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Income and expense are whole-filing amounts associated with this lobbyist, not personal compensation or an allocated share.
No topic inference: each bill number appears in source LDA issue text assigned to this lobbyist.
Water Resources Development Act of 2016
Client: ASSURED GUARANTY · Firm: SQUIRE PATTON BOGGS
HR 5303
Ste. Genevieve National Historic Site Establishment Act of 2016
Client: ASSOCIATION OF FINANCIAL GUARANTY INSURERS · Firm: SQUIRE PATTON BOGGS
Issues related to HR 5305.
Specific issues are shown only where the LDA source assigned them to this lobbyist. Targets apply to the associated filing.
ASSURED GUARANTY via SQUIRE PATTON BOGGS
2015 · second_quarter · 2T
Financial services regulatory reforms related to the financial guaranty insurance industry.
Financial services.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
Source: Senate LDA
| LONDON STOCK EXCHANGE |
| 2 |
| 2013 |
| QUANTLAB FINANCIAL, LLC. | 2 | 2012 |
Issues relating to the regulatory rule-making process implementing the Dodd-Frank Act in the following areas: SWAP Data Repositories, extra territoriality, Indemnification, Office of financial Research, Title VII Derivatives, Title VIII Systemically Important Financial Market Utilities, HR 4235 Indemnification.
Puerto Rico Chapter 9 Uniformity Act of 2014
Client: ASSOCIATION OF FINANCIAL GUARANTY INSURERS · Firm: SQUIRE PATTON BOGGS
Issues related to HR 5305.
Puerto Rico Chapter 9 Uniformity Act of 2014
Client: ASSOCIATION OF FINANCIAL GUARANTY INSURERS · Firm: SQUIRE PATTON BOGGS
Issues related to HR 5305.
Issues relating to the regulatory rule-making process implementing the Dodd-Frank Act in the following areas: SWAP Data Repositories, extra territoriality, Indemnification, Office of financial Research, Title VII Derivatives, Title VIII Systemically Important Financial Market Utilities, HR 4235 Indemnification.
Issues relating to the regulatory rule-making process implementing the Dodd-Frank Act in the following areas: SWAP Data Repositories, extra territoriality, Indemnification, Office of financial Research, Title VII Derivatives, Title VIII Systemically Important Financial Market Utilities, HR 4235 Indemnification.
Issues relating to the regulatory rule-making process implementing the Dodd-Frank Act in the following areas: SWAP Data Repositories, extra territoriality, Indemnification, Office of financial Research, Title VII Derivatives, Title VIII Systemically Important Financial Market Utilities, HR 4235 Indemnification.
Issues relating to the regulatory rule-making process implementing the Dodd-Frank Act in the following areas: SWAP Data Repositories, extra territoriality, Indemnification, Office of financial Research, Title VII Derivatives, Title VIII Systemically Important Financial Market Utilities, HR 4235 Indemnification.
Prevent Iran from Acquiring Nuclear Weapons and Stop War Through Diplomacy Act
Client: ASSOCIATION OF INSTITUTIONAL INVESTORS · Firm: SQUIRE PATTON BOGGS
H.R. 4173. Issues related to Dodd Frank Wall Street Reform and Consumer Protection Act. Issues related to institutional investors and asset management firms.
Prevent Iran from Acquiring Nuclear Weapons and Stop War Through Diplomacy Act
Client: ASSOCIATION OF INSTITUTIONAL INVESTORS · Firm: SQUIRE PATTON BOGGS
H.R. 4173. Issues related to Dodd Frank Wall Street Reform and Consumer Protection Act. Issues related to institutional investors and asset management firms.
Swap Data Repository and Clearinghouse Indemnification Correction Act of 2012
Client: DEPOSITORY TRUST CLEARING CORPORATION · Firm: SQUIRE PATTON BOGGS
Issues relating to the regulatory rule-making process implementing the Dodd-Frank Act in the following areas: SWAP Data Repositories, extra territoriality, Indemnification, Office of financial Research, Title VII Derivatives, Title VIII Systemically Important Financial Market Utilities, HR 4235 Indemnification.
Swap Data Repository and Clearinghouse Indemnification Correction Act of 2012
Client: DEPOSITORY TRUST CLEARING CORPORATION · Firm: SQUIRE PATTON BOGGS
Issues relating to the regulatory rule-making process implementing the Dodd-Frank Act in the following areas: SWAP Data Repositories, extra territoriality, Indemnification, Office of financial Research, Title VII Derivatives, Title VIII Systemically Important Financial Market Utilities, HR 4235 Indemnification.
Swap Data Repository and Clearinghouse Indemnification Correction Act of 2012
Client: DEPOSITORY TRUST CLEARING CORPORATION · Firm: SQUIRE PATTON BOGGS
Issues relating to the regulatory rule-making process implementing the Dodd-Frank Act in the following areas: SWAP Data Repositories, extra territoriality, Indemnification, Office of financial Research, Title VII Derivatives, Title VIII Systemically Important Financial Market Utilities, HR 4235 Indemnification.
To prohibit the Secretary of Veterans Affairs from authorizing honor guards to participate in funerals of veterans interred in national cemeteries unless the honor guards may offer veterans' families the option of having the honor guard perform a 13-fold flag recitation, and for other purposes.
Client: WHOLESALE MARKETS BROKERS ASSOCIATION - AMERICAS · Firm: SQUIRE PATTON BOGGS
Regulation of the over-the-counter derivatives market under the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010. Issues relating to derivatives trading and the SEF clarification Act, HR 2586.
To prohibit the Secretary of Veterans Affairs from authorizing honor guards to participate in funerals of veterans interred in national cemeteries unless the honor guards may offer veterans' families the option of having the honor guard perform a 13-fold flag recitation, and for other purposes.
Client: WHOLESALE MARKETS BROKERS ASSOCIATION - AMERICAS · Firm: SQUIRE PATTON BOGGS
Regulation of the over-the-counter derivatives market under the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010. Issues relating to derivatives trading and the SEF clarification Act, HR 2586.
To prohibit the Secretary of Veterans Affairs from authorizing honor guards to participate in funerals of veterans interred in national cemeteries unless the honor guards may offer veterans' families the option of having the honor guard perform a 13-fold flag recitation, and for other purposes.
Client: WHOLESALE MARKETS BROKERS ASSOCIATION - AMERICAS · Firm: SQUIRE PATTON BOGGS
Regulation of the over-the-counter derivatives market under the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010. Issues relating to derivatives trading and the SEF clarification Act, HR 2586; Iran Sanctions legislation S.2101 and H.R. 1905.
Prevent Iran from Acquiring Nuclear Weapons and Stop War Through Diplomacy Act
Client: ASSOCIATION OF INSTITUTIONAL INVESTORS · Firm: SQUIRE PATTON BOGGS
H.R. 4173 Issues related to Dodd Frank Wall Street Reform and Consumer Protection Act. Issues related to institutional investors and asset management firms.
Prevent Iran from Acquiring Nuclear Weapons and Stop War Through Diplomacy Act
Client: ASSOCIATION OF INSTITUTIONAL INVESTORS · Firm: SQUIRE PATTON BOGGS
H.R. 4173 Issues related to Dodd Frank Wall Street Reform and Consumer Protection Act. Issues related to institutional investors and asset management firms.
Prevent Iran from Acquiring Nuclear Weapons and Stop War Through Diplomacy Act
Client: ASSOCIATION OF INSTITUTIONAL INVESTORS · Firm: SQUIRE PATTON BOGGS
H.R. 4173 Issues related to Dodd Frank Wall Street Reform and Consumer Protection Act. Issues related to institutional investors and asset management firms.
2015 · second_quarter · 2T
Issues related to Puerto Rico's fiscal situation and related legislation.
ASSURED GUARANTY via SQUIRE PATTON BOGGS
2015 · first_quarter · Q1
Tax reform legislation and reforms related to municipal bond industry and infrastructure.
HR 5303
Dodd-Frank Act legislation and related regulations; legislative proposals impacting the municipal bond market; and proposals related to the federal regulation of insurance companies.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
ASSOCIATION OF FINANCIAL GUARANTY INSURERS via SQUIRE PATTON BOGGS
2015 · first_quarter · Q1
Issues related to HR 5305.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Treasury, Dept of
ASSURED GUARANTY via SQUIRE PATTON BOGGS
2014 · fourth_quarter · Q4
Dodd-Frank Act legislation and related regulations; legislative proposals impacting the municipal bond market; and proposals related to the federal regulation of insurance companies.
Filing targets: Commodity Futures Trading Commission (CFTC), Federal Reserve System, HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
ASSOCIATION OF FINANCIAL GUARANTY INSURERS via SQUIRE PATTON BOGGS
2014 · fourth_quarter · Q4
Issues related to HR 5305.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Treasury, Dept of
RGM ADVISORS, LLC via SQUIRE PATTON BOGGS
2014 · third_quarter · Q3
Issues related to automated, proprietary trading firms.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
ASSURED GUARANTY via SQUIRE PATTON BOGGS
2014 · third_quarter · Q3
Dodd-Frank Act legislation and related regulations; legislative proposals impacting the municipal bond market; and proposals related to the federal regulation of insurance companies.
Filing targets: Commodity Futures Trading Commission (CFTC), Federal Reserve System, HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
ASSOCIATION OF FINANCIAL GUARANTY INSURERS via SQUIRE PATTON BOGGS
2014 · third_quarter · Q3
Issues related to HR 5305.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Treasury, Dept of
ASSOCIATION OF FINANCIAL GUARANTY INSURERS via SQUIRE PATTON BOGGS
2014 · third_quarter · RR
Various municipal bond insurance issues.
DEPOSITORY TRUST CLEARING CORPORATION via SQUIRE PATTON BOGGS
2014 · second_quarter · Q2
Issues relating to implementation of the Dodd-Frank Act in the following areas: over-the-counter derivatives; swap data reporting standards, and global legal entity identifiers. Issues in connection with Commodity Exchange Act reauthorization.
Filing targets: Commodity Futures Trading Commission (CFTC), Federal Reserve System, HOUSE OF REPRESENTATIVES, Homeland Security, Dept of (DHS), Natl Institute of Standards & Technology (NIST), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of, White House Office
ASSURED GUARANTY via SQUIRE PATTON BOGGS
2014 · second_quarter · Q2
Regulation of the over-the-counter derivatives market under the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010. Regulation of credit rating agencies under the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010. Legislation impacting the municipal bond market. Regulation of systemically important financial institutions; Federal regulation of insurance companies.
Filing targets: Commodity Futures Trading Commission (CFTC), Federal Reserve System, HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
DEPOSITORY TRUST CLEARING CORPORATION via SQUIRE PATTON BOGGS
2014 · first_quarter · Q1
Issues relating to the regulatory rule-making process implementing the Dodd-Frank Act in the following areas: SWAP Data Repositories, extra territoriality, Indemnification, Office of financial Research, Title VII Derivatives, Title VIII Systemically Important Financial Market Utilities, HR 4235 Indemnification.
Filing targets: Federal Reserve System, HOUSE OF REPRESENTATIVES, Homeland Security, Dept of (DHS), Natl Institute of Standards & Technology (NIST), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of, White House Office
ASSOCIATION OF INSTITUTIONAL INVESTORS via SQUIRE PATTON BOGGS
2014 · first_quarter · Q1
Issues related to institutional investors and asset management firms. Issues related to Dodd Frank Wall Street Reform and Consumer Protection Act.
Filing targets: Commodity Futures Trading Commission (CFTC), Federal Housing Finance Agency (FHFA), HOUSE OF REPRESENTATIVES, Housing & Urban Development, Dept of (HUD), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
ASSURED GUARANTY via SQUIRE PATTON BOGGS
2014 · first_quarter · Q1
Regulation of the over-the-counter derivatives market under the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010. Regulation of credit rating agencies under the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010. Legislation impacting the municipal bond market. Regulation of systemically important financial institutions; Federal regulation of insurance companies.
Filing targets: Commodity Futures Trading Commission (CFTC), Federal Reserve System, HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
ASSOCIATION OF INSTITUTIONAL INVESTORS via SQUIRE PATTON BOGGS
2013 · fourth_quarter · Q4
Issues related to institutional investors and asset management firms. Issues related to Dodd Frank Wall Street Reform and Consumer Protection Act.
Filing targets: Commodity Futures Trading Commission (CFTC), Federal Housing Finance Agency (FHFA), HOUSE OF REPRESENTATIVES, Housing & Urban Development, Dept of (HUD), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
DEPOSITORY TRUST CLEARING CORPORATION via SQUIRE PATTON BOGGS
2013 · fourth_quarter · Q4
Issues relating to the regulatory rule-making process implementing the Dodd-Frank Act in the following areas: SWAP Data Repositories, extra territoriality, Indemnification, Office of financial Research, Title VII Derivatives, Title VIII Systemically Important Financial Market Utilities, HR 4235 Indemnification.
Filing targets: Federal Reserve System, HOUSE OF REPRESENTATIVES, Homeland Security, Dept of (DHS), Natl Institute of Standards & Technology (NIST), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of, White House Office
ASSURED GUARANTY via SQUIRE PATTON BOGGS
2013 · fourth_quarter · Q4
Regulation of the over-the-counter derivatives market under the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010. Regulation of credit rating agencies under the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010. Legislation impacting the municipal bond market. Regulation of systemically important financial institutions; Federal regulation of insurance companies.
Filing targets: Commodity Futures Trading Commission (CFTC), Federal Reserve System, HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
LONDON STOCK EXCHANGE via SQUIRE PATTON BOGGS
2013 · fourth_quarter · Q4
Cross-border impacts of financial services reform and similar legislation; Issues related to regulatory convergence including mutual recognition and regulatory comparability. Implementation of Dodd-Frank.
Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
ASSURED GUARANTY via SQUIRE PATTON BOGGS
2013 · third_quarter · Q3
Regulation of the over-the-counter derivatives market under the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010. Regulation of credit rating agencies under the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010. Legislation impacting the municipal bond market. Regulation of systemically important financial institutions; Federal regulation of insurance companies.
Filing targets: Commodity Futures Trading Commission (CFTC), Federal Reserve System, HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
DEPOSITORY TRUST CLEARING CORPORATION via SQUIRE PATTON BOGGS
2013 · third_quarter · Q3
Issues relating to the regulatory rule-making process implementing the Dodd-Frank Act in the following areas: SWAP Data Repositories, extra territoriality, Indemnification, Office of financial Research, Title VII Derivatives, Title VIII Systemically Important Financial Market Utilities, HR 4235 Indemnification.
Filing targets: Commodity Futures Trading Commission (CFTC), Federal Reserve System, HOUSE OF REPRESENTATIVES, Homeland Security, Dept of (DHS), Labor, Dept of (DOL), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of, White House Office
ASSOCIATION OF INSTITUTIONAL INVESTORS via SQUIRE PATTON BOGGS
2013 · third_quarter · Q3
Issues related to institutional investors and asset management firms. Issues related to Dodd Frank Wall Street Reform and Consumer Protection Act.
Filing targets: Commodity Futures Trading Commission (CFTC), Federal Housing Finance Agency (FHFA), HOUSE OF REPRESENTATIVES, Housing & Urban Development, Dept of (HUD), SENATE, Securities & Exchange Commission (SEC)
LONDON STOCK EXCHANGE via SQUIRE PATTON BOGGS
2013 · second_quarter · Q2
Cross-border impacts of financial services reform and similar legislation; Issues related to regulatory convergence including mutual recognition and regulatory comparability. Implementation of Dodd-Frank.
Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
DEPOSITORY TRUST CLEARING CORPORATION via SQUIRE PATTON BOGGS
2013 · second_quarter · Q2
Issues relating to the regulatory rule-making process implementing the Dodd-Frank Act in the following areas: SWAP Data Repositories, extra territoriality, Indemnification, Office of financial Research, Title VII Derivatives, Title VIII Systemically Important Financial Market Utilities, HR 4235 Indemnification.
Filing targets: Commodity Futures Trading Commission (CFTC), Federal Reserve System, HOUSE OF REPRESENTATIVES, Homeland Security, Dept of (DHS), Labor, Dept of (DOL), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of, White House Office
ASSURED GUARANTY via SQUIRE PATTON BOGGS
2013 · second_quarter · Q2
Regulation of the over-the-counter derivatives market under the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010. Regulation of credit rating agencies under the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010. Legislation impacting the municipal bond market. Regulation of systemically important financial institutions; Federal regulation of insurance companies.
Filing targets: Commodity Futures Trading Commission (CFTC), Federal Reserve System, HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
ASSOCIATION OF INSTITUTIONAL INVESTORS via SQUIRE PATTON BOGGS
2013 · second_quarter · Q2
Issues related to institutional investors and asset management firms. Issues related to Dodd Frank Wall Street Reform and Consumer Protection Act.
Filing targets: Commodity Futures Trading Commission (CFTC), Federal Housing Finance Agency (FHFA), HOUSE OF REPRESENTATIVES, Housing & Urban Development, Dept of (HUD), SENATE, Securities & Exchange Commission (SEC)
DEPOSITORY TRUST CLEARING CORPORATION via SQUIRE PATTON BOGGS
2013 · first_quarter · Q1
Issues relating to the regulatory rule-making process implementing the Dodd-Frank Act in the following areas: SWAP Data Repositories, extra territoriality, Indemnification, Office of financial Research, Title VII Derivatives, Title VIII Systemically Important Financial Market Utilities, HR 4235 Indemnification.
Filing targets: Commodity Futures Trading Commission (CFTC), Federal Reserve System, HOUSE OF REPRESENTATIVES, Homeland Security, Dept of (DHS), Labor, Dept of (DOL), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
ASSURED GUARANTY via SQUIRE PATTON BOGGS
2013 · first_quarter · Q1
Regulation of the over-the-counter derivatives market under the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010. Regulation of credit rating agencies under the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010. Legislation impacting the municipal bond market. Regulation of systemically important financial institutions; Federal regulation of insurance companies.
Filing targets: Commodity Futures Trading Commission (CFTC), Federal Reserve System, HOUSE OF REPRESENTATIVES, SENATE, Treasury, Dept of
ASSOCIATION OF INSTITUTIONAL INVESTORS via SQUIRE PATTON BOGGS
2013 · first_quarter · Q1
Issues related to institutional investors and asset management firms. Issues related to Dodd Frank Wall Street Reform and Consumer Protection Act.
Filing targets: Federal Housing Finance Agency (FHFA), HOUSE OF REPRESENTATIVES, Housing & Urban Development, Dept of (HUD), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
DEPOSITORY TRUST CLEARING CORPORATION via SQUIRE PATTON BOGGS
2012 · fourth_quarter · Q4
Issues relating to the regulatory rule-making process implementing the Dodd-Frank Act in the following areas: SWAP Data Repositories, extra territoriality, Indemnification, Office of financial Research, Title VII Derivatives, Title VIII Systemically Important Financial Market Utilities, HR 4235 Indemnification.
Filing targets: Commodity Futures Trading Commission (CFTC), Federal Reserve System, HOUSE OF REPRESENTATIVES, Homeland Security, Dept of (DHS), Labor, Dept of (DOL), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
ASSURED GUARANTY via SQUIRE PATTON BOGGS
2012 · fourth_quarter · Q4
Regulation of the over-the-counter derivatives market under the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010. Regulation of credit rating agencies under the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010. Legislation impacting the municipal bond market. Regulation of systemically important financial institutions; Federal regulation of insurance companies.
Filing targets: Commodity Futures Trading Commission (CFTC), Federal Reserve System, HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
ASSOCIATION OF INSTITUTIONAL INVESTORS via SQUIRE PATTON BOGGS
2012 · fourth_quarter · Q4
Issues related to institutional investors and asset management firms. Issues related to Dodd Frank Wall Street Reform and Consumer Protection Act.
Filing targets: Commodity Futures Trading Commission (CFTC), Federal Housing Finance Agency (FHFA), HOUSE OF REPRESENTATIVES, Housing & Urban Development, Dept of (HUD), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
WHOLESALE MARKETS BROKERS ASSOCIATION - AMERICAS via SQUIRE PATTON BOGGS
2012 · third_quarter · Q3
Regulation of the over-the-counter derivatives market under the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010. Issues relating to derivatives trading and the SEF clarification Act, HR 2586; Iran Sanctions legislation S.2101 and H.R. 1905.
Filing targets: Commodity Futures Trading Commission (CFTC), Federal Reserve System, HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
RGM ADVISORS, LLC via SQUIRE PATTON BOGGS
2012 · third_quarter · Q3
Issues related to automated, proprietary trading firms.
Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
QUANTLAB FINANCIAL, LLC via SQUIRE PATTON BOGGS
2012 · third_quarter · Q3
Issues related to automated, proprietary trading firms.
Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
ASSURED GUARANTY via SQUIRE PATTON BOGGS
2012 · third_quarter · Q3
Regulation of the over-the-counter derivatives market under the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010. Regulation of credit rating agencies under the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010. Legislation impacting the municipal bond market. Regulation of systemically important financial institutions; Federal regulation of insurance companies.
Filing targets: Commodity Futures Trading Commission (CFTC), Federal Deposit Insurance Corporation (FDIC), Federal Reserve System, HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
DEPOSITORY TRUST CLEARING CORPORATION via SQUIRE PATTON BOGGS
2012 · third_quarter · Q3
Issues relating to the regulatory rule-making process implementing the Dodd-Frank Act in the following areas: SWAP Data Repositories, extra territoriality, Indemnification, Office of financial Research, Title VII Derivatives, Title VIII Systemically Important Financial Market Utilities, HR 4235 Indemnification.
Filing targets: Commodity Futures Trading Commission (CFTC), Federal Reserve System, HOUSE OF REPRESENTATIVES, Homeland Security, Dept of (DHS), Labor, Dept of (DOL), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
WHOLESALE MARKETS BROKERS ASSOCIATION - AMERICAS via SQUIRE PATTON BOGGS
2012 · second_quarter · Q2
Regulation of the over-the-counter derivatives market under the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010. Issues relating to derivatives trading and the SEF clarification Act, HR 2586.
Filing targets: Commodity Futures Trading Commission (CFTC), Federal Reserve System, HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
RGM ADVISORS, LLC via SQUIRE PATTON BOGGS
2012 · second_quarter · Q2
Issues related to automated, proprietary trading firms.
Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE
QUANTLAB FINANCIAL, LLC via SQUIRE PATTON BOGGS
2012 · second_quarter · Q2
Issues related to automated, proprietary trading firms.
Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE
DEPOSITORY TRUST CLEARING CORPORATION via SQUIRE PATTON BOGGS
2012 · second_quarter · Q2
Issues relating to the regulatory rule-making process implementing the Dodd-Frank Act in the following areas: SWAP Data Repositories, extra territoriality, Indemnification, Office of financial Research, Title VII Derivatives, Title VIII Systemically Important Financial Market Utilities, HR 4235 Indemnification.
Filing targets: Commodity Futures Trading Commission (CFTC), Federal Reserve System, HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
ASSOCIATION OF INSTITUTIONAL INVESTORS via SQUIRE PATTON BOGGS
2012 · second_quarter · Q2
H.R. 4173. Issues related to Dodd Frank Wall Street Reform and Consumer Protection Act. Issues related to institutional investors and asset management firms.
Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
ASSURED GUARANTY via SQUIRE PATTON BOGGS
2012 · second_quarter · Q2
Regulation of the over-the-counter derivatives market under the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010. Regulation of credit rating agencies under the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010. Legislation impacting the municipal bond market.
Filing targets: Commodity Futures Trading Commission (CFTC), Federal Deposit Insurance Corporation (FDIC), HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
DEPOSITORY TRUST CLEARING CORPORATION via SQUIRE PATTON BOGGS
2012 · first_quarter · 1A
Issues related to the clearance and settlement system including advising on technical changes to Section 503 of HR 2194, Comprehensive Iran Sanctions, Accountability and Divestment Act of 2010.
Filing targets: Commodity Futures Trading Commission (CFTC), Federal Reserve System, HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
ASSOCIATION OF INSTITUTIONAL INVESTORS via SQUIRE PATTON BOGGS
2012 · first_quarter · Q1
H.R. 4173. Issues related to Dodd Frank Wall Street Reform and Consumer Protection Act. Issues related to institutional investors and asset management firms.
Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
WHOLESALE MARKETS BROKERS ASSOCIATION - AMERICAS via SQUIRE PATTON BOGGS
2012 · first_quarter · Q1
Regulation of the over-the-counter derivatives market under the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010. Issues relating to derivatives trading and the SEF clarification Act, HR 2586.
Filing targets: Commodity Futures Trading Commission (CFTC), Federal Reserve System, HOUSE OF REPRESENTATIVES, SENATE, Treasury, Dept of
DEPOSITORY TRUST CLEARING CORPORATION via SQUIRE PATTON BOGGS
2012 · first_quarter · Q1
Issues related to the clearance and settlement system including advising on technical changes to Section 503 of HR 2194, Comprehensive Iran Sanctions, Accountability and Divestment Act of 2010.
Filing targets: Commodity Futures Trading Commission (CFTC), Federal Reserve System, HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
ASSURED GUARANTY via SQUIRE PATTON BOGGS
2012 · first_quarter · Q1
Regulation of the over-the-counter derivatives market under the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010. Regulation of credit rating agencies under the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010. Legislation impacting the municipal bond market.
Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
ASSOCIATION OF INSTITUTIONAL INVESTORS via SQUIRE PATTON BOGGS
2011 · fourth_quarter · Q4
H.R. 4173 Issues related to Dodd Frank Wall Street Reform and Consumer Protection Act. Issues related to institutional investors and asset management firms.
Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
WHOLESALE MARKETS BROKERS ASSOCIATION - AMERICAS via SQUIRE PATTON BOGGS
2011 · fourth_quarter · Q4
Regulation of the over-the-counter derivatives market under the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010.
Filing targets: Commodity Futures Trading Commission (CFTC), Federal Reserve System, HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
DEPOSITORY TRUST CLEARING CORPORATION via SQUIRE PATTON BOGGS
2011 · fourth_quarter · Q4
Issues related to Financial Services Regulatory Reform generally including the clearance and settlement of securities transactions, regulation of credit default swaps, regulation of the over-the-counter derivatives market. Issues related to creation of carbon markets. H.R. 4173, Dodd-Frank Wall Street Reform and consumer Protection Act of 2010.
Filing targets: Commodity Futures Trading Commission (CFTC), Federal Reserve System, HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
ASSURED GUARANTY via SQUIRE PATTON BOGGS
2011 · fourth_quarter · Q4
Regulation of the over-the-counter derivatives market under the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010. Regulation of credit rating agencies under the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010.
Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
DEPOSITORY TRUST CLEARING CORPORATION via SQUIRE PATTON BOGGS
2011 · third_quarter · 3A
Issues related to Financial Services Regulatory Reform generally including the clearance and settlement of securities transactions, regulation of credit default swaps, regulation of the over-the-counter derivatives market. Issues related to creation of carbon markets. H.R. 4173, Dodd-Frank Wall Street Reform and consumer Protection Act of 2010.
Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
WHOLESALE MARKETS BROKERS ASSOCIATION - AMERICAS via SQUIRE PATTON BOGGS
2011 · third_quarter · Q3
Regulation of the over-the-counter derivatives market. H.R. 4173, the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010.
Filing targets: Commodity Futures Trading Commission (CFTC), Federal Reserve System, HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
DEPOSITORY TRUST CLEARING CORPORATION via SQUIRE PATTON BOGGS
2011 · third_quarter · Q3
Issues related to Financial Services Regulatory Reform generally including the clearance and settlement of securities transactions, regulation of credit default swaps, regulation of the over-the-counter derivatives market. Issues related to creation of carbon markets. H.R. 4173, Dodd-Frank Wall Street Reform and consumer Protection Act of 2010.
Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
ASSURED GUARANTY via SQUIRE PATTON BOGGS
2011 · third_quarter · Q3
Regulation of the over-the-counter derivatives market. H.R. 4173, the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010.
Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
ASSOCIATION OF INSTITUTIONAL INVESTORS via SQUIRE PATTON BOGGS
2011 · third_quarter · Q3
H.R. 4173 Issues related to Dodd Frank Wall Street Reform and Consumer Protection Act. Issues related to institutional investors and asset management firms.
Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
ASSOCIATION OF INSTITUTIONAL INVESTORS via SQUIRE PATTON BOGGS
2011 · second_quarter · Q2
H.R. 4173 Issues related to Dodd Frank Wall Street Reform and Consumer Protection Act. Issues related to institutional investors and asset management firms.
Filing targets: Securities & Exchange Commission (SEC)
WHOLESALE MARKETS BROKERS ASSOCIATION - AMERICAS via SQUIRE PATTON BOGGS
2011 · second_quarter · Q2
Regulation of the over-the-counter derivatives market. H.R. 4173, the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010.
Filing targets: Commodity Futures Trading Commission (CFTC), Federal Reserve System, HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
DEPOSITORY TRUST CLEARING CORPORATION via SQUIRE PATTON BOGGS
2011 · second_quarter · Q2
Issues related to Financial Services Regulatory Reform generally including the clearance and settlement of securities transactions, regulation of credit default swaps, regulation of the over-the-counter derivatives market. Issues related to creation of carbon markets. H.R. 4173, Dodd-Frank Wall Street Reform and consumer Protection Act of 2010.
Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
ASSURED GUARANTY via SQUIRE PATTON BOGGS
2011 · second_quarter · Q2
Regulation of the over-the-counter derivatives market. H.R. 4173, the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010.
Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
WHOLESALE MARKETS BROKERS ASSOCIATION - AMERICAS via SQUIRE PATTON BOGGS
2011 · first_quarter · Q1
Regulation of the over-the-counter derivatives market. H.R. 4173, the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010.
Filing targets: Commodity Futures Trading Commission (CFTC), Federal Reserve System, HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
DEPOSITORY TRUST CLEARING CORPORATION via SQUIRE PATTON BOGGS
2011 · first_quarter · Q1
Issues related to Financial Services Regulatory Reform generally including the clearance and settlement of securities transactions, regulation of credit default swaps, regulation of the over-the-counter derivatives market. Issues related to creation of carbon markets. H.R. 4173, Dodd-Frank Wall Street Reform and consumer Protection Act of 2010.
Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
ASSURED GUARANTY via SQUIRE PATTON BOGGS
2011 · first_quarter · Q1
Regulation of the over-the-counter derivatives market. H.R. 4173, the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010.
Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of