BARBARA NOVICK

Financial regulatory reform/Dodd-Frank implementation including reviews mandated by Executive Order; OTC derivatives; CCPs (central clearing parties); data reporting harmonization, including international; liquidity risk management and stress testing, including role of international standard setting bodies. Issues related to "JOBS Act 3.0": including systemic risk (including designation process); US capital markets structure; exchange traded funds; money market mutual funds; implementation of e-delivery for mutual funds; corporate governance, including institutional investors and stewardship, and proxy reform proposals; foreign market access and foreign investment; fiduciary standards; COVID-19 relief

Issues related to tax reform; tax issues relating to individual and corporate taxes,including retirement savings incentives, mutual funds, and financial products.

Issues related to fiduciary standards, retirement security and savings, including related tax reforms, retirement income products and retirement income disclosures

Dodd Frank implementation and reforms; FSOC process enhancement and stress testing; housing finance reform, including securitization; infrastructure financing; GSE reform; US capital markets structure; COVID-19 relief

Financial regulatory reform/Dodd-Frank implementation including reviews mandated by Executive Order; OTC derivatives; CCPs (central clearing parties); data reporting harmonization, including international; liquidity risk management and stress testing, including role of international standard setting bodies. Issues related to "JOBS Act 3.0": including systemic risk (including designation process); US capital markets structure; exchange traded funds; money market mutual funds; implementation of e-delivery for mutual funds; corporate governance, including institutional investors and stewardship, and proxy reform proposals; foreign market access and foreign investment; fiduciary standards.

Issues related to tax reform; tax issues relating to individual and corporate taxes,including retirement savings incentives, mutual funds, and financial products.

Issues related to tax reform; tax issues relating to individual and corporate taxes,including retirement savings incentives, mutual funds, and financial products.

Dodd Frank implementation and reforms; FSOC process enhancement and stress testing; housing finance reform, including securitization; infrastructure financing; GSE reform; US capital markets structure

Financial regulatory reform/Dodd-Frank implementation including reviews mandated by Executive Order; OTC derivatives; CCPs (central clearing parties); data reporting harmonization, including international; liquidity risk management and stress testing, including role of international standard setting bodies. Issues related to "JOBS Act 3.0": including systemic risk (including designation process); US capital markets structure; exchange traded funds; money market mutual funds; implementation of e-delivery for mutual funds; corporate governance, including institutional investors and stewardship, and proxy reform proposals; foreign market access and foreign investment; fiduciary standards.

Dodd Frank implementation and reforms; FSOC process enhancement and stress testing; housing finance reform, including securitization; infrastructure financing; GSE reform; US capital markets structure

Issues related to fiduciary standards, retirement security and savings, including related tax reforms, retirement income products and retirement income disclosures

Financial regulatory reform/Dodd-Frank implementation including reviews mandated by Executive Order; OTC derivatives; CCPs (central clearing parties); data reporting harmonization, including international; liquidity risk management and stress testing, including role of international standard setting bodies. Issues related to "JOBS Act 3.0": including systemic risk (including designation process); US capital markets structure; exchange traded funds; money market mutual funds; implementation of e-delivery for mutual funds; corporate governance, including institutional investors and stewardship, and proxy reform proposals; foreign market access; and fiduciary standards.

Dodd Frank implementation and reforms; FSOC process enhancement and stress testing; housing finance reform, including securitization; infrastructure financing; GSE reform; US capital markets structure

Issues related to fiduciary standards, retirement security and savings, including related tax reforms, retirement income products and retirement income disclosures

Issues related to tax reform; tax issues relating to individual and corporate taxes,including retirement savings incentives, mutual funds, and financial products.

Issues related to tax reform; tax issues relating to individual and corporate taxes,including retirement savings incentives, mutual funds, and financial products.

Issues related to fiduciary standards, retirement security and savings, including related tax reforms, retirement income products and retirement income disclosures

Financial regulatory reform/Dodd-Frank implementation including reviews mandated by Executive Order; OTC derivatives; CCPs (central clearing parties); data reporting harmonization, including international; liquidity risk management and stress testing, including role of international standard setting bodies. Issues related to "JOBS Act 3.0": including systemic risk (including designation process;US capital markets structure; exchange traded funds;money market mutual funds; implementation of e-delivery for mutual funds; corporate governance; foreign market access; and fiduciary standards.

Dodd Frank implementation and reforms; FSOC process enhancement and stress testing; housing finance, including securitization; infrastructure financing; GSE reform; US capital markets structure

Financial regulatory reform/Dodd-Frank implementation including reviews mandated by Executive Order; OTC derivatives; CCPs (central clearing parties); data reporting harmonization, including international; liquidity risk management and stress testing, including role of international standard setting bodies. Issues related to "JOBS Act 3.0": including systemic risk (including designation process;US capital markets structure; exchange traded funds;money market mutual funds;e-delivery for mutual funds; corporate governance; foreign market access; and fiduciary standards.

Financial regulatory reform/Dodd-Frank implementation including reviews mandated by Executive Order; OTC derivatives; CCPs (central clearing parties); data reporting harmonization, including international; liquidity risk management and stress testing, including role of international standard setting bodies. Issues related to "JOBS Act 3.0": including systemic risk (including designation process;US capital markets structure; exchange traded funds;money market mutual funds;e-delivery for mutual funds; corporate governance; foreign market access; and fiduciary standards.

Issues related to fiduciary standards, retirement security and savings, including related tax reforms, retirement income products and retirement income disclosures

Issues related to fiduciary standards, retirement security and savings, including related tax reforms, retirement income products and retirement income disclosures

Financial regulatory reform/Dodd-Frank implementation including reviews mandated by Executive Order; OTC derivatives; CCPs (central clearing parties); data reporting harmonization, including international; liquidity risk management and stress testing, including role of international standard setting bodies. Issues related to systemic risk (including designation process), housing finance; US capital markets structure; exchange traded funds;money market mutual funds; e-delivery for mutual funds; foreign market access and fiduciary standards

Issues related to tax reform (including H.R.1); tax issues relating to individual and corporate taxes, including retirement savings incentives, mutual funds, election of tax lots and financial products.

Dodd-Frank implementation and related regulatory reform including Volcker Rule, FSOC process enhancement and stress testing; housing finance, including securitization; infrastructure financing; GSE reform; US capital markets structure

Financial regulatory reform/Dodd-Frank implementation including reviews mandated by Executive Order; OTC derivatives; CCPs (central clearing parties); data reporting harmonization, including international; liquidity risk management and stress testing, including role of international standard setting bodies. Issues related to systemic risk (including designation process), housing finance; US capital markets structure; exchange traded funds;money market mutual funds; e-delivery for mutual funds; foreign market access and fiduciary standards

Issues related to fiduciary standards, retirement security and savings, including related tax reforms, retirement income products and retirement income disclosures

Financial regulatory reform/Dodd-Frank implementation including reviews mandated by Executive Order; OTC derivatives; CCPs (central clearing parties); data reporting harmonization, including international; liquidity risk management and stress testing, including role of international standard setting bodies. Issues related to systemic risk (including designation process), housing finance; US capital markets structure; exchange traded funds; e-delivery for mutual funds, foreign market access and fiduciary standards

Financial regulatory reform/Dodd-Frank implementation including reviews mandated by Executive Order; OTC derivatives; CCPs (central clearing parties); data reporting harmonization, including international; liquidity risk management and stress testing. Issues related to systemic risk (including designation process), housing finance; US capital markets structure; exchange traded funds; e-delivery for mutual funds and fiduciary standards

Issues related to tax reform, including retirement savings incentives, mutual funds, FTT, individual and corporate taxes

Issues related to tax reform, including retirement savings incentives, mutual funds, FTT, individual and corporate taxes

Issues related to fiduciary standards, retirement security and savings, including related tax reforms, retirement income products and retirement income disclosures

Financial regulatory reform/Dodd-Frank implementation including reviews mandated by Executive Order; OTC derivatives; CCPs (central clearing parties); data reporting harmonization, including international; liquidity risk management and stress testing. Issues related to systemic risk (including designation process), housing finance; US capital markets structure; exchange traded funds; e-delivery for mutual funds and fiduciary standards

Issues related to tax reform, including retirement savings incentives, mutual funds,FTT, corporate and individual income taxes, Section 385 regulations

Dodd-Frank implementation including Volcker rule; HR 5963-- CHOICE Act, housing finance; mortgage securization other asset securitization; GSE reform; infrastructure financing; market structure

Financial regulatory reform/Dodd-Frank implementation, OTC derivatives, central clearing parties (CCPs), data reporting harmonization, risk management, stress testing. Issues related to systemic risk (including designation process), housing finance, equity and fixed income market structure, exchange traded funds, and fiduciary standards.

Issues related to tax reform, including retirement savings incentives, mutual funds,FTT, corporate and individual income taxes, Section 385 regulations

Dodd-Frank implementation including Volcker rule; housing finance; mortgage securization other asset securitization; GSE reform; infrastructure financing; market structure

Financial regulatory reform/Dodd-Frank implementation, OTC derivatives, central clearing parties (CCPs), data reporting harmonization, risk management, stress testing. Issues related to systemic risk (including designation process), housing finance, equity and fixed income market structure, exchange traded funds, and fiduciary standards.

Issues related to fiduciary standards,retirement security and savings proposals, including related tax reforms, retirement income products and lifetime income disclosures.

Issues related to tax reform, including retirement savings incentives, mutual funds,FTT, corporate and individual income taxes, Section 385 regulations

Dodd-Frank implementation; housing finance; mortgage securization; other asset securitization; GSE reform; infrastructure financing; market structure

Issues related to fiduciary standards,retirement security and savings proposals, including related tax reforms, retirement income products and lifetime income disclosures.

Dodd-Frank implementation; housing finance; mortgage securization; other asset securitization; GSE reform; infrastructure financing; market structure

Financial regulatory reform/Dodd-Frank implementation, OTC derivatives, central clearing parties (CCPs), data reporting harmonization, risk management, stress testing. Issues related to systemic risk (including designation process), housing finance, equity and fixed income market structure, exchange traded funds, and fiduciary standards.

Dodd-Frank implementation; housing finance; mortgage securization; other asset securitization; GSE reform; infrastructure financing; market structure

Issues related to fiduciary standards,retirement security and savings proposals, including related tax reforms, retirement income products and lifetime income disclosures.

Financial regulatory reform/Dodd-Frank implementation, OTC derivatives, central clearing parties (CCPs), data reporting harmonization, risk management. Issues related to systemic risk (including designation process), housing finance, equity and fixed income market structure, exchange traded funds, fiduciary standards, institutional investor protections,.

Issues related to fiduciary standards,retirement security and savings proposals, including related tax reforms, retirement income products and lifetime income disclosures.

Issues related to tax reform, including retirement savings incentives, FTT, FATCA implementation, corporate and individual income taxes.

Financial regulatory reform/Dodd-Frank implementation, OTC derivatives, central clearing parties (CCPs), data reporting harmonization. Issues related to systemic risk (including designation process), housing finance, equity and fixed income market structure, exchange traded funds, fiduciary standards

Issues related to tax reform, including retirement savings incentives, FTT, FATCA implementation, corporate and individual income taxes.

Issues related to retirement security and savings proposals, including related tax reforms, retirement income products and lifetime income disclosures.

Dodd-Frank implementation; housing finance; mortgage securization; other asset securitization; GSE reform; infrastructure financing

Issues related to retirement security and savings proposals, including related tax reforms, retirement income products and lifetime income disclosures.

Financial regulatory reform/Dodd-Frank implemetnations, OTC derivatives, central clearing parties (CCPs), reporting harmonization. Issues related to money market funds, systemic risk, housing finance, equity and fixed income market structure, exchange traded funds, fiduciary standards

Issues related to tax reform, including retirement savings incentives, FTT, FATCA implementation, corporate and individual income taxes

Issues relating to tax reform, including retirement savings, FTT, FATCA implementation, corporate and individual income taxes.

Issues related to retirement security and savings proposals, including related tax reforms, retirement income products, fiduciary standards

Financial regulatory reform/Dodd-Frank implementation, OTC derivatives, central clearing parties (CCPs), reporting harmonization. Issues related to money market funds, systemic risk, housing finance, equity and fixed income market structure, exchange traded funds, fiduciary standards.

Various issues relating to tax reform, including retirement savings and income products; FTT, FATCA and corporate and individual tax reform

Financial regulatory reform/Dodd-Frank implementation, OTC derivatives, central clearing parties (CCPs), CFTC reauthorization. Issues related to money market funds regulation, systemic risk, housing finance, equity and fixed income market structure, exchange traded funds, fiduciary standards.

Issues related to Dodd-Frank implementation, housing finance and GSE reform, residential housing securitization, other asset securitization, infrastructure financing

Various issues relating to tax reform, including retirement and savings and income products; FTT, implementation of Foreign Account Tax Compliance Act (FATCA); corporate and individual tax reform

Issues related to Dodd-Frank implementation, housing finance and GSE reform, eminent domain, residential housing securitizations, other asset securitization, infrastructure financing

Financial regulatory reform/Dodd-Frank implementation; OTC derivatives, CFTC reauthorization. Issues related to money market mutual funds regulation, systemic risk, housing finance, central clearing parties (CCPs), equity and fixed income market structures, exchange traded funds, fiduciary standards

Various issues relating to tax reform, including retirement savings and income products; FTT; implementation of Foreign Account Tax Compliance Act (FATCA)

Issues relared to Dodd-Frank implementation, housing finance and GSE reform, eminent domain, residential securitization, other asset securitization, infrastructure financing

Financial regulatory reform/Dodd-Frank implementation; OTC derivatives, CFTC reauthorization. Issues related to money market mutual fund regulations, systemic risk, housing finance, central clearing parties (CCPs), securities market structures, exchange traded funds, fiduciary standards

Financial regulatory reform/Dodd-Frank implementation; OTC derivatives, CFTC reauthorization. Issues related to money market mutual funds regulations; systemic risk, housing finance,eminent domain, securities market structures, exchange-traded funds, fiduciary standards

Issues realted to Dodd-Frank implementation; GSE reform and housing finance, S.1217; eminent domain; residential and commercial real estate securitizatin; other asset securitization

Issues related to retirement security and savings proposals, retirement income products, fiduciary standards

Financial regulatory reform/Dodd-Frank implementation; OTC derivatives, CFTC reauthorization. Issues related to money market mutual fund regulations, systemic risk, housing finance, eminent domain, credit rating agencies, securities market structures, exchange traded funds, fiduciary standards

Issues related to Dodd-Frank implementation; housing finance and GSE reform; eminent domain; residential and commections real estate securitization, other asset securitization

Issues related to tax reform; retirement savings and income products, FTT, implementation of Foreign Account Tax Compliance Act

Financial regulatory reform/Dodd-Frank implementation; OTC derivatives, CFTC reauthorization. Issues related to money market mutual funds regulations; systemic risk, housing finance, eminent domain, securities market structures, exchange traded funds, fiduciary standards.

Issues related to Dodd-Frank implementation; GSE reform and housing finance, S. 1217; eminent domain; residential and commercial real estate securitization; other asset securitization

Issues related to retirement security and savings proposals, retirement income products, fiduciary standards

Financial regulatory reform/Dodd-Frank implementation; OTC derivatives; CFTC reauthorization. Issuses related to money market mutual funds regulation, systemic risk, housing finance, market structure, exchange traded funds, fiduciary standards

Issues related to retirement security and savings proposals, stable value funds/book vlaue wrappers, lifetime income products, fiduciary standards

Issues related to implementation of the Foreign Account Tax Compliance Act; individual and corporate tax reform; retirement savings and income products, including savings incentives; FTT

Issues related to Dodd-Frank implementation; GSE reform and housing finance; residential and commercial real estate securitization, other asset securitizations

Financial regulatory reform/Dodd-Frank implementation; OTC derivatives; CFTC reauthorization. Issues related to money market mutual funds regulations, systemic risk, housing finance, market structure, exchange traded funds, fiduciary standards

Issues related to retirement security and savings proposals, stable value funds/book value wrappers, retirement income products, fiduciary standards

Issues related to retirement security and savings proposals, stable value funds/book value wrappers, retirement income products,fiduciary standards

Financial regulatory reform/Dodd-Frank implementation; OTC derivatives; JOBS Act. Issues related to money market mutual funds regulation, systemic risk, market structure, exchange traded funds, fiduciary standards

Issues related to implementation of Foreign Account Tax Compliance Act; tax reform; retirement savings and income products; FTT

Issues related to retirement security and savings proposals, stable value funds/book value wrappers, retirement income products, fiduciary standards

Issues related to implementation of Foreign Account Tax Compliance Act; retirement savings and income products; tax reform

Financial regulatory reform/Dodd-Frank implementation; OTC derivatives. Issues related to HR 3606. Issues related to money market mutual funds regulation, systemic risk, market structure, exchange traded funds, fiduciary standards.

Issues related to implementation of Foreign Account Tax Compliance Act; retirement savings and income products; tax reform

Issues related to retirement security and savings proposals,stable value funds/book value wrappers; retirement income products; fiduciary standards

GSE Reform; housing finance, residential and commercial securitization; Dodd-Frank implementation; issues related to programs created by S986/HR 1106.

Issues relationg to implementation of Foreign Account Tax Compliance Act; retirement savings and retirement income products; deficit reduction and tax reform

Housing Finance; GSE Reform; Residential and commercial loan securitization; Dodd-Frank implementation; issues related to programs created by S986/HR 1106

Issues related to retirement security and saving proposals, stable value funds/book value wrappers; retirement income products, defined contribution disclosures; target date funds; fiduciary standards; pension plan Dodd-Frank implementation issues.

Issues related to retirement security and savings proposals, stable value funds/book value wrappers; retirement income products, defined contribution disclosure, fiduciary standards

Issues related to implementation of Foreign Account Tax Compliance Act; retirement savings; corporate tax reform

Financial regulatory reform/Dodd-Frank implementation; OTC derivatives; commodity position limits; resolution authority. Issues related to money market mutual funds regulation, systemic risk, market structure, exchange traded funds, fiduciary standards. H.R. 2586, Swap Execution Clarification Act; H.R. 2940, S. 1831 Access to Capital for Job Creators Act.

GSE reform (HR 31, HR1182, HR 1224; HR 1225; HR 1226; HR 1227); housing finance; residential and commercial securitization; Issues related to programs created byS986/HR 1106; Dodd-Frank implementation

Issues related to retirement security and savings proposals; stable value funds/book value wrappers; retirement income products, defined contribution disclosure, fiduciary standards

Financial regulatory reform/Dodd-Frank implementation; OTC derivatives; commodity position limits; resolution authority. Issues related to money market mutual funds regulation, systemic risk, market structure, exchange traded funds, fiduciary standards. H.R. 2586, Swap Execution Clarification Act

Issues related to retirement security and savings proposals; HR 677 Lifetime Income Disclosure Act; S 267 Lifetime Income Disclosure Act; stable value funds/book value wrappers; retirement income products, securities lending, target date funds, defined contribution disclosure, fiduciary standards.

GSE reform; housing finance; residential and commercial securitization: HR 31 Fannie Mae and FreddieMac Accountability Act of 2011; HR 1HR 1182; SA211 Equity in Government Compensation Act; HR 1222 GSE Subsidy Elimination Act of 2011; HR 1223 GSE Credit Risk Equitable Treatment Act; HR 1224 Portfolio Risk Reduction Act; HR 1225 GSE Debt Issuance Approval Act; HR 1226, GSE Mission Improvement Act of 2011; HR 1227 The GSE Risk and Activities Limitation Act; HR 1182 GSE Bailout and Elimination and Taxpayer Protection Act; Issues related to programs created by S896/HR1106--Helping Families Save Their Home Act; Dodd-Frank implementation

Issues related to retirement security and savings proposals; HR 677 Lifetime Income Disclosure Act, S. 267 Lifetime Income Disclosure Act; stable value funds/book value wrappers; retirement income products, securities lending, target date funds, defined contribution disclosure; fiduciary responsibilities

Financial regulatory reform/Dodd-Frank implementation; OTC derivatives, credit rating agencies, resolution authority Issues related to money market mutual fund regulation, systemic risk, market structure, target date funds, exchange traded funds, fiduciary standards

Dodd-Frank implementation, money market mutusl funds, systemic risk, FACTA, housing finance

Dodd-Frank implementation, money market mutusl funds, systemic risk, FACTA, housing finance

Dodd-Frank implementation, money market mutusl funds, systemic risk, FACTA, housing finance

Dodd-Frank implementation, money market mutual funds, systemic risk, FACTA, housing finance

Dodd-Frank implementation, money market mutual funds, systemic risk, FACTA, housing finance

Dodd-Frank implementation, money market mutual funds, systemic risk, FACTA, housing finance

Issues related to retirement security and saving proposals; stable value funds and book value wrappers; retirement income products, target date funds, defined contribution disclosure; fiduciary responsibilities

Issues related to programs created by S896/HR1106--Helping Families Save Their Home Act Issues related to mortgage securitization/judicial mortgage foreclosure

Financial regulatory reform; OTC derivatives, credit rating agencies, resolution authority Issues related to money market mutual fund regulation, systemic risk, market structure, target date funds, exchange traded funds.

Issues related to programs created by S896/HR1106 Helping Families Save Their Home Act; Issues related to mortgage securitization/ judicial mortgage foreclosure.

Issues related to Retirement security and savings proposals; stable value funds and book value wrappers; retirement income products; target date funds, defined contribution disclosure; H.R. 2989-"401(k) Fair Disclosure and Pension Security Act)

H.R. 4173/S. 3217 "Dodd-Frank Wall Street Reform and Consumer Protection Act"--financial regulatory reform; OTC derivatives, consumer financial protection bureau, credit rating agencies, resolution authority. Issues related to money market mutual fund regulation, systemic risk, market structure, exchange traded funds.

Retirement security and savings proposals;Stable value funds and book value wrappers Retirement income products; target date funds, defined contribution disclosure HR 2989 "401(k) Fair Disclosure and Pension Security ACt--401(k) regulation and disclosure H.R. 4213 "Extenders" tax bill re 401(k) regulation and disclosure

H.R. 4173 "Wall Street Reform and Consumer Protection Act"--financial regulatory reform; OTC deriviatives S. 3217 "Restoring American Financial Stability Act of 2010-financial regulatory reform, OTC derivatives, consumer financial products bureau, credit rating agencies, resolution authority. Issues related to money market mutual fund regulation, systemic risk, market structure, exchange traded funds

H.R. 4173 "Wall Street Reform and Consumer Protection Act of 2009"--financial regulatory reform; OTC derivatives Senate "Restoring American Financial Stability Act of 2010"--financial regulatory reform; consumer financial products bureau; OTC derivatives; credit rating agencies Issues related to money market mutual fund regulation; systemic risk, market structure;exchange traded funds

Issues related to mortgage securitization market

Bankruptcy as it relates to mortgage and secured lending; Financial Services Regulatory Reform including Derivatives; Tax Issues for U.S. and non-U.S. funds; Foreign Source Income Matters; ERISA; Retirement Security.

Bankruptcy as it relates to mortgage and secured lending; Financial Services Regulatory Reform including Derivatives; Tax Issues for U.S. and non-U.S. funds; Foreign Source Income Matters; ERISA; Retirement Security.

Bankruptcy as it relates to mortgage and secured lending; Financial Services Regulatory Reform including Derivatives; Tax Issues for U.S. and non-U.S. funds; Foreign Source Income Matters; ERISA; Retirement Security.