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Income and expense are whole-filing amounts associated with this lobbyist, not personal compensation or an allocated share.
No topic inference: each bill number appears in source LDA issue text assigned to this lobbyist.
An Act to provide for reconciliation pursuant to titles II and V of the concurrent resolution on the budget for fiscal year 2018.
Client: NOMURA HOLDING AMERICA INC. · Firm: NOMURA HOLDING AMERICA INC.
General financial services issues. General derivatives issues. On-going implementation of the Dodd Frank Act. Financial Stability Oversight Council (FSOC) Reforms. Equity Market Structure Issues Housing Finance Reform. Swap dealer Capital Requirements. Implementation of H.R.1, base erosion and anti-abuse tax provisions Foreign Agent Registration Act reforms H.R. 4566, Alleviating Stress Testing Burdens to Help Investors Act S. 2155, Economic Growth, Regulatory Relief and Consumer Protection Act
An Act to provide for reconciliation pursuant to titles II and V of the concurrent resolution on the budget for fiscal year 2018.
Client: NOMURA HOLDING AMERICA INC. · Firm:
Specific issues are shown only where the LDA source assigned them to this lobbyist. Targets apply to the associated filing.
NOMURA HOLDING AMERICA INC. via NOMURA HOLDING AMERICA INC.
2022 · first_quarter · Q1
General financial services issues. General derivatives issues. General technology issues. On-going implementation of the Dodd-Frank Act. Financial Stability Oversight Council (FSOC) Reforms. Equity Market Structure Issues. Housing Finance Reform. Foreign Agent Registration Act Reform. International tax provisions related to the Build Back Better legislation. Financial Transaction Tax legislation. Cross-Border application of the Registration Thresholds and Certain Requirements applicable to Swap Dealers and Major Swap Participants. Issues related to the transition from LIBOR to SOFR.
Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
Source: Senate LDA
General financial services issues. General derivatives issues. On-going implementation of the Dodd Frank Act. Financial Stability Oversight Council (FSOC) Reforms. Equity Market Structure Issues Housing Finance Reform. Swap dealer Capital Requirements. Implementation of H.R.1, base erosion and anti-abuse tax provisions Foreign Agent Registration Act reforms H.R. 4566, Alleviating Stress Testing Burdens to Help Investors Act
An Act to provide for reconciliation pursuant to titles II and V of the concurrent resolution on the budget for fiscal year 2018.
Client: NOMURA HOLDING AMERICA INC. · Firm: NOMURA HOLDING AMERICA INC.
General financial services issues. General derivatives issues. On-going implementation of the Dodd Frank Act. Financial Stability Oversight Council (FSOC) Reforms. Equity Market Structure Issues Housing Finance Reform. Swap dealer Capital Requirements. Implementation of H.R.1, base erosion and anti-abuse tax provisions Foreign Agent Registration Act reforms H.R. 4566, Alleviating Stress Testing Burdens to Help Investors Act S. 2155, Economic Growth, Regulatory Relief and Consumer Protection Act
An Act to provide for reconciliation pursuant to titles II and V of the concurrent resolution on the budget for fiscal year 2018.
Client: NOMURA HOLDING AMERICA INC. · Firm: NOMURA HOLDING AMERICA INC.
General financial services issues. General derivatives issues. On-going implementation of the Dodd Frank Act. Financial Stability Oversight Council (FSOC) Reforms. Equity Market Structure Issues Housing Finance Reform. Swap dealer Capital Requirements. Implementation of H.R.1, base erosion and anti-abuse tax provisions Foreign Agent Registration Act reforms H.R. 4566, Alleviating Stress Testing Burdens to Help Investors Act
Alleviating Stress Test Burdens to Help Investors Act
Client: NOMURA HOLDING AMERICA INC. · Firm: NOMURA HOLDING AMERICA INC.
General financial services issues. General derivatives issues. On-going implementation of the Dodd Frank Act. Financial Stability Oversight Council (FSOC) Reforms. Equity Market Structure Issues Housing Finance Reform. Swap dealer Capital Requirements. Implementation of H.R.1, base erosion and anti-abuse tax provisions Foreign Agent Registration Act reforms H.R. 4566, Alleviating Stress Testing Burdens to Help Investors Act S. 2155, Economic Growth, Regulatory Relief and Consumer Protection Act
Alleviating Stress Test Burdens to Help Investors Act
Client: NOMURA HOLDING AMERICA INC. · Firm: NOMURA HOLDING AMERICA INC.
General financial services issues. General derivatives issues. On-going implementation of the Dodd Frank Act. Financial Stability Oversight Council (FSOC) Reforms. Equity Market Structure Issues Housing Finance Reform. Swap dealer Capital Requirements. Implementation of H.R.1, base erosion and anti-abuse tax provisions Foreign Agent Registration Act reforms H.R. 4566, Alleviating Stress Testing Burdens to Help Investors Act
Alleviating Stress Test Burdens to Help Investors Act
Client: NOMURA HOLDING AMERICA INC. · Firm: NOMURA HOLDING AMERICA INC.
General financial services issues. General derivatives issues. On-going implementation of the Dodd Frank Act. Financial Stability Oversight Council (FSOC) Reforms. Equity Market Structure Issues Housing Finance Reform. Swap dealer Capital Requirements. Implementation of H.R.1, base erosion and anti-abuse tax provisions Foreign Agent Registration Act reforms H.R. 4566, Alleviating Stress Testing Burdens to Help Investors Act
Alleviating Stress Test Burdens to Help Investors Act
Client: NOMURA HOLDING AMERICA INC. · Firm: NOMURA HOLDING AMERICA INC.
General financial services issues. General derivatives issues. On-going implementation of the Dodd Frank Act. Financial Stability Oversight Council (FSOC) Reforms. Equity Market Structure Issues Housing Finance Reform. Swap dealer Capital Requirements. Implementation of H.R.1, base erosion and anti-abuse tax provisions Foreign Agent Registration Act reforms H.R. 4566, Alleviating Stress Testing Burdens to Help Investors Act S. 2155, Economic Growth, Regulatory Relief and Consumer Protection Act
Economic Growth, Regulatory Relief, and Consumer Protection Act
Client: NOMURA HOLDING AMERICA INC. · Firm: NOMURA HOLDING AMERICA INC.
General financial services issues. General derivatives issues. On-going implementation of the Dodd Frank Act. Financial Stability Oversight Council (FSOC) Reforms. Equity Market Structure Issues Housing Finance Reform. Swap dealer Capital Requirements. Implementation of H.R.1, base erosion and anti-abuse tax provisions Foreign Agent Registration Act reforms H.R. 4566, Alleviating Stress Testing Burdens to Help Investors Act S. 2155, Economic Growth, Regulatory Relief and Consumer Protection Act
Economic Growth, Regulatory Relief, and Consumer Protection Act
Client: NOMURA HOLDING AMERICA INC. · Firm: NOMURA HOLDING AMERICA INC.
General financial services issues. General derivatives issues. On-going implementation of the Dodd Frank Act. Financial Stability Oversight Council (FSOC) Reforms. Equity Market Structure Issues Housing Finance Reform. Swap dealer Capital Requirements. Implementation of H.R.1, base erosion and anti-abuse tax provisions Foreign Agent Registration Act reforms H.R. 4566, Alleviating Stress Testing Burdens to Help Investors Act S. 2155, Economic Growth, Regulatory Relief and Consumer Protection Act
An Act to provide for reconciliation pursuant to titles II and V of the concurrent resolution on the budget for fiscal year 2018.
Client: NOMURA HOLDING AMERICA INC. · Firm: NOMURA HOLDING AMERICA INC.
General financial services issues. General derivatives issues. On-going implementation of the Dodd Frank Act. Financial Stability Oversight Council (FSOC) Reforms. H.R.1 - An Act to provide for reconciliation pursuant to titles II and V of the concurrent resolution on the budget for fiscal year 2018; tax treatment of foreign companies in the U.S. Housing Finance Reform. Swap dealer Capital Requirements.
Commodity End-User Relief Act
Client: NOMURA HOLDING AMERICA INC. · Firm: NOMURA HOLDING AMERICA INC.
General financial services issues. General banking issues. General derivatives issues. On-going implementation of the Dodd Frank Act. Market structure issues; NMS Governance. Financial Stability Oversight Council (FSOC) Reforms H.R. 238: Commodity End-User Relief Act H.R. 5 Financial CHOICE Act Tax treatment of foreign companies in the U.S.
Regulatory Accountability Act of 2017
Client: NOMURA HOLDING AMERICA INC. · Firm: NOMURA HOLDING AMERICA INC.
General financial services issues. General banking issues. General derivatives issues. On-going implementation of the Dodd Frank Act. Market structure issues; NMS Governance. Financial Stability Oversight Council (FSOC) Reforms H.R. 238: Commodity End-User Relief Act H.R. 5 Financial CHOICE Act Tax treatment of foreign companies in the U.S.
Financial Stability Oversight Council Improvement Act of 2015
Client: NOMURA HOLDING AMERICA INC. · Firm: NOMURA HOLDING AMERICA INC.
General financial services issues. General banking issues. General derivatives issues. On-going implementation of the Dodd Frank Act. Market structure issues. Commodities Future Trading Commission Reauthorization. Implementation of title VII of Dodd Frank Act, including cross border regulations, margin and capital requirements. S. 1484 Financial Regulatory Improvement Act of 2015. H.R. 1550 Financial Stability Oversight Council Improvement Act of 2015. H.R. 2289 Commodity End-User Relief Act. Tax treatment of foreign companies in the U.S.
Financial Stability Oversight Council Improvement Act of 2015
Client: NOMURA HOLDING AMERICA INC. · Firm: NOMURA HOLDING AMERICA INC.
General financial services issues. General banking issues. General derivatives issues. On-going implementation of the Dodd Frank Act. Market structure issues; NMS Governance. Commodities Future Trading Commission Reauthorization. Implementation of title VII of Dodd Frank Act, including cross border regulations, margin and capital requirements. S. 1484 Financial Regulatory Improvement Act of 2015. H.R. 1550 Financial Stability Oversight Council Improvement Act of 2015. H.R. 2289 Commodity End-User Relief Act.S. 2917, Commodity End-User Relief Act Tax treatment of foreign companies in the U.S.
Financial Stability Oversight Council Improvement Act of 2015
Client: NOMURA HOLDING AMERICA INC. · Firm: NOMURA HOLDING AMERICA INC.
General financial services issues. General banking issues. General derivatives issues. On-going implementation of the Dodd Frank Act. Market structure issues; NMS Governance. Commodities Future Trading Commission Reauthorization. Implementation of title VII of Dodd Frank Act, including cross border regulations, margin and capital requirements. S. 1484 Financial Regulatory Improvement Act of 2015. H.R. 1550 Financial Stability Oversight Council Improvement Act of 2015. H.R. 2289 Commodity End-User Relief Act.S. 2917, Commodity End-User Relief Act Tax treatment of foreign companies in the U.S.
Financial Stability Oversight Council Improvement Act of 2015
Client: NOMURA HOLDING AMERICA INC. · Firm: NOMURA HOLDING AMERICA INC.
General financial services issues. General banking issues. General derivatives issues. On-going implementation of the Dodd Frank Act. Market structure issues; NMS Governance. Commodities Future Trading Commission Reauthorization. Implementation of title VII of Dodd Frank Act, including cross border regulations, margin and capital requirements. S. 1484 Financial Regulatory Improvement Act of 2015. H.R. 1550 Financial Stability Oversight Council Improvement Act of 2015. H.R. 2289 Commodity End-User Relief Act.S. 2917, Commodity End-User Relief Act Tax treatment of foreign companies in the U.S.
Commodity End-User Relief Act
Client: NOMURA HOLDING AMERICA INC. · Firm: NOMURA HOLDING AMERICA INC.
General financial services issues. General banking issues. General derivatives issues. On-going implementation of the Dodd Frank Act. Market structure issues; NMS Governance. Commodities Future Trading Commission Reauthorization. Implementation of title VII of Dodd Frank Act, including cross border regulations, margin and capital requirements. S. 1484 Financial Regulatory Improvement Act of 2015. H.R. 1550 Financial Stability Oversight Council Improvement Act of 2015. H.R. 2289 Commodity End-User Relief Act.S. 2917, Commodity End-User Relief Act Tax treatment of foreign companies in the U.S.
Commodity End-User Relief Act
Client: NOMURA HOLDING AMERICA INC. · Firm: NOMURA HOLDING AMERICA INC.
General financial services issues. General banking issues. General derivatives issues. On-going implementation of the Dodd Frank Act. Market structure issues; NMS Governance. Commodities Future Trading Commission Reauthorization. Implementation of title VII of Dodd Frank Act, including cross border regulations, margin and capital requirements. S. 1484 Financial Regulatory Improvement Act of 2015. H.R. 1550 Financial Stability Oversight Council Improvement Act of 2015. H.R. 2289 Commodity End-User Relief Act.S. 2917, Commodity End-User Relief Act Tax treatment of foreign companies in the U.S.
Commodity End-User Relief Act
Client: NOMURA HOLDING AMERICA INC. · Firm: NOMURA HOLDING AMERICA INC.
General financial services issues. General banking issues. General derivatives issues. On-going implementation of the Dodd Frank Act. Market structure issues. Commodities Future Trading Commission Reauthorization. Implementation of title VII of Dodd Frank Act, including cross border regulations, margin and capital requirements. S. 1484 Financial Regulatory Improvement Act of 2015. H.R. 1550 Financial Stability Oversight Council Improvement Act of 2015. H.R. 2289 Commodity End-User Relief Act. Tax treatment of foreign companies in the U.S.
Commodity End-User Relief Act
Client: NOMURA HOLDING AMERICA INC. · Firm: NOMURA HOLDING AMERICA INC.
General financial services issues. General banking issues. General derivatives issues. On-going implementation of the Dodd Frank Act. Market structure issues; NMS Governance. Commodities Future Trading Commission Reauthorization. Implementation of title VII of Dodd Frank Act, including cross border regulations, margin and capital requirements. S. 1484 Financial Regulatory Improvement Act of 2015. H.R. 1550 Financial Stability Oversight Council Improvement Act of 2015. H.R. 2289 Commodity End-User Relief Act.S. 2917, Commodity End-User Relief Act Tax treatment of foreign companies in the U.S.
Financial Regulatory Improvement Act of 2015
Client: NOMURA HOLDING AMERICA INC. · Firm: NOMURA HOLDING AMERICA INC.
General financial services issues. General banking issues. General derivatives issues. On-going implementation of the Dodd Frank Act. Market structure issues; NMS Governance. Commodities Future Trading Commission Reauthorization. Implementation of title VII of Dodd Frank Act, including cross border regulations, margin and capital requirements. S. 1484 Financial Regulatory Improvement Act of 2015. H.R. 1550 Financial Stability Oversight Council Improvement Act of 2015. H.R. 2289 Commodity End-User Relief Act.S. 2917, Commodity End-User Relief Act Tax treatment of foreign companies in the U.S.
Financial Regulatory Improvement Act of 2015
Client: NOMURA HOLDING AMERICA INC. · Firm: NOMURA HOLDING AMERICA INC.
General financial services issues. General banking issues. General derivatives issues. On-going implementation of the Dodd Frank Act. Market structure issues; NMS Governance. Commodities Future Trading Commission Reauthorization. Implementation of title VII of Dodd Frank Act, including cross border regulations, margin and capital requirements. S. 1484 Financial Regulatory Improvement Act of 2015. H.R. 1550 Financial Stability Oversight Council Improvement Act of 2015. H.R. 2289 Commodity End-User Relief Act.S. 2917, Commodity End-User Relief Act Tax treatment of foreign companies in the U.S.
Financial Regulatory Improvement Act of 2015
Client: NOMURA HOLDING AMERICA INC. · Firm: NOMURA HOLDING AMERICA INC.
General financial services issues. General banking issues. General derivatives issues. On-going implementation of the Dodd Frank Act. Market structure issues. Commodities Future Trading Commission Reauthorization. Implementation of title VII of Dodd Frank Act, including cross border regulations, margin and capital requirements. S. 1484 Financial Regulatory Improvement Act of 2015. H.R. 1550 Financial Stability Oversight Council Improvement Act of 2015. H.R. 2289 Commodity End-User Relief Act. Tax treatment of foreign companies in the U.S.
Financial Regulatory Improvement Act of 2015
Client: NOMURA HOLDING AMERICA INC. · Firm: NOMURA HOLDING AMERICA INC.
General financial services issues. General banking issues. General derivatives issues. On-going implementation of the Dodd Frank Act. Market structure issues; NMS Governance. Commodities Future Trading Commission Reauthorization. Implementation of title VII of Dodd Frank Act, including cross border regulations, margin and capital requirements. S. 1484 Financial Regulatory Improvement Act of 2015. H.R. 1550 Financial Stability Oversight Council Improvement Act of 2015. H.R. 2289 Commodity End-User Relief Act.S. 2917, Commodity End-User Relief Act Tax treatment of foreign companies in the U.S.
Commodity End-User Relief Act
Client: NOMURA HOLDING AMERICA INC. · Firm: NOMURA HOLDING AMERICA INC.
General financial services issues. General banking issues. General derivatives issues. On-going implementation of the Dodd Frank Act. Market structure issues; NMS Governance. Commodities Future Trading Commission Reauthorization. Implementation of title VII of Dodd Frank Act, including cross border regulations, margin and capital requirements. S. 1484 Financial Regulatory Improvement Act of 2015. H.R. 1550 Financial Stability Oversight Council Improvement Act of 2015. H.R. 2289 Commodity End-User Relief Act.S. 2917, Commodity End-User Relief Act Tax treatment of foreign companies in the U.S.
Commodity End-User Relief Act
Client: NOMURA HOLDING AMERICA INC. · Firm: NOMURA HOLDING AMERICA INC.
General financial services issues. General banking issues. General derivatives issues. On-going implementation of the Dodd Frank Act. Market structure issues; NMS Governance. Commodities Future Trading Commission Reauthorization. Implementation of title VII of Dodd Frank Act, including cross border regulations, margin and capital requirements. S. 1484 Financial Regulatory Improvement Act of 2015. H.R. 1550 Financial Stability Oversight Council Improvement Act of 2015. H.R. 2289 Commodity End-User Relief Act.S. 2917, Commodity End-User Relief Act Tax treatment of foreign companies in the U.S.
Commodity End-User Relief Act
Client: NOMURA HOLDING AMERICA INC. · Firm: NOMURA HOLDING AMERICA INC.
General financial services issues. General banking issues. General derivatives issues. On-going implementation of the Dodd Frank Act. Market structure issues; NMS Governance. Commodities Future Trading Commission Reauthorization. Implementation of title VII of Dodd Frank Act, including cross border regulations, margin and capital requirements. S. 1484 Financial Regulatory Improvement Act of 2015. H.R. 1550 Financial Stability Oversight Council Improvement Act of 2015. H.R. 2289 Commodity End-User Relief Act.S. 2917, Commodity End-User Relief Act Tax treatment of foreign companies in the U.S.
Financial Stability Oversight Council Improvement Act of 2015
Client: NOMURA HOLDING AMERICA INC. · Firm: NOMURA HOLDING AMERICA INC.
General financial services issues. General banking issues. General derivatives issues. On-going implementation of the Dodd Frank Act. Market structure issues. Commodities Future Trading Commission Reauthorization. Implementation of title VII of Dodd Frank Act, including cross border regulations, margin and capital requirements. S. 1484 Financial Regulatory Improvement Act of 2015. H.R. 1550 Financial Stability Oversight Council Improvement Act of 2015. Tax treatment of foreign companies in the U.S.
Financial Stability Oversight Council Improvement Act of 2015
Client: NOMURA HOLDING AMERICA INC. · Firm: NOMURA HOLDING AMERICA INC.
General financial services issues. General banking issues. General derivatives issues. On-going implementation of the Dodd Frank Act. Market structure issues. Commodities Future Trading Commission Reauthorization. Implementation of title VII of Dodd Frank Act, including cross border regulations, margin and capital requirements. S. 1484 Financial Regulatory Improvement Act of 2015. H.R. 1550 Financial Stability Oversight Council Improvement Act of 2015. H.R. 2289 Commodity End-User Relief Act. Tax treatment of foreign companies in the U.S.
Financial Stability Oversight Council Improvement Act of 2015
Client: NOMURA HOLDING AMERICA INC. · Firm: NOMURA HOLDING AMERICA INC.
General financial services issues. General banking issues. General derivatives issues. On-going implementation of the Dodd Frank Act. Market structure issues. Commodities Future Trading Commission Reauthorization. Implementation of title VII of Dodd Frank Act, including cross border regulations, margin and capital requirements. S. 1484 Financial Regulatory Improvement Act of 2015. H.R. 1550 Financial Stability Oversight Council Improvement Act of 2015. H.R. 2289 Commodity End-User Relief Act. Tax treatment of foreign companies in the U.S.
Financial Stability Oversight Council Improvement Act of 2015
Client: NOMURA HOLDING AMERICA INC. · Firm: NOMURA HOLDING AMERICA INC.
General financial services issues. General banking issues. General derivatives issues. On-going implementation of the Dodd Frank Act. Market structure issues. Commodities Future Trading Commission Reauthorization. Implementation of title VII of Dodd Frank Act, including cross border regulations, margin and capital requirements. H.R. 1550 financial Stability Oversight Council Improvement Act of 2015. Tax treatmemt of foreign companies in the U.S.
Financial Stability Oversight Council Improvement Act of 2015
Client: NOMURA HOLDING AMERICA INC. · Firm: NOMURA HOLDING AMERICA INC.
General financial services issues. General banking issues. General derivatives issues. On-going implementation of the Dodd Frank Act. Market structure issues. Commodities Future Trading Commission Reauthorization. Implementation of title VII of Dodd Frank Act, including cross border regulations, margin and capital requirements. S. 1484 Financial Regulatory Improvement Act of 2015. H.R. 1550 Financial Stability Oversight Council Improvement Act of 2015. Tax treatment of foreign companies in the U.S.
Commodity End-User Relief Act
Client: NOMURA HOLDING AMERICA INC. · Firm: NOMURA HOLDING AMERICA INC.
General financial services issues. General banking issues. General derivatives issues. On-going implementation of the Dodd Frank Act. Market structure issues. Commodities Future Trading Commission Reauthorization. Implementation of title VII of Dodd Frank Act, including cross border regulations, margin and capital requirements. S. 1484 Financial Regulatory Improvement Act of 2015. H.R. 1550 Financial Stability Oversight Council Improvement Act of 2015. H.R. 2289 Commodity End-User Relief Act. Tax treatment of foreign companies in the U.S.
Commodity End-User Relief Act
Client: NOMURA HOLDING AMERICA INC. · Firm: NOMURA HOLDING AMERICA INC.
General financial services issues. General banking issues. General derivatives issues. On-going implementation of the Dodd Frank Act. Market structure issues. Commodities Future Trading Commission Reauthorization. Implementation of title VII of Dodd Frank Act, including cross border regulations, margin and capital requirements. S. 1484 Financial Regulatory Improvement Act of 2015. H.R. 1550 Financial Stability Oversight Council Improvement Act of 2015. H.R. 2289 Commodity End-User Relief Act. Tax treatment of foreign companies in the U.S.
Financial Regulatory Improvement Act of 2015
Client: NOMURA HOLDING AMERICA INC. · Firm: NOMURA HOLDING AMERICA INC.
General financial services issues. General banking issues. General derivatives issues. On-going implementation of the Dodd Frank Act. Market structure issues. Commodities Future Trading Commission Reauthorization. Implementation of title VII of Dodd Frank Act, including cross border regulations, margin and capital requirements. S. 1484 Financial Regulatory Improvement Act of 2015. H.R. 1550 Financial Stability Oversight Council Improvement Act of 2015. Tax treatment of foreign companies in the U.S.
Financial Regulatory Improvement Act of 2015
Client: NOMURA HOLDING AMERICA INC. · Firm: NOMURA HOLDING AMERICA INC.
General financial services issues. General banking issues. General derivatives issues. On-going implementation of the Dodd Frank Act. Market structure issues. Commodities Future Trading Commission Reauthorization. Implementation of title VII of Dodd Frank Act, including cross border regulations, margin and capital requirements. S. 1484 Financial Regulatory Improvement Act of 2015. H.R. 1550 Financial Stability Oversight Council Improvement Act of 2015. H.R. 2289 Commodity End-User Relief Act. Tax treatment of foreign companies in the U.S.
Financial Regulatory Improvement Act of 2015
Client: NOMURA HOLDING AMERICA INC. · Firm: NOMURA HOLDING AMERICA INC.
General financial services issues. General banking issues. General derivatives issues. On-going implementation of the Dodd Frank Act. Market structure issues. Commodities Future Trading Commission Reauthorization. Implementation of title VII of Dodd Frank Act, including cross border regulations, margin and capital requirements. S. 1484 Financial Regulatory Improvement Act of 2015. H.R. 1550 Financial Stability Oversight Council Improvement Act of 2015. Tax treatment of foreign companies in the U.S.
Financial Regulatory Improvement Act of 2015
Client: NOMURA HOLDING AMERICA INC. · Firm: NOMURA HOLDING AMERICA INC.
General financial services issues. General banking issues. General derivatives issues. On-going implementation of the Dodd Frank Act. Market structure issues. Commodities Future Trading Commission Reauthorization. Implementation of title VII of Dodd Frank Act, including cross border regulations, margin and capital requirements. S. 1484 Financial Regulatory Improvement Act of 2015. H.R. 1550 Financial Stability Oversight Council Improvement Act of 2015. H.R. 2289 Commodity End-User Relief Act. Tax treatment of foreign companies in the U.S.
Swap Jurisdiction Certainty Act
Client: NOMURA HOLDING AMERICA INC. · Firm: NOMURA HOLDING AMERICA INC.
General financial services issues. General banking issues. General derivatives issues. On-going implementation of the Dodd Frank Act. Market Structure issues H.R. 4413 Customer Protection and End User Relief Act S. 2786 Corporate Inverters Earnings Stripping Reform Act H.R. 677 Inter Affiliate Swap Clarification Act H.R. 1256 Swap Jurisdiction Certainty Act H.R. 5471 To amend the Commodity Exchange Act and the Securitites Exchange Act of 1934 to specify how clearing requirements apply to certain affiliate transactions, and for other purposes.
Protecting American Taxpayers and Homeowners Act of 2013
Client: NOMURA HOLDING AMERICA INC. · Firm: NOMURA HOLDING AMERICA INC.
General financial services issues, General banking issues, General derivatives issues (no specific legislation introduced) On-going implementation of the Dodd Frank Act, Market structure issues, H. R. 4413, Customer Protection and End User Relief Act, S. 1217 Secondary Mortgage Reform & Taxpayer Protection Act, H.R. 2767 Protecting American Taxpayer & Homeowners Act
Protecting American Taxpayers and Homeowners Act of 2013
Client: NOMURA HOLDING AMERICA INC. · Firm: NOMURA HOLDING AMERICA INC.
General financial services issues, General banking issues, General derivatives issues (no specific legislation introduced) On-going implementation of the Dodd Frank Act, Market structure issues, H. R. 4413, Customer Protection and End User Relief Act, S. 1217 Secondary Mortgage Reform & Taxpayer Protection Act, H.R. 2767 Protecting American Taxpayer & Homeowners Act, S. 2786 Corporate Inverters Earnings Stripping Reform Act of 2014
Customer Protection and End User Relief Act
Client: NOMURA HOLDING AMERICA INC. · Firm: NOMURA HOLDING AMERICA INC.
General financial services issues. General banking issues. General derivatives issues. On-going implementation of the Dodd Frank Act. Market Structure issues H.R. 4413 Customer Protection and End User Relief Act S. 2786 Corporate Inverters Earnings Stripping Reform Act H.R. 677 Inter Affiliate Swap Clarification Act H.R. 1256 Swap Jurisdiction Certainty Act H.R. 5471 To amend the Commodity Exchange Act and the Securitites Exchange Act of 1934 to specify how clearing requirements apply to certain affiliate transactions, and for other purposes.
Customer Protection and End User Relief Act
Client: NOMURA HOLDING AMERICA INC. · Firm: NOMURA HOLDING AMERICA INC.
General financial services issues, General banking issues, General derivatives issues (no specific legislation introduced) On-going implementation of the Dodd Frank Act, Market structure issues, H. R. 4413, Customer Protection and End User Relief Act, S. 1217 Secondary Mortgage Reform & Taxpayer Protection Act, H.R. 2767 Protecting American Taxpayer & Homeowners Act, S. 2786 Corporate Inverters Earnings Stripping Reform Act of 2014
Customer Protection and End User Relief Act
Client: NOMURA HOLDING AMERICA INC. · Firm: NOMURA HOLDING AMERICA INC.
General financial services issues, General banking issues, General derivatives issues (no specific legislation introduced) On-going implementation of the Dodd Frank Act, Market structure issues, H. R. 4413, Customer Protection and End User Relief Act, S. 1217 Secondary Mortgage Reform & Taxpayer Protection Act, H.R. 2767 Protecting American Taxpayer & Homeowners Act
Inter-Affiliate Swap Clarification Act
Client: NOMURA HOLDING AMERICA INC. · Firm: NOMURA HOLDING AMERICA INC.
General financial services issues. General banking issues. General derivatives issues. On-going implementation of the Dodd Frank Act. Market Structure issues H.R. 4413 Customer Protection and End User Relief Act S. 2786 Corporate Inverters Earnings Stripping Reform Act H.R. 677 Inter Affiliate Swap Clarification Act H.R. 1256 Swap Jurisdiction Certainty Act H.R. 5471 To amend the Commodity Exchange Act and the Securitites Exchange Act of 1934 to specify how clearing requirements apply to certain affiliate transactions, and for other purposes.
Housing Finance Reform and Taxpayer Protection Act of 2014
Client: NOMURA HOLDING AMERICA INC. · Firm: NOMURA HOLDING AMERICA INC.
General financial services issues, General banking issues, General derivatives issues (no specific legislation introduced) On-going implementation of the Dodd Frank Act, Market structure issues, H. R. 4413, Customer Protection and End User Relief Act, S. 1217 Secondary Mortgage Reform & Taxpayer Protection Act, H.R. 2767 Protecting American Taxpayer & Homeowners Act, S. 2786 Corporate Inverters Earnings Stripping Reform Act of 2014
Housing Finance Reform and Taxpayer Protection Act of 2014
Client: NOMURA HOLDING AMERICA INC. · Firm: NOMURA HOLDING AMERICA INC.
General financial services issues, General banking issues, General derivatives issues (no specific legislation introduced) On-going implementation of the Dodd Frank Act, Market structure issues, H. R. 4413, Customer Protection and End User Relief Act, S. 1217 Secondary Mortgage Reform & Taxpayer Protection Act, H.R. 2767 Protecting American Taxpayer & Homeowners Act
Corporate Inverters Earnings Stripping Reform Act of 2014
Client: NOMURA HOLDING AMERICA INC. · Firm: NOMURA HOLDING AMERICA INC.
General financial services issues. General banking issues. General derivatives issues. On-going implementation of the Dodd Frank Act. Market Structure issues H.R. 4413 Customer Protection and End User Relief Act S. 2786 Corporate Inverters Earnings Stripping Reform Act H.R. 677 Inter Affiliate Swap Clarification Act H.R. 1256 Swap Jurisdiction Certainty Act H.R. 5471 To amend the Commodity Exchange Act and the Securitites Exchange Act of 1934 to specify how clearing requirements apply to certain affiliate transactions, and for other purposes.
Corporate Inverters Earnings Stripping Reform Act of 2014
Client: NOMURA HOLDING AMERICA INC. · Firm: NOMURA HOLDING AMERICA INC.
General financial services issues, General banking issues, General derivatives issues (no specific legislation introduced) On-going implementation of the Dodd Frank Act, Market structure issues, H. R. 4413, Customer Protection and End User Relief Act, S. 1217 Secondary Mortgage Reform & Taxpayer Protection Act, H.R. 2767 Protecting American Taxpayer & Homeowners Act, S. 2786 Corporate Inverters Earnings Stripping Reform Act of 2014
2021 · third_quarter · 3A
General financial services issues. General derivatives issues. General technology issues. On-going implementation of the Dodd-Frank Act. Financial Stability Oversight Council (FSOC) Reforms. Equity Market Structure Issues. Housing Finance Reform. Foreign Agent Registration Act Reform. International tax provisions related to the Build Back Better legislation. Financial Transaction Tax legislation. CFTC Capital Requirements of Swap Dealers and Major Swap Participants. Cross-Border application of the Registration Thresholds and Certain Requirements applicable to Swap Dealers and Major Swap Participants. COVID-19 Pandemic Response (Liquidity Facilities, Work From Home Compliance). Issues related to the transition from LIBOR to SOFR.
Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
NOMURA HOLDING AMERICA INC. via NOMURA HOLDING AMERICA INC.
2021 · fourth_quarter · Q4
General financial services issues. General derivatives issues. General technology issues. On-going implementation of the Dodd-Frank Act. Financial Stability Oversight Council (FSOC) Reforms. Equity Market Structure Issues. Housing Finance Reform. Foreign Agent Registration Act Reform. International tax provisions related to the Build Back Better legislation. Financial Transaction Tax legislation. Cross-Border application of the Registration Thresholds and Certain Requirements applicable to Swap Dealers and Major Swap Participants. Issues related to the transition from LIBOR to SOFR.
Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
NOMURA HOLDING AMERICA INC. via NOMURA HOLDING AMERICA INC.
2021 · third_quarter · Q3
General financial services issues. General derivatives issues. General technology issues. On-going implementation of the Dodd-Frank Act. Financial Stability Oversight Council (FSOC) Reforms. Equity Market Structure Issues. Housing Finance Reform. Foreign Agent Registration Act Reform. International tax provisions related to the Build Back Better legislation. Financial Transaction Tax legislation. CFTC Capital Requirements of Swap Dealers and Major Swap Participants. Cross-Border application of the Registration Thresholds and Certain Requirements applicable to Swap Dealers and Major Swap Participants. COVID-19 Pandemic Response (Liquidity Facilities, Work From Home Compliance). Issues related to the transition from LIBOR to SOFR.
Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
NOMURA HOLDING AMERICA INC. via NOMURA HOLDING AMERICA INC.
2021 · second_quarter · Q2
General financial services issues. General derivatives issues. General technology issues. On-going implementation of the Dodd-Frank Act. Financial Stability Oversight Council (FSOC) Reforms. Equity Market Structure Issues. Housing Finance Reform. Foreign Agent Registration Act Reform. Financial Transaction Tax legislation. CFTC Capital Requirements of Swap Dealers and Major Swap Participants. Cross-Border application of the Registration Thresholds and Certain Requirements applicable to Swap Dealers and Major Swap Participants. COVID-19 Pandemic Response (Liquidity Facilities, Work From Home Compliance). Issues related to the transition from LIBOR to SOFR.
Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
NOMURA HOLDING AMERICA INC. via NOMURA HOLDING AMERICA INC.
2021 · first_quarter · Q1
General financial services issues. General derivatives issues. General technology issues. On-going implementation of the Dodd-Frank Act. Financial Stability Oversight Council (FSOC) Reforms. Equity Market Structure Issues. Housing Finance Reform. Foreign Agent Registration Act Reform. Financial Transaction Tax legislation. CFTC Capital Requirements of Swap Dealers and Major Swap Participants. Cross-Border application of the Registration Thresholds and Certain Requirements applicable to Swap Dealers and Major Swap Participants. COVID-19 Pandemic Response (Liquidity Facilities, Work From Home Compliance).
Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
NOMURA HOLDING AMERICA INC. via NOMURA HOLDING AMERICA INC.
2020 · fourth_quarter · Q4
General financial services issues. General derivatives issues. General financial technology issues. On-going implementation of the Dodd-Frank Act. Financial Stability Oversight Council (FSOC) Reforms. Equity Market Structure Issues. Housing Finance Reform. Foreign Agent Registration Act reform. Financial Transaction Tax legislation. CFTC Capital Requirements of Swap Dealers and Major Swap Participants. Cross-Border Application of the Registration Thresholds and Certain Requirements Applicable to Swap Dealers and Major Swap Participants. COVID-19 Pandemic Response (Liquidity Facilities, Work From Home Compliance).
Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
NOMURA HOLDING AMERICA INC. via NOMURA HOLDING AMERICA INC.
2020 · third_quarter · Q3
General financial services issues. General derivatives issues. General financial technology issues. On-going implementation of the Dodd-Frank Act. Financial Stability Oversight Council (FSOC) Reforms. Equity Market Structure Issues. Housing Finance Reform. Foreign Agent Registration Act reform. Financial Transaction Tax legislation. CFTC Capital Requirements of Swap Dealers and Major Swap Participants. Cross-Border Application of the Registration Thresholds and Certain Requirements Applicable to Swap Dealers and Major Swap Participants. COVID-19 Pandemic Response (Liquidity Facilities, Work From Home Compliance).
Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
NOMURA HOLDING AMERICA INC. via NOMURA HOLDING AMERICA INC.
2020 · second_quarter · Q2
General financial services issues. General derivatives issues. General financial technology issues. On-going implementation of the Dodd-Frank Act. Financial Stability Oversight Council (FSOC) Reforms. Equity Market Structure Issues. Housing Finance Reform. Foreign Agent Registration Act reform. Financial Transaction Tax legislation. CFTC Capital Requirements of Swap Dealers and Major Swap Participants. Cross-Border Application of the Registration Thresholds and Certain Requirements Applicable to Swap Dealers and Major Swap Participants. COVID-19 Pandemic Response (Liquidity Facilities, Work From Home Compliance).
Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
NOMURA HOLDING AMERICA INC. via NOMURA HOLDING AMERICA INC.
2020 · first_quarter · Q1
General financial services issues. General derivatives issues. General financial technology issues. On-going implementation of the Dodd-Frank Act. Financial Stability Oversight Council (FSOC) Reforms. Equity Market Structure Issues. Housing Finance Reform. Base erosion and anti-abuse tax provisions. Foreign Agent Registration Act reform. Financial Transaction Tax legislation.
Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
NOMURA HOLDING AMERICA INC. via NOMURA HOLDING AMERICA INC.
2019 · fourth_quarter · Q4
General financial services issues. General derivatives issues. General financial technology issues. On-going implementation of the Dodd-Frank Act. Financial Stability Oversight Council (FSOC) Reforms. Equity Market Structure Issues. Housing Finance Reform. Base erosion and anti-abuse tax provisions. Foreign Agent Registration Act reform. Financial Transaction Tax legislation.
Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
NOMURA HOLDING AMERICA INC. via NOMURA HOLDING AMERICA INC.
2019 · third_quarter · Q3
General financial services issues. General derivatives issues. General financial technology issues. On-going implementation of the Dodd-Frank Act. Financial Stability Oversight Council (FSOC) Reforms. Equity Market Structure Issues. Housing Finance Reform. Base erosion and anti-abuse tax provisions. Foreign Agent Registration Act reform. Japan Tax treaty.
Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
NOMURA HOLDING AMERICA INC. via NOMURA HOLDING AMERICA INC.
2019 · second_quarter · Q2
General financial services issues. General derivatives issues. General financial technology issues. On-going implementation of the Dodd-Frank Act. Financial Stability Oversight Council (FSOC) Reforms. Equity Market Structure Issues. Housing Finance Reform. Base erosion and anti-abuse tax provisions. Foreign Agent Registration Act reform. Japan Tax treaty.
Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
NOMURA HOLDING AMERICA INC. via NOMURA HOLDING AMERICA INC.
2019 · first_quarter · Q1
General financial services issues. General derivatives issues. On-going implementation of the Dodd-Frank Act. Financial Stability Oversight Council (FSOC) Reforms. Equity Market Structure Issues. Housing Finance Reform. Base erosion and anti-abuse tax provisions. Foreign Agent Registration Act reforms.
Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
NOMURA HOLDING AMERICA INC. via NOMURA HOLDING AMERICA INC.
2018 · fourth_quarter · Q4
General financial services issues. General derivatives issues. On-going implementation of the Dodd Frank Act. Financial Stability Oversight Council (FSOC) Reforms. Equity Market Structure Issues Housing Finance Reform. Swap dealer Capital Requirements. Implementation of H.R.1, base erosion and anti-abuse tax provisions Foreign Agent Registration Act reforms H.R. 4566, Alleviating Stress Testing Burdens to Help Investors Act
Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
NOMURA HOLDING AMERICA INC. via NOMURA HOLDING AMERICA INC.
2018 · third_quarter · Q3
General financial services issues. General derivatives issues. On-going implementation of the Dodd Frank Act. Financial Stability Oversight Council (FSOC) Reforms. Equity Market Structure Issues Housing Finance Reform. Swap dealer Capital Requirements. Implementation of H.R.1, base erosion and anti-abuse tax provisions Foreign Agent Registration Act reforms H.R. 4566, Alleviating Stress Testing Burdens to Help Investors Act
Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
NOMURA HOLDING AMERICA INC. via NOMURA HOLDING AMERICA INC.
2018 · second_quarter · Q2
General financial services issues. General derivatives issues. On-going implementation of the Dodd Frank Act. Financial Stability Oversight Council (FSOC) Reforms. Equity Market Structure Issues Housing Finance Reform. Swap dealer Capital Requirements. Implementation of H.R.1, base erosion and anti-abuse tax provisions Foreign Agent Registration Act reforms H.R. 4566, Alleviating Stress Testing Burdens to Help Investors Act S. 2155, Economic Growth, Regulatory Relief and Consumer Protection Act
Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
NOMURA HOLDING AMERICA INC. via NOMURA HOLDING AMERICA INC.
2018 · first_quarter · Q1
General financial services issues. General derivatives issues. On-going implementation of the Dodd Frank Act. Financial Stability Oversight Council (FSOC) Reforms. Equity Market Structure Issues Housing Finance Reform. Swap dealer Capital Requirements. Implementation of H.R.1, base erosion and anti-abuse tax provisions Foreign Agent Registration Act reforms H.R. 4566, Alleviating Stress Testing Burdens to Help Investors Act S. 2155, Economic Growth, Regulatory Relief and Consumer Protection Act
Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
NOMURA HOLDING AMERICA INC. via NOMURA HOLDING AMERICA INC.
2017 · fourth_quarter · Q4
General financial services issues. General derivatives issues. On-going implementation of the Dodd Frank Act. Financial Stability Oversight Council (FSOC) Reforms. H.R.1 - An Act to provide for reconciliation pursuant to titles II and V of the concurrent resolution on the budget for fiscal year 2018; tax treatment of foreign companies in the U.S. Housing Finance Reform. Swap dealer Capital Requirements.
Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
NOMURA HOLDING AMERICA INC. via NOMURA HOLDING AMERICA INC.
2017 · third_quarter · Q3
General financial services issues. General derivatives issues. On-going implementation of the Dodd Frank Act. Market structure issues; NMS Governance. Financial Stability Oversight Council (FSOC) Reforms. Tax treatment of foreign companies in the U.S. Housing Finance Reform. Swap dealer Capital Requirements.
Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
NOMURA HOLDING AMERICA INC. via NOMURA HOLDING AMERICA INC.
2017 · second_quarter · Q2
General financial services issues. General banking issues. General derivatives issues. On-going implementation of the Dodd Frank Act. Market structure issues; NMS Governance. Financial Stability Oversight Council (FSOC) Reforms Tax treatment of foreign companies in the U.S.
Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
NOMURA HOLDING AMERICA INC. via NOMURA HOLDING AMERICA INC.
2017 · first_quarter · Q1
General financial services issues. General banking issues. General derivatives issues. On-going implementation of the Dodd Frank Act. Market structure issues; NMS Governance. Financial Stability Oversight Council (FSOC) Reforms H.R. 238: Commodity End-User Relief Act H.R. 5 Financial CHOICE Act Tax treatment of foreign companies in the U.S.
Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
NOMURA HOLDING AMERICA INC. via NOMURA HOLDING AMERICA INC.
2016 · fourth_quarter · Q4
General financial services issues. General banking issues. General derivatives issues. On-going implementation of the Dodd Frank Act. Market structure issues; NMS Governance. Commodities Future Trading Commission Reauthorization. Implementation of title VII of Dodd Frank Act, including cross border regulations, margin and capital requirements. S. 1484 Financial Regulatory Improvement Act of 2015. H.R. 1550 Financial Stability Oversight Council Improvement Act of 2015. H.R. 2289 Commodity End-User Relief Act.S. 2917, Commodity End-User Relief Act Tax treatment of foreign companies in the U.S.
Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
NOMURA HOLDING AMERICA INC. via NOMURA HOLDING AMERICA INC.
2016 · third_quarter · Q3
General financial services issues. General banking issues. General derivatives issues. On-going implementation of the Dodd Frank Act. Market structure issues; NMS Governance. Commodities Future Trading Commission Reauthorization. Implementation of title VII of Dodd Frank Act, including cross border regulations, margin and capital requirements. S. 1484 Financial Regulatory Improvement Act of 2015. H.R. 1550 Financial Stability Oversight Council Improvement Act of 2015. H.R. 2289 Commodity End-User Relief Act.S. 2917, Commodity End-User Relief Act Tax treatment of foreign companies in the U.S.
Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
NOMURA HOLDING AMERICA INC. via NOMURA HOLDING AMERICA INC.
2016 · second_quarter · Q2
General financial services issues. General banking issues. General derivatives issues. On-going implementation of the Dodd Frank Act. Market structure issues; NMS Governance. Commodities Future Trading Commission Reauthorization. Implementation of title VII of Dodd Frank Act, including cross border regulations, margin and capital requirements. S. 1484 Financial Regulatory Improvement Act of 2015. H.R. 1550 Financial Stability Oversight Council Improvement Act of 2015. H.R. 2289 Commodity End-User Relief Act.S. 2917, Commodity End-User Relief Act Tax treatment of foreign companies in the U.S.
Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
NOMURA HOLDING AMERICA INC. via NOMURA HOLDING AMERICA INC.
2016 · first_quarter · Q1
General financial services issues. General banking issues. General derivatives issues. On-going implementation of the Dodd Frank Act. Market structure issues. Commodities Future Trading Commission Reauthorization. Implementation of title VII of Dodd Frank Act, including cross border regulations, margin and capital requirements. S. 1484 Financial Regulatory Improvement Act of 2015. H.R. 1550 Financial Stability Oversight Council Improvement Act of 2015. H.R. 2289 Commodity End-User Relief Act. Tax treatment of foreign companies in the U.S.
Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
NOMURA HOLDING AMERICA INC. via NOMURA HOLDING AMERICA INC.
2015 · fourth_quarter · Q4
General financial services issues. General banking issues. General derivatives issues. On-going implementation of the Dodd Frank Act. Market structure issues. Commodities Future Trading Commission Reauthorization. Implementation of title VII of Dodd Frank Act, including cross border regulations, margin and capital requirements. S. 1484 Financial Regulatory Improvement Act of 2015. H.R. 1550 Financial Stability Oversight Council Improvement Act of 2015. H.R. 2289 Commodity End-User Relief Act. Tax treatment of foreign companies in the U.S.
Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
NOMURA HOLDING AMERICA INC. via NOMURA HOLDING AMERICA INC.
2015 · third_quarter · Q3
General financial services issues. General banking issues. General derivatives issues. On-going implementation of the Dodd Frank Act. Market structure issues. Commodities Future Trading Commission Reauthorization. Implementation of title VII of Dodd Frank Act, including cross border regulations, margin and capital requirements. S. 1484 Financial Regulatory Improvement Act of 2015. H.R. 1550 Financial Stability Oversight Council Improvement Act of 2015. H.R. 2289 Commodity End-User Relief Act. Tax treatment of foreign companies in the U.S.
Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
NOMURA HOLDING AMERICA INC. via NOMURA HOLDING AMERICA INC.
2015 · second_quarter · 2A
General financial services issues. General banking issues. General derivatives issues. On-going implementation of the Dodd Frank Act. Market structure issues. Commodities Future Trading Commission Reauthorization. Implementation of title VII of Dodd Frank Act, including cross border regulations, margin and capital requirements. S. 1484 Financial Regulatory Improvement Act of 2015. H.R. 1550 Financial Stability Oversight Council Improvement Act of 2015. Tax treatment of foreign companies in the U.S.
Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
NOMURA HOLDING AMERICA INC. via NOMURA HOLDING AMERICA INC.
2015 · second_quarter · Q2
General financial services issues. General banking issues. General derivatives issues. On-going implementation of the Dodd Frank Act. Market structure issues. Commodities Future Trading Commission Reauthorization. Implementation of title VII of Dodd Frank Act, including cross border regulations, margin and capital requirements. S. 1484 Financial Regulatory Improvement Act of 2015. H.R. 1550 Financial Stability Oversight Council Improvement Act of 2015. Tax treatment of foreign companies in the U.S.
Filing targets: Commodity Futures Trading Commission (CFTC), Federal Trade Commission (FTC), HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
NOMURA HOLDING AMERICA INC. via NOMURA HOLDING AMERICA INC.
2015 · first_quarter · Q1
General financial services issues. General banking issues. General derivatives issues. On-going implementation of the Dodd Frank Act. Market structure issues. Commodities Future Trading Commission Reauthorization. Implementation of title VII of Dodd Frank Act, including cross border regulations, margin and capital requirements. H.R. 1550 financial Stability Oversight Council Improvement Act of 2015. Tax treatmemt of foreign companies in the U.S.
Filing targets: Commodity Futures Trading Commission (CFTC), Federal Trade Commission (FTC), HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
NOMURA HOLDING AMERICA INC. via NOMURA HOLDING AMERICA INC.
2014 · fourth_quarter · Q4
General financial services issues. General banking issues. General derivatives issues. On-going implementation of the Dodd Frank Act. Market Structure issues H.R. 4413 Customer Protection and End User Relief Act S. 2786 Corporate Inverters Earnings Stripping Reform Act H.R. 677 Inter Affiliate Swap Clarification Act H.R. 1256 Swap Jurisdiction Certainty Act H.R. 5471 To amend the Commodity Exchange Act and the Securitites Exchange Act of 1934 to specify how clearing requirements apply to certain affiliate transactions, and for other purposes.
Filing targets: Commodity Futures Trading Commission (CFTC), Federal Trade Commission (FTC), HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
NOMURA HOLDING AMERICA INC. via NOMURA HOLDING AMERICA INC.
2014 · third_quarter · Q3
General financial services issues, General banking issues, General derivatives issues (no specific legislation introduced) On-going implementation of the Dodd Frank Act, Market structure issues, H. R. 4413, Customer Protection and End User Relief Act, S. 1217 Secondary Mortgage Reform & Taxpayer Protection Act, H.R. 2767 Protecting American Taxpayer & Homeowners Act, S. 2786 Corporate Inverters Earnings Stripping Reform Act of 2014
Filing targets: Commodity Futures Trading Commission (CFTC), Federal Deposit Insurance Corporation (FDIC), Federal Reserve System, HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
NOMURA HOLDING AMERICA INC. via NOMURA HOLDING AMERICA INC.
2014 · second_quarter · Q2
General financial services issues, General banking issues, General derivatives issues (no specific legislation introduced) On-going implementation of the Dodd Frank Act, Market structure issues, H. R. 4413, Customer Protection and End User Relief Act, S. 1217 Secondary Mortgage Reform & Taxpayer Protection Act, H.R. 2767 Protecting American Taxpayer & Homeowners Act
Filing targets: Commodity Futures Trading Commission (CFTC), Federal Deposit Insurance Corporation (FDIC), HOUSE OF REPRESENTATIVES, Office of the Comptroller of the Currency (OCC), SENATE, Securities & Exchange Commission (SEC)
NOMURA HOLDING AMERICA INC. via NOMURA HOLDING AMERICA INC.
2014 · second_quarter · RA
General derivatives issues, General financial services issues, General banking issues On-going Dodd Frank implementation
General derivatives issues, General financial services issues, General banking issues On-going Dodd Frank implementation
General derivatives issues, General financial services issues, General banking issues On-going Dodd Frank implementation