SUSAN COLLET — Lobbyist Profile | Poliscope

SUSAN COLLET

Filings

Clients

Firms

Years active

2016–2020

Associated filing income

—

How to read the money

Income and expense are whole-filing amounts associated with this lobbyist, not personal compensation or an allocated share.

Clients represented

Client	Filings	Years
MUNICIPAL SECURITIES RULEMAKING BOARD	17	2016–2020

Lobbying firms

Firm	Filings	Years
MUNICIPAL SECURITIES RULEMAKING BOARD	17	2016–2020

Bills explicitly cited in this lobbyist’s assigned issues (17)

No topic inference: each bill number appears in source LDA issue text assigned to this lobbyist.

S. 1236

Municipal Securities Rulemaking Board Reform Act of 2019

Client: MUNICIPAL SECURITIES RULEMAKING BOARD · Firm: MUNICIPAL SECURITIES RULEMAKING BOARD

Open original LDA filing ↗

Cited source text

Provide technical feedback and information regarding S. 1236, the Municipal Securities Rulemaking Board (MSRB) Reform Act of 2019, which addresses MSRB governance issues.

S. 1236

Municipal Securities Rulemaking Board Reform Act of 2019

Client: MUNICIPAL SECURITIES RULEMAKING BOARD · Firm: MUNICIPAL SECURITIES RULEMAKING BOARD

Open original LDA filing ↗

Cited source text

Original LDA source filings (17)

Specific issues are shown only where the LDA source assigned them to this lobbyist. Targets apply to the associated filing.

MUNICIPAL SECURITIES RULEMAKING BOARD via MUNICIPAL SECURITIES RULEMAKING BOARD

2020 · first_quarter · 1T

Firm income: —Client expense: $100,000Open original LDA filing ↗

Assigned issues and filing targets (1 issues)

FIN

Financial Institutions/Investments/Securities

Provide technical feedback and information regarding S. 1236, the Municipal Securities Rulemaking Board (MSRB) Reform Act of 2019, which addresses MSRB governance issues.

Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)

MUNICIPAL SECURITIES RULEMAKING BOARD via MUNICIPAL SECURITIES RULEMAKING BOARD

2019 · fourth_quarter · Q4

Source: Senate LDA

Show 13 more original filings

MUNICIPAL SECURITIES RULEMAKING BOARD via MUNICIPAL SECURITIES RULEMAKING BOARD

2019 · first_quarter · Q1

Firm income: —Client expense: $20,000Open original LDA filing ↗

Assigned issues and filing targets (1 issues)

FIN

Financial Institutions/Investments/Securities

Potential legislation by Senator John Kennedy to address MSRB governance

Filing targets: HOUSE OF REPRESENTATIVES, SENATE

MUNICIPAL SECURITIES RULEMAKING BOARD via MUNICIPAL SECURITIES RULEMAKING BOARD

2018 · fourth_quarter · Q4

Firm income: —Client expense: $10,000Open original LDA filing ↗

Assigned issues and filing targets (1 issues)

FIN

Financial Institutions/Investments/Securities

H.R. 10, The Financial CHOICE Act, addressing financial services regulation and overhauling the Dodd-Frank Act. Potential Senate bill by Senator John Kennedy to address MSRB structure.

Filing targets: HOUSE OF REPRESENTATIVES, SENATE

MUNICIPAL SECURITIES RULEMAKING BOARD via MUNICIPAL SECURITIES RULEMAKING BOARD

2018 · third_quarter · Q3

Firm income: —Client expense: $10,000Open original LDA filing ↗

Assigned issues and filing targets (1 issues)

FIN

Financial Institutions/Investments/Securities

H.R. 10, The Financial CHOICE Act, addressing financial services regulation and overhauling the Dodd-Frank Act. Potential Senate bill by Senator John Kennedy to address MSRB structure.

Filing targets: HOUSE OF REPRESENTATIVES, SENATE

MUNICIPAL SECURITIES RULEMAKING BOARD via MUNICIPAL SECURITIES RULEMAKING BOARD

2018 · second_quarter · Q2

Firm income: —Client expense: —Open original LDA filing ↗

Assigned issues and filing targets (1 issues)

FIN

Financial Institutions/Investments/Securities

H.R. 10, The Financial CHOICE Act, addressing financial services regulation and overhauling the Dodd-Frank Act.

Filing targets: HOUSE OF REPRESENTATIVES

MUNICIPAL SECURITIES RULEMAKING BOARD via MUNICIPAL SECURITIES RULEMAKING BOARD

2018 · first_quarter · Q1

Firm income: —Client expense: —Open original LDA filing ↗

Assigned issues and filing targets (1 issues)

FIN

Financial Institutions/Investments/Securities

H.R. 10, The Financial CHOICE Act, addressing financial services regulation and overhauling the Dodd-Frank Act.

Filing targets: HOUSE OF REPRESENTATIVES

MUNICIPAL SECURITIES RULEMAKING BOARD via MUNICIPAL SECURITIES RULEMAKING BOARD

2017 · fourth_quarter · 4A

Firm income: —Client expense: —Open original LDA filing ↗

Assigned issues and filing targets (1 issues)

FIN

Financial Institutions/Investments/Securities

H.R. 10, The Financial CHOICE Act, addressing financial services regulation and overhauling the Dodd-Frank Act.

Filing targets: HOUSE OF REPRESENTATIVES, SENATE

MUNICIPAL SECURITIES RULEMAKING BOARD via MUNICIPAL SECURITIES RULEMAKING BOARD

2017 · fourth_quarter · Q4

Firm income: —Client expense: —Open original LDA filing ↗

Assigned issues and filing targets (1 issues)

FIN

Financial Institutions/Investments/Securities

H.R. 10, The Financial CHOICE Act, addressing financial services regulation and overhauling the Dodd-Frank Act.

Filing targets: HOUSE OF REPRESENTATIVES, SENATE

MUNICIPAL SECURITIES RULEMAKING BOARD via MUNICIPAL SECURITIES RULEMAKING BOARD

2017 · third_quarter · Q3

Firm income: —Client expense: $10,000Open original LDA filing ↗

Assigned issues and filing targets (1 issues)

FIN

Financial Institutions/Investments/Securities

H.R. 10, The Financial CHOICE Act, addressing financial services regulation and overhauling the Dodd-Frank Act.

Filing targets: HOUSE OF REPRESENTATIVES, SENATE

MUNICIPAL SECURITIES RULEMAKING BOARD via MUNICIPAL SECURITIES RULEMAKING BOARD

2017 · second_quarter · Q2

Firm income: —Client expense: $10,000Open original LDA filing ↗

Assigned issues and filing targets (1 issues)

FIN

Financial Institutions/Investments/Securities

H.R. 10, The Financial CHOICE Act, addressing financial services regulation and overhauling the Dodd-Frank Act. H.R. 1530, Financial Transparency Act, requiring disclosures to MSRBs Electronic Municipal Market Access to be submitted in machine-readable format.

Filing targets: HOUSE OF REPRESENTATIVES, SENATE

MUNICIPAL SECURITIES RULEMAKING BOARD via MUNICIPAL SECURITIES RULEMAKING BOARD

2017 · first_quarter · Q1

Firm income: —Client expense: $10,000Open original LDA filing ↗

Assigned issues and filing targets (1 issues)

FIN

Financial Institutions/Investments/Securities

Financial CHOICE Act planned for introduction in 2017. Description: a bill to overhaul the Dodd-Frank Act. The bill includes a provision affecting the Municipal Securities Rulemaking Board (MSRB) which would eliminate a requirement that the SEC and FINRA share with the MSRB those fines collected for MSRB rule violations.

Filing targets: SENATE

MUNICIPAL SECURITIES RULEMAKING BOARD via MUNICIPAL SECURITIES RULEMAKING BOARD

2016 · fourth_quarter · Q4

Firm income: —Client expense: $10,000Open original LDA filing ↗

Assigned issues and filing targets (1 issues)

FIN

Financial Institutions/Investments/Securities

H.R. 6488, Municipal Securities Disclosure Act of 2016. Description: a bill to provide the Securities and Exchange Commission with the authority to prescribe the content, form and timing of state and local government municipal security issuer primary and continuing disclosure of information for investors. H.R. 5983, Financial CHOICE Act of 2016. Description: a bill to overhaul the Dodd-Frank Act. The bill includes a provision affecting the Municipal Securities Rulemaking Board (MSRB) which would eliminate a requirement that the SEC and FINRA share with the MSRB those fines collected for MSRB rule violations.

Filing targets: HOUSE OF REPRESENTATIVES

MUNICIPAL SECURITIES RULEMAKING BOARD via MUNICIPAL SECURITIES RULEMAKING BOARD

2016 · third_quarter · Q3

Firm income: —Client expense: $10,000Open original LDA filing ↗

Assigned issues and filing targets (1 issues)

FIN

Financial Institutions/Investments/Securities

H.R. 5983 Financial CHOICE Act of 2016 H.R. 5596, the Municipal Advisor Choice Act to make a technical correction to clarify that an issuer need not hire a municipal advisor.

Filing targets: HOUSE OF REPRESENTATIVES

MUNICIPAL SECURITIES RULEMAKING BOARD via MUNICIPAL SECURITIES RULEMAKING BOARD

2016 · second_quarter · Q2

Firm income: —Client expense: $10,000Open original LDA filing ↗

Assigned issues and filing targets (1 issues)

FIN

Financial Institutions/Investments/Securities

Financial CHOICE Act discussion draft, which overhauls the Dodd-Frank Act.

Filing targets: HOUSE OF REPRESENTATIVES