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Reported covered position: LEGISLATIVE DIRECTOR, REP. JIM MARSHALL
How to read the money
Income and expense are whole-filing amounts associated with this lobbyist, not personal compensation or an allocated share.
No topic inference: each bill number appears in source LDA issue text assigned to this lobbyist.
Let Wall Street Pay for Wall Street's Bailout Act of 2009
Client: OPTIONS CLEARING CORPORATION · Firm: THE OPTIONS CLEARING CORPORATION
P.L. 91-598, Securities Investor Protection Act of 1970, seeking an amendment to portfolio margining; Clearing and risk management for over-the-counter derivatives; Futures and securities regulatory restructuring; H.R. 1068, Let Wall Street Pay for Wall Street's Bailout Act of 2009; H.R. 977, Derivatives Markets Transparency and Accountability Act of 2009.
Derivatives Markets Transparency and Accountability Act of 2009
Client: OPTIONS CLEARING CORPORATION · Firm: THE OPTIONS CLEARING CORPORATION
Specific issues are shown only where the LDA source assigned them to this lobbyist. Targets apply to the associated filing.
OPTIONS CLEARING CORPORATION via THE OPTIONS CLEARING CORPORATION
2010 · fourth_quarter · Q4
Clearing and Risk Management for Over-The-Counter Derivatives; Futures and Securities Regulatory Restructuring; Implementation of Dodd-Frank Wall Street Reform and Consumer Protection Act.
Filing targets: Commodity Futures Trading Commission (CFTC), Federal Reserve System, HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
OPTIONS CLEARING CORPORATION via THE OPTIONS CLEARING CORPORATION
2010 · third_quarter · Q3
Source: Senate LDA
P.L. 91-598, Securities Investor Protection Act of 1970, seeking an amendment to portfolio margining; Clearing and risk management for over-the-counter derivatives; Futures and securities regulatory restructuring; H.R. 1068, Let Wall Street Pay for Wall Street's Bailout Act of 2009; H.R. 977, Derivatives Markets Transparency and Accountability Act of 2009.
A bill to require the Securities and Exchange Commission to reinstate the uptick rule and effectively regulate abusive short selling activities.
Client: OPTIONS CLEARING CORPORATION · Firm: THE OPTIONS CLEARING CORPORATION
Clearing and risk management for over-the-counter derivatives; Futures and securities regulatory restructuring; S. 605, A bill to require the Securities and Exchange Commission to reinstate the uptick rule and effectively regulate abusive short selling activities.
A bill to require the Securities and Exchange Commission to reinstate the uptick rule and effectively regulate abusive short selling activities.
Client: OPTIONS CLEARING CORPORATION · Firm: THE OPTIONS CLEARING CORPORATION
Clearing and risk management for over-the-counter derivatives; Futures and securities regulatory restructuring; S. 605, A bill to require the Securities and Exchange Commission to reinstate the uptick rule and effectively regulate abusive short selling activities.
A bill to require the Securities and Exchange Commission to reinstate the uptick rule and effectively regulate abusive short selling activities.
Client: OPTIONS CLEARING CORPORATION · Firm: THE OPTIONS CLEARING CORPORATION
Clearing and risk management for over-the-counter derivatives; Regulation of clearing agencies and derivatives clearing organizations; Futures and securities regulatory restructuring; S. 605, a bill to require the Securities and Exchange Commission to reinstate the uptick rule and effectively regulate abusive short selling activities
Securities Act of 2008
Client: OPTIONS CLEARING CORPORATION · Firm: THE OPTIONS CLEARING CORPORATION
P.L. 91-598, Securities Investor Protection Act of 1970, seeking an amendment to portfolio margining; H.R. 6513, Securities Act of 2008, Section 8, Securities Investor Protect Act of 1970 Amendments, seeking an amendment to portfolio margining; Memorandum of Understanding Between the U.S. Securities and Exchange Commission and the U.S. Commodity Futures Trading Commission Regarding Coordination in Areas of Common Regulatory Interest, March 11, 2008, resolution of customer protection issues presented by customer portfolio margining accounts; The Department of the Treasury Blueprint for a Modernized Financial Regulatory Structure March 2008, futures and securities regulatory restructuring; Clearing and risk management for over-the-counter derivative products; U.S. Securities and Exchange Commission Emergency Order Pusuant to Section 12(k)(2) of the Securities Exchange Act of 1934 Taking Temporary Action to Respond to Market Developments, Release No. 34-58166, July 15, 2008, seeking exemptive relief for options market-makers (see also Release No. 34-58190, July 18, 2008); H.R. 1424, Emergency Economic Stabilization Act of 2008, sought to add H.R. 6513; U.S. Securities and Exchange Commission Emergency Order Pursuant to Section 12(k)(2) of the Securities Exchange Act of 1934 Taking Temporary Action to Respond to Market Developments, Release No. 34-58592, September 18, 2008, seeking exemptive relief for options market-makers (see also Release No. 34-58611, September 21, 2008).
Securities Act of 2008
Client: OPTIONS CLEARING CORPORATION · Firm: THE OPTIONS CLEARING CORPORATION
P.L. 91-598, Securities Investor Protection Act of 1970, seeking an amendment to portfolio margining; H.R. 6513, Securities Act of 2008, Section 8, Securities Investor Protection Act of 1970 Amendments, seeking an amendment to portfolio margining; Clearing and risk management for over-the-counter derivatives; The Department of the Treasury Blueprint for a Modernized Financial Regulatory Structure March 2008, futures and securities regulatory restructuring
P.L. 91-598, Securities Investor Protection Act of 1970, seeking an amendment relating to portfolio margining; H.R. ____ Discussion Draft, CFTC Reauthorization Act of 2007, seeking an amendment relating to portfolio margining; H.R. 2419, Food and Energy Security Act of 2007, Title XIII, all provisions relating to portfolio margining; Senate Republican Capital Markets Task Force, comments provided on rule and product approval, investor disclosure and portfolio margining amendments to P.L. 91-598; House Republican Policy Committee Task Force on Capital Markets, Economic and Information Security; comments provided on rule and product approval, investor disclosure and portfolio margining amendments to P.L. 91-598; S. 12, Homeownership, Manufacturing, and Economic Growth Act, Title II, all provisions related to SRO rulemaking and capital market competitiveness.
To amend the Internal Revenue Code of 1986 to treat income received by partners for performing investment management services as ordinary income received for the performance of services.
Client: OPTIONS CLEARING CORPORATION · Firm: THE OPTIONS CLEARING CORPORATION
P.L. 97-34, Tax Incentive Act of 1981, seeking technical corrections to the Tax Straddle Rules; H.R. 2834, To amend the Internal Revenue Code of 1986 to treat income received by partners for performing investment management services as ordinary income received for the performance of services, all provisions related to carried interest.
To amend the Internal Revenue Code of 1986 to treat income received by partners for performing investment management services as ordinary income received for the performance of services.
Client: OPTIONS CLEARING CORPORATION · Firm: THE OPTIONS CLEARING CORPORATION
P.L. 97-34, Tax Incentive Act of 1981, seeking technical corrections to the Tax Straddle Rules; H.R. 2834, To amend the Internal Revenue Code of 1986 to treat income received by partners for performing investment management services as ordinary income received for the performance of services, all provisions related to carried interest; H.R. 3996, Temporary Tax Relief Act of 2007, Title VI, all provisions related to carried interest
Tax Increase Prevention Act of 2007
Client: OPTIONS CLEARING CORPORATION · Firm: THE OPTIONS CLEARING CORPORATION
P.L. 97-34, Tax Incentive Act of 1981, seeking technical corrections to the Tax Straddle Rules; H.R. 2834, To amend the Internal Revenue Code of 1986 to treat income received by partners for performing investment management services as ordinary income received for the performance of services, all provisions related to carried interest; H.R. 3996, Temporary Tax Relief Act of 2007, Title VI, all provisions related to carried interest
College Opportunity Act of 2007
Client: OPTIONS CLEARING CORPORATION · Firm: THE OPTIONS CLEARING CORPORATION
17 CFR Part 240 [Release No. 34-55431; File No. S7-08-07], comments provided on SEC proposed amendments to Financial Responsibility Rules for Broker-Dealers; CFTC approved contracts - Credit Index Event, comments provided on Chicago Mercantile Exchange's Submission 07-17, Proposing to Trade Credit Index Event Contracts; Financial Services Sector Coordinating Council, business continuity planning Commidity Exchange Reauthorization Act, all provisions relating to portfolio margining; P.L. 91-598, Securities Investor Protection Act of 1970, seeking amendment relating to portfolio margining; capital market structure; 17 CFR Part 242 [Release No. 34-55520; File No. S7-12-06], comments provided on proposed SEC amendments to Regulation SHO;
Administration Proposal to Amend Tax Treatment for Options Market Makers
Clearing and Risk Management for Over-The-Counter Derivatives; Futures and Securities Regulatory Restructuring; Implementation of Dodd-Frank Wall Street Reform and Consumer Protection Act.
Filing targets: Commodity Futures Trading Commission (CFTC), Federal Reserve System, HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC)
OPTIONS CLEARING CORPORATION via THE OPTIONS CLEARING CORPORATION
2010 · second_quarter · Q2
Clearing and Risk Management for Over-The-Counter Derivatives; Futures and Securities Regulatory Restructuring; H.R. 4173, the Restoring American Financial Stability Act of 2010
Filing targets: Commodity Futures Trading Commission (CFTC), Federal Reserve System, HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
OPTIONS CLEARING CORPORATION via THE OPTIONS CLEARING CORPORATION
2010 · first_quarter · Q1
Clearing and risk management for over-the-counter derivatives; Futures and securities regulatory restructuring; H.R. 4173, the Wall Street Reform and Consumer Protection Act of 2009
Filing targets: Commodity Futures Trading Commission (CFTC), Federal Reserve System, HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
OPTIONS CLEARING CORPORATION via THE OPTIONS CLEARING CORPORATION
2009 · fourth_quarter · Q4
Clearing and risk management for over-the-counter derivatives; Futures and securities regulatory restructuring; H.R. 4173, the Wall Street Reform and Consumer Protection Act of 2009;
President's budget recommendation to amend tax treatment for options market makers.
Filing targets: Commodity Futures Trading Commission (CFTC), Federal Reserve System, HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
OPTIONS CLEARING CORPORATION via THE OPTIONS CLEARING CORPORATION
2009 · third_quarter · Q3
President's Budget recommendation to amend tax treatment for options market makers
Clearing and risk management for over-the-counter derivatives; Regulation of clearing agencies and derivatives clearing organizations; Futures and securities regulatory restructuring; S. 605, a bill to require the Securities and Exchange Commission to reinstate the uptick rule and effectively regulate abusive short selling activities
Filing targets: Commodity Futures Trading Commission (CFTC), Federal Reserve System, HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
OPTIONS CLEARING CORPORATION via THE OPTIONS CLEARING CORPORATION
2009 · second_quarter · Q2
President's Budget recommendation to amend tax treatment for options market makers
Clearing and risk management for over-the-counter derivatives; Futures and securities regulatory restructuring; S. 605, A bill to require the Securities and Exchange Commission to reinstate the uptick rule and effectively regulate abusive short selling activities.
Filing targets: Commodity Futures Trading Commission (CFTC), Federal Reserve System, HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
OPTIONS CLEARING CORPORATION via THE OPTIONS CLEARING CORPORATION
2009 · first_quarter · Q1
Clearing and risk management for over-the-counter derivatives; Futures and securities regulatory restructuring; S. 605, A bill to require the Securities and Exchange Commission to reinstate the uptick rule and effectively regulate abusive short selling activities.
President's Budget recommendation to amend tax treatment for options market makers
Filing targets: Commodity Futures Trading Commission (CFTC), Federal Reserve System, HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
OPTIONS CLEARING CORPORATION via THE OPTIONS CLEARING CORPORATION
2009 · first_quarter · Q1
P.L. 91-598, Securities Investor Protection Act of 1970, seeking an amendment to portfolio margining; Clearing and risk management for over-the-counter derivatives; Futures and securities regulatory restructuring; H.R. 1068, Let Wall Street Pay for Wall Street's Bailout Act of 2009; H.R. 977, Derivatives Markets Transparency and Accountability Act of 2009.
Filing targets: Commodity Futures Trading Commission (CFTC), Federal Reserve System, HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
OPTIONS CLEARING CORPORATION via THE OPTIONS CLEARING CORPORATION
2008 · fourth_quarter · Q4
P.L. 91-598, Securities Investor Protection Act of 1970, seeking an amendment to portfolio margining; H.R. 6513, Securities Act of 2008, Section 8, Securities Investor Protection Act of 1970 Amendments, seeking an amendment to portfolio margining; Clearing and risk management for over-the-counter derivatives; The Department of the Treasury Blueprint for a Modernized Financial Regulatory Structure March 2008, futures and securities regulatory restructuring
Filing targets: Commodity Futures Trading Commission (CFTC), Federal Reserve System, HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
OPTIONS CLEARING CORPORATION via THE OPTIONS CLEARING CORPORATION
2008 · third_quarter · Q3
P.L. 91-598, Securities Investor Protection Act of 1970, seeking an amendment to portfolio margining; H.R. 6513, Securities Act of 2008, Section 8, Securities Investor Protect Act of 1970 Amendments, seeking an amendment to portfolio margining; Memorandum of Understanding Between the U.S. Securities and Exchange Commission and the U.S. Commodity Futures Trading Commission Regarding Coordination in Areas of Common Regulatory Interest, March 11, 2008, resolution of customer protection issues presented by customer portfolio margining accounts; The Department of the Treasury Blueprint for a Modernized Financial Regulatory Structure March 2008, futures and securities regulatory restructuring; Clearing and risk management for over-the-counter derivative products; U.S. Securities and Exchange Commission Emergency Order Pusuant to Section 12(k)(2) of the Securities Exchange Act of 1934 Taking Temporary Action to Respond to Market Developments, Release No. 34-58166, July 15, 2008, seeking exemptive relief for options market-makers (see also Release No. 34-58190, July 18, 2008); H.R. 1424, Emergency Economic Stabilization Act of 2008, sought to add H.R. 6513; U.S. Securities and Exchange Commission Emergency Order Pursuant to Section 12(k)(2) of the Securities Exchange Act of 1934 Taking Temporary Action to Respond to Market Developments, Release No. 34-58592, September 18, 2008, seeking exemptive relief for options market-makers (see also Release No. 34-58611, September 21, 2008).
OPTIONS CLEARING CORPORATION via THE OPTIONS CLEARING CORPORATION
2008 · second_quarter · Q2
Financial Services Sector Coordinating Council, financial services critical infrastructure business continuity operations, including telecommuting, during a pandemic influenza outbreak
P.L. 91-598, Securities Investor Protection Act of 1970, seeking an amendment to portfolio margining; H.R. 2419, Food, Conservation, and Energy Act of 2008, Title XIII, all provisions relating to portfolio margining; H.R.____, Securities Act of 2008 (Committee Print), Sec. 9, Securities Investor Protection Act of 1970 Amendments; Memorandum of Understanding Between the U.S. Securities and Exchange Commission and the U.S. Commodity Futures Trading Commission Regarding Coordination in Areas of Common Regulatory Interest, March 11, 2008, resolution of customer protection issues presented by customer portfolio margining accounts; The Department of the Treasury Blueprint for a Modernized Financial Regulatory Structure March 2008, futures and securities recommendations; Clearing and risk management for over-the-counter derivative products
OPTIONS CLEARING CORPORATION via THE OPTIONS CLEARING CORPORATION
2008 · first_quarter · Q1
P.L. 91-598, Securities Investor Protection Act of 1970, seeking an amendment relating to portfolio margining; H.R. ____ Discussion Draft, CFTC Reauthorization Act of 2007, seeking an amendment relating to portfolio margining; H.R. 2419, Food and Energy Security Act of 2007, Title XIII, all provisions relating to portfolio margining; Senate Republican Capital Markets Task Force, comments provided on rule and product approval, investor disclosure and portfolio margining amendments to P.L. 91-598; House Republican Policy Committee Task Force on Capital Markets, Economic and Information Security; comments provided on rule and product approval, investor disclosure and portfolio margining amendments to P.L. 91-598; S. 12, Homeownership, Manufacturing, and Economic Growth Act, Title II, all provisions related to SRO rulemaking and capital market competitiveness.
Financial Services Sector Coordinating Council, briefings with House staff on financial services critical infrastructure business continuity operations, including telecommuting, during a pandemic influenza outbreak.
OPTIONS CLEARING CORPORATION via THE OPTIONS CLEARING CORPORATION
2007 · year_end · YY
S. 4, Improving America's Security by Implementing Unfinished Recommendations of the 9/11 Commission Act, Titles VIII and XI, all provisions related to private sector preparedness and critical infrastructure protection; H.R. 1, Implementing the 9/11 Commission Recommendations Act of 2007, Titles VII, IX, and XI, all provisions related to private sector preparedness and critical infrastructure protection;
P.L. 91-598, Securities Investor Protection Act of 1970, seeking amendment relating to portfolio margining; H.R.___ Discussion Draft, CFTC Reauthorization Act of 2007, seeking amendment relating to portfolio margining; H.R. 2419, Food and Energy Security Act of 2007, Title XIII, all provisions relating to portfolio margining;
OPTIONS CLEARING CORPORATION via THE OPTIONS CLEARING CORPORATION
2007 · mid_year · MM
S. 4, Improving America's Security by Implementing Unfinished Recommendations of the 9/11 Commission Act, Titles 8 and 11, all provisions related to private sector preparedness and critical infrastructure protection; H.R. 1, Implementing the 9/11 Commission Recommendations Act of 2007, Titles 7, 9 and 11, all provisions related to private sector preparedness and critical infrastructure protection
17 CFR Part 240 [Release No. 34-55431; File No. S7-08-07], comments provided on SEC proposed amendments to Financial Responsibility Rules for Broker-Dealers; CFTC approved contracts - Credit Index Event, comments provided on Chicago Mercantile Exchange's Submission 07-17, Proposing to Trade Credit Index Event Contracts; Financial Services Sector Coordinating Council, business continuity planning Commidity Exchange Reauthorization Act, all provisions relating to portfolio margining; P.L. 91-598, Securities Investor Protection Act of 1970, seeking amendment relating to portfolio margining; capital market structure; 17 CFR Part 242 [Release No. 34-55520; File No. S7-12-06], comments provided on proposed SEC amendments to Regulation SHO;
Filing targets: Commodity Futures Trading Commission (CFTC), Federal Reserve System, HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
Filing targets: Commodity Futures Trading Commission (CFTC), Federal Reserve System, HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
Filing targets: Commodity Futures Trading Commission (CFTC), Federal Reserve System, HOUSE OF REPRESENTATIVES, SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
P.L. 97-34, Tax Incentive Act of 1981, seeking technical corrections to the Tax Straddle Rules; H.R. 2834, To amend the Internal Revenue Code of 1986 to treat income received by partners for performing investment management services as ordinary income received for the performance of services, all provisions related to carried interest; H.R. 3996, Temporary Tax Relief Act of 2007, Title VI, all provisions related to carried interest
Filing targets: Commodity Futures Trading Commission (CFTC), Federal Reserve System, HOUSE OF REPRESENTATIVES, Homeland Security, Dept of (DHS), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of
P.L. 97-34, Tax Incentive Act of 1981, seeking technical corrections to the Tax Straddle Rules; H.R. 2834, To amend the Internal Revenue Code of 1986 to treat income received by partners for performing investment management services as ordinary income received for the performance of services, all provisions related to carried interest.
Filing targets: Commodity Futures Trading Commission (CFTC), Federal Reserve System, HOUSE OF REPRESENTATIVES, Homeland Security, Dept of (DHS), SENATE, Securities & Exchange Commission (SEC), Treasury, Dept of