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Income and expense are whole-filing amounts associated with this lobbyist, not personal compensation or an allocated share.
No topic inference: each bill number appears in source LDA issue text assigned to this lobbyist.
Improving Corporate Governance Through Diversity Act of 2019
Client: PRUDENTIAL FINANCIAL INC · Firm: PRUDENTIAL FINANCIAL, INC.
No Bill # - Federal Agency Regulatory Changes Associated with COVID-19 Relief No Bill # - SEC Best Interest Standard S.603, H.R. 3561 - Financial Stability Oversight Council Improvement Act of 2019 S.603, H.R. 1862 - Issues relating to Dodd Frank Implementation and FIO, OFR, Volcker Rule, FSOC, FSB and their associated work on topics like capital standards, non bank SIFI designation, insurance regulation and oversight No Bill # - International Insurance Capital Standards H.R.1595, S. 1152 - SAFE Banking Act of 2019 No Bill # - Executive Order on Core Principles for Regulating the United States Financial System (February 3, 2017) and subsequent reports on banking (June 6, 2017), capital markets (October 20, 2017), and insurance and asset management (November 17, 2017) and Fintech report (July 31, 2018). No Bill # - GSE and FHA Housing Finance Reform; Trump Administration Housing Finance Reform Plan No Bill # - LIBOR Transition Federal Safe Harbor Draft Legislation No Bill # - Exemption from Derivatives Clearing Organization Registration (RIN 3038-AE65); Registration with Alternative Compliance for Non-U.S. Derivatives Clearing Organizations (RIN 3038-AE87) No Bill # - Support Federal agency efforts to allow for greater electronic efficiencies, including e-delivery and e-signature, with customers H.R. 1018 - Improving Corporate Governance through Diversity Act of 2019 H.R. 3279 - Diversity in Corporate Leadership Act of 2019 No Bill # - Tailored Shareholder Reports, Treatment of Annual Prospectus Updates for Existing Investors, and Improved Fee and Risk Disclosure for Mutual Funds and Exchange-Traded Funds; Fee Information in Investment Company Advertisements File No. S7-09-20, August 5, 2020
Specific issues are shown only where the LDA source assigned them to this lobbyist. Targets apply to the associated filing.
PRUDENTIAL FINANCIAL INC via PRUDENTIAL FINANCIAL, INC.
2021 · second_quarter · Q2
SEC Best Interest Standard Issues relating to Dodd-Frank implementation and FIO, OFR, Volcker Rule, FSOC, FSB and their associated work on topics like capital standards, non-bank SIFI designation, insurance regulation, and oversight International Insurance Capital Standards SAFE Banking Act of 2021 LIBOR Transition Federal Safe Harbor Draft Legislation Support Federal agency efforts to allow for greater electronic efficiencies, including e-delivery and e-signature, with customers Improving Corporate Governance through Diversity Act of 2021 SEC "Public Input Welcomed on Climate Change Disclosures" American Infrastructure Bonds Act of 2021 LIFT Act
Filing targets: Commodity Futures Trading Commission (CFTC), Federal Reserve System, HOUSE OF REPRESENTATIVES, Labor, Dept of (DOL), Office of Management & Budget (OMB), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
Source: Senate LDA
Improving Corporate Governance Through Diversity Act of 2019
Client: PRUDENTIAL FINANCIAL INC · Firm: PRUDENTIAL FINANCIAL, INC.
No Bill # - Federal Agency Regulatory Changes Associated with COVID-19 Relief No Bill # - SEC Best Interest Standard S.603, H.R. 3561 - Financial Stability Oversight Council Improvement Act of 2019 S.603, H.R. 1862 - Issues relating to Dodd Frank Implementation and FIO, OFR, Volcker Rule, FSOC, FSB and their associated work on topics like capital standards, non bank SIFI designation, insurance regulation and oversight No Bill # - International Insurance Capital Standards H.R.1595, S. 1152 - SAFE Banking Act of 2019 No Bill # - Executive Order on Core Principles for Regulating the United States Financial System (February 3, 2017) and subsequent reports on banking (June 6, 2017), capital markets (October 20, 2017), and insurance and asset management (November 17, 2017) and Fintech report (July 31, 2018). No Bill # - GSE and FHA Housing Finance Reform; Trump Administration Housing Finance Reform Plan No Bill # - LIBOR Transition Federal Safe Harbor Draft Legislation No Bill # - Exemption from Derivatives Clearing Organization Registration (RIN 3038-AE65); Registration with Alternative Compliance for Non-U.S. Derivatives Clearing Organizations (RIN 3038-AE87) No Bill # - Support Federal agency efforts to allow for greater electronic efficiencies, including e-delivery and e-signature, with customers H.R. 1018 - Improving Corporate Governance through Diversity Act of 2019 H.R. 3279 - Diversity in Corporate Leadership Act of 2019 No Bill # - Tailored Shareholder Reports, Treatment of Annual Prospectus Updates for Existing Investors, and Improved Fee and Risk Disclosure for Mutual Funds and Exchange-Traded Funds; Fee Information in Investment Company Advertisements File No. S7-09-20, August 5, 2020
Improving Corporate Governance Through Diversity Act of 2019
Client: PRUDENTIAL FINANCIAL INC · Firm: PRUDENTIAL FINANCIAL, INC.
No Bill # - Federal Agency Regulatory Changes Associated with COVID-19 Relief No Bill # - SEC Best Interest Standard S.603, H.R. 3561 - Financial Stability Oversight Council Improvement Act of 2019 S.603, H.R. 1862 - Issues relating to Dodd Frank Implementation and FIO, OFR, Volcker Rule, FSOC, FSB and their associated work on topics like capital standards, non bank SIFI designation, insurance regulation and oversight No Bill # - International Insurance Capital Standards H.R.1595, S. 1152 - SAFE Banking Act of 2019 No Bill # - Executive Order on Core Principles for Regulating the United States Financial System (February 3, 2017) and subsequent reports on banking (June 6, 2017), capital markets (October 20, 2017), and insurance and asset management (November 17, 2017) and Fintech report (July 31, 2018). No Bill # - GSE and FHA Housing Finance Reform; Trump Administration Housing Finance Reform Plan No Bill # - LIBOR Transition Federal Safe Harbor Draft Legislation No Bill # - Exemption from Derivatives Clearing Organization Registration (RIN 3038-AE65); Registration with Alternative Compliance for Non-U.S. Derivatives Clearing Organizations (RIN 3038-AE87) No Bill # - Support Federal agency efforts to allow for greater electronic efficiencies, including e-delivery and e-signature, with customers H.R. 1018 - Improving Corporate Governance through Diversity Act of 2019 H.R. 3279 - Diversity in Corporate Leadership Act of 2019 No Bill # - Tailored Shareholder Reports, Treatment of Annual Prospectus Updates for Existing Investors, and Improved Fee and Risk Disclosure for Mutual Funds and Exchange-Traded Funds; Fee Information in Investment Company Advertisements File No. S7-09-20, August 5, 2020
Improving Corporate Governance Through Diversity Act of 2019
Client: PRUDENTIAL FINANCIAL INC · Firm: PRUDENTIAL FINANCIAL, INC.
No Bill # - Federal Agency Regulatory Changes Associated with COVID-19 Relief No Bill # - SEC Best Interest Standard S.603, H.R. 3561 - Financial Stability Oversight Council Improvement Act of 2019 S.603, H.R. 1862 - Issues relating to Dodd Frank Implementation and FIO, OFR, Volcker Rule, FSOC, FSB and their associated work on topics like capital standards, non bank SIFI designation, insurance regulation and oversight No Bill # - International Insurance Capital Standards H.R.1595, S. 1152 - SAFE Banking Act of 2019 No Bill # - Executive Order on Core Principles for Regulating the United States Financial System (February 3, 2017) and subsequent reports on banking (June 6, 2017), capital markets (October 20, 2017), and insurance and asset management (November 17, 2017) and Fintech report (July 31, 2018). No Bill # - GSE and FHA Housing Finance Reform; Trump Administration Housing Finance Reform Plan No Bill # - LIBOR Transition Federal Safe Harbor Draft Legislation No Bill # - Exemption from Derivatives Clearing Organization Registration (RIN 3038-AE65); Registration with Alternative Compliance for Non-U.S. Derivatives Clearing Organizations (RIN 3038-AE87) No Bill # - Support Federal agency efforts to allow for greater electronic efficiencies, including e-delivery and e-signature, with customers H.R. 1018 - Improving Corporate Governance through Diversity Act of 2019 H.R. 3279 - Diversity in Corporate Leadership Act of 2019 No Bill # - Tailored Shareholder Reports, Treatment of Annual Prospectus Updates for Existing Investors, and Improved Fee and Risk Disclosure for Mutual Funds and Exchange-Traded Funds; Fee Information in Investment Company Advertisements File No. S7-09-20, August 5, 2020
SAFE Banking Act of 2019
Client: PRUDENTIAL FINANCIAL INC · Firm: PRUDENTIAL FINANCIAL, INC.
No Bill # - Federal Agency Regulatory Changes Associated with COVID-19 Relief No Bill # - SEC Best Interest Standard S.603, H.R. 3561 - Financial Stability Oversight Council Improvement Act of 2019 S.603, H.R. 1862 - Issues relating to Dodd Frank Implementation and FIO, OFR, Volcker Rule, FSOC, FSB and their associated work on topics like capital standards, non bank SIFI designation, insurance regulation and oversight No Bill # - International Insurance Capital Standards H.R.1595, S. 1152 - SAFE Banking Act of 2019 No Bill # - Executive Order on Core Principles for Regulating the United States Financial System (February 3, 2017) and subsequent reports on banking (June 6, 2017), capital markets (October 20, 2017), and insurance and asset management (November 17, 2017) and Fintech report (July 31, 2018). No Bill # - GSE and FHA Housing Finance Reform; Trump Administration Housing Finance Reform Plan No Bill # - LIBOR Transition Federal Safe Harbor Draft Legislation No Bill # - Exemption from Derivatives Clearing Organization Registration (RIN 3038-AE65); Registration with Alternative Compliance for Non-U.S. Derivatives Clearing Organizations (RIN 3038-AE87) No Bill # - Support Federal agency efforts to allow for greater electronic efficiencies, including e-delivery and e-signature, with customers H.R. 1018 - Improving Corporate Governance through Diversity Act of 2019 H.R. 3279 - Diversity in Corporate Leadership Act of 2019 No Bill # - Tailored Shareholder Reports, Treatment of Annual Prospectus Updates for Existing Investors, and Improved Fee and Risk Disclosure for Mutual Funds and Exchange-Traded Funds; Fee Information in Investment Company Advertisements File No. S7-09-20, August 5, 2020
SAFE Banking Act of 2019
Client: PRUDENTIAL FINANCIAL INC · Firm: PRUDENTIAL FINANCIAL, INC.
No Bill # - Federal Agency Regulatory Changes Associated with COVID-19 Relief No Bill # - SEC Best Interest Standard S.603, H.R. 3561 - Financial Stability Oversight Council Improvement Act of 2019 S.603, H.R. 1862 - Issues relating to Dodd Frank Implementation and FIO, OFR, Volcker Rule, FSOC, FSB and their associated work on topics like capital standards, non bank SIFI designation, insurance regulation and oversight No Bill # - International Insurance Capital Standards H.R.1595, S. 1152 - SAFE Banking Act of 2019 No Bill # - Executive Order on Core Principles for Regulating the United States Financial System (February 3, 2017) and subsequent reports on banking (June 6, 2017), capital markets (October 20, 2017), and insurance and asset management (November 17, 2017) and Fintech report (July 31, 2018). No Bill # - GSE and FHA Housing Finance Reform; Trump Administration Housing Finance Reform Plan No Bill # - LIBOR Transition Federal Safe Harbor Draft Legislation No Bill # - Exemption from Derivatives Clearing Organization Registration (RIN 3038-AE65); Registration with Alternative Compliance for Non-U.S. Derivatives Clearing Organizations (RIN 3038-AE87) No Bill # - Support Federal agency efforts to allow for greater electronic efficiencies, including e-delivery and e-signature, with customers H.R. 1018 - Improving Corporate Governance through Diversity Act of 2019 H.R. 3279 - Diversity in Corporate Leadership Act of 2019 No Bill # - Tailored Shareholder Reports, Treatment of Annual Prospectus Updates for Existing Investors, and Improved Fee and Risk Disclosure for Mutual Funds and Exchange-Traded Funds; Fee Information in Investment Company Advertisements File No. S7-09-20, August 5, 2020
SAFE Banking Act of 2019
Client: PRUDENTIAL FINANCIAL INC · Firm: PRUDENTIAL FINANCIAL, INC.
No Bill # - Federal Agency Regulatory Changes Associated with COVID-19 Relief No Bill # - SEC Best Interest Standard S.603, H.R. 3561 - Financial Stability Oversight Council Improvement Act of 2019 S.603, H.R. 1862 - Issues relating to Dodd Frank Implementation and FIO, OFR, Volcker Rule, FSOC, FSB and their associated work on topics like capital standards, non bank SIFI designation, insurance regulation and oversight No Bill # - International Insurance Capital Standards H.R.1595, S. 1152 - SAFE Banking Act of 2019 No Bill # - Executive Order on Core Principles for Regulating the United States Financial System (February 3, 2017) and subsequent reports on banking (June 6, 2017), capital markets (October 20, 2017), and insurance and asset management (November 17, 2017) and Fintech report (July 31, 2018). No Bill # - GSE and FHA Housing Finance Reform; Trump Administration Housing Finance Reform Plan No Bill # - LIBOR Transition Federal Safe Harbor Draft Legislation No Bill # - Exemption from Derivatives Clearing Organization Registration (RIN 3038-AE65); Registration with Alternative Compliance for Non-U.S. Derivatives Clearing Organizations (RIN 3038-AE87) No Bill # - Support Federal agency efforts to allow for greater electronic efficiencies, including e-delivery and e-signature, with customers H.R. 1018 - Improving Corporate Governance through Diversity Act of 2019 H.R. 3279 - Diversity in Corporate Leadership Act of 2019 No Bill # - Tailored Shareholder Reports, Treatment of Annual Prospectus Updates for Existing Investors, and Improved Fee and Risk Disclosure for Mutual Funds and Exchange-Traded Funds; Fee Information in Investment Company Advertisements File No. S7-09-20, August 5, 2020
SAFE Banking Act of 2019
Client: PRUDENTIAL FINANCIAL INC · Firm: PRUDENTIAL FINANCIAL, INC.
No Bill # - Federal Agency Regulatory Changes Associated with COVID-19 Relief No Bill # - SEC Best Interest Standard S.603, H.R. 3561 - Financial Stability Oversight Council Improvement Act of 2019 S.603, H.R. 1862 - Issues relating to Dodd Frank Implementation and FIO, OFR, Volcker Rule, FSOC, FSB and their associated work on topics like capital standards, non bank SIFI designation, insurance regulation and oversight No Bill # - International Insurance Capital Standards H.R.1595, S. 1152 - SAFE Banking Act of 2019 No Bill # - Executive Order on Core Principles for Regulating the United States Financial System (February 3, 2017) and subsequent reports on banking (June 6, 2017), capital markets (October 20, 2017), and insurance and asset management (November 17, 2017) and Fintech report (July 31, 2018). No Bill # - GSE and FHA Housing Finance Reform; Trump Administration Housing Finance Reform Plan No Bill # - LIBOR Transition Federal Safe Harbor Draft Legislation No Bill # - Exemption from Derivatives Clearing Organization Registration (RIN 3038-AE65); Registration with Alternative Compliance for Non-U.S. Derivatives Clearing Organizations (RIN 3038-AE87) No Bill # - Support Federal agency efforts to allow for greater electronic efficiencies, including e-delivery and e-signature, with customers H.R. 1018 - Improving Corporate Governance through Diversity Act of 2019 H.R. 3279 - Diversity in Corporate Leadership Act of 2019 No Bill # - Tailored Shareholder Reports, Treatment of Annual Prospectus Updates for Existing Investors, and Improved Fee and Risk Disclosure for Mutual Funds and Exchange-Traded Funds; Fee Information in Investment Company Advertisements File No. S7-09-20, August 5, 2020
Federal Insurance Office Abolishment Act of 2019
Client: PRUDENTIAL FINANCIAL INC · Firm: PRUDENTIAL FINANCIAL, INC.
No Bill # - Federal Agency Regulatory Changes Associated with COVID-19 Relief No Bill # - SEC Best Interest Standard S.603, H.R. 3561 - Financial Stability Oversight Council Improvement Act of 2019 S.603, H.R. 1862 - Issues relating to Dodd Frank Implementation and FIO, OFR, Volcker Rule, FSOC, FSB and their associated work on topics like capital standards, non bank SIFI designation, insurance regulation and oversight No Bill # - International Insurance Capital Standards H.R.1595, S. 1152 - SAFE Banking Act of 2019 No Bill # - Executive Order on Core Principles for Regulating the United States Financial System (February 3, 2017) and subsequent reports on banking (June 6, 2017), capital markets (October 20, 2017), and insurance and asset management (November 17, 2017) and Fintech report (July 31, 2018). No Bill # - GSE and FHA Housing Finance Reform; Trump Administration Housing Finance Reform Plan No Bill # - LIBOR Transition Federal Safe Harbor Draft Legislation No Bill # - Exemption from Derivatives Clearing Organization Registration (RIN 3038-AE65); Registration with Alternative Compliance for Non-U.S. Derivatives Clearing Organizations (RIN 3038-AE87) No Bill # - Support Federal agency efforts to allow for greater electronic efficiencies, including e-delivery and e-signature, with customers H.R. 1018 - Improving Corporate Governance through Diversity Act of 2019 H.R. 3279 - Diversity in Corporate Leadership Act of 2019 No Bill # - Tailored Shareholder Reports, Treatment of Annual Prospectus Updates for Existing Investors, and Improved Fee and Risk Disclosure for Mutual Funds and Exchange-Traded Funds; Fee Information in Investment Company Advertisements File No. S7-09-20, August 5, 2020
Federal Insurance Office Abolishment Act of 2019
Client: PRUDENTIAL FINANCIAL INC · Firm: PRUDENTIAL FINANCIAL, INC.
No Bill # - Federal Agency Regulatory Changes Associated with COVID-19 Relief No Bill # - SEC Best Interest Standard S.603, H.R. 3561 - Financial Stability Oversight Council Improvement Act of 2019 S.603, H.R. 1862 - Issues relating to Dodd Frank Implementation and FIO, OFR, Volcker Rule, FSOC, FSB and their associated work on topics like capital standards, non bank SIFI designation, insurance regulation and oversight No Bill # - International Insurance Capital Standards H.R.1595, S. 1152 - SAFE Banking Act of 2019 No Bill # - Executive Order on Core Principles for Regulating the United States Financial System (February 3, 2017) and subsequent reports on banking (June 6, 2017), capital markets (October 20, 2017), and insurance and asset management (November 17, 2017) and Fintech report (July 31, 2018). No Bill # - GSE and FHA Housing Finance Reform; Trump Administration Housing Finance Reform Plan No Bill # - LIBOR Transition Federal Safe Harbor Draft Legislation No Bill # - Exemption from Derivatives Clearing Organization Registration (RIN 3038-AE65); Registration with Alternative Compliance for Non-U.S. Derivatives Clearing Organizations (RIN 3038-AE87) No Bill # - Support Federal agency efforts to allow for greater electronic efficiencies, including e-delivery and e-signature, with customers H.R. 1018 - Improving Corporate Governance through Diversity Act of 2019 H.R. 3279 - Diversity in Corporate Leadership Act of 2019 No Bill # - Tailored Shareholder Reports, Treatment of Annual Prospectus Updates for Existing Investors, and Improved Fee and Risk Disclosure for Mutual Funds and Exchange-Traded Funds; Fee Information in Investment Company Advertisements File No. S7-09-20, August 5, 2020
Federal Insurance Office Abolishment Act of 2019
Client: PRUDENTIAL FINANCIAL INC · Firm: PRUDENTIAL FINANCIAL, INC.
No Bill # - Federal Agency Regulatory Changes Associated with COVID-19 Relief No Bill # - SEC Best Interest Standard S.603, H.R. 3561 - Financial Stability Oversight Council Improvement Act of 2019 S.603, H.R. 1862 - Issues relating to Dodd Frank Implementation and FIO, OFR, Volcker Rule, FSOC, FSB and their associated work on topics like capital standards, non bank SIFI designation, insurance regulation and oversight No Bill # - International Insurance Capital Standards H.R.1595, S. 1152 - SAFE Banking Act of 2019 No Bill # - Executive Order on Core Principles for Regulating the United States Financial System (February 3, 2017) and subsequent reports on banking (June 6, 2017), capital markets (October 20, 2017), and insurance and asset management (November 17, 2017) and Fintech report (July 31, 2018). No Bill # - GSE and FHA Housing Finance Reform; Trump Administration Housing Finance Reform Plan No Bill # - LIBOR Transition Federal Safe Harbor Draft Legislation No Bill # - Exemption from Derivatives Clearing Organization Registration (RIN 3038-AE65); Registration with Alternative Compliance for Non-U.S. Derivatives Clearing Organizations (RIN 3038-AE87) No Bill # - Support Federal agency efforts to allow for greater electronic efficiencies, including e-delivery and e-signature, with customers H.R. 1018 - Improving Corporate Governance through Diversity Act of 2019 H.R. 3279 - Diversity in Corporate Leadership Act of 2019 No Bill # - Tailored Shareholder Reports, Treatment of Annual Prospectus Updates for Existing Investors, and Improved Fee and Risk Disclosure for Mutual Funds and Exchange-Traded Funds; Fee Information in Investment Company Advertisements File No. S7-09-20, August 5, 2020
Federal Insurance Office Abolishment Act of 2019
Client: PRUDENTIAL FINANCIAL INC · Firm: PRUDENTIAL FINANCIAL, INC.
No Bill # - Federal Agency Regulatory Changes Associated with COVID-19 Relief No Bill # - SEC Best Interest Standard S.603, H.R. 3561 - Financial Stability Oversight Council Improvement Act of 2019 S.603, H.R. 1862 - Issues relating to Dodd Frank Implementation and FIO, OFR, Volcker Rule, FSOC, FSB and their associated work on topics like capital standards, non bank SIFI designation, insurance regulation and oversight No Bill # - International Insurance Capital Standards H.R.1595, S. 1152 - SAFE Banking Act of 2019 No Bill # - Executive Order on Core Principles for Regulating the United States Financial System (February 3, 2017) and subsequent reports on banking (June 6, 2017), capital markets (October 20, 2017), and insurance and asset management (November 17, 2017) and Fintech report (July 31, 2018). No Bill # - GSE and FHA Housing Finance Reform; Trump Administration Housing Finance Reform Plan No Bill # - LIBOR Transition Federal Safe Harbor Draft Legislation No Bill # - Exemption from Derivatives Clearing Organization Registration (RIN 3038-AE65); Registration with Alternative Compliance for Non-U.S. Derivatives Clearing Organizations (RIN 3038-AE87) No Bill # - Support Federal agency efforts to allow for greater electronic efficiencies, including e-delivery and e-signature, with customers H.R. 1018 - Improving Corporate Governance through Diversity Act of 2019 H.R. 3279 - Diversity in Corporate Leadership Act of 2019 No Bill # - Tailored Shareholder Reports, Treatment of Annual Prospectus Updates for Existing Investors, and Improved Fee and Risk Disclosure for Mutual Funds and Exchange-Traded Funds; Fee Information in Investment Company Advertisements File No. S7-09-20, August 5, 2020
Diversity in Corporate Leadership Act of 2019
Client: PRUDENTIAL FINANCIAL INC · Firm: PRUDENTIAL FINANCIAL, INC.
No Bill # - Federal Agency Regulatory Changes Associated with COVID-19 Relief No Bill # - SEC Best Interest Standard S.603, H.R. 3561 - Financial Stability Oversight Council Improvement Act of 2019 S.603, H.R. 1862 - Issues relating to Dodd Frank Implementation and FIO, OFR, Volcker Rule, FSOC, FSB and their associated work on topics like capital standards, non bank SIFI designation, insurance regulation and oversight No Bill # - International Insurance Capital Standards H.R.1595, S. 1152 - SAFE Banking Act of 2019 No Bill # - Executive Order on Core Principles for Regulating the United States Financial System (February 3, 2017) and subsequent reports on banking (June 6, 2017), capital markets (October 20, 2017), and insurance and asset management (November 17, 2017) and Fintech report (July 31, 2018). No Bill # - GSE and FHA Housing Finance Reform; Trump Administration Housing Finance Reform Plan No Bill # - LIBOR Transition Federal Safe Harbor Draft Legislation No Bill # - Exemption from Derivatives Clearing Organization Registration (RIN 3038-AE65); Registration with Alternative Compliance for Non-U.S. Derivatives Clearing Organizations (RIN 3038-AE87) No Bill # - Support Federal agency efforts to allow for greater electronic efficiencies, including e-delivery and e-signature, with customers H.R. 1018 - Improving Corporate Governance through Diversity Act of 2019 H.R. 3279 - Diversity in Corporate Leadership Act of 2019 No Bill # - Tailored Shareholder Reports, Treatment of Annual Prospectus Updates for Existing Investors, and Improved Fee and Risk Disclosure for Mutual Funds and Exchange-Traded Funds; Fee Information in Investment Company Advertisements File No. S7-09-20, August 5, 2020
Diversity in Corporate Leadership Act of 2019
Client: PRUDENTIAL FINANCIAL INC · Firm: PRUDENTIAL FINANCIAL, INC.
No Bill # - Federal Agency Regulatory Changes Associated with COVID-19 Relief No Bill # - SEC Best Interest Standard S.603, H.R. 3561 - Financial Stability Oversight Council Improvement Act of 2019 S.603, H.R. 1862 - Issues relating to Dodd Frank Implementation and FIO, OFR, Volcker Rule, FSOC, FSB and their associated work on topics like capital standards, non bank SIFI designation, insurance regulation and oversight No Bill # - International Insurance Capital Standards H.R.1595, S. 1152 - SAFE Banking Act of 2019 No Bill # - Executive Order on Core Principles for Regulating the United States Financial System (February 3, 2017) and subsequent reports on banking (June 6, 2017), capital markets (October 20, 2017), and insurance and asset management (November 17, 2017) and Fintech report (July 31, 2018). No Bill # - GSE and FHA Housing Finance Reform; Trump Administration Housing Finance Reform Plan No Bill # - LIBOR Transition Federal Safe Harbor Draft Legislation No Bill # - Exemption from Derivatives Clearing Organization Registration (RIN 3038-AE65); Registration with Alternative Compliance for Non-U.S. Derivatives Clearing Organizations (RIN 3038-AE87) No Bill # - Support Federal agency efforts to allow for greater electronic efficiencies, including e-delivery and e-signature, with customers H.R. 1018 - Improving Corporate Governance through Diversity Act of 2019 H.R. 3279 - Diversity in Corporate Leadership Act of 2019 No Bill # - Tailored Shareholder Reports, Treatment of Annual Prospectus Updates for Existing Investors, and Improved Fee and Risk Disclosure for Mutual Funds and Exchange-Traded Funds; Fee Information in Investment Company Advertisements File No. S7-09-20, August 5, 2020
Diversity in Corporate Leadership Act of 2019
Client: PRUDENTIAL FINANCIAL INC · Firm: PRUDENTIAL FINANCIAL, INC.
No Bill # - Federal Agency Regulatory Changes Associated with COVID-19 Relief No Bill # - SEC Best Interest Standard S.603, H.R. 3561 - Financial Stability Oversight Council Improvement Act of 2019 S.603, H.R. 1862 - Issues relating to Dodd Frank Implementation and FIO, OFR, Volcker Rule, FSOC, FSB and their associated work on topics like capital standards, non bank SIFI designation, insurance regulation and oversight No Bill # - International Insurance Capital Standards H.R.1595, S. 1152 - SAFE Banking Act of 2019 No Bill # - Executive Order on Core Principles for Regulating the United States Financial System (February 3, 2017) and subsequent reports on banking (June 6, 2017), capital markets (October 20, 2017), and insurance and asset management (November 17, 2017) and Fintech report (July 31, 2018). No Bill # - GSE and FHA Housing Finance Reform; Trump Administration Housing Finance Reform Plan No Bill # - LIBOR Transition Federal Safe Harbor Draft Legislation No Bill # - Exemption from Derivatives Clearing Organization Registration (RIN 3038-AE65); Registration with Alternative Compliance for Non-U.S. Derivatives Clearing Organizations (RIN 3038-AE87) No Bill # - Support Federal agency efforts to allow for greater electronic efficiencies, including e-delivery and e-signature, with customers H.R. 1018 - Improving Corporate Governance through Diversity Act of 2019 H.R. 3279 - Diversity in Corporate Leadership Act of 2019 No Bill # - Tailored Shareholder Reports, Treatment of Annual Prospectus Updates for Existing Investors, and Improved Fee and Risk Disclosure for Mutual Funds and Exchange-Traded Funds; Fee Information in Investment Company Advertisements File No. S7-09-20, August 5, 2020
Diversity in Corporate Leadership Act of 2019
Client: PRUDENTIAL FINANCIAL INC · Firm: PRUDENTIAL FINANCIAL, INC.
No Bill # - Federal Agency Regulatory Changes Associated with COVID-19 Relief No Bill # - SEC Best Interest Standard S.603, H.R. 3561 - Financial Stability Oversight Council Improvement Act of 2019 S.603, H.R. 1862 - Issues relating to Dodd Frank Implementation and FIO, OFR, Volcker Rule, FSOC, FSB and their associated work on topics like capital standards, non bank SIFI designation, insurance regulation and oversight No Bill # - International Insurance Capital Standards H.R.1595, S. 1152 - SAFE Banking Act of 2019 No Bill # - Executive Order on Core Principles for Regulating the United States Financial System (February 3, 2017) and subsequent reports on banking (June 6, 2017), capital markets (October 20, 2017), and insurance and asset management (November 17, 2017) and Fintech report (July 31, 2018). No Bill # - GSE and FHA Housing Finance Reform; Trump Administration Housing Finance Reform Plan No Bill # - LIBOR Transition Federal Safe Harbor Draft Legislation No Bill # - Exemption from Derivatives Clearing Organization Registration (RIN 3038-AE65); Registration with Alternative Compliance for Non-U.S. Derivatives Clearing Organizations (RIN 3038-AE87) No Bill # - Support Federal agency efforts to allow for greater electronic efficiencies, including e-delivery and e-signature, with customers H.R. 1018 - Improving Corporate Governance through Diversity Act of 2019 H.R. 3279 - Diversity in Corporate Leadership Act of 2019 No Bill # - Tailored Shareholder Reports, Treatment of Annual Prospectus Updates for Existing Investors, and Improved Fee and Risk Disclosure for Mutual Funds and Exchange-Traded Funds; Fee Information in Investment Company Advertisements File No. S7-09-20, August 5, 2020
Financial Stability Oversight Council Improvement Act of 2019
Client: PRUDENTIAL FINANCIAL INC · Firm: PRUDENTIAL FINANCIAL, INC.
No Bill # - Federal Agency Regulatory Changes Associated with COVID-19 Relief No Bill # - SEC Best Interest Standard S.603, H.R. 3561 - Financial Stability Oversight Council Improvement Act of 2019 S.603, H.R. 1862 - Issues relating to Dodd Frank Implementation and FIO, OFR, Volcker Rule, FSOC, FSB and their associated work on topics like capital standards, non bank SIFI designation, insurance regulation and oversight No Bill # - International Insurance Capital Standards H.R.1595, S. 1152 - SAFE Banking Act of 2019 No Bill # - Executive Order on Core Principles for Regulating the United States Financial System (February 3, 2017) and subsequent reports on banking (June 6, 2017), capital markets (October 20, 2017), and insurance and asset management (November 17, 2017) and Fintech report (July 31, 2018). No Bill # - GSE and FHA Housing Finance Reform; Trump Administration Housing Finance Reform Plan No Bill # - LIBOR Transition Federal Safe Harbor Draft Legislation No Bill # - Exemption from Derivatives Clearing Organization Registration (RIN 3038-AE65); Registration with Alternative Compliance for Non-U.S. Derivatives Clearing Organizations (RIN 3038-AE87) No Bill # - Support Federal agency efforts to allow for greater electronic efficiencies, including e-delivery and e-signature, with customers H.R. 1018 - Improving Corporate Governance through Diversity Act of 2019 H.R. 3279 - Diversity in Corporate Leadership Act of 2019 No Bill # - Tailored Shareholder Reports, Treatment of Annual Prospectus Updates for Existing Investors, and Improved Fee and Risk Disclosure for Mutual Funds and Exchange-Traded Funds; Fee Information in Investment Company Advertisements File No. S7-09-20, August 5, 2020
Financial Stability Oversight Council Improvement Act of 2019
Client: PRUDENTIAL FINANCIAL INC · Firm: PRUDENTIAL FINANCIAL, INC.
No Bill # - Federal Agency Regulatory Changes Associated with COVID-19 Relief No Bill # - SEC Best Interest Standard S.603, H.R. 3561 - Financial Stability Oversight Council Improvement Act of 2019 S.603, H.R. 1862 - Issues relating to Dodd Frank Implementation and FIO, OFR, Volcker Rule, FSOC, FSB and their associated work on topics like capital standards, non bank SIFI designation, insurance regulation and oversight No Bill # - International Insurance Capital Standards H.R.1595, S. 1152 - SAFE Banking Act of 2019 No Bill # - Executive Order on Core Principles for Regulating the United States Financial System (February 3, 2017) and subsequent reports on banking (June 6, 2017), capital markets (October 20, 2017), and insurance and asset management (November 17, 2017) and Fintech report (July 31, 2018). No Bill # - GSE and FHA Housing Finance Reform; Trump Administration Housing Finance Reform Plan No Bill # - LIBOR Transition Federal Safe Harbor Draft Legislation No Bill # - Exemption from Derivatives Clearing Organization Registration (RIN 3038-AE65); Registration with Alternative Compliance for Non-U.S. Derivatives Clearing Organizations (RIN 3038-AE87) No Bill # - Support Federal agency efforts to allow for greater electronic efficiencies, including e-delivery and e-signature, with customers H.R. 1018 - Improving Corporate Governance through Diversity Act of 2019 H.R. 3279 - Diversity in Corporate Leadership Act of 2019 No Bill # - Tailored Shareholder Reports, Treatment of Annual Prospectus Updates for Existing Investors, and Improved Fee and Risk Disclosure for Mutual Funds and Exchange-Traded Funds; Fee Information in Investment Company Advertisements File No. S7-09-20, August 5, 2020
Financial Stability Oversight Council Improvement Act of 2019
Client: PRUDENTIAL FINANCIAL INC · Firm: PRUDENTIAL FINANCIAL, INC.
No Bill # - Federal Agency Regulatory Changes Associated with COVID-19 Relief No Bill # - SEC Best Interest Standard S.603, H.R. 3561 - Financial Stability Oversight Council Improvement Act of 2019 S.603, H.R. 1862 - Issues relating to Dodd Frank Implementation and FIO, OFR, Volcker Rule, FSOC, FSB and their associated work on topics like capital standards, non bank SIFI designation, insurance regulation and oversight No Bill # - International Insurance Capital Standards H.R.1595, S. 1152 - SAFE Banking Act of 2019 No Bill # - Executive Order on Core Principles for Regulating the United States Financial System (February 3, 2017) and subsequent reports on banking (June 6, 2017), capital markets (October 20, 2017), and insurance and asset management (November 17, 2017) and Fintech report (July 31, 2018). No Bill # - GSE and FHA Housing Finance Reform; Trump Administration Housing Finance Reform Plan No Bill # - LIBOR Transition Federal Safe Harbor Draft Legislation No Bill # - Exemption from Derivatives Clearing Organization Registration (RIN 3038-AE65); Registration with Alternative Compliance for Non-U.S. Derivatives Clearing Organizations (RIN 3038-AE87) No Bill # - Support Federal agency efforts to allow for greater electronic efficiencies, including e-delivery and e-signature, with customers H.R. 1018 - Improving Corporate Governance through Diversity Act of 2019 H.R. 3279 - Diversity in Corporate Leadership Act of 2019 No Bill # - Tailored Shareholder Reports, Treatment of Annual Prospectus Updates for Existing Investors, and Improved Fee and Risk Disclosure for Mutual Funds and Exchange-Traded Funds; Fee Information in Investment Company Advertisements File No. S7-09-20, August 5, 2020
Financial Stability Oversight Council Improvement Act of 2019
Client: PRUDENTIAL FINANCIAL INC · Firm: PRUDENTIAL FINANCIAL, INC.
No Bill # - Federal Agency Regulatory Changes Associated with COVID-19 Relief No Bill # - SEC Best Interest Standard S.603, H.R. 3561 - Financial Stability Oversight Council Improvement Act of 2019 S.603, H.R. 1862 - Issues relating to Dodd Frank Implementation and FIO, OFR, Volcker Rule, FSOC, FSB and their associated work on topics like capital standards, non bank SIFI designation, insurance regulation and oversight No Bill # - International Insurance Capital Standards H.R.1595, S. 1152 - SAFE Banking Act of 2019 No Bill # - Executive Order on Core Principles for Regulating the United States Financial System (February 3, 2017) and subsequent reports on banking (June 6, 2017), capital markets (October 20, 2017), and insurance and asset management (November 17, 2017) and Fintech report (July 31, 2018). No Bill # - GSE and FHA Housing Finance Reform; Trump Administration Housing Finance Reform Plan No Bill # - LIBOR Transition Federal Safe Harbor Draft Legislation No Bill # - Exemption from Derivatives Clearing Organization Registration (RIN 3038-AE65); Registration with Alternative Compliance for Non-U.S. Derivatives Clearing Organizations (RIN 3038-AE87) No Bill # - Support Federal agency efforts to allow for greater electronic efficiencies, including e-delivery and e-signature, with customers H.R. 1018 - Improving Corporate Governance through Diversity Act of 2019 H.R. 3279 - Diversity in Corporate Leadership Act of 2019 No Bill # - Tailored Shareholder Reports, Treatment of Annual Prospectus Updates for Existing Investors, and Improved Fee and Risk Disclosure for Mutual Funds and Exchange-Traded Funds; Fee Information in Investment Company Advertisements File No. S7-09-20, August 5, 2020
A bill to provide for the transfer of administrative jurisdiction over certain parcels of Federal land in Arlington, Virginia, and for other purposes.
Client: PRUDENTIAL FINANCIAL INC · Firm: PRUDENTIAL FINANCIAL, INC.
No Bill # - Federal Agency Regulatory Changes Associated with COVID-19 Relief No Bill # - SEC Best Interest Standard S.603, H.R. 3561 - Financial Stability Oversight Council Improvement Act of 2019 S.603, H.R. 1862 - Issues relating to Dodd Frank Implementation and FIO, OFR, Volcker Rule, FSOC, FSB and their associated work on topics like capital standards, non bank SIFI designation, insurance regulation and oversight No Bill # - International Insurance Capital Standards H.R.1595, S. 1152 - SAFE Banking Act of 2019 No Bill # - Executive Order on Core Principles for Regulating the United States Financial System (February 3, 2017) and subsequent reports on banking (June 6, 2017), capital markets (October 20, 2017), and insurance and asset management (November 17, 2017) and Fintech report (July 31, 2018). No Bill # - GSE and FHA Housing Finance Reform; Trump Administration Housing Finance Reform Plan No Bill # - LIBOR Transition Federal Safe Harbor Draft Legislation No Bill # - Exemption from Derivatives Clearing Organization Registration (RIN 3038-AE65); Registration with Alternative Compliance for Non-U.S. Derivatives Clearing Organizations (RIN 3038-AE87) No Bill # - Support Federal agency efforts to allow for greater electronic efficiencies, including e-delivery and e-signature, with customers H.R. 1018 - Improving Corporate Governance through Diversity Act of 2019 H.R. 3279 - Diversity in Corporate Leadership Act of 2019 No Bill # - Tailored Shareholder Reports, Treatment of Annual Prospectus Updates for Existing Investors, and Improved Fee and Risk Disclosure for Mutual Funds and Exchange-Traded Funds; Fee Information in Investment Company Advertisements File No. S7-09-20, August 5, 2020
A bill to provide for the transfer of administrative jurisdiction over certain parcels of Federal land in Arlington, Virginia, and for other purposes.
Client: PRUDENTIAL FINANCIAL INC · Firm: PRUDENTIAL FINANCIAL, INC.
No Bill # - Federal Agency Regulatory Changes Associated with COVID-19 Relief No Bill # - SEC Best Interest Standard S.603, H.R. 3561 - Financial Stability Oversight Council Improvement Act of 2019 S.603, H.R. 1862 - Issues relating to Dodd Frank Implementation and FIO, OFR, Volcker Rule, FSOC, FSB and their associated work on topics like capital standards, non bank SIFI designation, insurance regulation and oversight No Bill # - International Insurance Capital Standards H.R.1595, S. 1152 - SAFE Banking Act of 2019 No Bill # - Executive Order on Core Principles for Regulating the United States Financial System (February 3, 2017) and subsequent reports on banking (June 6, 2017), capital markets (October 20, 2017), and insurance and asset management (November 17, 2017) and Fintech report (July 31, 2018). No Bill # - GSE and FHA Housing Finance Reform; Trump Administration Housing Finance Reform Plan No Bill # - LIBOR Transition Federal Safe Harbor Draft Legislation No Bill # - Exemption from Derivatives Clearing Organization Registration (RIN 3038-AE65); Registration with Alternative Compliance for Non-U.S. Derivatives Clearing Organizations (RIN 3038-AE87) No Bill # - Support Federal agency efforts to allow for greater electronic efficiencies, including e-delivery and e-signature, with customers H.R. 1018 - Improving Corporate Governance through Diversity Act of 2019 H.R. 3279 - Diversity in Corporate Leadership Act of 2019 No Bill # - Tailored Shareholder Reports, Treatment of Annual Prospectus Updates for Existing Investors, and Improved Fee and Risk Disclosure for Mutual Funds and Exchange-Traded Funds; Fee Information in Investment Company Advertisements File No. S7-09-20, August 5, 2020
A bill to provide for the transfer of administrative jurisdiction over certain parcels of Federal land in Arlington, Virginia, and for other purposes.
Client: PRUDENTIAL FINANCIAL INC · Firm: PRUDENTIAL FINANCIAL, INC.
No Bill # - Federal Agency Regulatory Changes Associated with COVID-19 Relief No Bill # - SEC Best Interest Standard S.603, H.R. 3561 - Financial Stability Oversight Council Improvement Act of 2019 S.603, H.R. 1862 - Issues relating to Dodd Frank Implementation and FIO, OFR, Volcker Rule, FSOC, FSB and their associated work on topics like capital standards, non bank SIFI designation, insurance regulation and oversight No Bill # - International Insurance Capital Standards H.R.1595, S. 1152 - SAFE Banking Act of 2019 No Bill # - Executive Order on Core Principles for Regulating the United States Financial System (February 3, 2017) and subsequent reports on banking (June 6, 2017), capital markets (October 20, 2017), and insurance and asset management (November 17, 2017) and Fintech report (July 31, 2018). No Bill # - GSE and FHA Housing Finance Reform; Trump Administration Housing Finance Reform Plan No Bill # - LIBOR Transition Federal Safe Harbor Draft Legislation No Bill # - Exemption from Derivatives Clearing Organization Registration (RIN 3038-AE65); Registration with Alternative Compliance for Non-U.S. Derivatives Clearing Organizations (RIN 3038-AE87) No Bill # - Support Federal agency efforts to allow for greater electronic efficiencies, including e-delivery and e-signature, with customers H.R. 1018 - Improving Corporate Governance through Diversity Act of 2019 H.R. 3279 - Diversity in Corporate Leadership Act of 2019 No Bill # - Tailored Shareholder Reports, Treatment of Annual Prospectus Updates for Existing Investors, and Improved Fee and Risk Disclosure for Mutual Funds and Exchange-Traded Funds; Fee Information in Investment Company Advertisements File No. S7-09-20, August 5, 2020
A bill to provide for the transfer of administrative jurisdiction over certain parcels of Federal land in Arlington, Virginia, and for other purposes.
Client: PRUDENTIAL FINANCIAL INC · Firm: PRUDENTIAL FINANCIAL, INC.
No Bill # - Federal Agency Regulatory Changes Associated with COVID-19 Relief No Bill # - SEC Best Interest Standard S.603, H.R. 3561 - Financial Stability Oversight Council Improvement Act of 2019 S.603, H.R. 1862 - Issues relating to Dodd Frank Implementation and FIO, OFR, Volcker Rule, FSOC, FSB and their associated work on topics like capital standards, non bank SIFI designation, insurance regulation and oversight No Bill # - International Insurance Capital Standards H.R.1595, S. 1152 - SAFE Banking Act of 2019 No Bill # - Executive Order on Core Principles for Regulating the United States Financial System (February 3, 2017) and subsequent reports on banking (June 6, 2017), capital markets (October 20, 2017), and insurance and asset management (November 17, 2017) and Fintech report (July 31, 2018). No Bill # - GSE and FHA Housing Finance Reform; Trump Administration Housing Finance Reform Plan No Bill # - LIBOR Transition Federal Safe Harbor Draft Legislation No Bill # - Exemption from Derivatives Clearing Organization Registration (RIN 3038-AE65); Registration with Alternative Compliance for Non-U.S. Derivatives Clearing Organizations (RIN 3038-AE87) No Bill # - Support Federal agency efforts to allow for greater electronic efficiencies, including e-delivery and e-signature, with customers H.R. 1018 - Improving Corporate Governance through Diversity Act of 2019 H.R. 3279 - Diversity in Corporate Leadership Act of 2019 No Bill # - Tailored Shareholder Reports, Treatment of Annual Prospectus Updates for Existing Investors, and Improved Fee and Risk Disclosure for Mutual Funds and Exchange-Traded Funds; Fee Information in Investment Company Advertisements File No. S7-09-20, August 5, 2020
Financial Stability Oversight Council Improvement Act of 2019
Client: PRUDENTIAL FINANCIAL INC · Firm: PRUDENTIAL FINANCIAL, INC.
No Bill # - Federal Agency Regulatory Changes Associated with COVID-19 Relief No Bill # - SEC Best Interest Standard S.603, H.R. 3561 - Financial Stability Oversight Council Improvement Act of 2019 S.603, H.R. 1862 - Issues relating to Dodd Frank Implementation and FIO, OFR, Volcker Rule, FSOC, FSB and their associated work on topics like capital standards, non bank SIFI designation, insurance regulation and oversight No Bill # - International Insurance Capital Standards H.R.1595, S. 1152 - SAFE Banking Act of 2019 No Bill # - Executive Order on Core Principles for Regulating the United States Financial System (February 3, 2017) and subsequent reports on banking (June 6, 2017), capital markets (October 20, 2017), and insurance and asset management (November 17, 2017) and Fintech report (July 31, 2018). No Bill # - GSE and FHA Housing Finance Reform; Trump Administration Housing Finance Reform Plan No Bill # - LIBOR Transition Federal Safe Harbor Draft Legislation No Bill # - Exemption from Derivatives Clearing Organization Registration (RIN 3038-AE65); Registration with Alternative Compliance for Non-U.S. Derivatives Clearing Organizations (RIN 3038-AE87) No Bill # - Support Federal agency efforts to allow for greater electronic efficiencies, including e-delivery and e-signature, with customers H.R. 1018 - Improving Corporate Governance through Diversity Act of 2019 H.R. 3279 - Diversity in Corporate Leadership Act of 2019 No Bill # - Tailored Shareholder Reports, Treatment of Annual Prospectus Updates for Existing Investors, and Improved Fee and Risk Disclosure for Mutual Funds and Exchange-Traded Funds; Fee Information in Investment Company Advertisements File No. S7-09-20, August 5, 2020
Financial Stability Oversight Council Improvement Act of 2019
Client: PRUDENTIAL FINANCIAL INC · Firm: PRUDENTIAL FINANCIAL, INC.
No Bill # - Federal Agency Regulatory Changes Associated with COVID-19 Relief No Bill # - SEC Best Interest Standard S.603, H.R. 3561 - Financial Stability Oversight Council Improvement Act of 2019 S.603, H.R. 1862 - Issues relating to Dodd Frank Implementation and FIO, OFR, Volcker Rule, FSOC, FSB and their associated work on topics like capital standards, non bank SIFI designation, insurance regulation and oversight No Bill # - International Insurance Capital Standards H.R.1595, S. 1152 - SAFE Banking Act of 2019 No Bill # - Executive Order on Core Principles for Regulating the United States Financial System (February 3, 2017) and subsequent reports on banking (June 6, 2017), capital markets (October 20, 2017), and insurance and asset management (November 17, 2017) and Fintech report (July 31, 2018). No Bill # - GSE and FHA Housing Finance Reform; Trump Administration Housing Finance Reform Plan No Bill # - LIBOR Transition Federal Safe Harbor Draft Legislation No Bill # - Exemption from Derivatives Clearing Organization Registration (RIN 3038-AE65); Registration with Alternative Compliance for Non-U.S. Derivatives Clearing Organizations (RIN 3038-AE87) No Bill # - Support Federal agency efforts to allow for greater electronic efficiencies, including e-delivery and e-signature, with customers H.R. 1018 - Improving Corporate Governance through Diversity Act of 2019 H.R. 3279 - Diversity in Corporate Leadership Act of 2019 No Bill # - Tailored Shareholder Reports, Treatment of Annual Prospectus Updates for Existing Investors, and Improved Fee and Risk Disclosure for Mutual Funds and Exchange-Traded Funds; Fee Information in Investment Company Advertisements File No. S7-09-20, August 5, 2020
Financial Stability Oversight Council Improvement Act of 2019
Client: PRUDENTIAL FINANCIAL INC · Firm: PRUDENTIAL FINANCIAL, INC.
No Bill # - Federal Agency Regulatory Changes Associated with COVID-19 Relief No Bill # - SEC Best Interest Standard S.603, H.R. 3561 - Financial Stability Oversight Council Improvement Act of 2019 S.603, H.R. 1862 - Issues relating to Dodd Frank Implementation and FIO, OFR, Volcker Rule, FSOC, FSB and their associated work on topics like capital standards, non bank SIFI designation, insurance regulation and oversight No Bill # - International Insurance Capital Standards H.R.1595, S. 1152 - SAFE Banking Act of 2019 No Bill # - Executive Order on Core Principles for Regulating the United States Financial System (February 3, 2017) and subsequent reports on banking (June 6, 2017), capital markets (October 20, 2017), and insurance and asset management (November 17, 2017) and Fintech report (July 31, 2018). No Bill # - GSE and FHA Housing Finance Reform; Trump Administration Housing Finance Reform Plan No Bill # - LIBOR Transition Federal Safe Harbor Draft Legislation No Bill # - Exemption from Derivatives Clearing Organization Registration (RIN 3038-AE65); Registration with Alternative Compliance for Non-U.S. Derivatives Clearing Organizations (RIN 3038-AE87) No Bill # - Support Federal agency efforts to allow for greater electronic efficiencies, including e-delivery and e-signature, with customers H.R. 1018 - Improving Corporate Governance through Diversity Act of 2019 H.R. 3279 - Diversity in Corporate Leadership Act of 2019 No Bill # - Tailored Shareholder Reports, Treatment of Annual Prospectus Updates for Existing Investors, and Improved Fee and Risk Disclosure for Mutual Funds and Exchange-Traded Funds; Fee Information in Investment Company Advertisements File No. S7-09-20, August 5, 2020
Financial Stability Oversight Council Improvement Act of 2019
Client: PRUDENTIAL FINANCIAL INC · Firm: PRUDENTIAL FINANCIAL, INC.
No Bill # - Federal Agency Regulatory Changes Associated with COVID-19 Relief No Bill # - SEC Best Interest Standard S.603, H.R. 3561 - Financial Stability Oversight Council Improvement Act of 2019 S.603, H.R. 1862 - Issues relating to Dodd Frank Implementation and FIO, OFR, Volcker Rule, FSOC, FSB and their associated work on topics like capital standards, non bank SIFI designation, insurance regulation and oversight No Bill # - International Insurance Capital Standards H.R.1595, S. 1152 - SAFE Banking Act of 2019 No Bill # - Executive Order on Core Principles for Regulating the United States Financial System (February 3, 2017) and subsequent reports on banking (June 6, 2017), capital markets (October 20, 2017), and insurance and asset management (November 17, 2017) and Fintech report (July 31, 2018). No Bill # - GSE and FHA Housing Finance Reform; Trump Administration Housing Finance Reform Plan No Bill # - LIBOR Transition Federal Safe Harbor Draft Legislation No Bill # - Exemption from Derivatives Clearing Organization Registration (RIN 3038-AE65); Registration with Alternative Compliance for Non-U.S. Derivatives Clearing Organizations (RIN 3038-AE87) No Bill # - Support Federal agency efforts to allow for greater electronic efficiencies, including e-delivery and e-signature, with customers H.R. 1018 - Improving Corporate Governance through Diversity Act of 2019 H.R. 3279 - Diversity in Corporate Leadership Act of 2019 No Bill # - Tailored Shareholder Reports, Treatment of Annual Prospectus Updates for Existing Investors, and Improved Fee and Risk Disclosure for Mutual Funds and Exchange-Traded Funds; Fee Information in Investment Company Advertisements File No. S7-09-20, August 5, 2020
Extreme Risk Protection Order and Violence Prevention Act of 2019
Client: PRUDENTIAL FINANCIAL INC · Firm: PRUDENTIAL FINANCIAL, INC.
No Bill # - Federal Agency Regulatory Changes Associated with COVID-19 Relief No Bill # - SEC Best Interest Standard S.603, H.R. 3561 - Financial Stability Oversight Council Improvement Act of 2019 S.603, H.R. 1862 - Issues relating to Dodd Frank Implementation and FIO, OFR, Volcker Rule, FSOC, FSB and their associated work on topics like capital standards, non bank SIFI designation, insurance regulation and oversight No Bill # - International Insurance Capital Standards H.R.1595, S. 1152 - SAFE Banking Act of 2019 No Bill # - Executive Order on Core Principles for Regulating the United States Financial System (February 3, 2017) and subsequent reports on banking (June 6, 2017), capital markets (October 20, 2017), and insurance and asset management (November 17, 2017) and Fintech report (July 31, 2018). No Bill # - GSE and FHA Housing Finance Reform; Trump Administration Housing Finance Reform Plan No Bill # - LIBOR Transition Federal Safe Harbor Draft Legislation No Bill # - Exemption from Derivatives Clearing Organization Registration (RIN 3038-AE65); Registration with Alternative Compliance for Non-U.S. Derivatives Clearing Organizations (RIN 3038-AE87) No Bill # - Support Federal agency efforts to allow for greater electronic efficiencies, including e-delivery and e-signature, with customers H.R. 1018 - Improving Corporate Governance through Diversity Act of 2019 H.R. 3279 - Diversity in Corporate Leadership Act of 2019 No Bill # - Tailored Shareholder Reports, Treatment of Annual Prospectus Updates for Existing Investors, and Improved Fee and Risk Disclosure for Mutual Funds and Exchange-Traded Funds; Fee Information in Investment Company Advertisements File No. S7-09-20, August 5, 2020
Extreme Risk Protection Order and Violence Prevention Act of 2019
Client: PRUDENTIAL FINANCIAL INC · Firm: PRUDENTIAL FINANCIAL, INC.
No Bill # - Federal Agency Regulatory Changes Associated with COVID-19 Relief No Bill # - SEC Best Interest Standard S.603, H.R. 3561 - Financial Stability Oversight Council Improvement Act of 2019 S.603, H.R. 1862 - Issues relating to Dodd Frank Implementation and FIO, OFR, Volcker Rule, FSOC, FSB and their associated work on topics like capital standards, non bank SIFI designation, insurance regulation and oversight No Bill # - International Insurance Capital Standards H.R.1595, S. 1152 - SAFE Banking Act of 2019 No Bill # - Executive Order on Core Principles for Regulating the United States Financial System (February 3, 2017) and subsequent reports on banking (June 6, 2017), capital markets (October 20, 2017), and insurance and asset management (November 17, 2017) and Fintech report (July 31, 2018). No Bill # - GSE and FHA Housing Finance Reform; Trump Administration Housing Finance Reform Plan No Bill # - LIBOR Transition Federal Safe Harbor Draft Legislation No Bill # - Exemption from Derivatives Clearing Organization Registration (RIN 3038-AE65); Registration with Alternative Compliance for Non-U.S. Derivatives Clearing Organizations (RIN 3038-AE87) No Bill # - Support Federal agency efforts to allow for greater electronic efficiencies, including e-delivery and e-signature, with customers H.R. 1018 - Improving Corporate Governance through Diversity Act of 2019 H.R. 3279 - Diversity in Corporate Leadership Act of 2019 No Bill # - Tailored Shareholder Reports, Treatment of Annual Prospectus Updates for Existing Investors, and Improved Fee and Risk Disclosure for Mutual Funds and Exchange-Traded Funds; Fee Information in Investment Company Advertisements File No. S7-09-20, August 5, 2020
Extreme Risk Protection Order and Violence Prevention Act of 2019
Client: PRUDENTIAL FINANCIAL INC · Firm: PRUDENTIAL FINANCIAL, INC.
No Bill # - Federal Agency Regulatory Changes Associated with COVID-19 Relief No Bill # - SEC Best Interest Standard S.603, H.R. 3561 - Financial Stability Oversight Council Improvement Act of 2019 S.603, H.R. 1862 - Issues relating to Dodd Frank Implementation and FIO, OFR, Volcker Rule, FSOC, FSB and their associated work on topics like capital standards, non bank SIFI designation, insurance regulation and oversight No Bill # - International Insurance Capital Standards H.R.1595, S. 1152 - SAFE Banking Act of 2019 No Bill # - Executive Order on Core Principles for Regulating the United States Financial System (February 3, 2017) and subsequent reports on banking (June 6, 2017), capital markets (October 20, 2017), and insurance and asset management (November 17, 2017) and Fintech report (July 31, 2018). No Bill # - GSE and FHA Housing Finance Reform; Trump Administration Housing Finance Reform Plan No Bill # - LIBOR Transition Federal Safe Harbor Draft Legislation No Bill # - Exemption from Derivatives Clearing Organization Registration (RIN 3038-AE65); Registration with Alternative Compliance for Non-U.S. Derivatives Clearing Organizations (RIN 3038-AE87) No Bill # - Support Federal agency efforts to allow for greater electronic efficiencies, including e-delivery and e-signature, with customers H.R. 1018 - Improving Corporate Governance through Diversity Act of 2019 H.R. 3279 - Diversity in Corporate Leadership Act of 2019 No Bill # - Tailored Shareholder Reports, Treatment of Annual Prospectus Updates for Existing Investors, and Improved Fee and Risk Disclosure for Mutual Funds and Exchange-Traded Funds; Fee Information in Investment Company Advertisements File No. S7-09-20, August 5, 2020
Extreme Risk Protection Order and Violence Prevention Act of 2019
Client: PRUDENTIAL FINANCIAL INC · Firm: PRUDENTIAL FINANCIAL, INC.
No Bill # - Federal Agency Regulatory Changes Associated with COVID-19 Relief No Bill # - SEC Best Interest Standard S.603, H.R. 3561 - Financial Stability Oversight Council Improvement Act of 2019 S.603, H.R. 1862 - Issues relating to Dodd Frank Implementation and FIO, OFR, Volcker Rule, FSOC, FSB and their associated work on topics like capital standards, non bank SIFI designation, insurance regulation and oversight No Bill # - International Insurance Capital Standards H.R.1595, S. 1152 - SAFE Banking Act of 2019 No Bill # - Executive Order on Core Principles for Regulating the United States Financial System (February 3, 2017) and subsequent reports on banking (June 6, 2017), capital markets (October 20, 2017), and insurance and asset management (November 17, 2017) and Fintech report (July 31, 2018). No Bill # - GSE and FHA Housing Finance Reform; Trump Administration Housing Finance Reform Plan No Bill # - LIBOR Transition Federal Safe Harbor Draft Legislation No Bill # - Exemption from Derivatives Clearing Organization Registration (RIN 3038-AE65); Registration with Alternative Compliance for Non-U.S. Derivatives Clearing Organizations (RIN 3038-AE87) No Bill # - Support Federal agency efforts to allow for greater electronic efficiencies, including e-delivery and e-signature, with customers H.R. 1018 - Improving Corporate Governance through Diversity Act of 2019 H.R. 3279 - Diversity in Corporate Leadership Act of 2019 No Bill # - Tailored Shareholder Reports, Treatment of Annual Prospectus Updates for Existing Investors, and Improved Fee and Risk Disclosure for Mutual Funds and Exchange-Traded Funds; Fee Information in Investment Company Advertisements File No. S7-09-20, August 5, 2020
PRUDENTIAL FINANCIAL INC via PRUDENTIAL FINANCIAL, INC.
2021 · first_quarter · 1A
Federal Agency Regulatory Changes Associated with COVID-19 Relief SEC Best Interest Standard Issues relating to Dodd-Frank implementation and FIO, OFR, Volcker Rule, FSOC, FSB and their associated work on topics like capital standards, non-bank SIFI designation, insurance regulation, and oversight International Insurance Capital Standards SAFE Banking Act of 2019 Executive Order on Core Principles for Regulating the United States Financial System (February 3, 2017) and subsequent reports on banking (June 6, 2017), capital markets (October 20, 2017), and insurance and asset management (November 17, 2017) and Fintech report (July 31, 2018). GSE and FHA Housing Finance Reform LIBOR Transition Federal Safe Harbor Draft Legislation Support Federal agency efforts to allow for greater electronic efficiencies, including e-delivery and e-signature, with customers Improving Corporate Governance through Diversity Act of 2019 Diversity in Corporate Leadership Act of 2019 "SEC Division of Investment Management Staff Statement on Investment Company Cross Trading, March 11, 2021 Division of Investment Management Staff Consolidated Appropriations Act, 2021; related COVID-19 relief and recovery provisions
Filing targets: Commodity Futures Trading Commission (CFTC), Consumer Financial Protection Bureau (CFPB), Federal Accounting Standards Advisory Board (FASAB), Federal Highway Administration (FHA), Federal Housing Finance Agency (FHFA), Federal Reserve System, HOUSE OF REPRESENTATIVES, Housing & Urban Development, Dept of (HUD), Labor, Dept of (DOL), Office of Management & Budget (OMB), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
PRUDENTIAL FINANCIAL INC via PRUDENTIAL FINANCIAL, INC.
2021 · first_quarter · Q1
Federal Agency Regulatory Changes Associated with COVID-19 Relief SEC Best Interest Standard Issues relating to Dodd-Frank implementation and FIO, OFR, Volcker Rule, FSOC, FSB and their associated work on topics like capital standards, non-bank SIFI designation, insurance regulation, and oversight International Insurance Capital Standards SAFE Banking Act of 2019 Executive Order on Core Principles for Regulating the United States Financial System (February 3, 2017) and subsequent reports on banking (June 6, 2017), capital markets (October 20, 2017), and insurance and asset management (November 17, 2017) and Fintech report (July 31, 2018). GSE and FHA Housing Finance Reform LIBOR Transition Federal Safe Harbor Draft Legislation Support Federal agency efforts to allow for greater electronic efficiencies, including e-delivery and e-signature, with customers Improving Corporate Governance through Diversity Act of 2019 Diversity in Corporate Leadership Act of 2019 "SEC Division of Investment Management Staff Statement on Investment Company Cross Trading, March 11, 2021 Division of Investment Management Staff Consolidated Appropriations Act, 2021; related COVID-19 relief and recovery provisions
Filing targets: Commodity Futures Trading Commission (CFTC), Consumer Financial Protection Bureau (CFPB), Federal Accounting Standards Advisory Board (FASAB), Federal Highway Administration (FHA), Federal Housing Finance Agency (FHFA), Federal Reserve System, HOUSE OF REPRESENTATIVES, Housing & Urban Development, Dept of (HUD), Labor, Dept of (DOL), Office of Management & Budget (OMB), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
PRUDENTIAL FINANCIAL INC via PRUDENTIAL FINANCIAL, INC.
2020 · fourth_quarter · 4A
No Bill # - Federal Agency Regulatory Changes Associated with COVID-19 Relief No Bill # - SEC Best Interest Standard S.603, H.R. 3561 - Financial Stability Oversight Council Improvement Act of 2019 S.603, H.R. 1862 - Issues relating to Dodd Frank Implementation and FIO, OFR, Volcker Rule, FSOC, FSB and their associated work on topics like capital standards, non bank SIFI designation, insurance regulation and oversight No Bill # - International Insurance Capital Standards H.R.1595, S. 1152 - SAFE Banking Act of 2019 No Bill # - Executive Order on Core Principles for Regulating the United States Financial System (February 3, 2017) and subsequent reports on banking (June 6, 2017), capital markets (October 20, 2017), and insurance and asset management (November 17, 2017) and Fintech report (July 31, 2018). No Bill # - GSE and FHA Housing Finance Reform; Trump Administration Housing Finance Reform Plan No Bill # - LIBOR Transition Federal Safe Harbor Draft Legislation No Bill # - Exemption from Derivatives Clearing Organization Registration (RIN 3038-AE65); Registration with Alternative Compliance for Non-U.S. Derivatives Clearing Organizations (RIN 3038-AE87) No Bill # - Support Federal agency efforts to allow for greater electronic efficiencies, including e-delivery and e-signature, with customers H.R. 1018 - Improving Corporate Governance through Diversity Act of 2019 H.R. 3279 - Diversity in Corporate Leadership Act of 2019 No Bill # - Tailored Shareholder Reports, Treatment of Annual Prospectus Updates for Existing Investors, and Improved Fee and Risk Disclosure for Mutual Funds and Exchange-Traded Funds; Fee Information in Investment Company Advertisements File No. S7-09-20, August 5, 2020
Filing targets: Commodity Futures Trading Commission (CFTC), Consumer Financial Protection Bureau (CFPB), Federal Accounting Standards Advisory Board (FASAB), Federal Highway Administration (FHA), Federal Housing Finance Agency (FHFA), Federal Reserve System, HOUSE OF REPRESENTATIVES, Housing & Urban Development, Dept of (HUD), Labor, Dept of (DOL), Office of Management & Budget (OMB), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
PRUDENTIAL FINANCIAL INC via PRUDENTIAL FINANCIAL, INC.
2020 · fourth_quarter · 4A
No Bill # - Federal Agency Regulatory Changes Associated with COVID-19 Relief No Bill # - SEC Best Interest Standard S.603, H.R. 3561 - Financial Stability Oversight Council Improvement Act of 2019 S.603, H.R. 1862 - Issues relating to Dodd Frank Implementation and FIO, OFR, Volcker Rule, FSOC, FSB and their associated work on topics like capital standards, non bank SIFI designation, insurance regulation and oversight No Bill # - International Insurance Capital Standards H.R.1595, S. 1152 - SAFE Banking Act of 2019 No Bill # - Executive Order on Core Principles for Regulating the United States Financial System (February 3, 2017) and subsequent reports on banking (June 6, 2017), capital markets (October 20, 2017), and insurance and asset management (November 17, 2017) and Fintech report (July 31, 2018). No Bill # - GSE and FHA Housing Finance Reform; Trump Administration Housing Finance Reform Plan No Bill # - LIBOR Transition Federal Safe Harbor Draft Legislation No Bill # - Exemption from Derivatives Clearing Organization Registration (RIN 3038-AE65); Registration with Alternative Compliance for Non-U.S. Derivatives Clearing Organizations (RIN 3038-AE87) No Bill # - Support Federal agency efforts to allow for greater electronic efficiencies, including e-delivery and e-signature, with customers H.R. 1018 - Improving Corporate Governance through Diversity Act of 2019 H.R. 3279 - Diversity in Corporate Leadership Act of 2019 No Bill # - Tailored Shareholder Reports, Treatment of Annual Prospectus Updates for Existing Investors, and Improved Fee and Risk Disclosure for Mutual Funds and Exchange-Traded Funds; Fee Information in Investment Company Advertisements File No. S7-09-20, August 5, 2020
Filing targets: Commodity Futures Trading Commission (CFTC), Consumer Financial Protection Bureau (CFPB), Federal Accounting Standards Advisory Board (FASAB), Federal Highway Administration (FHA), Federal Housing Finance Agency (FHFA), Federal Reserve System, HOUSE OF REPRESENTATIVES, Housing & Urban Development, Dept of (HUD), Labor, Dept of (DOL), Office of Management & Budget (OMB), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
PRUDENTIAL FINANCIAL INC via PRUDENTIAL FINANCIAL, INC.
2020 · fourth_quarter · 4A
No Bill # - Federal Agency Regulatory Changes Associated with COVID-19 Relief No Bill # - SEC Best Interest Standard S.603, H.R. 3561 - Financial Stability Oversight Council Improvement Act of 2019 S.603, H.R. 1862 - Issues relating to Dodd Frank Implementation and FIO, OFR, Volcker Rule, FSOC, FSB and their associated work on topics like capital standards, non bank SIFI designation, insurance regulation and oversight No Bill # - International Insurance Capital Standards H.R.1595, S. 1152 - SAFE Banking Act of 2019 No Bill # - Executive Order on Core Principles for Regulating the United States Financial System (February 3, 2017) and subsequent reports on banking (June 6, 2017), capital markets (October 20, 2017), and insurance and asset management (November 17, 2017) and Fintech report (July 31, 2018). No Bill # - GSE and FHA Housing Finance Reform; Trump Administration Housing Finance Reform Plan No Bill # - LIBOR Transition Federal Safe Harbor Draft Legislation No Bill # - Exemption from Derivatives Clearing Organization Registration (RIN 3038-AE65); Registration with Alternative Compliance for Non-U.S. Derivatives Clearing Organizations (RIN 3038-AE87) No Bill # - Support Federal agency efforts to allow for greater electronic efficiencies, including e-delivery and e-signature, with customers H.R. 1018 - Improving Corporate Governance through Diversity Act of 2019 H.R. 3279 - Diversity in Corporate Leadership Act of 2019 No Bill # - Tailored Shareholder Reports, Treatment of Annual Prospectus Updates for Existing Investors, and Improved Fee and Risk Disclosure for Mutual Funds and Exchange-Traded Funds; Fee Information in Investment Company Advertisements File No. S7-09-20, August 5, 2020
PRUDENTIAL FINANCIAL INC via PRUDENTIAL FINANCIAL, INC.
2020 · fourth_quarter · Q4
No Bill # - Federal Agency Regulatory Changes Associated with COVID-19 Relief No Bill # - SEC Best Interest Standard S.603, H.R. 3561 - Financial Stability Oversight Council Improvement Act of 2019 S.603, H.R. 1862 - Issues relating to Dodd Frank Implementation and FIO, OFR, Volcker Rule, FSOC, FSB and their associated work on topics like capital standards, non bank SIFI designation, insurance regulation and oversight No Bill # - International Insurance Capital Standards H.R.1595, S. 1152 - SAFE Banking Act of 2019 No Bill # - Executive Order on Core Principles for Regulating the United States Financial System (February 3, 2017) and subsequent reports on banking (June 6, 2017), capital markets (October 20, 2017), and insurance and asset management (November 17, 2017) and Fintech report (July 31, 2018). No Bill # - GSE and FHA Housing Finance Reform; Trump Administration Housing Finance Reform Plan No Bill # - LIBOR Transition Federal Safe Harbor Draft Legislation No Bill # - Exemption from Derivatives Clearing Organization Registration (RIN 3038-AE65); Registration with Alternative Compliance for Non-U.S. Derivatives Clearing Organizations (RIN 3038-AE87) No Bill # - Support Federal agency efforts to allow for greater electronic efficiencies, including e-delivery and e-signature, with customers H.R. 1018 - Improving Corporate Governance through Diversity Act of 2019 H.R. 3279 - Diversity in Corporate Leadership Act of 2019 No Bill # - Tailored Shareholder Reports, Treatment of Annual Prospectus Updates for Existing Investors, and Improved Fee and Risk Disclosure for Mutual Funds and Exchange-Traded Funds; Fee Information in Investment Company Advertisements File No. S7-09-20, August 5, 2020
Filing targets: Commodity Futures Trading Commission (CFTC), Consumer Financial Protection Bureau (CFPB), Federal Accounting Standards Advisory Board (FASAB), Federal Highway Administration (FHA), Federal Housing Finance Agency (FHFA), Federal Reserve System, HOUSE OF REPRESENTATIVES, Housing & Urban Development, Dept of (HUD), Labor, Dept of (DOL), Office of Management & Budget (OMB), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
Filing targets: Commodity Futures Trading Commission (CFTC), Consumer Financial Protection Bureau (CFPB), Federal Accounting Standards Advisory Board (FASAB), Federal Highway Administration (FHA), Federal Housing Finance Agency (FHFA), Federal Reserve System, HOUSE OF REPRESENTATIVES, Housing & Urban Development, Dept of (HUD), Labor, Dept of (DOL), Office of Management & Budget (OMB), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of