 (Toomey) S. 3919- Reporting Requirements Reduction Act of 2022 (Tillis) S. 3945- Restoring Shareholder Transparency Act of 2022 (Haggerty) S. 3948- Increasing Investor Opportunities Act (Daines) S. 3961- Access to Small Business Investor Capital Act (Daines) S. 3965- Increasing Access to Adviser Information Act (Moran) S. 4241- INvestor Democracy is EXpected (INDEX) Act (Sullivan) Diverse Investment Advisers Act (draft) Diversity and Inclusion in the Asset Management Industry Improving Disclosure for Investors Act (draft) Processing fees for delivering investment materials Russia Sanctions/Executive Orders SEC data security/Consolidated Audit Trail breach notification SEC money market fund proposal SEC proposed amendments to the Fund Names Rule SEC proposed Investment Adviser and Fund Disclosures about ESG Investment Practices SEC public company climate disclosure proposal
H.R. 699- Mutual Fund Litigation Reform Act (Emmer) H.R. 1277- Improving Corporate Governance Through Diversity Act of 2021 (Meeks) H.R. 2123- Diversity and Inclusion Data Accountability and Transparency Act (Beatty) H.R. 2265- Financial Exploitation Prevention Act (Wagner) H.R. 3412- Alleviating Stress Test Burdens to Help Investors Act (Loudermilk) H.R. 3899- Financial Stability Oversight Council Improvement Act (Foster) H.R. 4262- Increasing Investor Opportunities Act (Gonzalez) H.R. 7151- Ensuring Sound Guidance Act (Barr) H.R. 8521- INvestor Democracy is EXpected (INDEX) Act (Huizenga) H.R. 9089- Consumer Financial Choice and Capital Markets Protection Act of 2022 (Williams) H.R. 9408- Mandatory Materiality Requirement Act of 2022 (Huizenga) H.R. 9526- Review the Expansion of Government Act (Kim) H.R. 9527- Putting Investors First Act of 2022 (Steil) H.R. 9570- Improving Disclosure for Investors Act of 2022 (Huizenga) S. 374- Improving Corporate Governance Through Diversity Act of 2021 (Menendez) S. 2684- Consumer Financial Choice and Capital Markets Protection Act of 2021 (Toomey) S. 3948- Increasing Investor Opportunities Act (Daines) S. 4241- INvestor Democracy is EXpected (INDEX) Act (Sullivan) S. 5004- Alleviating Stress Test Burdents to Help Investors Act (Rounds) S. 5005- Mandatory Materiality Requirement Act of 2022 (Rounds) Diverse Investment Advisers Act (draft) Diversity and Inclusion in the Asset Management Industry Processing fees for delivering investment materials SEC data security/Consolidated Audit Trail breach notification SEC money market fund proposal SEC proposed amendments to the fund names rule SEC proposed Investment Adviser and Fund Disclosures about ESG Investment Practices SEC public company climate disclosure proposal SEC open-end fund liquidity rule, swing pricing, and hard close proposal SEC outsourcing by investment advisers proposal
H.R. 5891- Retirement Improvement and Savings Enhancement Act (Scott) S. 4353- Retirement Improvement and Savings Enhancement to Supplement Healthy Investments for the Nest Egg (RISE & SHINE) Act (Murray) S. 4973- Retirement Savings Modernization Act (Toomey) Department of Labor QPAM proposal Electronic Distribution of retirement plan communications Thrift Savings Plan Expansion Qualified Default Investment Alternatives
H.R. 5891- Retirement Improvement and Savings Enhancement Act (Scott) H.R. 7151- Ensuring Sound Guidance Act (Barr) S. 4353- Retirement Improvement and Savings Enhancement to Supplement Healthy Investments for the Nest Egg (RISE & SHINE) Act (Murray) Department of Labor's fiduciary rulemaking Electronic Distribution of Retirement Plan Communications Retirement Savings Modernization Act (Toomey) Thrift Savings Plan Expansion Qualified Default Investment Alternatives
H.R. 2954- Securing a Strong Retirement Act of 2022 (Neal) H.R. 5376- Inflation Reduction Act of 2022 S. 2621- Modernization of Derivatives Tax Act of 2021 (Wyden) S. 4808- Enhancing American Retirement Now (EARN) Act (Wyden) Allow 403(b) plans to invest in collective investment trusts Allow rollovers from 529 programs to Roth IRAs Auto-IRA/Plan Requirement Capital gains and dividends taxation Certifications of US Tax Residency Emergency savings accounts Excise tax on corporate stock buybacks IRC section 852(b)(6) Limits on large IRA balances Related Parties Wash Sale Rule Tax deferral of retirement contributions
Retirement Savings Modernization Act
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
S. 4973- Retirement Savings Modernization Act (Toomey) Department of Labor QPAM proposal Department of Labor rule on ESG Investing and Proxy Voting Electronic Distribution of retirement plan communications Qualified Default Investment Alternatives
Retirement Savings Modernization Act
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
H.R. 5891- Retirement Improvement and Savings Enhancement Act (Scott) S. 4353- Retirement Improvement and Savings Enhancement to Supplement Healthy Investments for the Nest Egg (RISE & SHINE) Act (Murray) S. 4973- Retirement Savings Modernization Act (Toomey) Department of Labor QPAM proposal Electronic Distribution of retirement plan communications Thrift Savings Plan Expansion Qualified Default Investment Alternatives
Alleviating Stress Test Burdens to Help Investors Act
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
H.R. 699- Mutual Fund Litigation Reform Act (Emmer) H.R. 1277- Improving Corporate Governance Through Diversity Act of 2021 (Meeks) H.R. 2123- Diversity and Inclusion Data Accountability and Transparency Act (Beatty) H.R. 2265- Financial Exploitation Prevention Act (Wagner) H.R. 3412- Alleviating Stress Test Burdens to Help Investors Act (Loudermilk) H.R. 3899- Financial Stability Oversight Council Improvement Act (Foster) H.R. 4262- Increasing Investor Opportunities Act (Gonzalez) H.R. 7151- Ensuring Sound Guidance Act (Barr) H.R. 8521- INvestor Democracy is EXpected (INDEX) Act (Huizenga) H.R. 9089- Consumer Financial Choice and Capital Markets Protection Act of 2022 (Williams) H.R. 9408- Mandatory Materiality Requirement Act of 2022 (Huizenga) H.R. 9526- Review the Expansion of Government Act (Kim) H.R. 9527- Putting Investors First Act of 2022 (Steil) H.R. 9570- Improving Disclosure for Investors Act of 2022 (Huizenga) S. 374- Improving Corporate Governance Through Diversity Act of 2021 (Menendez) S. 2684- Consumer Financial Choice and Capital Markets Protection Act of 2021 (Toomey) S. 3948- Increasing Investor Opportunities Act (Daines) S. 4241- INvestor Democracy is EXpected (INDEX) Act (Sullivan) S. 5004- Alleviating Stress Test Burdents to Help Investors Act (Rounds) S. 5005- Mandatory Materiality Requirement Act of 2022 (Rounds) Diverse Investment Advisers Act (draft) Diversity and Inclusion in the Asset Management Industry Processing fees for delivering investment materials SEC data security/Consolidated Audit Trail breach notification SEC money market fund proposal SEC proposed amendments to the fund names rule SEC proposed Investment Adviser and Fund Disclosures about ESG Investment Practices SEC public company climate disclosure proposal SEC open-end fund liquidity rule, swing pricing, and hard close proposal SEC outsourcing by investment advisers proposal
Mandatory Materiality Requirement Act of 2022
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
H.R. 699- Mutual Fund Litigation Reform Act (Emmer) H.R. 1277- Improving Corporate Governance Through Diversity Act of 2021 (Meeks) H.R. 2123- Diversity and Inclusion Data Accountability and Transparency Act (Beatty) H.R. 2265- Financial Exploitation Prevention Act (Wagner) H.R. 3412- Alleviating Stress Test Burdens to Help Investors Act (Loudermilk) H.R. 3899- Financial Stability Oversight Council Improvement Act (Foster) H.R. 4262- Increasing Investor Opportunities Act (Gonzalez) H.R. 7151- Ensuring Sound Guidance Act (Barr) H.R. 8521- INvestor Democracy is EXpected (INDEX) Act (Huizenga) H.R. 9089- Consumer Financial Choice and Capital Markets Protection Act of 2022 (Williams) H.R. 9408- Mandatory Materiality Requirement Act of 2022 (Huizenga) H.R. 9526- Review the Expansion of Government Act (Kim) H.R. 9527- Putting Investors First Act of 2022 (Steil) H.R. 9570- Improving Disclosure for Investors Act of 2022 (Huizenga) S. 374- Improving Corporate Governance Through Diversity Act of 2021 (Menendez) S. 2684- Consumer Financial Choice and Capital Markets Protection Act of 2021 (Toomey) S. 3948- Increasing Investor Opportunities Act (Daines) S. 4241- INvestor Democracy is EXpected (INDEX) Act (Sullivan) S. 5004- Alleviating Stress Test Burdents to Help Investors Act (Rounds) S. 5005- Mandatory Materiality Requirement Act of 2022 (Rounds) Diverse Investment Advisers Act (draft) Diversity and Inclusion in the Asset Management Industry Processing fees for delivering investment materials SEC data security/Consolidated Audit Trail breach notification SEC money market fund proposal SEC proposed amendments to the fund names rule SEC proposed Investment Adviser and Fund Disclosures about ESG Investment Practices SEC public company climate disclosure proposal SEC open-end fund liquidity rule, swing pricing, and hard close proposal SEC outsourcing by investment advisers proposal
Retirement Savings for Americans Act of 2022
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
H.R. 2617- SECURE 2.0 Act of 2022 H.R. 9462- Retirement Savings for Americans Act of 2022 (Sewell) S. 2621- Modernization of Derivatives Tax Act of 2021 (Wyden) S. 5271- Retirement Savings for Americans Act of 2022 (Hickenlooper) Allow 403(b) plans to invest in collective investment trusts Auto-IRA/Plan Requirement Capital gains and dividends taxation Certifications of US Tax Residency Excise tax on corporate stock buybacks IRC section 852(b)(6) IRS Permanent Relief for Remote Witnessing Procedures Related Parties Wash Sale Rule Tax deferral of retirement contributions
Corporate Governance Improvement and Investor Protection Act
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
H.R. 699- Mutual Fund Litigation Reform Act (Emmer) H.R. 1187- Corporate Governance Improvement and Investor Protection Act H.R. 1277- Improving Corporate Governance Through Diversity Act of 2021 (Meeks) H.R. 1996- Secure and Fair Enforcement Banking Act of 2021 (Perlmutter) H.R. 2123- Diversity and Inclusion Data Accountability and Transparency Act (Beatty) H.R. 2265- Financial Exploitation Prevention Act (Wagner) H.R. 2570- Climate Risk Disclosure Act of 2021 (Casten) H.R. 3007- Disclosure of Tax Havens and Offshoring Act (Axne) H.R. 3412- Alleviating Stress Test Burdens to Help Investors Act (Loudermilk) H.R. 3899- Financial Stability Oversight Council Improvement Act (Foster) H.R. 4262- Increasing Investor Opportunities Act (Gonzalez) S. 374- Improving Corporate Governance Through Diversity Act of 2021 (Menendez) S. 910- Secure and Fair Enforcement Banking Act of 2021 (Merkley) S. 2184- Accelerating Holding Foreign Companies Accountable Act (Kennedy) Consolidated Audit Trail Diverse Investment Advisers Act Enhanced ESG Disclosure by Corporate Issuers Exchange-Traded Funds Improving Disclosure for Investors Act of 2021 Money Market Mutual Funds SEC Form 13F SEC Cybersecurity and Data Protection
Corporate Governance Improvement and Investor Protection Act
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
H.R. 699- Mutual Fund Litigation Reform Act (Emmer) H.R. 1187- Corporate Governance Improvement and Investor Protection Act H.R. 1277- Improving Corporate Governance Through Diversity Act of 2021 (Meeks) H.R. 1996- Secure and Fair Enforcement Banking Act of 2021 (Perlmutter) H.R. 2123- Diversity and Inclusion Data Accountability and Transparency Act (Beatty) H.R. 2265- Financial Exploitation Prevention Act (Wagner) H.R. 2570- Climate Risk Disclosure Act of 2021 (Casten) H.R. 3412- Alleviating Stress Test Burdens to Help Investors Act (Loudermilk) H.R. 3899- Financial Stability Oversight Council Improvement Act (Foster) H.R. 4262- Increasing Investor Opportunities Act (Gonzalez) H.R. 4616- Adjustable Interest Rate (LIBOR) Act of 2021 (Sherman) H.R. 4618- Short Sale Transparency and Market Fairness Act (Waters) S. 374- Improving Corporate Governance Through Diversity Act of 2021 (Menendez) S. 910- Secure and Fair Enforcement Banking Act of 2021 (Merkley) S. 2184- Accelerating Holding Foreign Companies Accountable Act (Kennedy) S. 2684- Consumer Financial Choice and Capital Markets Protection Act of 2021 (Toomey) Improving Disclosure for Investors Act of 2021 Processing fees for delivering investment materials Consolidated Audit Trail SEC Cybersecurity and Data Protection Diverse Investment Advisers Act Enhanced ESG Disclosure by Corporate Issuers
H.R. 699- Mutual Fund Litigation Reform Act (Emmer) H.R. 1277- Improving Corporate Governance Through Diversity Act of 2021 (Meeks) H.R. 2123- Diversity and Inclusion Data Accountability and Transparency Act (Beatty) H.R. 2265- Financial Exploitation Prevention Act (Wagner) H.R. 3412- Alleviating Stress Test Burdens to Help Investors Act (Loudermilk) H.R. 3899- Financial Stability Oversight Council Improvement Act (Foster) H.R. 4262- Increasing Investor Opportunities Act (Gonzalez) H.R. 7151- Ensuring Sound Guidance Act (Barr) H.R. 8521- INvestor Democracy is EXpected (INDEX) Act (Huizenga) H.R. 9089- Consumer Financial Choice and Capital Markets Protection Act of 2022 (Williams) H.R. 9408- Mandatory Materiality Requirement Act of 2022 (Huizenga) H.R. 9526- Review the Expansion of Government Act (Kim) H.R. 9527- Putting Investors First Act of 2022 (Steil) H.R. 9570- Improving Disclosure for Investors Act of 2022 (Huizenga) S. 374- Improving Corporate Governance Through Diversity Act of 2021 (Menendez) S. 2684- Consumer Financial Choice and Capital Markets Protection Act of 2021 (Toomey) S. 3948- Increasing Investor Opportunities Act (Daines) S. 4241- INvestor Democracy is EXpected (INDEX) Act (Sullivan) S. 5004- Alleviating Stress Test Burdents to Help Investors Act (Rounds) S. 5005- Mandatory Materiality Requirement Act of 2022 (Rounds) Diverse Investment Advisers Act (draft) Diversity and Inclusion in the Asset Management Industry Processing fees for delivering investment materials SEC data security/Consolidated Audit Trail breach notification SEC money market fund proposal SEC proposed amendments to the fund names rule SEC proposed Investment Adviser and Fund Disclosures about ESG Investment Practices SEC public company climate disclosure proposal SEC open-end fund liquidity rule, swing pricing, and hard close proposal SEC outsourcing by investment advisers proposal
S. 4973- Retirement Savings Modernization Act (Toomey) Department of Labor QPAM proposal Department of Labor rule on ESG Investing and Proxy Voting Electronic Distribution of retirement plan communications Qualified Default Investment Alternatives
Filing targets: HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), SENATE, Treasury, Dept of
INVESTMENT COMPANY INSTITUTE via INVESTMENT COMPANY INSTITUTE
2022 · third_quarter · Q3
H.R. 2954- Securing a Strong Retirement Act of 2022 (Neal) H.R. 5376- Inflation Reduction Act of 2022 S. 2621- Modernization of Derivatives Tax Act of 2021 (Wyden) S. 4808- Enhancing American Retirement Now (EARN) Act (Wyden) Allow 403(b) plans to invest in collective investment trusts Allow rollovers from 529 programs to Roth IRAs Auto-IRA/Plan Requirement Capital gains and dividends taxation Certifications of US Tax Residency Emergency savings accounts Excise tax on corporate stock buybacks IRC section 852(b)(6) Limits on large IRA balances Related Parties Wash Sale Rule Tax deferral of retirement contributions
H.R. 699- Mutual Fund Litigation Reform Act (Emmer) H.R. 1277- Improving Corporate Governance Through Diversity Act of 2021 (Meeks) H.R. 2123- Diversity and Inclusion Data Accountability and Transparency Act (Beatty) H.R. 2265- Financial Exploitation Prevention Act (Wagner) H.R. 3412- Alleviating Stress Test Burdens to Help Investors Act (Loudermilk) H.R. 3899- Financial Stability Oversight Council Improvement Act (Foster) H.R. 4262- Increasing Investor Opportunities Act (Gonzalez) H.R. 8521- INvestor Democracy is EXpected (INDEX) Act (Huizenga) H.R. 9089- Consumer Financial Choice and Capital Markets Protection Act of 2022 (Williams) S. 374- Improving Corporate Governance Through Diversity Act of 2021 (Menendez) S. 2684- Consumer Financial Choice and Capital Markets Protection Act of 2021 (Toomey) S. 3919- Reporting Requirements Reduction Act of 2022 (Tillis) S. 3945- Restoring Shareholder Transparency Act of 2022 (Haggerty) S. 3948- Increasing Investor Opportunities Act (Daines) S. 3961- Access to Small Business Investor Capital Act (Daines) S. 3965- Increasing Access to Adviser Information Act (Moran) S. 4241- INvestor Democracy is EXpected (INDEX) Act (Sullivan) Diverse Investment Advisers Act (draft) Diversity and Inclusion in the Asset Management Industry Improving Disclosure for Investors Act (draft) Processing fees for delivering investment materials Russia Sanctions/Executive Orders SEC data security/Consolidated Audit Trail breach notification SEC money market fund proposal SEC proposed amendments to the Fund Names Rule SEC proposed Investment Adviser and Fund Disclosures about ESG Investment Practices SEC public company climate disclosure proposal
H.R. 5891- Retirement Improvement and Savings Enhancement Act (Scott) S. 4353- Retirement Improvement and Savings Enhancement to Supplement Healthy Investments for the Nest Egg (RISE & SHINE) Act (Murray) S. 4973- Retirement Savings Modernization Act (Toomey) Department of Labor QPAM proposal Electronic Distribution of retirement plan communications Thrift Savings Plan Expansion Qualified Default Investment Alternatives
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
INVESTMENT COMPANY INSTITUTE via INVESTMENT COMPANY INSTITUTE
2022 · second_quarter · Q2
H.R. 699- Mutual Fund Litigation Reform Act (Emmer) H.R. 1277- Improving Corporate Governance Through Diversity Act of 2021 (Meeks) H.R. 2123- Diversity and Inclusion Data Accountability and Transparency Act (Beatty) H.R. 2265- Financial Exploitation Prevention Act (Wagner) H.R. 3412- Alleviating Stress Test Burdens to Help Investors Act (Loudermilk) H.R. 3899- Financial Stability Oversight Council Improvement Act (Foster) H.R. 4262- Increasing Investor Opportunities Act (Gonzalez) H.R. 7066- Russia and Belarus Financial Sanctions Act (Sherman) H.R. 7151- Ensuring Sound Guidance Act (Barr) S. 374- Improving Corporate Governance Through Diversity Act of 2021 (Menendez) S. 2684- Consumer Financial Choice and Capital Markets Protection Act of 2021 (Toomey) S. 3919- Reporting Requirements Reduction Act of 2022 (Tillis) S. 3945- Restoring Shareholder Transparency Act of 2022 (Haggerty) S. 3948- Increasing Investor Opportunities Act (Daines) S. 3961- Access to Small Business Investor Capital Act (Daines) S. 3965- Increasing Access to Adviser Information Act (Moran) S. 4241- INvestor Democracy is EXpected (INDEX) Act (Sullivan) Diverse Investment Advisers Act (draft) Diversity and Inclusion in the Asset Management Industry Improving Disclosure for Investors Act (draft) Length of comment period for SEC proposals Processing fees for delivering investment materials Russia Sanctions/Executive Orders SEC data security/Consolidated Audit Trail breach notification SEC money market fund proposal SEC proposed amendments to the Fund Names Rule SEC proposed Investment Adviser and Fund Disclosures about ESG Investment Practices SEC public company climate disclosure proposal
H.R. 8254- FY 2023 Financial Services and General Government Appropriations
H.R. 2954- Securing a Strong Retirement Act of 2022 (Neal) S. 1770- Retirement Security and Savings Act of 2021 (Cardin) S. 2621- Modernization of Derivatives Tax Act of 2021 (Wyden) Allow rollovers from 529 programs to Roth IRAs Allow 403(b) plans to invest in collective investment trusts Auto-IRA/Plan Requirement Capital gains and dividends taxation Certifications of US Tax Residency Corporate stock buybacks Emergency savings accounts Enhancing American Retirement Now (EARN) Act (Wyden) IRC section 852(b)(6) Limits on large IRA balances Related Parties Wash Sale Rule Tax deferral of retirement contributions
H.R. 5891- Retirement Improvement and Savings Enhancement Act (Scott) H.R. 7151- Ensuring Sound Guidance Act (Barr) S. 4353- Retirement Improvement and Savings Enhancement to Supplement Healthy Investments for the Nest Egg (RISE & SHINE) Act (Murray) Department of Labor's fiduciary rulemaking Electronic Distribution of Retirement Plan Communications Retirement Savings Modernization Act (Toomey) Thrift Savings Plan Expansion Qualified Default Investment Alternatives
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
INVESTMENT COMPANY INSTITUTE via INVESTMENT COMPANY INSTITUTE
2022 · first_quarter · Q1
FY 2023 Financial Services and General Government Appropriations H.R. 2471- FY 2022 Consolidated Appropriations Act
H.R. 5891- Retirement Improvement and Savings Enhancement Act (Scott) H.R. 7151- Ensuring Sound Guidance Act (Barr) Department of Labor's fiduciary rulemaking Electronic Distribution of Retirement Plan Communications Qualified Default Investment Alternatives
H.R. 2954- Securing a Strong Retirement Act of 2021 (Neal) H.R. 3142- Tax Parity for US Mutual Funds Act (Davis) S. 1770- Retirement Security and Savings Act of 2021 (Cardin) S. 1870- Enhancing Emergency and Retirement Savings Act of 2021 (Lankford) S. 2621- Modernization of Derivatives Tax Act (Wyden) Excise tax on corporate stock buybacks IRC section 852(b)(6) Auto-IRA/Plan Requirement Limits on large IRA balances Capital gains and dividends taxation Related Parties Wash Sale Rule Tax deferral of retirement contributions Certifications of US Tax Residency
H.R. 699- Mutual Fund Litigation Reform Act (Emmer) H.R. 1277- Improving Corporate Governance Through Diversity Act of 2021 (Meeks) H.R. 2123- Diversity and Inclusion Data Accountability and Transparency Act (Beatty) H.R. 2265- Financial Exploitation Prevention Act (Wagner) H.R. 3412- Alleviating Stress Test Burdens to Help Investors Act (Loudermilk) H.R. 3899- Financial Stability Oversight Council Improvement Act (Foster) H.R. 4262- Increasing Investor Opportunities Act (Gonzalez) H.R. 4616- Adjustable Interest Rate (LIBOR) Act of 2021 (Sherman) H.R. 4618- Short Sale Transparency and Market Fairness Act (Waters) H.R. 6285- Accelerating Holding Foreign Companies Accountable Act (Sherman) H.R. 7066- Russia and Belarus Financial Sanctions Act (Sherman) H.R. 7151- Ensuring Sound Guidance Act (Barr) S. 374- Improving Corporate Governance Through Diversity Act of 2021 (Menendez) S. 2184- Accelerating Holding Foreign Companies Accountable Act (Kennedy) S. 2684- Consumer Financial Choice and Capital Markets Protection Act of 2021 (Toomey) S. 3779- Adjustable Interest Rate (LIBOR) Act (Tester) S. 3948- Increasing Investor Opportunities Act (Daines) Improving Disclosure for Investors Act (draft) Processing fees for delivering investment materials Consolidated Audit Trail data security/breach notification Diverse Investment Advisers Act (draft) Diversity and Inclusion in the Asset Management Industry ESG Reporting Standards Proxy Voting by Asset Managers Russia Sanctions/Executive Orders SEC public company climate disclosure proposal SEC money market fund proposal Shorten US securities settlement cycle to trade date plus one day
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
INVESTMENT COMPANY INSTITUTE via INVESTMENT COMPANY INSTITUTE
2021 · fourth_quarter · 4A
S. 225- Competition and Antitrust Law Enforcement Reform Act of 2021 (Klobuchar) FTC Hart-Scott-Rodino Proposed Rule
H.R. 2954- Securing a Strong Retirement Act of 2021 (Neal) H.R. 3142- Tax Parity for US Mutual Funds Act (Davis) H.R. 5376- Build Back Better Act S. 1703- Improving Access to Retirement Savings Act (Grassley) S. 1730- Retirement Savings Lost and Found Act of 2021 (Warren) S. 1770- Retirement Security and Savings Act of 2021 (Cardin) S. 1870- Enhancing Emergency and Retirement Savings Act of 2021 (Lankford) S. 2452- Encouraging Americans to Save Act (Wyden) S. 2621- Modernization of Derivatives Tax Act (Wyden) Excise tax on corporate stock buybacks IRC section 852(b)(6) Auto-IRA/Plan Requirement Limits on large IRA balances Capital gains and dividends taxation Financial account reporting Tax deferral of retirement contributions Tax exemption for municipal bond interest
H.R. 5891- Retirement Improvement and Savings Enhancement Act (Scott) Department of Labor's fiduciary rulemaking Electronic Distribution of Retirement Plan Communications Qualified Default Investment Alternatives
H.R. 699- Mutual Fund Litigation Reform Act (Emmer) H.R. 1277- Improving Corporate Governance Through Diversity Act of 2021 (Meeks) H.R. 1996- Secure and Fair Enforcement Banking Act of 2021 (Perlmutter) H.R. 2123- Diversity and Inclusion Data Accountability and Transparency Act (Beatty) H.R. 2265- Financial Exploitation Prevention Act (Wagner) H.R. 3412- Alleviating Stress Test Burdens to Help Investors Act (Loudermilk) H.R. 3899- Financial Stability Oversight Council Improvement Act (Foster) H.R. 4262- Increasing Investor Opportunities Act (Gonzalez) H.R. 4616- Adjustable Interest Rate (LIBOR) Act of 2021 (Sherman) H.R. 4618- Short Sale Transparency and Market Fairness Act (Waters) H.R. 5598- Access to Small Business Investor Capital Act (Sherman) H.R. 6285- Accelerating Holding Foreign Companies Accountable Act (Sherman) S. 374- Improving Corporate Governance Through Diversity Act of 2021 (Menendez) S. 910- Secure and Fair Enforcement Banking Act of 2021 (Merkley) S. 1605- National Defense Authorization Act for Fiscal Year 2022 S. 2184- Accelerating Holding Foreign Companies Accountable Act (Kennedy) S. 2684- Consumer Financial Choice and Capital Markets Protection Act of 2021 (Toomey) Improving Disclosure for Investors Act Processing fees for delivering investment materials Adjustable Interest Rate (LIBOR) Act (Senate draft) Consolidated Audit Trail SEC Cybersecurity and Data Protection Diverse Investment Advisers Act (House draft) Diversity and Inclusion in the Asset Management Industry Enhanced ESG Disclosure SEC's proposed money market fund reforms Shorten US securities settlement cycle to trade date plus one day Stablecoins
Filing targets: HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), SENATE
INVESTMENT COMPANY INSTITUTE via INVESTMENT COMPANY INSTITUTE
2021 · fourth_quarter · Q4
H.R. 2954- Securing a Strong Retirement Act of 2021 (Neal) H.R. 3142- Tax Parity for US Mutual Funds Act (Davis) H.R. 5376- Build Back Better Act S. 1703- Improving Access to Retirement Savings Act (Grassley) S. 1730- Retirement Savings Lost and Found Act of 2021 (Warren) S. 1770- Retirement Security and Savings Act of 2021 (Cardin) S. 1870- Enhancing Emergency and Retirement Savings Act of 2021 (Lankford) S. 2452- Encouraging Americans to Save Act (Wyden) S. 2621- Modernization of Derivatives Tax Act (Wyden) Excise tax on corporate stock buybacks IRC section 852(b)(6) Auto-IRA/Plan Requirement Limits on large IRA balances Capital gains and dividends taxation Financial account reporting Tax deferral of retirement contributions Tax exemption for municipal bond interest
S. 225- Competition and Antitrust Law Enforcement Reform Act of 2021 (Klobuchar) FTC Hart-Scott-Rodino Proposed Rule
INVESTMENT COMPANY INSTITUTE via INVESTMENT COMPANY INSTITUTE
2021 · third_quarter · Q3
H.R. 699- Mutual Fund Litigation Reform Act (Emmer) H.R. 1187- Corporate Governance Improvement and Investor Protection Act H.R. 1277- Improving Corporate Governance Through Diversity Act of 2021 (Meeks) H.R. 1996- Secure and Fair Enforcement Banking Act of 2021 (Perlmutter) H.R. 2123- Diversity and Inclusion Data Accountability and Transparency Act (Beatty) H.R. 2265- Financial Exploitation Prevention Act (Wagner) H.R. 2570- Climate Risk Disclosure Act of 2021 (Casten) H.R. 3412- Alleviating Stress Test Burdens to Help Investors Act (Loudermilk) H.R. 3899- Financial Stability Oversight Council Improvement Act (Foster) H.R. 4262- Increasing Investor Opportunities Act (Gonzalez) H.R. 4616- Adjustable Interest Rate (LIBOR) Act of 2021 (Sherman) H.R. 4618- Short Sale Transparency and Market Fairness Act (Waters) S. 374- Improving Corporate Governance Through Diversity Act of 2021 (Menendez) S. 910- Secure and Fair Enforcement Banking Act of 2021 (Merkley) S. 2184- Accelerating Holding Foreign Companies Accountable Act (Kennedy) S. 2684- Consumer Financial Choice and Capital Markets Protection Act of 2021 (Toomey) Improving Disclosure for Investors Act of 2021 Processing fees for delivering investment materials Consolidated Audit Trail SEC Cybersecurity and Data Protection Diverse Investment Advisers Act Enhanced ESG Disclosure by Corporate Issuers
INVESTMENT COMPANY INSTITUTE via INVESTMENT COMPANY INSTITUTE
2021 · second_quarter · Q2
S. 225- Competition and Antitrust Law Enforcement Reform Act of 2021 (Klobuchar) S. 2039- Tougher Enforcement Against Monopolists Act (Lee) FTC Hart-Scott-Rodino Proposed Rule
House FY 2022 Financial Services and General Government Appropriations Act
H.R. 699- Mutual Fund Litigation Reform Act (Emmer) H.R. 1187- Corporate Governance Improvement and Investor Protection Act H.R. 1277- Improving Corporate Governance Through Diversity Act of 2021 (Meeks) H.R. 1996- Secure and Fair Enforcement Banking Act of 2021 (Perlmutter) H.R. 2123- Diversity and Inclusion Data Accountability and Transparency Act (Beatty) H.R. 2265- Financial Exploitation Prevention Act (Wagner) H.R. 2570- Climate Risk Disclosure Act of 2021 (Casten) H.R. 3007- Disclosure of Tax Havens and Offshoring Act (Axne) H.R. 3412- Alleviating Stress Test Burdens to Help Investors Act (Loudermilk) H.R. 3899- Financial Stability Oversight Council Improvement Act (Foster) H.R. 4262- Increasing Investor Opportunities Act (Gonzalez) S. 374- Improving Corporate Governance Through Diversity Act of 2021 (Menendez) S. 910- Secure and Fair Enforcement Banking Act of 2021 (Merkley) S. 2184- Accelerating Holding Foreign Companies Accountable Act (Kennedy) Consolidated Audit Trail Diverse Investment Advisers Act Enhanced ESG Disclosure by Corporate Issuers Exchange-Traded Funds Improving Disclosure for Investors Act of 2021 Money Market Mutual Funds SEC Form 13F SEC Cybersecurity and Data Protection
INVESTMENT COMPANY INSTITUTE via INVESTMENT COMPANY INSTITUTE
2021 · first_quarter · Q1
H.R. 1319- American Rescue Plan Act of 2021 (COLA freeze)
H.R. 699- Mutual Fund Litigation Reform Act (Emmer) H.R. 1277- Improving Corporate Governance Through Diversity Act of 2021 (Meeks) H.R. 1996- Secure and Fair Enforcement Banking Act of 2021 (Perlmutter) H.R. 2123- Diversity Data Accountability Act (Beatty) H.R. 2265- Financial Exploitation Prevention Act (Wagner) S. 374- Improving Corporate Governance Through Diversity Act of 2021 (Menendez) S. 910- Secure and Fair Enforcement Banking Act of 2021 (Merkley) CFTC Rule 4.5 China Divestment Climate Risk Disclosure Act of 2021 (Casten) Consolidated Audit Trail Diverse Investment Advisers Act Enhanced ESG Disclosure by Corporate Issuers Exchange-Traded Funds Financial Stability Oversight Council Improvement Act (Rounds/Foster) Improving Disclosure Accessibility Act of 2021 Increasing Investor Opportunities Act (Gonzalez) LIBOR Transition Money Market Mutual Funds SEC Cybersecurity and Data Protection
INVESTMENT COMPANY INSTITUTE via INVESTMENT COMPANY INSTITUTE
2020 · fourth_quarter · Q4
H.R. 133 - Consolidated Appropriations Act, 2021 (Division E-Financial Services and General Government Appropriations Act, 2021) H.R. 133 - Consolidated Appropriations Act, 2021 (Division H-Labor, HHS and Education Appropriations Act, 2021)
H.R. 7772 - Tax Parity for US Mutual Funds Act of 2020 (Davis) H.R. 8695 - Protecting Retirement Savers and Everyday Investors Act (McHenry) H.R. 8696 - Securing a Strong Retirement Act of 2020 (Neal) S. 1431 - Retirement Security and Savings Act of 2019 (Portman) Allow 403(b) plans to invest in collective investment trusts Allow variable annuities to invest in exchange-traded funds Automatic Retirement Plan Act (Neal) Certificate of Residency processing Retirement Savings Tax Incentives Tax Exemption for Municipal Bond Interest Temporary coronavirus-related catch-up contribution
INVESTMENT COMPANY INSTITUTE via INVESTMENT COMPANY INSTITUTE
2020 · third_quarter · Q3
FY 2021 Financial Services and General Government Appropriations Act
H.R. 6800 - The Heroes Act (Lowey) H.R. 7772 - Tax Parity for US Mutual Funds Act of 2020 (Davis) S. 1431 - Retirement Security and Savings Act of 2019 (Portman) Allow 403(b) plans to invest in collective investment trusts Allow variable annuities to invest in exchange-traded funds Automatic Retirement Plan Act (Neal) Certificate of Residency processing Financial Transaction Tax Portable Retirement and Investment Account Act (Himes) Retirement Plan Simplification and Enhancement Act (Neal) Retirement Savings Tax Incentives Tax Exemption for Municipal Bond Interest Temporary coronavirus-related catch-up contribution
INVESTMENT COMPANY INSTITUTE via INVESTMENT COMPANY INSTITUTE
2020 · second_quarter · Q2
FY 2021 Financial Services and General Government Appropriations Act FY 2021 Labor, HHS, Education, and Related Agencies Appropriations Act
Receiving Electronic Statements to Improve Retiree Earnings Act Department of Labor Electronic Disclosure Rulemaking Department of Labor Fiduciary Rulemaking ESG Investments in Retirement Plans
H.R. 3561 - Financial Stability Oversight Council Improvement Act of 2019 (Foster) H.R. 3987 - Alleviating Stress Test Burdens to Help Investors Act (Loudermilk) H.R. 4492 - Consumer Financial Choice and Capital Markets Protection Act of 2019 (Moore) H.R. 6197 - CFTC Reauthorization Act of 2019 (Peterson) H.R. 6501 - Systematic Risk Mitigation Act (Garcia) H.R. 6800 - The Heroes Act (Lowey) H.R. 7000 - Holding Foreign Companies Accountable Act (Sherman) H.R. 7440 - Hong Kong Autonomy Act (Sherman) S. 603 - Financial Stability Oversight Council Improvement Act of 2019 (Rounds) S. 733 - Consumer Financial Choice and Capital Markets Protection Act of 2019 (Toomey) S. 945 - Holding Foreign Companies Accountable Act (Kennedy) S. 1200 - Secure and Fair Enforcement Banking Act of 2019 (Merkley) S. 3798 - Hong Kong Autonomy Act (Toomey) CFTC Rule 4.5 Closed-End Funds Consolidated Audit Trail Diverse Investment Advisers Act Electronic Delivery of Mutual Fund Disclosure Documents Environmental, Social, and Governance Investing Exchange-Traded Funds Federal Reserve facilities established in response to COVID-19 Money Market Mutual Funds Mutual Fund Litigation Reform Act (Emmer) Proxy Advisory Firms/Proxy Voting Retail Investor Access to Private Offerings SEC Cybersecurity and Data Protection
INVESTMENT COMPANY INSTITUTE via INVESTMENT COMPANY INSTITUTE
2020 · first_quarter · Q1
Receiving Electronic Statements to Improve Retiree Earnings Act Department of Labor Electronic Disclosure Rulemaking Department of Labor Fiduciary Rulemaking
H.R. 748 - Coronavirus Aid, Relief, and Economic Security Act (Sections 2202, 2203) H.R. 6257 - Public Service Retirement Fairness Act (Panetta) S. 1431 - Retirement Security and Savings Act of 2019 (Portman) Annuities in DC Plans/Annuitization Automatic Retirement Plan Act (Neal) Capital Gains Taxation Financial Transaction Tax Portable Retirement and Investment Account Act (Himes) RIC tax return filing deadline extension relating to COVID-19 Retirement Plan Simplification and Enhancement Act (Neal) Preserving Retirement Savings Tax Incentives Tax Exemption for Municipal Bond Interest Tax Parity for US Mutual Funds Act
INVESTMENT COMPANY INSTITUTE via INVESTMENT COMPANY INSTITUTE
2019 · fourth_quarter · Q4
H.R. 1516 - Wall Street Tax Act of 2019 (DeFazio) H.R. 1994 - Setting Every Community Up for Retirement Enhancement Act of 2019 (Neal) H.R. 2772 - Investing in our Communities Act (Ruppersberger) H.R. 2923 - Inclusive Prosperity Act of 2019 (Lee) S. 647 - Wall Street Tax Act of 2019 (Schatz) S. 1431 - Retirement Security and Savings Act of 2019 (Portman) S. 1587 - Inclusive Prosperity Act of 2019 (Sanders) Automatic Retirement Plan Act (Neal) Capital Gains Taxation Portable Retirement and Investment Account Act (Warner) Preserving Retirement Savings Tax Incentives Tax Exemption for Municipal Bond Interest Tax Parity for US Mutual Funds Act
H.R. 1158 - Consolidated Appropriations Act, 2020 (FSGG) H.R. 1865 - Further Consolidated Appropriations Act, 2020 (SECURE Act)
INVESTMENT COMPANY INSTITUTE via INVESTMENT COMPANY INSTITUTE
2019 · third_quarter · Q3
H.R. 1516 - Wall Street Tax Act of 2019 (DeFazio) H.R. 1994 - Setting Every Community Up for Retirement Enhancement Act of 2019 (Neal) H.R. 2772 - Investing in our Communities Act (Ruppersberger) H.R. 2923 - Inclusive Prosperity Act of 2019 (Lee) S. 647 - Wall Street Tax Act of 2019 (Schatz) S. 1431 - Retirement Security and Savings Act of 2019 (Portman) S. 1587 - Inclusive Prosperity Act of 2019 (Sanders) Automatic Retirement Plan Act (Neal) Portable Retirement and Investment Account Act (Warner) Preserving Retirement Savings Tax Incentives Tax Exemption for Municipal Bond Interest Tax Parity for US Mutual Funds Act
H.R. 3351 - FY 2020 Financial Services and General Government Appropriations Act H.R. 3164 - FY 2020 Agriculture, Rural Development, Food and Drug Administration, and Related Agencies Appropriations Act S. 2524 - FY 2020 Financial Services and General Government Appropriations Act
INVESTMENT COMPANY INSTITUTE via INVESTMENT COMPANY INSTITUTE
2019 · second_quarter · Q2
H.R. 1516 - Wall Street Tax Act of 2019 (DeFazio) H.R. 1994 - Setting Every Community Up for Retirement Enhancement Act of 2019 (Neal) H.R. 2772 - Investing in our Communities Act (Ruppersberger) H.R. 2923 - Inclusive Prosperity Act of 2019 (Lee) S. 647 - Wall Street Tax Act of 2019 (Schatz) S. 972 - Retirement Enhancement and Savings Act of 2019 (Grassley) S. 1431 - Retirement Security and Savings Act of 2019 (Portman) S. 1587 - Inclusive Prosperity Act of 2019 (Sanders) American Savings Account Act (Merkley) Automatic Retirement Plan Act (Neal) International Regulated Investment Company Portable Retirement and Investment Account Act (Himes) Preserving Retirement Savings Tax Incentives Retirement Plan Simplification and Enhancement Act (Neal) Tax Exemption for Municipal Bond Interest
H.R. 2367 - Lifetime Income Disclosure Act (Pocan) S. 1574 - Lifetime Income Disclosure Act (Isakson) Receiving Electronic Statements to Improve Retiree Earnings Act
INVESTMENT COMPANY INSTITUTE via INVESTMENT COMPANY INSTITUTE
2019 · first_quarter · Q1
FY 2020 Financial Services and General Government Appropriations Act (FSOC, SEC) FY 2020 Agriculture, Rural Development, Food and Drug Administration and Related Agencies Appropriations Act (CFTC)
H.R. 1007 - Retirement Enhancement and Savings Act of 2019 (Kind) H.R. 1516 - Wall Street Tax Act of 2019 (DeFazio) H.R. 1994 - Setting Every Community Up for Retirement Enhancement Act of 2019 (Neal) S. 647 - Wall Street Tax Act of 2019 (Schatz) Automatic Retirement Plan Act (Neal) Retirement Plan Simplification and Enhancement Act (Neal) Portable Retirement and Investment Account Act (Himes) Retirement Security and Savings Act (Portman) Preserving Retirement Savings Tax Incentives Tax Exemption for Municipal Bond Interest
H.R. 699- Mutual Fund Litigation Reform Act (Emmer) H.R. 1277- Improving Corporate Governance Through Diversity Act of 2021 (Meeks) H.R. 1996- Secure and Fair Enforcement Banking Act of 2021 (Perlmutter) H.R. 2123- Diversity and Inclusion Data Accountability and Transparency Act (Beatty) H.R. 2265- Financial Exploitation Prevention Act (Wagner) H.R. 3412- Alleviating Stress Test Burdens to Help Investors Act (Loudermilk) H.R. 3899- Financial Stability Oversight Council Improvement Act (Foster) H.R. 4262- Increasing Investor Opportunities Act (Gonzalez) H.R. 4616- Adjustable Interest Rate (LIBOR) Act of 2021 (Sherman) H.R. 4618- Short Sale Transparency and Market Fairness Act (Waters) H.R. 5598- Access to Small Business Investor Capital Act (Sherman) H.R. 6285- Accelerating Holding Foreign Companies Accountable Act (Sherman) S. 374- Improving Corporate Governance Through Diversity Act of 2021 (Menendez) S. 910- Secure and Fair Enforcement Banking Act of 2021 (Merkley) S. 1605- National Defense Authorization Act for Fiscal Year 2022 S. 2184- Accelerating Holding Foreign Companies Accountable Act (Kennedy) S. 2684- Consumer Financial Choice and Capital Markets Protection Act of 2021 (Toomey) Improving Disclosure for Investors Act Processing fees for delivering investment materials Adjustable Interest Rate (LIBOR) Act (Senate draft) Consolidated Audit Trail SEC Cybersecurity and Data Protection Diverse Investment Advisers Act (House draft) Diversity and Inclusion in the Asset Management Industry Enhanced ESG Disclosure SEC's proposed money market fund reforms Shorten US securities settlement cycle to trade date plus one day Stablecoins
H.R. 5891- Retirement Improvement and Savings Enhancement Act (Scott) Department of Labor's fiduciary rulemaking Electronic Distribution of Retirement Plan Communications Qualified Default Investment Alternatives
Filing targets: HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), SENATE
H.R. 328- Wall Street Tax Act of 2021 (DeFazio) H.R. 2954- Securing a Strong Retirement Act of 2021 (Neal) H.R. 3142- Tax Parity for US Mutual Funds Act (Davis) H.R. 5334- PRIA Act of 2021 (Himes) S. 817- Wall Street Tax Act of 2021 (Schatz) S. 1703- Improving Access to Retirement Savings Act (Grassley) S. 1730- Retirement Savings Lost and Found Act of 2021 (Warren) S. 1770- Retirement Security and Savings Act of 2021 (Cardin) S. 1870- Enhancing Emergency and Retirement Savings Act of 2021 (Lankford) S. 2387- Small Business Tax Fairness Act (Wyden) S. 2452- Encouraging Americans to Save Act (Wyden) S. 2621- Modernization of Derivatives Tax Act (Wyden) S. 2758- Stock Buyback Accountability Act of 2021 (Brown) S. 2870- PRIA Act of 2021 (Warner) Build Back Better Act IRC section 852(b)(6) Auto-IRA/Plan Requirement Limits on large IRA balances Capital gains and dividends taxation Financial account reporting Remote notarization for retirement plans Tax deferral of retirement contributions Tax exemption for municipal bond interest Reinstate advance refunding bonds Certifications of US Tax Residency
S. 225- Competition and Antitrust Law Enforcement Reform Act of 2021 (Klobuchar) FTC Hart-Scott-Rodino Proposed Rule
S. 1762- Financial Factors in Selecting Retirement Plan Investments Act (Smith) H.R. 3387- Financial Factors in Selecting Retirement Plan Investments Act (DelBene) Electronic Distribution of Retirement Plan Communications Qualified Default Investment Alternatives
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Treasury, Dept of
S. 1677- EMPOWERS Act (Baldwin) S. 1762- Financial Factors in Selecting Retirement Plan Investments Act (Smith) H.R. 3308- EMPOWERS Act (Jayapal) H.R. 3387- Financial Factors in Selecting Retirement Plan Investments Act (DelBene) H.R. 3604- Retirees Sustainable Investment Opportunities Act (Levin) Electronic Distribution of Retirement Plan Communications Qualified Default Investment Alternatives
H.R. 328- Wall Street Tax Act of 2021 (DeFazio) H.R. 1584- Protecting Retirement Savers and Everyday Investors Act (McHenry) H.R. 2288- Investing in Our Communities Act (Ruppersberger) H.R. 2954- Securing a Strong Retirement Act of 2021 (Neal) H.R. 3142- Tax Parity for US Mutual Funds Act (Davis) S. 479- Lifting Our Communities through Advance Liquidity for Infrastructure Act (Wicker) S. 817- Wall Street Tax Act of 2021 (Schatz) S. 1272- SIMPLE Plan Modernization Act (Collins) S. 1703- Improving Access to Retirement Savings Act (Grassley) S. 1730- Retirement Savings Lost and Found Act of 2021 (Warren) S. 1770- Retirement Security and Savings Act of 2021 (Cardin) S. 1870- Enhancing Emergency and Retirement Savings Act of 2021 (Lankford) Automatic Retirement Plan Act (Neal) Capital Gains and Dividend Taxation Certifications of US Tax Residency Financial Account Reporting Remote Notarization for Retirement Plans Tax Deferral of Retirement Contributions Tax Exemption for Municipal Bond Interest
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Treasury, Dept of
H.R. 328- Wall Street Tax Act of 2021 (DeFazio) H.R. 1584- Protecting Retirement Savers and Everyday Investors Act (McHenry) H.R. 2288- Investing in Our Communities Act (Ruppersberger) S. 479- Lifting Our Communities through Advance Liquidity for Infrastructure Act (Wicker) S. 817- Wall Street Tax Act of 2021 (Schatz) Automatic Retirement Plan Act (Neal) Capital Gains and Dividend Taxation Portable Retirement and Investment Account Act (Warner/Himes) Retirement Security and Savings Act (Portman) Saver's Credit Securing a Strong Retirement Act (Neal) Tax Deferral of Retirement Contributions Tax Parity for US Mutual Funds Act (Davis)
S. 225- Competition and Antitrust Law Enforcement Reform Act of 2021 (Klobuchar) FTC Hart-Scott-Rodino Proposed Rule
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Treasury, Dept of
H.R. 3561 - Financial Stability Oversight Council Improvement Act of 2019 (Foster) H.R. 3987 - Alleviating Stress Test Burdens to Help Investors Act (Loudermilk) H.R. 4492 - Consumer Financial Choice and Capital Markets Protection Act of 2019 (Moore) H.R. 5084 - Improving Corporate Governance Through Diversity Act (Meeks) H.R. 8188 - Mutual Fund Litigation Reform Act (Emmer) H.R. 8786 - Increasing Investor Opportunities Act (Gonzalez) S. 603 - Financial Stability Oversight Council Improvement Act of 2019 (Rounds) S. 733 - Consumer Financial Choice and Capital Markets Protection Act of 2019 (Toomey) S. 945 - Holding Foreign Companies Accountable Act (Kennedy) CFTC Rule 4.5 Consolidated Audit Trail Diverse Investment Advisers Act Electronic Delivery of Mutual Fund Disclosure Documents Enhanced ESG Disclosure by Corporate Issuers Exchange-Traded Funds Executive Order on Addressing the Threat from Securities Investments that Finance Communist Chinese Military Companies FTC Hart-Scott-Rodino Proposed Rule Federal Reserve Facilities Established in Response to COVID-19 Libor Transition Assistance Act (Sherman) Money Market Mutual Funds SEC Cybersecurity and Data Protection
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Treasury, Dept of
Department of Labor ESG Investments Proposal Department of Labor Fiduciary Rulemaking
H.R. 3561 - Financial Stability Oversight Council Improvement Act of 2019 (Foster) H.R. 3987 - Alleviating Stress Test Burdens to Help Investors Act (Loudermilk) H.R. 4492 - Consumer Financial Choice and Capital Markets Protection Act of 2019 (Moore) H.R. 5084 - Improving Corporate Governance Through Diversity Act (Meeks) H.R. 6800 - The Heroes Act (Lowey) H.R. 7000 - Holding Foreign Companies Accountable Act (Sherman) H.R. 8188 - Mutual Fund Litigation Reform Act (Emmer) S. 603 - Financial Stability Oversight Council Improvement Act of 2019 (Rounds) S. 733 - Consumer Financial Choice and Capital Markets Protection Act of 2019 (Toomey) S. 945 - Holding Foreign Companies Accountable Act (Kennedy) S. 1200 - Secure and Fair Enforcement Banking Act of 2019 (Merkley) CFTC Rule 4.5 Closed-End Funds Consolidated Audit Trail Corporate Dividend Payment Restrictions Diverse Investment Advisers Act Electronic Delivery of Mutual Fund Disclosure Documents Environmental, Social, and Governance Investing Exchange-Traded Funds Federal Reserve facilities established in response to COVID-19 Libor Transition Money Market Mutual Funds Retail Investor Access to Private Offerings SEC Cybersecurity and Data Protection
Filing targets: HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), SENATE, Treasury, Dept of
H.R. 6257 - Public Service Retirement Fairness Act (Panetta) H.R. 6800 - The Heroes Act (Lowey) S. 1431 - Retirement Security and Savings Act of 2019 (Portman) Annuities in DC Plans/Annuitization Automatic Retirement Plan Act (Neal) Business Development Companies Capital Gains Taxation Catch-Up Contributions for Retirement Accounts Financial Transaction Tax Portable Retirement and Investment Account Act (Himes) Retirement Plan Simplification and Enhancement Act (Neal) Retirement Savings Tax Incentives Tax Exemption for Municipal Bond Interest Tax Parity for US Mutual Funds Act
Filing targets: HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), SENATE
FY 2021 Financial Services and General Government Appropriations Act
H.R. 748 - Coronavirus Aid, Relief, and Economic Security Act (Sections 4003, 4008, 4010, 4015) H.R. 3561 - Financial Stability Oversight Council Improvement Act of 2019 (Foster) H.R. 3701 - Statute of Limitations for Certain SEC Actions (Gonzalez) H.R. 3987 - Alleviating Stress Test Burdens to Help Investors Act (Loudermilk) H.R. 4335 - 8-K Trading Gap Act of 2019 (Maloney) H.R. 4492 - Consumer Financial Choice and Capital Markets Protection Act of 2019 (Moore) H.R. 4895 - CFTC Reauthorization Act of 2019 (Peterson) S. 603 - Financial Stability Oversight Council Improvement Act of 2019 (Rounds) S. 733 - Consumer Financial Choice and Capital Markets Protection Act of 2019 (Toomey) S. 1200 - Secure and Fair Enforcement Banking Act of 2019 (Merkley) CFTC Rule 4.5 Closed-End Funds Consolidated Audit Trail Cross-Border Derivatives (Definition of US Person) Diverse Investment Advisers Act Environmental, Social, and Governance Investing Exchange-Traded Funds Housing Finance Reform Money Market Mutual Fund Liquidity Facility and other Federal Reserve Facilities Mutual Fund Litigation Reform Act (Emmer) Proxy Advisory Firms/Proxy Voting Retail Investor Access to Private Offerings SEC Cybersecurity and Data Protection
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Treasury, Dept of
H.R. 1595 - Secure and Fair Enforcement Banking Act of 2019 (Perlmutter) H.R. 1815 - SEC Disclosure Effectiveness Testing Act (Casten) H.R. 3050 - Expanding Investment in Small Businesses Act of 2019 (Steil) H.R. 3561 - Financial Stability Oversight Council Improvement Act of 2019 (Foster) H.R. 3701 - Statute of Limitations for Certain SEC Actions (Gonzalez) H.R. 3987 - Alleviating Stress Test Burdens to Help Investors Act (Loudermilk) H.R. 4335 - 8-K Trading Gap Act of 2019 (Maloney) H.R. 4492 - Consumer Financial Choice and Capital Markets Protection Act of 2019 (Moore) H.R. 4895 - CFTC Reauthorization Act of 2019 (Peterson) H.R. 5084 - Improving Corporate Governance Through Diversity Act of 2019 (Meeks) S. 603 - Financial Stability Oversight Council Improvement Act of 2019 (Rounds) S. 733 - Consumer Financial Choice and Capital Markets Protection Act of 2019 (Toomey) S. 1200 - Secure and Fair Enforcement Banking Act of 2019 (Merkley) CFTC Rule 4.5 Consolidated Audit Trail Cross-Border Derivatives (Definition of US Person) Diverse Asset Managers Act Environmental, Social, and Governance Investing Exchange-Traded Funds Proxy Advisory Firms/Proxy Voting SEC Cybersecurity and Data Protection SEC Regulation Best Interest Systematic Risk Mitigation Act of 2019 (Garcia)
Receiving Electronic Statements to Improve Retiree Earnings Act Department of Labor Electronic Disclosure Rulemaking Department of Labor Fiduciary Rulemaking
Filing targets: HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), SENATE
H.R. 2367 - Lifetime Income Disclosure Act (Pocan) S. 1574 - Lifetime Income Disclosure Act (Isakson) Receiving Electronic Statements to Improve Retiree Earnings Act Department of Labor Fiduciary Rulemaking
H.R. 1018 - Improving Corporate Governance Through Diversity Act of 2019 (Meeks) H.R. 1595 - Secure and Fair Enforcement Banking Act of 2019 (Perlmutter) H.R. 1815 - SEC Disclosure Effectiveness Testing Act (Casten) H.R. 3279 - Diversity in Corporate Leadership Act of 2019 (Maloney) H.R. 3561 - Financial Stability Oversight Council Improvement Act of 2019 (Foster) H.R. 3623 - Climate Risk Disclosure Act of 2019 (Casten) H.R. 3701 - Statute of Limitations for Certain SEC Actions (Gonzalez) H.R. 3987 - Alleviating Stress Test Burdens to Help Investors Act (Loudermilk) H.R. 4335 - 8-K Trading Gap Act of 2019 (Maloney) H.R. 4492 - Consumer Financial Choice and Capital Markets Protection Act of 2019 (Moore) S. 603 - Financial Stability Oversight Council Improvement Act of 2019 (Rounds) S. 733 - Consumer Financial Choice and Capital Markets Protection Act of 2019 (Toomey) S. 1200 - Secure and Fair Enforcement Banking Act of 2019 (Merkley) Consolidated Audit Trail Diverse Asset Managers Act Environmental, Social, and Governance Investing Exchange-Traded Funds Proxy Advisory Firms/Proxy Voting SEC Cybersecurity and Data Protection SEC Regulation Best Interest Systematic Risk Mitigation Act of 2019 (Garcia) Statute of Limitations for Certain SEC Actions (Gonzalez)
Filing targets: Federal Housing Finance Agency (FHFA), HOUSE OF REPRESENTATIVES, SENATE
H.R. 3351 - FY 2020 Financial Services and General Government Appropriations Act (FSOC, SEC) H.R. 3164 - FY 2020 Agriculture, Rural Development, Food and Drug Administration, and Related Agencies Appropriations Act (CFTC)
H.R. 1018 - Improving Corporate Governance Through Diversity Act of 2019 (Meeks) H.R. 1815 - SEC Disclosure Effectiveness Testing Act (Casten) H.R. 3050 - Expanding Investment in Small Business Act of 2019 (Steil) H.R. 3279 - Diversity in Corporate Leadership Act of 2019 (Maloney) H.R. 3561 - Financial Stability Oversight Council Improvement Act of 2019 (Foster) S. 603 - Financial Stability Oversight Council Improvement Act of 2019 (Rounds) S. 733 - Consumer Financial Choice and Capital Markets Protection Act of 2019 (Toomey) Corporate Governance Cross-Border Derivatives (Definition of US Person) Diverse Asset Managers ACt Environmental, Social, and Governance Investing Exchange-Traded Funds Proxy Advisory Firms/Proxy Voting SEC Data Security SEC Regulation Best Interest Statute of Limitations for Certain SEC Actions (Gonzalez) Stress Testing Requirements for Registered Investment Companies 8-K Trading Gap Act of 2019 (Maloney)
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
H.R. 1815 - SEC Disclosure Effectiveness Testing Act (Casten) S. 603 - Financial Stability Oversight Council Improvement Act of 2019 (Rounds) S. 733 - Consumer Financial Choice and Capital Markets Protection Act of 2019 (Toomey) Corporate Governance Cross-Border Derivatives (Definition of US Person) Environmental, Social, and Governance Investing Exchange-Traded Funds Proxy Advisory Firms/Proxy Voting SEC Data Security SEC Regulation Best Interest
Receiving Electronic Statements to Improve Retiree Earnings Act Lifetime Income Disclosure Act
S. 306 - Merger Enforcement Improvement Act (Klobuchar)
Filing targets: HOUSE OF REPRESENTATIVES, SENATE