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Income and expense are whole-filing amounts associated with this lobbyist, not personal compensation or an allocated share.
No topic inference: each bill number appears in source LDA issue text assigned to this lobbyist.
Disapproving the rule submitted by the Department of Labor relating to savings arrangements established by States for non-governmental employees.
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
H.R. 854 - Reitrement SEcurity for American WOrkers Act (Buchanan) H.J. Res. 66 - Disapproving the DOL Rule on savings arrangements established by States (Walberg) H.J. Res. 67 - Disapproving the DOL Rule on savings arrangements established by state political subdivisions (Rooney) S.J. Res. 32 - Disapproving the DOL Rule on savings arrangements established by States (Hatch) S.J. Res. 33 - Disapproving the DOL Rule on savings arrangements established by state political subdivisions (Hatch) DOL Fiduciary Rule Lifetime Income Disclosure
Disapproving the rule submitted by the Department of Labor relating to savings arrangements established by qualified State political subdivisions for non-governmental employees.
Specific issues are shown only where the LDA source assigned them to this lobbyist. Targets apply to the associated filing.
INVESTMENT COMPANY INSTITUTE via INVESTMENT COMPANY INSTITUTE
2017 · first_quarter · Q1
FY18 Financial Services and General Government Appropriations Bill
H.R. 854 - Reitrement SEcurity for American WOrkers Act (Buchanan) H.J. Res. 66 - Disapproving the DOL Rule on savings arrangements established by States (Walberg) H.J. Res. 67 - Disapproving the DOL Rule on savings arrangements established by state political subdivisions (Rooney) S.J. Res. 32 - Disapproving the DOL Rule on savings arrangements established by States (Hatch) S.J. Res. 33 - Disapproving the DOL Rule on savings arrangements established by state political subdivisions (Hatch) DOL Fiduciary Rule Lifetime Income Disclosure
Source: Senate LDA
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
H.R. 854 - Reitrement SEcurity for American WOrkers Act (Buchanan) H.J. Res. 66 - Disapproving the DOL Rule on savings arrangements established by States (Walberg) H.J. Res. 67 - Disapproving the DOL Rule on savings arrangements established by state political subdivisions (Rooney) S.J. Res. 32 - Disapproving the DOL Rule on savings arrangements established by States (Hatch) S.J. Res. 33 - Disapproving the DOL Rule on savings arrangements established by state political subdivisions (Hatch) DOL Fiduciary Rule Lifetime Income Disclosure
Supporting America's Innovators Act of 2017
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
H.R. 78 - SEC Regulatory Accountability Act (Wagner) H.R. 238 - Commodity End-User Relief Act (Conaway) H.R. 910 - Fair Access to Investment Research Act of 2017 (Hill) H.R. 1219 - Supporting America's Innovators Act of 2017 (McHenry) H.R. 1366 - US Territories Investor Act of 2017 (Velazquez) Financial CHOICE Act (Hensarling) S. 223 - Senior Safe Act of 2017 (Collins) S. 327 - Fair Access to Investment Research Act of 2017 (Heller) S. 484 - US Territories Investor Protection Act of 2017 (Menendez) FSOC Review of Asset Management Sector for Potential SIFI Designations Financial Stability Board SEC Proposal on Electronic Delivery of Mutual Fund Shareholder Reports CFTC Rule 4.5 Money Market Mutual Funds Exchange-Traded Funds National Market System Plans Volcker Rule Antitrust Implications of Common Ownership
U.S. Territories Investor Protection Act of 2017
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
H.R. 78 - SEC Regulatory Accountability Act (Wagner) H.R. 238 - Commodity End-User Relief Act (Conaway) H.R. 910 - Fair Access to Investment Research Act of 2017 (Hill) H.R. 1219 - Supporting America's Innovators Act of 2017 (McHenry) H.R. 1366 - US Territories Investor Act of 2017 (Velazquez) Financial CHOICE Act (Hensarling) S. 223 - Senior Safe Act of 2017 (Collins) S. 327 - Fair Access to Investment Research Act of 2017 (Heller) S. 484 - US Territories Investor Protection Act of 2017 (Menendez) FSOC Review of Asset Management Sector for Potential SIFI Designations Financial Stability Board SEC Proposal on Electronic Delivery of Mutual Fund Shareholder Reports CFTC Rule 4.5 Money Market Mutual Funds Exchange-Traded Funds National Market System Plans Volcker Rule Antitrust Implications of Common Ownership
Commodity End-User Relief Act
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
H.R. 78 - SEC Regulatory Accountability Act (Wagner) H.R. 238 - Commodity End-User Relief Act (Conaway) H.R. 910 - Fair Access to Investment Research Act of 2017 (Hill) H.R. 1219 - Supporting America's Innovators Act of 2017 (McHenry) H.R. 1366 - US Territories Investor Act of 2017 (Velazquez) Financial CHOICE Act (Hensarling) S. 223 - Senior Safe Act of 2017 (Collins) S. 327 - Fair Access to Investment Research Act of 2017 (Heller) S. 484 - US Territories Investor Protection Act of 2017 (Menendez) FSOC Review of Asset Management Sector for Potential SIFI Designations Financial Stability Board SEC Proposal on Electronic Delivery of Mutual Fund Shareholder Reports CFTC Rule 4.5 Money Market Mutual Funds Exchange-Traded Funds National Market System Plans Volcker Rule Antitrust Implications of Common Ownership
SEC Regulatory Accountability Act
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
H.R. 78 - SEC Regulatory Accountability Act (Wagner) H.R. 238 - Commodity End-User Relief Act (Conaway) H.R. 910 - Fair Access to Investment Research Act of 2017 (Hill) H.R. 1219 - Supporting America's Innovators Act of 2017 (McHenry) H.R. 1366 - US Territories Investor Act of 2017 (Velazquez) Financial CHOICE Act (Hensarling) S. 223 - Senior Safe Act of 2017 (Collins) S. 327 - Fair Access to Investment Research Act of 2017 (Heller) S. 484 - US Territories Investor Protection Act of 2017 (Menendez) FSOC Review of Asset Management Sector for Potential SIFI Designations Financial Stability Board SEC Proposal on Electronic Delivery of Mutual Fund Shareholder Reports CFTC Rule 4.5 Money Market Mutual Funds Exchange-Traded Funds National Market System Plans Volcker Rule Antitrust Implications of Common Ownership
Retirement Security for American Workers Act
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
H.R. 854 - Reitrement SEcurity for American WOrkers Act (Buchanan) H.J. Res. 66 - Disapproving the DOL Rule on savings arrangements established by States (Walberg) H.J. Res. 67 - Disapproving the DOL Rule on savings arrangements established by state political subdivisions (Rooney) S.J. Res. 32 - Disapproving the DOL Rule on savings arrangements established by States (Hatch) S.J. Res. 33 - Disapproving the DOL Rule on savings arrangements established by state political subdivisions (Hatch) DOL Fiduciary Rule Lifetime Income Disclosure
Fair Access to Investment Research Act of 2017
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
H.R. 78 - SEC Regulatory Accountability Act (Wagner) H.R. 238 - Commodity End-User Relief Act (Conaway) H.R. 910 - Fair Access to Investment Research Act of 2017 (Hill) H.R. 1219 - Supporting America's Innovators Act of 2017 (McHenry) H.R. 1366 - US Territories Investor Act of 2017 (Velazquez) Financial CHOICE Act (Hensarling) S. 223 - Senior Safe Act of 2017 (Collins) S. 327 - Fair Access to Investment Research Act of 2017 (Heller) S. 484 - US Territories Investor Protection Act of 2017 (Menendez) FSOC Review of Asset Management Sector for Potential SIFI Designations Financial Stability Board SEC Proposal on Electronic Delivery of Mutual Fund Shareholder Reports CFTC Rule 4.5 Money Market Mutual Funds Exchange-Traded Funds National Market System Plans Volcker Rule Antitrust Implications of Common Ownership
Senior$afe Act of 2017
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
H.R. 78 - SEC Regulatory Accountability Act (Wagner) H.R. 238 - Commodity End-User Relief Act (Conaway) H.R. 910 - Fair Access to Investment Research Act of 2017 (Hill) H.R. 1219 - Supporting America's Innovators Act of 2017 (McHenry) H.R. 1366 - US Territories Investor Act of 2017 (Velazquez) Financial CHOICE Act (Hensarling) S. 223 - Senior Safe Act of 2017 (Collins) S. 327 - Fair Access to Investment Research Act of 2017 (Heller) S. 484 - US Territories Investor Protection Act of 2017 (Menendez) FSOC Review of Asset Management Sector for Potential SIFI Designations Financial Stability Board SEC Proposal on Electronic Delivery of Mutual Fund Shareholder Reports CFTC Rule 4.5 Money Market Mutual Funds Exchange-Traded Funds National Market System Plans Volcker Rule Antitrust Implications of Common Ownership
Fair Access to Investment Research Act of 2017
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
H.R. 78 - SEC Regulatory Accountability Act (Wagner) H.R. 238 - Commodity End-User Relief Act (Conaway) H.R. 910 - Fair Access to Investment Research Act of 2017 (Hill) H.R. 1219 - Supporting America's Innovators Act of 2017 (McHenry) H.R. 1366 - US Territories Investor Act of 2017 (Velazquez) Financial CHOICE Act (Hensarling) S. 223 - Senior Safe Act of 2017 (Collins) S. 327 - Fair Access to Investment Research Act of 2017 (Heller) S. 484 - US Territories Investor Protection Act of 2017 (Menendez) FSOC Review of Asset Management Sector for Potential SIFI Designations Financial Stability Board SEC Proposal on Electronic Delivery of Mutual Fund Shareholder Reports CFTC Rule 4.5 Money Market Mutual Funds Exchange-Traded Funds National Market System Plans Volcker Rule Antitrust Implications of Common Ownership
U.S. Territories Investor Protection Act of 2017
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
H.R. 78 - SEC Regulatory Accountability Act (Wagner) H.R. 238 - Commodity End-User Relief Act (Conaway) H.R. 910 - Fair Access to Investment Research Act of 2017 (Hill) H.R. 1219 - Supporting America's Innovators Act of 2017 (McHenry) H.R. 1366 - US Territories Investor Act of 2017 (Velazquez) Financial CHOICE Act (Hensarling) S. 223 - Senior Safe Act of 2017 (Collins) S. 327 - Fair Access to Investment Research Act of 2017 (Heller) S. 484 - US Territories Investor Protection Act of 2017 (Menendez) FSOC Review of Asset Management Sector for Potential SIFI Designations Financial Stability Board SEC Proposal on Electronic Delivery of Mutual Fund Shareholder Reports CFTC Rule 4.5 Money Market Mutual Funds Exchange-Traded Funds National Market System Plans Volcker Rule Antitrust Implications of Common Ownership
A joint resolution disapproving the rule submitted by the Department of Labor relating to savings arrangements established by States for non-governmental employees.
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
H.R. 854 - Reitrement SEcurity for American WOrkers Act (Buchanan) H.J. Res. 66 - Disapproving the DOL Rule on savings arrangements established by States (Walberg) H.J. Res. 67 - Disapproving the DOL Rule on savings arrangements established by state political subdivisions (Rooney) S.J. Res. 32 - Disapproving the DOL Rule on savings arrangements established by States (Hatch) S.J. Res. 33 - Disapproving the DOL Rule on savings arrangements established by state political subdivisions (Hatch) DOL Fiduciary Rule Lifetime Income Disclosure
A joint resolution disapproving the rule submitted by the Department of Labor relating to savings arrangements established by qualified State political subdivisions for non-governmental employees.
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
H.R. 854 - Reitrement SEcurity for American WOrkers Act (Buchanan) H.J. Res. 66 - Disapproving the DOL Rule on savings arrangements established by States (Walberg) H.J. Res. 67 - Disapproving the DOL Rule on savings arrangements established by state political subdivisions (Rooney) S.J. Res. 32 - Disapproving the DOL Rule on savings arrangements established by States (Hatch) S.J. Res. 33 - Disapproving the DOL Rule on savings arrangements established by state political subdivisions (Hatch) DOL Fiduciary Rule Lifetime Income Disclosure
Maker-Taker Conflict of Interest Reform Act of 2015
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
H.R. 1216 - Maker-Taker Conflict of Interest Reform Act of 2015 (Lynch) H.R. 1550 - Financial Stability Oversight Council Improvement Act of 2015 (Ross) H.R. 1675 - Capital Markets Improvement Act of 2016 (Hultgren) H.R. 2187 - Fair Investment Opportunities for Professional Experts Act (Schweikert) H.R. 3610 - Puerto Rico Investor Protection Act of 2015 (Velazquez) H.R. 4248 - FSOC Designation Review Act (Westmoreland) H.R. 4498 - Helping Angels Lead our Startups Act (Chabot) S. 1484 - Financial Regulatory Improvement Act of 2015 (Shelby) S. 1802 - Consumer Financial Choice and Capital Markets Protection Act (Toomey) S. 2497 - Retail Investor Protection Act of 2016 (Blunt) FSOC Review of Asset Management Sector for Potential SIFI Designations Financial Stability Board CFTC Rule 4.5 Exchange-Traded Funds Proxy Advisory Services SEC Proposed Rule on Website Delivery of Fund Shareholder Reports SEC Proposed Rule on use of Derivatives by Registered Funds SEC Proposed Rule on Liquidity Risk Management National Market System Plans
Financial Stability Oversight Council Improvement Act of 2015
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
H.R. 1550 - Financial Stability Oversight Council Improvement Act of 2015 (Ross) H.R. 2187 - Fair Investment Opportunities for Professional Experts Act (Schweikert) H.R. 3868 - Small Business Credit Availability Act (Mulvaney) H.R. 4096 - Investor Clarity and Bank Parity Act (Capuano) H.R. 4216 - Consumer Financial Choice and Capital Markets Protection Act (Moore) H.R. 4498 - Helping Angels Lead our Startups Act (Chabot) H.R. 4854 - Supporting America's Innovators Act of 2016 (McHenry) H.R. 5019 - Fair Access to Investment Research Act of 2016 (Hill) H.R. 5311 - Corporate Governance Reform and Transparency Act of 2016 (Duffy) H.R. 5322 - U.S. Territories Investor Protection Act of 2016 (Velazquez) S. 1484 - Financial Regulatory Improvement Act of 2015 (Shelby) S. 1802 - Consumer Financial Choice and Capital Markets Protection Act (Toomey) S. 2917 - Commodity End-User Relief Act (Roberts) S. 3092 - Fair Access to Investment Reseach Act of 2016 (Heller) FSOC Review of Asset Management Sector for Potential SIFI Designations Financial Stability Board Exchange-Traded Funds SEC Proposed Rule on Electroinic Delivery of Mutual Fund Shareholder Reports SEC Proposed Rule on use of Derivatives by Registered Funds SEC Proposed Rule on Liquidity Risk Management National Market System Plans
Financial Stability Oversight Council Improvement Act of 2015
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
H.R. 1550 - Financial Stability Oversight Council Improvement Act of 2015 (Ross) H.R. 4216 - Consumer Financial Choice and Capital Markets Protection Act (Moore) H.R. 4854 - Supporting America's Innovators Act of 2016 (McHenry) H.R. 5311 - Corporate Governance Reform and Transparency Act of 2016 (Duffy) H.R. 5322 - U.S. Territories Investor Protection Act of 2016 (Velazquez) H.R. 5983 - Financial CHOICE Act of 2016 (Hensarling) S. 1484 - Financial Regulatory Improvement Act of 2015 (Shelby) S. 1802 - Consumer Financial Choice and Capital Markets Protection Act (Toomey) S. 2917 - Commodity End-User Relief Act (Roberts) S. 3092 - Fair Access to Investment Reseach Act of 2016 (Heller) FSOC Review of Asset Management Sector for Potential SIFI Designations Financial Stability Board Exchange-Traded Funds SEC Proposed Rule on Electronic Delivery of Mutual Fund Shareholder Reports SEC Proposed Rule on use of Derivatives by Registered Funds SEC Proposed Rule on Liquidity Risk Management National Market System Plans
Financial Stability Oversight Council Improvement Act of 2015
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
H.R. 1550 - Financial Stability Oversight Council Improvement Act of 2015 (Ross) H.R. 4538 - Senior Safe Act of 2016 (Sinema) H.R. 4854 - Supporting America's Innovators Act of 2016 (McHenry) H.R. 5311 - Corporate Governance Reform and Transparency Act of 2016 (Duffy) H.R. 5322 - U.S. Territories Investor Protection Act of 2016 (Velazquez) H.R. 5983 - Financial CHOICE Act of 2016 (Hensarling) S. 1484 - Financial Regulatory Improvement Act of 2015 (Shelby) S. 3467 - US Territories Investor Protect Act of 2016 (Menendez) FSOC Review of Asset Management Sector for Potential SIFI Designations Financial Stability Board SEC Proposal on Electronic Delivery of Mutual Fund Shareholder Reports SEC Proposal on use of Derivatives by Registered Funds SEC Rule on Liquidity Risk Management CFTC Rule 4.5 Exchange-Traded Funds National Market System Plans
Financial Stability Oversight Council Improvement Act of 2015
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
H.R. 1216 - Maker-Taker Conflict of Interest Reform Act of 2015 (Lynch) H.R. 1550 - Financial Stability Oversight Council Improvement Act of 2015 (Ross) H.R. 1675 - Capital Markets Improvement Act of 2016 (Hultgren) H.R. 2187 - Fair Investment Opportunities for Professional Experts Act (Schweikert) H.R. 3610 - Puerto Rico Investor Protection Act of 2015 (Velazquez) H.R. 4248 - FSOC Designation Review Act (Westmoreland) H.R. 4498 - Helping Angels Lead our Startups Act (Chabot) S. 1484 - Financial Regulatory Improvement Act of 2015 (Shelby) S. 1802 - Consumer Financial Choice and Capital Markets Protection Act (Toomey) S. 2497 - Retail Investor Protection Act of 2016 (Blunt) FSOC Review of Asset Management Sector for Potential SIFI Designations Financial Stability Board CFTC Rule 4.5 Exchange-Traded Funds Proxy Advisory Services SEC Proposed Rule on Website Delivery of Fund Shareholder Reports SEC Proposed Rule on use of Derivatives by Registered Funds SEC Proposed Rule on Liquidity Risk Management National Market System Plans
Capital Markets Improvement Act of 2016
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
H.R. 1216 - Maker-Taker Conflict of Interest Reform Act of 2015 (Lynch) H.R. 1550 - Financial Stability Oversight Council Improvement Act of 2015 (Ross) H.R. 1675 - Capital Markets Improvement Act of 2016 (Hultgren) H.R. 2187 - Fair Investment Opportunities for Professional Experts Act (Schweikert) H.R. 3610 - Puerto Rico Investor Protection Act of 2015 (Velazquez) H.R. 4248 - FSOC Designation Review Act (Westmoreland) H.R. 4498 - Helping Angels Lead our Startups Act (Chabot) S. 1484 - Financial Regulatory Improvement Act of 2015 (Shelby) S. 1802 - Consumer Financial Choice and Capital Markets Protection Act (Toomey) S. 2497 - Retail Investor Protection Act of 2016 (Blunt) FSOC Review of Asset Management Sector for Potential SIFI Designations Financial Stability Board CFTC Rule 4.5 Exchange-Traded Funds Proxy Advisory Services SEC Proposed Rule on Website Delivery of Fund Shareholder Reports SEC Proposed Rule on use of Derivatives by Registered Funds SEC Proposed Rule on Liquidity Risk Management National Market System Plans
Fair Investment Opportunities for Professional Experts Act
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
H.R. 1550 - Financial Stability Oversight Council Improvement Act of 2015 (Ross) H.R. 2187 - Fair Investment Opportunities for Professional Experts Act (Schweikert) H.R. 3868 - Small Business Credit Availability Act (Mulvaney) H.R. 4096 - Investor Clarity and Bank Parity Act (Capuano) H.R. 4216 - Consumer Financial Choice and Capital Markets Protection Act (Moore) H.R. 4498 - Helping Angels Lead our Startups Act (Chabot) H.R. 4854 - Supporting America's Innovators Act of 2016 (McHenry) H.R. 5019 - Fair Access to Investment Research Act of 2016 (Hill) H.R. 5311 - Corporate Governance Reform and Transparency Act of 2016 (Duffy) H.R. 5322 - U.S. Territories Investor Protection Act of 2016 (Velazquez) S. 1484 - Financial Regulatory Improvement Act of 2015 (Shelby) S. 1802 - Consumer Financial Choice and Capital Markets Protection Act (Toomey) S. 2917 - Commodity End-User Relief Act (Roberts) S. 3092 - Fair Access to Investment Reseach Act of 2016 (Heller) FSOC Review of Asset Management Sector for Potential SIFI Designations Financial Stability Board Exchange-Traded Funds SEC Proposed Rule on Electroinic Delivery of Mutual Fund Shareholder Reports SEC Proposed Rule on use of Derivatives by Registered Funds SEC Proposed Rule on Liquidity Risk Management National Market System Plans
Fair Investment Opportunities for Professional Experts Act
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
H.R. 1216 - Maker-Taker Conflict of Interest Reform Act of 2015 (Lynch) H.R. 1550 - Financial Stability Oversight Council Improvement Act of 2015 (Ross) H.R. 1675 - Capital Markets Improvement Act of 2016 (Hultgren) H.R. 2187 - Fair Investment Opportunities for Professional Experts Act (Schweikert) H.R. 3610 - Puerto Rico Investor Protection Act of 2015 (Velazquez) H.R. 4248 - FSOC Designation Review Act (Westmoreland) H.R. 4498 - Helping Angels Lead our Startups Act (Chabot) S. 1484 - Financial Regulatory Improvement Act of 2015 (Shelby) S. 1802 - Consumer Financial Choice and Capital Markets Protection Act (Toomey) S. 2497 - Retail Investor Protection Act of 2016 (Blunt) FSOC Review of Asset Management Sector for Potential SIFI Designations Financial Stability Board CFTC Rule 4.5 Exchange-Traded Funds Proxy Advisory Services SEC Proposed Rule on Website Delivery of Fund Shareholder Reports SEC Proposed Rule on use of Derivatives by Registered Funds SEC Proposed Rule on Liquidity Risk Management National Market System Plans
Puerto Rico Investor Protection Act of 2015
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
H.R. 1216 - Maker-Taker Conflict of Interest Reform Act of 2015 (Lynch) H.R. 1550 - Financial Stability Oversight Council Improvement Act of 2015 (Ross) H.R. 1675 - Capital Markets Improvement Act of 2016 (Hultgren) H.R. 2187 - Fair Investment Opportunities for Professional Experts Act (Schweikert) H.R. 3610 - Puerto Rico Investor Protection Act of 2015 (Velazquez) H.R. 4248 - FSOC Designation Review Act (Westmoreland) H.R. 4498 - Helping Angels Lead our Startups Act (Chabot) S. 1484 - Financial Regulatory Improvement Act of 2015 (Shelby) S. 1802 - Consumer Financial Choice and Capital Markets Protection Act (Toomey) S. 2497 - Retail Investor Protection Act of 2016 (Blunt) FSOC Review of Asset Management Sector for Potential SIFI Designations Financial Stability Board CFTC Rule 4.5 Exchange-Traded Funds Proxy Advisory Services SEC Proposed Rule on Website Delivery of Fund Shareholder Reports SEC Proposed Rule on use of Derivatives by Registered Funds SEC Proposed Rule on Liquidity Risk Management National Market System Plans
Small Business Credit Availability Act
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
H.R. 1550 - Financial Stability Oversight Council Improvement Act of 2015 (Ross) H.R. 2187 - Fair Investment Opportunities for Professional Experts Act (Schweikert) H.R. 3868 - Small Business Credit Availability Act (Mulvaney) H.R. 4096 - Investor Clarity and Bank Parity Act (Capuano) H.R. 4216 - Consumer Financial Choice and Capital Markets Protection Act (Moore) H.R. 4498 - Helping Angels Lead our Startups Act (Chabot) H.R. 4854 - Supporting America's Innovators Act of 2016 (McHenry) H.R. 5019 - Fair Access to Investment Research Act of 2016 (Hill) H.R. 5311 - Corporate Governance Reform and Transparency Act of 2016 (Duffy) H.R. 5322 - U.S. Territories Investor Protection Act of 2016 (Velazquez) S. 1484 - Financial Regulatory Improvement Act of 2015 (Shelby) S. 1802 - Consumer Financial Choice and Capital Markets Protection Act (Toomey) S. 2917 - Commodity End-User Relief Act (Roberts) S. 3092 - Fair Access to Investment Reseach Act of 2016 (Heller) FSOC Review of Asset Management Sector for Potential SIFI Designations Financial Stability Board Exchange-Traded Funds SEC Proposed Rule on Electroinic Delivery of Mutual Fund Shareholder Reports SEC Proposed Rule on use of Derivatives by Registered Funds SEC Proposed Rule on Liquidity Risk Management National Market System Plans
Investor Clarity and Bank Parity Act
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
H.R. 1550 - Financial Stability Oversight Council Improvement Act of 2015 (Ross) H.R. 2187 - Fair Investment Opportunities for Professional Experts Act (Schweikert) H.R. 3868 - Small Business Credit Availability Act (Mulvaney) H.R. 4096 - Investor Clarity and Bank Parity Act (Capuano) H.R. 4216 - Consumer Financial Choice and Capital Markets Protection Act (Moore) H.R. 4498 - Helping Angels Lead our Startups Act (Chabot) H.R. 4854 - Supporting America's Innovators Act of 2016 (McHenry) H.R. 5019 - Fair Access to Investment Research Act of 2016 (Hill) H.R. 5311 - Corporate Governance Reform and Transparency Act of 2016 (Duffy) H.R. 5322 - U.S. Territories Investor Protection Act of 2016 (Velazquez) S. 1484 - Financial Regulatory Improvement Act of 2015 (Shelby) S. 1802 - Consumer Financial Choice and Capital Markets Protection Act (Toomey) S. 2917 - Commodity End-User Relief Act (Roberts) S. 3092 - Fair Access to Investment Reseach Act of 2016 (Heller) FSOC Review of Asset Management Sector for Potential SIFI Designations Financial Stability Board Exchange-Traded Funds SEC Proposed Rule on Electroinic Delivery of Mutual Fund Shareholder Reports SEC Proposed Rule on use of Derivatives by Registered Funds SEC Proposed Rule on Liquidity Risk Management National Market System Plans
Consumer Financial Choice and Capital Markets Protection Act of 2015
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
H.R. 1550 - Financial Stability Oversight Council Improvement Act of 2015 (Ross) H.R. 4216 - Consumer Financial Choice and Capital Markets Protection Act (Moore) H.R. 4854 - Supporting America's Innovators Act of 2016 (McHenry) H.R. 5311 - Corporate Governance Reform and Transparency Act of 2016 (Duffy) H.R. 5322 - U.S. Territories Investor Protection Act of 2016 (Velazquez) H.R. 5983 - Financial CHOICE Act of 2016 (Hensarling) S. 1484 - Financial Regulatory Improvement Act of 2015 (Shelby) S. 1802 - Consumer Financial Choice and Capital Markets Protection Act (Toomey) S. 2917 - Commodity End-User Relief Act (Roberts) S. 3092 - Fair Access to Investment Reseach Act of 2016 (Heller) FSOC Review of Asset Management Sector for Potential SIFI Designations Financial Stability Board Exchange-Traded Funds SEC Proposed Rule on Electronic Delivery of Mutual Fund Shareholder Reports SEC Proposed Rule on use of Derivatives by Registered Funds SEC Proposed Rule on Liquidity Risk Management National Market System Plans
Consumer Financial Choice and Capital Markets Protection Act of 2015
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
H.R. 1550 - Financial Stability Oversight Council Improvement Act of 2015 (Ross) H.R. 2187 - Fair Investment Opportunities for Professional Experts Act (Schweikert) H.R. 3868 - Small Business Credit Availability Act (Mulvaney) H.R. 4096 - Investor Clarity and Bank Parity Act (Capuano) H.R. 4216 - Consumer Financial Choice and Capital Markets Protection Act (Moore) H.R. 4498 - Helping Angels Lead our Startups Act (Chabot) H.R. 4854 - Supporting America's Innovators Act of 2016 (McHenry) H.R. 5019 - Fair Access to Investment Research Act of 2016 (Hill) H.R. 5311 - Corporate Governance Reform and Transparency Act of 2016 (Duffy) H.R. 5322 - U.S. Territories Investor Protection Act of 2016 (Velazquez) S. 1484 - Financial Regulatory Improvement Act of 2015 (Shelby) S. 1802 - Consumer Financial Choice and Capital Markets Protection Act (Toomey) S. 2917 - Commodity End-User Relief Act (Roberts) S. 3092 - Fair Access to Investment Reseach Act of 2016 (Heller) FSOC Review of Asset Management Sector for Potential SIFI Designations Financial Stability Board Exchange-Traded Funds SEC Proposed Rule on Electroinic Delivery of Mutual Fund Shareholder Reports SEC Proposed Rule on use of Derivatives by Registered Funds SEC Proposed Rule on Liquidity Risk Management National Market System Plans
FSOC Designation Review Act
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
H.R. 1216 - Maker-Taker Conflict of Interest Reform Act of 2015 (Lynch) H.R. 1550 - Financial Stability Oversight Council Improvement Act of 2015 (Ross) H.R. 1675 - Capital Markets Improvement Act of 2016 (Hultgren) H.R. 2187 - Fair Investment Opportunities for Professional Experts Act (Schweikert) H.R. 3610 - Puerto Rico Investor Protection Act of 2015 (Velazquez) H.R. 4248 - FSOC Designation Review Act (Westmoreland) H.R. 4498 - Helping Angels Lead our Startups Act (Chabot) S. 1484 - Financial Regulatory Improvement Act of 2015 (Shelby) S. 1802 - Consumer Financial Choice and Capital Markets Protection Act (Toomey) S. 2497 - Retail Investor Protection Act of 2016 (Blunt) FSOC Review of Asset Management Sector for Potential SIFI Designations Financial Stability Board CFTC Rule 4.5 Exchange-Traded Funds Proxy Advisory Services SEC Proposed Rule on Website Delivery of Fund Shareholder Reports SEC Proposed Rule on use of Derivatives by Registered Funds SEC Proposed Rule on Liquidity Risk Management National Market System Plans
Helping Angels Lead Our Startups Act
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
H.R. 1550 - Financial Stability Oversight Council Improvement Act of 2015 (Ross) H.R. 2187 - Fair Investment Opportunities for Professional Experts Act (Schweikert) H.R. 3868 - Small Business Credit Availability Act (Mulvaney) H.R. 4096 - Investor Clarity and Bank Parity Act (Capuano) H.R. 4216 - Consumer Financial Choice and Capital Markets Protection Act (Moore) H.R. 4498 - Helping Angels Lead our Startups Act (Chabot) H.R. 4854 - Supporting America's Innovators Act of 2016 (McHenry) H.R. 5019 - Fair Access to Investment Research Act of 2016 (Hill) H.R. 5311 - Corporate Governance Reform and Transparency Act of 2016 (Duffy) H.R. 5322 - U.S. Territories Investor Protection Act of 2016 (Velazquez) S. 1484 - Financial Regulatory Improvement Act of 2015 (Shelby) S. 1802 - Consumer Financial Choice and Capital Markets Protection Act (Toomey) S. 2917 - Commodity End-User Relief Act (Roberts) S. 3092 - Fair Access to Investment Reseach Act of 2016 (Heller) FSOC Review of Asset Management Sector for Potential SIFI Designations Financial Stability Board Exchange-Traded Funds SEC Proposed Rule on Electroinic Delivery of Mutual Fund Shareholder Reports SEC Proposed Rule on use of Derivatives by Registered Funds SEC Proposed Rule on Liquidity Risk Management National Market System Plans
Helping Angels Lead Our Startups Act
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
H.R. 1216 - Maker-Taker Conflict of Interest Reform Act of 2015 (Lynch) H.R. 1550 - Financial Stability Oversight Council Improvement Act of 2015 (Ross) H.R. 1675 - Capital Markets Improvement Act of 2016 (Hultgren) H.R. 2187 - Fair Investment Opportunities for Professional Experts Act (Schweikert) H.R. 3610 - Puerto Rico Investor Protection Act of 2015 (Velazquez) H.R. 4248 - FSOC Designation Review Act (Westmoreland) H.R. 4498 - Helping Angels Lead our Startups Act (Chabot) S. 1484 - Financial Regulatory Improvement Act of 2015 (Shelby) S. 1802 - Consumer Financial Choice and Capital Markets Protection Act (Toomey) S. 2497 - Retail Investor Protection Act of 2016 (Blunt) FSOC Review of Asset Management Sector for Potential SIFI Designations Financial Stability Board CFTC Rule 4.5 Exchange-Traded Funds Proxy Advisory Services SEC Proposed Rule on Website Delivery of Fund Shareholder Reports SEC Proposed Rule on use of Derivatives by Registered Funds SEC Proposed Rule on Liquidity Risk Management National Market System Plans
Senior Safe Act of 2016
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
H.R. 1550 - Financial Stability Oversight Council Improvement Act of 2015 (Ross) H.R. 4538 - Senior Safe Act of 2016 (Sinema) H.R. 4854 - Supporting America's Innovators Act of 2016 (McHenry) H.R. 5311 - Corporate Governance Reform and Transparency Act of 2016 (Duffy) H.R. 5322 - U.S. Territories Investor Protection Act of 2016 (Velazquez) H.R. 5983 - Financial CHOICE Act of 2016 (Hensarling) S. 1484 - Financial Regulatory Improvement Act of 2015 (Shelby) S. 3467 - US Territories Investor Protect Act of 2016 (Menendez) FSOC Review of Asset Management Sector for Potential SIFI Designations Financial Stability Board SEC Proposal on Electronic Delivery of Mutual Fund Shareholder Reports SEC Proposal on use of Derivatives by Registered Funds SEC Rule on Liquidity Risk Management CFTC Rule 4.5 Exchange-Traded Funds National Market System Plans
Supporting America's Innovators Act of 2016
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
H.R. 1550 - Financial Stability Oversight Council Improvement Act of 2015 (Ross) H.R. 4538 - Senior Safe Act of 2016 (Sinema) H.R. 4854 - Supporting America's Innovators Act of 2016 (McHenry) H.R. 5311 - Corporate Governance Reform and Transparency Act of 2016 (Duffy) H.R. 5322 - U.S. Territories Investor Protection Act of 2016 (Velazquez) H.R. 5983 - Financial CHOICE Act of 2016 (Hensarling) S. 1484 - Financial Regulatory Improvement Act of 2015 (Shelby) S. 3467 - US Territories Investor Protect Act of 2016 (Menendez) FSOC Review of Asset Management Sector for Potential SIFI Designations Financial Stability Board SEC Proposal on Electronic Delivery of Mutual Fund Shareholder Reports SEC Proposal on use of Derivatives by Registered Funds SEC Rule on Liquidity Risk Management CFTC Rule 4.5 Exchange-Traded Funds National Market System Plans
Supporting America's Innovators Act of 2016
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
H.R. 1550 - Financial Stability Oversight Council Improvement Act of 2015 (Ross) H.R. 4216 - Consumer Financial Choice and Capital Markets Protection Act (Moore) H.R. 4854 - Supporting America's Innovators Act of 2016 (McHenry) H.R. 5311 - Corporate Governance Reform and Transparency Act of 2016 (Duffy) H.R. 5322 - U.S. Territories Investor Protection Act of 2016 (Velazquez) H.R. 5983 - Financial CHOICE Act of 2016 (Hensarling) S. 1484 - Financial Regulatory Improvement Act of 2015 (Shelby) S. 1802 - Consumer Financial Choice and Capital Markets Protection Act (Toomey) S. 2917 - Commodity End-User Relief Act (Roberts) S. 3092 - Fair Access to Investment Reseach Act of 2016 (Heller) FSOC Review of Asset Management Sector for Potential SIFI Designations Financial Stability Board Exchange-Traded Funds SEC Proposed Rule on Electronic Delivery of Mutual Fund Shareholder Reports SEC Proposed Rule on use of Derivatives by Registered Funds SEC Proposed Rule on Liquidity Risk Management National Market System Plans
Supporting America's Innovators Act of 2016
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
H.R. 1550 - Financial Stability Oversight Council Improvement Act of 2015 (Ross) H.R. 2187 - Fair Investment Opportunities for Professional Experts Act (Schweikert) H.R. 3868 - Small Business Credit Availability Act (Mulvaney) H.R. 4096 - Investor Clarity and Bank Parity Act (Capuano) H.R. 4216 - Consumer Financial Choice and Capital Markets Protection Act (Moore) H.R. 4498 - Helping Angels Lead our Startups Act (Chabot) H.R. 4854 - Supporting America's Innovators Act of 2016 (McHenry) H.R. 5019 - Fair Access to Investment Research Act of 2016 (Hill) H.R. 5311 - Corporate Governance Reform and Transparency Act of 2016 (Duffy) H.R. 5322 - U.S. Territories Investor Protection Act of 2016 (Velazquez) S. 1484 - Financial Regulatory Improvement Act of 2015 (Shelby) S. 1802 - Consumer Financial Choice and Capital Markets Protection Act (Toomey) S. 2917 - Commodity End-User Relief Act (Roberts) S. 3092 - Fair Access to Investment Reseach Act of 2016 (Heller) FSOC Review of Asset Management Sector for Potential SIFI Designations Financial Stability Board Exchange-Traded Funds SEC Proposed Rule on Electroinic Delivery of Mutual Fund Shareholder Reports SEC Proposed Rule on use of Derivatives by Registered Funds SEC Proposed Rule on Liquidity Risk Management National Market System Plans
Fair Access to Investment Research Act of 2016
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
H.R. 1550 - Financial Stability Oversight Council Improvement Act of 2015 (Ross) H.R. 2187 - Fair Investment Opportunities for Professional Experts Act (Schweikert) H.R. 3868 - Small Business Credit Availability Act (Mulvaney) H.R. 4096 - Investor Clarity and Bank Parity Act (Capuano) H.R. 4216 - Consumer Financial Choice and Capital Markets Protection Act (Moore) H.R. 4498 - Helping Angels Lead our Startups Act (Chabot) H.R. 4854 - Supporting America's Innovators Act of 2016 (McHenry) H.R. 5019 - Fair Access to Investment Research Act of 2016 (Hill) H.R. 5311 - Corporate Governance Reform and Transparency Act of 2016 (Duffy) H.R. 5322 - U.S. Territories Investor Protection Act of 2016 (Velazquez) S. 1484 - Financial Regulatory Improvement Act of 2015 (Shelby) S. 1802 - Consumer Financial Choice and Capital Markets Protection Act (Toomey) S. 2917 - Commodity End-User Relief Act (Roberts) S. 3092 - Fair Access to Investment Reseach Act of 2016 (Heller) FSOC Review of Asset Management Sector for Potential SIFI Designations Financial Stability Board Exchange-Traded Funds SEC Proposed Rule on Electroinic Delivery of Mutual Fund Shareholder Reports SEC Proposed Rule on use of Derivatives by Registered Funds SEC Proposed Rule on Liquidity Risk Management National Market System Plans
Corporate Governance Reform and Transparency Act of 2016
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
H.R. 1550 - Financial Stability Oversight Council Improvement Act of 2015 (Ross) H.R. 4216 - Consumer Financial Choice and Capital Markets Protection Act (Moore) H.R. 4854 - Supporting America's Innovators Act of 2016 (McHenry) H.R. 5311 - Corporate Governance Reform and Transparency Act of 2016 (Duffy) H.R. 5322 - U.S. Territories Investor Protection Act of 2016 (Velazquez) H.R. 5983 - Financial CHOICE Act of 2016 (Hensarling) S. 1484 - Financial Regulatory Improvement Act of 2015 (Shelby) S. 1802 - Consumer Financial Choice and Capital Markets Protection Act (Toomey) S. 2917 - Commodity End-User Relief Act (Roberts) S. 3092 - Fair Access to Investment Reseach Act of 2016 (Heller) FSOC Review of Asset Management Sector for Potential SIFI Designations Financial Stability Board Exchange-Traded Funds SEC Proposed Rule on Electronic Delivery of Mutual Fund Shareholder Reports SEC Proposed Rule on use of Derivatives by Registered Funds SEC Proposed Rule on Liquidity Risk Management National Market System Plans
Corporate Governance Reform and Transparency Act of 2016
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
H.R. 1550 - Financial Stability Oversight Council Improvement Act of 2015 (Ross) H.R. 2187 - Fair Investment Opportunities for Professional Experts Act (Schweikert) H.R. 3868 - Small Business Credit Availability Act (Mulvaney) H.R. 4096 - Investor Clarity and Bank Parity Act (Capuano) H.R. 4216 - Consumer Financial Choice and Capital Markets Protection Act (Moore) H.R. 4498 - Helping Angels Lead our Startups Act (Chabot) H.R. 4854 - Supporting America's Innovators Act of 2016 (McHenry) H.R. 5019 - Fair Access to Investment Research Act of 2016 (Hill) H.R. 5311 - Corporate Governance Reform and Transparency Act of 2016 (Duffy) H.R. 5322 - U.S. Territories Investor Protection Act of 2016 (Velazquez) S. 1484 - Financial Regulatory Improvement Act of 2015 (Shelby) S. 1802 - Consumer Financial Choice and Capital Markets Protection Act (Toomey) S. 2917 - Commodity End-User Relief Act (Roberts) S. 3092 - Fair Access to Investment Reseach Act of 2016 (Heller) FSOC Review of Asset Management Sector for Potential SIFI Designations Financial Stability Board Exchange-Traded Funds SEC Proposed Rule on Electroinic Delivery of Mutual Fund Shareholder Reports SEC Proposed Rule on use of Derivatives by Registered Funds SEC Proposed Rule on Liquidity Risk Management National Market System Plans
Corporate Governance Reform and Transparency Act of 2016
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
H.R. 1550 - Financial Stability Oversight Council Improvement Act of 2015 (Ross) H.R. 4538 - Senior Safe Act of 2016 (Sinema) H.R. 4854 - Supporting America's Innovators Act of 2016 (McHenry) H.R. 5311 - Corporate Governance Reform and Transparency Act of 2016 (Duffy) H.R. 5322 - U.S. Territories Investor Protection Act of 2016 (Velazquez) H.R. 5983 - Financial CHOICE Act of 2016 (Hensarling) S. 1484 - Financial Regulatory Improvement Act of 2015 (Shelby) S. 3467 - US Territories Investor Protect Act of 2016 (Menendez) FSOC Review of Asset Management Sector for Potential SIFI Designations Financial Stability Board SEC Proposal on Electronic Delivery of Mutual Fund Shareholder Reports SEC Proposal on use of Derivatives by Registered Funds SEC Rule on Liquidity Risk Management CFTC Rule 4.5 Exchange-Traded Funds National Market System Plans
U.S. Territories Investor Protection Act of 2016
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
H.R. 1550 - Financial Stability Oversight Council Improvement Act of 2015 (Ross) H.R. 4538 - Senior Safe Act of 2016 (Sinema) H.R. 4854 - Supporting America's Innovators Act of 2016 (McHenry) H.R. 5311 - Corporate Governance Reform and Transparency Act of 2016 (Duffy) H.R. 5322 - U.S. Territories Investor Protection Act of 2016 (Velazquez) H.R. 5983 - Financial CHOICE Act of 2016 (Hensarling) S. 1484 - Financial Regulatory Improvement Act of 2015 (Shelby) S. 3467 - US Territories Investor Protect Act of 2016 (Menendez) FSOC Review of Asset Management Sector for Potential SIFI Designations Financial Stability Board SEC Proposal on Electronic Delivery of Mutual Fund Shareholder Reports SEC Proposal on use of Derivatives by Registered Funds SEC Rule on Liquidity Risk Management CFTC Rule 4.5 Exchange-Traded Funds National Market System Plans
U.S. Territories Investor Protection Act of 2016
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
H.R. 1550 - Financial Stability Oversight Council Improvement Act of 2015 (Ross) H.R. 4216 - Consumer Financial Choice and Capital Markets Protection Act (Moore) H.R. 4854 - Supporting America's Innovators Act of 2016 (McHenry) H.R. 5311 - Corporate Governance Reform and Transparency Act of 2016 (Duffy) H.R. 5322 - U.S. Territories Investor Protection Act of 2016 (Velazquez) H.R. 5983 - Financial CHOICE Act of 2016 (Hensarling) S. 1484 - Financial Regulatory Improvement Act of 2015 (Shelby) S. 1802 - Consumer Financial Choice and Capital Markets Protection Act (Toomey) S. 2917 - Commodity End-User Relief Act (Roberts) S. 3092 - Fair Access to Investment Reseach Act of 2016 (Heller) FSOC Review of Asset Management Sector for Potential SIFI Designations Financial Stability Board Exchange-Traded Funds SEC Proposed Rule on Electronic Delivery of Mutual Fund Shareholder Reports SEC Proposed Rule on use of Derivatives by Registered Funds SEC Proposed Rule on Liquidity Risk Management National Market System Plans
U.S. Territories Investor Protection Act of 2016
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
H.R. 1550 - Financial Stability Oversight Council Improvement Act of 2015 (Ross) H.R. 2187 - Fair Investment Opportunities for Professional Experts Act (Schweikert) H.R. 3868 - Small Business Credit Availability Act (Mulvaney) H.R. 4096 - Investor Clarity and Bank Parity Act (Capuano) H.R. 4216 - Consumer Financial Choice and Capital Markets Protection Act (Moore) H.R. 4498 - Helping Angels Lead our Startups Act (Chabot) H.R. 4854 - Supporting America's Innovators Act of 2016 (McHenry) H.R. 5019 - Fair Access to Investment Research Act of 2016 (Hill) H.R. 5311 - Corporate Governance Reform and Transparency Act of 2016 (Duffy) H.R. 5322 - U.S. Territories Investor Protection Act of 2016 (Velazquez) S. 1484 - Financial Regulatory Improvement Act of 2015 (Shelby) S. 1802 - Consumer Financial Choice and Capital Markets Protection Act (Toomey) S. 2917 - Commodity End-User Relief Act (Roberts) S. 3092 - Fair Access to Investment Reseach Act of 2016 (Heller) FSOC Review of Asset Management Sector for Potential SIFI Designations Financial Stability Board Exchange-Traded Funds SEC Proposed Rule on Electroinic Delivery of Mutual Fund Shareholder Reports SEC Proposed Rule on use of Derivatives by Registered Funds SEC Proposed Rule on Liquidity Risk Management National Market System Plans
Financial Services and General Government Appropriations Act, 2017
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
H.R. 5485 - FY 2017 Financial Services and General Government Appropriations Act S. 3067 - FY 2017 Financial Services and General Government Appropriations Act
Financial Services and General Government Appropriations Act, 2017
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
H.R. 5485 - FY 2017 Financial Services and General Government Appropriations Act S. 3067 - FY 2017 Financial Services and General Government Appropriations Act
Financial CHOICE Act of 2016
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
H.R. 1550 - Financial Stability Oversight Council Improvement Act of 2015 (Ross) H.R. 4538 - Senior Safe Act of 2016 (Sinema) H.R. 4854 - Supporting America's Innovators Act of 2016 (McHenry) H.R. 5311 - Corporate Governance Reform and Transparency Act of 2016 (Duffy) H.R. 5322 - U.S. Territories Investor Protection Act of 2016 (Velazquez) H.R. 5983 - Financial CHOICE Act of 2016 (Hensarling) S. 1484 - Financial Regulatory Improvement Act of 2015 (Shelby) S. 3467 - US Territories Investor Protect Act of 2016 (Menendez) FSOC Review of Asset Management Sector for Potential SIFI Designations Financial Stability Board SEC Proposal on Electronic Delivery of Mutual Fund Shareholder Reports SEC Proposal on use of Derivatives by Registered Funds SEC Rule on Liquidity Risk Management CFTC Rule 4.5 Exchange-Traded Funds National Market System Plans
Financial CHOICE Act of 2016
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
H.R. 1550 - Financial Stability Oversight Council Improvement Act of 2015 (Ross) H.R. 4216 - Consumer Financial Choice and Capital Markets Protection Act (Moore) H.R. 4854 - Supporting America's Innovators Act of 2016 (McHenry) H.R. 5311 - Corporate Governance Reform and Transparency Act of 2016 (Duffy) H.R. 5322 - U.S. Territories Investor Protection Act of 2016 (Velazquez) H.R. 5983 - Financial CHOICE Act of 2016 (Hensarling) S. 1484 - Financial Regulatory Improvement Act of 2015 (Shelby) S. 1802 - Consumer Financial Choice and Capital Markets Protection Act (Toomey) S. 2917 - Commodity End-User Relief Act (Roberts) S. 3092 - Fair Access to Investment Reseach Act of 2016 (Heller) FSOC Review of Asset Management Sector for Potential SIFI Designations Financial Stability Board Exchange-Traded Funds SEC Proposed Rule on Electronic Delivery of Mutual Fund Shareholder Reports SEC Proposed Rule on use of Derivatives by Registered Funds SEC Proposed Rule on Liquidity Risk Management National Market System Plans
Financial Regulatory Improvement Act of 2015
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
H.R. 1550 - Financial Stability Oversight Council Improvement Act of 2015 (Ross) H.R. 4538 - Senior Safe Act of 2016 (Sinema) H.R. 4854 - Supporting America's Innovators Act of 2016 (McHenry) H.R. 5311 - Corporate Governance Reform and Transparency Act of 2016 (Duffy) H.R. 5322 - U.S. Territories Investor Protection Act of 2016 (Velazquez) H.R. 5983 - Financial CHOICE Act of 2016 (Hensarling) S. 1484 - Financial Regulatory Improvement Act of 2015 (Shelby) S. 3467 - US Territories Investor Protect Act of 2016 (Menendez) FSOC Review of Asset Management Sector for Potential SIFI Designations Financial Stability Board SEC Proposal on Electronic Delivery of Mutual Fund Shareholder Reports SEC Proposal on use of Derivatives by Registered Funds SEC Rule on Liquidity Risk Management CFTC Rule 4.5 Exchange-Traded Funds National Market System Plans
Financial Regulatory Improvement Act of 2015
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
H.R. 1216 - Maker-Taker Conflict of Interest Reform Act of 2015 (Lynch) H.R. 1550 - Financial Stability Oversight Council Improvement Act of 2015 (Ross) H.R. 1675 - Capital Markets Improvement Act of 2016 (Hultgren) H.R. 2187 - Fair Investment Opportunities for Professional Experts Act (Schweikert) H.R. 3610 - Puerto Rico Investor Protection Act of 2015 (Velazquez) H.R. 4248 - FSOC Designation Review Act (Westmoreland) H.R. 4498 - Helping Angels Lead our Startups Act (Chabot) S. 1484 - Financial Regulatory Improvement Act of 2015 (Shelby) S. 1802 - Consumer Financial Choice and Capital Markets Protection Act (Toomey) S. 2497 - Retail Investor Protection Act of 2016 (Blunt) FSOC Review of Asset Management Sector for Potential SIFI Designations Financial Stability Board CFTC Rule 4.5 Exchange-Traded Funds Proxy Advisory Services SEC Proposed Rule on Website Delivery of Fund Shareholder Reports SEC Proposed Rule on use of Derivatives by Registered Funds SEC Proposed Rule on Liquidity Risk Management National Market System Plans
Financial Regulatory Improvement Act of 2015
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
H.R. 1550 - Financial Stability Oversight Council Improvement Act of 2015 (Ross) H.R. 2187 - Fair Investment Opportunities for Professional Experts Act (Schweikert) H.R. 3868 - Small Business Credit Availability Act (Mulvaney) H.R. 4096 - Investor Clarity and Bank Parity Act (Capuano) H.R. 4216 - Consumer Financial Choice and Capital Markets Protection Act (Moore) H.R. 4498 - Helping Angels Lead our Startups Act (Chabot) H.R. 4854 - Supporting America's Innovators Act of 2016 (McHenry) H.R. 5019 - Fair Access to Investment Research Act of 2016 (Hill) H.R. 5311 - Corporate Governance Reform and Transparency Act of 2016 (Duffy) H.R. 5322 - U.S. Territories Investor Protection Act of 2016 (Velazquez) S. 1484 - Financial Regulatory Improvement Act of 2015 (Shelby) S. 1802 - Consumer Financial Choice and Capital Markets Protection Act (Toomey) S. 2917 - Commodity End-User Relief Act (Roberts) S. 3092 - Fair Access to Investment Reseach Act of 2016 (Heller) FSOC Review of Asset Management Sector for Potential SIFI Designations Financial Stability Board Exchange-Traded Funds SEC Proposed Rule on Electroinic Delivery of Mutual Fund Shareholder Reports SEC Proposed Rule on use of Derivatives by Registered Funds SEC Proposed Rule on Liquidity Risk Management National Market System Plans
Financial Regulatory Improvement Act of 2015
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
H.R. 1550 - Financial Stability Oversight Council Improvement Act of 2015 (Ross) H.R. 4216 - Consumer Financial Choice and Capital Markets Protection Act (Moore) H.R. 4854 - Supporting America's Innovators Act of 2016 (McHenry) H.R. 5311 - Corporate Governance Reform and Transparency Act of 2016 (Duffy) H.R. 5322 - U.S. Territories Investor Protection Act of 2016 (Velazquez) H.R. 5983 - Financial CHOICE Act of 2016 (Hensarling) S. 1484 - Financial Regulatory Improvement Act of 2015 (Shelby) S. 1802 - Consumer Financial Choice and Capital Markets Protection Act (Toomey) S. 2917 - Commodity End-User Relief Act (Roberts) S. 3092 - Fair Access to Investment Reseach Act of 2016 (Heller) FSOC Review of Asset Management Sector for Potential SIFI Designations Financial Stability Board Exchange-Traded Funds SEC Proposed Rule on Electronic Delivery of Mutual Fund Shareholder Reports SEC Proposed Rule on use of Derivatives by Registered Funds SEC Proposed Rule on Liquidity Risk Management National Market System Plans
Consumer Financial Choice and Capital Markets Protection Act of 2015
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
H.R. 1216 - Maker-Taker Conflict of Interest Reform Act of 2015 (Lynch) H.R. 1550 - Financial Stability Oversight Council Improvement Act of 2015 (Ross) H.R. 1675 - Capital Markets Improvement Act of 2016 (Hultgren) H.R. 2187 - Fair Investment Opportunities for Professional Experts Act (Schweikert) H.R. 3610 - Puerto Rico Investor Protection Act of 2015 (Velazquez) H.R. 4248 - FSOC Designation Review Act (Westmoreland) H.R. 4498 - Helping Angels Lead our Startups Act (Chabot) S. 1484 - Financial Regulatory Improvement Act of 2015 (Shelby) S. 1802 - Consumer Financial Choice and Capital Markets Protection Act (Toomey) S. 2497 - Retail Investor Protection Act of 2016 (Blunt) FSOC Review of Asset Management Sector for Potential SIFI Designations Financial Stability Board CFTC Rule 4.5 Exchange-Traded Funds Proxy Advisory Services SEC Proposed Rule on Website Delivery of Fund Shareholder Reports SEC Proposed Rule on use of Derivatives by Registered Funds SEC Proposed Rule on Liquidity Risk Management National Market System Plans
Consumer Financial Choice and Capital Markets Protection Act of 2015
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
H.R. 1550 - Financial Stability Oversight Council Improvement Act of 2015 (Ross) H.R. 2187 - Fair Investment Opportunities for Professional Experts Act (Schweikert) H.R. 3868 - Small Business Credit Availability Act (Mulvaney) H.R. 4096 - Investor Clarity and Bank Parity Act (Capuano) H.R. 4216 - Consumer Financial Choice and Capital Markets Protection Act (Moore) H.R. 4498 - Helping Angels Lead our Startups Act (Chabot) H.R. 4854 - Supporting America's Innovators Act of 2016 (McHenry) H.R. 5019 - Fair Access to Investment Research Act of 2016 (Hill) H.R. 5311 - Corporate Governance Reform and Transparency Act of 2016 (Duffy) H.R. 5322 - U.S. Territories Investor Protection Act of 2016 (Velazquez) S. 1484 - Financial Regulatory Improvement Act of 2015 (Shelby) S. 1802 - Consumer Financial Choice and Capital Markets Protection Act (Toomey) S. 2917 - Commodity End-User Relief Act (Roberts) S. 3092 - Fair Access to Investment Reseach Act of 2016 (Heller) FSOC Review of Asset Management Sector for Potential SIFI Designations Financial Stability Board Exchange-Traded Funds SEC Proposed Rule on Electroinic Delivery of Mutual Fund Shareholder Reports SEC Proposed Rule on use of Derivatives by Registered Funds SEC Proposed Rule on Liquidity Risk Management National Market System Plans
Consumer Financial Choice and Capital Markets Protection Act of 2015
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
H.R. 1550 - Financial Stability Oversight Council Improvement Act of 2015 (Ross) H.R. 4216 - Consumer Financial Choice and Capital Markets Protection Act (Moore) H.R. 4854 - Supporting America's Innovators Act of 2016 (McHenry) H.R. 5311 - Corporate Governance Reform and Transparency Act of 2016 (Duffy) H.R. 5322 - U.S. Territories Investor Protection Act of 2016 (Velazquez) H.R. 5983 - Financial CHOICE Act of 2016 (Hensarling) S. 1484 - Financial Regulatory Improvement Act of 2015 (Shelby) S. 1802 - Consumer Financial Choice and Capital Markets Protection Act (Toomey) S. 2917 - Commodity End-User Relief Act (Roberts) S. 3092 - Fair Access to Investment Reseach Act of 2016 (Heller) FSOC Review of Asset Management Sector for Potential SIFI Designations Financial Stability Board Exchange-Traded Funds SEC Proposed Rule on Electronic Delivery of Mutual Fund Shareholder Reports SEC Proposed Rule on use of Derivatives by Registered Funds SEC Proposed Rule on Liquidity Risk Management National Market System Plans
Retail Investor Protection Act of 2016
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
H.R. 1216 - Maker-Taker Conflict of Interest Reform Act of 2015 (Lynch) H.R. 1550 - Financial Stability Oversight Council Improvement Act of 2015 (Ross) H.R. 1675 - Capital Markets Improvement Act of 2016 (Hultgren) H.R. 2187 - Fair Investment Opportunities for Professional Experts Act (Schweikert) H.R. 3610 - Puerto Rico Investor Protection Act of 2015 (Velazquez) H.R. 4248 - FSOC Designation Review Act (Westmoreland) H.R. 4498 - Helping Angels Lead our Startups Act (Chabot) S. 1484 - Financial Regulatory Improvement Act of 2015 (Shelby) S. 1802 - Consumer Financial Choice and Capital Markets Protection Act (Toomey) S. 2497 - Retail Investor Protection Act of 2016 (Blunt) FSOC Review of Asset Management Sector for Potential SIFI Designations Financial Stability Board CFTC Rule 4.5 Exchange-Traded Funds Proxy Advisory Services SEC Proposed Rule on Website Delivery of Fund Shareholder Reports SEC Proposed Rule on use of Derivatives by Registered Funds SEC Proposed Rule on Liquidity Risk Management National Market System Plans
Commodity End-User Relief Act
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
H.R. 1550 - Financial Stability Oversight Council Improvement Act of 2015 (Ross) H.R. 2187 - Fair Investment Opportunities for Professional Experts Act (Schweikert) H.R. 3868 - Small Business Credit Availability Act (Mulvaney) H.R. 4096 - Investor Clarity and Bank Parity Act (Capuano) H.R. 4216 - Consumer Financial Choice and Capital Markets Protection Act (Moore) H.R. 4498 - Helping Angels Lead our Startups Act (Chabot) H.R. 4854 - Supporting America's Innovators Act of 2016 (McHenry) H.R. 5019 - Fair Access to Investment Research Act of 2016 (Hill) H.R. 5311 - Corporate Governance Reform and Transparency Act of 2016 (Duffy) H.R. 5322 - U.S. Territories Investor Protection Act of 2016 (Velazquez) S. 1484 - Financial Regulatory Improvement Act of 2015 (Shelby) S. 1802 - Consumer Financial Choice and Capital Markets Protection Act (Toomey) S. 2917 - Commodity End-User Relief Act (Roberts) S. 3092 - Fair Access to Investment Reseach Act of 2016 (Heller) FSOC Review of Asset Management Sector for Potential SIFI Designations Financial Stability Board Exchange-Traded Funds SEC Proposed Rule on Electroinic Delivery of Mutual Fund Shareholder Reports SEC Proposed Rule on use of Derivatives by Registered Funds SEC Proposed Rule on Liquidity Risk Management National Market System Plans
Commodity End-User Relief Act
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
H.R. 1550 - Financial Stability Oversight Council Improvement Act of 2015 (Ross) H.R. 4216 - Consumer Financial Choice and Capital Markets Protection Act (Moore) H.R. 4854 - Supporting America's Innovators Act of 2016 (McHenry) H.R. 5311 - Corporate Governance Reform and Transparency Act of 2016 (Duffy) H.R. 5322 - U.S. Territories Investor Protection Act of 2016 (Velazquez) H.R. 5983 - Financial CHOICE Act of 2016 (Hensarling) S. 1484 - Financial Regulatory Improvement Act of 2015 (Shelby) S. 1802 - Consumer Financial Choice and Capital Markets Protection Act (Toomey) S. 2917 - Commodity End-User Relief Act (Roberts) S. 3092 - Fair Access to Investment Reseach Act of 2016 (Heller) FSOC Review of Asset Management Sector for Potential SIFI Designations Financial Stability Board Exchange-Traded Funds SEC Proposed Rule on Electronic Delivery of Mutual Fund Shareholder Reports SEC Proposed Rule on use of Derivatives by Registered Funds SEC Proposed Rule on Liquidity Risk Management National Market System Plans
Financial Services and General Government Appropriations Act, 2017
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
H.R. 5485 - FY 2017 Financial Services and General Government Appropriations Act S. 3067 - FY 2017 Financial Services and General Government Appropriations Act
Financial Services and General Government Appropriations Act, 2017
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
H.R. 5485 - FY 2017 Financial Services and General Government Appropriations Act S. 3067 - FY 2017 Financial Services and General Government Appropriations Act
Fair Access to Investment Research Act of 2016
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
H.R. 1550 - Financial Stability Oversight Council Improvement Act of 2015 (Ross) H.R. 2187 - Fair Investment Opportunities for Professional Experts Act (Schweikert) H.R. 3868 - Small Business Credit Availability Act (Mulvaney) H.R. 4096 - Investor Clarity and Bank Parity Act (Capuano) H.R. 4216 - Consumer Financial Choice and Capital Markets Protection Act (Moore) H.R. 4498 - Helping Angels Lead our Startups Act (Chabot) H.R. 4854 - Supporting America's Innovators Act of 2016 (McHenry) H.R. 5019 - Fair Access to Investment Research Act of 2016 (Hill) H.R. 5311 - Corporate Governance Reform and Transparency Act of 2016 (Duffy) H.R. 5322 - U.S. Territories Investor Protection Act of 2016 (Velazquez) S. 1484 - Financial Regulatory Improvement Act of 2015 (Shelby) S. 1802 - Consumer Financial Choice and Capital Markets Protection Act (Toomey) S. 2917 - Commodity End-User Relief Act (Roberts) S. 3092 - Fair Access to Investment Reseach Act of 2016 (Heller) FSOC Review of Asset Management Sector for Potential SIFI Designations Financial Stability Board Exchange-Traded Funds SEC Proposed Rule on Electroinic Delivery of Mutual Fund Shareholder Reports SEC Proposed Rule on use of Derivatives by Registered Funds SEC Proposed Rule on Liquidity Risk Management National Market System Plans
Fair Access to Investment Research Act of 2016
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
H.R. 1550 - Financial Stability Oversight Council Improvement Act of 2015 (Ross) H.R. 4216 - Consumer Financial Choice and Capital Markets Protection Act (Moore) H.R. 4854 - Supporting America's Innovators Act of 2016 (McHenry) H.R. 5311 - Corporate Governance Reform and Transparency Act of 2016 (Duffy) H.R. 5322 - U.S. Territories Investor Protection Act of 2016 (Velazquez) H.R. 5983 - Financial CHOICE Act of 2016 (Hensarling) S. 1484 - Financial Regulatory Improvement Act of 2015 (Shelby) S. 1802 - Consumer Financial Choice and Capital Markets Protection Act (Toomey) S. 2917 - Commodity End-User Relief Act (Roberts) S. 3092 - Fair Access to Investment Reseach Act of 2016 (Heller) FSOC Review of Asset Management Sector for Potential SIFI Designations Financial Stability Board Exchange-Traded Funds SEC Proposed Rule on Electronic Delivery of Mutual Fund Shareholder Reports SEC Proposed Rule on use of Derivatives by Registered Funds SEC Proposed Rule on Liquidity Risk Management National Market System Plans
U.S. Territories Investor Protection Act of 2016
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
H.R. 1550 - Financial Stability Oversight Council Improvement Act of 2015 (Ross) H.R. 4538 - Senior Safe Act of 2016 (Sinema) H.R. 4854 - Supporting America's Innovators Act of 2016 (McHenry) H.R. 5311 - Corporate Governance Reform and Transparency Act of 2016 (Duffy) H.R. 5322 - U.S. Territories Investor Protection Act of 2016 (Velazquez) H.R. 5983 - Financial CHOICE Act of 2016 (Hensarling) S. 1484 - Financial Regulatory Improvement Act of 2015 (Shelby) S. 3467 - US Territories Investor Protect Act of 2016 (Menendez) FSOC Review of Asset Management Sector for Potential SIFI Designations Financial Stability Board SEC Proposal on Electronic Delivery of Mutual Fund Shareholder Reports SEC Proposal on use of Derivatives by Registered Funds SEC Rule on Liquidity Risk Management CFTC Rule 4.5 Exchange-Traded Funds National Market System Plans
Retail Investor Protection Act
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
H.R. 1090 - Retail Investor Protection Act (Wagner) H.R. 1216 - Maker-Taker Conflict of Interest Reform Act of 2015 (Lynch) H.R. 1550 - Financial Stability Oversight Council Improvement Act of 2015 (Ross) H.R. 2187 - Fair Investment Opportunities for Professional Experts Act (Schweikert) H.R. 2289 - Commodity End-User Relief Act (Conaway) H.R. 2356 - Fair Access to Investment Research Act of 2015 (Hill) H.R. 3189 - Fed Oversight Reform and Modernization Act of 2015 (Huizenga) S. 1484 - Financial Regulatory Improvement Act of 2015 (Shelby) S. 1802 - Consumer Financial Choice and Capital Markets Protection Act of 2015 (Toomey) FSOC Review of Asset Management Sector for Potential SIFI Designations Financial Stability Board Exchange-Traded Funds Structure of the U.S. Securities Markets
Retail Investor Protection Act
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
H.R. 1090 - Retail Investor Protection Act (Wagner) H.R. 1216 - Maker-Taker Conflict of Interest Reform Act of 2015 (Lynch) H.R. 1550 - Financial Stability Oversight Council Improvement Act of 2015 (Ross) H.R. 2187 - Fair Investment Opportunities for Professional Experts Act (Schweikert) H.R. 2356 - Fair Access to Investment Research Act of 2015 (Hill) H.R. 3610 - Puerto Rico Investor Protection Act of 2015 (Velazquez) H.R. 3189 - Fed Oversight Reform and Modernization Act of 2015 (Huizenga) H.R. 3738 - Office of Financial Research Accountability Act of 2015 (Royce) H.R. 4216 - Consumer Financial Choice and Capital Markets Protection Act (Moore) Helping Angels Lead our Startups Act (Chabot) S. 1484 - Financial Regulatory Improvement Act of 2015 (Shelby) S. 1802 - Consumer Financial Choice and Capital Markets Protection Act (Toomey) FSOC Review of Asset Management Sector for Potential SIFI Designations Financial Stability Board CFTC Rule 4.5 Exchange-Traded Funds Structure of the U.S. Securities Markets Proxy Advisory Services
Retail Investor Protection Act
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
H.R. 1090 - Retail Investor Protection Act (Wagner) H.R. 1550 - Financial Stability Oversight Council Improvement Act of 2015 (Ross) H.R. 2289 - Commodity End-User Relief Act (Conaway) H.R. 2356 - Fair Access to Investment Research Act of 2015 (Hill) S. 1484 - Financial Regulatory Improvement Act of 2015 (Shelby) FSOC Review of Asset Management Sector for Potential SIFI Designations Financial Stability Board Business Development Companies Investment Adviser SRO Volcker Rule Exchange-Traded Funds Structure of the U.S. Securities Markets
Retail Investor Protection Act
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
H.R. 1090 - Retail Investor Protection Act (Wagner) H.R. 1550 - Financial Stability Oversight Council Improvement Act of 2015 (Ross) FSOC Review of Asset Management Sector for Potential SIFI Designations CFTC Rule 4.5 Money Market Mutual Funds Volcker Rule Exchange-Traded Funds Eminent Domain Structure of the U.S. Securities Markets Uniform Fiduciary Standard for Broker-Dealers and Investment Advisers Stock Tick Size
Maker-Taker Conflict of Interest Reform Act of 2015
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
H.R. 1090 - Retail Investor Protection Act (Wagner) H.R. 1216 - Maker-Taker Conflict of Interest Reform Act of 2015 (Lynch) H.R. 1550 - Financial Stability Oversight Council Improvement Act of 2015 (Ross) H.R. 2187 - Fair Investment Opportunities for Professional Experts Act (Schweikert) H.R. 2356 - Fair Access to Investment Research Act of 2015 (Hill) H.R. 3610 - Puerto Rico Investor Protection Act of 2015 (Velazquez) H.R. 3189 - Fed Oversight Reform and Modernization Act of 2015 (Huizenga) H.R. 3738 - Office of Financial Research Accountability Act of 2015 (Royce) H.R. 4216 - Consumer Financial Choice and Capital Markets Protection Act (Moore) Helping Angels Lead our Startups Act (Chabot) S. 1484 - Financial Regulatory Improvement Act of 2015 (Shelby) S. 1802 - Consumer Financial Choice and Capital Markets Protection Act (Toomey) FSOC Review of Asset Management Sector for Potential SIFI Designations Financial Stability Board CFTC Rule 4.5 Exchange-Traded Funds Structure of the U.S. Securities Markets Proxy Advisory Services
Maker-Taker Conflict of Interest Reform Act of 2015
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
H.R. 1090 - Retail Investor Protection Act (Wagner) H.R. 1216 - Maker-Taker Conflict of Interest Reform Act of 2015 (Lynch) H.R. 1550 - Financial Stability Oversight Council Improvement Act of 2015 (Ross) H.R. 2187 - Fair Investment Opportunities for Professional Experts Act (Schweikert) H.R. 2289 - Commodity End-User Relief Act (Conaway) H.R. 2356 - Fair Access to Investment Research Act of 2015 (Hill) H.R. 3189 - Fed Oversight Reform and Modernization Act of 2015 (Huizenga) S. 1484 - Financial Regulatory Improvement Act of 2015 (Shelby) S. 1802 - Consumer Financial Choice and Capital Markets Protection Act of 2015 (Toomey) FSOC Review of Asset Management Sector for Potential SIFI Designations Financial Stability Board Exchange-Traded Funds Structure of the U.S. Securities Markets
Financial Stability Oversight Council Improvement Act of 2015
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
H.R. 1090 - Retail Investor Protection Act (Wagner) H.R. 1550 - Financial Stability Oversight Council Improvement Act of 2015 (Ross) FSOC Review of Asset Management Sector for Potential SIFI Designations CFTC Rule 4.5 Money Market Mutual Funds Volcker Rule Exchange-Traded Funds Eminent Domain Structure of the U.S. Securities Markets Uniform Fiduciary Standard for Broker-Dealers and Investment Advisers Stock Tick Size
Financial Stability Oversight Council Improvement Act of 2015
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
H.R. 1090 - Retail Investor Protection Act (Wagner) H.R. 1216 - Maker-Taker Conflict of Interest Reform Act of 2015 (Lynch) H.R. 1550 - Financial Stability Oversight Council Improvement Act of 2015 (Ross) H.R. 2187 - Fair Investment Opportunities for Professional Experts Act (Schweikert) H.R. 2356 - Fair Access to Investment Research Act of 2015 (Hill) H.R. 3610 - Puerto Rico Investor Protection Act of 2015 (Velazquez) H.R. 3189 - Fed Oversight Reform and Modernization Act of 2015 (Huizenga) H.R. 3738 - Office of Financial Research Accountability Act of 2015 (Royce) H.R. 4216 - Consumer Financial Choice and Capital Markets Protection Act (Moore) Helping Angels Lead our Startups Act (Chabot) S. 1484 - Financial Regulatory Improvement Act of 2015 (Shelby) S. 1802 - Consumer Financial Choice and Capital Markets Protection Act (Toomey) FSOC Review of Asset Management Sector for Potential SIFI Designations Financial Stability Board CFTC Rule 4.5 Exchange-Traded Funds Structure of the U.S. Securities Markets Proxy Advisory Services
Financial Stability Oversight Council Improvement Act of 2015
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
H.R. 1090 - Retail Investor Protection Act (Wagner) H.R. 1550 - Financial Stability Oversight Council Improvement Act of 2015 (Ross) H.R. 2289 - Commodity End-User Relief Act (Conaway) H.R. 2356 - Fair Access to Investment Research Act of 2015 (Hill) S. 1484 - Financial Regulatory Improvement Act of 2015 (Shelby) FSOC Review of Asset Management Sector for Potential SIFI Designations Financial Stability Board Business Development Companies Investment Adviser SRO Volcker Rule Exchange-Traded Funds Structure of the U.S. Securities Markets
Financial Stability Oversight Council Improvement Act of 2015
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
H.R. 1090 - Retail Investor Protection Act (Wagner) H.R. 1216 - Maker-Taker Conflict of Interest Reform Act of 2015 (Lynch) H.R. 1550 - Financial Stability Oversight Council Improvement Act of 2015 (Ross) H.R. 2187 - Fair Investment Opportunities for Professional Experts Act (Schweikert) H.R. 2289 - Commodity End-User Relief Act (Conaway) H.R. 2356 - Fair Access to Investment Research Act of 2015 (Hill) H.R. 3189 - Fed Oversight Reform and Modernization Act of 2015 (Huizenga) S. 1484 - Financial Regulatory Improvement Act of 2015 (Shelby) S. 1802 - Consumer Financial Choice and Capital Markets Protection Act of 2015 (Toomey) FSOC Review of Asset Management Sector for Potential SIFI Designations Financial Stability Board Exchange-Traded Funds Structure of the U.S. Securities Markets
Consolidated Appropriations Act, 2016
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
H.R. 2029 - Consolidated Appropriations Act
Consolidated Appropriations Act, 2016
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
S. 754 - Cybersecurity Information Sharing Act of 2015 (Burr) H.R. 2029 - Cybersecurity Act of 2015
Fair Investment Opportunities for Professional Experts Act
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
H.R. 1090 - Retail Investor Protection Act (Wagner) H.R. 1216 - Maker-Taker Conflict of Interest Reform Act of 2015 (Lynch) H.R. 1550 - Financial Stability Oversight Council Improvement Act of 2015 (Ross) H.R. 2187 - Fair Investment Opportunities for Professional Experts Act (Schweikert) H.R. 2289 - Commodity End-User Relief Act (Conaway) H.R. 2356 - Fair Access to Investment Research Act of 2015 (Hill) H.R. 3189 - Fed Oversight Reform and Modernization Act of 2015 (Huizenga) S. 1484 - Financial Regulatory Improvement Act of 2015 (Shelby) S. 1802 - Consumer Financial Choice and Capital Markets Protection Act of 2015 (Toomey) FSOC Review of Asset Management Sector for Potential SIFI Designations Financial Stability Board Exchange-Traded Funds Structure of the U.S. Securities Markets
Fair Investment Opportunities for Professional Experts Act
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
H.R. 1090 - Retail Investor Protection Act (Wagner) H.R. 1216 - Maker-Taker Conflict of Interest Reform Act of 2015 (Lynch) H.R. 1550 - Financial Stability Oversight Council Improvement Act of 2015 (Ross) H.R. 2187 - Fair Investment Opportunities for Professional Experts Act (Schweikert) H.R. 2356 - Fair Access to Investment Research Act of 2015 (Hill) H.R. 3610 - Puerto Rico Investor Protection Act of 2015 (Velazquez) H.R. 3189 - Fed Oversight Reform and Modernization Act of 2015 (Huizenga) H.R. 3738 - Office of Financial Research Accountability Act of 2015 (Royce) H.R. 4216 - Consumer Financial Choice and Capital Markets Protection Act (Moore) Helping Angels Lead our Startups Act (Chabot) S. 1484 - Financial Regulatory Improvement Act of 2015 (Shelby) S. 1802 - Consumer Financial Choice and Capital Markets Protection Act (Toomey) FSOC Review of Asset Management Sector for Potential SIFI Designations Financial Stability Board CFTC Rule 4.5 Exchange-Traded Funds Structure of the U.S. Securities Markets Proxy Advisory Services
Commodity End-User Relief Act
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
H.R. 1090 - Retail Investor Protection Act (Wagner) H.R. 1216 - Maker-Taker Conflict of Interest Reform Act of 2015 (Lynch) H.R. 1550 - Financial Stability Oversight Council Improvement Act of 2015 (Ross) H.R. 2187 - Fair Investment Opportunities for Professional Experts Act (Schweikert) H.R. 2289 - Commodity End-User Relief Act (Conaway) H.R. 2356 - Fair Access to Investment Research Act of 2015 (Hill) H.R. 3189 - Fed Oversight Reform and Modernization Act of 2015 (Huizenga) S. 1484 - Financial Regulatory Improvement Act of 2015 (Shelby) S. 1802 - Consumer Financial Choice and Capital Markets Protection Act of 2015 (Toomey) FSOC Review of Asset Management Sector for Potential SIFI Designations Financial Stability Board Exchange-Traded Funds Structure of the U.S. Securities Markets
Commodity End-User Relief Act
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
H.R. 1090 - Retail Investor Protection Act (Wagner) H.R. 1550 - Financial Stability Oversight Council Improvement Act of 2015 (Ross) H.R. 2289 - Commodity End-User Relief Act (Conaway) H.R. 2356 - Fair Access to Investment Research Act of 2015 (Hill) S. 1484 - Financial Regulatory Improvement Act of 2015 (Shelby) FSOC Review of Asset Management Sector for Potential SIFI Designations Financial Stability Board Business Development Companies Investment Adviser SRO Volcker Rule Exchange-Traded Funds Structure of the U.S. Securities Markets
Fair Access to Investment Research Act of 2015
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
H.R. 1090 - Retail Investor Protection Act (Wagner) H.R. 1550 - Financial Stability Oversight Council Improvement Act of 2015 (Ross) H.R. 2289 - Commodity End-User Relief Act (Conaway) H.R. 2356 - Fair Access to Investment Research Act of 2015 (Hill) S. 1484 - Financial Regulatory Improvement Act of 2015 (Shelby) FSOC Review of Asset Management Sector for Potential SIFI Designations Financial Stability Board Business Development Companies Investment Adviser SRO Volcker Rule Exchange-Traded Funds Structure of the U.S. Securities Markets
Fair Access to Investment Research Act of 2015
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
H.R. 1090 - Retail Investor Protection Act (Wagner) H.R. 1216 - Maker-Taker Conflict of Interest Reform Act of 2015 (Lynch) H.R. 1550 - Financial Stability Oversight Council Improvement Act of 2015 (Ross) H.R. 2187 - Fair Investment Opportunities for Professional Experts Act (Schweikert) H.R. 2356 - Fair Access to Investment Research Act of 2015 (Hill) H.R. 3610 - Puerto Rico Investor Protection Act of 2015 (Velazquez) H.R. 3189 - Fed Oversight Reform and Modernization Act of 2015 (Huizenga) H.R. 3738 - Office of Financial Research Accountability Act of 2015 (Royce) H.R. 4216 - Consumer Financial Choice and Capital Markets Protection Act (Moore) Helping Angels Lead our Startups Act (Chabot) S. 1484 - Financial Regulatory Improvement Act of 2015 (Shelby) S. 1802 - Consumer Financial Choice and Capital Markets Protection Act (Toomey) FSOC Review of Asset Management Sector for Potential SIFI Designations Financial Stability Board CFTC Rule 4.5 Exchange-Traded Funds Structure of the U.S. Securities Markets Proxy Advisory Services
Fair Access to Investment Research Act of 2015
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
H.R. 1090 - Retail Investor Protection Act (Wagner) H.R. 1216 - Maker-Taker Conflict of Interest Reform Act of 2015 (Lynch) H.R. 1550 - Financial Stability Oversight Council Improvement Act of 2015 (Ross) H.R. 2187 - Fair Investment Opportunities for Professional Experts Act (Schweikert) H.R. 2289 - Commodity End-User Relief Act (Conaway) H.R. 2356 - Fair Access to Investment Research Act of 2015 (Hill) H.R. 3189 - Fed Oversight Reform and Modernization Act of 2015 (Huizenga) S. 1484 - Financial Regulatory Improvement Act of 2015 (Shelby) S. 1802 - Consumer Financial Choice and Capital Markets Protection Act of 2015 (Toomey) FSOC Review of Asset Management Sector for Potential SIFI Designations Financial Stability Board Exchange-Traded Funds Structure of the U.S. Securities Markets
Financial Services and General Government Appropriations Act, 2016
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
H.R. 2995 - FY2016 Financial Services and General Government Appropriations Act (Crenshaw)
H.R. 1090 - Retail Investor Protection Act (Wagner) H.R. 1216 - Maker-Taker Conflict of Interest Reform Act of 2015 (Lynch) H.R. 1550 - Financial Stability Oversight Council Improvement Act of 2015 (Ross) H.R. 2187 - Fair Investment Opportunities for Professional Experts Act (Schweikert) H.R. 2356 - Fair Access to Investment Research Act of 2015 (Hill) H.R. 3610 - Puerto Rico Investor Protection Act of 2015 (Velazquez) H.R. 3189 - Fed Oversight Reform and Modernization Act of 2015 (Huizenga) H.R. 3738 - Office of Financial Research Accountability Act of 2015 (Royce) H.R. 4216 - Consumer Financial Choice and Capital Markets Protection Act (Moore) Helping Angels Lead our Startups Act (Chabot) S. 1484 - Financial Regulatory Improvement Act of 2015 (Shelby) S. 1802 - Consumer Financial Choice and Capital Markets Protection Act (Toomey) FSOC Review of Asset Management Sector for Potential SIFI Designations Financial Stability Board CFTC Rule 4.5 Exchange-Traded Funds Structure of the U.S. Securities Markets Proxy Advisory Services
H.R. 1090 - Retail Investor Protection Act (Wagner) H.R. 1216 - Maker-Taker Conflict of Interest Reform Act of 2015 (Lynch) H.R. 1550 - Financial Stability Oversight Council Improvement Act of 2015 (Ross) H.R. 2187 - Fair Investment Opportunities for Professional Experts Act (Schweikert) H.R. 2289 - Commodity End-User Relief Act (Conaway) H.R. 2356 - Fair Access to Investment Research Act of 2015 (Hill) H.R. 3189 - Fed Oversight Reform and Modernization Act of 2015 (Huizenga) S. 1484 - Financial Regulatory Improvement Act of 2015 (Shelby) S. 1802 - Consumer Financial Choice and Capital Markets Protection Act of 2015 (Toomey) FSOC Review of Asset Management Sector for Potential SIFI Designations Financial Stability Board Exchange-Traded Funds Structure of the U.S. Securities Markets
Puerto Rico Investor Protection Act of 2015
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
H.R. 1090 - Retail Investor Protection Act (Wagner) H.R. 1216 - Maker-Taker Conflict of Interest Reform Act of 2015 (Lynch) H.R. 1550 - Financial Stability Oversight Council Improvement Act of 2015 (Ross) H.R. 2187 - Fair Investment Opportunities for Professional Experts Act (Schweikert) H.R. 2356 - Fair Access to Investment Research Act of 2015 (Hill) H.R. 3610 - Puerto Rico Investor Protection Act of 2015 (Velazquez) H.R. 3189 - Fed Oversight Reform and Modernization Act of 2015 (Huizenga) H.R. 3738 - Office of Financial Research Accountability Act of 2015 (Royce) H.R. 4216 - Consumer Financial Choice and Capital Markets Protection Act (Moore) Helping Angels Lead our Startups Act (Chabot) S. 1484 - Financial Regulatory Improvement Act of 2015 (Shelby) S. 1802 - Consumer Financial Choice and Capital Markets Protection Act (Toomey) FSOC Review of Asset Management Sector for Potential SIFI Designations Financial Stability Board CFTC Rule 4.5 Exchange-Traded Funds Structure of the U.S. Securities Markets Proxy Advisory Services
Office of Financial Research Accountability Act of 2015
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
H.R. 1090 - Retail Investor Protection Act (Wagner) H.R. 1216 - Maker-Taker Conflict of Interest Reform Act of 2015 (Lynch) H.R. 1550 - Financial Stability Oversight Council Improvement Act of 2015 (Ross) H.R. 2187 - Fair Investment Opportunities for Professional Experts Act (Schweikert) H.R. 2356 - Fair Access to Investment Research Act of 2015 (Hill) H.R. 3610 - Puerto Rico Investor Protection Act of 2015 (Velazquez) H.R. 3189 - Fed Oversight Reform and Modernization Act of 2015 (Huizenga) H.R. 3738 - Office of Financial Research Accountability Act of 2015 (Royce) H.R. 4216 - Consumer Financial Choice and Capital Markets Protection Act (Moore) Helping Angels Lead our Startups Act (Chabot) S. 1484 - Financial Regulatory Improvement Act of 2015 (Shelby) S. 1802 - Consumer Financial Choice and Capital Markets Protection Act (Toomey) FSOC Review of Asset Management Sector for Potential SIFI Designations Financial Stability Board CFTC Rule 4.5 Exchange-Traded Funds Structure of the U.S. Securities Markets Proxy Advisory Services
Consumer Financial Choice and Capital Markets Protection Act of 2015
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
H.R. 1090 - Retail Investor Protection Act (Wagner) H.R. 1216 - Maker-Taker Conflict of Interest Reform Act of 2015 (Lynch) H.R. 1550 - Financial Stability Oversight Council Improvement Act of 2015 (Ross) H.R. 2187 - Fair Investment Opportunities for Professional Experts Act (Schweikert) H.R. 2356 - Fair Access to Investment Research Act of 2015 (Hill) H.R. 3610 - Puerto Rico Investor Protection Act of 2015 (Velazquez) H.R. 3189 - Fed Oversight Reform and Modernization Act of 2015 (Huizenga) H.R. 3738 - Office of Financial Research Accountability Act of 2015 (Royce) H.R. 4216 - Consumer Financial Choice and Capital Markets Protection Act (Moore) Helping Angels Lead our Startups Act (Chabot) S. 1484 - Financial Regulatory Improvement Act of 2015 (Shelby) S. 1802 - Consumer Financial Choice and Capital Markets Protection Act (Toomey) FSOC Review of Asset Management Sector for Potential SIFI Designations Financial Stability Board CFTC Rule 4.5 Exchange-Traded Funds Structure of the U.S. Securities Markets Proxy Advisory Services
Puerto Rico Chapter 9 Uniformity Act of 2015
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
H.R. 870 - Puerto Rico Chapter 9 Uniformity Act of 2015 (Pierluisi) Financial Institution Bankruptcy Reform
Financial Regulatory Improvement Act of 2015
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
H.R. 1090 - Retail Investor Protection Act (Wagner) H.R. 1216 - Maker-Taker Conflict of Interest Reform Act of 2015 (Lynch) H.R. 1550 - Financial Stability Oversight Council Improvement Act of 2015 (Ross) H.R. 2187 - Fair Investment Opportunities for Professional Experts Act (Schweikert) H.R. 2289 - Commodity End-User Relief Act (Conaway) H.R. 2356 - Fair Access to Investment Research Act of 2015 (Hill) H.R. 3189 - Fed Oversight Reform and Modernization Act of 2015 (Huizenga) S. 1484 - Financial Regulatory Improvement Act of 2015 (Shelby) S. 1802 - Consumer Financial Choice and Capital Markets Protection Act of 2015 (Toomey) FSOC Review of Asset Management Sector for Potential SIFI Designations Financial Stability Board Exchange-Traded Funds Structure of the U.S. Securities Markets
Financial Regulatory Improvement Act of 2015
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
H.R. 1090 - Retail Investor Protection Act (Wagner) H.R. 1550 - Financial Stability Oversight Council Improvement Act of 2015 (Ross) H.R. 2289 - Commodity End-User Relief Act (Conaway) H.R. 2356 - Fair Access to Investment Research Act of 2015 (Hill) S. 1484 - Financial Regulatory Improvement Act of 2015 (Shelby) FSOC Review of Asset Management Sector for Potential SIFI Designations Financial Stability Board Business Development Companies Investment Adviser SRO Volcker Rule Exchange-Traded Funds Structure of the U.S. Securities Markets
Financial Regulatory Improvement Act of 2015
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
H.R. 1090 - Retail Investor Protection Act (Wagner) H.R. 1216 - Maker-Taker Conflict of Interest Reform Act of 2015 (Lynch) H.R. 1550 - Financial Stability Oversight Council Improvement Act of 2015 (Ross) H.R. 2187 - Fair Investment Opportunities for Professional Experts Act (Schweikert) H.R. 2356 - Fair Access to Investment Research Act of 2015 (Hill) H.R. 3610 - Puerto Rico Investor Protection Act of 2015 (Velazquez) H.R. 3189 - Fed Oversight Reform and Modernization Act of 2015 (Huizenga) H.R. 3738 - Office of Financial Research Accountability Act of 2015 (Royce) H.R. 4216 - Consumer Financial Choice and Capital Markets Protection Act (Moore) Helping Angels Lead our Startups Act (Chabot) S. 1484 - Financial Regulatory Improvement Act of 2015 (Shelby) S. 1802 - Consumer Financial Choice and Capital Markets Protection Act (Toomey) FSOC Review of Asset Management Sector for Potential SIFI Designations Financial Stability Board CFTC Rule 4.5 Exchange-Traded Funds Structure of the U.S. Securities Markets Proxy Advisory Services
Consumer Financial Choice and Capital Markets Protection Act of 2015
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
H.R. 1090 - Retail Investor Protection Act (Wagner) H.R. 1216 - Maker-Taker Conflict of Interest Reform Act of 2015 (Lynch) H.R. 1550 - Financial Stability Oversight Council Improvement Act of 2015 (Ross) H.R. 2187 - Fair Investment Opportunities for Professional Experts Act (Schweikert) H.R. 2289 - Commodity End-User Relief Act (Conaway) H.R. 2356 - Fair Access to Investment Research Act of 2015 (Hill) H.R. 3189 - Fed Oversight Reform and Modernization Act of 2015 (Huizenga) S. 1484 - Financial Regulatory Improvement Act of 2015 (Shelby) S. 1802 - Consumer Financial Choice and Capital Markets Protection Act of 2015 (Toomey) FSOC Review of Asset Management Sector for Potential SIFI Designations Financial Stability Board Exchange-Traded Funds Structure of the U.S. Securities Markets
Consumer Financial Choice and Capital Markets Protection Act of 2015
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
H.R. 1090 - Retail Investor Protection Act (Wagner) H.R. 1216 - Maker-Taker Conflict of Interest Reform Act of 2015 (Lynch) H.R. 1550 - Financial Stability Oversight Council Improvement Act of 2015 (Ross) H.R. 2187 - Fair Investment Opportunities for Professional Experts Act (Schweikert) H.R. 2356 - Fair Access to Investment Research Act of 2015 (Hill) H.R. 3610 - Puerto Rico Investor Protection Act of 2015 (Velazquez) H.R. 3189 - Fed Oversight Reform and Modernization Act of 2015 (Huizenga) H.R. 3738 - Office of Financial Research Accountability Act of 2015 (Royce) H.R. 4216 - Consumer Financial Choice and Capital Markets Protection Act (Moore) Helping Angels Lead our Startups Act (Chabot) S. 1484 - Financial Regulatory Improvement Act of 2015 (Shelby) S. 1802 - Consumer Financial Choice and Capital Markets Protection Act (Toomey) FSOC Review of Asset Management Sector for Potential SIFI Designations Financial Stability Board CFTC Rule 4.5 Exchange-Traded Funds Structure of the U.S. Securities Markets Proxy Advisory Services
To improve cybersecurity in the United States through enhanced sharing of information about cybersecurity threats, and for other purposes.
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
S. 754 - Cybersecurity Information Sharing Act of 2015 (Burr) H.R. 2029 - Cybersecurity Act of 2015
To improve consideration by the Commodity Futures Trading Commission of the costs and benefits of its regulations and orders.
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
S. 1217 - Housing Finance Reform and Taxpayer Protection Act of 2013 (Corker-Warner) S. 1526 - Audit Integrity and Job Protection Act (Toomey) S. 1897 - Personal Data Privacy and Security Act of 2014 (Leahy) H.R. 1003 - To improve consideration by the CFTC of the costs and benefits of regulations (Conaway) H.R. 1062 - SEC Regulatory Accountability Act (Garrett) H.R. 1564 - Audit Integrity and Job Protection Act (Hurt) H.R. 1627 - Investment Adviser Examination Improvement Act of 2013 (Waters) H.R. 2733 - Defending American Taxpayers from Abusive Government Takings Act (Campbell) H.R. 3448 - Small Cap Liquidity Reform Act of 2013 (Duffy) H.R. 4387 - FSOC Transparency and Accountability Act (Garrett) H.R. 4413 - Garrett Amendment to Customer Protection and End User Relief Act H.R. 4881 - One Year Moratorium on Authority of FSOC to make SIFI Determinations (Neugebauer) Money Market Mutual Funds FSOC Review of Asset Management Sector for Potential SIFI Designations Volcker Rule Exchange-Traded Funds Eminent Domain Structure of the U.S. Securities Markets Non-Deliverable Forwards Proxy Advisory Services Uniform Fiduciary Standard for Broker-Dealers and Investment Advisers
To improve consideration by the Commodity Futures Trading Commission of the costs and benefits of its regulations and orders.
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
S. 1217 - Housing Finance Reform and Taxpayer Protection Act of 2013 (Corker-Warner) S. 1526 - Audit Integrity and Job Protection Act (Toomey) Amend to S. 1217 - Housing Finance and Taxpayer Protection Act of 2014 (Johnson-Crapo) H.R. 1003 - To Improve Consideration by the CFTC of the costs and benefits of regulations (Conaway)H.R. 1062 - SEC Regulatory Accountability Act (Garrett) H.R. 1564 - Audit Integrity and Job Protection Act (Hurt) H.R. 1626 - Focusing the SEC on its Mission Act (Wagner) H.R. 2733 - Defending American Taxpayers from Abusive Government Takings Act (Campbell) H.R. 2767 - Protecting American Taxpayers and Homeowners (PATH) Act of 2013 (Garrett) H.R. 3448 - Small Cap Liquidity Reform Act of 2013 (Duffy) H.R. 3696 - National Cybersecurity and Critical Infrastructure Protection Act of 2013 (McCaul) Money Market Funds FSOC Review of Asset Management Sector for Potential SIFI Designations Volcker Rule CFTC Rule 4.5 CFTC Reauthorization Use of Commodities by Mutual Funds Exchange-Traded Funds Liquidity Incentive Programs (McHenry) Eminent Domain Structure of the U.S. Securities Markets Non-Deliverable Forwards Proxy Advisory Services Uniform Fiduciary Standard for Broker-Dealers and Investment Advisers
SEC Regulatory Accountability Act
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
S. 1217 - Housing Finance Reform and Taxpayer Protection Act of 2013 (Corker-Warner) S. 1526 - Audit Integrity and Job Protection Act (Toomey) Amend to S. 1217 - Housing Finance and Taxpayer Protection Act of 2014 (Johnson-Crapo) H.R. 1003 - To Improve Consideration by the CFTC of the costs and benefits of regulations (Conaway)H.R. 1062 - SEC Regulatory Accountability Act (Garrett) H.R. 1564 - Audit Integrity and Job Protection Act (Hurt) H.R. 1626 - Focusing the SEC on its Mission Act (Wagner) H.R. 2733 - Defending American Taxpayers from Abusive Government Takings Act (Campbell) H.R. 2767 - Protecting American Taxpayers and Homeowners (PATH) Act of 2013 (Garrett) H.R. 3448 - Small Cap Liquidity Reform Act of 2013 (Duffy) H.R. 3696 - National Cybersecurity and Critical Infrastructure Protection Act of 2013 (McCaul) Money Market Funds FSOC Review of Asset Management Sector for Potential SIFI Designations Volcker Rule CFTC Rule 4.5 CFTC Reauthorization Use of Commodities by Mutual Funds Exchange-Traded Funds Liquidity Incentive Programs (McHenry) Eminent Domain Structure of the U.S. Securities Markets Non-Deliverable Forwards Proxy Advisory Services Uniform Fiduciary Standard for Broker-Dealers and Investment Advisers
SEC Regulatory Accountability Act
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
S. 1217 - Housing Finance Reform and Taxpayer Protection Act of 2013 (Corker-Warner) S. 1526 - Audit Integrity and Job Protection Act (Toomey) S. 1897 - Personal Data Privacy and Security Act of 2014 (Leahy) H.R. 1003 - To improve consideration by the CFTC of the costs and benefits of regulations (Conaway) H.R. 1062 - SEC Regulatory Accountability Act (Garrett) H.R. 1564 - Audit Integrity and Job Protection Act (Hurt) H.R. 1627 - Investment Adviser Examination Improvement Act of 2013 (Waters) H.R. 2733 - Defending American Taxpayers from Abusive Government Takings Act (Campbell) H.R. 3448 - Small Cap Liquidity Reform Act of 2013 (Duffy) H.R. 4387 - FSOC Transparency and Accountability Act (Garrett) H.R. 4413 - Garrett Amendment to Customer Protection and End User Relief Act H.R. 4881 - One Year Moratorium on Authority of FSOC to make SIFI Determinations (Neugebauer) Money Market Mutual Funds FSOC Review of Asset Management Sector for Potential SIFI Designations Volcker Rule Exchange-Traded Funds Eminent Domain Structure of the U.S. Securities Markets Non-Deliverable Forwards Proxy Advisory Services Uniform Fiduciary Standard for Broker-Dealers and Investment Advisers
Audit Integrity and Job Protection Act
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
S. 1217 - Housing Finance Reform and Taxpayer Protection Act of 2013 (Corker-Warner) S. 1526 - Audit Integrity and Job Protection Act (Toomey) Amend to S. 1217 - Housing Finance and Taxpayer Protection Act of 2014 (Johnson-Crapo) H.R. 1003 - To Improve Consideration by the CFTC of the costs and benefits of regulations (Conaway)H.R. 1062 - SEC Regulatory Accountability Act (Garrett) H.R. 1564 - Audit Integrity and Job Protection Act (Hurt) H.R. 1626 - Focusing the SEC on its Mission Act (Wagner) H.R. 2733 - Defending American Taxpayers from Abusive Government Takings Act (Campbell) H.R. 2767 - Protecting American Taxpayers and Homeowners (PATH) Act of 2013 (Garrett) H.R. 3448 - Small Cap Liquidity Reform Act of 2013 (Duffy) H.R. 3696 - National Cybersecurity and Critical Infrastructure Protection Act of 2013 (McCaul) Money Market Funds FSOC Review of Asset Management Sector for Potential SIFI Designations Volcker Rule CFTC Rule 4.5 CFTC Reauthorization Use of Commodities by Mutual Funds Exchange-Traded Funds Liquidity Incentive Programs (McHenry) Eminent Domain Structure of the U.S. Securities Markets Non-Deliverable Forwards Proxy Advisory Services Uniform Fiduciary Standard for Broker-Dealers and Investment Advisers
Audit Integrity and Job Protection Act
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
S. 1217 - Housing Finance Reform and Taxpayer Protection Act of 2013 (Corker-Warner) S. 1526 - Audit Integrity and Job Protection Act (Toomey) S. 1897 - Personal Data Privacy and Security Act of 2014 (Leahy) H.R. 1003 - To improve consideration by the CFTC of the costs and benefits of regulations (Conaway) H.R. 1062 - SEC Regulatory Accountability Act (Garrett) H.R. 1564 - Audit Integrity and Job Protection Act (Hurt) H.R. 1627 - Investment Adviser Examination Improvement Act of 2013 (Waters) H.R. 2733 - Defending American Taxpayers from Abusive Government Takings Act (Campbell) H.R. 3448 - Small Cap Liquidity Reform Act of 2013 (Duffy) H.R. 4387 - FSOC Transparency and Accountability Act (Garrett) H.R. 4413 - Garrett Amendment to Customer Protection and End User Relief Act H.R. 4881 - One Year Moratorium on Authority of FSOC to make SIFI Determinations (Neugebauer) Money Market Mutual Funds FSOC Review of Asset Management Sector for Potential SIFI Designations Volcker Rule Exchange-Traded Funds Eminent Domain Structure of the U.S. Securities Markets Non-Deliverable Forwards Proxy Advisory Services Uniform Fiduciary Standard for Broker-Dealers and Investment Advisers
Focusing the SEC on Its Mission Act
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
S. 1217 - Housing Finance Reform and Taxpayer Protection Act of 2013 (Corker-Warner) S. 1526 - Audit Integrity and Job Protection Act (Toomey) Amend to S. 1217 - Housing Finance and Taxpayer Protection Act of 2014 (Johnson-Crapo) H.R. 1003 - To Improve Consideration by the CFTC of the costs and benefits of regulations (Conaway)H.R. 1062 - SEC Regulatory Accountability Act (Garrett) H.R. 1564 - Audit Integrity and Job Protection Act (Hurt) H.R. 1626 - Focusing the SEC on its Mission Act (Wagner) H.R. 2733 - Defending American Taxpayers from Abusive Government Takings Act (Campbell) H.R. 2767 - Protecting American Taxpayers and Homeowners (PATH) Act of 2013 (Garrett) H.R. 3448 - Small Cap Liquidity Reform Act of 2013 (Duffy) H.R. 3696 - National Cybersecurity and Critical Infrastructure Protection Act of 2013 (McCaul) Money Market Funds FSOC Review of Asset Management Sector for Potential SIFI Designations Volcker Rule CFTC Rule 4.5 CFTC Reauthorization Use of Commodities by Mutual Funds Exchange-Traded Funds Liquidity Incentive Programs (McHenry) Eminent Domain Structure of the U.S. Securities Markets Non-Deliverable Forwards Proxy Advisory Services Uniform Fiduciary Standard for Broker-Dealers and Investment Advisers
Investment Adviser Examination Improvement Act of 2013
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
S. 1217 - Housing Finance Reform and Taxpayer Protection Act of 2013 (Corker-Warner) S. 1526 - Audit Integrity and Job Protection Act (Toomey) S. 1897 - Personal Data Privacy and Security Act of 2014 (Leahy) H.R. 1003 - To improve consideration by the CFTC of the costs and benefits of regulations (Conaway) H.R. 1062 - SEC Regulatory Accountability Act (Garrett) H.R. 1564 - Audit Integrity and Job Protection Act (Hurt) H.R. 1627 - Investment Adviser Examination Improvement Act of 2013 (Waters) H.R. 2733 - Defending American Taxpayers from Abusive Government Takings Act (Campbell) H.R. 3448 - Small Cap Liquidity Reform Act of 2013 (Duffy) H.R. 4387 - FSOC Transparency and Accountability Act (Garrett) H.R. 4413 - Garrett Amendment to Customer Protection and End User Relief Act H.R. 4881 - One Year Moratorium on Authority of FSOC to make SIFI Determinations (Neugebauer) Money Market Mutual Funds FSOC Review of Asset Management Sector for Potential SIFI Designations Volcker Rule Exchange-Traded Funds Eminent Domain Structure of the U.S. Securities Markets Non-Deliverable Forwards Proxy Advisory Services Uniform Fiduciary Standard for Broker-Dealers and Investment Advisers
Defending American Taxpayers From Abusive Government Takings Act of 2013
Client: INVESTMENT COMPANY INSTITUTE · Firm: INVESTMENT COMPANY INSTITUTE
S. 1217 - Housing Finance Reform and Taxpayer Protection Act of 2013 (Corker-Warner) S. 1526 - Audit Integrity and Job Protection Act (Toomey) Amend to S. 1217 - Housing Finance and Taxpayer Protection Act of 2014 (Johnson-Crapo) H.R. 1003 - To Improve Consideration by the CFTC of the costs and benefits of regulations (Conaway)H.R. 1062 - SEC Regulatory Accountability Act (Garrett) H.R. 1564 - Audit Integrity and Job Protection Act (Hurt) H.R. 1626 - Focusing the SEC on its Mission Act (Wagner) H.R. 2733 - Defending American Taxpayers from Abusive Government Takings Act (Campbell) H.R. 2767 - Protecting American Taxpayers and Homeowners (PATH) Act of 2013 (Garrett) H.R. 3448 - Small Cap Liquidity Reform Act of 2013 (Duffy) H.R. 3696 - National Cybersecurity and Critical Infrastructure Protection Act of 2013 (McCaul) Money Market Funds FSOC Review of Asset Management Sector for Potential SIFI Designations Volcker Rule CFTC Rule 4.5 CFTC Reauthorization Use of Commodities by Mutual Funds Exchange-Traded Funds Liquidity Incentive Programs (McHenry) Eminent Domain Structure of the U.S. Securities Markets Non-Deliverable Forwards Proxy Advisory Services Uniform Fiduciary Standard for Broker-Dealers and Investment Advisers
H.R. 78 - SEC Regulatory Accountability Act (Wagner) H.R. 238 - Commodity End-User Relief Act (Conaway) H.R. 910 - Fair Access to Investment Research Act of 2017 (Hill) H.R. 1219 - Supporting America's Innovators Act of 2017 (McHenry) H.R. 1366 - US Territories Investor Act of 2017 (Velazquez) Financial CHOICE Act (Hensarling) S. 223 - Senior Safe Act of 2017 (Collins) S. 327 - Fair Access to Investment Research Act of 2017 (Heller) S. 484 - US Territories Investor Protection Act of 2017 (Menendez) FSOC Review of Asset Management Sector for Potential SIFI Designations Financial Stability Board SEC Proposal on Electronic Delivery of Mutual Fund Shareholder Reports CFTC Rule 4.5 Money Market Mutual Funds Exchange-Traded Funds National Market System Plans Volcker Rule Antitrust Implications of Common Ownership
Filing targets: HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), SENATE, Treasury, Dept of
INVESTMENT COMPANY INSTITUTE via INVESTMENT COMPANY INSTITUTE
2016 · fourth_quarter · Q4
H.R. 1550 - Financial Stability Oversight Council Improvement Act of 2015 (Ross) H.R. 4538 - Senior Safe Act of 2016 (Sinema) H.R. 4854 - Supporting America's Innovators Act of 2016 (McHenry) H.R. 5311 - Corporate Governance Reform and Transparency Act of 2016 (Duffy) H.R. 5322 - U.S. Territories Investor Protection Act of 2016 (Velazquez) H.R. 5983 - Financial CHOICE Act of 2016 (Hensarling) S. 1484 - Financial Regulatory Improvement Act of 2015 (Shelby) S. 3467 - US Territories Investor Protect Act of 2016 (Menendez) FSOC Review of Asset Management Sector for Potential SIFI Designations Financial Stability Board SEC Proposal on Electronic Delivery of Mutual Fund Shareholder Reports SEC Proposal on use of Derivatives by Registered Funds SEC Rule on Liquidity Risk Management CFTC Rule 4.5 Exchange-Traded Funds National Market System Plans
Filing targets: HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of, White House Office
INVESTMENT COMPANY INSTITUTE via INVESTMENT COMPANY INSTITUTE
2016 · third_quarter · Q3
H.R. 5485 - FY 2017 Financial Services and General Government Appropriations Act S. 3067 - FY 2017 Financial Services and General Government Appropriations Act
H.R. 1550 - Financial Stability Oversight Council Improvement Act of 2015 (Ross) H.R. 4216 - Consumer Financial Choice and Capital Markets Protection Act (Moore) H.R. 4854 - Supporting America's Innovators Act of 2016 (McHenry) H.R. 5311 - Corporate Governance Reform and Transparency Act of 2016 (Duffy) H.R. 5322 - U.S. Territories Investor Protection Act of 2016 (Velazquez) H.R. 5983 - Financial CHOICE Act of 2016 (Hensarling) S. 1484 - Financial Regulatory Improvement Act of 2015 (Shelby) S. 1802 - Consumer Financial Choice and Capital Markets Protection Act (Toomey) S. 2917 - Commodity End-User Relief Act (Roberts) S. 3092 - Fair Access to Investment Reseach Act of 2016 (Heller) FSOC Review of Asset Management Sector for Potential SIFI Designations Financial Stability Board Exchange-Traded Funds SEC Proposed Rule on Electronic Delivery of Mutual Fund Shareholder Reports SEC Proposed Rule on use of Derivatives by Registered Funds SEC Proposed Rule on Liquidity Risk Management National Market System Plans
Filing targets: HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), SENATE
INVESTMENT COMPANY INSTITUTE via INVESTMENT COMPANY INSTITUTE
2016 · second_quarter · Q2
H.R. 1550 - Financial Stability Oversight Council Improvement Act of 2015 (Ross) H.R. 2187 - Fair Investment Opportunities for Professional Experts Act (Schweikert) H.R. 3868 - Small Business Credit Availability Act (Mulvaney) H.R. 4096 - Investor Clarity and Bank Parity Act (Capuano) H.R. 4216 - Consumer Financial Choice and Capital Markets Protection Act (Moore) H.R. 4498 - Helping Angels Lead our Startups Act (Chabot) H.R. 4854 - Supporting America's Innovators Act of 2016 (McHenry) H.R. 5019 - Fair Access to Investment Research Act of 2016 (Hill) H.R. 5311 - Corporate Governance Reform and Transparency Act of 2016 (Duffy) H.R. 5322 - U.S. Territories Investor Protection Act of 2016 (Velazquez) S. 1484 - Financial Regulatory Improvement Act of 2015 (Shelby) S. 1802 - Consumer Financial Choice and Capital Markets Protection Act (Toomey) S. 2917 - Commodity End-User Relief Act (Roberts) S. 3092 - Fair Access to Investment Reseach Act of 2016 (Heller) FSOC Review of Asset Management Sector for Potential SIFI Designations Financial Stability Board Exchange-Traded Funds SEC Proposed Rule on Electroinic Delivery of Mutual Fund Shareholder Reports SEC Proposed Rule on use of Derivatives by Registered Funds SEC Proposed Rule on Liquidity Risk Management National Market System Plans
H.R. 5485 - FY 2017 Financial Services and General Government Appropriations Act S. 3067 - FY 2017 Financial Services and General Government Appropriations Act
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Treasury, Dept of, White House Office
INVESTMENT COMPANY INSTITUTE via INVESTMENT COMPANY INSTITUTE
2016 · first_quarter · Q1
H.R. 1216 - Maker-Taker Conflict of Interest Reform Act of 2015 (Lynch) H.R. 1550 - Financial Stability Oversight Council Improvement Act of 2015 (Ross) H.R. 1675 - Capital Markets Improvement Act of 2016 (Hultgren) H.R. 2187 - Fair Investment Opportunities for Professional Experts Act (Schweikert) H.R. 3610 - Puerto Rico Investor Protection Act of 2015 (Velazquez) H.R. 4248 - FSOC Designation Review Act (Westmoreland) H.R. 4498 - Helping Angels Lead our Startups Act (Chabot) S. 1484 - Financial Regulatory Improvement Act of 2015 (Shelby) S. 1802 - Consumer Financial Choice and Capital Markets Protection Act (Toomey) S. 2497 - Retail Investor Protection Act of 2016 (Blunt) FSOC Review of Asset Management Sector for Potential SIFI Designations Financial Stability Board CFTC Rule 4.5 Exchange-Traded Funds Proxy Advisory Services SEC Proposed Rule on Website Delivery of Fund Shareholder Reports SEC Proposed Rule on use of Derivatives by Registered Funds SEC Proposed Rule on Liquidity Risk Management National Market System Plans
Filing targets: HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), SENATE
INVESTMENT COMPANY INSTITUTE via INVESTMENT COMPANY INSTITUTE
2015 · fourth_quarter · Q4
H.R. 2029 - Consolidated Appropriations Act
H.R. 1090 - Retail Investor Protection Act (Wagner) H.R. 1216 - Maker-Taker Conflict of Interest Reform Act of 2015 (Lynch) H.R. 1550 - Financial Stability Oversight Council Improvement Act of 2015 (Ross) H.R. 2187 - Fair Investment Opportunities for Professional Experts Act (Schweikert) H.R. 2356 - Fair Access to Investment Research Act of 2015 (Hill) H.R. 3610 - Puerto Rico Investor Protection Act of 2015 (Velazquez) H.R. 3189 - Fed Oversight Reform and Modernization Act of 2015 (Huizenga) H.R. 3738 - Office of Financial Research Accountability Act of 2015 (Royce) H.R. 4216 - Consumer Financial Choice and Capital Markets Protection Act (Moore) Helping Angels Lead our Startups Act (Chabot) S. 1484 - Financial Regulatory Improvement Act of 2015 (Shelby) S. 1802 - Consumer Financial Choice and Capital Markets Protection Act (Toomey) FSOC Review of Asset Management Sector for Potential SIFI Designations Financial Stability Board CFTC Rule 4.5 Exchange-Traded Funds Structure of the U.S. Securities Markets Proxy Advisory Services
S. 754 - Cybersecurity Information Sharing Act of 2015 (Burr) H.R. 2029 - Cybersecurity Act of 2015
Filing targets: HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), SENATE, Treasury, Dept of, White House Office
INVESTMENT COMPANY INSTITUTE via INVESTMENT COMPANY INSTITUTE
2015 · third_quarter · Q3
H.R. 2995 - FY2016 Financial Services and General Government Appropriations Act (Crenshaw)
H.R. 1090 - Retail Investor Protection Act (Wagner) H.R. 1216 - Maker-Taker Conflict of Interest Reform Act of 2015 (Lynch) H.R. 1550 - Financial Stability Oversight Council Improvement Act of 2015 (Ross) H.R. 2187 - Fair Investment Opportunities for Professional Experts Act (Schweikert) H.R. 2289 - Commodity End-User Relief Act (Conaway) H.R. 2356 - Fair Access to Investment Research Act of 2015 (Hill) H.R. 3189 - Fed Oversight Reform and Modernization Act of 2015 (Huizenga) S. 1484 - Financial Regulatory Improvement Act of 2015 (Shelby) S. 1802 - Consumer Financial Choice and Capital Markets Protection Act of 2015 (Toomey) FSOC Review of Asset Management Sector for Potential SIFI Designations Financial Stability Board Exchange-Traded Funds Structure of the U.S. Securities Markets
Filing targets: HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), SENATE, Treasury, Dept of, White House Office
INVESTMENT COMPANY INSTITUTE via INVESTMENT COMPANY INSTITUTE
2015 · second_quarter · Q2
FY2016 Financial Services Appropriations Bill
H.R. 1090 - Retail Investor Protection Act (Wagner) H.R. 1550 - Financial Stability Oversight Council Improvement Act of 2015 (Ross) H.R. 2289 - Commodity End-User Relief Act (Conaway) H.R. 2356 - Fair Access to Investment Research Act of 2015 (Hill) S. 1484 - Financial Regulatory Improvement Act of 2015 (Shelby) FSOC Review of Asset Management Sector for Potential SIFI Designations Financial Stability Board Business Development Companies Investment Adviser SRO Volcker Rule Exchange-Traded Funds Structure of the U.S. Securities Markets
Filing targets: HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), SENATE, Treasury, Dept of, White House Office
INVESTMENT COMPANY INSTITUTE via INVESTMENT COMPANY INSTITUTE
2015 · first_quarter · Q1
H.R. 1090 - Retail Investor Protection Act (Wagner) H.R. 1550 - Financial Stability Oversight Council Improvement Act of 2015 (Ross) FSOC Review of Asset Management Sector for Potential SIFI Designations CFTC Rule 4.5 Money Market Mutual Funds Volcker Rule Exchange-Traded Funds Eminent Domain Structure of the U.S. Securities Markets Uniform Fiduciary Standard for Broker-Dealers and Investment Advisers Stock Tick Size
H.R. 870 - Puerto Rico Chapter 9 Uniformity Act of 2015 (Pierluisi) Financial Institution Bankruptcy Reform
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Treasury, Dept of, White House Office
INVESTMENT COMPANY INSTITUTE via INVESTMENT COMPANY INSTITUTE
2014 · fourth_quarter · Q4
H.R. 5305 - Puerto Rico Chapter 9 Uniformity Act of 2014 (Pierluisi) H.R. 5421 - Financial Institution Bankruptcy Act of 2014 (Bachus)
H.R. 3448 - Small Cap Liquidity Reform Act of 2013 (Duffy) H.R. 4387 - FSOC Transparency and Accountability Act (Garrett) H.R. 4570 - Private Placement Improvement Act of 2014 (Garrett) H.R. 4881 - One Year Moratorium on Authority of FSOC to Make SIFI Determinations (Neugebauer) H.R. 5037 - Office of Financial Research Accountability Act of 2014 (Royce) H.R. 5180 - Financial Stability Oversight Council Improvement Act of 2014 (Ross) Money Market Mutual Funds FSOC Review of Asset Management Sector for Potential SIFI Designations CFTC Rule 4.5 Exchange-Traded Funds Eminent Domain Structure of the U.S. Securities Markets Uniform Fiduciary Standard for Broker-Dealers and Investment Advisers Investment Company Act of 1940 Data Breaches
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
INVESTMENT COMPANY INSTITUTE via INVESTMENT COMPANY INSTITUTE
2014 · third_quarter · Q3
S. 1927 - Data Security Act of 2014 (Carper) H.R. 3448 - Small Cap Liquidity Reform Act of 2013 (Duffy) H.R. 4387 - FSOC Transparency and Accountability Act (Garrett) H.R. 4881 - One Year Moratorium on Authority of FSOC to make SIFI Determinations (Neugebauer)H.R. 5037 - Office of Financial Research Accountability Act of 2014 (Royce) H.R. 5180 - Financial Stability Oversight Council Improvement Act of 2014 (Ross) Money Market Mutual Funds FSOC Review of Asset Management Sector for Potential SIFI Designations CFTC Rule 4.5 Volcker Rule Exchange-Traded Funds Structure of the U.S. Securities Markets Uniform Fiduciary Standard for Broker-Dealers and Investment Advisers Investment Company Act of 1940
H.R. 5305 - Puerto Rico Chapter 9 Uniformity Act of 2014 (Pierluisi) H.R. 5421 - Financial Institution Bankruptcy Act of 2014 (Bachus)
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Treasury, Dept of, White House Office
INVESTMENT COMPANY INSTITUTE via INVESTMENT COMPANY INSTITUTE
2014 · second_quarter · Q2
S. 1217 - Housing Finance Reform and Taxpayer Protection Act of 2013 (Corker-Warner) S. 1526 - Audit Integrity and Job Protection Act (Toomey) S. 1897 - Personal Data Privacy and Security Act of 2014 (Leahy) H.R. 1003 - To improve consideration by the CFTC of the costs and benefits of regulations (Conaway) H.R. 1062 - SEC Regulatory Accountability Act (Garrett) H.R. 1564 - Audit Integrity and Job Protection Act (Hurt) H.R. 1627 - Investment Adviser Examination Improvement Act of 2013 (Waters) H.R. 2733 - Defending American Taxpayers from Abusive Government Takings Act (Campbell) H.R. 3448 - Small Cap Liquidity Reform Act of 2013 (Duffy) H.R. 4387 - FSOC Transparency and Accountability Act (Garrett) H.R. 4413 - Garrett Amendment to Customer Protection and End User Relief Act H.R. 4881 - One Year Moratorium on Authority of FSOC to make SIFI Determinations (Neugebauer) Money Market Mutual Funds FSOC Review of Asset Management Sector for Potential SIFI Designations Volcker Rule Exchange-Traded Funds Eminent Domain Structure of the U.S. Securities Markets Non-Deliverable Forwards Proxy Advisory Services Uniform Fiduciary Standard for Broker-Dealers and Investment Advisers
INVESTMENT COMPANY INSTITUTE via INVESTMENT COMPANY INSTITUTE
2014 · first_quarter · Q1
S. 1217 - Housing Finance Reform and Taxpayer Protection Act of 2013 (Corker-Warner) S. 1526 - Audit Integrity and Job Protection Act (Toomey) Amend to S. 1217 - Housing Finance and Taxpayer Protection Act of 2014 (Johnson-Crapo) H.R. 1003 - To Improve Consideration by the CFTC of the costs and benefits of regulations (Conaway)H.R. 1062 - SEC Regulatory Accountability Act (Garrett) H.R. 1564 - Audit Integrity and Job Protection Act (Hurt) H.R. 1626 - Focusing the SEC on its Mission Act (Wagner) H.R. 2733 - Defending American Taxpayers from Abusive Government Takings Act (Campbell) H.R. 2767 - Protecting American Taxpayers and Homeowners (PATH) Act of 2013 (Garrett) H.R. 3448 - Small Cap Liquidity Reform Act of 2013 (Duffy) H.R. 3696 - National Cybersecurity and Critical Infrastructure Protection Act of 2013 (McCaul) Money Market Funds FSOC Review of Asset Management Sector for Potential SIFI Designations Volcker Rule CFTC Rule 4.5 CFTC Reauthorization Use of Commodities by Mutual Funds Exchange-Traded Funds Liquidity Incentive Programs (McHenry) Eminent Domain Structure of the U.S. Securities Markets Non-Deliverable Forwards Proxy Advisory Services Uniform Fiduciary Standard for Broker-Dealers and Investment Advisers
Filing targets: HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), SENATE, Treasury, Dept of
INVESTMENT COMPANY INSTITUTE via INVESTMENT COMPANY INSTITUTE
2013 · fourth_quarter · Q4
S. 410 - Wall Street Trading and Speculators Tax Act (Harkin) S. 1257 - Protect American Investments Act of 2013 (Roberts) H.R. 880 - Wall Street Trading and Speculators Tax Act (DeFazio) H. Res. 112 - House Resolution on Municipal Bonds (Terry)S. 268 - CUT Loopholes Act (Levin) S. 313 - ABLE Act of 2013 (Casey) S. 606 - Shrinking Emergency Account Losses Act (Nelson) S. 1533 - Stop Tax Haven Abuse Act (Levin) H.R. 1554 - Stop Tax Haven Abuse Act (Doggett) H.R. 2546 - Protect American Investments Act of 2013 (Price) Section 871(k) Flow-through of Certain Dividends Annual Contribution Limits for Retirement Plans Foreign Account Tax Compliance Act International Regulated Investment Companies Tax-Exemption for Municipal Bonds Financial Transaction Tax Tax Treatment of Financial Products (Camp) 28% Limit on Tax Deductions and Exemptions RIC Modernization Act Technical Corrections
S. 450 - Financial Regulatory Responsibility Act of 2013 (Shelby) S. 1217 - Housing Finance Reform and Taxpayer Protection Act (Corker) S. 1526 - Audit Integrity and Job Protection Act (Toomey) H.R. 797 - Municipal Advisor Oversight Improvement Act of 2013 (Stivers)S. 1193 - Data Security and Breach Notification Act of 2013 (Toomey) H.R. 1003 - To improve consideration by the CFTC of the costs and benefits of regulations (Conaway) H.R. 1062 - SEC Regulatory Accountability Act (Garrett) H.R. 1564 - Audit Integrity and Job Protection Act (Hurt) H.R. 1626 - Focusing the SEC on its Mission Act (Wagner) H.R. 1627 - Investment Adviser Examination Improvement Act of 2013 (Waters) H.R. 1800 - Small Business Credit Availability Act (Grimm) H.R. 2733 - Defending American Taxpayers from Abusive Government Takings Act (Campbell) H.R. 2767 - Protecting American Taxpayers and Homeowners (PATH) Act of 2013 (Garrett) H.R. 3448 - Small Cap Liquidity Reform Act of 2013 (Duffy) H.R. 3482 - Restoring Main Street Investor Protection and Confidence Act (Garrett) Money Market Mutual Funds Office of Financial Research Asset Management Study Volcker Rule CFTC Rule 4.5 CFTC Reauthorization Use of Commodities by Mutual Funds Exchange-Traded Funds Liquidity Incentive Programs (McHenry) Eminent Domain Structure of the U.S. Securities Markets Non-Deliverable Forwards Proxy Advisory Services Uniform Fiduciary Standard for Broker-Dealers and Investment Advisers
INVESTMENT COMPANY INSTITUTE via INVESTMENT COMPANY INSTITUTE
2013 · third_quarter · Q3
S. 450 - Financial Regulatory Responsibility Act of 2013 (Shelby) S. 1217 - Housing Finance Reform and Taxpayer Protect Act (Corker) S. 1526 - Audit Integrity and Job Protection Act (Toomey) H.R. 31 - Next Steps for Credit Availability Act (Velazquez)H.R. 785 - Halt Index Trading of Energy Commodities Act (Markey) H.R. 797 - Municipal Advisor Oversight Improvement Act of 2013 (Stivers) H.R. 1003 - To Improve Consideration by the CFTC of the costs and benefits of regulations (Conaway) H.R. 1062 - SEC Regulatory Accountability Act (Garrett) H.R. 1564 - Audit Integrity and Job Protection Act (Hurt) H.R. 1626 - Focusing the SEC on its Mission Act (Wagner) H.R. 1627 - Investment Adviser Examination Improvement Act of 2013 (Waters) H.R. 1800 - Small Business Credit Availability Act (Grimm) H.R. 2733 - Defending American Taxpayers from Abusive Government Takings Act (Campbell) H.R. 2767 - Protecting American Taxpayers and Homeowners Act of 2013 (Garrett) Money Market Mutual Funds FSOC Rulemaking Volcker Rule CFTC Rule 4.5 CFTC Reauthorization Use of Commodities by Mutual Funds Exchange-Traded Funds Stock Tick Sizes (Duffy) Eminent Domain Structure of the U.S. Securities Markets Non-Deliverable Forwards Proxy Advisory Services Uniform Fiduciary Standard for Broker-Dealers and Investment Advisers
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Treasury, Dept of
INVESTMENT COMPANY INSTITUTE via INVESTMENT COMPANY INSTITUTE
2013 · second_quarter · Q2
H.R. 785 - Halt Index Trading of Energy Commodities Act (Markey) H.R. 1003 - To improve consideration by the CFTC of the costs and benefits of regulations (Conaway) H.R. 1062 - SEC Regulatory Accountability Act (Garrett) H.R. 1256 - Swap Jurisdiction Certainty Act (Garrett)S.1217 - Housing Finance Reform and Taxpayer Protection Act (Corker) H.R. 797 - Municipal Advisor Oversight Improvement Act of 2013 (Stivers) H.R. 1564 - Audit Integrity and Job Protection Act (Hurt) H.R. 1626 - Focusing the SEC on its Mission Act (Wagner) H.R. 1627 - Investment Adviser Examination Improvement Act of 2013 (Waters) H.R. 1800 - Small Business Credit Availability Act (Grimm) H.R. 2374 - Retail Investor Protection Act (Wagner) Money Market Mutual Funds FSOC Rulemaking Volcker Rule Cross-Border Derivatives Rule CFTC Rule 4.5 CFTC Reauthorization Use of Commodities by Mutual Funds Exchange-Traded Funds Liquidity Incentive Programs (McHenry) Stock Tick Sizes (Duffy) Housing Finance Reform Political Intelligence Activity Registration (Grassley/Slaughter) Structure of the U.S. Securities Market Non-Deliverable Forwards Proxy Advisory Services Uniform Fiduciary Standard for Broker-Dealers and Investment Advisers
S. 2588 - Cybersecurity Information Sharing Act of 2014
Filing targets: HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), SENATE, Treasury, Dept of
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Treasury, Dept of
S. 410 - Wall Street Trading and Speculators Tax Act (Harkin) S. 1257 - To Protect Securities Transactions in the U.S. from Enforcement of Certain Excise Taxes Imposed by any Foreign Government (Roberts) H.R. 880 - Wall Street Trading and Speculators Tax Act (DeFazio)S. 268 - CUT Loopholes Act (Levin) S. 606 - Shrinking Emergency Account Losses Act (Nelson) H.R. 2546 - To Protect Securities Transactions in the U.S. from Enforcement of Certian Excise Taxes Imposed by any Foreign Government (Price) H. Res. 112 - House Resolution on Municipal Bonds (Terry) Section 871(k) Flow-through of Certain Dividends Annual Contribution Limits for Retirement Plans Foreign Account Tax Compliance Act International Regulated Investment Companies Tax-Exemption for Municipal Bonds Financial Transaction Tax Tax Treatment of Financial Products (Camp) 28% Limit on Tax Deductions and Exemptions RIC Modernization Act Technical Corrections ABLE Act (Burr) S. 313 ABLE Act of 2013 (Casey)
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Treasury, Dept of