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Income and expense are whole-filing amounts associated with this lobbyist, not personal compensation or an allocated share.
No topic inference: each bill number appears in source LDA issue text assigned to this lobbyist.
INDEX Act
Client: STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES · Firm: STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES
Implementation of Dodd-Frank Wall Street Reform and Consumer Protection Act and other regulatory reform issues, including regulatory treatment of G-SIBs and custodial banks, cyber issues, exchange-traded funds (ETF) regulation, anti-trust issues related to "common ownership" in asset management, and issues related to passive index investing. INDEX Act (S. 4241). Investment advisor stewardship issues including Environmental, Social and Governance (ESG) issues. Digital assets and digital asset custody. NMS plan governance. Advancement of diversity and inclusion initiatives.
Specific issues are shown only where the LDA source assigned them to this lobbyist. Targets apply to the associated filing.
STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES via STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES
2026 · third_quarter · Q3
Financial services regulatory issues, including regulatory treatment of G-SIBs and custodial banks, cyber issues, exchange-traded funds (ETF) regulation, anti-trust issues related to "common ownership" in asset management, and issues related to passive index investing. Investment advisor stewardship issues including Environmental, Social and Governance (ESG) issues. Digital assets and digital asset custody. Securities and Exchange Commission (SEC) liquidity and safeguarding rules.
Source: Senate LDA
Implementation of Dodd-Frank Wall Street Reform and Consumer Protection Act and other regulatory reform issues, including regulatory treatment of G-SIBs and custodial banks, cyber issues, exchange-traded funds (ETF) regulation, anti-trust issues related to "common ownership" in asset management, and issues related to passive index investing. INDEX Act (S. 4241). Investment advisor stewardship issues including Environmental, Social and Governance (ESG) issues. Digital assets and digital asset custody. NMS plan governance. LIBOR transition. Advancement of diversity and inclusion initiatives.
INDEX Act
Client: STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES · Firm: STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES
Implementation of Dodd-Frank Wall Street Reform and Consumer Protection Act and other regulatory reform issues, including regulatory treatment of G-SIBs and custodial banks, cyber issues, exchange-traded funds (ETF) regulation, anti-trust issues related to "common ownership" in asset management, and issues related to passive index investing. INDEX Act (S. 4241). Investment advisor stewardship issues including Environmental, Social and Governance (ESG) issues. Digital assets and digital asset custody. NMS plan governance. LIBOR transition. Advancement of diversity and inclusion initiatives.
INDEX Act
Client: STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES · Firm: STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES
Implementation of Dodd-Frank Wall Street Reform and Consumer Protection Act and other regulatory reform issues, including regulatory treatment of G-SIBs and custodial banks, cyber issues, exchange-traded funds (ETF) regulation, anti-trust issues related to "common ownership" in asset management, and issues related to passive index investing. INDEX Act (S. 4241). Investment advisor stewardship issues including Environmental, Social and Governance (ESG) issues. Digital assets and digital asset custody. NMS plan governance. LIBOR transition. Advancement of diversity and inclusion initiatives.
Economic Growth, Regulatory Relief, and Consumer Protection Act
Client: STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES · Firm: STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES
Implementation of Dodd-Frank Wall Street Reform and Consumer Protection Act and other regulatory reform issues, including regulatory treatment of G-SIBs and custodial banks, swaps margin implementation, cyber issues, exchange-traded funds (ETF) regulation, anti-trust issues related to "common ownership" in asset management, issues related to passive index investing, inter-affiliate margin issues, Volcker Rule, and cross-border application of the registration thresholds and external business conduct standards applicable to swap dealers and major swap participants. Implementation of the Economic Growth, Regulatory Relief, and Consumer Protection Act (S.2155). Investment advisor stewardship issues including Environmental, Social and Governance (ESG) issues. Digital assets. NMS plan governance. Advancement of diversity and inclusion initiatives. Response to the Covid 19 crisis, including matters related to market conditions, custody banking operations, and institutional deposit flows.
Economic Growth, Regulatory Relief, and Consumer Protection Act
Client: STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES · Firm: STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES
Implementation of Dodd-Frank Wall Street Reform and Consumer Protection Act and other regulatory reform issues, including regulatory treatment of G-SIBs and custodial banks, swaps margin implementation, cyber issues, exchange-traded funds (ETF) regulation, anti-trust issues related to "common ownership" in asset management, issues related to passive index investing, inter-affiliate margin issues, Volcker Rule, and cross-border application of the registration thresholds and external business conduct standards applicable to swap dealers and major swap participants. Implementation of the Economic Growth, Regulatory Relief, and Consumer Protection Act (S.2155). Investment advisor stewardship issues including Environmental, Social and Governance (ESG) issues. Digital assets. NMS plan governance. Advancement of diversity and inclusion initiatives. Response to the Covid 19 crisis, including matters related to market conditions, custody banking operations, and institutional deposit flows.
Economic Growth, Regulatory Relief, and Consumer Protection Act
Client: STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES · Firm: STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES
Implementation of Dodd-Frank Wall Street Reform and Consumer Protection Act and other regulatory reform issues, including regulatory treatment of G-SIBs and custodial banks, swaps margin implementation, cyber issues, exchange-traded funds (ETF) regulation, anti-trust issues related to "common ownership" in asset management, issues related to passive index investing, inter-affiliate margin issues, Volcker Rule, and cross-border application of the registration thresholds and external business conduct standards applicable to swap dealers and major swap participants. Implementation of the Economic Growth, Regulatory Relief, and Consumer Protection Act (S.2155). Investment advisor stewardship issues including Environmental, Social and Governance (ESG) issues. Digital assets. NMS plan governance. Advancement of diversity and inclusion initiatives. Response to the Covid 19 crisis, including matters related to market conditions, custody banking operations, and institutional deposit flows.
Economic Growth, Regulatory Relief, and Consumer Protection Act
Client: STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES · Firm: STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES
Implementation of Dodd-Frank Wall Street Reform and Consumer Protection Act and other regulatory reform issues, including regulatory treatment of G-SIBs and custodial banks, swaps margin implementation, cyber issues, exchange-traded funds (ETF) regulation, anti-trust issues related to "common ownership" in asset management, issues related to passive index investing, inter-affiliate margin issues, Volcker Rule, and cross-border application of the registration thresholds and external business conduct standards applicable to swap dealers and major swap participants. Implementation of the Economic Growth, Regulatory Relief, and Consumer Protection Act (S.2155). Investment advisor stewardship issues including Environmental, Social and Governance (ESG) issues. Digital assets.
Economic Growth, Regulatory Relief, and Consumer Protection Act
Client: STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES · Firm: STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES
Implementation of Dodd-Frank Wall Street Reform and Consumer Protection Act and other regulatory reform issues, including regulatory treatment of G-SIBs and custodial banks, swaps margin implementation, cyber issues, exchange-traded funds (ETF) regulation, anti-trust issues related to "common ownership" in asset management, issues related to passive index investing, inter-affiliate margin issues, Volcker Rule, and cross-border application of the registration thresholds and external business conduct standards applicable to swap dealers and major swap participants. Implementation of the Economic Growth, Regulatory Relief, and Consumer Protection Act (S.2155). Investment advisor stewardship issues including Environmental, Social and Governance (ESG) issues.
Automatic Retirement Plan Act of 2017
Client: STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES · Firm: STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES
Retirement savings incentives, including H.R. 4523 - Automatic Retirement Plan Act; H.R. 5282/S. 2526 - Retirement Enhancement and Savings Act; H.R. 4604 - Increasing Access to a Secure Retirement Act; S.3218 - Strengthening Financial Security Through Short-Term Savings Accounts Act; S.3219 - Bill to amend the Internal Revenue Code of 1986 and the Employee Retirement Income Security Act of 1974 to modify the requirements for multiple employer plans, and for other purposes; S.3220 - Refund to Rainy Day Savings Act; H.R.6990 - PRIA Act; next Portman/Cardin retirement bill
Automatic Retirement Plan Act of 2017
Client: STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES · Firm: STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES
Retirement savings incentives, including H.R. 4523 - Automatic Retirement Plan Act; H.R. 5282/S. 2526 - Retirement Enhancement and Savings Act; H.R. 4604 - Increasing Access to a Secure Retirement Act
Automatic Retirement Plan Act of 2017
Client: STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES · Firm: STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES
Retirement savings incentives, including H.R. 4523 - Automatic Retirement Plan Act; H.R. 5282/S. 2526 - Retirement Enhancement and Savings Act; S.3219 - Bill to amend the Internal Revenue Code of 1986 and the Employee Retirement Income Security Act of 1974 to modify the requirements for multiple employer plans, and for other purposes
Increasing Access to a Secure Retirement Act of 2017
Client: STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES · Firm: STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES
Retirement savings incentives, including H.R. 4523 - Automatic Retirement Plan Act; H.R. 5282/S. 2526 - Retirement Enhancement and Savings Act; H.R. 4604 - Increasing Access to a Secure Retirement Act
Increasing Access to a Secure Retirement Act of 2017
Client: STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES · Firm: STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES
Retirement savings incentives, including H.R. 4523 - Automatic Retirement Plan Act; H.R. 5282/S. 2526 - Retirement Enhancement and Savings Act; H.R. 4604 - Increasing Access to a Secure Retirement Act; S.3218 - Strengthening Financial Security Through Short-Term Savings Accounts Act; S.3219 - Bill to amend the Internal Revenue Code of 1986 and the Employee Retirement Income Security Act of 1974 to modify the requirements for multiple employer plans, and for other purposes; S.3220 - Refund to Rainy Day Savings Act; H.R.6990 - PRIA Act; next Portman/Cardin retirement bill
Retirement Enhancement and Savings Act of 2018
Client: STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES · Firm: STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES
Retirement savings incentives, including H.R. 4523 - Automatic Retirement Plan Act; H.R. 5282/S. 2526 - Retirement Enhancement and Savings Act; H.R. 4604 - Increasing Access to a Secure Retirement Act; S.3218 - Strengthening Financial Security Through Short-Term Savings Accounts Act; S.3219 - Bill to amend the Internal Revenue Code of 1986 and the Employee Retirement Income Security Act of 1974 to modify the requirements for multiple employer plans, and for other purposes; S.3220 - Refund to Rainy Day Savings Act; H.R.6990 - PRIA Act; next Portman/Cardin retirement bill
Retirement Enhancement and Savings Act of 2018
Client: STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES · Firm: STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES
Retirement savings incentives, including H.R. 4523 - Automatic Retirement Plan Act; H.R. 5282/S. 2526 - Retirement Enhancement and Savings Act; S.3219 - Bill to amend the Internal Revenue Code of 1986 and the Employee Retirement Income Security Act of 1974 to modify the requirements for multiple employer plans, and for other purposes
Retirement Enhancement and Savings Act of 2018
Client: STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES · Firm: STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES
Retirement savings incentives, including H.R. 4523 - Automatic Retirement Plan Act; H.R. 5282/S. 2526 - Retirement Enhancement and Savings Act; H.R. 4604 - Increasing Access to a Secure Retirement Act
PRIA Act of 2018
Client: STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES · Firm: STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES
Retirement savings incentives, including H.R. 4523 - Automatic Retirement Plan Act; H.R. 5282/S. 2526 - Retirement Enhancement and Savings Act; H.R. 4604 - Increasing Access to a Secure Retirement Act; S.3218 - Strengthening Financial Security Through Short-Term Savings Accounts Act; S.3219 - Bill to amend the Internal Revenue Code of 1986 and the Employee Retirement Income Security Act of 1974 to modify the requirements for multiple employer plans, and for other purposes; S.3220 - Refund to Rainy Day Savings Act; H.R.6990 - PRIA Act; next Portman/Cardin retirement bill
Retirement Enhancement and Savings Act of 2018
Client: STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES · Firm: STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES
Retirement savings incentives, including H.R. 4523 - Automatic Retirement Plan Act; H.R. 5282/S. 2526 - Retirement Enhancement and Savings Act; H.R. 4604 - Increasing Access to a Secure Retirement Act; S.3218 - Strengthening Financial Security Through Short-Term Savings Accounts Act; S.3219 - Bill to amend the Internal Revenue Code of 1986 and the Employee Retirement Income Security Act of 1974 to modify the requirements for multiple employer plans, and for other purposes; S.3220 - Refund to Rainy Day Savings Act; H.R.6990 - PRIA Act; next Portman/Cardin retirement bill
Retirement Enhancement and Savings Act of 2018
Client: STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES · Firm: STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES
Retirement savings incentives, including H.R. 4523 - Automatic Retirement Plan Act; H.R. 5282/S. 2526 - Retirement Enhancement and Savings Act; S.3219 - Bill to amend the Internal Revenue Code of 1986 and the Employee Retirement Income Security Act of 1974 to modify the requirements for multiple employer plans, and for other purposes
Retirement Enhancement and Savings Act of 2018
Client: STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES · Firm: STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES
Retirement savings incentives, including H.R. 4523 - Automatic Retirement Plan Act; H.R. 5282/S. 2526 - Retirement Enhancement and Savings Act; H.R. 4604 - Increasing Access to a Secure Retirement Act
Strengthening Financial Security Through Short-Term Savings Accounts Act of 2018
Client: STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES · Firm: STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES
Retirement savings incentives, including H.R. 4523 - Automatic Retirement Plan Act; H.R. 5282/S. 2526 - Retirement Enhancement and Savings Act; H.R. 4604 - Increasing Access to a Secure Retirement Act; S.3218 - Strengthening Financial Security Through Short-Term Savings Accounts Act; S.3219 - Bill to amend the Internal Revenue Code of 1986 and the Employee Retirement Income Security Act of 1974 to modify the requirements for multiple employer plans, and for other purposes; S.3220 - Refund to Rainy Day Savings Act; H.R.6990 - PRIA Act; next Portman/Cardin retirement bill
Refund to Rainy Day Savings Act
Client: STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES · Firm: STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES
Retirement savings incentives, including H.R. 4523 - Automatic Retirement Plan Act; H.R. 5282/S. 2526 - Retirement Enhancement and Savings Act; H.R. 4604 - Increasing Access to a Secure Retirement Act; S.3218 - Strengthening Financial Security Through Short-Term Savings Accounts Act; S.3219 - Bill to amend the Internal Revenue Code of 1986 and the Employee Retirement Income Security Act of 1974 to modify the requirements for multiple employer plans, and for other purposes; S.3220 - Refund to Rainy Day Savings Act; H.R.6990 - PRIA Act; next Portman/Cardin retirement bill
Consolidated Appropriations Act, 2016
Client: STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES · Firm: STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES
Issues related to systemic risk and resolution of large banks; HR 2029 - Consolidated Appropriations Act of 2016, with respect to banking policy issues.
Consolidated Appropriations Act, 2016
Client: STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES · Firm: STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES
Issues related to systemic risk and resolution of large banks; HR 2029 - Consolidated Appropriations Act of 2016, with respect to banking policy issues.
Consolidated Appropriations Act, 2016
Client: STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES · Firm: STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES
Issues related to systemic risk and resolution of large banks; HR 2029 - Consolidated Appropriations Act of 2016, with respect to banking policy issues; HR 22 - Fixing Americas Surface Transportation Act, with respect to changes to payment of Fed dividends to member banks
Consolidated Appropriations Act, 2016
Client: STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES · Firm: STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES
Issues related to systemic risk and resolution of large banks; HR 2029 - Consolidated Appropriations Act of 2016, with respect to banking policy issues; HR 22 - Fixing Americas Surface Transportation Act, with respect to changes to payment of Fed dividends to member banks
Consolidated Appropriations Act, 2016
Client: STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES · Firm: STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES
Issues related to systemic risk and resolution of large banks; HR 2029 - Consolidated Appropriations Act of 2016, with respect to banking policy issues.
Consolidated Appropriations Act, 2016
Client: STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES · Firm: STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES
Issues related to systemic risk and resolution of large banks; HR 2029 - Consolidated Appropriations Act of 2016, with respect to banking policy issues.
FAST Act
Client: STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES · Firm: STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES
Issues related to systemic risk and resolution of large banks; HR 2029 - Consolidated Appropriations Act of 2016, with respect to banking policy issues; HR 22 - Fixing Americas Surface Transportation Act, with respect to changes to payment of Fed dividends to member banks
FAST Act
Client: STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES · Firm: STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES
Issues related to systemic risk and resolution of large banks; HR 2029 - Consolidated Appropriations Act of 2016, with respect to banking policy issues; HR 22 - Fixing Americas Surface Transportation Act, with respect to changes to payment of Fed dividends to member banks
Consolidated Appropriations Act, 2016
Client: STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES · Firm: STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES
Issues related to systemic risk and resolution of large banks; HR 2029 - Consolidated Appropriations Act of 2016, with respect to banking policy issues; HR 22 - Fixing Americas Surface Transportation Act, with respect to changes to payment of Fed dividends to member banks
FAST Act
Client: STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES · Firm: STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES
Issues related to systemic risk and resolution of large banks; HR 2029 - Consolidated Appropriations Act of 2016, with respect to banking policy issues; HR 22 - Fixing Americas Surface Transportation Act, with respect to changes to payment of Fed dividends to member banks
21st Century Glass-Steagall Act of 2013
Client: STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES · Firm: STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES
Issues related to systemic risk and resolution of large banks; S.1282: 21st Century Glass-Steagall Act of 2013
21st Century Glass-Steagall Act of 2013
Client: STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES · Firm: STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES
Issues related to systemic risk and resolution of large banks; S.1282: 21st Century Glass-Steagall Act of 2013
Overseas Voting Education and Reform, Safeguarding Every American's Vote Act
Client: STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES · Firm: STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES
See addendum page for complete description. Financial services regulatory reform (including H.R. 4173) as it relates to treatment of alternative investment funds, pension plans, foreign exchange forwards and similar contracts, derivatives central clearing and collateral rules, repeal of Federal Reserve Regulation Q (which prohibits payment of interest on demand deposits), FDIC funding, custodial requirements for investment advisors, limits on bank proprietary trading and alternative fund sponsorship, regulatory authority of the Federal Reserve, regulatory use of credit ratings, funding mechanism for systemic risk resolution fund, Federal Reserve Section 23A (transactions with affiliates) and national bank lending limits.
Overseas Voting Education and Reform, Safeguarding Every American's Vote Act
Client: STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES · Firm: STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES
See addendum page for complete description. Financial services regulatory reform (including H.R. 4173) as it relates to treatment of alternative investment funds, pension plans, foreign exchange forwards and similar contracts, derivatives central clearing and collateral rules, fiduciary duty for swaps dealers, swap dealer "spin-off" requirements, repeal of Federal Reserve Regulation Q (which prohibits payment of interest on demand deposits), FDIC funding, custodial requirements for investment advisors, limits on bank proprietary trading and alternative fund sponsorship ("Volcker Rule"), regulatory authority of the Federal Reserve, prudential standards (including capital requirements) for large, interconnected banks, regulatory use of credit ratings, funding mechanism for systemic risk resolution fund, Federal Reserve Section 23A (transactions with affiliates) and national bank lending limits.
Overseas Voting Education and Reform, Safeguarding Every American's Vote Act
Client: STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES · Firm: STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES
See addendum page for complete description. Financial services regulatory reform (including H.R. 4173) as it relates to treatment of alternative investment funds, pension plans, foreign exchange forwards and similar contracts, derivatives central clearing and collateral rules, fiduciary duty for swaps dealers, swap dealer "spin-off" requirements, repeal of Federal Reserve Regulation Q (which prohibits payment of interest on demand deposits), FDIC funding, custodial requirements for investment advisors, limits on bank proprietary trading and alternative fund sponsorship ("Volcker Rule"), regulatory authority of the Federal Reserve, prudential standards (including capital requirements) for large, interconnected banks, regulatory use of credit ratings, funding mechanism for systemic risk resolution fund, Federal Reserve Section 23A (transactions with affiliates) and national bank lending limits.
Overseas Voting Education and Reform, Safeguarding Every American's Vote Act
Client: STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES · Firm: STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES
Financial services regulatory reform (including H.R. 4173) as it relates to treatment of alternative investment funds, pension plans, foreign exchange forwards and similar contracts, FDIC funding, custodial requirements for investment advisers, and systemic risk.
Tax Reduction and Reform Act of 2007
Client: STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES · Firm: STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES
Domestic and international tax issues related to custodial banking (H.R. 3970 - "The Tax Reduction and Reform Act of 2007"); federal tax legislation relating to energy policy, re-authorization of agriculture programs, and extension of temporary tax provisions.
Food and Energy Security Act of 2007
Client: STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES · Firm: STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES
Taxation, H.R. 2419 and S. 2302, as it relates to leasing transactions.
Food and Energy Security Act of 2007
Client: STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES · Firm: STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES
Taxation, H.R. 2419 and S. 2302, as it relates to leasing transactions.
Food and Energy Security Act of 2007
Client: STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES · Firm: STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES
Taxation, H.R. 2419 and S. 2302, as it relates to leasing transactions.
Native American Sacred Lands Act
Client: STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES · Firm: STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES
Taxation, H.R. 2419 and S. 2302, as it relates to leasing transactions.
Native American Sacred Lands Act
Client: STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES · Firm: STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES
Taxation, H.R. 2419 and S. 2302, as it relates to leasing transactions.
Native American Sacred Lands Act
Client: STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES · Firm: STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES
Taxation, H.R. 2419 and S. 2302, as it relates to leasing transactions.
Ten Steps to Transform Health Care in America Act
Client: STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES · Firm: STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES
Pension reform legislation (S.1953, S.1783, H.R. 2830)
Ginseng Harvest Labeling Act of 2007
Client: STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES · Firm: STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES
Pension reform legislation (S.1953, S.1783, H.R. 2830)
Tropical Forest and Coral Conservation Reauthorization Act of 2007
Client: STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES · Firm: STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES
International taxation, as it relates to WTO FSC/ETI dispute. Taxation, S. 2020, as it relates to leasing transactions
Food and Energy Security Act of 2007
Client: STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES · Firm: STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES
Taxation, H.R. 2419 and S. 2302, as it relates to leasing transactions.
Native American Sacred Lands Act
Client: STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES · Firm: STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES
Taxation, H.R. 2419 and S. 2302, as it relates to leasing transactions.
Open Space Preservation Promotion Act of 2003
Client: STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES · Firm: STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES
Pension reform legislation (S.1953, S.1783, H.R. 2830)
Pension Security and Transparency Act of 2005
Client: STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES · Firm: STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES
Pension reform legislation (S.1953, S.1783, H.R. 2830)
National Employee Savings and Trust Equity Guarantee Act of 2005
Client: STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES · Firm: STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES
Pension reform legislation (S.1953, S.1783, H.R. 2830)
Business Checking Freedom Act of 2003
Client: STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES · Firm: STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES
H.R. 758 and S. 553, Business Checking Freedom Act of 2003, relating to the effective date.
Business Checking Freedom Act of 2003
Client: STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES · Firm: STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES
H.R. 758 and S. 553, Business Checking Freedom Act of 2003, relating to the effective date.
Trade/market access issues.
Retirement savings incentives, including: Retirement Fairness for Charities and Educational Institutions Act of 2025; SECURE 3.0; private markets legislation; litigation reform; One Big Beautiful Bill Act.
Corporate and international tax changes, including Section 899 proposals. Retirement savings incentives. Tax treatment of certain precious metal-backed ETFs.
Issues related to systemic risk and resolution of large banks. Anti-money laundering issues. Bank capital and liquidity regulations.
Filing targets: Commerce, Dept of (DOC), Commodity Futures Trading Commission (CFTC), Federal Deposit Insurance Corporation (FDIC), Federal Reserve System, HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), Natl Economic Council (NEC), Natl Security Council (NSC), Office of the Comptroller of the Currency (OCC), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES via STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES
2026 · second_quarter · Q2
Trade/market access issues.
Corporate and international tax changes, including Section 899 proposals. Retirement savings incentives. Tax treatment of certain precious metal-backed ETFs.
Retirement savings incentives, including: Retirement Fairness for Charities and Educational Institutions Act of 2025; SECURE 3.0; private markets legislation; litigation reform; One Big Beautiful Bill Act.
Financial services regulatory issues, including regulatory treatment of G-SIBs and custodial banks, cyber issues, exchange-traded funds (ETF) regulation, anti-trust issues related to "common ownership" in asset management, and issues related to passive index investing. Investment advisor stewardship issues including Environmental, Social and Governance (ESG) issues. Digital assets and digital asset custody. Securities and Exchange Commission (SEC) liquidity and safeguarding rules.
Issues related to systemic risk and resolution of large banks. Anti-money laundering issues. Bank capital and liquidity regulations.
Filing targets: Commerce, Dept of (DOC), Commodity Futures Trading Commission (CFTC), Federal Deposit Insurance Corporation (FDIC), Federal Reserve System, HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), Natl Economic Council (NEC), Natl Security Council (NSC), Office of the Comptroller of the Currency (OCC), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES via STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES
2026 · first_quarter · Q1
Retirement savings incentives, including: Retirement Fairness for Charities and Educational Institutions Act of 2025; SECURE 3.0; private markets legislation; litigation reform; One Big Beautiful Bill Act.
Issues related to systemic risk and resolution of large banks. Anti-money laundering issues. Bank capital and liquidity regulations.
Corporate and international tax changes, including Section 899 proposals. Retirement savings incentives. Tax treatment of certain precious metal-backed ETFs.
Financial services regulatory issues, including regulatory treatment of G-SIBs and custodial banks, cyber issues, exchange-traded funds (ETF) regulation, anti-trust issues related to "common ownership" in asset management, and issues related to passive index investing. Investment advisor stewardship issues including Environmental, Social and Governance (ESG) issues. Digital assets and digital asset custody. Securities and Exchange Commission (SEC) liquidity and safeguarding rules.
Trade/market access issues.
Filing targets: Commerce, Dept of (DOC), Commodity Futures Trading Commission (CFTC), Federal Deposit Insurance Corporation (FDIC), Federal Reserve System, HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), Natl Economic Council (NEC), Natl Security Council (NSC), Office of the Comptroller of the Currency (OCC), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES via STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES
2025 · fourth_quarter · Q4
Corporate and international tax changes, including Section 899 proposals. Retirement savings incentives. Tax treatment of certain precious metal-backed ETFs.
Financial services regulatory issues, including regulatory treatment of G-SIBs and custodial banks, cyber issues, exchange-traded funds (ETF) regulation, anti-trust issues related to "common ownership" in asset management, and issues related to passive index investing. Investment advisor stewardship issues including Environmental, Social and Governance (ESG) issues. Digital assets and digital asset custody. Securities and Exchange Commission (SEC) liquidity and safeguarding rules.
Retirement savings incentives, including: Retirement Fairness for Charities and Educational Institutions Act of 2025; SECURE 3.0; private markets legislation; litigation reform; One Big Beautiful Bill Act.
Issues related to systemic risk and resolution of large banks. Anti-money laundering issues. Bank capital and liquidity regulations.
Trade/market access issues.
Filing targets: Commerce, Dept of (DOC), Commodity Futures Trading Commission (CFTC), Federal Deposit Insurance Corporation (FDIC), Federal Reserve System, HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), Natl Economic Council (NEC), Natl Security Council (NSC), Office of the Comptroller of the Currency (OCC), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES via STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES
2025 · third_quarter · Q3
Corporate and international tax changes, including Section 899 proposals. Retirement savings incentives. Tax treatment of certain precious metal-backed ETFs.
Financial services regulatory issues, including regulatory treatment of G-SIBs and custodial banks, cyber issues, exchange-traded funds (ETF) regulation, anti-trust issues related to "common ownership" in asset management, and issues related to passive index investing. Investment advisor stewardship issues including Environmental, Social and Governance (ESG) issues. Digital assets and digital asset custody. Securities and Exchange Commission (SEC) liquidity and safeguarding rules.
Retirement savings incentives, including: Retirement Fairness for Charities and Educational Institutions Act of 2025; SECURE 3.0; private markets legislation; litigation reform; One Big Beautiful Bill Act.
Issues related to systemic risk and resolution of large banks. Anti-money laundering issues. Bank capital and liquidity regulations.
Trade/market access issues.
Filing targets: Commerce, Dept of (DOC), Commodity Futures Trading Commission (CFTC), Federal Deposit Insurance Corporation (FDIC), Federal Reserve System, HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), Natl Economic Council (NEC), Natl Security Council (NSC), Office of the Comptroller of the Currency (OCC), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES via STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES
2025 · second_quarter · Q2
Retirement savings incentives, including: Retirement Fairness for Charities and Educational Institutions Act of 2025; SECURE 3.0; private markets legislation; litigation reform; One Big Beautiful Bill Act.
Issues related to systemic risk and resolution of large banks. Anti-money laundering issues. Bank capital and liquidity regulations.
Trade/market access issues.
STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES via STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES
2025 · first_quarter · Q1
Trade/market access issues.
Corporate and international tax changes. Retirement savings incentives. Tax treatment of certain precious metal-backed ETFs.
Financial services regulatory issues, including regulatory treatment of G-SIBs and custodial banks, cyber issues, exchange-traded funds (ETF) regulation, anti-trust issues related to "common ownership" in asset management, and issues related to passive index investing. Investment advisor stewardship issues including Environmental, Social and Governance (ESG) issues. Digital assets and digital asset custody. Securities and Exchange Commission (SEC) liquidity and safeguarding rules. SEC Staff Accounting Bulletin 121. Advancement of diversity and inclusion initiatives.
STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES via STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES
2024 · fourth_quarter · Q4
Corporate and international tax changes. Retirement savings incentives. Tax treatment of certain precious metal-backed ETFs.
Trade/market access issues.
Retirement savings incentives, including: Automatic Retirement Plan Act; Retirement Fairness for Charities and Educational Institutions Act of 2023; Default annuitization.
STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES via STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES
2024 · third_quarter · Q3
Implementation of Dodd-Frank Wall Street Reform and Consumer Protection Act and other regulatory reform issues, including regulatory treatment of G-SIBs and custodial banks, cyber issues, exchange-traded funds (ETF) regulation, anti-trust issues related to "common ownership" in asset management, and issues related to passive index investing. Investment advisor stewardship issues including Environmental, Social and Governance (ESG) issues. Digital assets and digital asset custody. Securities and Exchange Commission (SEC) liquidity and safeguarding rules. SEC Staff Accounting Bulletin 121. Advancement of diversity and inclusion initiatives.
Retirement savings incentives, including: Automatic Retirement Plan Act; Retirement Fairness for Charities and Educational Institutions Act of 2023; Default annuitization.
STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES via STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES
2024 · second_quarter · Q2
Trade/market access issues.
Retirement savings incentives, including: Automatic Retirement Plan Act; Retirement Fairness for Charities and Educational Institutions Act of 2023; Default annuitization.
Implementation of Dodd-Frank Wall Street Reform and Consumer Protection Act and other regulatory reform issues, including regulatory treatment of G-SIBs and custodial banks, cyber issues, exchange-traded funds (ETF) regulation, anti-trust issues related to "common ownership" in asset management, and issues related to passive index investing. Investment advisor stewardship issues including Environmental, Social and Governance (ESG) issues. Digital assets and digital asset custody. Securities and Exchange Commission (SEC) liquidity and safeguarding rules. SEC Staff Accounting Bulletin 121. Advancement of diversity and inclusion initiatives.
STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES via STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES
2024 · first_quarter · Q1
Issues related to systemic risk and resolution of large banks. EU's Intermediate Holding Company proposal. Anti-money laundering issues.
Retirement savings incentives, including: Automatic Retirement Plan Act; Retirement Fairness for Charities and Educational Institutions Act of 2023; Default annuitization.
Implementation of Dodd-Frank Wall Street Reform and Consumer Protection Act and other regulatory reform issues, including regulatory treatment of G-SIBs and custodial banks, cyber issues, exchange-traded funds (ETF) regulation, anti-trust issues related to "common ownership" in asset management, and issues related to passive index investing. Investment advisor stewardship issues including Environmental, Social and Governance (ESG) issues. Digital assets and digital asset custody. NMS plan governance. Advancement of diversity and inclusion initiatives.
STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES via STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES
2023 · fourth_quarter · Q4
Issues related to systemic risk and resolution of large banks. EU's Intermediate Holding Company proposal. Anti-money laundering issues.
Trade/market access issues.
Implementation of Dodd-Frank Wall Street Reform and Consumer Protection Act and other regulatory reform issues, including regulatory treatment of G-SIBs and custodial banks, cyber issues, exchange-traded funds (ETF) regulation, anti-trust issues related to "common ownership" in asset management, and issues related to passive index investing. Investment advisor stewardship issues including Environmental, Social and Governance (ESG) issues. Digital assets and digital asset custody. NMS plan governance. Advancement of diversity and inclusion initiatives.
STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES via STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES
2023 · third_quarter · Q3
Trade/market access issues.
Issues related to systemic risk and resolution of large banks. EU's Intermediate Holding Company proposal. Anti-money laundering issues.
Retirement savings incentives, including: Automatic Retirement Plan Act; Retirement Fairness for Charities and Educational Institutions Act of 2023; Default annuitization.
STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES via STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES
2023 · second_quarter · Q2
Trade/market access issues.
Corporate and international tax changes. Retirement savings incentives.
Issues related to systemic risk and resolution of large banks. EU's Intermediate Holding Company proposal. Anti-money laundering issues.
STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES via STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES
2023 · first_quarter · Q1
Trade/market access issues.
Corporate and international tax changes. Retirement savings incentives.
Retirement savings incentives, including Automatic Retirement Plan Act; Retirement Enhancement and Savings Act; Retirement Plan Simplification and Enhancement Act; Portman-Cardin bill and 403(b) plan use of collective investment trusts; CARES Act guidance; and HEROES Act. DOL ESG regulation. Default annuitization.
STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES via STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES
2022 · fourth_quarter · Q4
Corporate and international tax changes; tax treatment of certain exchange-traded funds (ETFs) in mutual funds; retirement savings incentives.
Trade/market access issues.
Implementation of Dodd-Frank Wall Street Reform and Consumer Protection Act and other regulatory reform issues, including regulatory treatment of G-SIBs and custodial banks, cyber issues, exchange-traded funds (ETF) regulation, anti-trust issues related to "common ownership" in asset management, and issues related to passive index investing. INDEX Act (S. 4241). Investment advisor stewardship issues including Environmental, Social and Governance (ESG) issues. Digital assets and digital asset custody. NMS plan governance. LIBOR transition. Advancement of diversity and inclusion initiatives.
STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES via STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES
2022 · third_quarter · Q3
Retirement savings incentives, including Automatic Retirement Plan Act; Retirement Enhancement and Savings Act; Retirement Plan Simplification and Enhancement Act; Setting Every Community Up for Retirement Enhancement (SECURE) Act 2.0; Enhancing Emergency and Retirement Savings Act; Portman-Cardin bill and 403(b) plan use of collective investment trusts; CARES Act guidance; HEROES Act; and retirement provisions in Build Back Better legislation. DOL ESG regulation. Default annuitization.
Corporate and international tax changes; tax treatment of certain exchange-traded funds (ETFs) in mutual funds; retirement savings incentives.
STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES via STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES
2022 · second_quarter · Q2
Corporate and international tax changes; tax treatment of certain exchange-traded funds (ETFs) in mutual funds; retirement savings incentives.
Implementation of Dodd-Frank Wall Street Reform and Consumer Protection Act and other regulatory reform issues, including regulatory treatment of G-SIBs and custodial banks, cyber issues, exchange-traded funds (ETF) regulation, anti-trust issues related to "common ownership" in asset management, and issues related to passive index investing. INDEX Act (S. 4241). Investment advisor stewardship issues including Environmental, Social and Governance (ESG) issues. Digital assets and digital asset custody. NMS plan governance. LIBOR transition. Advancement of diversity and inclusion initiatives.
STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES via STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES
2022 · first_quarter · Q1
Trade/market access issues.
Issues related to systemic risk and resolution of large banks. EU's Intermediate Holding Company proposal. Cannabis banking. Anti-money laundering issues.
Retirement savings incentives, including Automatic Retirement Plan Act; Retirement Enhancement and Savings Act; Retirement Plan Simplification and Enhancement Act; Setting Every Community Up for Retirement Enhancement (SECURE) Act 2.0; Enhancing Emergency and Retirement Savings Act; Portman-Cardin bill and 403(b) plan use of collective investment trusts; CARES Act guidance; HEROES Act; and retirement provisions in Build Back Better legislation. DOL ESG regulation. Default annuitization.
STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES via STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES
2021 · fourth_quarter · Q4
Retirement savings incentives, including Automatic Retirement Plan Act; Retirement Enhancement and Savings Act; Retirement Plan Simplification and Enhancement Act; Setting Every Community Up for Retirement Enhancement (SECURE) Act 2.0; Enhancing Emergency and Retirement Savings Act; Portman-Cardin bill and 403(b) plan use of collective investment trusts; CARES Act guidance; HEROES Act; and retirement provisions in Build Back Better legislation. DOL ESG regulation. Default annuitization.
Corporate and international tax changes; tax treatment of exchange-traded funds; retirement savings incentives.
STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES via STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES
2021 · third_quarter · Q3
Retirement savings incentives, including Automatic Retirement Plan Act; Retirement Enhancement and Savings Act; Retirement Plan Simplification and Enhancement Act; Setting Every Community Up for Retirement Enhancement (SECURE) Act 2.0; Enhancing Emergency and Retirement Savings Act; Portman-Cardin bill and 403(b) plan use of collective investment trusts; CARES Act guidance; and HEROES Act. DOL ESG regulation. Default annuitization.
Corporate and international tax changes; tax treatment of exchange-traded funds; retirement savings incentives.
STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES via STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES
2021 · second_quarter · Q2
Implementation of Dodd-Frank Wall Street Reform and Consumer Protection Act and other regulatory reform issues, including regulatory treatment of G-SIBs and custodial banks, cyber issues, exchange-traded funds (ETF) regulation, anti-trust issues related to "common ownership" in asset management, and issues related to passive index investing. Investment advisor stewardship issues including Environmental, Social and Governance (ESG) issues. Digital assets. NMS plan governance. LIBOR transition. Advancement of diversity and inclusion initiatives. Response to the Covid 19 crisis, including matters related to market conditions, custody banking operations, and institutional deposit flows.
Trade/market access issues.
STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES via STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES
2021 · first_quarter · Q1
Issues related to systemic risk and resolution of large banks. EU's Intermediate Holding Company proposal. Cannabis banking. Anti-money laundering issues, including the ILLICIT CASH Act.
Corporate and international taxation; retirement savings incentives.
Retirement savings incentives, including Automatic Retirement Plan Act; Retirement Enhancement and Savings Act; Retirement Plan Simplification and Enhancement Act; Setting Every Community Up for Retirement Enhancement(SECURE)Act 2.0; Portman-Cardin bill and 403(b) plan use of collective investment trusts; CARES Act guidance; and HEROES Act. DOL ESG regulation. Default annuitization.
STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES via STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES
2020 · fourth_quarter · Q4
Implementation of Dodd-Frank Wall Street Reform and Consumer Protection Act and other regulatory reform issues, including regulatory treatment of G-SIBs and custodial banks, swaps margin implementation, cyber issues, exchange-traded funds (ETF) regulation, anti-trust issues related to "common ownership" in asset management, issues related to passive index investing, inter-affiliate margin issues, and cross-border application of the registration thresholds and external business conduct standards applicable to swap dealers and major swap participants. Investment advisor stewardship issues including Environmental, Social and Governance (ESG) issues. Digital assets. NMS plan governance. LIBOR transition. Advancement of diversity and inclusion initiatives. Response to the Covid 19 crisis, including matters related to market conditions, custody banking operations, and institutional deposit flows.
Implementation of fundamental tax reform; Retirement savings incentives.
STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES via STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES
2020 · third_quarter · Q3
Implementation of Dodd-Frank Wall Street Reform and Consumer Protection Act and other regulatory reform issues, including regulatory treatment of G-SIBs and custodial banks, swaps margin implementation, cyber issues, exchange-traded funds (ETF) regulation, anti-trust issues related to "common ownership" in asset management, issues related to passive index investing, inter-affiliate margin issues, Volcker Rule, and cross-border application of the registration thresholds and external business conduct standards applicable to swap dealers and major swap participants. Implementation of the Economic Growth, Regulatory Relief, and Consumer Protection Act (S.2155). Investment advisor stewardship issues including Environmental, Social and Governance (ESG) issues. Digital assets. NMS plan governance. Advancement of diversity and inclusion initiatives. Response to the Covid 19 crisis, including matters related to market conditions, custody banking operations, and institutional deposit flows.
STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES via STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES
2020 · second_quarter · Q2
Trade/market access issues.
Implementation of Dodd-Frank Wall Street Reform and Consumer Protection Act and other regulatory reform issues, including regulatory treatment of G-SIBs and custodial banks, swaps margin implementation, cyber issues, exchange-traded funds (ETF) regulation, anti-trust issues related to "common ownership" in asset management, issues related to passive index investing, inter-affiliate margin issues, Volcker Rule, and cross-border application of the registration thresholds and external business conduct standards applicable to swap dealers and major swap participants. Implementation of the Economic Growth, Regulatory Relief, and Consumer Protection Act (S.2155). Investment advisor stewardship issues including Environmental, Social and Governance (ESG) issues. Digital assets. NMS plan governance. Advancement of diversity and inclusion initiatives. Response to the Covid 19 crisis, including matters related to market conditions, custody banking operations, and institutional deposit flows.
STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES via STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES
2020 · first_quarter · Q1
Issues related to systemic risk and resolution of large banks. EU's Intermediate Holding Company proposal. Cannabis banking. Anti-money laundering issues, including the ILLICIT CASH Act.
Retirement savings incentives, including Automatic Retirement Plan Act; Retirement Enhancement and Savings Act; Retirement Plan Simplification and Enhancement Act; Setting Every Community Up for Retirement Enhancement(SECURE)Act; Portman-Cardin bill. Default annuitization.
Implementation of fundamental tax reform; Retirement savings incentives.
STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES via STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES
2019 · fourth_quarter · Q4
Issues related to systemic risk and resolution of large banks; EU's Intermediate Holding Company proposal. Cannabis banking.
Implementation of fundamental tax reform; Retirement savings incentives.
Implementation of Dodd-Frank Wall Street Reform and Consumer Protection Act and other regulatory reform issues, including regulatory treatment of G-SIBs and custodial banks, swaps margin implementation, cyber issues, exchange-traded funds (ETF) regulation, anti-trust issues related to "common ownership" in asset management, issues related to passive index investing, inter-affiliate margin issues, Volcker Rule, and cross-border application of the registration thresholds and external business conduct standards applicable to swap dealers and major swap participants. Implementation of the Economic Growth, Regulatory Relief, and Consumer Protection Act (S.2155). Investment advisor stewardship issues including Environmental, Social and Governance (ESG) issues. Digital assets.
STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES via STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES
2019 · third_quarter · Q3
Trade/market access issues.
Issues related to systemic risk and resolution of large banks; EU's Intermediate Holding Company proposal.
Implementation of Dodd-Frank Wall Street Reform and Consumer Protection Act and other regulatory reform issues, including regulatory treatment of G-SIBs and custodial banks, swaps margin implementation, cyber issues, exchange-traded funds (ETF) regulation, anti-trust issues related to "common ownership" in asset management, issues related to passive index investing, inter-affiliate margin issues, Volcker Rule, and cross-border application of the registration thresholds and external business conduct standards applicable to swap dealers and major swap participants. Implementation of the Economic Growth, Regulatory Relief, and Consumer Protection Act (S.2155). Investment advisor stewardship issues including Environmental, Social and Governance (ESG) issues.
STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES via STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES
2019 · second_quarter · Q2
Implementation of fundamental tax reform, the A Better Way for Tax Reform plan; Retirement savings incentives.
Implementation of Dodd-Frank Wall Street Reform and Consumer Protection Act and other regulatory reform issues, including regulatory treatment of G-SIBs and custodial banks, swaps margin implementation, cyber issues, exchange-traded funds (ETF) regulation, anti-trust issues related to "common ownership" in asset management, issues related to passive index investing, inter-affiliate margin issues, investor advisor governance, Volcker Rule, and cross-border application of the registration thresholds and external business conduct standards applicable to swap dealers and major swap participants.
STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES via STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES
2019 · first_quarter · Q1
Issues related to systemic risk and resolution of large banks; EU's Intermediate Holding Company proposal
China trade/market access
Implementation of Dodd-Frank Wall Street Reform and Consumer Protection Act and other regulatory reform issues, including regulatory treatment of G-SIBs and custodial banks, swaps margin implementation, cyber issues, exchange-traded funds (ETF) regulation, anti-trust issues related to "common ownership" in asset management, issues related to passive index investing, inter-affiliate margin issues, investor advisor governance, Volcker Rule, and cross-border application of the registration thresholds and external business conduct standards applicable to swap dealers and major swap participants.
STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES via STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES
2018 · fourth_quarter · Q4
Issues related to systemic risk and resolution of large banks; Financial Services and General Government Appropriations Bill of 2018 with respect to banking policy issues; EUs Intermediate Holding Company proposal
Retirement savings incentives, including H.R. 4523 - Automatic Retirement Plan Act; H.R. 5282/S. 2526 - Retirement Enhancement and Savings Act; S.3219 - Bill to amend the Internal Revenue Code of 1986 and the Employee Retirement Income Security Act of 1974 to modify the requirements for multiple employer plans, and for other purposes
STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES via STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES
2018 · third_quarter · Q3
Retirement savings incentives, including H.R. 4523 - Automatic Retirement Plan Act; H.R. 5282/S. 2526 - Retirement Enhancement and Savings Act; H.R. 4604 - Increasing Access to a Secure Retirement Act; S.3218 - Strengthening Financial Security Through Short-Term Savings Accounts Act; S.3219 - Bill to amend the Internal Revenue Code of 1986 and the Employee Retirement Income Security Act of 1974 to modify the requirements for multiple employer plans, and for other purposes; S.3220 - Refund to Rainy Day Savings Act; H.R.6990 - PRIA Act; next Portman/Cardin retirement bill
Issues related to systemic risk and resolution of large banks; Financial Services and General Government Appropriations Bill of 2018 with respect to banking policy issues; EUs Intermediate Holding Company proposal
STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES via STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES
2018 · second_quarter · Q2
Issues related to systemic risk and resolution of large banks; Financial Services and General Government Appropriations Bill of 2018 with respect to banking policy issues; EUs Intermediate Holding Company proposal
Retirement savings incentives, including H.R. 4523 - Automatic Retirement Plan Act; H.R. 5282/S. 2526 - Retirement Enhancement and Savings Act; H.R. 4604 - Increasing Access to a Secure Retirement Act
China trade/market access
STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES via STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES
2018 · first_quarter · Q1
Issues related to systemic risk and resolution of large banks; Financial Services and General Government Appropriations Bill of 2018 with respect to banking policy issues; EUs Intermediate Holding Company proposal
Fundamental tax reform, the A Better Way for Tax Reform plan; Retirement savings incentives.
China trade/market access
STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES via STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES
2017 · fourth_quarter · Q4
Issues related to systemic risk and resolution of large banks; Financial Services and General Government Appropriations Bill of 2018 with respect to banking policy issues; EUs Intermediate Holding Company proposal
Fundamental tax reform, the A Better Way for Tax Reform plan; Retirement savings incentives.
China trade/market access
STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES via STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES
2017 · third_quarter · Q3
Fundamental tax reform, the A Better Way for Tax Reform plan; Retirement savings incentives.
Issues related to systemic risk and resolution of large banks; Financial Services and General Government Appropriations Bill of 2018 with respect to banking policy issues; EUs Intermediate Holding Company proposal
Implementation of Dodd-Frank Wall Street Reform and Consumer Protection Act and other regulatory reform issues, including regulatory treatment of G-SIBs and custodial banks, swaps margin implementation, cyber issues, exchange-traded funds (ETF) regulation, investor advisor governance, and cross-border application of the registration thresholds and external business conduct standards applicable to swap dealers and major swap participants.
STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES via STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES
2017 · second_quarter · 2A
Retirement savings incentives
Implementation of Dodd-Frank Wall Street Reform and Consumer Protection Act and other regulatory reform issues, including regulatory treatment of G-SIBs and custodial banks, swaps margin implementation, cyber issues, exchange-traded funds (ETF) regulation, investor advisor governance, and cross-border application of the registration thresholds and external business conduct standards applicable to swap dealers and major swap participants.
Fundamental tax reform, the A Better Way for Tax Reform plan; Retirement savings incentives.
STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES via STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES
2017 · first_quarter · 1A
Implementation of Dodd-Frank Wall Street Reform and Consumer Protection Act and other regulatory reform issues, including regulatory treatment of G-SIBs and custodial banks, swaps margin implementation, cyber issues, investor advisor governance, and cross-border application of the registration thresholds and external business conduct standards applicable to swap dealers and major swap participants.
Issues related to systemic risk and resolution of large banks; Financial Services and General Government Appropriations Bill of 2018 with respect to banking policy issues; EUs Intermediate Holding Company proposal
STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES via STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES
2017 · second_quarter · Q2
Fundamental tax reform, the A Better Way for Tax Reform plan; Retirement savings incentives.
Issues related to systemic risk and resolution of large banks; Financial Services and General Government Appropriations Bill of 2018 with respect to banking policy issues; EUs Intermediate Holding Company proposal
Implementation of Dodd-Frank Wall Street Reform and Consumer Protection Act and other regulatory reform issues, including regulatory treatment of G-SIBs and custodial banks, swaps margin implementation, cyber issues, exchange-traded funds (ETF) regulation, investor advisor governance, and cross-border application of the registration thresholds and external business conduct standards applicable to swap dealers and major swap participants.
STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES via STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES
2017 · first_quarter · Q1
Retirement savings incentives
Issues related to systemic risk and resolution of large banks; Financial Services and General Government Appropriations Bill of 2018 with respect to banking policy issues; EUs Intermediate Holding Company proposal
Fundamental tax reform, the A Better Way for Tax Reform plan; Retirement savings incentives.
STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES via STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES
2016 · fourth_quarter · 4A
Issues related to systemic risk and resolution of large banks; HR 2029 - Consolidated Appropriations Act of 2016, with respect to banking policy issues.
Implementation of Dodd-Frank Wall Street Reform and Consumer Protection Act and other regulatory reform issues, including regulatory treatment of G-SIBs and custodial banks, the Hague Securities Convention, swaps margin implementation, cyber issues, investor advisor governance, and cross-border application of the registration thresholds and external business conduct standards applicable to swap dealers and major swap participants.
STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES via STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES
2016 · first_quarter · 1A
Issues related to systemic risk and resolution of large banks; HR 2029 - Consolidated Appropriations Act of 2016, with respect to banking policy issues; HR 22 - Fixing Americas Surface Transportation Act, with respect to changes to payment of Fed dividends to member banks
International tax reform, related to deferral and cross-border compliance; Retirement savings incentives
Retirement savings incentives
STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES via STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES
2016 · fourth_quarter · Q4
Fundamental tax reform, the A Better Way for Tax Reform plan; Retirement savings incentives.
Implementation of Dodd-Frank Wall Street Reform and Consumer Protection Act and other regulatory reform issues, including regulatory treatment of G-SIBs and custodial banks, the Hague Securities Convention, swaps margin implementation, cyber issues, investor advisor governance, and cross-border application of the registration thresholds and external business conduct standards applicable to swap dealers and major swap participants.
STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES via STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES
2016 · third_quarter · Q3
Issues related to systemic risk and resolution of large banks; HR 2029 - Consolidated Appropriations Act of 2016, with respect to banking policy issues.
Retirement savings incentives
Implementation of Dodd-Frank Wall Street Reform and Consumer Protection Act and other regulatory reform issues, including regulatory treatment of G-SIBs and custodial banks, the Hague Securities Convention, swaps margin implementation, cyber issues, and investor advisor governance.
STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES via STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES
2016 · second_quarter · Q2
Implementation of Dodd-Frank Wall Street Reform and Consumer Protection Act and other regulatory reform issues, including regulatory treatment of G-SIBs and custodial banks, the Hague Securities Convention, swaps margin implementation, cyber issues, and investor advisor governance.
Issues related to systemic risk and resolution of large banks; HR 2029 - Consolidated Appropriations Act of 2016, with respect to banking policy issues.
Fundamental tax reform, the A Better Way for Tax Reform plan; Retirement savings incentives.
STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES via STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES
2016 · first_quarter · Q1
Retirement savings incentives
International tax reform, related to deferral and cross-border compliance; Retirement savings incentives
Implementation of Dodd-Frank Wall Street Reform and Consumer Protection Act and other regulatory reform issues, including regulatory treatment of G-SIBs and custodial banks.
STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES via STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES
2015 · fourth_quarter · Q4
Issues related to systemic risk and resolution of large banks; HR 2029 - Consolidated Appropriations Act of 2016, with respect to banking policy issues; HR 22 - Fixing Americas Surface Transportation Act, with respect to changes to payment of Fed dividends to member banks
Retirement savings incentives
Implementation of Dodd-Frank Wall Street Reform and Consumer Protection Act and other regulatory reform issues, including regulatory treatment of G-SIBs and custodial banks.
STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES via STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES
2015 · third_quarter · Q3
Implementation of Dodd-Frank Wall Street Reform and Consumer Protection Act and other regulatory reform issues, including regulatory treatment of G-SIBs and custodial banks.
Issues related to systemic risk and resolution of large banks
Retirement savings incentives
STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES via STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES
2015 · second_quarter · Q2
Implementation of Dodd-Frank Wall Street Reform and Consumer Protection Act and other regulatory reform issues, including regulatory treatment of G-SIBs and custodial banks.
Retirement savings incentives
International tax reform, related to deferral and cross-border compliance; Retirement savings incentives
STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES via STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES
2015 · first_quarter · 1A
Implementation of Dodd-Frank Wall Street Reform and Consumer Protection Act and other regulatory reform issues, including the Volcker Rule and regulatory treatment of G-SIBs and custodial banks.
Issues related to systemic risk and resolution of large banks
Retirement savings incentives
STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES via STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES
2015 · first_quarter · Q1
International tax reform, related to deferral and cross-border compliance; Retirement savings incentives
Implementation of Dodd-Frank Wall Street Reform and Consumer Protection Act and other regulatory reform issues, including the Volcker Rule and regulatory treatment of G-SIBs and custodial banks.
Retirement savings incentives
STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES via STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES
2014 · fourth_quarter · Q4
Retirement savings incentives
International tax reform, related to deferral and cross-border compliance; Implementation of Foreign Account Tax Compliance Act (FATCA); Retirement savings incentives
Implementation of Dodd-Frank Wall Street Reform and Consumer Protection Act and other regulatory reform issues, including the Volcker Rule and treatment of G-SIBs and custodial banks.
STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES via STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES
2014 · first_quarter · 1A
Issues related to systemic risk and resolution of large banks
Implementation of Dodd-Frank Wall Street Reform and Consumer Protection Act, including the Volcker Rule and other issues; money market mutual fund reform
Retirement savings incentives
STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES via STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES
2014 · third_quarter · Q3
International tax reform, related to deferral and cross-border compliance; Implementation of Foreign Account Tax Compliance Act (FATCA); Retirement savings incentives
Issues related to systemic risk and resolution of large banks
Implementation of Dodd-Frank Wall Street Reform and Consumer Protection Act, including the Volcker Rule and other issues; money market mutual fund reform
STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES via STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES
2014 · second_quarter · Q2
Retirement savings incentives
Issues related to systemic risk and resolution of large banks
International tax reform, related to deferral and cross-border compliance; Implementation of Foreign Account Tax Compliance Act (FATCA; Retirement savings incentives
STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES via STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES
2014 · first_quarter · Q1
Implementation of DoddFrank Wall Street Reform and Consumer Protection Act, including the Volcker Rule and other issues; money market mutual fund reform
Issues related to systemic risk and resolution of large banks
Retirement savings incentives
STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES via STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES
2013 · fourth_quarter · Q4
International tax reform, related to deferral and cross-border compliance; Implementation of Foreign Account Tax Compliance Act (FATCA); Retirement savings incentives
Retirement savings incentives
Issues related to systemic risk and resolution of large banks; S.1282: 21st Century Glass-Steagall Act of 2013
STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES via STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES
2013 · third_quarter · Q3
Implementation of DoddFrank Wall Street Reform and Consumer Protection Act, including the Volcker Rule and other issues; money market mutual fund reform
Retirement savings incentives
International tax reform, related to deferral and cross-border compliance; Implementation of Foreign Account Tax Compliance Act (FATCA); Retirement savings incentives
STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES via STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES
2013 · first_quarter · 1A
International tax reform, related to deferral and cross-border compliance; Implementation of Foreign Account Tax Compliance Act (FATCA); Retirement savings incentives
Implementation of DoddFrank Wall Street Reform and Consumer Protection Act, including the Volcker Rule and other issues; money market mutual fund reform
Retirement savings incentives
STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES via STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES
2013 · second_quarter · Q2
Issues related to systemic risk and resolution of large banks
Implementation of DoddFrank Wall Street Reform and Consumer Protection Act, including the Volcker Rule and other issues; money market mutual fund reform
International tax reform, related to deferral and cross-border compliance; Implementation of Foreign Account Tax Compliance Act (FATCA); Retirement savings incentives
STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES via STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES
2013 · first_quarter · Q1
Issues related to systemic risk and resolution of large banks
International tax reform, related to deferral and cross-border compliance; Implementation of Foreign Account Tax Compliance Act (FATCA); Retirement savings incentives
Implementation of DoddFrank Wall Street Reform and Consumer Protection Act, including the Volcker Rule and other issues; money market mutual fund reform
STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES via STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES
2012 · fourth_quarter · 4A
International tax reform, related to deferral and cross-border compliance; Implementation of Foreign Account Tax Compliance Act (FATCA); Retirement savings incentives
Retirement savings incentives
Implementation of DoddFrank Wall Street Reform and Consumer Protection Act, including the Volcker Rule and other issues; money market mutual fund reform
Filing targets: Commodity Futures Trading Commission (CFTC), Federal Deposit Insurance Corporation (FDIC), Federal Reserve System, HOUSE OF REPRESENTATIVES, Office of Thrift Supervision (OTS), Office of the Comptroller of the Currency (OCC), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES via STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES
2012 · fourth_quarter · Q4
Implementation of DoddFrank Wall Street Reform and Consumer Protection Act, including the Volcker Rule and other issues; money market mutual fund reform
Retirement savings incentives
International tax reform, related to deferral and cross-border compliance; Implementation of Foreign Account Tax Compliance Act (FATCA); Retirement savings incentives
Filing targets: Commodity Futures Trading Commission (CFTC), Federal Deposit Insurance Corporation (FDIC), Federal Reserve System, HOUSE OF REPRESENTATIVES, Office of Thrift Supervision (OTS), Office of the Comptroller of the Currency (OCC), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES via STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES
2012 · third_quarter · Q3
International tax reform, related to deferral and cross-border compliance; Implementation of Foreign Account Tax Compliance Act (FATCA); Retirement savings incentives
Retirement savings incentives
Implementation of DoddFrank Wall Street Reform and Consumer Protection Act, including the Volcker Rule and other issues; money market mutual fund reform
Filing targets: Commodity Futures Trading Commission (CFTC), Federal Deposit Insurance Corporation (FDIC), Federal Reserve System, HOUSE OF REPRESENTATIVES, Office of Thrift Supervision (OTS), Office of the Comptroller of the Currency (OCC), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES via STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES
2012 · second_quarter · 2A
Implementation of DoddFrank Wall Street Reform and Consumer Protection Act, including the Volcker Rule and other issues; money market mutual fund reform
International tax reform, related to deferral and cross-border compliance; Implementation of Foreign Account Tax Compliance Act (FATCA); Retirement savings incentives
Retirement savings incentives
Filing targets: Commodity Futures Trading Commission (CFTC), Federal Deposit Insurance Corporation (FDIC), Federal Reserve System, HOUSE OF REPRESENTATIVES, Office of Thrift Supervision (OTS), Office of the Comptroller of the Currency (OCC), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES via STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES
2012 · second_quarter · Q2
International tax reform, related to deferral and cross-border compliance; Implementation of Foreign Account Tax Compliance Act (FATCA); Retirement savings incentives
Implementation of DoddFrank Wall Street Reform and Consumer Protection Act, including the Volcker Rule and other issues; money market mutual fund reform
Retirement savings incentives
Filing targets: Commodity Futures Trading Commission (CFTC), Federal Deposit Insurance Corporation (FDIC), Federal Reserve System, HOUSE OF REPRESENTATIVES, Office of Thrift Supervision (OTS), Office of the Comptroller of the Currency (OCC), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES via STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES
2012 · first_quarter · Q1
Retirement savings incentives
Implementation of DoddFrank Wall Street Reform and Consumer Protection Act, including the Volcker Rule and other issues; money market mutual fund reform
International tax reform, related to deferral and cross-border compliance; Implementation of Foreign Account Tax Compliance Act (FATCA); Retirement savings incentives
Filing targets: Commodity Futures Trading Commission (CFTC), Federal Deposit Insurance Corporation (FDIC), Federal Reserve System, HOUSE OF REPRESENTATIVES, Office of Thrift Supervision (OTS), Office of the Comptroller of the Currency (OCC), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES via STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES
2011 · fourth_quarter · 4A
Department of Labor proposal to modify definition of ERISA fiduciary; Retirement savings incentives
Implementation of DoddFrank Wall Street Reform and Consumer Protection Act, including the Volcker Rule and other issues
International tax reform, related to deferral and cross-border compliance; Implementation of Foreign Account Tax Compliance Act (FATCA); Retirement savings incentives
Filing targets: Commodity Futures Trading Commission (CFTC), Federal Deposit Insurance Corporation (FDIC), Federal Reserve System, HOUSE OF REPRESENTATIVES, Office of Thrift Supervision (OTS), Office of the Comptroller of the Currency (OCC), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES via STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES
2011 · fourth_quarter · Q4
Department of Labor proposal to modify definition of ERISA fiduciary; Retirement savings incentives
International tax reform, related to deferral and cross-border compliance; Implementation of Foreign Account Tax Compliance Act (FATCA); Retirement savings incentives
Implementation of DoddFrank Wall Street Reform and Consumer Protection Act, including the Volcker Rule and other issues
Filing targets: Commodity Futures Trading Commission (CFTC), Federal Deposit Insurance Corporation (FDIC), Federal Reserve System, HOUSE OF REPRESENTATIVES, Office of Thrift Supervision (OTS), Office of the Comptroller of the Currency (OCC), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES via STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES
2011 · third_quarter · 3A
Implementation of DoddFrank Wall Street Reform and Consumer Protection Act
Department of Labor proposal to modify definition of ERISA fiduciary; Retirement savings incentives
International tax reform, related to deferral and cross-border compliance; Implementation of Foreign Account Tax Compliance Act (FATCA); Retirement savings incentives
Filing targets: Commodity Futures Trading Commission (CFTC), Federal Deposit Insurance Corporation (FDIC), Federal Reserve System, HOUSE OF REPRESENTATIVES, Office of Thrift Supervision (OTS), Office of the Comptroller of the Currency (OCC), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES via STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES
2011 · third_quarter · Q3
International tax reform, related to deferral and cross-border compliance; Implementation of Foreign Account Tax Compliance Act (FATCA)
Implementation of DoddFrank Wall Street Reform and Consumer Protection Act
Department of Labor proposal to modify definition of ERISA fiduciary.
Filing targets: Commodity Futures Trading Commission (CFTC), Federal Deposit Insurance Corporation (FDIC), Federal Reserve System, HOUSE OF REPRESENTATIVES, Office of Thrift Supervision (OTS), Office of the Comptroller of the Currency (OCC), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES via STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES
2011 · second_quarter · 2A
Implementation of DoddFrank Wall Street Reform and Consumer Protection Act
International tax reform, related to deferral and cross-border compliance; Implementation of Foreign Account Tax Compliance Act (FATCA)
Filing targets: Commodity Futures Trading Commission (CFTC), Federal Deposit Insurance Corporation (FDIC), Federal Reserve System, HOUSE OF REPRESENTATIVES, Office of Thrift Supervision (OTS), Office of the Comptroller of the Currency (OCC), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES via STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES
2011 · second_quarter · Q2
Implementation of DoddFrank Wall Street Reform and Consumer Protection Act
International tax reform, related to deferral and cross-border compliance; Implementation of Foreign Account Tax Compliance Act (FATCA)
Filing targets: Commodity Futures Trading Commission (CFTC), Federal Deposit Insurance Corporation (FDIC), Federal Reserve System, HOUSE OF REPRESENTATIVES, Office of Thrift Supervision (OTS), Office of the Comptroller of the Currency (OCC), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES via STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES
2011 · first_quarter · Q1
International tax reform, related to deferral and cross-border compliance; Implementation of Foreign Account Tax Compliance Act (FATCA)
Implementation of DoddFrank Wall Street Reform and Consumer Protection Act
Filing targets: Commodity Futures Trading Commission (CFTC), Federal Deposit Insurance Corporation (FDIC), Federal Reserve System, HOUSE OF REPRESENTATIVES, Office of Thrift Supervision (OTS), Office of the Comptroller of the Currency (OCC), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES via STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES
2010 · fourth_quarter · Q4
Implementation of DoddFrank Wall Street Reform and Consumer Protection Act
International tax reform, related to deferral and cross-border compliance
Filing targets: Commodity Futures Trading Commission (CFTC), Federal Deposit Insurance Corporation (FDIC), Federal Reserve System, HOUSE OF REPRESENTATIVES, Office of Thrift Supervision (OTS), Office of the Comptroller of the Currency (OCC), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES via STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES
2010 · third_quarter · Q3
See addendum page for complete description. Financial services regulatory reform (including H.R. 4173) as it relates to treatment of alternative investment funds, pension plans, foreign exchange forwards and similar contracts, derivatives central clearing and collateral rules, fiduciary duty for swaps dealers, swap dealer "spin-off" requirements, repeal of Federal Reserve Regulation Q (which prohibits payment of interest on demand deposits), FDIC funding, custodial requirements for investment advisors, limits on bank proprietary trading and alternative fund sponsorship ("Volcker Rule"), regulatory authority of the Federal Reserve, prudential standards (including capital requirements) for large, interconnected banks, regulatory use of credit ratings, funding mechanism for systemic risk resolution fund, Federal Reserve Section 23A (transactions with affiliates) and national bank lending limits.
International tax reform, related to deferral and cross-border compliance; proposed Financial Crisis Responsibility Fee (bank or balance sheet tax).
STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES via STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES
2010 · second_quarter · Q2
International tax reform, related to deferral and cross-border compliance; proposed Financial Crisis Responsibility Fee (bank or balance sheet tax).
See addendum page for complete description. Financial services regulatory reform (including H.R. 4173) as it relates to treatment of alternative investment funds, pension plans, foreign exchange forwards and similar contracts, derivatives central clearing and collateral rules, fiduciary duty for swaps dealers, swap dealer "spin-off" requirements, repeal of Federal Reserve Regulation Q (which prohibits payment of interest on demand deposits), FDIC funding, custodial requirements for investment advisors, limits on bank proprietary trading and alternative fund sponsorship ("Volcker Rule"), regulatory authority of the Federal Reserve, prudential standards (including capital requirements) for large, interconnected banks, regulatory use of credit ratings, funding mechanism for systemic risk resolution fund, Federal Reserve Section 23A (transactions with affiliates) and national bank lending limits.
STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES via STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES
2010 · first_quarter · Q1
See addendum page for complete description. Financial services regulatory reform (including H.R. 4173) as it relates to treatment of alternative investment funds, pension plans, foreign exchange forwards and similar contracts, derivatives central clearing and collateral rules, repeal of Federal Reserve Regulation Q (which prohibits payment of interest on demand deposits), FDIC funding, custodial requirements for investment advisors, limits on bank proprietary trading and alternative fund sponsorship, regulatory authority of the Federal Reserve, regulatory use of credit ratings, funding mechanism for systemic risk resolution fund, Federal Reserve Section 23A (transactions with affiliates) and national bank lending limits.
International tax reform, related to deferral and cross-border compliance; proposed Financial Crisis Responsibility Fee (bank or balance sheet tax).
Filing targets: Commodity Futures Trading Commission (CFTC), HOUSE OF REPRESENTATIVES, SENATE
STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES via STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES
2009 · fourth_quarter · Q4
Business Checking Freedom Act, relating to effective date.
Financial services emergency preparedness and critical infrastructure protection.
International tax reform, related to deferral and cross-border compliance.
STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES via STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES
2009 · third_quarter · Q3
Financial services regulatory reform, as it relates to treatment of alternative investment funds, pension plans, foreign exchange and systemic risk
International tax reform
Business Checking Freedom Act, relating to effective date.
STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES via STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES
2009 · second_quarter · Q2
Financial services regulatory reform, as it relates to treatment of alternative investment funds
International tax reform
Financial services emergency preparedness and critical infrastructure protection.
STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES via STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES
2009 · first_quarter · Q1
Financial services emergency preparedness and critical infrastructure protection.
Business Checking Freedom Act, relating to effective date.
International tax reform
STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES via STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES
2008 · fourth_quarter · Q4
Domestic and international tax issues related to custodial banking (H.R. 3970 - "The Tax Reduction and Reform Act of 2007"); federal tax legislation relating to energy policy, re-authorization of agriculture programs, and extension of temporary tax provisions.
Implementation and reporting requirements of Emergency Economic Stabilization Act of 2008 (EESA)
Financial services emergency preparedness and critical infrastructure protection.
STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES via STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES
2008 · third_quarter · Q3
Taxation, H.R. 2419 and S. 2302, as it relates to leasing transactions.
Financial services emergency preparedness and critical infrastructure protection.
Business Checking Freedom Act, relating to effective date.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES via STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES
2008 · second_quarter · Q2
Taxation, H.R. 2419 and S. 2302, as it relates to leasing transactions.
Business Checking Freedom Act, relating to effective date.
Financial services emergency preparedness and critical infrastructure protection.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES via STATE STREET BANK AND TRUST COMPANY AND ITS AFFILIATES
2008 · first_quarter · Q1
Financial services emergency preparedness and critical infrastructure protection.
Taxation, H.R. 2419 and S. 2302, as it relates to leasing transactions.
Business Checking Freedom Act, relating to effective date.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
Taxation, H.R. 2419 and S. 2302, as it relates to leasing transactions.
Business Checking Freedom Act, relating to effective date. Basel II Capital Accord
SEC proposal on Reg R as it relates to the provision of banking services to sophisticated, institutional customers.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
International taxation, as it relates to WTO FSC/ETI dispute. Taxation, S. 2020, as it relates to leasing transactions
* H.R. 1224, Business Checking Freedom Act of 2005, relating to effective date Basel II implementation
Pension reform legislation (S.1953, S.1783, H.R. 2830)
* H.R. 1224, Business Checking Freedom Act of 2005, relating to effective date Basel II implementation
Pension reform legislation (S.1953, S.1783, H.R. 2830)
International taxation, as it relates to WTO FSC/ETI dispute. Taxation, S. 2020, as it relates to leasing transactions
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
Filing targets: Defense, Dept of (DOD), HOUSE OF REPRESENTATIVES, Homeland Security, Dept of (DHS), Justice, Dept of (DOJ), Labor, Dept of (DOL), SENATE
American Jobs Creation Act (H.R. 4520) as it relates to Foreign Sales Corporation/Extraterritorial Income and nonqualified deferred compensation provisions.
H.R. 758 and S. 553, Business Checking Freedom Act of 2003, relating to the effective date.
SEC proposal on Regulation B as it relates to the provision of banking services to sophisticated institutional customers.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
Corporate and international tax changes. Retirement savings incentives. Tax treatment of certain precious metal-backed ETFs.
Financial services regulatory issues, including regulatory treatment of G-SIBs and custodial banks, cyber issues, exchange-traded funds (ETF) regulation, anti-trust issues related to "common ownership" in asset management, and issues related to passive index investing. Investment advisor stewardship issues including Environmental, Social and Governance (ESG) issues. Digital assets and digital asset custody. Securities and Exchange Commission (SEC) liquidity and safeguarding rules.
Filing targets: Commerce, Dept of (DOC), Commodity Futures Trading Commission (CFTC), Federal Deposit Insurance Corporation (FDIC), Federal Reserve System, HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), Natl Economic Council (NEC), Natl Security Council (NSC), Office of the Comptroller of the Currency (OCC), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
Retirement savings incentives, including: Retirement Fairness for Charities and Educational Institutions Act of 2025; SECURE 3.0.
Issues related to systemic risk and resolution of large banks. Anti-money laundering issues. Bank capital and liquidity regulations.
Filing targets: Commerce, Dept of (DOC), Commodity Futures Trading Commission (CFTC), Federal Deposit Insurance Corporation (FDIC), Federal Reserve System, HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), Natl Economic Council (NEC), Natl Security Council (NSC), Office of the Comptroller of the Currency (OCC), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
Issues related to systemic risk and resolution of large banks. Anti-money laundering issues. Bank capital and liquidity regulations.
Financial services regulatory issues, including regulatory treatment of G-SIBs and custodial banks, cyber issues, exchange-traded funds (ETF) regulation, anti-trust issues related to "common ownership" in asset management, and issues related to passive index investing. Investment advisor stewardship issues including Environmental, Social and Governance (ESG) issues. Digital assets and digital asset custody. Securities and Exchange Commission (SEC) liquidity and safeguarding rules. SEC Staff Accounting Bulletin 121. Advancement of diversity and inclusion initiatives.
Filing targets: Commerce, Dept of (DOC), Commodity Futures Trading Commission (CFTC), Federal Deposit Insurance Corporation (FDIC), Federal Reserve System, HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), Natl Economic Council (NEC), Natl Security Council (NSC), Office of Management & Budget (OMB), Office of the Comptroller of the Currency (OCC), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
Issues related to systemic risk and resolution of large banks. Anti-money laundering issues. Bank capital and liquidity regulations.
Trade/market access issues.
Corporate and international tax changes. Retirement savings incentives. Tax treatment of certain precious metal-backed ETFs.
Filing targets: Commerce, Dept of (DOC), Commodity Futures Trading Commission (CFTC), Federal Deposit Insurance Corporation (FDIC), Federal Reserve System, HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), Natl Economic Council (NEC), Natl Security Council (NSC), Office of Management & Budget (OMB), Office of the Comptroller of the Currency (OCC), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
Issues related to systemic risk and resolution of large banks. Anti-money laundering issues. Bank capital and liquidity regulations.
Corporate and international tax changes. Retirement savings incentives. Tax treatment of certain precious metal-backed ETFs.
Filing targets: Commerce, Dept of (DOC), Commodity Futures Trading Commission (CFTC), Federal Deposit Insurance Corporation (FDIC), Federal Reserve System, HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), Natl Economic Council (NEC), Natl Security Council (NSC), Office of Management & Budget (OMB), Office of the Comptroller of the Currency (OCC), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
Trade/market access issues.
Corporate and international tax changes. Retirement savings incentives. Tax treatment of certain precious metal-backed ETFs.
Filing targets: Commerce, Dept of (DOC), Commodity Futures Trading Commission (CFTC), Federal Deposit Insurance Corporation (FDIC), Federal Reserve System, HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), Natl Economic Council (NEC), Natl Security Council (NSC), Office of Management & Budget (OMB), Office of the Comptroller of the Currency (OCC), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
Corporate and international tax changes. Retirement savings incentives. Tax treatment of certain precious metal-backed ETFs.
Retirement savings incentives, including: Automatic Retirement Plan Act; Retirement Fairness for Charities and Educational Institutions Act of 2023; Default annuitization.
Filing targets: Commerce, Dept of (DOC), Commodity Futures Trading Commission (CFTC), Federal Deposit Insurance Corporation (FDIC), Federal Reserve System, HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), Natl Economic Council (NEC), Natl Security Council (NSC), Office of Management & Budget (OMB), Office of the Comptroller of the Currency (OCC), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
Implementation of Dodd-Frank Wall Street Reform and Consumer Protection Act and other regulatory reform issues, including regulatory treatment of G-SIBs and custodial banks, cyber issues, exchange-traded funds (ETF) regulation, anti-trust issues related to "common ownership" in asset management, and issues related to passive index investing. Investment advisor stewardship issues including Environmental, Social and Governance (ESG) issues. Digital assets and digital asset custody. NMS plan governance. Advancement of diversity and inclusion initiatives.
Corporate and international tax changes. Retirement savings incentives. Tax treatment of certain precious metal-backed ETFs.
Filing targets: Commerce, Dept of (DOC), Commodity Futures Trading Commission (CFTC), Federal Deposit Insurance Corporation (FDIC), Federal Reserve System, HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), Natl Economic Council (NEC), Natl Security Council (NSC), Office of Management & Budget (OMB), Office of the Comptroller of the Currency (OCC), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
Retirement savings incentives, including Automatic Retirement Plan Act; Retirement Enhancement and Savings Act; Retirement Plan Simplification and Enhancement Act; Portman-Cardin bill and 403(b) plan use of collective investment trusts; CARES Act guidance; and HEROES Act. DOL ESG regulation. Default annuitization.
Implementation of Dodd-Frank Wall Street Reform and Consumer Protection Act and other regulatory reform issues, including regulatory treatment of G-SIBs and custodial banks, cyber issues, exchange-traded funds (ETF) regulation, anti-trust issues related to "common ownership" in asset management, and issues related to passive index investing. Investment advisor stewardship issues including Environmental, Social and Governance (ESG) issues. Digital assets and digital asset custody. NMS plan governance. Advancement of diversity and inclusion initiatives.
Filing targets: Commerce, Dept of (DOC), Commodity Futures Trading Commission (CFTC), Federal Deposit Insurance Corporation (FDIC), Federal Reserve System, HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), Natl Economic Council (NEC), Natl Security Council (NSC), Office of Management & Budget (OMB), Office of the Comptroller of the Currency (OCC), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
Implementation of Dodd-Frank Wall Street Reform and Consumer Protection Act and other regulatory reform issues, including regulatory treatment of G-SIBs and custodial banks, cyber issues, exchange-traded funds (ETF) regulation, anti-trust issues related to "common ownership" in asset management, and issues related to passive index investing. INDEX Act (S. 4241). Investment advisor stewardship issues including Environmental, Social and Governance (ESG) issues. Digital assets and digital asset custody. NMS plan governance. Advancement of diversity and inclusion initiatives.
Issues related to systemic risk and resolution of large banks. EU's Intermediate Holding Company proposal. Anti-money laundering issues.
Filing targets: Commerce, Dept of (DOC), Commodity Futures Trading Commission (CFTC), Federal Deposit Insurance Corporation (FDIC), Federal Reserve System, HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), Natl Economic Council (NEC), Natl Security Council (NSC), Office of Management & Budget (OMB), Office of the Comptroller of the Currency (OCC), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
Retirement savings incentives, including Automatic Retirement Plan Act; Retirement Enhancement and Savings Act; Retirement Plan Simplification and Enhancement Act; Setting Every Community Up for Retirement Enhancement (SECURE) Act 2.0; Enhancing Emergency and Retirement Savings Act; Portman-Cardin bill and 403(b) plan use of collective investment trusts; CARES Act guidance; HEROES Act; and retirement provisions in Build Back Better legislation. DOL ESG regulation. Default annuitization.
Issues related to systemic risk and resolution of large banks. EU's Intermediate Holding Company proposal. Anti-money laundering issues. M&A activity.
Filing targets: Commerce, Dept of (DOC), Commodity Futures Trading Commission (CFTC), Federal Deposit Insurance Corporation (FDIC), Federal Reserve System, HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), Natl Economic Council (NEC), Natl Security Council (NSC), Office of Management & Budget (OMB), Office of the Comptroller of the Currency (OCC), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
Implementation of Dodd-Frank Wall Street Reform and Consumer Protection Act and other regulatory reform issues, including regulatory treatment of G-SIBs and custodial banks, cyber issues, exchange-traded funds (ETF) regulation, anti-trust issues related to "common ownership" in asset management, and issues related to passive index investing. INDEX Act (S. 4241). Investment advisor stewardship issues including Environmental, Social and Governance (ESG) issues. Digital assets and digital asset custody. NMS plan governance. LIBOR transition. Advancement of diversity and inclusion initiatives.
Issues related to systemic risk and resolution of large banks. EU's Intermediate Holding Company proposal. Anti-money laundering issues. M&A activity.
Trade/market access issues.
Filing targets: Commerce, Dept of (DOC), Commodity Futures Trading Commission (CFTC), Federal Deposit Insurance Corporation (FDIC), Federal Reserve System, HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), Natl Economic Council (NEC), Natl Security Council (NSC), Office of Management & Budget (OMB), Office of the Comptroller of the Currency (OCC), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
Issues related to systemic risk and resolution of large banks. EU's Intermediate Holding Company proposal. Anti-money laundering issues. M&A activity.
Trade/market access issues.
Retirement savings incentives, including Automatic Retirement Plan Act; Retirement Enhancement and Savings Act; Retirement Plan Simplification and Enhancement Act; Setting Every Community Up for Retirement Enhancement (SECURE) Act 2.0; Enhancing Emergency and Retirement Savings Act; Portman-Cardin bill and 403(b) plan use of collective investment trusts; CARES Act guidance; HEROES Act; and retirement provisions in Build Back Better legislation. DOL ESG regulation. Default annuitization.
Filing targets: Commerce, Dept of (DOC), Commodity Futures Trading Commission (CFTC), Federal Deposit Insurance Corporation (FDIC), Federal Reserve System, HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), Natl Economic Council (NEC), Natl Security Council (NSC), Office of Management & Budget (OMB), Office of the Comptroller of the Currency (OCC), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
Implementation of Dodd-Frank Wall Street Reform and Consumer Protection Act and other regulatory reform issues, including regulatory treatment of G-SIBs and custodial banks, cyber issues, exchange-traded funds (ETF) regulation, anti-trust issues related to "common ownership" in asset management, and issues related to passive index investing. Investment advisor stewardship issues including Environmental, Social and Governance (ESG) issues. Digital assets. NMS plan governance. LIBOR transition. Advancement of diversity and inclusion initiatives. Response to the Covid 19 crisis, including matters related to market conditions, custody banking operations, and institutional deposit flows.
Corporate and international tax changes; tax treatment of exchange-traded funds; retirement savings incentives.
Filing targets: Commerce, Dept of (DOC), Commodity Futures Trading Commission (CFTC), Federal Deposit Insurance Corporation (FDIC), Federal Reserve System, HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), Natl Economic Council (NEC), Natl Security Council (NSC), Office of Management & Budget (OMB), Office of the Comptroller of the Currency (OCC), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
Trade/market access issues.
Issues related to systemic risk and resolution of large banks. EU's Intermediate Holding Company proposal. Cannabis banking. Anti-money laundering issues.
Implementation of Dodd-Frank Wall Street Reform and Consumer Protection Act and other regulatory reform issues, including regulatory treatment of G-SIBs and custodial banks, cyber issues, exchange-traded funds (ETF) regulation, anti-trust issues related to "common ownership" in asset management, and issues related to passive index investing. Investment advisor stewardship issues including Environmental, Social and Governance (ESG) issues. Digital assets. NMS plan governance. LIBOR transition. Advancement of diversity and inclusion initiatives. Response to the Covid 19 crisis, including matters related to market conditions, custody banking operations, and institutional deposit flows.
Filing targets: Commerce, Dept of (DOC), Commodity Futures Trading Commission (CFTC), Federal Deposit Insurance Corporation (FDIC), Federal Reserve System, HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), Natl Economic Council (NEC), Natl Security Council (NSC), Office of Management & Budget (OMB), Office of the Comptroller of the Currency (OCC), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
Implementation of Dodd-Frank Wall Street Reform and Consumer Protection Act and other regulatory reform issues, including regulatory treatment of G-SIBs and custodial banks, cyber issues, exchange-traded funds (ETF) regulation, anti-trust issues related to "common ownership" in asset management, and issues related to passive index investing. Investment advisor stewardship issues including Environmental, Social and Governance (ESG) issues. Digital assets. NMS plan governance. LIBOR transition. Advancement of diversity and inclusion initiatives. Response to the Covid 19 crisis, including matters related to market conditions, custody banking operations, and institutional deposit flows.
Trade/market access issues.
Issues related to systemic risk and resolution of large banks. EU's Intermediate Holding Company proposal. Cannabis banking. Anti-money laundering issues, including the ILLICIT CASH Act.
Filing targets: Commerce, Dept of (DOC), Commodity Futures Trading Commission (CFTC), Federal Deposit Insurance Corporation (FDIC), Federal Reserve System, HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), Natl Economic Council (NEC), Natl Security Council (NSC), Office of Management & Budget (OMB), Office of the Comptroller of the Currency (OCC), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
Issues related to systemic risk and resolution of large banks. EU's Intermediate Holding Company proposal. Cannabis banking. Anti-money laundering issues, including the ILLICIT CASH Act.
Retirement savings incentives, including Automatic Retirement Plan Act; Retirement Enhancement and Savings Act; Retirement Plan Simplification and Enhancement Act; Setting Every Community Up for Retirement Enhancement(SECURE)Act 2.0; Enhancing Emergency and Retirement Savings Act; Portman-Cardin bill and 403(b) plan use of collective investment trusts; CARES Act guidance; and HEROES Act. DOL ESG regulation. Default annuitization.
Corporate and international tax changes; retirement savings incentives.
Filing targets: Commerce, Dept of (DOC), Commodity Futures Trading Commission (CFTC), Federal Deposit Insurance Corporation (FDIC), Federal Reserve System, HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), Natl Economic Council (NEC), Natl Security Council (NSC), Office of Management & Budget (OMB), Office of the Comptroller of the Currency (OCC), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
Implementation of Dodd-Frank Wall Street Reform and Consumer Protection Act and other regulatory reform issues, including regulatory treatment of G-SIBs and custodial banks, cyber issues, exchange-traded funds (ETF) regulation, anti-trust issues related to "common ownership" in asset management, and issues related to passive index investing. Investment advisor stewardship issues including Environmental, Social and Governance (ESG) issues. Digital assets. NMS plan governance. LIBOR transition. Advancement of diversity and inclusion initiatives. Response to the Covid 19 crisis, including matters related to market conditions, custody banking operations, and institutional deposit flows.
Trade/market access issues.
Filing targets: Commerce, Dept of (DOC), Commodity Futures Trading Commission (CFTC), Federal Deposit Insurance Corporation (FDIC), Federal Reserve System, HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), Natl Economic Council (NEC), Natl Security Council (NSC), Office of Management & Budget (OMB), Office of the Comptroller of the Currency (OCC), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
Trade/market access issues.
Retirement savings incentives, including Automatic Retirement Plan Act; Retirement Enhancement and Savings Act; Retirement Plan Simplification and Enhancement Act; Setting Every Community Up for Retirement Enhancement(SECURE)Act 2.0; Portman-Cardin bill and 403(b) plan use of collective investment trusts; CARES Act guidance; and HEROES Act. DOL ESG regulation. Default annuitization.
Issues related to systemic risk and resolution of large banks. EU's Intermediate Holding Company proposal. Cannabis banking. Anti-money laundering issues, including the ILLICIT CASH Act.
Filing targets: Commerce, Dept of (DOC), Commodity Futures Trading Commission (CFTC), Federal Deposit Insurance Corporation (FDIC), Federal Reserve System, HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), Natl Economic Council (NEC), Natl Security Council (NSC), Office of Management & Budget (OMB), Office of the Comptroller of the Currency (OCC), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
Issues related to systemic risk and resolution of large banks. EU's Intermediate Holding Company proposal. Cannabis banking. Anti-money laundering issues, including the ILLICIT CASH Act.
Implementation of fundamental tax reform; Retirement savings incentives.
Trade/market access issues.
Retirement savings incentives, including Automatic Retirement Plan Act; Retirement Enhancement and Savings Act; Retirement Plan Simplification and Enhancement Act; Setting Every Community Up for Retirement Enhancement(SECURE)Act 2.0; Portman-Cardin bill and 403(b) plan use of collective investment trusts; CARES Act guidance; and HEROES Act. DOL ESG regulation. Default annuitization.
Filing targets: Commerce, Dept of (DOC), Commodity Futures Trading Commission (CFTC), Federal Deposit Insurance Corporation (FDIC), Federal Reserve System, HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), Natl Economic Council (NEC), Natl Security Council (NSC), Office of the Comptroller of the Currency (OCC), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
Retirement savings incentives, including Automatic Retirement Plan Act; Retirement Enhancement and Savings Act; Retirement Plan Simplification and Enhancement Act; Setting Every Community Up for Retirement Enhancement(SECURE)Act 2.0; Portman-Cardin bill and 403(b) plan use of collective investment trusts; CARES Act guidance; and HEROES Act. DOL ESG regulation. Default annuitization.
Issues related to systemic risk and resolution of large banks. EU's Intermediate Holding Company proposal. Cannabis banking. Anti-money laundering issues, including the ILLICIT CASH Act.
Implementation of fundamental tax reform; Retirement savings incentives.
Filing targets: Commerce, Dept of (DOC), Commodity Futures Trading Commission (CFTC), Federal Deposit Insurance Corporation (FDIC), Federal Reserve System, HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), Natl Economic Council (NEC), Natl Security Council (NSC), Office of the Comptroller of the Currency (OCC), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
Implementation of Dodd-Frank Wall Street Reform and Consumer Protection Act and other regulatory reform issues, including regulatory treatment of G-SIBs and custodial banks, swaps margin implementation, cyber issues, exchange-traded funds (ETF) regulation, anti-trust issues related to "common ownership" in asset management, issues related to passive index investing, inter-affiliate margin issues, Volcker Rule, and cross-border application of the registration thresholds and external business conduct standards applicable to swap dealers and major swap participants. Implementation of the Economic Growth, Regulatory Relief, and Consumer Protection Act (S.2155). Investment advisor stewardship issues including Environmental, Social and Governance (ESG) issues. Digital assets. NMS plan governance. Advancement of diversity and inclusion initiatives. Response to the Covid 19 crisis, including matters related to market conditions, custody banking operations, and institutional deposit flows.
Trade/market access issues.
Filing targets: Commerce, Dept of (DOC), Commodity Futures Trading Commission (CFTC), Federal Deposit Insurance Corporation (FDIC), Federal Reserve System, HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), Natl Economic Council (NEC), Natl Security Council (NSC), Office of the Comptroller of the Currency (OCC), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
Trade/market access issues.
Retirement savings incentives, including Automatic Retirement Plan Act; Retirement Enhancement and Savings Act; Retirement Plan Simplification and Enhancement Act; Setting Every Community Up for Retirement Enhancement(SECURE)Act; Portman-Cardin bill.
Filing targets: Commerce, Dept of (DOC), Commodity Futures Trading Commission (CFTC), Federal Deposit Insurance Corporation (FDIC), Federal Reserve System, HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), Natl Economic Council (NEC), Natl Security Council (NSC), Office of the Comptroller of the Currency (OCC), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
Implementation of fundamental tax reform; Retirement savings incentives.
Retirement savings incentives, including Automatic Retirement Plan Act; Retirement Enhancement and Savings Act; Retirement Plan Simplification and Enhancement Act; Setting Every Community Up for Retirement Enhancement(SECURE)Act; Portman-Cardin bill.
Filing targets: Commerce, Dept of (DOC), Commodity Futures Trading Commission (CFTC), Federal Deposit Insurance Corporation (FDIC), Federal Reserve System, HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), Natl Economic Council (NEC), Natl Security Council (NSC), Office of the Comptroller of the Currency (OCC), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
Retirement savings incentives, including Automatic Retirement Plan Act; Retirement Enhancement and Savings Act; Retirement Plan Simplification and Enhancement Act; Setting Every Community Up for Retirement Enhancement(SECURE)Act; Portman-Cardin bill
Issues related to systemic risk and resolution of large banks; EU's Intermediate Holding Company proposal
China trade/market access
Filing targets: Commerce, Dept of (DOC), Commodity Futures Trading Commission (CFTC), Federal Deposit Insurance Corporation (FDIC), Federal Reserve System, HOUSE OF REPRESENTATIVES, Natl Economic Council (NEC), Natl Security Council (NSC), Office of the Comptroller of the Currency (OCC), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
Implementation of fundamental tax reform, the A Better Way for Tax Reform plan; Retirement savings incentives.
Retirement savings incentives, including Automatic Retirement Plan Act; Retirement Enhancement and Savings Act; Retirement Plan Simplification and Enhancement Act; Portman-Cardin bill
Filing targets: Commerce, Dept of (DOC), Commodity Futures Trading Commission (CFTC), Federal Deposit Insurance Corporation (FDIC), Federal Reserve System, HOUSE OF REPRESENTATIVES, Natl Economic Council (NEC), Natl Security Council (NSC), Office of the Comptroller of the Currency (OCC), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
Implementation of fundamental tax reform, the A Better Way for Tax Reform plan; Retirement savings incentives.
China trade/market access
Implementation of Dodd-Frank Wall Street Reform and Consumer Protection Act and other regulatory reform issues, including regulatory treatment of G-SIBs and custodial banks, swaps margin implementation, cyber issues, exchange-traded funds (ETF) regulation, anti-trust issues related to "common ownership" in asset management, issues related to passive index investing, investor advisor governance, Volcker Rule, and cross-border application of the registration thresholds and external business conduct standards applicable to swap dealers and major swap participants.
Filing targets: Commerce, Dept of (DOC), Federal Deposit Insurance Corporation (FDIC), Federal Reserve System, HOUSE OF REPRESENTATIVES, Natl Economic Council (NEC), Natl Security Council (NSC), Office of the Comptroller of the Currency (OCC), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
Implementation of Dodd-Frank Wall Street Reform and Consumer Protection Act and other regulatory reform issues, including regulatory treatment of G-SIBs and custodial banks, swaps margin implementation, cyber issues, exchange-traded funds (ETF) regulation, anti-trust issues related to "common ownership" in asset management,investor advisor governance, Volcker Rule, and cross-border application of the registration thresholds and external business conduct standards applicable to swap dealers and major swap participants.
China trade/market access
Fundamental tax reform, the A Better Way for Tax Reform plan; Retirement savings incentives.
Filing targets: Commerce, Dept of (DOC), Federal Deposit Insurance Corporation (FDIC), Federal Reserve System, HOUSE OF REPRESENTATIVES, Natl Economic Council (NEC), Natl Security Council (NSC), Office of the Comptroller of the Currency (OCC), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
Fundamental tax reform, the A Better Way for Tax Reform plan; Retirement savings incentives.
Implementation of Dodd-Frank Wall Street Reform and Consumer Protection Act and other regulatory reform issues, including regulatory treatment of G-SIBs and custodial banks, swaps margin implementation, cyber issues, exchange-traded funds (ETF) regulation, anti-trust issues related to "common ownership" in asset management,investor advisor governance, and cross-border application of the registration thresholds and external business conduct standards applicable to swap dealers and major swap participants.
Filing targets: Commerce, Dept of (DOC), Federal Deposit Insurance Corporation (FDIC), Federal Reserve System, HOUSE OF REPRESENTATIVES, Natl Economic Council (NEC), Natl Security Council (NSC), Office of the Comptroller of the Currency (OCC), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
Retirement savings incentives
Implementation of Dodd-Frank Wall Street Reform and Consumer Protection Act and other regulatory reform issues, including regulatory treatment of G-SIBs and custodial banks, swaps margin implementation, cyber issues, exchange-traded funds (ETF) regulation, investor advisor governance, and cross-border application of the registration thresholds and external business conduct standards applicable to swap dealers and major swap participants.
Filing targets: Commerce, Dept of (DOC), Federal Deposit Insurance Corporation (FDIC), Federal Reserve System, HOUSE OF REPRESENTATIVES, Natl Economic Council (NEC), Natl Security Council (NSC), Office of the Comptroller of the Currency (OCC), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
Implementation of Dodd-Frank Wall Street Reform and Consumer Protection Act and other regulatory reform issues, including regulatory treatment of G-SIBs and custodial banks, swaps margin implementation, cyber issues, exchange-traded funds (ETF) regulation, investor advisor governance, and cross-border application of the registration thresholds and external business conduct standards applicable to swap dealers and major swap participants.
Retirement savings incentives
Filing targets: Commerce, Dept of (DOC), Federal Deposit Insurance Corporation (FDIC), Federal Reserve System, HOUSE OF REPRESENTATIVES, Natl Economic Council (NEC), Natl Security Council (NSC), Office of the Comptroller of the Currency (OCC), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
Retirement savings incentives
Filing targets: Federal Deposit Insurance Corporation (FDIC), Federal Reserve System, HOUSE OF REPRESENTATIVES, Office of the Comptroller of the Currency (OCC), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
Issues related to systemic risk and resolution of large banks; Financial Services and General Government Appropriations Bill of 2018 with respect to banking policy issues; EUs Intermediate Holding Company proposal
Filing targets: Federal Deposit Insurance Corporation (FDIC), Federal Reserve System, HOUSE OF REPRESENTATIVES, Office of the Comptroller of the Currency (OCC), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
Retirement savings incentives
Fundamental tax reform, the A Better Way for Tax Reform plan; Retirement savings incentives.
Filing targets: Federal Deposit Insurance Corporation (FDIC), Federal Reserve System, HOUSE OF REPRESENTATIVES, Office of the Comptroller of the Currency (OCC), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
Retirement savings incentives
Filing targets: Federal Deposit Insurance Corporation (FDIC), Federal Reserve System, HOUSE OF REPRESENTATIVES, Office of the Comptroller of the Currency (OCC), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
Implementation of Dodd-Frank Wall Street Reform and Consumer Protection Act and other regulatory reform issues, including regulatory treatment of G-SIBs and custodial banks, swaps margin implementation, cyber issues, investor advisor governance, and cross-border application of the registration thresholds and external business conduct standards applicable to swap dealers and major swap participants.
Filing targets: Federal Deposit Insurance Corporation (FDIC), Federal Reserve System, HOUSE OF REPRESENTATIVES, Office of the Comptroller of the Currency (OCC), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
Retirement savings incentives
Fundamental tax reform, the A Better Way for Tax Reform plan; Retirement savings incentives.
Filing targets: Federal Deposit Insurance Corporation (FDIC), Federal Reserve System, HOUSE OF REPRESENTATIVES, Office of the Comptroller of the Currency (OCC), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
Implementation of Dodd-Frank Wall Street Reform and Consumer Protection Act and other regulatory reform issues, including regulatory treatment of G-SIBs and custodial banks.
Filing targets: Commodity Futures Trading Commission (CFTC), Federal Deposit Insurance Corporation (FDIC), Federal Reserve System, HOUSE OF REPRESENTATIVES, Office of the Comptroller of the Currency (OCC), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
Retirement savings incentives
Issues related to systemic risk and resolution of large banks; HR 2029 - Consolidated Appropriations Act of 2016, with respect to banking policy issues.
Filing targets: Federal Deposit Insurance Corporation (FDIC), Federal Reserve System, HOUSE OF REPRESENTATIVES, Office of the Comptroller of the Currency (OCC), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
Fundamental tax reform, the A Better Way for Tax Reform plan; Retirement savings incentives.
Filing targets: Federal Deposit Insurance Corporation (FDIC), Federal Reserve System, HOUSE OF REPRESENTATIVES, Office of the Comptroller of the Currency (OCC), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
Retirement savings incentives
Filing targets: Federal Deposit Insurance Corporation (FDIC), Federal Reserve System, HOUSE OF REPRESENTATIVES, Office of the Comptroller of the Currency (OCC), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
Issues related to systemic risk and resolution of large banks; HR 2029 - Consolidated Appropriations Act of 2016, with respect to banking policy issues; HR 22 - Fixing Americas Surface Transportation Act, with respect to changes to payment of Fed dividends to member banks
Filing targets: Commodity Futures Trading Commission (CFTC), Federal Deposit Insurance Corporation (FDIC), Federal Reserve System, HOUSE OF REPRESENTATIVES, Office of the Comptroller of the Currency (OCC), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
International tax reform, related to deferral and cross-border compliance; Retirement savings incentives
Filing targets: Commodity Futures Trading Commission (CFTC), Federal Deposit Insurance Corporation (FDIC), Federal Reserve System, HOUSE OF REPRESENTATIVES, Office of the Comptroller of the Currency (OCC), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
International tax reform, related to deferral and cross-border compliance; Retirement savings incentives
Filing targets: Commodity Futures Trading Commission (CFTC), Federal Deposit Insurance Corporation (FDIC), Federal Reserve System, HOUSE OF REPRESENTATIVES, Office of the Comptroller of the Currency (OCC), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
Issues related to systemic risk and resolution of large banks
Filing targets: Commodity Futures Trading Commission (CFTC), Federal Deposit Insurance Corporation (FDIC), Federal Reserve System, HOUSE OF REPRESENTATIVES, Office of the Comptroller of the Currency (OCC), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
International tax reform, related to deferral and cross-border compliance; Retirement savings incentives
Filing targets: Commodity Futures Trading Commission (CFTC), Federal Deposit Insurance Corporation (FDIC), Federal Reserve System, HOUSE OF REPRESENTATIVES, Office of the Comptroller of the Currency (OCC), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
Issues related to systemic risk and resolution of large banks
Filing targets: Commodity Futures Trading Commission (CFTC), Federal Deposit Insurance Corporation (FDIC), Federal Reserve System, HOUSE OF REPRESENTATIVES, Office of the Comptroller of the Currency (OCC), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
Issues related to systemic risk and resolution of large banks
Filing targets: Commodity Futures Trading Commission (CFTC), Federal Deposit Insurance Corporation (FDIC), Federal Reserve System, HOUSE OF REPRESENTATIVES, Office of the Comptroller of the Currency (OCC), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
International tax reform, related to deferral and cross-border compliance; Implementation of Foreign Account Tax Compliance Act (FATCA); Retirement savings incentives
Filing targets: Commodity Futures Trading Commission (CFTC), Federal Deposit Insurance Corporation (FDIC), HOUSE OF REPRESENTATIVES, Office of the Comptroller of the Currency (OCC), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
Retirement savings incentives
Filing targets: Commodity Futures Trading Commission (CFTC), Federal Deposit Insurance Corporation (FDIC), Federal Reserve System, HOUSE OF REPRESENTATIVES, Office of the Comptroller of the Currency (OCC), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
Implementation of Dodd-Frank Wall Street Reform and Consumer Protection Act, including the Volcker Rule and other issues; money market mutual fund reform
Filing targets: Commodity Futures Trading Commission (CFTC), Federal Deposit Insurance Corporation (FDIC), Federal Reserve System, HOUSE OF REPRESENTATIVES, Office of the Comptroller of the Currency (OCC), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
International tax reform, related to deferral and cross-border compliance; Implementation of Foreign Account Tax Compliance Act (FATCA); Retirement savings incentives
Filing targets: Commodity Futures Trading Commission (CFTC), Federal Deposit Insurance Corporation (FDIC), Federal Reserve System, HOUSE OF REPRESENTATIVES, Office of the Comptroller of the Currency (OCC), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
Implementation of DoddFrank Wall Street Reform and Consumer Protection Act, including the Volcker Rule and other issues; money market mutual fund reform
Filing targets: Commodity Futures Trading Commission (CFTC), Federal Deposit Insurance Corporation (FDIC), Federal Reserve System, HOUSE OF REPRESENTATIVES, Office of Thrift Supervision (OTS), Office of the Comptroller of the Currency (OCC), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
Issues related to systemic risk and resolution of large banks; S.1282: 21st Century Glass-Steagall Act of 2013
Filing targets: Commodity Futures Trading Commission (CFTC), Federal Deposit Insurance Corporation (FDIC), Federal Reserve System, HOUSE OF REPRESENTATIVES, Office of Thrift Supervision (OTS), Office of the Comptroller of the Currency (OCC), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
Issues related to systemic risk and resolution of large banks
Filing targets: Commodity Futures Trading Commission (CFTC), Federal Deposit Insurance Corporation (FDIC), Federal Reserve System, HOUSE OF REPRESENTATIVES, Office of Thrift Supervision (OTS), Office of the Comptroller of the Currency (OCC), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
Retirement savings incentives
Filing targets: Commodity Futures Trading Commission (CFTC), Federal Deposit Insurance Corporation (FDIC), Federal Reserve System, HOUSE OF REPRESENTATIVES, Office of Thrift Supervision (OTS), Office of the Comptroller of the Currency (OCC), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
Retirement savings incentives
Filing targets: Commodity Futures Trading Commission (CFTC), Federal Deposit Insurance Corporation (FDIC), Federal Reserve System, HOUSE OF REPRESENTATIVES, Office of Thrift Supervision (OTS), Office of the Comptroller of the Currency (OCC), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
Filing targets: Commodity Futures Trading Commission (CFTC), Council of Economic Advisers (CEA), HOUSE OF REPRESENTATIVES, SENATE, Treasury, Dept of
Filing targets: Commodity Futures Trading Commission (CFTC), Council of Economic Advisers (CEA), HOUSE OF REPRESENTATIVES, SENATE, Treasury, Dept of
Financial services regulatory reform (including H.R. 4173) as it relates to treatment of alternative investment funds, pension plans, foreign exchange forwards and similar contracts, FDIC funding, custodial requirements for investment advisers, and systemic risk.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
Financial services emergency preparedness and critical infrastructure protection.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
Financial services industry regulatory reform proposals
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
Financial services regulatory reform, as it relates to treatment of alternative investment funds.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
Business Checking Freedom Act, relating to effective date.
Filing targets: HOUSE OF REPRESENTATIVES, SENATE
* SEC proposal on Reg R as it relates to the provision of banking services to sophisticated institutional customers Regulation of ETFs
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
* SEC proposal on Reg R as it relates to the provision of banking services to sophisticated institutional customers Regulation of ETFs
Filing targets: HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of